Largest regular multigraphs with three distinct eigenvalues
Hiroshi Nozaki

TL;DR
This paper investigates the maximum size of connected regular multigraphs with exactly three distinct eigenvalues, establishing bounds and conditions for their existence based on algebraic and combinatorial properties.
Contribution
It provides an upper bound on the number of vertices for such graphs and characterizes cases of equality linked to finite projective planes and polarities.
Findings
For most degrees k, the maximum number of vertices is bounded by k^2 - k + 1.
Moore graphs are the largest for k=2,3,7.
Existence of certain graphs is tied to finite projective planes with polarities.
Abstract
We deal with connected -regular multigraphs of order that has only three distinct eigenvalues. In this paper, we study the largest possible number of vertices of such a graph for given . For , the Moore graphs are largest. For , we show an upper bound , with equality if and only if there exists a finite projective plane of order that admits a polarity.
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Taxonomy
Topicsgraph theory and CDMA systems · Finite Group Theory Research · Coding theory and cryptography
Largest regular multigraphs with three distinct eigenvalues
Hiroshi Nozaki
Abstract
We deal with connected -regular multigraphs of order that has only three distinct eigenvalues. In this paper, we study the largest possible number of vertices of such a graph for given . For , the Moore graphs are largest. For , we show an upper bound , with equality if and only if there exists a finite projective plane of order that admits a polarity.
0002010 Mathematics Subject Classification: 05C50 (05D05)
Hiroshi Nozaki: Department of Mathematics Education, Aichi University of Education, 1 Hirosawa, Igaya-cho, Kariya, Aichi 448-8542, Japan. [email protected].
Key words: Graph spectrum, Moore bound, linear programming bound, projective plane,
1 Introduction
Let be a connected -regular multigraph , which may have a loop. For , let be the number of edges between and if , and the number of loops on if . The adjacency matrix of is defined to be the square matrix indexed by whose entry is if and [math] otherwise. The eigenvalues of are called the eigenvalues of . In this paper, we deal with a -regular multigraph with only 3 distinct eigenvalues. Since the degree of the minimal polynomial of is , the diameter of is at most . This implies that the Moore bound holds for -regular multigraphs with only 3 distinct eigenvalues. If attains this bound, is called a Moore graph, which is simple. A Moore graph does not exist except for [2, 5]. The following Moore graphs uniquely exist: the 5-cycle for , the Petersen graph for , and the Hoffman–Singleton graph for [9]. For , the existence of the Moore graph is still open. The main problem of this paper is to improve the Moore bound, and to determine the largest -regular multigraph with only 3 distinct eigenvalues for given .
A -regular simple graph of order is called a strongly regular graph with parameters if there exist integers and such that any two adjacent vertices have common neighbours, and any two non-adjacent vertices have common neighbours. If a connected regular simple graph has only 3 distinct eigenvalues, then it is strongly regular. If a connected -regular simple graph satisfies that any two adjacent vertices have at least common neighbours, and any two non-adjacent vertices have at least common neighbours, then the order has the bound (see [3]). Strongly regular graphs are characterized as the graphs that attain this bound.
The point-line geometry is called a finite projective plane of order if , there exist points in each line, and there exist lines through each point. The incidence matrix of is the matrix indexed by and whose entry is 1 if , and 0 otherwise. An isomorphism from to the dual plane is a polarity if is an involution. We say admits polarity if there exists a polarity from to . The classical finite projective planes admit a polarity. A finite projective plane admits a polarity if and only if the incidence matrix of can be symmetric. The symmetric incidence matrix of is the adjacency matrix of a -regular multigraph with only 3 distinct eigenvalues which has loops. For , we show an upper bound for -regular multigraphs of order with only 3 distinct eigenvalues. The equality holds if and only if the adjacency matrix of the graph is the symmetric incidence matrix of a finite projective plane of order that admits a polarity.
The paper is organized as follows. In Section 2, the linear programming bound [11] is generalized for connected regular multigraphs. We also give a certain improvement of the Moore bound with prescribed distinct eigenvalues. In Section 3, we prove the upper bound for . In Section 4, we show that the existence of a connected -regular multigraph of order with only 3 distinct eigenvalues is equivalent to the existence of a finite projective plane that admits a polarity.
2 Bounds for regular multigraphs
Let be a multigraph . For and , a sequence is a walk if for each . We shortly write a walk . The number is called the length of a walk. A walk is non-backtracking if there does not exist such that , or . A non-backtracking walk is a if and are distinct. The minimum length of cycles in is called the girth of . If has a loop, then the girth of is 1. It is well known that the -entry of is the number of walks of length from to . A multigraph is -regular if is for each .
Let denote a polynomial of degree defined by
[TABLE]
and
[TABLE]
for . Note that for .
Singleton [13] proved the following theorem only for -regular simple graphs.
Theorem 2.1**.**
Let be a connected -regular multigraph with adjacency matrix . Then the -entry of is the number of non-backtracking walks of length from to .
Proof.
We use induction on . Let be the number of non-backtracking walks of length from to . Let be the -entry of . For , the assertion is trivial. For , the -entry of is the number of walks of length from to . A walk that has backtracking must form . The assertion follows from , where is the Kronecker delta.
Suppose for each . Since , we have
[TABLE]
The value is the number of walks such that , , and is non-backtracking. We remove walks that have backtracking, namely the ones satisfying . For given non-backtracking walk , the number of choices of is equal to because . Therefore follows. ∎
Let denote the identity matrix. Let denote the matrix whose entries are all . In [11] we proved the following theorem only for -regular simple graphs.
Theorem 2.2**.**
Let be a connected -regular multigraph of order with adjacency matrix . Let be the distinct eigenvalues of , where . Let be the polynomial defined by with a positive integer and real numbers such that , for each . If and for each , then
[TABLE]
Proof.
Since is a real symmetric matrix, we have the spectral decomposition , where . It follows that
[TABLE]
Taking the traces in (2.1), we have
[TABLE]
because is positive semidefinite, and each entry in is non-negative by Theorem 2.1. It therefore follows . ∎
Let and .
Theorem 2.3**.**
Let be a connected -regular multigraph of order with adjacency matrix . Let be the polynomial defined by
[TABLE]
for some real numbers . If the entries of are all positive, then
[TABLE]
Proof.
Since each -entry of is positive, there exists such that and the -entry in is positive. For each , the number of non-backtracking walks of length from is equal to . Thus the number of non-zero entries in is at most . Comparing the numbers of positive entries in the both sides in (2.2), it follows that
[TABLE]
This implies the theorem. ∎
Let denote the Hoffman polynomial [7, 8] of a regular multigraph , which is the polynomial of least degree satisfying . If the distinct eigenvalues of are and the order of is , then can be expressed by
[TABLE]
Corollary 2.4**.**
Let be a -regular multigraph of order , with only distinct eigenvalues . Let be the polynomial defined by . Then, from the expression , it follows that .
Proof.
The polynomial can be expressed by . Therefore, each entry of is positive. Applying Theorem 2.3 to , we obtain the bound . ∎
If each is positive in Corollary 2.4, then the bound (2.3) coincides with the Moore bound.
3 Upper bound for regular multigraphs with three eigenvalues
In this section, we prove an upper bound for -regular multigraphs with only distinct eigenvalues, which means Theorem 3.5. First we prove several lemmas to prove Theorem 3.5.
Lemma 3.1**.**
Let be a connected -regular multigraph of order with only 3 distinct eigenvalues , , . If , then .
Proof.
The polynomial can be expressed by
[TABLE]
By and Corollary 2.4, we have . ∎
Lemma 3.2**.**
In a multigraph of maximum degree at most , if a vertex is incident with a multiedge then there are at most vertices within distance two of .
Proof.
Let be a vertex adjacent to with a multiedge. Then, it follows that
[TABLE]
where is the distance between and . ∎
Let denote the number of loops of .
Lemma 3.3**.**
Let be a connected -regular multigraph of order with only 3 distinct eigenvalues. If , then is simple and strongly regular.
Proof.
It suffices to show that is simple. Let , be the distinct eigenvalues of with . By Lemma 3.1, we have . By Lemma 3.2, has no multiedge. The Hoffman polynomial of can be expressed by
[TABLE]
It therefore follows that
[TABLE]
where is the adjacency matrix of . Comparing the -entry of the both sides in (3.1), we obtain
[TABLE]
The value is constant for each . If for each , then
[TABLE]
which contradicts our assumption. We may suppose some satisfies . This implies that , namely or for each . Since holds, it follows that and for each . ∎
Lemma 3.4**.**
Let be a connected -regular multigraph of order with only 3 distinct eigenvalues. If and , then there does not exist except for Moore graphs. If and , then is the cycle graph of order 4 or 5.
Proof.
By Lemma 3.3, is strongly regular, and let be the parameters of . The assertion clearly holds for . Suppose . Let , be the distinct eigenvalues of with . For connected strongly regular graphs, it follows that . If , then
[TABLE]
from . Thus . If , then is a Moore graph. If , then gives rise to a projective plane with a polarity containing no absolute points, which is not possible [6]. If , then there exists an integer such that and [6], which gives
[TABLE]
Theorem 3.5**.**
Let be a connected -regular multigraph of order with only 3 distinct eigenvalues. Then, one has for .
Proof.
By Lemma 3.4, if , then is a Moore graph. There does not exist a Moore graph except for [2, 5]. This implies the theorem. ∎
4 Largest regular multigraphs with three eigenvalues
For , we have by Theorem 3.5. The largest multigraphs are constructed from finite projective planes. Refer to [12] for projective planes. Suppose is a prime power. Let be the finite field of order . Let be a 3-dimensional vector space over . Let (resp. ) be the set of all 1-dimensional (resp. 2-dimensional) subspaces of . Note that . A point is incident with a line if . The point-line geometry is called a classical finite projective plane. Let denote the incidence graph of . The graph is bipartite and its adjacency matrix can be expressed by
[TABLE]
where is the incidence matrix of . The set of eigenvalues of is . We may suppose is symmetric by the correspondence , where we use the usual inner product of . This implies that is the adjacency matrix of a -regular graph and has only 3 distinct eigenvalues . Note that has loops. For any prime power , the graph is a largest -regular multigraph attaining the bound from Theorem 3.5.
The following is a necessary condition for a graph to attain the bound from Theorem 3.5.
Lemma 4.1**.**
Let be a connected -regular multigraph of order with only 3 distinct eigenvalues , , . If , then has a loop and no multiedge, for each , and .
Proof.
By and Lemma 3.2, there does not exist a multiedge in . If there exists such that , then
[TABLE]
Thus for each . As we see in the proof of Lemma 3.3, there exists such that . Moreover , namely or for each . If there exists such that , then . Assume for each . Now is a strongly regular graph with parameters . If , then (3.2) holds. The last equality in (3.2) is attained only for , which is impossible. Thus . By the same argument as the last part in the proof of Lemma 3.4, for any there does not exist of order . ∎
The following is the main theorem in this section.
Theorem 4.2**.**
The existence of a connected -regular multigraph of order with only 3 distinct eigenvalues is equivalent to the existence of a finite projective plane that admits a polarity.
Proof.
If a finite projective plane that admits a polarity exists, then the incidence matrix can be symmetric, and it is the adjacency matrix of a -regular multigraph of order with only 3 distinct eigenvalues.
Let be a connected -regular multigraph of order with only 3 distinct eigenvalues. By Lemma 4.1, the eigenvalues are , and the bipartite double graph of is simple. Since the eigenvalues of are , the diameter of is at most . Thus the graph attains the bipartite Moore bound and the girth of is . The graph is the cage , and must be the incidence graph of a finite projective plane (see [3, Section 6.9]). Now the incidence matrix of the projective plane is symmetric, and hence there exists a polarity on it. ∎
By Theorem 4.2, largest -regular multigraphs with only 3 distinct eigenvalues are obtained for a prime power . Open cases of small degrees are . For , if a projective plane of order exists, then is the sum of two integral squares [4]. Therefore for a projective plane of order does not exist. For , there does not exist a finite projective plane of order by a computer search [10]. If is the adjacency matrix of some -regular multigraph, then is that of a -regular multigraph, and has the same number of distinct eigenvalues as . This construction gives a candidate of the largest graph when a projective plane does not exist.
Acknowledgments. The author is supported by JSPS KAKENHI Grant Numbers 16K17569, 26400003, 17K05155, 18K03396, and 19K03445. The author would like to thank the four anonymous referees for their valuable suggestions which helped to improve the earlier version of this paper.
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