On Diamond's $L^1$ criterion for asymptotic density of Beurling generalized integers
Gregory Debruyne, Jasson Vindas

TL;DR
This paper provides a simplified proof of the $L^1$ criterion ensuring positive asymptotic density for Beurling generalized integers, and explores weaker conditions for density existence and related estimates.
Contribution
It offers a shorter proof of the $L^1$ criterion and introduces weaker hypotheses for the existence of asymptotic density in Beurling integers.
Findings
Shorter proof of the $L^1$ criterion for positive density.
Weaker hypotheses can ensure the existence of density.
Discussion of conditions for the estimate involving Beurling's Möbius function.
Abstract
We give a short proof of the criterion for Beurling generalized integers to have a positive asymptotic density. We actually prove the existence of density under a weaker hypothesis. We also discuss related sufficient conditions for the estimate , with the Beurling analog of the Moebius function.
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On Diamond’s criterion for asymptotic density of Beurling generalized integers
Gregory Debruyne
Department of Mathematics: Analysis, Logic and Discrete Mathematics
Ghent University
Krijgslaan 281
9000 Ghent
Belgium
and
Jasson Vindas
Department of Mathematics: Analysis, Logic and Discrete Mathematics
Ghent University
Krijgslaan 281
9000 Ghent
Belgium
Abstract.
We give a short proof of the criterion for Beurling generalized integers to have a positive asymptotic density. We actually prove the existence of density under a weaker hypothesis. We also discuss related sufficient conditions for the estimate , with the Beurling analog of the Möbius function.
Key words and phrases:
Asymptotic density; Beurling generalized numbers; Beurling primes; Möbius function; zeta function
2010 Mathematics Subject Classification:
Primary 11N80; Secondary 11M41, 11M45, 11N37.
G. Debruyne gratefully acknowledges support by Ghent University, through a BOF Ph.D. grant
The work of J. Vindas was supported by the Research Foundation–Flanders, through the FWO-grant number 1520515N
1. Introduction
Let be a Beurling generalized prime number system, that is, an unbounded sequence of real numbers subject to the only requirement . Its associated set of generalized integers [1, 8] is the multiplicative semigroup generated by the generalized primes and 1. We arrange them in a non-decreasing sequence where multiplicities are taken into account, . One then considers the counting functions of the generalized integers and primes,
[TABLE]
A central question in the theory of generalized numbers is to determine conditions, as minimal as possible, on one of the functions or such that the other one becomes close to its classical counterpart. Starting with the seminal work of Beurling [1], the problem of finding requirements on that ensure the validity of the prime number theorem has been extensively investigated; see, for example, [1, 8, 9, 16, 17]. In the opposite direction, Diamond proved in 1977 [7] the following important criterion for generalized integers to have a positive density. As in the classical case, we denote
[TABLE]
Theorem 1.1**.**
Suppose that
[TABLE]
Then, there is such that
[TABLE]
It can be shown (see [8, Thm. 5.10 and Lemma 5.11, pp. 47–48]) that the value of the constant in (1.2) is given by
[TABLE]
Diamond’s proof of Theorem 1.1 is rather involved. It depends upon subtle decompositions of the measure and then an iterative procedure. In their recent book [8, p. 76], Diamond and Zhang have asked whether there is a simpler proof of this theorem.
The goal of this article is to provide a short proof of Theorem 1.1. Our proof is of Tauberian character. It is based on the analysis of the boundary behavior of the zeta function
[TABLE]
via local pseudofunction boundary behavior and then an application of the distributional version of the Wiener-Ikehara theorem [4, 14]. Our method actually yields (1.2) under a weaker hypothesis than (1.1), see Theorem 4.1 in Section 3. We mention that Kahane has recently obtained another different proof yet of Theorem 1.1 in [11].
In Section 5, we apply our Tauberian approach to study the estimate
[TABLE]
with the Beurling analog of the Möbius function. The sufficient conditions we find here for (1.3) generalize the ensuing recent result of Kahane and Saïas [12, 13]: the hypothesis (1.1) suffices for the estimate (1.3).
2. Tauberian machinery
We collect in this section some Tauberian theorems that play a role in the article. These Tauberian theorems are in terms of local pseudofunction boundary behavior [4, 6, 14, 16], which turns out to be an optimal assumption for many complex Tauberian theorems, in the sense that it often leads to “if and only if” results.
We normalize Fourier transforms as , and interpret them in the sense of tempered distributions when the integral definition does not make sense. The standard Schwartz test function spaces of compactly supported smooth functions (on an open subset ) and rapidly decreasing smooth functions are denoted by and , while and stand for their topological duals, the spaces of distributions and tempered distributions [2]. We write , or with the use of a dummy variable of evaluation, for the dual pairing between a distribution and a test function ; as usual, locally integrable functions are regarded as distributions via .
Denote as the Wiener algebra, its dual is the space of global pseudomeasures. We call a global pseudofunction if additionally , and write . A Schwartz distribution is said to be a local pseudofunction on an open set if every point of has a neighborhood where coincides with a global pseudofunction; we then write . Equivalently, the latter holds if and only if for every . One defines similarly the local Wiener algebra of continuous functions. Note that is an algebra under pointwise multiplication, while has a natural -module structure. Since , we obtain that smooth functions are multipliers for and . Also, , in view of the Riemann-Lebesgue lemma.
Let be analytic on the half-plane and let be open. We say that has local pseudofunction boundary behavior on the boundary open subset if admits a local pseudofunction as distributional boundary value on , that is, if there is such that
[TABLE]
If , we say that has local pseudofunction boundary behavior on . We often write for its boundary value distribution. Likewise, one defines boundary behavior with respect to other spaces such as or . We emphasize that -boundary behavior, continuous, or analytic extension are very special cases of local pseudofunction boundary behavior.
We will employ the following distributional version of the Wiener-Ikehara theorem, due to Korevaar [14]. (See [4, 6] for more general results.)
Theorem 2.1**.**
Let be a non-decreasing function having support in . Then,
[TABLE]
if and only if its Mellin-Stieltjes transform converges for and
[TABLE]
admits local pseudofunction boundary behavior on the line .
The next Tauberian theorem is a recent extension of the Ingham-Fatou-Riesz theorem, obtained by the authors in [6]. A function is called slowly decreasing (with multiplicative arguments) if for each there exists such that
[TABLE]
Theorem 2.2**.**
Let be slowly decreasing. Then,
[TABLE]
if and only if its Mellin transform converges for and
[TABLE]
admits local pseudofunction boundary behavior on the line
It is very important to determine sufficient criteria in order to conclude that an analytic function has local pseudofunction boundary behavior. The ensuing lemma provides such a criterion for the product of two analytic functions.
Lemma 2.3**.**
Let and be analytic on the half-plane and let be an open subset of . If has local pseudofunction boundary behavior on and has -boundary behavior on , then has local pseudofunction boundary behavior on .
Proof.
Fix a relatively compact open subset such that . By definition, we can find and such that and on and . Let and , where is the Heaviside function, i.e., the characteristic function of the interval . We define and , where stands for the Laplace transform so that and are analytic on , whereas and are defined and analytic on . Observe that [2] and , where the limit is taken in (in the first case, the limit actually holds uniformly for because ). Obviously, we also have and on . Consider the analytic function, defined off the line ,
[TABLE]
The function has zero jump across the boundary set , namely,
[TABLE]
where the limit is taken in the distributional sense111The limit actually holds uniformly for in compact subsets of , as follows from the next sentence.. The distributional version of the Painlevé theorem on analytic continuation (also known as the edge-of-the-wedge theorem [15, Thm. B]) implies that has analytic continuation through . Exactly the same argument gives that has analytic continuation through as well and . Now,
[TABLE]
in the intersection of a complex neighborhood of and the half-plane . Taking boundary values on , we obtain that , because real analytic functions are multipliers for local pseudofunctions and . ∎
3. Proof of Theorem 1.1
Our starting point is the zeta function link between the non-decreasing functions and ,
[TABLE]
The hypothesis (1.1) is clearly equivalent to
[TABLE]
where
[TABLE]
Note also that
[TABLE]
This guarantees the convergence of (3.1) for . Calling
[TABLE]
, and subtracting from (3.1), we obtain the expression
[TABLE]
The first summand in the right side of (3.5) and the term are entire functions. Thus, Theorem 2.1 yields (1.2) if we verify that
[TABLE]
has local pseudofunction boundary behavior on . The hypothesis (3.2) gives that extends continuously to , but also the more important membership relation . Thus, . Since the local Wiener algebra is closed under (left) composition with entire functions, we conclude that the first factor in (3.6) has -boundary behavior on . On the other hand, the second factor of (3.6) has as boundary distribution on the Fourier transform of , a global pseudofunction. So, the local pseudofunction boundary behavior of (3.5) is a consequence of Lemma 2.3. This establishes Theorem 1.1.
4. A generalization of Theorem 1.1
A small adaptation of our method from the previous section applies to show the following generalization of Diamond’s theorem:
If the zeta function (3.1) converges for , then -boundary behavior of
[TABLE]
on still suffices for to have a positive asymptotic density. Indeed, a key point in Section 3 to establish (1.2) via Theorem 2.1 was the -boundary behavior on of the function defined in (3.4), but the latter is in fact equivalent to the assumption of -boundary behavior on (4.1). The function (3.5) then has local pseudofunction boundary behavior on because does, as follows from Lemma 4.2 below.
We can actually deduce a more general result. Note that the very last argument in the proof of Theorem 4.1 we give below could also have been used to show Theorem 1.1 in a more direct way through Lemma 4.2.
Theorem 4.1**.**
Suppose the zeta function (3.1) converges for and there are a discrete set of points and constants such that
- (a)
* has -boundary behavior on ,*
- (b)
for each there is a constant such that
[TABLE]
for every and .
Then, has a positive asymptotic density.
Proof.
Set , , and
[TABLE]
Condition (b) says that is bounded from above on the rectangles and . Thus, since is arbitrary,
[TABLE]
has -boundary extension to . By condition (a), and is equal to
[TABLE]
So, (1.2) follows at once by combining Theorem 2.1 with the next lemma. ∎
Lemma 4.2**.**
Let be analytic for and let be open. If has boundary extension to as an element of the local Wiener algebra and , then
[TABLE]
has local pseudofunction boundary behavior on .
Proof.
We may assume that and . Since (4.2) has a continuous boundary function on except perhaps at , it is enough to verify its local pseudofunction boundary behavior at . As in the proof of Lemma 2.3 with the aid of the Painlevé theorem on analytic continuation, we can find an analytic function in a neighborhood of and a function such that and for, say, . The boundary value of (4.2) on is the sum of the analytic function
[TABLE]
and the Fourier transform , where is the function for and for , whence the assertion follows. ∎
We also obtain,
Corollary 4.3**.**
Suppose there are , , and such that
[TABLE]
If
[TABLE]
then has positive asymptotic density.
Proof.
Indeed, setting , we obtain from (4.3) that
[TABLE]
has -boundary behavior on . An application of Theorem 4.1 then yields the result. ∎
We now discuss three examples. The first two examples show that there are instances of generalized number systems for which the condition (1.1) may fail, but the other criteria given in this section apply to show . The third example shows that the assumption in Theorem 4.1 cannot be relaxed.
Example 4.4**.**
Let be an integer and let be a (non-trivial) function with and such that . We consider the generalized number system with absolutely continuous prime distribution function
[TABLE]
where is the function (3.3). Since as well,
[TABLE]
and thus for all . Also,
[TABLE]
so that (1.1) does not hold for this example. On the other hand, setting
[TABLE]
we have that
[TABLE]
has -boundary behavior on because
[TABLE]
So, Theorem 4.1 applies to show for some .
Example 4.5**.**
Let
[TABLE]
This continuous generalized number system is a modification of the one used by Beurling to show the sharpness of his PNT [1]. Note the PNT fails for , one has instead
[TABLE]
It is then clear that
[TABLE]
but satisfies the hypotheses of Corollary 4.3, so that holds.
Example 4.6**.**
We consider
[TABLE]
Its zeta function is periodic and in fact given by
[TABLE]
From this explicit formula one verifies that conditions (a) and (b) from Theorem 4.1 are satisfied with , , and , . On the other hand, it has been proved in [3, Ex. 4.2] that has no asymptotic density due to wobble,
[TABLE]
and moreover .
5. The estimate
In this section we study sufficient conditions that imply the estimate (1.3). As is actually the case in the previous sections, it is not essential to assume that the generalized number system is discrete; indeed, what is important is that and are non-decreasing and satisfy (3.1). The measure denotes the (multiplicative) convolution inverse of , or equivalently, in terms of its Mellin transform,
[TABLE]
The estimate (1.3) then takes the form
[TABLE]
Theorem 5.1**.**
Suppose that has asymptotic density (1.2) and there are a discrete set of points and a corresponding set of constants such that for each there is such that
[TABLE]
holds for every and . Then, holds.
Proof.
First observe that is slowly oscillating (in multiplicative sense),
[TABLE]
Writing
[TABLE]
the condition (5.1) tells that is bounded from above for when stays on the interval . Now,
[TABLE]
has -boundary extension to and hence, by Theorem 2.2, . ∎
A somewhat simpler sufficient condition for , included in Theorem 5.1, is stated in the next corollary.
Corollary 5.2**.**
If and has a continuous extension to , then the estimate holds.
In view of Theorem 4.1, the hypotheses of Corollary 5.2 are fulfilled if has -boundary behavior on . In particular,
Corollary 5.3**.**
The condition (1.1) implies the estimate .
In addition, a less restrictive set of hypotheses for than (1.1) is provided by (4.3) from Corollary 4.3 but with (4.4) strengthened as follows:
Corollary 5.4**.**
If (4.3) holds with distinct and
[TABLE]
then .
Corollary 5.3 recovers a result of Kahane and Saïas. Their formulation from [12] is slightly different, making use of the Liouville function. Define via its Mellin transform as
[TABLE]
Using elementary convolution arguments as in classical number theory, it is not hard to verify that is always equivalent to
[TABLE]
which is the relation that Kahane and Saïas established in [12, 13] under the hypothesis (1.1). Note that for discrete generalized number systems (5.3) takes the familiar form
[TABLE]
Finally, we point out that other sufficient conditions for are known. The validity of (1.3) has been proved in [3, Cor. 3.1] under a Chebyshev upper estimate hypothesis, that is,
[TABLE]
and the condition
[TABLE]
We end this article with some examples that compare the different sets of hypotheses we have discussed here for . In addition to these examples, observe that Corollary 5.2 applies to Example 4.4, but Corollary 5.3 does not because (1.1) fails for it.
Example 5.5**.**
In this example we provide an instance of a generalized number system for which (1.1) holds (so that Corollary 5.3 applies to deduce ), the Chebyshev upper estimate is satisfied, but the hypothesis (5.5) of [3, Cor. 3.1] does not hold.
Let
[TABLE]
where is non-increasing positive function on such that
[TABLE]
with . (For example, for and for satisfies these requirements.) Since is non-increasing, one readily verifies that the PNT
[TABLE]
holds. Thus, both (5.4) and (1.1) are satisfied; in particular, for some , by Theorem 1.1. We have shown in [5, Ex. 1] the lower bound
[TABLE]
Dividing through by , integrating on , exchanging the order of integration, and using the first condition in (5.6), we obtain that
[TABLE]
Example 5.6**.**
We consider an example constructed by Kahane in [10]. Let and be two sequences such that , , and
[TABLE]
Define the prime measure
[TABLE]
where is the Dirac delta measure and is the characteristic function of a set . For this example, it is essentially shown in [10, pp. 631–634] that (5.5) holds for some ,
[TABLE]
but satisfies (1.1) (so that, once again, Corollary 5.3 applies here, but [3, Cor. 3.1] does not).
Example 5.7**.**
For Example 4.5, the hypotheses of both Corollary 5.2 and [3, Cor. 3.1] are violated, but Corollary 5.4 still applies to conclude . We already saw that (1.1) does not hold. Because of (4.5), one has Chebyshev lower and upper estimates,
[TABLE]
but (5.5) fails. This can be proved by looking at the zeta function, which is given by
[TABLE]
where is an entire function. Since is unbounded at and (5.5) would force continuity at those points, we must have
[TABLE]
Actually, does not have a continuous extension to , so that Corollary 5.2 does not apply to this example either.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A. Beurling, Analyse de la loi asymptotique de la distribution des nombres premiers généralisés, Acta Math. 68 (1937), 255–291.
- 2[2] H. Bremermann, Distributions, complex variables and Fourier transforms , Addison-Wesley, Reading, Massachusetts, 1965.
- 3[3] G. Debruyne, H. G. Diamond, J. Vindas, M ( x ) = o ( x ) 𝑀 𝑥 𝑜 𝑥 M(x)=o(x) Estimates for Beurling numbers, J. Théor. Nombres Bordeaux 30 (2018), 469–483.
- 4[4] G. Debruyne, J. Vindas, Generalization of the Wiener-Ikehara theorem, Illinois J. Math. 60 (2016), 613–624.
- 5[5] G. Debruyne, J. Vindas, On PNT equivalences for Beurling numbers, Monatsh. Math. 184 (2017), 401–424.
- 6[6] G. Debruyne, J. Vindas, Complex Tauberian theorems for Laplace transforms with local pseudofunction boundary behavior, J. Anal. Math., to appear (preprint: ar Xiv:1604.05069).
- 7[7] H. G. Diamond, When do Beurling generalized integers have a density? J. Reine Angew. Math. 295 (1977), 22–39.
- 8[8] H. G. Diamond, W.-B. Zhang, Beurling generalized numbers, Mathematical Surveys and Monographs series, 213, American Mathematical Society, Providence, RI, 2016.
