Robin problems with indefinite linear part and competition phenomena
N.S. Papageorgiou, V.D. R\u{a}dulescu, D.D. Repov\v{s}

TL;DR
This paper studies a parametric Robin boundary value problem with an indefinite potential and competing nonlinearities, establishing bifurcation results, existence of minimal solutions, and their properties as the parameter varies.
Contribution
It introduces a bifurcation framework for Robin problems with indefinite linear parts and nonlinearities without the Ambrosetti-Rabinowitz condition, including the existence and properties of minimal solutions.
Findings
Bifurcation-type theorem for positive solutions
Existence of a minimal positive solution for each parameter
Monotonicity and continuity of the solution map
Abstract
We consider a parametric semilinear Robin problem driven by the Laplacian plus an indefinite potential. The reaction term involves competing nonlinearities. More precisely, it is the sum of a parametric sublinear (concave) term and a superlinear (convex) term. The superlinearity is not expressed via the Ambrosetti-Rabinowitz condition. Instead, a more general hypothesis is used. We prove a bifurcation-type theorem describing the set of positive solutions as the parameter varies. We also show the existence of a minimal positive solution and determine the monotonicity and continuity properties of the map .
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Robin problems with indefinite linear part and competition phenomena
Abstract.
We consider a parametric semilinear Robin problem driven by the Laplacian plus an indefinite potential. The reaction term involves competing nonlinearities. More precisely, it is the sum of a parametric sublinear (concave) term and a superlinear (convex) term. The superlinearity is not expressed via the Ambrosetti-Rabinowitz condition. Instead, a more general hypothesis is used. We prove a bifurcation-type theorem describing the set of positive solutions as the parameter varies. We also show the existence of a minimal positive solution and determine the monotonicity and continuity properties of the map .
Key words and phrases:
Indefinite potential, Robin boundary condition, strong maximum principle, truncation, competing nonlinear, positive solutions, regularity theory, minimal positive solution.
2010 Mathematics Subject Classification:
Primary: 35J20, 35J60; Secondary: 35J92.
Nikolaos S. Papageorgiou
Department of Mathematics, National Technical University
Zografou Campus, Athens 15780, Greece
Vicenţiu D. Rădulescu
Department of Mathematics, Faculty of Sciences,
King Abdulaziz University, P.O. Box 80203, Jeddah 21589, Saudi Arabia
Dušan D. Repovš
Faculty of Education and Faculty of Mathematics and Physics,
University of Ljubljana, Kardeljeva ploščad 16, SI-1000 Ljubljana, Slovenia
1. Introduction
Let () be a bounded domain with a -boundary . In this paper we study the following parametric Robin problem
[TABLE]
In this problem, is a parameter, () is a potential function which is indefinite (that is, sign changing) and in the reaction, and are Carathéodory functions (that is, for all , are measurable and for almost all , are continuous). We assume that for almost all , is strictly sublinear near (concave nonlinearity), while for almost all , is strictly superlinear near (convex nonlinearity). Therefore the reaction in problem () exhibits the combined effects of competing nonlinearities (“concave-convex problem”). The study of such problems was initiated with the well-known work of Ambrosetti, Brezis and Cerami [2], who dealt with a Dirichlet problem with zero potential (that is, ) and the reaction had the form
[TABLE]
They proved a bifurcation-type result for small values of the parameter . The work of Ambrosetti, Brezis and Cerami [2] was extended to more general classes of Dirichlet problems with zero potential by Bartsch and Willem [4], Li, Wu and Zhou [9], and Rădulescu and Repovš [19].
Our aim in this paper is to extend all the aforementioned results to the more general problem (). Note that when , we recover the Neumann problem with an indefinite potential. Robin and Neumann problems are in principle more difficult to deal with, due to the failure of the Poincaré inequality. Therefore in our problem, the differential operator (left-hand side of the equation) is not coercive (unless , ). Recently we have examined Robin and Neumann problems with indefinite linear part. We mention the works of Papageorgiou and Rădulescu [13, 14, 16]. In [13] the problem is parametric with competing nonlinearities. The concave term is , , (so it enters into the equation with a negative sign) while the perturbation is Carathéodory, asymptotically linear near and resonant with respect to the principal eigenvalue. We proved a multiplicity result for all small values of the parameter , producing five nontrivial smooth solutions, four of which have constant sign (two positive and two negative).
In this paper, using variational tools together with truncation, perturbation and comparison techniques, we prove a bifurcation-type theorem, describing the existence and multiplicity of positive solutions as the parameter varies. We also establish the existence of a minimal positive solution and determine the monotonicity and continuity properties of the map .
2. Preliminaries
Let be a Banach space and its topological dual. By we denote the duality brackets for the dual pair . Given , we say that satisfies the “Cerami condition” (the “C-condition” for short), if the following property is satisfied:
“Every sequence such that is bounded and
[TABLE]
admits a strongly convergent subsequence”.
This is a compactness-type condition on the functional . It leads to a deformation theorem from which one can derive the minimax theory for the critical values of (see, for example, Gasinski and Papageorgiou [6]). The following notion is central to this theory.
Definition 2.1**.**
Let be a Hausdorff topological space and nonempty, closed sets such that . We say that the pair is linking with in if:
- (a)
;
- (b)
For any such that , we have .
Using this topological notion, one can prove the following general minimax principle, known in the literature as the “linking theorem” (see, for example, Gasinski and Papageorgiou [6, p. 644]).
Theorem 2.2**.**
Assume that is a Banach space, are nonempty, closed subsets such that is linking with in , satisfies the -condition
[TABLE]
and , where . Then and is a critical value of (that is, there exists such that ).
With a suitable choice of the linking sets, we can produce as corollaries of Theorem 2.2, the main minimax theorems of the critical point theory. For future use, we recall the so-called “mountain pass theorem”.
Theorem 2.3**.**
Assume that is a Banach space, satisfies the -condition, ,
[TABLE]
and with . Then and is a critical value of .
Remark 1**.**
Theorem 2.3 can be deduced from Theorem 2.2 if we have , ,
In the analysis of problem (), we will use the following spaces: the Sobolev space , the Banach space and the boundary Lebesgue spaces , .
By we denote the norm of the Sobolev space . So
[TABLE]
The space is an ordered Banach space with positive cone
[TABLE]
We will use the open set defined by
[TABLE]
On we consider the -dimensional Hausdorff (surface) measure
Using this measure, we can define the Lebesgue spaces () in the usual way. Recall that the theory of Sobolev spaces says that there exists a unique continuous linear map , known as the “trace map”, such that
[TABLE]
This map is not surjective and it is compact into if and into
In what follows, for the sake of notational simplicity, we drop the use of the map . All restrictions of Sobolev functions on are understood in the sense of traces.
Let be a Carathéodory function such that
[TABLE]
with a_{0}\in L^{\infty}(\Omega),1<r<2^{*}=\left\{\begin{array}[]{ll}\frac{2N}{N-2}&\mbox{if}\ N\geq 3\\ +\infty&\mbox{if}\ N=1,2.\end{array}\right.
We set . Also, let and with on . We consider the -functional defined by
[TABLE]
where
[TABLE]
The next result follows from Papageorgiou and Rădulescu [12, Proposition 3] using the regularity theory of Wang [20].
Proposition 1**.**
Let be a local -minimizer of , that is, there exists such that
[TABLE]
Then with and is also a local -minimizer of , that is, there exists such that
[TABLE]
We will need some facts concerning the spectrum of with Robin boundary condition. Details can be found in Papageorgiou and Rădulescu [12, 16].
So, we consider the following linear eigenvalue problem
[TABLE]
We know that there exists such that
[TABLE]
Using (2) and the spectral theorem for compact self-adjoint operators, we generate the spectrum of (1), which consists of a strictly increasing sequence such that . Also, there is a corresponding sequence of eigenfunctions which form an orthonormal basis of and an orthogonal basis of . In fact, the regularity theory of Wang [20] implies that . By (for every ) we denote the eigenspace corresponding to the eigenvalue . We have the following orthogonal direct sum decomposition
[TABLE]
Each eigenspace has the so-called “unique continuation property” (UCP for short) which says that if vanishes on a set of positive Lebesgue measure, then . The eigenvalues have the following properties:
[TABLE]
[TABLE]
In (2) the infimum is realized on .
In (2) both the supremum and the infimum are realized on .
From these properties, it is clear that the elements of have constant sign while for the elements of are nodal (that is, sign changing). Let denote the -normalized (that is, ) positive eigenfunction corresponding to . As we have already mentioned, . Using Harnack’s inequality (see, for example Motreanu, Motreanu and Papageorgiou [11, p. 212]), we have that for all . Moreover, if , then using the strong maximum principle, we have .
The following useful inequalities are also easy consequences of the above properties.
Proposition 2**.**
- (a)
If then .
- (b)
If then .
Finally, let us fix some basic notations and terminology. So, by
we denote the linear operator defined by
[TABLE]
A Banach space is said to have the “Kadec-Klee property” if the following holds
[TABLE]
Locally uniformly convex Banach spaces, in particular Hilbert spaces, have the Kadec-Klee property.
Let . We set and for we define
[TABLE]
We know that
[TABLE]
By we denote the Lebesgue measure on . Also, if then
[TABLE]
If , then and . Finally, we set
[TABLE]
If for all (this is the case if and or ), then we set .
3. Positive solutions
The hypotheses on the data of problem () are the following:
.
.
- (i)
for every , there exists such that
[TABLE]
- (ii)
uniformly for almost all ;
- (iii)
there exist constants and such that
[TABLE]
[TABLE]
- (iv)
if , then for almost all and all ;
- (v)
for every , there exists such that for almost all the function
[TABLE]
is nondecreasing on .
is a Carathéodory function such that
- (i)
for almost all and all with ;
- (ii)
uniformly for almost all ;
- (iii)
uniformly for almost all and there exists such that
[TABLE]
- (iv)
for every , there exists such that for almost all the function
[TABLE]
is nondecreasing on
We set and define
[TABLE]
For every , there exists such that
[TABLE]
Remark 2**.**
Since we are looking for positive solutions and all of the above hypotheses concern the positive semi-axis , we may assume without any loss of generality that
[TABLE]
(note that hypotheses and imply that for almost all ). Hypothesis implies that for almost all is strictly sublinear near . This, together with hypothesis , implies that is globally the “concave” contribution to the reaction of problem (). On the other hand, hypothesis implies that for almost all is strictly superlinear near . Hence is globally the “convex” contribution to the reaction of (). Therefore on the right-hand side (reaction) of problem (), we have the competition of concave and convex nonlinearities (“concave-convex problem”). We stress that the superlinearity of is not expressed using the well-known Ambrosetti-Rabinowitz condition (see Ambrosetti and Rabinowitz [3]). Instead, we use hypothesis , which is a slightly more general version of a condition used by Li and Yang [10]. Hypothesis is less restrictive than the Ambrosetti-Rabinowitz superlinearity condition and permits the consideration of superlinear terms with “slower” growth near , which fail to satisfy the AR-condition (see the examples below). Hypothesis is a quasimonotonicity condition on and it is satisfied if there exists such that for almost all ,
[TABLE]
is nondecreasing on (see [10]).
Examples. The following pair satisfies hypotheses and :
[TABLE]
with for almost all and . If , this is the reaction pair used by Ambrosetti, Brezis and Cerami [2] in the context of Dirichlet problems with zero potential (that is, ). The above reaction pair was used by Rădulescu and Repovš [19], again for Dirichlet problems with .
Another possibility of a reaction pair which satisfies hypotheses and are the following functions (for the sake of simplicity, we drop the -dependence):
[TABLE]
In this pair, the superlinear term fails to satisfy the Ambrosetti-Rabinowitz condition.
Let be as in (2) and . Let be the Carathéodory function defined by
[TABLE]
We set and consider the -functional defined by
[TABLE]
Proposition 3**.**
If hypotheses and hold, then for every the functional satisfies the C-condition.
Proof.
Let be a sequence such that
[TABLE]
By (8) we have
[TABLE]
for all with .
In (9) we choose . Then
[TABLE]
It follows from (7) and (10) that
[TABLE]
If in (9) we choose , then
[TABLE]
Adding (11) and (12), we obtain
[TABLE]
Claim. * is bounded.*
We argue by contradiction. So, suppose that the claim is not true. By passing to a subsequence if necessary, we may assume that . Let , . Then
[TABLE]
and so we may assume that
[TABLE]
Suppose that and let . Then and
[TABLE]
We have
[TABLE]
It follows from (15), (16) and Fatou’s lemma that
[TABLE]
On the other hand, (7) and (10) imply that
[TABLE]
for some , all .
Comparing (17) and (18) we obtain a contradiction.
Next, suppose that . For we set . Then in and so we have
[TABLE]
Since , we can find such that
[TABLE]
We choose such that
[TABLE]
[TABLE]
Since is arbitrary, we infer from (3) that
[TABLE]
We know that
[TABLE]
So, (21) implies that
[TABLE]
We have . Then hypothesis implies that
[TABLE]
We return to (24), add to both sides and use (3).
Then
[TABLE]
Comparing (23) and (26) again, we get a contradiction.
This proves the claim.
Then (10) and the claim imply that is bounded. So, we may assume that
[TABLE]
In (9) we choose , pass to the limit as and use (27).
Then
[TABLE]
∎
Let .
[TABLE]
Proposition 4**.**
If hypotheses and hold, then and when we have and for all ,
Proof.
Hypotheses imply that given , we can find such that
[TABLE]
Similarly, hypotheses imply that given , we can find such that
[TABLE]
We set
[TABLE]
We have
[TABLE]
Recall that . We set if for all and this is the case if and or . Then and .
Let . Then
[TABLE]
Since , from Proposition 2(a) and by choosing small enough, we have
[TABLE]
[TABLE]
Let . We have . Hence
[TABLE]
So, we can find such that
[TABLE]
Then we have
[TABLE]
Therefore, we can find such that
[TABLE]
Returning to (32), we deduce that there exists a positive number such that
[TABLE]
On the other hand, hypotheses imply that if , then we can find such that
[TABLE]
Let with . We consider the space
[TABLE]
This is a finite dimensional subspace of and if , then we can write in a unique way as
[TABLE]
Exploiting the orthogonality of the component spaces and since (see hypothesis ), we have
[TABLE]
Note that
[TABLE]
Returning to (3) and using (37), (38), we obtain
[TABLE]
Since is finite dimensional, all norms are equivalent. So, by (3) we have
[TABLE]
But . So, it follows from (40) that we can find small such that
[TABLE]
[TABLE]
Therefore we can find such that
[TABLE]
We consider the following sets:
[TABLE]
From Gasinski and Papageorgiou [6, p. 643] we know that
[TABLE]
(see Definition 2.1 and recall that ).
By Proposition 3 we know that for all
[TABLE]
On account of (34), (41), (42), (43), we can apply Definition 2.1 (the linking theorem) and find such that
[TABLE]
where is the same as in relation (34).
It follows from (44) that and
[TABLE]
In (45) we choose . Then
[TABLE]
So, equation (45) becomes
[TABLE]
(see Papageorgiou and Rădulescu [12]).
We set
[TABLE]
Hypotheses and imply that
[TABLE]
Then we have
[TABLE]
(note that if ).
We rewrite (46) as
[TABLE]
Using Lemma 5.1 of Wang [20] we have
[TABLE]
Then the Calderon-Zygmund estimates (see Wang [20, Lemma 5.2]) imply that
[TABLE]
Let . On account of hypotheses and , we can find such that for almost all , is nondecreasing on . Then from (46) we have
[TABLE]
Therefore we have proved that for small enough, we have
[TABLE]
Next, let and pick . Since , we can find (see (48)). We have
[TABLE]
We consider the following truncation of the Carathéodory map (see (6))
[TABLE]
We set and consider the -functional defined by
[TABLE]
By (50) and (2) it is clear that is coercive. In addition, the Sobolev embedding theorem and the compactness of the trace map, imply that is sequentially weakly lower semicontinuous. So, by the Weierstrass theorem, we can find such that
[TABLE]
With as in hypothesis , we define
[TABLE]
For , choose so small that
[TABLE]
Then using hypothesis , we have
[TABLE]
Recall that . Then from (3) and by choosing even smaller if necessary, we infer that
[TABLE]
By (51) we have
[TABLE]
In (3) we choose . Then
[TABLE]
Next in (3) we choose . Then
[TABLE]
(see (3) and use Green’s identity, see Gasinski and Papageorgiou [6, p. 210]),
[TABLE]
So, we have proved that
[TABLE]
∎
An interesting byproduct of the above proof is the following corollary.
Corollary 1**.**
If hypotheses hold, with and , then we can find such that .
Proof.
An inspection of the last part of the proof of Proposition 4 reveals that we can find such that
[TABLE]
Let and let be such that for almost all the function
[TABLE]
is nondecreasing (see hypotheses ). We have
[TABLE]
∎
Let .
Proposition 5**.**
If hypotheses and hold, then .
Proof.
Hypotheses and imply that we can find so big that
[TABLE]
Let and assume that . Then according to Proposition 4 we can find . Then there exists such that . We choose the biggest such . We have
[TABLE]
But this contradicts the maximality of . So and we have
[TABLE]
∎
Proposition 6**.**
If hypotheses hold and , then problem () admits at least two positive solutions
[TABLE]
Proof.
Let and let (see Proposition 4). Then
[TABLE]
Let be the Carathéodory function defined in (50), with replaced by and replaced by . We set and consider the -functional defined by
[TABLE]
As in the proof of Proposition 4, via the Weierstrass theorem, we can find such that
[TABLE]
Using this positive solution, we introduce the following truncation of (see (6))
[TABLE]
This is a Carathéodory function. We set and consider the -functional defined by
[TABLE]
As before, using (57) we can verify that
[TABLE]
On account of (58) we see that we may assume that
[TABLE]
Indeed, if (59) is not true, then we have , , which is a second positive solution of () (see (57), (58)). Moreover, as before, using hypotheses and the strong maximum principle, we have and so we are done.
We introduce the following truncation of :
[TABLE]
This is a Carathéodory function. We set and consider the -functional defined by
[TABLE]
As in the proof of Proposition 4 we see that
[TABLE]
By (2) and (60) it is clear that is coercive. Also, it is sequentially weakly lower semicontinuous. So, we can find such that
[TABLE]
Note that (see (57), (60)). Therefore
[TABLE]
Moreover, reasoning as in the proof of Corollary 1, we show that
[TABLE]
We can assume that is finite (otherwise on account of (58) we see that we already have an infinity of positive smooth solutions strictly bigger than ).
Since is finite, we can find small such that
[TABLE]
(see Aizicovici, Papageorgiou and Staicu [1], proof of Proposition 29).
Due to hypothesis and since , we have
[TABLE]
Since and coincide on , we infer that
[TABLE]
(see the proof of Proposition 3).
Then (62), (63), (64) permit the use of Theorem 2.3 (the mountain pass theorem). So, there is such that
[TABLE]
Moreover, as in the proof of Corollary 1, using hypotheses and and the strong maximum principle, we obtain
[TABLE]
∎
Proposition 7**.**
If hypotheses and hold, then .
Proof.
Let such that . As in the second half of the proof of Proposition 4 (see the part of that proof after (48)), we can find such that
[TABLE]
In (65) we choose . Then
[TABLE]
By (66) we have
[TABLE]
It follows from (67) and (68) that
[TABLE]
Then reasoning as in the proof of Proposition 3 (see the claim) and applying (69), we show that is bounded. So, we may assume that
[TABLE]
In (65) we choose , pass to the limit as and use (70). Then
[TABLE]
So, if in (65) we pass to the limit as and use (71), we infer that
[TABLE]
If we show that , then we are finished. To this end, note that we can find such that
[TABLE]
(see hypothesis and hypotheses ). Let for all and consider the following auxiliary Robin problem
[TABLE]
Let be the -functional defined by
[TABLE]
Using (2) and the fact that , we infer that is coercive. Also, it is sequentially weakly lower semicontinuous. So, we can find such that
[TABLE]
Since , for small enough, we have
[TABLE]
By (74) we have
[TABLE]
In (75) we choose . Then
[TABLE]
Then (75) becomes
[TABLE]
Moreover, using the regularity results of Wang [20] and the strong maximum principle, we have
[TABLE]
Recall that for all . So, we can find such that . We choose to be the biggest such positive real and suppose that . Also, let . Then
[TABLE]
Evidently, . So, from (3) and the strong maximum principle, we infer that
[TABLE]
which contradicts the maximality of . Hence and so
[TABLE]
∎
This proposition implies that
[TABLE]
4. Extremal positive solutions - bifurcation theorem
In this section, we first show that for every problem () has a smallest positive solution and determine the monotonicity and continuity properties of the map
Proposition 8**.**
If hypotheses and hold, then for every , problem () has a smallest positive solution and the map is strictly increasing in the sense that
[TABLE]
and it is left continuous from into .
Proof.
As in Filippakis and Papageorgiou [5, Lemma 4.1], we have that is downward directed (that is, if , then we can find such that ). Invoking Lemma 3.10 of Hu and Papageorgiou [7, p. 178], we can find a decreasing sequence such that
[TABLE]
We may assume that
[TABLE]
We have
[TABLE]
Also, by the proof of Proposition 7 and since (see equation (73)), we have
[TABLE]
If , then by Corollary 1 we can find such that
[TABLE]
Finally, suppose that . From the regularity theory (see Wang [20]), we know that we can find and such that
[TABLE]
Exploiting the compact embedding of into and by passing to a subsequence if necessary, we have that
[TABLE]
Suppose that . Then we can find such that
[TABLE]
which contradicts (79) (recall that for all ). Therefore by the Urysohn criterion, we have for the original sequence
[TABLE]
∎
Summarizing the results of Sections 3 and 4, we can formulate the following bifurcation-type result, describing the behavior of the set of positive solutions of () with respect to the parameter .
Theorem 4.1**.**
If hypotheses and hold, then there exists such that
- (a)
for every problem () has at least two positive solutions
[TABLE]
it has a smallest positive solution and the map from into is strictly increasing in the sense that
[TABLE]
and is left continuous;
- (b)
for problem () has at least one positive solution ;
- (c)
for problem () has no positive solutions.
Acknowledgments
This research was supported by the Slovenian Research Agency grants P1-0292, J1-7025, and J1-6721, and the Romanian National Authority for Scientific Research and Innovation, CNCS-UEFISCDI, project PN-III-P4-ID-PCE-2016-0130. We thank the referee for comments.
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