This paper characterizes Cayley-Bacharach schemes in projective space using the algebraic structure of the Dedekind different, linking geometric properties with algebraic invariants and exploring Gorenstein conditions.
Contribution
It provides new algebraic characterizations of Cayley-Bacharach schemes via Dedekind different and explores properties of almost Gorenstein and nearly Gorenstein schemes.
Findings
01
Characterization of Cayley-Bacharach property through Dedekind different
02
Use of Dedekind's formula for the conductor and the complementary module
03
Analysis of schemes with minimal Dedekind different and Gorenstein properties
Abstract
Given a 0-dimensional scheme X in a projective space PKn over a field K, we characterize the Cayley-Bacharach property of X in terms of the algebraic structure of the Dedekind different of its homogeneous coordinate ring. Moreover, we characterize Cayley-Bacharach schemes by Dedekind's formula for the conductor and the complementary module, we study schemes with minimal Dedekind different using the trace of the complementary module, and we prove various results about almost Gorenstein and nearly Gorenstein schemes.
Equations204
∗
∗
Qh(R)≅j=1∏sOX,pj[Tj,Tj−1]≅Rx0
Qh(R)≅j=1∏sOX,pj[Tj,Tj−1]≅Rx0
\bigg{\{}\begin{array}[]{c}\textrm{maximal}\ p_{j}\textrm{-subschemes}\\
\textrm{of the scheme}\ \mathbb{X}\end{array}\bigg{\}}\longleftrightarrow\bigg{\{}\begin{array}[]{c}\textrm{ideals}\ \langle(0,\dots,0,s_{j},0,\dots,0)\rangle_{\Gamma}\subseteq\Gamma\\
\textrm{with}\ s_{j}\in\mathfrak{G}({\mathcal{O}}_{\mathbb{X},p_{j}})\setminus\{0\}\end{array}\bigg{\}}.
\bigg{\{}\begin{array}[]{c}\textrm{maximal}\ p_{j}\textrm{-subschemes}\\
\textrm{of the scheme}\ \mathbb{X}\end{array}\bigg{\}}\longleftrightarrow\bigg{\{}\begin{array}[]{c}\textrm{ideals}\ \langle(0,\dots,0,s_{j},0,\dots,0)\rangle_{\Gamma}\subseteq\Gamma\\
\textrm{with}\ s_{j}\in\mathfrak{G}({\mathcal{O}}_{\mathbb{X},p_{j}})\setminus\{0\}\end{array}\bigg{\}}.
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TopicsAlgebraic structures and combinatorial models · Commutative Algebra and Its Applications · Algebraic Geometry and Number Theory
Full text
On the Dedekind Different of a Cayley-Bacharach Scheme
Given a 0-dimensional scheme X in a projective space
PKn over a field K, we characterize the
Cayley-Bacharach property of X in terms of the
algebraic structure of the Dedekind different of
its homogeneous coordinate ring. Moreover, we characterize
Cayley-Bacharach schemes by Dedekind’s formula
for the conductor and the complementary module,
we study schemes with minimal Dedekind different using
the trace of the complementary module, and we prove
various results about almost Gorenstein and
nearly Gorenstein schemes.
Key words and phrases:
Zero-dimensional scheme, Cayley-Bacharach scheme,
almost Gorenstein, Dedekind different, Hilbert function,
Dedekind’s formula
1991 Mathematics Subject Classification:
Primary 14M05, 13C13, Secondary 13D40, 14N05
1. Introduction
Let K be a field, and let PKn be the n-dimensional
projective space over K. We are interested in studying
0-dimensional subschemes X of PKn.
Classically, the Cayley-Bacharach property of a reduced
scheme has been defined to mean that all hypersurfaces
of a certain degree which pass through all points of X
but one automatically pass through the last point.
Here we generalize this definition to arbitrary 0-dimensional
subschemes of PKn over an arbitrary field K.
In [4], Geramita et al. used
the canonical module ωR of the homogeneous coordinate
ring R of X to characterize the Cayley-Bacharach
property algebraically when X is reduced and
K is algebraically closed.
Later, in [11] and [9], this result was generalized
to arbitrary 0-dimensional schemes with K-rational support.
In this paper we use the Dedekind different to study the
Cayley-Bacharach property. The Dedekind different
δXσ of R is the inverse ideal of its
Dedekind complementary module CXσ in its
homogeneous ring of quotients Qh(R). Here the module
CXσ is a fractional ideal of Qh(R),
which is defined if X is locally Gorenstein, and
σ is a fix homogeneous trace map.
Theorem 4.5, one of our main results,
characterizes Cayley-Bacharach schemes, i.e.,
schemes having the Cayley-Bacharach property of
maximal degree rX−1, in terms of the structure of
their Dedekind different δXσ.
Another main result, Theorem 5.7,
characterizes Cayley-Bacharach schemes as the ones
for which Dedekind’s formula for the conductor and
the Dedekind complementary module holds true.
Applications include several characterizations
of schemes X with minimal Dedekind different and
a characterization of almost Gorenstein scheme X
by the nearly Gorenstein and the Cayley-Bacharach
properties.
In the following we describe the contents of the paper
in more detail. Section 2 starts by recalling the notion of
maximal subschemes, minimal separators and the maximal
degree of a minimal separator. We describe the Hilbert function
of a maximal subscheme of X, define standard sets of
separators, and use them to control the ring structure of R
in degrees ≥rX, where rX is the regularity
index of X.
Next, in Section 3, we rework the construction of the
Dedekind complementary module CXσ from the
local case given in [8]. Then we work out explicit
descriptions of its homogeneous components and its Hilbert
function.
As mentioned above, the Dedekind different δXσ
is defined as the inverse ideal of CXσ.
We provide its Hilbert function, Hilbert polynomial, and
a sharp bound for its regularity index.
If the containment
⨁i≥2rXRi⊆δXσ
is an equality, we say that X has minimal Dedekind different.
For reduced schemes X in PK2, we show that
this condition implies that δXσ agrees
with the Kähler different of X.
Section 4 starts with the general definition of the
Cayley-Bacharach property of degree d (in short, CBP(d))
and of Cayley-Bacharach schemes.
The main result of this section is Theorem 4.5.
It shows that a [math]-dimensional locally Gorenstein scheme
X is a Cayley-Bacharach scheme if any only if
the Dedekind different δXσ satisfies
[TABLE]
for all pj∈Supp(X) and every maximal pj-subscheme
Y⊆X.
This theorem allows us to detect Cayley-Bacharach schemes
by looking at a single homogeneous component of the Dedekind
different. Moreover, we can describe the growth of the
Hilbert function of the Dedekind different of
a Cayley-Bacharach scheme and determine its regularity
index (see Proposition 4.8).
A property similar to (∗) allows us to detect
the Cayley-Bacharach property of any degree
(see Proposition 4.10), but is not
equivalent to it in general (see Example 4.11).
In Section 5 we look at the conductor
FR/R of R in the ring
R=∏i=1sOX,pi[Ti],
where T1,…,Ts are indeterminates.
If X is reduced, this is the classical conductor
of R in its integral closure. After showing a chain
of inclusions
FR/R2⊆δXσ⊆FR/R
between the conductor and the Dedekind different,
we generalize a result of [4] which characterizes
Cayley-Bacharach schemes in terms of their conductors.
More precisely, we prove that the Cayley-Bacharach
property of degree d is equivalent to
FR/R⊆⨁i≥d+1Ri, and that X is a
Cayley-Bacharach scheme if and only if
FR/R=⨁i≥rXRi
(see Theorem 5.4).
A further main result is the generalization
of Dedekind’s formula
FR/R⋅CXσ=R
for the conductor and the Dedekind complementary module
given in Theorem 5.7. These theorems have a number
of applications to schemes with minimal Dedekind different,
to locally Gorenstein schemes, and to
Cayley-Bacharach schemes (see Proposition 5.5,
Corollary 5.9 and Corollary 5.10).
In the last section we use the trace of the
Dedekind complementaty module to characterize schemes
with minimal Dedekind different by the Cayley-Bacharach
property and by
FR/R=tr(CXσ).
Moreover, we provide a number of contributions to the topics
of nearly Gorenstein and almost Gorenstein schemes which
have received some attention lately (see [2, 5, 7]).
Among others, we prove an analogue of [7, Proposition 6.1]
in our setting, which characterizes almost Gorenstein schemes
by the nearly Gorenstein property and one value of
the Hilbert function of the Dedekind different.
Further applications to the case
ΔX=HFX(rX)−HFX(rX−1)=1,
to Cayley-Bacharach schemes, and to level schemes follow.
In particular, we point out that
every almost Gorenstein scheme is nearly Gorenstein.
In the case ΔX=1,
the converse of this property holds true if X is
a Cayley-Bacharach scheme (see Proposition 6.8).
Moreover, we show that X is almost Gorenstein
if and only if it is a Cayley-Bacharach scheme and
HFδXσ(rX+1)=HFX(1)
(see Proposition 6.10), and provide
a different proof of a result in [5, 10.2-4]
when the graded ring has dimension one.
In our setting, this result states that a 0-dimensional locally
Gorenstein scheme with ΔX≥2 is level
and almost Gorenstein if and only if rX=1.
Finally, we show that an almost Gorenstein
(2,rX−1)-uniform set X of distinct
K-rational points with rX≥2 satisfies ΔX=1.
Unless explicitly mentioned otherwise, we use the definitions
and notation introduced in the books [14, 15, 16].
All examples in this paper were calculated by using
the computer algebra system ApCoCoA (see [1]).
2. Separators of Maximal pj-Subschemes
Throughout the paper, we work over an arbitrary field K.
By PKn we denote the projective n-space over K.
The homogeneous coordinate ring of PKn is the polynomial
ring P=K[X0,…,Xn] equipped with the standard grading.
We are interested in studying a 0-dimensional subscheme X
of PKn. Its homogeneous vanishing ideal in P is denoted
by IX. The homogeneous coordinate ring of X is then
given by R:=P/IX. The ring R is a standard
graded K-algebra. Its homogeneous maximal ideal is
denoted by m.
The set of closed points of X is called the support
of X and is denoted by Supp(X)={p1,…,ps}.
Once and for all, we assume that no point of the support of X
lies on the hyperplane at infinity Z(X0).
Consequently, the residue class x0 of X0 in R
is a non-zerodivisor and R is a 1-dimensional
Cohen-Macaulay ring.
To each point pj∈Supp(X) we have the associated
local ring OX,pj. Its maximal ideal is denoted
by mX,pj, and the residue field of X at pj
is denoted by κ(pj).
The degree of X is defined as
deg(X)=∑j=1sdimK(OX,pj).
Furthermore, the homogeneous ring of quotients of R,
denoted by Qh(R), is defined as the localization
of R with respect to the set of all homogeneous
non-zerodivisors of R.
In view of [9, Proposition 3.1],
there are isomorphisms of graded R-modules
[TABLE]
where T1,…,Ts
are indeterminates with deg(T1)=⋯=deg(Ts)=1.
The following special class of subschemes of the scheme X
plays an important role in this paper.
Definition 2.1**.**
Let j∈{1,…,s}. A subscheme Y⊆X is called
a pj-subscheme
if the following conditions are satisfied:
(a)
OY,pk=OX,pk for k=j.
2. (b)
The map
OX,pj↠OY,pj
is an epimorphism.
A pj-subscheme Y⊆X is called maximal
if deg(Y)=deg(X)−dimKκ(pj).
If X has K-rational support (i.e., all closed points
of X are K-rational), then a subscheme Y⊆X
of degree deg(Y)=deg(X)−1 with OY,pj=OX,pj is exactly a maximal pj-subscheme of X.
A relationship between maximal pj-subschemes
of X and ideals of the product of local rings
can be described as follows (cf. [9, Proposition 3.2]).
Proposition 2.2**.**
Let Γ=∏j=1sOX,pj,
and let G(OX,pj)=AnnOX,pj(mX,pj)
be the socle of OX,pj.
There is a 1-1 correspondence
[TABLE]
Let Y be a maximal pj-subscheme of X, let
IY/X be the ideal of Y in R, and let
αY/X:=min{i∈N∣(IY/X)i=⟨0⟩}.
Furthermore, we let sj∈G(OX,pj)∖{0}
be a socle element corresponding to Y.
Then there is a non-zero homogeneous element
fY∈(IY/X)i, i≥αY/X,
such that
~(fY)=(0,…,0,sjTji,0,…,0).
Here the injection
[TABLE]
is the homogeneous map of degree zero given by
~(f)=(fp1T1i,…,fpsTsi),
for f∈Ri with i≥0, where fpj is the germ
of f at the point pj of Supp(X).
Let ϰj:=dimKκ(pj), and let
{ej1,…,ejϰj}⊆OX,pj
be elements whose residue classes form a K-basis of κ(pj).
For a∈OX,pj and for kj=1,…,ϰj,
we set
[TABLE]
and
[TABLE]
Definition 2.3**.**
Let Y be a maximal pj-subscheme as above.
(a)
The set {fj1∗,…,fjϰj∗} is called
the set of minimal separators of Y in X
with respect to sj and {ej1,…,ejϰj}.
2. (b)
The number
[TABLE]
is called the
maximal degree of a minimal separator of Y in X.
Remark 2.4**.**
Let Y be a maximal pj-subscheme of X.
(a)
The maximal degree of a minimal separator of Y in X
depends neither on the choice of the socle element sj
nor on the specific choice of {ej1,…,ejϰj}
(see [9, Lemma 3.4]).
2. (b)
Set U:=⟨(0,…,0,sj,0,…,0)⟩Qh(R).
As in the proof of [9, Proposition 4.2],
we have IY/X=~−1(U)
and dimK(IY/X)i=dimKUi=ϰj
for i≫0. In particular,
fj1∗,…,fjϰj∗∈IY/X.
3. (c)
If X has K-rational support, then
ϰ1=⋯=ϰs=1 and a minimal
separator fY∗ of Y in X is nothing but
a non-zero element of (IY/X)αY/X,
i.e., fY∗ is a minimal separator of Y in X
in the sense of [11].
Now we examine the Hilbert function of a maximal pj-subscheme
of X. Recall that the Hilbert function of a finitely
generated graded R-module M is a map HFM:Z→N
given by HFM(i)=dimK(Mi).
The unique polynomial HPM(z)∈Q[z] for which
HFM(i)=HPM(i) for all i≫0 is called the
Hilbert polynomial of M.
The number
[TABLE]
is called the regularity index of M (or of HFM).
Whenever HFM(i)=HPM(i) for all i∈Z, we let ri(M)=−∞.
Instead of HFR we also write HFX and call it the
Hilbert function of X. Its regularity index is denoted by rX.
Note that HFX(i)=0 for i<0 and
[TABLE]
and HFX(i)=deg(X) for i≥rX.
Proposition 2.5**.**
Let Y⊆X be a maximal pj-subscheme, let sj be
a socle element of OX,pj corresponding to Y, let
{ej1,…,ejϰj}⊆OX,pj
be elements whose residue classes form a K-basis of κ(pj),
and let {fj1∗,…,fjϰj∗}
be the set of minimal separators of Y in X with respect
to sj and {ej1,…,ejϰj}.
Then the following assertions hold true.
(a)
We have
IY/X=⟨f⟩Rsat
for every f∈(IY/X)i∖{0}
with i≥αY/X,
where \langle f\rangle_{R}^{\mathrm{sat}}=\{\,g\in R\mid\mathfrak{m}^{i}g\subseteq\langle f\rangle_{R}\mbox{ for some i\geq 0}\,\}
is the saturation of ⟨f⟩R.
2. (b)
We have αY/X≤μY/X≤rX
and the Hilbert function of Y satisfies
[TABLE]
3. (c)
There is a special choice of a set
{ej1,…,ejϰj}⊆OX,pj
such that its residue classes form a K-basis of κ(pj),
IY/X=⟨fj1∗,…,fjϰj∗⟩R,
and for all i∈Z we have
[TABLE]
Proof.
(a) It is clear that
⟨f⟩R⊆⟨f⟩Rsat⊆IY/X.
For the other inclusion, we use Remark 2.4(b)
and write
[TABLE]
for some a∈OY,pj∖mX,pj.
Similarly, for every g∈(IY/X)k with
k≥αY/X
we have ~(g)=(0,…,0,bsjTjk,0,…,0)
with b∈OX,pj.
If b is not a unit of OX,pj, then bsj=0,
and so g=0∈⟨f⟩Rsat.
Otherwise, since Ri+rX≅Qh(R)i+rX
for all i≥0, we let
[TABLE]
Then we have
x0rX+ig=x0khf∈⟨f⟩R, and
consequently g∈⟨f⟩Rsat
by [12, Lemma 1.6]. Hence we obtain
IY/X=⟨f⟩Rsat.
(b) Obviously, we have
αY/X≤μY/X
and HFY(i)≤HFX(i)−1 for
αY/X≤i<μY/X.
Now we verify the equality
HFY(i+μY/X)=HFX(i+μY/X)−ϰj
for all i≥0. We set
gjkj:=x0μY/X−deg(fjkj∗)fjkj∗∈(IY/X)μY/X
for all kj=1,…,ϰj.
Then we have
~(gjkj)=(0,…,0,ejkjsjTjμY/X,0,…,0).
Since {ej1sj,…,ejϰjsj} is
K-linearly independent, this implies
[TABLE]
So, we get dimK(IY/X)μY/X=dimK(IY/X)i+μY/X=ϰj for all i≥0.
It follows that HFY(i+μY/X)=HFX(i+μY/X)−ϰj
for all i≥0. In particular, μY/X
is the smallest number i∈N such that
HFY(i)=HFX(i)−ϰj.
Moreover, we see that HFY(rX)=deg(Y),
since otherwise we would have
[TABLE]
which is impossible.
Thus HFY(rX)=deg(X)−ϰj=HFX(rX)−ϰj, and hence the inequality
μY/X≤rX holds true.
(c) We may construct the set
{ej1,…,ejϰj}⊆OX,pj
with the desired properties as follows. Let
dαY/X=HFIY/X(αY/X)
and
[TABLE]
for i=1,…,μY/X−αY/X.
Then we have
ϰj=dαY/X+dαY/X+1+⋯+dμY/X.
We begin taking a K-basis
fj1∗,…,fjdαY/X∗
of (IY/X)αY/X.
For i=1,…,μY/X−αY/X, if
dαY/X+i>0, we choose
fj0≤k<i∑dαY/X+k+1∗,…,fj0≤k≤i∑dαY/X+k∗
such that the set
[TABLE]
forms a K-basis of (IY/X)αY/X+i.
Then the ideal
J=⟨fj1∗,…,fjϰj∗⟩R
is a subideal of IY/X and
HFJ(i)=HFIY/X(i) for all
i≤μY/X.
By (b) we have HFJ(i)=HFIY/X(i)=ϰj
for i≥μY/X. This implies IY/X=J=⟨fj1∗,…,fjϰj∗⟩R.
Moreover, it follows from the construction of the set
{fj1∗,…,fjϰj∗} that
[TABLE]
for all i∈Z.
Thus we have
[TABLE]
Now let us write ~(fjkj∗)=(0,…,0,ejkjsjTjdeg(fjkj∗),0,…,0)
for kj=1,…,ϰj. Obviously, the set
{ej1sj,…,ejϰjsj}
is K-linearly independent.
It remains to show that the residue classes
{ej1,…,ejϰj}
form a K-basis of κ(pj).
Suppose there are cj1,…,cjϰj∈K
such that
cj1ej1+⋯+cjϰjejϰj=0.
It follows that the element
cj1ej1+⋯+cjϰjejϰj
is contained in mX,pj.
This implies cj1ej1sj+⋯+cjϰjejϰjsj=0.
Since {ej1sj,…,ejϰjsj}
is K-linearly independent, we deduce
cj1=⋯=cjϰj=0.
Therefore the set
{ej1,…,ejϰj}
is a K-basis of κ(pj), and the conclusion follows.
∎
The set of minimal separators
{fj1∗,…,fjϰj∗}
of a maximal pj-subscheme Y in X as
in Proposition 2.5(c)
is not necessarily a homogeneous minimal system of
generators of IY/X, as the following example shows.
Example 2.6**.**
Let X⊆PQ2 be the [math]-dimensional
reduced complete intersection
with IX=⟨X2,X05X1−611X04X12+2X03X13−2X02X14+X0X15−61X16⟩.
Then X contains the set of Q-rational points
Y={(1:0:0),(1:1:0),(1:2:0),(1:3:0)}
which is a maximal p-subscheme, where p is the closed
point corresponding to the homogeneous prime ideal
P=⟨X12+X02,X2⟩.
We see that deg(Y)=4=deg(X)−2, and
two minimal separators of Y in X
are f1∗=x03x1−611x02x12+x0x13−61x14
and f2∗=x1f1∗.
Moreover, the equality of the first difference function
of HFY in Proposition 2.5(c) holds true,
while IY/X=⟨f1∗⟩R.
When Y⊆X is a pj-subscheme of degree
deg(Y)=deg(X)−1, we have
αY/X=μY/X
and the Hilbert function of Y is given by
[TABLE]
(see also [12, Lemma 1.7]).
Furthermore, if X={p1,…,ps} is a set of
distinct K-rational points in PKn, we write
pj=(1:pj1:...:pjn) with pjk∈K,
and for f∈R we set f(pj):=F(1,pj1,…,pjn)
where F is any representative of f in P.
Then a separator of X∖{pj} in X
is an element f∈RrX such that f(pj)=0 and
f(pk)=0 for k=j. In general setting we introduce
the following definition.
Definition 2.7**.**
In the setting of Proposition 2.5,
we let fjkj=x0rX−μ(ejkjsj)fjkj∗
for kj=1,…,ϰj.
The set {fj1,…,fjϰj} is called the
standard set of separators of Y in X
with respect to sj and {ej1,…,ejϰj}.
Some basic properties of standard sets of separators of a maximal
pj-subscheme are summarized in the following lemma
which generalizes some results in [12, Lemmas 1.9 and 1.10].
Lemma 2.8**.**
Let X⊆PKn be a [math]-dimensional scheme,
let f∈Ri with i≥0, let Y be a maximal
pj-subscheme of X, and let
{fj1,…,fjϰj}⊆RrX
be a standard set of separators of Y in X.
(a)
We have f⋅fjl=∑kj=1ϰjcjkjlx0ifjkj
for some cj1l,…,cjϰjl∈K and
l∈{1,…,ϰj}.
2. (b)
If f⋅fjl=0 for some
l∈{1,…,ϰj}, then
f⋅fjλ=0 for all
λ∈{1,…,ϰj}.
Moreover, f⋅fjl=0 if and only if
fpj∈/mX,pj.
3. (c)
Let Y′ be a maximal pj′-subscheme of X,
and let {fj′1,…,fj′ϰj′}⊆RrX be a standard set of
separators of Y′ in X. Then we have
[TABLE]
Proof.
Claim (a) is a consequence of the fact that
[TABLE]
for l=1,…,ϰj.
Claims (b) and (c) follow by using the injection
~ and the fact that (fjkj)pj
is a socle element of G(OX,pj) for
kj=1,…,ϰj.
∎
In the case that the scheme X is reduced and
i≥rX, we can use standard sets of separators of X
to describe a K-basis of the vector space Ri
as follows (see [4, Proposition 1.13(a)] for the case
of sets of distinct K-rational points).
Corollary 2.9**.**
Let X⊆PKn be a reduced
[math]-dimensional scheme with support
Supp(X)={p1,…,ps}, let
{fj1,…,fjϰj}⊆RrX be a standard set of separators
of X∖{pj} in X for j=1,…,s.
Then the set
[TABLE]
is a K-basis of Ri for every i≥rX.
Proof.
Since the scheme X is reduced, we have
OX,pj=κ(pj)=G(OX,pj)
for j=1,…,s. Let i≥rX. We write
[TABLE]
for j=1,…,s and kj=1,…,ϰj,
where {ej1,…,ejϰj} is
a K-basis of OX,pj. Then the set
{~(x0i−rXf11),…,~(x0i−rXfsϰs)}
is K-linearly independent, and so it forms a K-basis
of Qh(R)i. Since i≥rX, the restriction
~∣Ri:Ri→Qh(R)i
is an isomorphism of K-vector spaces, it follows that
{x0i−rXf11,…,x0i−rXfsϰs}
is a K-basis of Ri.
∎
3. Dedekind Differents of 0-Dimensional Schemes
In this section we define and examine the Dedekind complementary
module and the Dedekind different for a 0-dimensional scheme
X⊆PKn. For this we need to restrict our
attention to a special class of [math]-dimensional schemes,
namely locally Gorenstein schemes.
Here we say that X is locally Gorenstein
if the local ring OX,pj is a Gorenstein ring
for every point pj∈Supp(X).
Recall that the graded R-module
ωR=HomK[x0](R,K[x0])(−1)
is called the canonical module of R.
It is a finitely generated graded R-module
with Hilbert function
HFωR(i)=deg(X)−HFX(−i)
for all i∈Z (see [11, Proposition 1.3]).
In the following we assume that X⊆PKn is
a 0-dimensional locally Gorenstein scheme and let
L0=K[x0,x0−1].
In this case one can embed the canonical module ωR
of R as a fractional ideal into its homogeneous ring
of quotients Qh(R) (see [8] or [16, Appendix G]).
Explicitly, this construction is based on the existence of
a homogeneous trace map of the graded algebra Qh(R)/L0.
Recall that a homogeneous trace map of
a finite graded algebra T/S is a homogeneous T-basis of
the graded module HomS(T,S).
For further information on (canonical, homogeneous) trace maps
we refer to [16, Appendix F].
The following proposition indicates that the graded algebra
Qh(R)/L0 has a homogeneous trace map of degree zero,
which is shown in [9, Proposition 3.3].
Proposition 3.1**.**
The following statements hold true.
(a)
The algebra Qh(R)/L0 has a homogeneous trace
map σ of degree zero.
2. (b)
The map
Σ:Qh(R)→HomL0(Qh(R),L0)
given by Σ(1)=σ is an isomorphism of graded
Qh(R)-modules.
Now let σ be a fixed homogeneous trace map of degree zero
of Qh(R)/L0. Note that
σ∈HomL0(Qh(R),L0)
satisfies HomL0(Qh(R),L0)=Qh(R)⋅σ.
Furthermore, there is an injective homomorphism of
graded R-modules
[TABLE]
The image of Φ is a homogeneous fractional
R-ideal CXσ of Qh(R). It is also
a finitely generated graded R-module and
[TABLE]
Definition 3.2**.**
The R-module CXσ
is called the Dedekind complementary module of X
(or of R/K[x0]) with respect to σ. Its inverse,
[TABLE]
is called the Dedekind different of X
(or of R/K[x0]) with respect to σ.
When X is a finite set of distinct K-rational points
of PKn, we also denote the Dedekind complementary
module (respectively, the Dedekind different)
with respect to the canonical trace map by CX
(respectively, δX).
A system of generators of CXσ can be
computed as follows.
Remark 3.3**.**
Let <τ be a degree-compatible term ordering
on the set of terms Tn of K[X1,…,Xn],
and let d=deg(X). Then
Tn∖LTτ(IXdeh)={T1′,…,Td′} with
Tj′=X1αj1⋯Xnαjn and
αj=(αj1,…,αjn)∈Nn
for j=1,…,d. W.l.o.g. we assume that
T1′<τ⋯<τTm′.
Let tj=Tj′+IX∈R and set
deg(tj):=deg(Tj′)=nj for j=1,…,d.
Then n1≤⋯≤nd≤rX and the set
{t1,…,td} is a K[x0]-basis of R
(cf. [15, Theorem 4.3.22]).
Let {t1∗,…,td∗} be the dual basis
of {t1,…,td},
and let gj=Φ(tj∗) for j=1,…,d.
We get CXσ=⟨g1,…,gd⟩K[x0]⊆Qh(R).
Now we want to take a closer look at each homogeneous component
of the Dedekind complementary module of X. For this we use
the following notation. Let νj:=dimK(OX,pj)
and let {ej1,…,ejνj} be a K-basis
of OX,pj for j=1,…,s.
Using the injection
~:R↪Qh(R),
we set
[TABLE]
for kj=1,…,νj. It is easy to see that
RrX=⟨f11,…,f1ν1,…,fs1,…,fsνs⟩K.
Since X is locally Gorenstein, OX,pj/K has
a trace map
σj∈HomK(OX,pj,K).
Also, there is a K-basis {ej1′,…,ejνj′}
of OX,pj such that
[TABLE]
for all kj,kj′=1,…,νj.
The K-basis {ej1′,…,ejνj′} is known as a
dual basis of OX,pj to the K-basis
{ej1,…,ejνj} w.r.t. σj.
Moreover, these maps σj induce
a homogeneous trace map σ of degree zero of Qh(R)/L0.
A description of the Dedekind complementary module of X
is given by our next proposition.
Proposition 3.4**.**
Using the above notation, let Φ be the monomorphism
of graded R-modules defined by (3.1),
let i≥0, and let φ∈(ωR)i−rX+1.
We write φ(fjkj)=cjkjx0i with
cjkj∈K. Then we have
[TABLE]
In particular, Φ(φ) can be identified with the element
x0i−2rX(∑j=1s∑kj=1νjcjkjfjkj) of Rx0≅Qh(R),
where fjkj=~−1((0,…,0,ejkj′TjrX,0,…,0))∈RrX for all j=1,…,s and for all
kj=1,…,νj.
Proof.
We set ϵjkj:=(0,…,0,ejkj,0,…,0)∈∏l=1sOX,pl for j=1,…,s
and kj=1,…,νj.
It is not difficult to see that the set
{ϵ11,…,ϵ1ν1,…,ϵs1,…,ϵsνs}
is a L0-basis of Qh(R).
So, the mapping φ⊗idL0:Qh(R)≅R⊗K[x0]L0→L0 satisfies
[TABLE]
for j=1,…,s and kj=1,…,νj.
Thus we have (φ⊗idL0)(ϵjkj)=cjkjx0i−rX
for all j=1,…,s and kj=1,…,νj.
On the other hand, we see that
[TABLE]
This implies that we have
[TABLE]
in HomL0(Qh(R),L0).
Hence we get
[TABLE]
In addition, we observe that
[TABLE]
Therefore the claim follows.
∎
Next we collect from [9, Proposition 3.7] the following
basic properties of the Dedekind different of X.
Proposition 3.5**.**
Let σ be a trace map of Qh(R)/L0.
(a)
The Dedekind different δXσ is
a homogeneous ideal of R and x02rX∈δXσ.
2. (b)
The Hilbert function of δXσ satisfies
HFδXσ(i)=0 for i<0,
HFδXσ(i)=deg(X) for
i≥2rX, and
[TABLE]
3. (c)
The regularity index of δXσ
satisfies rX≤ri(δXσ)≤2rX.
The upper bound for the regularity index of the Dedekind different
given in this proposition is attained for a finite
set of distinct K-rational points, as the next corollary shows.
Corollary 3.6**.**
Let X={p1,…,ps}⊆PKn be
a set of s distinct K-rational points. Then we have
HPδX(z)=s and ri(δX)=2rX.
Proof.
If n=1, then X is a complete intersection,
and so HFδX(i)=HFX(i−s+1) for all
i∈Z. In particular, we have
ri(δX)=2rX=(n+1)(s−1).
Now suppose that n≥2.
For j∈{1,…,s}, let fj∈RrX be
the separator of X∖{pj} in X with
f(pj)=1 and f(pk)=0 for k=j, and let
fj denote the image of fj
in R:=R/⟨x0⟩.
Set ΔX:=dimKRrX=HFX(rX)−HFX(rX−1).
Note that ΔX≥1.
Since {f1,…,fs} generates
the K-vector space RrX,
we can renumber {p1,…,ps} in such a way that
{f1,…,fΔX}
is a K-basis of RrX.
Because fi=0 for every i∈{1,…,ΔX},
this implies f1,…,fΔX∈/x0RrX−1.
For j=1,…,s−ΔX, we write
[TABLE]
where βj1,…,βjΔX∈K.
By [13, Corollary 1.10], the elements
[TABLE]
such that 1≤j≤ΔX form a K-basis
of (CX)−rX.
Now suppose for a contradiction that
HFδX(2rX−1)=s.
This implies that (δX)2rX−1=R2rX−1. In particular, we have
x0rX−1f1∈(δX)2rX−1.
Using Lemma 2.8, we also have
[TABLE]
It follows that f1∈x0RrX−1, a contradiction.
Thus we must have HFδX(2rX−1)<s,
and hence ri(δX)=2rX.
∎
In view of the preceding proposition, for a 0-dimensional
locally Gorenstein scheme X the inclusion
⨁i≥2rXRi⊆δXσ
always holds true. When this inclusion becomes an equality,
we use the following name.
Definition 3.7**.**
We say that X has minimal Dedekind different
if its Dedekind different satisfies
δXσ=⨁i≥2rXRi.
Recall that the Kähler different ϑX
of X is the homogeneous ideal of R generated
by all n-minors of the Jacobian matrix
(∂xi∂Fj)i=1,…,nj=1,…,r,
where {F1,…,Fr} is a homogeneous system of
generators of IX.
For finite sets of distinct K-rational points
in PK2 which have minimal Dedekind different,
the Dedekind and Kähler differents agree,
as the following corollary shows.
Corollary 3.8**.**
Let X={p1,…,ps}⊆PK2 be
a set of s distinct K-rational points.
If X has minimal Dedekind different, then
δX=ϑX.
Proof.
By [9, Proposition 3.8], we have
ϑX⊆δX.
Because X has minimal Dedekind different,
we have HPϑX(2rX−1)=HFδX(2rX−1)=0.
Moreover, it follows from [10, Theorem 2.5]
and n=2 that ri(ϑX)≤nrX=2rX
and HFϑX(i)=s for all i≥2rX.
Thus we obtain
δX=ϑX=⨁i≥2rXRi.
∎
Example 3.9**.**
Let X={p1,…,p6}⊆PQ2
be the set of six points given by p1=(1:0:0),
p2=(1:2:0), p3=(1:2:1), p4=(1:0:2),
p5=(1:1:2), and p6=(1:2:2).
We sketch X in the affine plane
D+(X0)=AQ2 as follows:
[TABLE]
Then X has the Hilbert function
HFX:1366⋯
and the regularity index rX=2.
Moreover, the Dedekind different is given by
[TABLE]
Thus the scheme X has minimal Dedekind different,
and Corollary 3.8 yields that
δX=ϑX=⨁i≥4Ri.
Notice that the Dedekind and Kähler differents do not
always agree, e.g. when X is a non-reduced complete
intersection in PK2 (see [9, Example 3.9]).
However, for finite sets of distinct points in PK2
we propose the following conjecture.
Conjecture 3.10**.**
Let X={p1,…,ps}⊆PK2 be
a set of s distinct K-rational points.
Then we have δX=ϑX.
Recall that a 0-dimensional scheme X⊆PKn
is an almost complete intersection if
IX is minimally generated by n+1 homogeneous polynomials
in P. The above conjecture holds true when the set
X is an almost complete intersection.
This follows from [20, Satz 4], because in this case
the Hilbert-Burch Theorem (cf. [19, Theorem 24.2])
implies that X is also a special almost complete intersection
(see [20, Definition 1]).
Note that Corollary 3.8 and Conjecture 3.10
are not true in PK3.
Example 3.11**.**
Let X={p1,…,p9}⊆PQ3
be the set of nine points given by
p1=(1:0:0:0),
p2=(1:1:0:0),
p3=(1:1:1:0),
p4=(1:1:−1:1),
p5=(1:−1:1:1),
p6=(1:−2:1:0),
p7=(1:−2:2:0),
p8=(1:−1:2:1),
and p9=(1:0:2:0).
We have HFX:1499⋯ and rX=2.
In this case the Hilbert functions of the Kähler
and Dedekind differents are given by
[TABLE]
It follows that
δX=⨁i≥2rXRi,
and so X has minimal Dedekind different.
However, we have
ϑX=⨁i≥2rX+1Ri⊊δX.
4. The Cayley-Bacharach Property
In this section we relate the algebraic structure
of the Dedekind different to the Cayley-Bacharach property
of a 0-dimensional scheme X in PKn.
First we use the notion of the maximal degree of a minimal
separator introduced in Section 1 to define the degree of
a point in X.
Definition 4.1**.**
For every pj∈Supp(X), the degree of pj in X
is defined as
[TABLE]
Obviously, we have degX(pj)≤rX for all
j=1,…,s. In case all points of Supp(X) have
degree greater than some natural number d, we have the
following notion.
Definition 4.2**.**
Let d≥0, let X⊆PKn be a [math]-dimensional
scheme, and let Supp(X)={p1,…,ps}.
We say that X has the Cayley-Bacharach property
of degree d (in short, X has CBP(d))
if every point pj∈Supp(X) has degree
degX(pj)≥d+1.
In the case that X has CBP(rX−1) we also say that
X is a Cayley-Bacharach scheme.
If X has CBP(d), then X has CBP(d−1), and
every [math]-dimensional scheme X with deg(X)≥2
has CBP([math]). Moreover, the number rX−1 is the
largest degree d≥0 such that X can have CBP(d).
So, it suffices to consider the Cayley-Bacharach property
in degree d∈{0,…,rX−1}.
The following proposition gives a characterization of
Cayley-Bacharach property using standard sets of separators
of X.
Proposition 4.3**.**
Let X⊆PKn be a [math]-dimensional scheme,
let 0≤d≤rX−1,
let Supp(X)={p1,…,ps}, and let
ϰj=dimκ(pj).
Then the following statements are equivalent.
(a)
The scheme X has CBP(d).
2. (b)
If Y⊆X is a maximal pj-subscheme
and {fj1,…,fjϰj} is a standard set
of separators of Y in X, then there exists
kj∈{1…,ϰj} such that
x0rX−d∤fjkj.
3. (c)
For all pj∈Supp(X), every maximal
pj-subscheme Y⊆X satisfies
[TABLE]
Proof.
Let Y be a maximal pj-subscheme of X
and {fj1,…,fjϰj} a standard set of
separators of Y in X.
If we write fjkj=x0rX−deg(fjkj∗)fjkj∗
with fjkj∗∈Rdeg(fjkj∗)∖x0Rdeg(fjkj∗)−1 for kj=1,…,ϰj,
then the set {fj1∗,…,fjϰj∗} is a set
of minimal separators of Y in X.
Hence the equivalence of (a) and (b) follows.
Now we prove the equivalence of (a) and (c).
We always have dimK(IY/X)i≤ϰj
for i≥0. Moreover, we see that
dimK(IY/X)d=ϰj
if and only if deg(fjkj∗)≤d for all
kj=1,…,ϰj. This is equivalent to
degX(pj)≤d. Thus the claim follows.
∎
Let us apply the proposition to a concrete case.
Example 4.4**.**
Let X⊆PQ2 be the 0-dimensional scheme
of degree 8 with support Supp(X)={p1,…,p6},
where p1=(1:0:0), p2=(1:1:0), p3=(1:0:1),
p4=(1:1:1), p5 corresponds to
P5=⟨X12+3X02,X2⟩,
and p6 corresponds to
P6=⟨X1−2X0,2X02+X22⟩.
We have ϰ1=⋯=ϰ4=1 and
ϰ5=ϰ6=2.
The Hilbert functions of X and its subschemes are
[TABLE]
We see that
dimK(IX∖{pj}/X)rX−1=dimK(IX∖{pj}/X)2=0<ϰj for j=1,…,5 and
dimK(IX∖{p6}/X)rX−1=1<2=ϰ6.
Consequently, the scheme X is a Cayley-Bacharach
scheme by Proposition 4.3.
Next we consider the subscheme Y=X∖{p4} of X.
We have HFY:13677⋯ and rY=3.
The Hilbert functions of subschemes of Y are given by
[TABLE]
It follows that Y has CBP(d) for d=0,1.
But dimK(IY∖{p3}/Y)rY−1=1=ν3
and dimK(IY∖{p6}/Y)rY−1=2=ν6.
Therefore Proposition 4.3 yields that
the scheme Y is not a Cayley-Bacharach scheme.
At this point we are ready to characterize Cayley-Bacharach
schemes in terms of their Dedekind differents.
Theorem 4.5**.**
Let X⊆PKn be a [math]-dimensional locally
Gorenstein scheme and let σ be a homogeneous trace map
of degree zero of Qh(R)/L0.
Then X is a Cayley-Bacharach scheme if and only if,
for all pj∈Supp(X), every maximal pj-subscheme
Y⊆X satisfies
[TABLE]
Proof.
Suppose that X is a Cayley-Bacharach scheme.
By [9, Proposition 3.2], for every j∈{1,…,s},
we find an element
gj∗∈(CXσ)−rX such that
gj∗=x0−2rXgj∗ with
gj∗∈RrX∖{0} and
(gj∗)pj∈OX,pj∖mX,pj.
We assume for a contradiction that there is a maximal
pj-subscheme Yj⊆X such that
[TABLE]
For such j, let sj be the socle element
in OX,pj corresponding to the scheme Yj,
let {ej1,…,ejϰj}⊆OX,pj be elements whose residue classes
form a K-basis of κ(pj), and let
{fj1,…,fjϰj}
be the standard set of separators of Yj in X
w.r.t. sj and {ej1,…,ejϰj}.
We want to show that x0∣fjk for
k=1,…,ϰj. It suffices to show x0∣fj1,
since the other cases follow similarly.
We write
[TABLE]
and put
[TABLE]
Then 0=x0rX−1f∈x0rX−1(IY/X)rX
and fgj∗=x0rXfj1,
especially, x0rX−1f∈(δXσ)2rX−1.
Also, we observe that
[TABLE]
So, it follows from the inclusion
CXσ⋅δXσ⊆R
that x0−1fj1∈RrX−1∖{0}.
This implies fj1∈x0RrX−1 or x0∣fj1.
Therefore Proposition 4.3 yields that
X is not a Cayley-Bacharach scheme, a contradiction.
Conversely, suppose that X is not
a Cayley-Bacharach scheme.
Then there is a maximal pj-subscheme
Yj⊆X such that deg(fjkj∗)≤rX−1
for all kj=1,…,ϰj. Notice that
fjkj=x0rX−deg(fjkj∗)fjkj∗ in
x0rX−deg(fjkj∗)Rdeg(fjkj∗)
for all kj=1,…,ϰj.
As in Remark 3.3, we may write
CXσ=⟨g1,…,gdeg(X)⟩K[x0],
where gk=x0−2rXgk with
gk∈R2rX−nk for
k=1,…,deg(X) and nk≤rX.
By Lemma 2.8, there are
cj1,…,cjϰj∈K such that
fj1⋅gk=∑kj=1ϰjcjkjx02rX−nkfjkj.
We calculate
[TABLE]
This implies x0rX−1fj1gk∈R2rX−nk−1
for every k∈{1,…,deg(X)}. Hence the element
x0rX−1fj1 is contained in
(δXσ)2rX−1.
Similarly, we can show that x0rX−1fjkj
is a homogeneous element of degree 2rX−1
of δXσ for all kj=2,…,ϰj.
Therefore we obtain
[TABLE]
in contradiction to the assumption that
x0rX−1(IYj/X)rX⊈(δXσ)2rX−1.
∎
The following corollary is an immediate consequence
of Theorem 4.5.
Corollary 4.6**.**
Let X⊆PKn be a [math]-dimensional locally
Gorenstein scheme.
(a)
If X has K-rational support then
it is a Cayley-Bacharach scheme if and only if
for every subscheme Y⊆X of degree
deg(Y)=deg(X)−1 and for every separator
fY of Y in X we have
x0rX−1fY∈/(δXσ)2rX−1.
2. (b)
If X has minimal Dedekind different
then it is a Cayley-Bacharach scheme.
Let us apply the corollary to some explicit cases.
Example 4.7**.**
Let X={p1,…,p6}⊆PQ2 be
the set of six points given in Example 3.9.
We know that X has minimal Dedekind different.
Therefore Corollary 4.6(b) yields that
X is a Cayley-Bacharach scheme.
Similarly, the set of nine points in PQ3 given in
Example 3.9 is also a Cayley-Bacharach scheme.
Next we consider the 0-dimensional scheme
Y⊆PQ2 of degree 6 with support Supp(Y)={p1,…,p5},
where p1=(1:0:0), p2=(1:1:0), p3=(1:0:1),
p4=(1:1:1), and p5 corresponds to
P5=⟨X1−2X0,2X02+X22⟩.
The Hilbert function of Y is
HFY:1366⋯ and rY=2.
In this case the Hilbert function of the Dedekind different
is given by
[TABLE]
It follows that Y has minimal Dedekind different,
and so it is a Cayley-Bacharach scheme
by Corollary 4.6(b).
For a Cayley-Bacharach scheme X⊆PKn,
the Hilbert function of the Dedekind different is described
in our next proposition.
Proposition 4.8**.**
Let X⊆PKn be a 0-dimensional locally
Gorenstein Cayley-Bacharach scheme and let σ be
a homogeneous trace map of degree zero of Qh(R)/L0.
Then the Hilbert function of δXσ
satisfies HFδXσ(i)=0 for i<rX,
HFδXσ(i)=deg(X) for i≥2rX
and
[TABLE]
In this case, the regularity index of δXσ
is exactly 2rX.
Proof.
Since the scheme X is a Cayley-Bacharach scheme,
there are homogeneous elements g1∗,…,gs∗
in (CXσ)−rX
such that gj∗=x0−2rXgj∗
with gj∗∈RrX and
(gj∗)pj∈OX,pj∖mX,pj
by [9, Proposition 3.2].
Let h∈(δXσ)i with i<rX.
Then we have
[TABLE]
for j=1,…,s. This implies hgj∗=0,
in particular, hpj⋅(gj∗)pj=0
in OX,pj for all j∈{1,…,s}.
Since (gj∗)pj is a unit
of OX,pj for j=1,…,s,
we have to get hpj=0 for all j=1,…,s.
In other words, we have ~(h)=0,
and so h=0 (as ~ is an injection).
Subsequently, we get HFδXσ(i)=0 for
i<rX.
Now, according to Proposition 3.5,
we only need to show that
HFδXσ(2rX−1)<deg(X), i.e.,
(δXσ)2rX−1⊊R2rX−1.
But this follows from Theorem 4.5, since otherwise
we would have
x0rX−1(IY/X)rX⊆(δXσ)2rX−1
for every maximal pj-subscheme Y⊆X,
and thus X would not be a Cayley-Bacharach scheme.
∎
Remark 4.9**.**
The upper bound for the regularity index of the Dedekind
different given in Proposition 3.5 is attained
for 0-dimensional locally Gorenstein Cayley-Bacharach schemes.
Moreover, a 0-dimensional locally Gorenstein Cayley-Bacharach
scheme X satisfies HFδXσ(rX)>0
if and only if X is arithmetically Gorenstein
(see [9, Proposition 4.8]).
Proposition 4.10**.**
Let X⊆PKn be a [math]-dimensional locally
Gorenstein scheme, let 0≤d≤rX−1, and let
σ be a homogeneous trace map of degree zero
of Qh(R)/L0.
If for every pj∈Supp(X) the maximal
pj-subscheme Yj⊆X satisfies
[TABLE]
then X has CBP(d).
In particular, if HFδXσ(rX+d)=0
then X has CBP(d).
Proof.
Suppose for contradiction that X does not have CBP(d).
There are a maximal pj-subscheme Yj⊆X
and a set of minimal separators
{fj1∗,…,fjϰj∗}
of Yj in X such that deg(fjkj∗)≤d
for kj=1,…,ϰj.
Set fjkj:=x0rX−deg(fjkj∗)fjkj∗
for kj∈{1…,ϰj}.
Then the set {fj1,…,fjϰj} is a standard set
of separators of Yj in X. We write
CXσ=⟨g1,…,gdeg(X)⟩K[x0],
where gk=x0−rX−nkgk with
gk∈RrX and nk≤rX for
k=1,…,deg(X) (see Remark 3.3).
We have
[TABLE]
for some cj1,…,cjϰj∈K.
Since rX−nl≥0 and d−deg(fjkj∗)≥0,
this implies that (x0dfjk)⋅(x0−rX−nlgl)∈RrX+d−nl
for all l=1,…,deg(X).
Consequently, the element x0dfjk is contained
in (δXσ)rX+d for all
k=1,…,ϰj.
Therefore we get the inclusion
x0d(IY/X)rX⊆(δXσ)rX+d,
in contradiction to our assumption.
∎
The following example shows that the converse
of Proposition 4.10 is not true in the
general case (except for the case d=rX−1).
Example 4.11**.**
Let X⊆PQ2 be the set consisting
of the points p1=(1:0:0), p2=(1:1:0), p3=(1:2:0),
p4=(1:3:1), p5=(1:4:0), p6=(1:5:0), p7=(1:6:1),
and p8=(1:1:1).
It is easy to see that HFX:135788⋯
and rX=4. The Dedekind different is computed by
[TABLE]
and its Hilbert function is
HFδX:0000135788⋯.
Clearly, X is not arithmetically Gorenstein and
HFδX(rX)=0.
Hence X is not a Cayley-Bacharach scheme
by Remark 4.9.
Also, we can check that X has CBP(d) for 0≤d≤2.
Now the subscheme Y4:=X∖{p4} has
a separator of the form
f4=x0x12x2−7x0x1x22+6x0x23.
It is not difficult to verify that
x0rX−2f4∈(δX)2rX−2.
Thus X has CBP(2), but x02(IY4/X)rX⊆(δX)rX+2.
5. Dedekind’s Formula
In previous sections, we mainly considered the Dedekind different
to study the Cayley-Bacharach property of 0-dimensional locally
Gorenstein schemes. This different is a subideal of the conductor
of R in the ring ∏j=1sOX,pj[Tj].
In [4], Geramita et al. characterized
a finite set of points to be a Cayley-Bacharach scheme
in terms of the conductor and showed that Dedekind’s formula
for the conductor and the complementary module
always holds for finite sets of points.
In this section we generalize these results substantially.
We work over an arbitrary base field K, and let X
be an arbitrary 0-dimensional subscheme of PKn.
Let the support of X be given by
Supp(X)={p1,…,ps}.
Definition 5.1**.**
Let R=∏j=1sOX,pj[Tj], and let
FR/R be the ideal defined as
[TABLE]
The ideal FR/R is called the
conductor of R in R.
When the scheme X is reduced, the ring R
is the integral closure of R in its full quotient ring,
and hence FR/R is the conductor
of R in its integral closure in the traditional sense.
Furthermore, FR/R is an ideal
of both R and R.
We recall from [12, Proposition 2.9] the following
description of the conductor of R in R.
Proposition 5.2**.**
For j∈{1,…,s} and a∈OX,pj, let
μ(a)=min{i∈N∣(0,…,0,aTji,0,…,0)∈~(R)}, where ~
is the injection from R to Qh(R), and let
ν(a)=max{μ(ab)∣b∈OX,pj∖{0}}. Then, as an ideal of R, we have
[TABLE]
where fa is the preimage of
(0,…,0,aTjν(a),0,…,0)
under the injection ~.
Some relations between the Dedekind different and the conductor
are given by the next proposition.
Proposition 5.3**.**
Let X⊆PKn be a [math]-dimensional locally
Gorenstein scheme, and let σ be a homogeneous trace map
of degree zero of Qh(R)/L0. Then we have
[TABLE]
Proof.
We know that Qh(R)=∏j=1sOX,pj[Tj,Tj−1]
and (CXσ)i=Qh(R)i=Ri
for all i≥0.
This implies R⊆CXσ.
Thus we get
[TABLE]
Since X is a locally Gorenstein scheme, we have
HomK(OX,pj,K)≅OX,pj
for all j=1,…,s.
This implies the isomorphism R≅HomK[x0](R,K[x0]).
Hence we get
HFHomK[x0](R,K[x0])(i)=deg(X) if and only if i≥0.
Let f∈(FR/R)i, let
g∈(CXσ)k, and let
φ∈(ωR)k+1 such that
g=Φ(φ) where Φ was defined by (3.1).
Observe that
(f⋅φ)(R)=φ(fR)⊆φ(R)⊆K[x0].
This yields f⋅φ∈HomK[x0](R,K[x0])i+k.
If f⋅φ=0, then deg(f⋅φ)=i+k≥0.
Thus we have
f⋅g=f⋅Φ(φ)=Φ(f⋅φ)∈R, and hence we get the inclusion
FR/R⋅CXσ⊆R.
Now we see that
FR/R2⋅CXσ⊆FR/RR⊆R.
This yields the inclusion
FR/R2⊆δXσ.
Altogether, the claim follows.
∎
The Cayley-Bacharach property of a 0-dimensional scheme can be
characterized in terms of the conductor of R in R,
as the following theorem shows.
Theorem 5.4**.**
Let X⊆PKn be a [math]-dimensional scheme,
and let 0≤d≤rX−1. Then X has CBP(d)
if and only if FR/R⊆⨁i≥d+1Ri.
In particular, X is a Cayley-Bacharach scheme if and only if
FR/R=⨁i≥rXRi.
Proof.
Suppose that X has CBP(d), but
FR/R⊈⨁i≥d+1Ri.
It follows from Proposition 5.2 that
there are a non-zero element a∈OX,pj
and a homogeneous element
fa∈FR/R∖{0}
such that ~(fa)=(0,…,0,aTjν(a),0,…,0) and ν(a)≤d.
So, we can find an element b∈OX,pj with
sj:=ab∈G(OX,pj)∖{0}.
By Proposition 2.2, there is a maximal
pj-subscheme Y of X associated to
the socle element sj.
We want to prove that μY/X≤d.
Let ϰj=dimKκ(pj), let
{ej1,…,ejϰj}⊆OX,pj
be such that their residue classes form a K-basis of κ(pj),
and let {fj1∗,…,fjϰj∗} be the set
of minimal separators of Y in X w.r.t. sj and
{ej1,…,ejϰj}.
Notice that ~(fjkj∗)=(0,…,0,ejkjsjTjμ(ejkjsj),0,…,0)
and deg(fjkj∗)=μ(ejkjsj) for
kj=1,…,ϰj.
Clearly, we have
[TABLE]
This implies μY/X≤ν(sj).
Moreover, we also see that
[TABLE]
This yields μY/X≤ν(sj)≤d.
Thus we get degX(pj)≤d, and hence
X does not have CBP(d), a contradiction.
Conversely, suppose that
FR/R⊆⨁i≥d+1Ri.
Let Y⊆X be a maximal pj-subscheme, and let
{fj1∗,…,fjϰj∗} be the set of minimal
separators of Y in X w.r.t. sj and
{ej1,…,ejϰj}.
As above, we always have
[TABLE]
Also, it is easy to check that μ(a+b)≤max{μ(a),μ(b)}
for all a,b∈OX,pj∖{0}.
Let a∈OX,pj be such that asj=0.
Then we have a∈/mX,pj and we may write
a=cj1ej1+⋯+cjϰjejϰj(modmX,pj) for
cj1,…,cjϰj∈K,
not all equal to zero.
We deduce asj=cj1ej1sj+⋯+cjϰjejϰjsj. Hence we have
[TABLE]
This implies
ν(sj)=max{μ(ejksj)∣k=1,…,ϰj}.
Without loss of generality, we may assume that
ν(sj)=deg(fj1∗)=μ(ej1sj).
Thus we have ν(sj)=ν(ej1sj) and
fj1∗∈FR/R.
Since FR/R⊆⨁i≥d+1Ri, it follows that
ν(sj)=deg(fj1∗)≥d+1.
From this we conclude that degX(pj)≥d+1 for all
j=1,…,s. In other words, the scheme X has CBP(d).
Moreover, if we identify R with its image under
~, we have Ri=Ri
for all i≥rX. Thus the ideal
⨁i≥rXRi is an ideal of both R
and R, and it is contained in the
conductor FR/R.
Hence the additional claim follows.
∎
The inclusion
FR/R2⊆δXσ
in Proposition 5.3 can be an equality
in the following case. In this case the converse
of Corollary 4.6(b) holds true.
Proposition 5.5**.**
Let X⊆PKn be a [math]-dimensional locally
Gorenstein scheme, and let σ be a homogeneous trace map
of degree zero of Qh(R)/L0.
Then the scheme X has minimal Dedekind different
if and only if X is a Cayley-Bacharach scheme and
FR/R2=δXσ.
Proof.
Suppose that the scheme X has minimal Dedekind different.
Then the Dedekind different satisfies
HFδXσ(2rX−1)=0.
By Corollary 4.6(b), the scheme X
is a Cayley-Bacharach scheme.
So, Theorem 5.4 yields that
FR/R=⨁i≥rXRi. Hence we have
[TABLE]
Conversely, if X is a Cayley-Bacharach scheme and
FR/R2=δXσ,
then Theorem 5.4 implies the equality
δXσ=⨁i≥2rXRi.
Thus X has minimal Dedekind different.
∎
Example 5.6**.**
Let X and Y be the two 0-dimensional reduced schemes
given in Example 4.7.
Both X and Y have minimal Dedekind different.
Thus the Dedekind different equals to the square of
the conductor for these 0-dimensional schemes by the
preceding proposition.
Our next theorem presents a generalization of Dedekind’s formula
for the conductor FR/R and
the Dedekind complementary module CXσ.
We use the notation νj=dimKOX,pj for
all j=1,…,s.
Theorem 5.7**.**
Let X⊆PKn be a [math]-dimensional locally
Gorenstein scheme with support Supp(X)={p1,…,ps},
and let σ be a homogeneous trace map
of degree zero of Qh(R)/L0.
Further, we let Ij be the homogeneous vanishing ideal
of X at pj, and we let Yj be the subscheme
of X defined by IYj=⋂k=jIk
for j=1,…,s.
Then the formula
[TABLE]
holds true if one of the following conditions is satisfied:
(a)
The scheme X is a Cayley-Bacharach scheme.
2. (b)
For all j∈{1,…,s}, the Hilbert function
of Yj is of the form
[TABLE]
Proof.
As in the proof of Proposition 5.3,
we have the inclusion
FR/R⋅CXσ⊆R.
Now we prove the reverse inclusion if (a) or (b)
is satisfied.
(a) For every j∈{1,…,s}, we let
{ej1,…,ejνj}
be a K-basis of OX,pj and set
ϵjkj:=(0,…,0,ejkj,0,…,0)∈R, where kj∈{1,…,νj}.
Then the elements {ϵ11,…,ϵsνs}
form a K[x0]-basis of R.
Thus it is enough to show that
ϵ11,…,ϵsνs are contained in
FR/R⋅CXσ.
Since X is a Cayley-Bacharach scheme,
for j=1,…,s we find
gj∗∈(CR/K[x0])−rX
such that gj∗=x0−2rXgj∗,
where gj∗∈RrX and
(gj∗)pj is a unit of OX,pj
(cf. [9, Proposition 3.2]).
By identifying R with its image in Qh(R)
under ~, the element
hjkj:=(0,…,0,(gj∗)pj−1ejkjTjrX,0,…,0)
is contained in RrX∖{0}
for all j∈{1,…,s} and kj∈{1,…,νj}.
We see that
[TABLE]
By Theorem 5.4, we have
FR/R=⨁i≥rXRi.
This implies h11,…,hsνs∈FR/R.
Therefore we obtain ϵ11,…,ϵsνs∈FR/R⋅CXσ,
as desired.
(b) In a similar fashion, we proceed to show that
ϵ11,…,ϵsνs∈FR/R⋅CXσ.
For j=1,…,s, let σj denote
the trace map of the algebra OX,pj/K
(associated to σ),
and let {ej1′,…,ejνj′}
be the K-basis of OX,pj which is
dual to the K-basis {ej1,…,ejνj}
w.r.t. σj.
W.l.o.g., we may assume that ej1′ is a unit
of OX,pj for all j∈{1,…,s}.
Note that the subscheme Yj has degree
deg(Yj)=deg(X)−νj for all j=1,…,s.
It follows from the assumption that
αYj/X=μ(ej1)=⋯=μ(ejνj).
Then we have IYj/X=⟨fj1∗,…,fjνj∗⟩,
where
[TABLE]
for kj=1,…,νj.
The set {(0,…,0,aTjαYj/X,0,…,0)∣a∈OX,pj} is
the image of (IYj/X)αYj/X
in R.
This implies
ν(a)=μ(a)=αYj/X for every non-zero
element a∈OX,pj.
Thus Proposition 5.2 yields that
IYj/X⊆FR/R.
Obviously, we have fjkj∗∈/⟨x0⟩
and its image fjkj∗
in R=R/⟨x0⟩ is
a non-zero element for kj=1,…,νj.
If there exist elements aj1,…,ajνj∈K,
not all equal to zero, such that
∑kj=1νjajkjfjkj∗=0,
then f=∑kj=1νjajkjfjkj∗ is contained
in (IYj/X)αYj/X∖{0},
and we get f=0.
This means f=x0h∈x0RαYj/X−1
for some h∈RαYj/X−1∖{0}.
Since the ideal IYj/X is saturated,
[11, Lemma 1.2] implies
h∈IYj/X∖{0}, a contradiction.
Thus we have shown that the set
{fj1∗,…,fjνj∗}
is K-linearly independent.
Consequently, there is a homogeneous K-linear map
φj1:R→K
of degree −αYj/X with
φj1(fj1∗)=0
and φj1(fjkj∗)=0
for kj=2,…,νj.
Using the epimorphism ωR(1)↠HomK(R,K), we can lift
φj1 to obtain a homogeneous element
φj1∈(ωR)−αYj/X+1
with φj1(fj1∗)=0 and
φj1(fjkj∗)=0 for kj=2,…,νj.
Clearly, the set {x0rX−μ(e11)f11∗,…,x0rX−μ(esνs)fsνs∗} forms
a K-basis of the K-vector space RrX.
We write
φj1(x0rX−μ(ej′kj′)fj′kj′∗)=cj′kj′x0rX−αYj/X
for all j′=1,…,s and kj′=1,…,νj′.
By Proposition 3.4, we have
[TABLE]
Since ej1′ is a unit of OX,pj and
cj1∈K∖{0}, for kj=1,…,νj we set
[TABLE]
Then hj1,…,hjνj∈IYj/X⊆FR/R.
In R, we have
[TABLE]
since cj2=⋯=cjνj=0. Thus we obtain
ϵjkj∈FR/R⋅CXσ, as was to be shown.
∎
When we specialize to the case of sets of points,
the condition (b) of Theorem 5.7
is satisfied. Therefore we recover the following result
of A.V. Geramita et al.
(see [4, Proposition 3.15]).
Corollary 5.8**.**
Let X={p1,…,ps}⊆PKn be a set
of s distinct K-rational points.
Then we have FR/R⋅CX=R.
We end this section with some straightforward consequences
of the theorem.
Corollary 5.9**.**
Let X⊆PKn be a [math]-dimensional locally
Gorenstein scheme, let 0≤d≤rX−1, and let σ
be a homogeneous trace map of degree zero of Qh(R)/L0.
If X has CBP(d), then HFδXσ(d)=0.
Proof.
If HFδXσ(d)=0, then there exists a
non-zero homogeneous element h in (δXσ)d.
Proposition 5.3 yields that
h∈(FR/R)d.
By Theorem 5.4, the scheme X does not
have CBP(d), a contradiction.
∎
Corollary 5.10**.**
Let X={p1,…,ps}⊆PKn be a set
of s distinct K-rational points,
and for j=1,…,s let fj be the separator
of X∖{pj} in X
such that fj(pj)=1 and fj(pk)=0 for k=j.
Then X is a Cayley-Bacharach scheme if and only if
x0rX−2fj∈/(δX)2rX−2
for all j=1,…,s.
Proof.
It is clear that x0rX−1fj∈(δX)2rX−1
if x0rX−2fj∈(δX)2rX−2.
By Corollary 4.6(a), we get
x0rX−2fj∈/(δX)2rX−2
for every j∈{1,…,s} if X is
a Cayley-Bacharach scheme.
Conversely, if X is not a Cayley-Bacharach scheme,
we find a minimal separator fj∗∈R such that
dj=deg(fj∗)≤rX−1 and fj∗(pj)=1.
Notice that fj∗∈FR/R.
By Proposition 5.3, we get
(fj∗)2∈FR/R2⊆δX.
Moreover, we have x0djfj∗=(fj∗)2
and fj=x0rX−djfj∗∈RrX.
This implies that
x0rX−2fj=x02rX−2dj−2(x0djfj∗)∈(δX)2rX−2.
Therefore the proof is complete.
∎
6. The Trace of the Dedekind Complementary Module
In this section we let X be a 0-dimensional locally
Gorenstein scheme in PKn, let
Supp(X)={p1,…,ps}, and let σ be
a fixed homogeneous trace map of degree zero of
the graded algebra Qh(R)/L0.
Definition 6.1**.**
The trace of the Dedekind complementary module
CXσ, denoted tr(CXσ),
is the sum of the ideals ϕ(CXσ)
with ϕ∈HomR(CXσ,R), i.e.,
[TABLE]
The following remark collects some basic properties of
tr(CXσ). For the general theory
of traces of modules we refer to [7, 17].
Remark 6.2**.**
Notice that we have ωR(1)≅CXσ,
and so tr(CXσ)=tr(ωR(1)).
Moreover, there is an isomorphism of graded R-modules
[TABLE]
given by h↦μh,
where μh:CXσ→R is the multiplication
by h. This implies that
[TABLE]
In particular, the scheme X is arithmetically Gorenstein
if and only if tr(CXσ)=R.
The relation between the trace
tr(CXσ) and the conductor of R
in the graded ring
R=∏j=1sOX,pj[Tj]
is given by the following proposition.
Proposition 6.3**.**
Let FR/R be the conductor of R
in R.
(a)
If X is a Cayley-Bacharach scheme, then
FR/R⊆tr(CXσ).
2. (b)
The scheme X is a Cayley-Bacharach scheme
such that FR/R=tr(CXσ)
if and only if X has minimal Dedekind different.
Proof.
Suppose that X is a Cayley-Bacharach scheme.
Then Theorem 5.4 yields
FR/R=⨁i≥rXRi.
Furthermore, by [9, Proposition 3.2],
for every j∈{1,…,s}, we find an element
x0−2rXgj∗∈(CXσ)−rX∖{0} such that
gj∗∈RrX and
(gj∗)pj is a unit of OX,pj.
It is also clear that
⨁i≥2rXRi⊆δXσ.
Hence we have
RrX⊆δXσ⋅CXσ=tr(CXσ), and claim (a) follows.
Now we prove (b).
Assume that X is a Cayley-Bacharach scheme such that
FR/R=tr(CXσ).
For a contradiction suppose that
X does not have minimal Dedekind different.
This implies HFδXσ(2rX−1)=0.
Let h∈(δXσ)2rX−1∖{0}.
Then there is an index j∈{1,…,s} such that
hpj=0 in OX,pj.
Let gj∗∈RrX be given as
in the proof of (a). Then we have
(hgj∗)pj=0 in OX,pj.
It follows that
0=hx0−2rXgj∗∈(tr(CXσ))rX−1.
But tr(CXσ)=FR/R=⨁i≥rXRi, which is impossible.
Conversely, suppose that the scheme X has
minimal Dedekind different.
Then X is a Cayley-Bacharach scheme
by Corollary 4.6(b).
Moreover, the Dedekind different satisfies
δXσ=⨁i≥2rXRi.
It follows that (tr(CXσ))rX−1=(δXσ)2rX−1(CXσ)−rX=⟨0⟩.
Therefore the equality
FR/R=tr(CXσ)
follows from claim (a).
∎
Example 6.4**.**
Let X={p1,…,p9}⊆PQ3
be the set of nine points given in Example 3.11.
We saw that HFX:1499⋯ and rX=2.
Moreover, X has minimal Dedekind different,
and so it is a Cayley-Bacharach scheme.
In addition, we have
tr(CX)=⨁i≥2Ri
by Proposition 6.3(b).
In view of the theory of nearly and almost Gorenstein rings
given in the papers [2, 5, 7], we introduce
the following two special classes of 0-dimensional schemes
in PKn. Note that m denotes the
homogeneous maximal ideal of R.
Definition 6.5**.**
Let X be a 0-dimensional locally Gorenstein scheme
in PKn.
(a)
The scheme X is called a nearly Gorenstein
scheme if m⊆tr(CXσ).
2. (b)
The scheme X is called an almost Gorenstein
scheme if there is an exact sequence of graded R-modules
[TABLE]
with m⋅C=⟨0⟩.
Note that every arithmetically Gorenstein scheme X
is nearly Gorenstein and almost Gorenstein, and that
X is a Cayley-Bacharach scheme if it is an almost
Gorenstein scheme (since there exists an element
g∈(CXσ)−rX with
AnnR(g)=⟨0⟩).
In our setting, the class of almost Gorenstein schemes is smaller
than that of nearly Gorenstein schemes. The following proof of
this property mimics the proof of [7, Proposition 6.1]
for local rings.
Proposition 6.6**.**
If X is an almost Gorenstein scheme, then
it is a nearly Gorenstein scheme and
HFδXσ(rX+1)=HFX(1).
Proof.
If X is arithmetically Gorenstein, we have
HFδXσ(rX+1)=HFX(1)
by [9, Proposition 5.8].
So, we may assume that X is not
arithmetically Gorenstein.
Then C=⟨0⟩ and
m⋅C=⟨0⟩, and so
HomR(C,R)=⟨0⟩.
By applying the functor HomR(−,R)
to the homogeneous exact sequence
[TABLE]
we get the exact sequence
[TABLE]
Here the map θ∗:δXσ(rX)→R
is given by h↦hθ(1) and
deg(θ(1))=−rX. Also, we have
m⋅ExtR1(C,R)=⟨0⟩.
This implies m⊆δXσ⋅θ(1)⊆δXσ⋅CXσ=tr(CXσ), and so
X is a nearly Gorenstein scheme.
Moreover, Remark 4.9 yields
HFδXσ(rX)=0,
and so we have
m=δXσ⋅θ(1).
Consequently, we get
HFδXσ(rX+1)=HFδXσ⋅θ(1)(1)=HFm(1)=HFX(1),
since AnnR(θ(1))=⟨0⟩.
∎
Notice that every nearly Gorenstein scheme X
satisfies HFδXσ(rX+1)=0,
because otherwise we would have
m1⊈(tr(CXσ))1=⟨0⟩.
Hence this implies the following corollary.
Corollary 6.7**.**
If X has minimal Dedekind different and rX≥2,
then it is not a nearly Gorenstein scheme.
It is natural to ask: If X is a nearly Gorenstein scheme,
when is X an almost Gorenstein scheme?
In the case that
ΔX=deg(X)−HFX(rX−1)=1,
we have the following answer to this question.
Proposition 6.8**.**
Let X be a 0-dimensional locally Gorenstein scheme
in PKn such that ΔX=1.
Then the following conditions are equivalent.
(a)
X* is an almost Gorenstein scheme.*
2. (b)
X* is a nearly Gorenstein Cayley-Bacharach scheme.*
Proof.
It suffices to prove the implication “(b)⇒(a)”.
Suppose that X is a nearly Gorenstein Cayley-Bacharach scheme.
We may assume that X is not arithmetically Gorenstein.
By [9, Proposition 5.8], we have
(δXσ)rX=⟨0⟩.
Since X is nearly Gorenstein, we have
m=tr(CXσ).
This implies
[TABLE]
Since X is a Cayley-Bacharach scheme
and ΔX=1, [9, Proposition 4.12] shows that
there exists an element
g∈(CXσ)−rX such that
(CXσ)−rX=⟨g⟩K
and AnnR(g)=⟨0⟩.
Hence we have
(δXσ)rX+1⋅g=m1.
Consider the exact sequence of graded R-modules
[TABLE]
where θ:R→CXσ(−rX)
is the injection given by 1↦g and
C=CXσ(−rX)/⟨g⟩R.
Now we want to show that m⋅C=0.
Clearly, m⋅C=0 if and only if
m⋅CXσ(−rX)=m⋅g.
This is equivalent to
m1⋅CXσ(−rX)⊆m⋅g.
Let i≥0, g′∈(CXσ(−rX))i,
and ℓ∈m1.
Set ℓ=h⋅g with h∈(δXσ)rX+1,
since (δXσ)rX+1⋅g=m1.
We have
[TABLE]
Since h⋅g′∈R1,
we get ℓ⋅g′∈m⋅g.
It follows that m1⋅CXσ(−rX)⊆m⋅g, and hence
m⋅C=0, as desired.
∎
Let us apply this proposition to an explicit example.
Example 6.9**.**
Let X={p1,…,p7}⊆PQ2
be the set of seven points given by
p1=(1:0:0)p2=(1:1:0),
p3=(1:0:1),
p4=(1:1:1),
p5=(1:0:2),
p6=(1:2:1),
and p7=(1:2:2).
Sketch X in the affine plane D+(X0) as follows:
[TABLE]
The Hilbert function of X is
HFX:13677⋯
and rX=3. We also have ΔX=1 and
the scheme X is a Cayley-Bacharach scheme.
A calculation yields
[TABLE]
Since HFδX(rX)=HFδX(3)=0,
the scheme X is not arithmetically Gorenstein.
Furthermore, we have
[TABLE]
Hence X is a nearly Gorenstein scheme.
An application of Proposition 6.8
implies that X is an almost Gorenstein scheme.
In this case we do not have CX=⟨(CX)−rX⟩R,
since
[TABLE]
Moreover, if we let p7′=(1:2:0) and
Y={p1,…,p6,p7′}⊆PQ2,
then the set Y satisfies HFY=HFX, but
it is not an almost Gorenstein scheme,
since it is not a Cayley-Bacharach scheme.
When X is a Cayley-Bacharach scheme,
the following proposition provides a necessary
and sufficient condition for X to be almost
Gorenstein.
Proposition 6.10**.**
Let K be an infinite field, and let
X be a 0-dimensional locally Gorenstein
scheme in PKn.
Suppose that X is a Cayley-Bacharach scheme.
(a)
We have HFδXσ(i)≤HFX(i−rX)
for all i∈Z.
In particular, the scheme X is arithmetically Gorenstein
if and only if HFδXσ(i)=HFX(i−rX)
for all i∈Z.
2. (b)
X* is an almost Gorenstein scheme
if and only if HFδXσ(rX+1)=HFX(1).*
Proof.
Since X is a Cayley-Bacharach scheme,
we have HFδXσ(i)=HFX(i−rX)
for i<rX or i≥2rX
by Proposition 4.8.
Hence it suffices to consider the case
rX≤i<2rX.
Note that K is infinite. By [9, Remark 4.13],
there exists a homogeneous element
g∈(CXσ)−rX such that
AnnR(g)=⟨0⟩.
Then we have g⋅(δXσ)i⊆Ri−rX. This implies
HFδXσ(i)≤HFX(i−rX)
for rX≤i<2rX.
Moreover, the additional claim of (a)
follows from Remark 4.9.
To prove (b), according to Proposition 6.6
and (a) we only need to prove that X is almost Gorenstein
if HFδXσ(rX)=0 and
HFδXσ(rX+1)=HFX(1).
In this case we have
(δXσ)rX+1⋅g=m1,
where g∈(CXσ)−rX is given as above.
A similar argument as in the proof of
Proposition 6.8 implies that
X is an almost Gorenstein scheme.
∎
Recall that a 0-dimensional scheme X⊆PKn
is called level if the socle of the Artinian local ring
R=R/⟨x0⟩
equals RrX.
According to [12, Satz 11.6], the scheme X
is level if and only if the canonical module ωR
is generated by homogeneous elements of degree −rX+1.
It is also known that X is a Cayley-Bacharach scheme
if it is level (see [3, Proposition 6.1]).
Furthermore, Example 6.9 also shows that
an almost Gorenstein scheme may not be a level scheme.
Proposition 6.11**.**
Let K be an infinite field, and let
X be a 0-dimensional locally Gorenstein
scheme in PKn.
(a)
If rX=1 then X
is an almost Gorenstein level scheme.
2. (b)
If rX=1 and deg(X)>2
then X has minimal Dedekind different.
3. (c)
If X is level and
min{ΔX,rX}≥2, then
X is not an almost Gorenstein scheme.
Proof.
(a) Suppose that rX=1 and X
is not arithmetically Gorenstein. It is clear that
X is a Cayley-Bacharach scheme.
Since K is infinite, [9, Remark 4.13]
yields an element g∈(CXσ(−1))0
such that AnnR(g)=⟨0⟩.
We see that dimK(m1⋅g)=deg(X)=dimK(CXσ(−1))1.
This implies m1⋅g=(CXσ(−1))1.
Hence X is a level scheme.
Furthermore, we have
δXσ=⨁i≥2Ri
by [9, Proposition 5.8], and thus
HFδXσ(rX+1)=HFX(1).
Consequently, Proposition 6.10 shows
that X is an almost Gorenstein scheme.
(b) Since deg(X)>2, we have
ΔX=deg(X)−1≥2.
So, X is not an arithmetically Gorenstein scheme.
As above, the Dedekind different satisfies
δXσ=⨁i≥2Ri.
Hence X has minimal Dedekind different.
(c) Let us write
[TABLE]
where ci=deg(X)−hrX−i−1 for
i=1,…,rX−1 and c0=deg(X)−1.
Suppose that X is an almost Gorenstein level
scheme with min{ΔX,rX}≥2.
We choose an exact sequence
[TABLE]
of graded R-modules so that
m⋅C=⟨0⟩.
Set g=θ(1). For i≥1, we have
[TABLE]
Since X is level, we have
CXσ=⟨(CXσ)−rX⟩R
by [12, Satz 11.6].
This implies
[TABLE]
Therefore the Hilbert function of CXσ(−rX)
has the form
[TABLE]
It follows that
deg(X)−1=crX−1=hrX−1=deg(X)−ΔX.
Because ΔX>1, we have
deg(X)−1=deg(X)−ΔX,
a contradiction.
∎
Our next corollary is an immediate consequence
of this proposition. This result also follows
from [5, Lemma 10.2 and Theorem 10.4].
Corollary 6.12**.**
Let K be an infinite field, and let X be
a 0-dimensional locally Gorenstein
scheme in PKn such that ΔX≥2.
Then X is an almost Gorenstein level scheme
if and only if rX=1.
Finally, we are interested in the question:
if X is an almost Gorenstein scheme
with rX≥2, then does ΔX=1 hold?
When X is a set of s distinct K-rational
points in uniform position, [6, Theorem 4.7]
provides an affirmative answer to this question
with the help of the Biinjective Map Lemma
(cf. [11]).
Recall that a set of s distinct K-rational points
X is called (i,j)-uniform
if every subscheme Y⊆X of degree
deg(X)−i satisfies HFY(j)=HFX(j).
Notice that X is a Cayley-Bacharach scheme
if and only if it is (1,rX−1)-uniform,
and if X is (i,j)-uniform then it is also
(i−1,j)-uniform and (i,j−1)-uniform.
For further information about the uniformity
of X see [3, 11].
The following proposition shows that the above
question also has an affirmative answer when
X is (2,rX−1)-uniform.
Proposition 6.13**.**
Let X={p1,…,ps}⊆PKn
be a (2,rX−1)-uniform set of s distinct
K-rational points. Suppose that X is
an almost Gorenstein scheme and rX≥2.
Then we have ΔX=1.
Proof.
Suppose for a contradiction that ΔX>1.
Since X is an almost Gorenstein scheme,
we choose an exact sequence
[TABLE]
of graded R-modules so that
m⋅C=⟨0⟩,
and set g=θ(1).
We write g=x0−2rXg
with g∈RrX.
Then g(pj)=0 for all
j=1,…,s. For each f∈Ri with i≥0,
we define the value
η(f):=#{j∣1≤j≤s,f(pj)=0}.
Clearly, we have η(ℓg)=η(ℓ) for all ℓ∈R1.
Now we let ℓ0∈R1 be a non-zero
element such that η(ℓ0)=max{η(ℓ)∣ℓ∈R1∖{0}}.
Since rX≥2 and X is a
Cayley-Bacharach scheme, there exist
at least two points pj1,pj2∈X
such that ℓ0(pj1)=0 and
ℓ0(pj2)=0.
Let fj∈RrX be the separator
of X∖{pj} in X with
fj(pj)=1 and fj(pk)=0 for k=j.
Since X is (2,rX−1)-uniform,
[11, Proposition 3.4] yields that
{fj1,fj2}
is linearly independent in RrX.
Let Σ={j1,…,jΔX}
be a subset of {1,…,s} such that
fj1,fj2,⋯,fjΔX
form a K-basis of RrX.
By [13, Corollary 1.10], there exist
elements gj1,gj2∈(CX)−rX
of the form
gjl=x0−2rX(fjl+∑k∈/Σβkjlfk)
for l=1,2, where βkjl∈K.
Letting gj1=fj1+∑k∈/Σβkj1fk,
we have ℓ0gj1=0
and η(ℓ0gj1)≥η(ℓ0)+1.
Thus we get
η(ℓ0gj1)>η(ℓg)
for all ℓ∈R1∖{0}.
Since x0 is a non-zerodivisor of R,
this implies that
0=ℓ0gj1∈/m1⋅g.
In particular, we have
m⋅C=⟨0⟩,
a contradiction.
∎
Acknowledgments.
This paper is partially based on
the third author’s dissertation [18].
The authors thank Ernst Kunz for his encouragement
to elaborate some results presented here.
The second author would also like to acknowledge
her financial support from OeAD.
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