A Converse Bound on Wyner-Ahlswede-K\"orner Network via Gray-Wyner Network
Shun Watanabe

TL;DR
This paper introduces a reduction method linking codes for the Gray-Wyner network to those for the Wyner-Ahlswede-K"orner network, providing a new converse bound and an alternative proof of the strong converse theorem.
Contribution
It presents a novel reduction technique that derives a converse bound for the WAK network from the GW network, offering new insights into network information theory.
Findings
Derived a new converse bound for the WAK network
Provided an alternative proof for the strong converse theorem
Established a reduction method connecting GW and WAK networks
Abstract
We show a reduction method to construct a code for the Gray-Wyner (GW) network from a given code for the Wyner-Ahlswede-K\"orner (WAK) network. By combining this reduction with a converse bound on the GW network, we derive a converse bound on the WAK network. The derived bound gives an alternative proof of the strong converse theorem for the WAK network.
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A Converse Bound on Wyner-Ahlswede-Körner Network via Gray-Wyner Network
Shun Watanabe1
1Department of Computer and Information Sciences, Tokyo University of Agriculture and Technology, Japan,
E-mail:[email protected]
Abstract
We show a reduction method to construct a code for the Gray-Wyner (GW) network from a given code for the Wyner-Ahlswede-Körner (WAK) network. By combining this reduction with a converse bound on the GW network, we derive a converse bound on the WAK network. The derived bound gives an alternative proof of the strong converse theorem for the WAK network.
I Introduction
We revisit the coding problem over the Wyner-Ahlswede-Körner network, which is also known as the lossless source coding with one-helper. The achievable rate region of this network was characterized in [11, 2]. This network is regarded as one of typical problems of the network information theory in the sense that it contains some of basic difficulties that arise in multiuser problems; in particular, the characterization of the achievable rate region involves an auxiliary random variable and Markov chain structure, which makes it difficult to derive converse bounds of this network. The strong converse theorem for this network was proved by Ahlswede-Gács-Körner in [1] with a technique called the blowing-up lemma. The exponential strong converse was recently shown by Oohama in [8] with some new techniques in the information-spectrum method.
The coding problem over the Gray-Wyner (GW) network is another basic problem of the network information theory introduced in [3]. The characterization of the achievable rate region of this network also involves an auxiliary random variable; however, it does not involve Markov chain structure. The strong converse theorem for this network was shown by Gu-Effros in [4]. By a type based refinement of their approach, the second-order rate region of the GW network was shown in [9].
A motivation of this work is to develop an alternative converse approach to the WAK network. Since the GW network is centralized coding while the WAK network is distributed coding, it is not clear how to apply the approach in [4, 9] to the WAK network directly. However, we derive a converse bound on the WAK network by showing a reduction from the GW network to the WAK network and then by applying the converse approach [4, 9] of the GW network. In order to explain an overview of our approach, let us formally introduce each network below.
I-A Gray-Wyner Network
The coding system of the GW network consists of three encoders
[TABLE]
and two decoders
[TABLE]
We omit the blocklength when it is obvious from the context. For , the error probability of code is defined as the probability such that . A rate triplet is defined to be achievable if there exists a sequence of code such that
[TABLE]
and
[TABLE]
where is the product (i.i.d.) of . Then, the achievable rate region is defined as the set of all achievable rate triplets.
Let be the set of all rate triplets such that there exists a test channel with satisfying
[TABLE]
It is known that the achievable region of the GW network is characterized as .
I-B Wyner-Ahlswede-Körner Network
The coding system of the WAK network consists of two encoders111For later convenience of relating the WAK network with the GW network, we use unconventional notations; the helper’s encoder is and the main encoder is .
[TABLE]
and one decoder
[TABLE]
For , the error probability of code is defined as the probability such that . A rate pair is defined to be achievable if there exists a sequence of code such that
[TABLE]
and
[TABLE]
Then, the achievable region is defined as the set of all achievable rate pairs.
Let be the set of all rate pair such that there exists a test channel with satisfying222In fact, we can show the cardinality bound . However, for later convenience of relating the WAK network with the GW network, we apply a slightly loose bound; there is no harm in enlarging the cardinality of the auxiliary random variable.
[TABLE]
It is known that the achievable region of the WAK network is characterized as .
I-C Overview of Approach
Although the GW network and the WAK network appear to be completely different problems (the former is centralized encoding while the latter is distributed encoding), it is known that the achievable rate regions of these networks have the following intimate connection [7]:
[TABLE]
In fact, by noting the identity , we can verify that the condition enforces the Markov chain condition .
Inspired by the connection in (1), we shall show a converse bound on the WAK network by the following reduction argument. For a given WAK code with rates , we construct a GW code with rates such that , , and ; we also show that the error probability of the constructed GW code is as small as that of the original WAK code . Then, we apply a converse bound on the GW network, which gives a converse bound on the WAK network via the above reduction argument. Our approach gives an alternative proof of the strong converse for the WAK network without using the blowing-up lemma nor Oohama’s method.
The rest of the paper is organized as follows. In the next section, we state our main results. All the proofs are given in Section III. We close the paper with some discussions in Section IV.
II Main Result
For a joint type , let be the uniform distribution on the joint type class . The main result of this paper is the following reduction theorem claiming that we can construct a GW code from a given WAK code.
Theorem 1
For a given WAK code and a joint type satisfying
[TABLE]
where is the type class of the marginal type , there exists a GW code such that
[TABLE]
and
[TABLE]
Next, we shall derive a converse bound on the WAK network by combining Theorem 1 with a converse bound on the GW network. For that purpose, let us introduce a slightly relaxed version of as follows. For , let be the set of all rate pairs such that there exists a test channel with satisfying
[TABLE]
Note that .
Corollary 2
For a given WAK code , it hold that
[TABLE]
where is the joint type of ,
[TABLE]
, and is the set of types defined by
[TABLE]
By noting the continuity of region at , we can show the following strong converse theorem for the WAK network.
Corollary 3** ([1])**
If and ,333Our approach only gives the strong converse theorem under the condition ; however, the strong converse theorem for the WAK network is known to hold without this condition [1]. In fact, for , it can be shown as the strong converse theorem for the Slepian-Wolf network with full side-information. then for any sequence of WAK codes satisfying
[TABLE]
it holds that
[TABLE]
III Proofs
III-A Proof of Theorem 1
For a given WAK code , the encoder induces a partition , of the type class . Basic strategy to construct encoder is to assign distinct codewords to each element in ; however, some partitions may have much larger cardinality than others. The following lemma states that, with a negligible penalty rate, we can construct a modified WAK code having “balanced” property, from which Theorem 1 follows immediately.
Lemma 4** (Balanced Code)**
For a given WAK code and a joint type satisfying (2), there exists another WAK code such that
[TABLE]
and
[TABLE]
for every .
Proof:
Let444For simplicity, we assume is an integer.
[TABLE]
Let555This step is inspired by the information-spectrum slicing [5].
[TABLE]
be the partition of , where
[TABLE]
for and
[TABLE]
Then, for , we have
[TABLE]
otherwise, we have
[TABLE]
which is a contradiction. To construct , for each and , we further partition into subsets so that
[TABLE]
for every , where is the set of indices induced by such a partition. Then, we have
[TABLE]
where the last inequality follows from (14). For , we keep unchanged from , and thus . On the other hand, we set . By noting
[TABLE]
we can verify that the encoders constructed in this manner satisfy (10), (11), and (13). Furthermore, since is finer than , we can construct a decoder satisfying (12). ∎
Now, we prove Theorem 1. For a given WAK code , by Lemma 4, we can construct a WAK code satisfying (10)-(13). We set and . We take so that
[TABLE]
and we construct so that distinct numbers are assigned to the elements in for each . By (10), (11), and (13), the encoders constructed in this manner satisfy (3)-(5). Furthermore, since for any , there exists a decoder that can reconstruct without an error under the distribution . Thus, by using for , (6) is also satisfied. ∎
III-B Proof of Corollary 2
To prove Corollary 2, we combine Theorem 1 with the following converse bound on the GW network, which is a type based refinement of the strong converse of the GW network derived in [4].
Lemma 5
([9, Lemma 6]) For a given GW code , suppose that the probability of error satisfies
[TABLE]
for some positive . Let be another positive number. Then there exists with such that
[TABLE]
where .
To prove Corollary 2, we first decompose the error probability by type as
[TABLE]
For each joint type satisfying , there exists (possibly different codes for different joint types) a GW code satisfying (3)-(6) of Theorem 1. By Lemma 5 with , if
[TABLE]
are such that , then
[TABLE]
We claim that implies . In fact, when , then there exists such that
[TABLE]
[TABLE]
[TABLE]
From (4), (16), and (17), we have
[TABLE]
Thus, we have . By taking the contraposition and by (15), if , then we have
[TABLE]
Thus, we have
[TABLE]
∎
III-C Proof of Corollary 3
To discuss the continuity of region at , let us consider the following supporting line of the region:
[TABLE]
for . For brevity, we write .
Lemma 6
For a given and , we have
[TABLE]
Proof:
By definition, for any . Let be a test channel such that
[TABLE]
and . Let . Note that and . By noting that and by the Pinsker inequality, we have . Thus, by the continuity of the entropy, there exists such that as and
[TABLE]
which implies the claim of the lemma. ∎
We also have the following continuity.
Lemma 7
* is continuous with respect to .*
Proof:
Let and be such that . Let be a test channel such that
[TABLE]
Let . Then,
[TABLE]
Thus, by the continuity of the entropy, there exists such that as and
[TABLE]
Similarly, we can show . ∎
Now, we prove Corollary 3 by using Corollary 2. In the following, we use the same notations as Corollary 2.
Let be the set of all joint types such that
[TABLE]
for every . By the Hoeffding inequality, we have
[TABLE]
Since , (7) implies that there exists such that
[TABLE]
for sufficiently large . Thus, by the continuity of the entropy, implies .
Since , there exists and such that . Also, (7) and (8) imply
[TABLE]
for sufficiently large . By Lemma 6 and Lemma 7, imply for sufficiently large , which implies
[TABLE]
Thus, implies , i.e., for sufficiently large .
Consequently, by Corollary 2, we have
[TABLE]
which implies (9). ∎
IV Discussions
In this paper, in order to derive a converse bound on the WAK network from a converse bound on the GW network, we showed a reduction method to construct a GW code from a given WAK code. Since the WAK network is distributed coding and the GW network is centralized coding, an opposite reduction, i.e., constructing a WAK code from a given GW code, is not possible in general.
Since the residual terms in Corollary 2 are , it may give an outer bound for the second-order region of the WAK network (cf. [10]). However, could be singular points of the region though this region is continuous at . Thus, some careful treatment is needed to investigate a second-order outer bound, which is an interesting future research problem.
Recently, a method to derive converse bounds for multiuser problems via reverse hypercontractivity was proposed by Liu-Handel-Verdú [6]; they derived a second-order outer bound on the WAK network as an application of their approach.
Acknowlegement
The author would like to thank Chandra Nair for letting the author know the connection between the GW network and the WAK network. This work is supported in part by JSPS KAKENHI Grant Number 16H06091.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 2[2] R. Ahlswede and J. Körner, “Source coding with side information and a converse for the degraded broadcast channel,” IEEE Trans. Inform. Theory , vol. 21, no. 6, pp. 629–637, November 1975.
- 3[3] R. M. Gray and A. D. Wyner, “Source coding for a simple network,” Bell Labs. Technical Journal , vol. 53, no. 9, pp. 1681–1721, November 1974.
- 4[4] W. Gu and M. Effros, “A strong converse for a collection of network source coding problems,” in Proc. IEEE Int. Symp. Inf. Theory 2009 , 2009, pp. 2316–2320.
- 5[5] T. S. Han, Information-Spectrum Methods in Information Theory . Springer, 2003.
- 6[6] J. Liu, R. Handel, and S. Verdú, “Beyond the blowing-up lemma: Sharp converses via reverse hypercontractivity,” in Proceedings of IEEE International Symposium on Information Theory , Aachen, Germany, June 2017, pp. 943–947.
- 7[7] C. Nair, private communication , 2016.
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