
TL;DR
This paper characterizes when families of graphs related to warped cones are expanders with respect to a Banach space, linking this property to spectral gaps in associated group representations, and provides examples of universal expanders.
Contribution
It establishes a precise criterion connecting warped cone graphs being expanders with spectral gaps in group representations on Banach spaces, offering new universal expander examples.
Findings
Graphs quasi-isometric to warped cone levels are expanders iff the representation has a spectral gap.
Provides examples of graphs that are expanders for all Banach spaces of non-trivial type.
Links geometric group theory with Banach space theory through spectral gap conditions.
Abstract
For a Banach space , we show that any family of graphs quasi-isometric to levels of a warped cone is an expander with respect to if and only if the induced -representation on has a spectral gap. This provides examples of graphs that are an expander with respect to all Banach spaces of non-trivial type.
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Super-expanders and warped cones
Damian Sawicki
Institute of Mathematics
Polish Academy of Sciences
Śniadeckich 8
00-656 Warszawa (Poland)
Max-Planck-Institut für Mathematik
Vivatsgasse 7
53111 Bonn (Germany)guests.mpim-bonn.mpg.de/dsawicki/
Abstract.
For a Banach space , we show that any family of graphs quasi-isometric to levels of a warped cone is an expander with respect to if and only if the induced -representation on has a spectral gap. This provides examples of graphs that are an expander with respect to all Banach spaces of non-trivial type.
In French. Pour un espace de Banach , on montre que toute famille de graphes, quasi-isométriques à des niveaux d’un cône tordu , est un expanseur relativement à , si et seulement si la -représentation induite sur a un trou spectral. Ceci fournit des examples de graphes qui sont un expanseur relativement á tous les espaces de Banach de type non trivial.
Key words and phrases:
Expander graph; spectral gap; warped cone; quasi-isometry; Rademacher type. In French: graphe expanseur; trou spectral; cône tordu; quasi-isométrie; type de Rademacher
2010 Mathematics Subject Classification:
Primary 46B85; Secondary 05C25, 37A30, 37C85.
1. Results
The aim of this paper is to prove expansion with respect to large classes of Banach spaces for new families of graphs. The graphs are 1-skeleta of Rips complexes of a family of compact metric spaces , which originates in an action of a finitely generated group on a compact metric space . Such families were introduced by J. Roe under the name of warped cones [Roe-cones], and the idea of studying graphs quasi-isometric to them comes from Vigolo [Vigolo].
We prove that the spectral gap of the Koopman representation on the Bochner space is equivalent to the expansion of these graphs with respect to the Banach space . Since expansion is a quasi-isometry invariant (4.4), the same can be said about any family of graphs quasi-isometric to the warped cone .
Theorem 1.1**.**
Let be a geodesic Ahlfors regular compact metric measure space with an action by Lipschitz homeomorphisms of a finitely generated group and be any Banach space.
Then, the action has a spectral gap in if and only if the family is quasi-isometric to an expander with respect to .
In particular, this dynamical construction provides a large new class of expanders with respect to Banach spaces of non-trivial type. Such expanders (the strongest expanders presently known) have been previously obtained among quotients of groups — see the seminal papers of V. Lafforgue [Lafforgue1, Lafforgue2] and the generalisation of Liao [Liao].
Corollary 1.2**.**
Let \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}(Y,d,\mu) be a measure-preserving ergodic action as in Theorem 1.1, and assume that has Lafforgue’s Banach property (T).
Then, any family of bounded degree graphs quasi-isometric to is an expander with respect to all Banach spaces of non-trivial type.
In order to address some recent developments [Bou, BY, local] regarding local versions of the spectral gap condition, we verify Theorem 1.1 not only for an action of a group generated by a finite set but also for a finite family of partially-defined bi-Lipschitz maps (Theorem 4.2).
The notion of expanders or non-linear spectral gaps of [Mendel-Naor] has been extensively studied also in the case when is a metric space (see, for instance, [Mendel-Naor-Hadamard] and references therein). Theorem 1.1 may also find applications in this context because it remains true under very mild assumptions about the space (namely, density of in ), which are satisfied by large classes of metric spaces, notably CAT(0) (Hadamard) spaces considered in [Mendel-Naor-Hadamard].
Super-expanders
Roughly speaking, a sequence of graphs is an expander with respect to a Banach space , if for every map the norm of its global coboundary (i.e. the average of over ) can be estimated by its local gradient (i.e. the average of over forming an edge). The former average involves a quadratic number of terms, while — for sparse graphs — the latter only a linear number, which is a significant computational advantage (cf. [Mendel-Naor-Hadamard] and references therein).
The comparability of the global and local statistics implies in particular that a sequence of such maps cannot preserve the metric structure of the graphs , that is, it is never a bi-Lipschitz or coarse embedding (an observation originally due to Gromov). Yu proved the Novikov conjecture for groups admitting a coarse embedding into a Hilbert space [A], and Kasparov and Yu proved the coarse Novikov conjecture for bounded geometry metric spaces admitting a coarse embedding into a uniformly convex Banach space or, equivalently, into a super-reflexive Banach space [Kasparov-Yu-super]. Hence, it was natural for Kasparov and Yu to ask whether there exist expanders with respect to all super-reflexive Banach spaces, or super-expanders for short.
The positive answer was given by V. Lafforgue [Lafforgue1], who obtained super-expanders as finite quotients of groups with his Banach property (T). Subsequently, he generalised these results from super-reflexive Banach spaces to an even larger class of Banach spaces, namely Banach spaces of non-trivial Rademacher type (or, equivalently, -convex Banach spaces) [Lafforgue2]. This is the largest class of Banach spaces for which expanders have been constructed.
Mendel and Naor [Mendel-Naor] gave an independent construction of expanders with respect to super-reflexive Banach spaces, using the zig-zag product construction of [zig-zag].
The aim of this work is to provide another construction of super-expanders, including expanders with respect to Banach spaces of non-trivial type.
Previous work
Warped cones were introduced by J. Roe [Roe-cones] as a construction relating compact dynamical systems with large scale geometry. Drut̨u and Nowak [Drutu-Nowak] noticed that a particularly interesting case is when the system has a spectral gap, conjecturing that it may yield new counterexamples to the coarse Baum–Connes conjecture.
Following this direction, Nowak and the author [Nowak-Sawicki] proved that for an action \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}Y with a spectral gap in , the warped cone does not embed coarsely into . If in addition the measure is Ahlfors regular and the action is by Lipschitz homeomorphisms, they showed that the -distortion of levels is logarithmic.
Subsequently, assuming a condition equivalent to a spectral gap in , Vigolo [Vigolo] showed under similar hypotheses that the levels are quasi-isometric to an expander (this implies the above result for being a Hilbert space) and that it is a sufficient and necessary condition.
Theorem 1.1 combines advantages of the main results of [Nowak-Sawicki] and [Vigolo]: on the one hand, it applies to all Banach spaces, and on the other, it gives a characterisation of expansion rather than a criterion for distortion or non-embeddability.
The conjecture of Drut̨u and Nowak is established in the forthcoming work [Sawicki-cBCc] without requiring to be geodesic — a restriction important in [Vigolo] and the present work — yielding in particular counterexamples to the coarse Baum–Connes conjecture not coarsely equivalent to any family of graphs.
Further developments
Let us briefly report on some advancements in the area since the first version of this note was made public. The progress regards rigidity properties of warped cones, showing in particular that our construction is a very rich source of super-expanders and that expanders with respect to Banach spaces of non-trivial type provided by the construction are indeed provably distinct from (i.e. not quasi-isometric to) those previously known.
Jianchao Wu and the author [SW] proved that for free actions the warped cone admits an asymptotically faithful covering by products , where the metric on is appropriately scaled. By an argument of Khukhro and Valette [KV], for an -manifold it implies that a quasi-isometry with a Margulis expander induces a quasi-isometry of groups
[TABLE]
see [Sawicki-piecewise, dLV] for details. As noticed in [dLV], it follows from quasi-isometric-rigidity literature that our super-expanders cannot be quasi-isometric to many super-expanders of Lafforgue and Liao.
David Fisher, Thang Nguyen, and Wouter van Limbeek [FNvL] constructed a continuum of actions \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}Y yielding pairwise non-quasi-isometric warped cones satisfying the assumptions of Theorem 1.1 for all Banach spaces of non-trivial type. This is a consequence of an impressive dynamical quasi-isometric-rigidity result for warped cones that they obtain. An important tool employed are coarse fundamental groups, which were also independently studied in a very interesting work [fundamentalVigolo] by Federico Vigolo.
It follows from computations in [FNvL, fundamentalVigolo] that, for with a finite fundamental group, the coarse fundamental group of is virtually isomorphic to . If is quasi-isometric to a Margulis expander , then combining (1) with the induced virtual isomorphism of coarse fundamental groups, one gets a quasi-isometry , impossible for many . This way Vigolo [fundamentalVigolo] proves that there exist warped cones satisfying the assumptions of 1.2 that are not quasi-isometric to any Margulis expander.
Methods and outline of the paper
Our treatment is functional-analytic in flavour and, like [Nowak-Sawicki], utilises Poincaré inequalities rather than isoperimetric inequalities, which are best-suited for classical (Hilbert-space) expanders. Nonetheless, it picks up some ideas from the measure-theoretic approach of [Vigolo], notably the key idea of studying families of graphs quasi-isometric to a warped cone, which allows the language of graph theory.
In Section 2 we introduce the definitions of an expander and an expander with respect to a Banach space and discuss methods of constructing them. Section 3 defines a spectral gap via a Poincaré-type inequality, relates it to other definitions in the literature, and briefly reminds some examples.
Section 4 recalls the definition of a warped cone and the quasi-isometric invariance of expansion (4.4) and constructs certain graphs quasi-isometric to the warped cone. We give the core of the argument in Section 4.3. The basic idea is to consider the above graphs — whose vertex sets are finer and finer partitions of — and to reinterpret functions defined on them as functions defined on or to approximate by simple functions subordinate to these partitions. Then, we compare the norms of the coboundary of (i.e. for ) and the coboundary of with the norms of a certain ‘gradient’ of with respect to the action and the graph-theoretic gradient of . Finally, Section 4.4 contains some remarks.
2. Expanders
Expanders are graphs that are simultaneously sparse and highly connected.
Definition 2.1**.**
Let be a finite graph. Its Cheeger constant is defined as
[TABLE]
where denotes the set of edges joining elements of subsets and of , and is the cardinality of .
An infinite family of finite graphs is an expander if their cardinalities are unbounded, vertex degrees uniformly bounded above, and Cheeger constants uniformly bounded away from [math].
Expanders are not all the same. One approach to compare ‘strength’ of expanders is to consider constants measuring expansion (like the Cheeger constant from 2.1), see [Ramanujan, Margulis-Ramanujan]. Another approach is to rephrase the definition so that it is parametrised by a Banach space, and then measure the ‘strength’ of an expander by the ‘size’ of the class of Banach spaces with respect to which it is an expander.
Definition 2.2**.**
Let be a Banach space and be a family of finite graphs with uniformly bounded vertex degrees and unbounded cardinalities. We say that is an expander with respect to if there exists a constant such that
[TABLE]
for any and any function , where we sum over pairs of vertices of , and means that there is an edge joining and .
For more on Banach-space expanders, consult [Mendel-Naor, Lafforgue1, Lafforgue2, Cheng, Mimura]. By replacing norm distances by distances with respect to some metric , we can generalise 2.2 to the case where is a metric space. Note that, as long as contains at least two points, an expander with respect to is an expander in the sense of 2.1 and — in the other direction — classical expansion implies expansion with respect to any Hilbert space. In this generality, Mendel and Naor proved that indeed the ‘strength’ of expanders, measured by spaces , may differ [Mendel-Naor-Hadamard].
Because of all the applications of expanders [hash, HoLiWi, HLS, expinpureandapplied], the problem of constructing them has attracted a great deal of attention [zig-zag, HoLiWi]. The first explicit construction due to Margulis and many subsequent constructions used Cayley (or Schreier) graphs of groups, relying on group-theoretic arguments, like (relative) property (T) of Kazhdan [Margulis] or additive combinatorics [BG0]. In particular, the super-expanders of Lafforgue are constructed with the approach of [Margulis]. There is also a purely combinatorial construction via ‘zig-zag graph products’ of Reingold, Vadhan, and Wigderson [zig-zag], which was employed in the construction of super-expanders by Mendel and Naor.
Our construction follows another approach, which dates back to 1980s in some special cases [Gabber-Galil]. More recently, it was applied by Bourgain and Yehudayoff, who defined a continuous expander as a family of smooth maps from a subinterval of to such that for every measurable with , we have:
[TABLE]
for some positive not depending on (where denotes the Lebesgue measure of ) [Bou, BY]. By ‘discretising’ such a continuous expander, they obtained the first monotone expander (see also [local]).
For much more general metric measure spaces equipped with a group action, Vigolo proved that the family of graphs resulting from a similar discretisation is an expander if and only if with a finite family coming from the action is a continuous expander [Vigolo] (the ‘only if’ implication is the more difficult one).
The discretising procedure involves non-canonical choices. By using warped cones — which corresponds to adding more edges to the discretisations, called lavish approximating graphs by Vigolo [Vigolo] — one obtains graphs that are unique up to quasi-isometry because they are essentially -skeleta of Rips complexes for a fixed family of metric spaces. As already mentioned in the introduction, this novel treatment allows applying the rapidly developing theory of warped cones to understand the geometry of such expanders.
The above results [Gabber-Galil, Bou, BY, local, Vigolo] concerned only classical expanders (as in 2.1). In terms of the involved tools, these articles relate the isoperimetric inequality (3) to the isoperimetric characterisation of expanders via Cheeger constants (2.1). Relating Poincaré inequalities — apart from being a new technique valid also in the classical setting — allows obtaining expanders with respect to Banach spaces.
3. Spectral gaps
Our working definition of spectral gap, which will remove unnecessary technical difficulties from the proof of the main result, will be the following (in fact its slight generalisation, 3.4). The definition remains sound also for a metric space , after replacing norm distances by metric distances , but, for the sake of exposition, we restrict ourselves to the case of Banach spaces.
Definition 3.1**.**
Let be a Banach space, \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}(Y,\mu) be a probability-measure-preserving action, and be the space of Bochner-measurable square-integrable111For a metric space , square-integrability of with compact means that is at finite -distance from any (equivalently: every) continuous function, where the distance is given by . -valued functions. The action \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}Y has a spectral gap in , if there exists a constant such that
[TABLE]
for any function .
Note that a spectral gap for any non-zero Banach space implies a spectral gap with , which is equivalent to ‘expansion in measure’ of [Vigolo].
Let denote the subspace of functions such that . Observe that it suffices to check inequality (4) for because adding a constant to does not affect the inequality. Another, more standard, characterisation of the spectral gap condition says that there are no almost invariant vectors in for the Koopman representation ; that is, there exists a constant such that for every we have
[TABLE]
Indeed, note that the square of the left-hand side of (5) is proportional to the left-hand side of (4) (with the proportionality constants depending on the cardinality of ). Thus, in order to confirm that the above condition is equivalent to the one from 3.1, it suffices to check that for the expression is comparable to the integral
Lemma 3.2**.**
Let be a probability space, be any Banach space, , and be given by the formula . Then:
[TABLE]
Proof.
The latter inequality follows from the triangle inequality: for given by , , we have and . For the former inequality observe that the projection onto constants given by integration
[TABLE]
is a contraction from and hence also a contraction from , as our measure is probabilistic. Thus we know that the complement projection onto has norm at most . Consequently:
[TABLE]
The following gives a yet another characterisation.
Fact 3.3** (Drut̨u–Nowak [Drutu-Nowak]).**
Assume that is a uniformly convex Banach space and the finite generating set for contains the identity element. Then the action \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}Y has a spectral gap in if and only if we have
[TABLE]
where the above operator norm is considered in the space of bounded operators on .
Note that the above Markov operator — when considered as an operator on the whole of — preserves constant functions. Hence, if it satisfies (6), its spectrum intersects a certain neighbourhood of only at , justifying the name ‘spectral gap’ in 3.1. In fact, the ‘if’ implication of 3.3 does not require to be uniformly convex, so for arbitrary Banach spaces our definition of the spectral gap may be more general than condition (6).
3.1 can be slightly generalised. The following definition is intended as an intrinsic version of the local spectral gap with respect to of an action \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}Z — a condition introduced and studied in [local].
Definition 3.4**.**
Let be a Banach space, a probability space, and a finite set such that every is a measurable bijection between measurable subsets of , and assume that is closed under inverses.
The set has a spectral gap in if there exists a constant such that
[TABLE]
for any function .
The main result of [local] is that actions of dense subgroups generated by ‘algebraic elements’ on non-compact simple Lie groups have a local spectral gap. Restrictions of such actions give examples of sets with a spectral gap in the sense of 3.4.
For , following the convention for group actions, we will later denote the image of under by . For we will shortly write to denote the image of under .
3.1. Examples
There are many sources of actions with a spectral gap, to which Theorem 1.1 can be applied. Since [Nowak-Sawicki]*Section 4 and [Vigolo]*Section 8 already provide a detailed discussion, our treatment here is concise.
- –
Any ergodic action \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}(Y,\mu) of a property (T) group has a spectral gap.
- –
Some elementary actions are known to have a spectral gap, e.g. \mathrm{SL}_{2}({\mathbb{Z}})\mathrel{\raisebox{0.6pt}{\curvearrowright}}{\mathbb{T}}^{2}.
- –
For dense subgroups generated by ‘algebraic elements’ in compact simple Lie groups, the action by left translations on the ambient group has a spectral gap by celebrated results of Bourgain–Gamburd and Benoist–de Saxcé [BG, BG2, BdS].
- –
The above ordinary spectal gap (that is, in ) for \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}Y is equivalent to a spectral gap in for any (see, for example, [Nowak-Sawicki]).
- –
Any ergodic action \Gamma\mathrel{\raisebox{0.6pt}{\curvearrowright}}(Y,\mu) of a group with V. Lafforgue’s Banach property (T), robust property (T), or property (T) with respect to a class of Banach spaces (this is typically equivalent to ) has a spectral gap in [dlS, dlSdL, Lafforgue1, Lafforgue2, Liao, Oppenheim1, Oppenheim2].
4. Proof of the main results
The following is an adaptation of the definition of J. Roe [Roe-cones].
Definition 4.1**.**
Let be a compact geodesic metric space, and let be a closed under inverses finite set of Lipschitz homeomorphisms between closed subsets of .
The warped cone is a collection of metric spaces (denoted for brevity), where each set is equipped with the largest metric such that
[TABLE]
where in the latter condition we consider all and .
Since replacing the metric on by a Lipschitz equivalent metric (see 4.3) yields Lipschitz equivalent warped cones, the assumption that is geodesic can be satisfied in most cases of interest. We will assume that is not a singleton.
Typically, in 4.1 one assumes that consists of homeomorphisms . Then, if is another such set generating the same group of homeomorphisms, the respective warped cones are Lipschitz equivalent [Roe-cones]. It justifies the standard convention of denoting the warped cone by and its metrics by , which we conformed to in Theorem 1.1 and 1.2. With notation explained, it is clear that Theorem 1.1 is a special case of the following result.
Theorem 4.2**.**
Let and be as in 4.1, and assume that is an Ahlfors regular metric measure space and that for all . Let be any Banach space.
Then, has a spectral gap in if and only if the family is quasi-isometric to an expander with respect to .
The assumption on the measure of boundaries will only be relevant for the ‘if’ implication.
4.1. Quasi-isometries
Let us fix some terminology and notation.
Definition 4.3**.**
A map between metric spaces is a quasi-isometry if there exist constants and such that
[TABLE]
for all and such that the -neighbourhood of is the whole of for some .
A bijective map is a Lipschitz equivalence (or simply bi-Lipschitz) if one can take in (8).
4.3 applies respectively to families of maps , where one requires the constants to be universal. Our index set will typically be .
The following result is well-known among experts, at least for Hilbert-space expanders. We include the proof for the reader’s convenience.
Lemma 4.4**.**
Expansion with respect to is a quasi-isometry invariant of families of graphs of uniformly bounded degree.
Proof.
Let and be two families of finite graphs with degrees bounded by and be a quasi-isometry. That is, there exist positive constants , , such that
[TABLE]
and for every there exists with . Let us denote by the maximal size of a fibre of , which is bounded by the maximal size of a (closed) -ball in , by the maximal size of a -ball in , and by the maximal size of a -ball in . All three can be bounded in terms of .
We will show that if is an expander with respect to , then is too.
Let . We have:
[TABLE]
If one denotes a geodesic path from to by (where depends on ), then the second sum in (9) is bounded by:
[TABLE]
On the other hand, if we denote the composition by , then, by expansion of graphs , the first sum in (9) can be bounded above as follows:
[TABLE]
and — after denoting a geodesic path from to by with — we get:
[TABLE]
Summarising, we have just proved the lemma:
[TABLE]
4.2. Construction of graphs
Let denote the open ball about of radius .
Definition 4.5**.**
A metric measure space is Ahlfors regular if there exist constants and such that for any and we have
[TABLE]
Let and be as in Theorem 4.2. Given , pick a maximal -separated set in and a respective measurable partition such that . In particular, and
[TABLE]
where for and coming from the definition of Ahlfors regularity. Construct a graph with the vertex set and edges of two types, that is, there is an edge if or , where the latter are defined by:
[TABLE]
The following lemma is a version of the fact that a Rips complex is quasi-isometric to the ambient space. Note that we could as well define as the 1-skeleton of the Rips complex for with respect to the metric , but the above definition, differentiating between edges of type (1) and (2), is more convenient in our proof. The ‘moreover’ part of the lemma is another version of [Roe-cones]*Proposition 1.10 and [Vigolo]*Proposition 4.1.
Lemma 4.6**.**
Under the hypotheses of Theorem 4.2 the inclusions induce bi-Lipschitz embeddings with the Lipschitz constants uniform in . In particular, the families and are quasi-isometric. Moreover, the graphs have vertex degrees bounded by some constant independent of .
Proof.
Fix and let be vertices of . Let be the minimal number such that and observe that there exists a sequence of points with and for some (cf. [Roe-cones]*Proposition 1.6). Denote by the unique element of with and observe that for every the pair forms an edge. Hence, the distance is bounded by For the opposite bound it suffices to look at edges: if , then clearly ; and if , that is, there exists , then also
[TABLE]
which proves that the map is a bi-Lipschitz embedding with constant .
For the ‘moreover’ part, observe that the number of edges of type (1) emanating from is bounded by the quotient (for constants from 4.5) because the disjoint union of (each of measure at least \mu\big{(}B(z,1/(2t))\big{)}) over is contained in the ball . Similarly, for and the number of edges is bounded by
[TABLE]
for being the Lipschitz constant for the action of generators. ∎
4.3. Poincaré inequalities
After this preparation we are ready to prove the implications relating (2) with (7), that is, the implications relating Poincaré inequalities for maps with those for maps . This, together with the results of the previous section, completes the proof of Theorem 4.2.
Expansion spectral gap.
Assume that is quasi-isometric to an expander with respect to . Since by 4.6 the family is quasi-isometric to graphs having bounded degrees, and by 4.4 being an expander is a quasi-isometry invariant among bounded degree graphs, we know that the family is an expander.
It suffices to check the spectral gap condition on the dense subset of continuous functions. Pick and assume (if , then is constant and the inequality is trivially satisfied). For and the respective and used to define in Section 4.2, we define to be constant on every with the value given by . One can require to be at most for sufficiently large . We have:
[TABLE]
(where means that ), which, by expansion, is bounded (up to the multiplicative constant from 2.2) by the following:
[TABLE]
Note that by the uniform continuity of we know that the value of
[TABLE]
goes to zero when goes to infinity, and, as the value of the first sum is bounded by , we can focus on the second sum.
We obtain:
[TABLE]
Fix for a moment. Consider the open -neighbourhood of the boundary . Since is a geodesic space, the complement of splits into the ‘-interior’ of and the ‘-complement’ of :
[TABLE]
For there is no edge , and for the set is contained in the open -neighbourhood of , which has measure converging to zero by the assumption that .
Hence we can focus on vertices from . In this case and is defined on the whole of , so — for — we have:
[TABLE]
where is defined as
[TABLE]
and goes to [math] as .
We have just obtained:
[TABLE]
which, after passing to infinity with , yields the spectral gap:
[TABLE]
Spectral gap expansion.
Assume that has a spectral gap in . In 4.6 we proved that, under the assumptions of Theorem 4.2, the warped cone is quasi-isometric to a family of graphs with uniformly bounded vertex degrees (and also unbounded cardinalities because of unboundedness of diameters). Hence, in order to complete the proof of Theorem 4.2, it suffices to prove that these graphs satisfy the Poincaré inequality (2) from 2.2.
Fix and the respective , , and from Section 4.2. For any we can bound from below:
[TABLE]
If one extends to a function constant on every , the last expression equals:
[TABLE]
and this, by the spectral gap property, can be bounded below as follows:
[TABLE]
So for we have just proved that
[TABLE]
We will now deduce 1.2.
Proof of 1.2.
Let be an Ahlfors regular metric measure space with an ergodic action by Lipschitz homeomorphisms of a finitely generated group with V. Lafforgue’s Banach property (T) as in [Lafforgue2, Liao]. Let be a family of graphs with uniformly bounded vertex degrees and quasi-isometric to , for instance the family from Section 4.2. For any Banach space of non-trivial type, also the Bochner space has non-trivial type, equal to the type of (see e.g. [Diestel-Jarchow-Tonge]*Theorem 11.12). Consequently, the action has a spectral gap in . Now, by Theorem 1.1 (formally: together with 4.4) the family is an expander with respect to . ∎
4.4. Remarks
Let us finish with some remarks on the proof and a corollary.
-
In the proof that the spectral gap for an action implies the expansion of the graphs , the Lipschitz condition was only used in 4.6 to obtain a bound on the degrees of the graphs , but not in the proof of the Poincaré inequality (2). Hence, even without this assumption one still gets a ‘weak expander’, that is, an expander with potentially unbounded degree of vertices, cf. [expgirth1].
-
However, the boundedness of the degree of vertices in the definition of an expander was used crucially for the opposite implication, namely that expansion implies spectral gap.
Indeed, even for one cannot bound in line (10) from above by the integral (like we did for the opposite bound in lines (12) to (13)) because can be arbitrarily small. Consequently, in line (11) for every (such that ) we integrate the same function over the whole of , so we later need boundedness of in order to control the number of these integrals.
Formally, we also used the Lipschitz continuity of to show the vanishing of , but uniform continuity would suffice.
-
In the proof that the expansion of implies a spectral gap for the action, it suffices to assume that is an expander for some unbounded subset .
-
We also did not rely essentially on the exponent , that is, the equivalence of the -analogues of (2) and (7) holds under the assumptions of Theorem 4.2 for any exponent . (For the analogues of (2) and (7) never hold unless is a point.)
Being an expander with respect to does not depend on by the result of Cheng [Cheng], generalising partial results of Mimura [Mimura], so we reach the following conclusion.
Corollary 4.7**.**
Under the hypotheses of Theorem 4.2, the spectral gap condition in does not depend on .
-
In 4.1 we require to be geodesic in order to guarantee that the family and hence also the family are quasi-geodesic. Since Theorem 4.2 compares the family to graphs and being quasi-isometric to a graph is equivalent to being quasi-geodesic, the assumption is rather unavoidable. See [Sawicki-cBCc] for warped cones (over spectral gap actions on non-geodesic spaces) being coarsely non-equivalent to any family of graphs.
-
Nonetheless, the equivalence of the spectral gap for the action and the expansion for graphs still holds, irrespective of whether is geodesic (the same remark applies to 4.7). It is also true for graphs obtained by allowing only edges of type of graphs . Similar graphs were introduced in [Vigolo] under the name of approximating graphs for the action, and the respective equivalence was obtained in the classical setting.
In particular, even without the geodesic assumption, expansion with respect to Banach spaces of non-trivial type holds for graphs and and actions as in 1.2.
Acknowledgements
The author is grateful to Alan Czuroń and Masato Mimura for inspiring conversations on Banach-space expanders and to Paweł Józiak and Mateusz Wasilewski for discussions on Bochner spaces. The author wishes to express his gratitude to Piotr Nowak for his constant support and guidance. The author is indebted to Paweł Józiak, Piotr Nowak, and Federico Vigolo for remarks on the manuscript and to the anonymous referee for their careful reading and helpful comments. The author thanks Noémie Combe for help in preparing French versions of the abstract and keyword list.
The author was partially supported by the Narodowe Centrum Nauki grant Preludium number 2015/19/N/ST1/03606 and by the Max-Planck-Gesellschaft.
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