The Theory of Pseudo-differential Operators on the Noncommutative n-Torus
Jim Tao

TL;DR
This paper rigorously develops the pseudo-differential calculus on noncommutative n-tori, filling in technical details, defining Sobolev spaces, and extending results to modules, thereby advancing the mathematical foundation of noncommutative geometry.
Contribution
It provides detailed proofs and extends the pseudo-differential calculus to noncommutative tori and their modules, strengthening the analytical framework in noncommutative geometry.
Findings
Reproved formulas for symbols of adjoint and product of pseudo-differential operators.
Defined Sobolev spaces on noncommutative tori and proved related lemmas.
Extended results to finitely generated projective modules over noncommutative tori.
Abstract
The methods of spectral geometry are useful for investigating the metric aspects of noncommutative geometry and in these contexts require extensive use of pseudo-differential operators. In a foundational paper, Connes showed that, by direct analogy with the theory of pseudo-differential operators on , one may derive a similar pseudo-differential calculus on noncommutative tori , and with the development of this calculus came many results concerning the local differential geometry of noncommutative tori for , as shown in the groundbreaking paper in which the Gauss--Bonnet theorem on is proved and later papers. Certain details of the proofs in the original derivation of the calculus were omitted, such as the evaluation of oscillatory integrals, so we make it the objective of this paper to fill in all the details. After…
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The Theory of Pseudo-differential Operators
on the Noncommutative -Torus
Jim Tao
1 Introduction
The methods of spectral geometry are useful for investigating the metric aspects of noncommutative geometry [3, 4, 1, 5] and in these contexts require extensive use of pseudo-differential operators. In the foundational paper [2], Connes showed that, by direct analogy with the theory [12, 13, 14] of pseudo-differential operators on , one may derive a similar pseudo-differential calculus on noncommutative tori . With the development of this calculus came many results concerning the local differential geometry of noncommutative tori for , as shown in the groundbreaking paper [7] in which the Gauss–Bonnet theorem on is proved and later papers [6, 8, 9, 11, 10]. In these papers, the flat geometry of which was studied in [2] is conformally perturbed using a Weyl factor given by a positive invertible smooth element in . Connes’ pseudodifferential calculus is critically used to apply heat kernel techniques to geometric operators on to derive small time heat kernel expansions that encode local geometric information such as scalar curvature. As discovered in [6, 9, 11], a purely noncommutative feature that appears in the computations and in the final formula for the curvature is the modular automorphism of the state implementing the conformal perturbation of the metric.
Certain details of the proofs in the derivation of the calculus in [2] were omitted, such as the evaluation of oscillatory integrals, so we make it the objective of this paper to fill in all the details. After reproving in more detail the formula for the symbol of the adjoint of a pseudo-differential operator and the formula for the symbol of a product of two pseudo-differential operators, we define the corresponding analog of Sobolev spaces for which we prove the Sobolev and Rellich lemmas. We then extend these results to finitely generated projective right modules over the noncommutative torus.
We list these results below.
Theorem 1.1**.**
Suppose is a pseudodifferential operator with symbol of order . Then the symbol of the adjoint is of order and satisfies
[TABLE]
Theorem 1.2**.**
Suppose that is a pseudodifferential operator with symbol of order , and is a pseudodifferential operator with symbol of order . Then the symbol of the product is of order and satisfies
[TABLE]
where and .
Theorem 1.3**.**
For , .
Theorem 1.4**.**
Let be a sequence. Suppose that there is a constant so that for all . Let . Then there is a subsequence that converges in .
Theorem 1.5**.**
- (a)
For a pseudodifferential operator with matrix valued symbol , the symbol of the adjoint satisfies
[TABLE] 2. (b)
If is a pseudodifferential operator with matrix valued symbol , then the product is also a pseudodifferential operator and has symbol
[TABLE]
Theorem 1.6**.**
For , .
Theorem 1.7**.**
Let be a sequence. Suppose that there is a constant so that for all . Let . Then there is a subsequence that converges in .
2 Preliminaries
Fix some skew symmetric matrix with upper triangular entries in that are linearly independent over . Consider the irrational rotation -algebra with unitary generators which satisfy and . Let be a -parameter group of automorphisms given by . We define the subalgebra of elements of to be those such that the mapping given by is , and we define the subalgebra of smooth elements of to be those such that the mapping given by is smooth. An alternative definition of the subalgebra of smooth elements is the elements in that can be expressed by an expansion of the form , where the sequence is in the Schwartz space in the sense that, for all ,
[TABLE]
Define the trace by for not all zero and and define an inner product by with induced norm . Let and define derivations by the relations and for . For convenience, denote , , and . We define a map assigning a pseudo-differential operator on to a symbol .
Definition 2.1**.**
For , let be the pseudo-differential operator sending arbitrary to
[TABLE]
The integral above does not converge absolutely; it is an oscillatory integral. We define oscillatory integrals below as in [13].
Definition 2.2**.**
Let be a nondegenerate real quadratic form on , be a complex-valued function defined on such that the functions are bounded on for all , and be a Schwartz function, i.e. the functions are bounded on for all pairs . Suppose further that . Then the limit
[TABLE]
exists, is independent of (as long as ), and is equal to when . When , we continue to denote this limit by , and have an estimate
[TABLE]
where depends only on the quadratic form and the order .
As shown in [13], oscillatory integrals behave essentially like absolutely convergent integrals in that one can still make changes of variables, integrate by parts, differentiate under the integral sign, and interverse integral signs. Given certain conditions on , satisfies the conditions of the oscillatory integral, and we can evaluate .
Definition 2.3**.**
An element of is a symbol of order if and only if for all non-negative integers
[TABLE]
Example 2.6(i) of [13] gives a convenient formula for evaluating the oscillatory integrals that appear in our calculation of .
Proposition 2.4**.**
Suppose that, for some , is a complex-valued function defined on such that the functions are bounded on for all . Then
[TABLE]
We apply Proposition 2.4 to get a basic result.
Lemma 2.5**.**
Let be an arbitrary element of and let be a symbol of order . Then
[TABLE]
Proof.
First consider the case . We get
[TABLE]
as desired, having substituted and applied the result of Proposition 2.4. Now consider the general case . Since is an automorphism on , we get
[TABLE]
and we are done. ∎
3 Asymptotic formula for the symbol of the adjoint
of a pseudo-differential operator
Here we prove the formula for the symbol of the adjoint for the noncommutative torus, adapting the proof of Lemma 1.2.3 of [12] to the noncommutative torus.
Theorem 3.1**.**
Suppose is a pseudodifferential operator with symbol of order . Then the symbol of the adjoint is of order and satisfies
[TABLE]
Proof.
Let . We have
[TABLE]
where
[TABLE]
so
[TABLE]
We have
[TABLE]
where
[TABLE]
so the corresponding symbol is
[TABLE]
where
[TABLE]
It remains to show that this symbol is of order . Obviously,
[TABLE]
so we need to show that the remainder is of order . Note that
[TABLE]
Integrating by parts, we get
[TABLE]
where, for arbitrary ,
[TABLE]
Since and we have . We get the boundedness of
[TABLE]
because is the rest of index in the Taylor expansion of for which one has . ∎
4 Asymptotic formula for the symbol of a product
of two pseudo-differential operators
Next we prove the formula for the product or composition of symbols for the noncommutative torus, adapting the proof of Theorem 7.1 of [14].
Theorem 4.1**.**
Suppose that is a pseudodifferential operator with symbol of order , and is a pseudodifferential operator with symbol of order . Then the symbol of the product is of order and satisfies
[TABLE]
where and .
Proof.
We want to show that if is of order and is of order , where is of order and has asymptotic expansion
[TABLE]
Let be the partition of unity constructed in Theorem 6.1 of [14] and define . We have
[TABLE]
Summing over from zero to infinity and applying Fubini’s Theorem, we get
[TABLE]
so
[TABLE]
and the convergence of the series is absolute and uniform for all . We want to compute the symbol of , but issues with convergence of integrals make it so we need to compute the symbol of . Let be arbitrary. Applying we get
[TABLE]
where
[TABLE]
having done the changes of variables and and applied Proposition 2.4. This suggests that
[TABLE]
where . We need to show that is a symbol in and has our desired asymptotic expression. Define by
[TABLE]
for all . By Taylor’s formula with integral remainder given in Theorem 6.3 of [14], we get
[TABLE]
where
[TABLE]
for all . Substituting back into our expression for we get
[TABLE]
where
[TABLE]
Expressing as , we see that
[TABLE]
so
[TABLE]
Let . It remains to show that is of order . Obviously,
[TABLE]
so we just need to show that the remainder is of order . Note that
[TABLE]
where
[TABLE]
and
[TABLE]
Integrating by parts, we get
[TABLE]
where for arbitrary we have
[TABLE]
Since , we have and . We get the boundedness of
[TABLE]
since and is the rest of index in Taylor’s expansion of for which on has . ∎
5 Sobolev spaces on the noncommutative torus
Let . Consider the following inner product on .
Definition 5.1**.**
Define the Sobolev inner product by
[TABLE]
Note that for this agrees with . This inner product induces the following norm.
Definition 5.2**.**
Define the Sobolev norm by
[TABLE]
Using this norm, we can define the analog of Sobolev spaces on the noncommutative torus.
Definition 5.3**.**
Define the Sobolev space to be the completion of with respect to .
We can prove that a pseudo-differential operator of order continuously maps into . However we must first prove the case where .
Theorem 5.4**.**
Suppose . Then for some constant and defines a bounded operator .
Proof.
Note that is an orthogonal basis with respect to which is orthonormal in the case . We have , , and . Since is of order , we have , and since gives us , we have
[TABLE]
Let . Then we have
[TABLE]
Let and . By definition we have orthonormal with respect to . It suffices to prove this theorem for the case by the orthonormality of since
[TABLE]
and
[TABLE]
Since , it suffices to show that
[TABLE]
for some constant . We have
[TABLE]
where
[TABLE]
so our desired constant is and we are done. ∎
For the general case we need to prove a lemma saying that .
Lemma 5.5**.**
For any and , if and only if with .
Proof.
Suppose that or . Then
[TABLE]
so we know that and . ∎
Then the general case follows quite easily.
Corollary 5.6**.**
Suppose . Then for some constant and defines a bounded operator .
Proof.
By Lemma 5.5, we have . By Theorem 4.1, the symbol is of order , so Theorem 5.4 gives us for some constant . ∎
We can also define an analog of the norm for the noncommutative torus.
Definition 5.7**.**
Define the norm as follows:
[TABLE]
where the norm is given by
[TABLE]
Since, for arbitrary ,
[TABLE]
we have .
We can easily prove an analog of the Sobolev lemma as follows.
Theorem 5.8**.**
For , .
Proof.
First consider the case . Note that so for arbitrary we have
[TABLE]
and for arbitrary we have
[TABLE]
by the triangle inequality. We have
[TABLE]
so by the Cauchy-Schwarz inequality we get
[TABLE]
Since , is summable over and . Thus we get and .
Now suppose . Using what we’ve proven for the previous case, we have
[TABLE]
for since . Therefore,
[TABLE]
and we get . ∎
We get the following corollary.
Corollary 5.9**.**
.
Proof.
Suppose . Then for any , , so by the theorem we just proved, . Consequently , so .
Suppose . Then since is the completion of with respect to , for all , and . ∎
We can also prove an analog of the Rellich lemma for the noncommutative torus.
Theorem 5.10**.**
Let be a sequence. Suppose that there is a constant so that for all . Let . Then there is a subsequence that converges in .
Proof.
Let and . is an orthonormal basis with respect to , so we can write . Then
[TABLE]
and . Applying the Arzela-Ascoli theorem to for some fixed , we can get a subsequence of such that for any there exists such that whenever . Do this for all , replacing with each time. Then we get a subsequence of such that for any there exists such that, for all , whenever . Now consider the sum
[TABLE]
Decompose it into two parts: one where and one where . On we estimate
[TABLE]
so that
[TABLE]
If is given, we choose so that . The remaining part of the sum is over and can be bounded above by if because a ball of radius centered at the origin is contained in a cube of side length that has lattice points. Then the total sum is bounded above by , and we are done. ∎
6 The pseudodifferential calculus on finitely generated projective
modules over the noncommutative torus
We can generalize these results to arbitrary finitely generated projective right modules over the noncommutative torus following p. 553 of [4], which considers finitely generated projective modules over an arbitrary unital -algebra. Let be a finitely generated projective right -module. Since is a finitely generated projective right -module, we can write as a direct summand of a free module with direct complement , where the idempotent is self-adjoint. Consider an matrix valued symbol where are scalar symbols and . Define the operator as follows:
[TABLE]
Define the inner product sending . Since
[TABLE]
Lemma 2.5 generalizes to as follows after applying it to each component:
[TABLE]
Theorems 3.1 and 4.1 generalize as follows.
Theorem 6.1**.**
- (a)
For a pseudodifferential operator with matrix valued symbol , the symbol of the adjoint satisfies
[TABLE] 2. (b)
If is a pseudodifferential operator with matrix valued symbol , then the product is also a pseudodifferential operator and has symbol
[TABLE]
Proof.
First let’s prove part (a). Let be an matrix valued symbol of order and . We have
[TABLE]
where
[TABLE]
so
[TABLE]
The rest of the proof reduces to the case, applying it to each entry in .
We proceed to part (b). Let be an matrix valued symbol of order and be an matrix valued symbol of order . Let be a partition of unity and define . Let . We have
[TABLE]
where
[TABLE]
so
[TABLE]
where .
Let
[TABLE]
Since
[TABLE]
the rest of the proof reduces to the case, applying it to each summand in the above sum. ∎
Let . Consider the following inner product on .
Definition 6.2**.**
Define the Sobolev inner product by
[TABLE]
Note that for this agrees with . This inner product induces the following norm.
Definition 6.3**.**
Define the Sobolev norm by
[TABLE]
Using this norm, we can define the analog of Sobolev spaces on .
Definition 6.4**.**
Define the Sobolev space to be the completion of with respect to .
We can prove that a pseudo-differential operator of order continuously maps into . However we must first prove the case where .
Theorem 6.5**.**
Suppose is a matrix valued symbol of order . Then, for any , for some constant and defines a bounded operator .
Proof.
Let be an orthogonal eigenbasis of normalized with respect to . Note that is an orthogonal basis of considered as a -vector space, with respect to . We have , , and . Since is of order , we have , and since gives us , we have
[TABLE]
Let . Then we have
[TABLE]
Let and . By definition we have orthonormal with respect to . It suffices to prove this theorem for the case by the orthonormality of since
[TABLE]
and
[TABLE]
Since , it suffices to show that
[TABLE]
for some constant . We have
[TABLE]
where
[TABLE]
so our desired constant is and we are done. ∎
For the general case we need to prove a lemma saying that .
Lemma 6.6**.**
For any and , if and only if with .
Proof.
Suppose that or . Then
[TABLE]
so we know that and . ∎
Then the general case follows quite easily.
Corollary 6.7**.**
Suppose is a matrix valued symbol of order . Then for some constant and defines a bounded operator .
Proof.
By Lemma 6.6, we have . By Proposition 6.1(b), the matrix valued symbol is of order , so Theorem 6.5 gives us for some constant . ∎
We can also define an analog of the norm on .
Definition 6.8**.**
Define the norm as follows:
[TABLE]
where the norm is given by
[TABLE]
Since, for arbitrary ,
[TABLE]
we have .
We can easily prove an analog of the Sobolev lemma on as follows.
Theorem 6.9**.**
For , .
Proof.
First consider the case . Note that so for arbitrary we have
[TABLE]
and for arbitrary we have
[TABLE]
by the triangle inequality. We have
[TABLE]
so by the Cauchy-Schwarz inequality we get
[TABLE]
Since , is summable over and so . Thus we get and .
Now suppose . Using what we’ve proven for the previous case, we have
[TABLE]
for since . Therefore,
[TABLE]
and we get . ∎
We get the following corollary.
Corollary 6.10**.**
.
Proof.
Suppose . Then for any , , so by the theorem we just proved, . Consequently , so .
Suppose . Then since is the completion of with respect to , for all , and . ∎
We can also prove an analog of the Rellich lemma on .
Theorem 6.11**.**
Let be a sequence. Suppose that there is a constant so that for all . Let . Then there is a subsequence that converges in .
Proof.
Let be a set of eigenvectors of normalized with respect to , where has corresponding eigenvalue for . Let and . is an orthonormal basis with respect to , so we can write . Then
[TABLE]
and . Applying the Arzela-Ascoli theorem to for some fixed , we can get a subsequence of such that for any there exists such that whenever . Do this for all and , replacing with each time. Then we get a subsequence of such that for any there exists such that, for all and , whenever . Now consider the sum
[TABLE]
Decompose it into two parts: one where and one where . On we estimate
[TABLE]
so that
[TABLE]
If is given, we choose so that . The remaining part of the sum is over and can be bounded above by if because a ball of radius centered at the origin is contained in a cube of side length that has lattice points. Then the total sum is bounded above by , and we are done. ∎
7 Acknowledgement
I would like to thank Farzad Fathizadeh for suggesting the problem of filling in the details in the pseudodifferential calculus on the noncommutative torus. I would also like thank Matilde Marcolli for helping me make plans to take my candidacy exam. I would like to thank Vlad Markovic and Eric Rains for agreeing to be on my candidacy exam committee.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] A. Connes and H. Moscovici. The local index formula in noncommutative geometry. Geom. Funct. Anal. , 5(2):174–243, 1995.
- 2[2] Alain Connes. C ∗ superscript 𝐶 ∗ C^{\ast} algèbres et géométrie différentielle. C. R. Acad. Sci. Paris Sér. A-B , 290(13):A 599–A 604, 1980.
- 3[3] Alain Connes. Noncommutative differential geometry. Inst. Hautes Études Sci. Publ. Math. , 62:257–360, 1985.
- 4[4] Alain Connes. Noncommutative geometry . Academic Press, Inc., San Diego, CA, 1994.
- 5[5] Alain Connes and Matilde Marcolli. Noncommutative geometry, quantum fields and motives , volume 55 of American Mathematical Society Colloquium Publications . American Mathematical Society, Providence, RI; Hindustan Book Agency, New Delhi, 2008.
- 6[6] Alain Connes and Henri Moscovici. Modular curvature for noncommutative two-tori. J. Amer. Math. Soc. , 27(3):639–684, 2014.
- 7[7] Alain Connes and Paula Tretkoff. The Gauss-Bonnet theorem for the noncommutative two torus. In Noncommutative geometry, arithmetic, and related topics , pages 141–158. Johns Hopkins Univ. Press, Baltimore, MD, 2011.
- 8[8] Farzad Fathizadeh and Masoud Khalkhali. The Gauss-Bonnet theorem for noncommutative two tori with a general conformal structure. J. Noncommut. Geom. , 6(3):457–480, 2012.
