Length spectra of sub-Riemannian metrics on compact Lie groups
Andr\'as Domokos, Matthew Krauel, Vincent Pigno, Corey Shanbrom,, Michael VanValkenburgh

TL;DR
This paper computes the length spectra for a canonical sub-Riemannian structure on any compact Lie group, revealing that shortest loops are identical to those in the Riemannian case, with explicit results for SU(2) and SU(3).
Contribution
It provides the first explicit length spectrum calculations for sub-Riemannian structures on compact Lie groups, extending understanding beyond Riemannian cases.
Findings
Shortest loops are the same in Riemannian and sub-Riemannian cases.
Explicit length spectra for SU(2) and SU(3).
Sub-Riemannian length spectra can be explicitly determined for compact Lie groups.
Abstract
Length spectra for Riemannian metrics are well studied, while sub-Riemannian length spectra have been largely unexplored. Here we give the length spectrum for a canonical sub-Riemannian structure attached to any compact Lie group by restricting its Killing form to the sum of the root spaces. Surprisingly, the shortest loops are the same in both the Riemannian and sub-Riemannian cases. We provide specific calculations for SU(2) and SU(3).
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Length spectra of sub-Riemannian metrics on compact Lie groups
András Domokos, Matthew Krauel, Vincent Pigno,
Corey Shanbrom, Michael VanValkenburgh
Department of Mathematics and Statistics, California State University Sacramento, 6000 J Street, Sacramento, CA, 95819, USA
[[email protected], [email protected],
[email protected], [email protected], [email protected]](mailto:[email protected],%[email protected],%20)
Abstract.
Length spectra for Riemannian metrics are well studied, while sub-Riemannian length spectra have been largely unexplored. Here we give the length spectrum for a canonical sub-Riemannian structure attached to any compact Lie group by restricting its Killing form to the sum of the root spaces. Surprisingly, the shortest loops are the same in both the Riemannian and sub-Riemannian cases. We provide specific calculations for and .
Key words and phrases:
sub-Riemannian geometry, geodesics, root systems, compact Lie groups
2010 Mathematics Subject Classification:
53C17, 53C22, 22E30, 51N30
1. Introduction
While much is known about the existence and geometric properties of closed geodesics on Riemannian manifolds in general [10], and Lie groups in particular, we cannot say the same thing about their connection with the algebraic structure of Lie groups. Moreover, the sub-Riemannian setting has been mostly neglected.
In the case of simple, simply connected, compact Lie groups, Helgason obtained the length of the shortest Riemannian geodesic loop in terms of the length of the highest root [8, Proposition 11.9]. We expand upon Helgason’s work using more algebraic methods, obtaining the sub-Riemannian and Riemannian geodesic loop length spectra. The sub-Riemannian structure consists of the horizontal distribution defined by the orthogonal complement of a Cartan subalgebra and the restriction of the bi-invariant metric defined by the Killing form. To our knowledge, nothing was previously known about the connection between root systems and lengths of sub-Riemannian geodesic loops.
In Section 2 we provide the background for the root space decomposition of semi-simple, compact Lie algebras and prove Theorem 2.1, which shows that all sub-Riemannian geodesics are normal. In Section 3 we work in a simple, simply connected, compact Lie group. We find connections between the algebraic information encoded in the root system of the Lie algebra and properties of Riemannian and sub-Riemannian geodesic loops. In Theorems 3.1 and 3.2 we describe the entire length spectra of the Riemannian and certain sub-Riemannian geodesic loops. In Theorem 3.4 we find properties that help describe the remaining sub-Riemannian geodesic loops. Moreover, in Theorem 3.3, we compute the lengths of the shortest Riemmanian and sub-Riemannian loops, which unexpectedly turn out to be equal. Further, in Corollary 3.1 we derive a purely algebraic formula for the length of the highest root. In Sections 4 and 5 we provide relevant examples in and .
Note that the terms length spectrum and geodesic have different variants in the literature. By length spectrum, we mean the set of lengths of all primitive geodesic loops. A sub-Riemannian geodesic is defined as in [14] as a locally length minimizing curve. While in general such curves may not satisfy the geodesic equations, in our setting we show that the two notions coincide (see Theorem 2.1).
2. General results
In this section we assume that is a semi-simple, connected, compact matrix Lie group. This assumption is suited to present and prove some general results about sub-Riemannian geodesics, and we will use the more restrictive simple and simply connected assumptions in the following sections, where we prove results about sub-Riemannian geodesic loops. Our notations and definitions will be geared toward the presentation of the sub-Riemannian geometry, rather than the algebraic theory of Lie groups.
The Lie algebra of can be defined in terms of the matrix exponential:
[TABLE]
where is the linear space of real or complex matrices in which is included. Then is a real Lie algebra endowed with the commutator operator
[TABLE]
A Lie algebra is called simple if it is non-commutative and does not have any non-trivial ideals, and it is called semi-simple if it is the direct sum of simple Lie algebras. A Lie group is simple or semi-simple if its Lie algebra has the corresponding property.
The adjoint representation of is the group homomorphism
[TABLE]
while its differential at the identity is the adjoint representation of its Lie algebra
[TABLE]
Note that, among semi-simple Lie algebras, is an irreducible representation of if and only if is simple.
The Killing form
[TABLE]
is negative definite and non-degenerate on the Lie algebra of a semi-simple, compact Lie group, and hence we can define an inner product on as
[TABLE]
where is a constant which can be adjusted according to our normalization preferences. The inner product (2.1) generates a bi-invariant metric on . The Killing form is -invariant, so is a unitary linear transformation of for all and is skew-symmetric for all .
Let be a maximal torus in and be its Lie algebra. In this case, is a maximal commutative subalgebra of called the Cartan subalgebra. Its dimension is called the rank of , and also the rank of . Consider an orthonormal basis of , which will be fixed throughout the paper.
We extend the inner product (2.1) on bi-linearly to the complexified Lie algebra . The mappings , , commute and are skew-symmetric, so they share eigenspaces and have purely imaginary eigenvalues.
Once we fix the orthonormal basis , we can identify with and define the roots as elements of the Cartan subalgebra, as in [6].
Definition 2.1**.**
We define to be a root if and the root space , where
[TABLE]
Additionally, we use the notation .
Let be the set of all roots, which will be partially ordered by the relation if the first non-zero coordinate of relative to the ordered basis is positive. We call a root positive if its first non-zero coordinate is positive and let denote the set of all positive roots. For the most important properties of we quote [7, 11]:
[TABLE]
The above properties of and the real root space decomposition
[TABLE]
where
[TABLE]
allow us to choose an orthonormal basis of ,
[TABLE]
with the following properties:
[TABLE]
Notice that , where , forms a sub-bundle of the tangent bundle of , which we call the horizontal sub-bundle. The property shows that this horizontal sub-bundle is bracket-generating, hence its choice defines a sub-Riemannian metric on in the following way (see [14]).
We call an absolutely continuous curve horizontal if for every where exists. The length of a horizontal curve is defined as
[TABLE]
The bracket-generating property implies that any two points can be connected by horizontal curves and therefore we can define a sub-Riemannian (also called Carnot-Carathéodory) distance as
[TABLE]
We say that a horizontal curve is a sub-Riemannian geodesic if locally it is a length minimizer. We call a sub-Riemannian geodesic a sub-Riemannian geodesic loop if and for all . Here, denotes the identity matrix.
If we do not restrict the curve to be horizontal, then similar definitions lead to Riemannian geodesics and geodesic loops. With the choice of the bi-invariant inner product (2.1), the Riemannian geodesics through the identity and in the direction of an arbitrary have the form (see [2, Chapter 3])
[TABLE]
Remark 2.1*.*
With our assumptions on and , all sub-Riemannian geodesics are smooth [12, Theorem 3]. Moreover, as the inner product on is the restriction of the inner product (2.1) defined on , a sub-Riemannian geodesic is also a smooth curve of equal Riemannian length.
Sub-Riemannian geodesics can be characterized in various ways. We follow the description from [12, 13, 14], but also see [1, 3]. If a sub-Riemannian geodesic is a projection to of a solution to Hamilton’s equations for the sub-Riemannian Hamiltonian, then we call it normal, otherwise we call it abnormal. If a sub-Riemannian geodesic is a critical point of the endpoint map, then we call it singular, otherwise we call it regular [12]. The following implications hold.
Proposition 2.1**.**
[14, Theorem 5.8]** All regular sub-Riemannian geodesics are normal and, therefore, all abnormal geodesics are singular.
If the horizontal distribution is fat, which means that for all
[TABLE]
then all sub-Riemannian geodesics are normal [13, Proposition 4]. For example, the horizontal distribution is fat in the case of , but not in the case of .
Regarding the form of the normal geodesics we have the following result, which is [14, Theorem 11.8] adapted to our setting. See also [3] and the references therein.
Proposition 2.2**.**
Consider a semi-simple, connected, compact Lie group endowed with horizontal distribution defined by the orthogonal complement of a Cartan subalgebra , and inner product (2.1). Then the normal sub-Riemannian geodesics through the identity are of the form
[TABLE]
where is any element of and is the orthogonal projection of onto .
Definition 2.2**.**
If , then we call a horizontal Riemannian geodesic.
These are precisely the Riemannian geodesics which are also sub-Riemannian. As we will see, they can be regular or singular.
If , then let us use the notation . With this notation we can rewrite (2.2) as
[TABLE]
From the relations
[TABLE]
we conclude that
[TABLE]
is a subalgebra of , isomorphic to .
For each let
[TABLE]
and
[TABLE]
If , then is a nontrivial Lie subalgebra of and therefore we can find a closed, connected subgroup of , which has as its Lie algebra. Note that carries a sub-Riemannian geometry, for which the horizontal distribution is
[TABLE]
Therefore, horizontal curves in are also horizontal in and if a normal sub-Riemannian geodesic of lies in , then it is a normal sub-Riemannian geodesic of too.
A characteristic subgroup for a singular sub-Riemannian geodesic is a closed connected subgroup within which is regular.
Proposition 2.3**.**
[12, Theorem 2]** Every singular sub-Riemannian geodesic of lies in some characteristic subgroup with dimension strictly less than the dimension of .
Propositions 2.1 and 2.3 allow us to give a simple algebraic proof of the following result, which is also proved using control theoretic methods, including generalized Maslov index theory, in [3].
Theorem 2.1**.**
*Consider a semi-simple, connected, compact Lie group endowed with the horizontal distribution defined by the orthogonal complement of a Cartan subalgebra and inner product (2.1). Then we have the following results.
(i) All sub-Riemannian geodesics are normal.
(ii) All sub-Riemannian geodesics through the identity have the form*
[TABLE]
where and is the orthogonal projection of onto .
Proof.
Let us assume that is an abnormal sub-Riemannian geodesic of . Then, by Proposition 2.1, is singular and by Proposition 2.3, there exists such that lies in a characteristic subgroup . But, as is regular in , by Proposition 2.1 it is also normal in . Hence, must have the form (2.5) in , which, by (2.6)–(2.9), gives a normal sub-Riemannian geodesic of .
Once all sub-Riemannian geodesics are normal, part (ii) is a direct consequence of Proposition 2.2. ∎
3. Lengths of sub-Riemannian geodesic loops
In this section we assume that is a simple, simply connected, compact matrix Lie group.
For each root and we define the hyperplane in :
[TABLE]
The reflections in across the hyperplanes will be denoted by . Note that
[TABLE]
The Weyl group of can be defined as the group generated by the reflections
The set
[TABLE]
is a union of disjoint, open cones, called Weyl chambers. The Weyl group acts transitively on the Weyl chambers. We define the positive Weyl chamber by
[TABLE]
and let denote its closure.
Let us choose the simple roots . In the case of a simple Lie algebra, the root system is irreducible and the length of the roots can take at most 2 values, which implies that the entries of the Cartan matrix,
[TABLE]
can take only the following values:
[TABLE]
For each we denote by
[TABLE]
the orthogonal projection of the origin onto the hyperplane . It is known that [8, Chapter 7, Lemma 7.6]
[TABLE]
The unit lattice in is defined by
[TABLE]
and let us also set
[TABLE]
By the commutativity of , it is evident that . By [15, Theorem IX.1.6] we know that , the fundamental group of . Since is simply connected, it follows that
[TABLE]
It is also known that [15, Theorem IX.1.4]
[TABLE]
and the two sets in (3.4) are equal only if the center of equals .
Definition 3.1**.**
We call the numbers relatively prime if at least one of the numbers is non-zero and the greatest common factor of the non-zero numbers is . In particular, if we have only one non-zero number, then it must be .
Remark 3.1*.*
By (3.3), if the numbers are relatively prime, then the line segment joining the origin to intersects only at the endpoints.
Theorem 3.1**.**
*Let be a simple, simply connected, compact Lie group endowed with the bi-invariant inner product (2.1).
(a) If the numbers are relatively prime and , then , , is a Riemannian geodesic loop with length*
[TABLE]
(b) All Riemannian geodesic loops in have lengths
[TABLE]
where are relatively prime.
Proof.
(a) If the rank of is one, then and any geodesic loop in has length . Now suppose the rank of is greater than or equal to two. Let , where are relatively prime and . By the commutativity of the elements of we know that . If, for some , we have , then and, by Remark 3.1, this contradicts the fact that are relatively prime. Hence, the length of one loop described by is
[TABLE]
(b) Let and . Assume that and if . By the facts that is non-empty and finite, the Weyl group acts transitively on the Weyl chambers, and each element of the Weyl group can be written as for some , it follows that there exists such that . Hence, and therefore . By (3.3) we obtain that , where are relatively prime. Using the fact that we find that
[TABLE]
∎
Remark 3.2*.*
Moreover, for any we have that , so there exists in the same conjugacy class with . Hence we have a Riemannian geodesic loop outside of , corresponding to , which has length equal to in (3.5).
We need the following lemma to generalize Theorem 3.1 to the case of horizontal Riemannian geodesic loops (see Definition 2.2).
Lemma 3.1**.**
For any we have .
Proof.
By [5, Lemma 2.2], given , we can construct another Cartan subalgebra which is orthogonal to . Hence, and, as any two Cartan subalgebras are conjugate, there exists some such that . Hence, we conclude that for any we have that . ∎
Theorem 3.2**.**
Consider a semi-simple, connected, compact Lie group endowed with horizontal distribution defined by the orthogonal complement of a Cartan subalgebra , and inner product (2.1). Then the horizontal Riemannian geodesic loops have lengths
[TABLE]
where are relatively prime.
Proof.
Let and . If and for all , then we can follow the proof of Theorem 3.1 (b), to conclude that there exist relatively prime such that
[TABLE]
By Lemma 3.1, the entire length spectrum of , where are relatively prime, is covered, and this finishes the proof. ∎
One might expect the shortest sub-Riemannian geodesic loops to be longer than their Riemannian counterparts. Surprisingly, the following result, which generalizes the Riemannian case of [8, Chapter 7, Proposition 11.9], proves otherwise.
Theorem 3.3**.**
The shortest sub-Riemannian geodesic loops are also the shortest Riemannian geodesic loops. Their common length is , where is the highest root.
Proof.
We first consider the Riemannian case. Without loss of generality we can assume that the rank of is greater than . Let By (3.2) we know that . Moreover, there exists such that
[TABLE]
Therefore, for any we have
[TABLE]
which, by (3.4), implies that if . Hence, the length of one loop described by is
[TABLE]
Let , where are relatively prime and let . Assume that if and
[TABLE]
Hence,
[TABLE]
As in the proof of Theorem 3.1, by the fact that the Weyl group acts transitively on the Weyl chambers, there exist and such that . Therefore, and hence for some . By [8, Chapter 7, Theorem 6.1],
[TABLE]
which implies that . On the other hand, , which is the shortest distance from the origin to . Therefore, and this implies that . In conclusion, we have , which establishes the length of the shortest Riemannian geodesic loops. Note that this slight generalization of [8, Chapter 7, Proposition 11.9] is proved differently here.
We now consider the sub-Riemannian case. Theorem 3.2 implies that the shortest horizontal Riemannian geodesic loops have length equal to , which equals the length of the shortest Riemannian geodesic loops by the argument above. By Remark 2.1 every sub-Riemannian geodesic is a smooth Riemannian curve of equal length, so we conclude that is the shortest length for any sub-Riemannian geodesic loop. ∎
Theorem 3.3 implies the following corollary regarding the length of the highest root.
Corollary 3.1**.**
We have
[TABLE]
where are relatively prime.
Regarding the sub-Riemannian geodesic loops which are not necessarily horizontal Riemannian, we have the following result.
Theorem 3.4**.**
*Let such that and . Consider and assume that if and . Then:
(a) The length of satisfies*
[TABLE]
*and there is an for which is attained.
(b) We have*
[TABLE]
(c) If
[TABLE]
then for all there exist such that
[TABLE]
Proof.
(a) Note that implies that . Then,
[TABLE]
and
[TABLE]
Hence, the length of is . The fact that is an immediate consequence of Proposition 3.2.
Consider the simply connected Lie subgroup of which has its Lie algebra equal to , and denote by and those elements of (2.3) which, together with , generate . The relations
[TABLE]
show that the only positive root, and hence the highest root in , is . In a similar way to the proof of (4.2), we can obtain a sub-Riemannian geodesic loop in whose length is .
(b) We claim that . This information can be found in [8, Page 148, Exercise 3] and its proof is based on the fact that for all ,
[TABLE]
By (3.7), it follows that
[TABLE]
which clearly implies (3.6).
(c) By the properties of the adjoint representation there exist and , where is the number of Weyl chambers, such that
[TABLE]
and
[TABLE]
Note that in (3.8) and (3.9) some of the and might be repeated if they belong to one of the hyperplanes for .
Therefore,
[TABLE]
and
[TABLE]
The fact that implies that the sets in (3.10) and (3.11) must coincide. Hence, by rearranging the elements if necessary, we can suppose that for all we have , which immediately implies the existence of such that . ∎
Since , we can see that one of in (3.8) must be . Therefore, we have the following corollary.
Corollary 3.2**.**
Under the assumptions of Theorem 3.4, there exist and such that
4. The case of
The special unitary group of complex matrices is
[TABLE]
Its Lie algebra is the three dimensional real Lie algebra
[TABLE]
The Killing form of is
[TABLE]
while the inner product (2.1) is defined as
[TABLE]
The Cartan subalgebra is spanned by the unit vector
[TABLE]
and the orthonormal basis of is formed by
[TABLE]
The exponential map has the following simple form:
[TABLE]
Consider . Then, for ,
[TABLE]
and
[TABLE]
The Riemannian geodesic closes the first time at if we have , which shows that the Riemannian length spectrum equals . For the sub-Riemannian geodesic , the condition implies that
[TABLE]
where , , are both even or both odd. In order that for all , we have to require that are both odd and relatively prime or both even and are relatively prime with one of them odd and the other even.
Notice that, as the only positive root of is , we have , and therefore
[TABLE]
The same result can be obtained by Theorem 3.4. In the unit lattice is Formula (3.6) implies that
[TABLE]
The matrices and from (3.9) are diagonal with entries consisting of the eigenvalues of . Thus, Theorem 3.4 implies that there exists some such that
[TABLE]
and this implies (4.1).
We have therefore presented two algebraic proofs of the following proposition, which is a special case of Theorems 3.1, 3.2, and 3.3, and which extends the results from [4, 9].
Proposition 4.1**.**
*In the following properties hold.
(a) The Riemannian geodesic loops have length equal to .
(b) The horizontal Riemannian geodesic loops have length equal to .
(c) The shortest sub-Riemannian geodesic loops have length equal to .
(d) The sub-Riemannian geodesic loops have lengths equal to , where are odd and relatively prime or even and are relatively prime with one of them odd and the other even.*
Remark 4.1*.*
As an introduction to the next section, let us show that we can use Viète’s formulas to get the result of Proposition 4.1 (d). Indeed, the characteristic polynomial of is , and by Theorem 3.3 and the first Viète’s formula, the eigenvalues of must be of the form and , where . The second Viète’s formula gives
[TABLE]
which leads to (4.1).
Remark 4.2*.*
For comparison with the case of in the next section, note that in the sub-Riemannian geodesic loops have the form
[TABLE]
where satisfy (4.1).
5. The case of
Consider the special unitary group of complex matrices
[TABLE]
and its Lie algebra
[TABLE]
The inner product is defined by
[TABLE]
We consider the maximal torus
[TABLE]
and its Lie algebra
[TABLE]
which is our choice for the Cartan subalgebra. The following are the Gell-Mann matrices, which form an orthonormal basis of and satisfy the relations in formulas (2.2)–(2.4):
[TABLE]
The positive roots are the following:
[TABLE]
The highest root is , while the two simple roots are and . The unit lattice is
[TABLE]
and observe that
[TABLE]
For , the projections of the origin onto the hyperplanes are
[TABLE]
and, indeed, (5.1) is equivalent to
[TABLE]
Observing that
[TABLE]
we conclude that, in , Theorems 3.1, 3.2, and 3.3 have the following special form.
Proposition 5.1**.**
*In the following properties hold.
(a) The Riemannian geodesic loops have lengths equal to*
[TABLE]
*where are relatively prime.
(b) The horizontal Riemannian geodesic loops have lengths equal to*
[TABLE]
*where are relatively prime.
(c) The shortest sub-Riemannian geodesic loops have length equal to .*
To obtain information about the full sub-Riemannian length spectrum in , consider
[TABLE]
The characteristic polynomial of is
[TABLE]
where
[TABLE]
and
[TABLE]
Note that Formula (3.6) gives
[TABLE]
To see the connection with the case of , let us start with the following simple cases.
Case 1. Consider , . This corresponds to the case of from the previous section and these geodesics are singular in . Therefore the sub-Riemannian geodesics have the form (4.3) and the lengths from Proposition 4.1 (d).
Case 2. Consider , . These geodesics are not contained in any copy of and are regular in . Here, , , and the eigenvalues of are
[TABLE]
By Theorem 3.4 (c) we have that
[TABLE]
where , are both odd or even. Therefore, the sub-Riemannian geodesic loop corresponding to (5.3) is
[TABLE]
and its length is .
Case 3. If at least two of , , are not zero, then
[TABLE]
where . Theorem 3.4 (c) and the first Viète formula for the characteristic polynomial imply that the eigenvalues of must have the form
[TABLE]
The second Viète formula gives
[TABLE]
From the third Viète formula we find
[TABLE]
The complexity of formula (5.6) hides its true geometric meaning. However, in the case when , formula (5.6) reduces to , and we have the following eigenvalues for :
[TABLE]
Without loss of generality we can assume that . Then , which implies that and . From (5.5) it follows that
[TABLE]
which in the case of reduces to
[TABLE]
This shows that, as expected, formula (5.5) includes the sub-Riemannian geodesic loop length spectrum of .
Note that is satisfied if , and . As a numerical example we can give the sub-Riemannian geodesic loop of length described by
[TABLE]
In conclusion, we have the following result.
Proposition 5.2**.**
In the sub-Riemannian geodesic loops have lengths equal to
[TABLE]
where .
Acknowledgements
The authors are grateful to Richard Montgomery for helpful discussions and advice on exposition. We also thank the referees for valuable suggestions.
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