A characterization related to Schr\"odinger equations on Riemannian manifolds
Francesca Faraci, Csaba Farkas

TL;DR
This paper investigates the existence of solutions to a nonlinear Schrödinger equation on non-compact Riemannian manifolds with asymptotically non-negative Ricci curvature, using variational methods to establish a characterization criterion.
Contribution
It provides a new characterization criterion for the existence of solutions to Schrödinger equations on Riemannian manifolds with specific geometric conditions.
Findings
Existence of solutions depends on the parameter mbda and the potential V.
Variational methods effectively establish solution criteria.
Results extend understanding of Schrödinger equations on curved spaces.
Abstract
In this paper we consider the following problem where is a -dimensional (, non-compact Riemannian manifold with asymptotically non-negative Ricci curvature, is a real parameter, is a positive coercive potential, is a bounded function and is a suitable nonlinearity. By using variational methods we prove a characterization result for existence of solutions for our problem.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
A characterization related to Schrödinger equations on
Riemannian manifolds
Francesca Faraci
Department of Mathematics and Computer Science, University of Catania, Catania, Italy
and
Csaba Farkas
[email protected] & [email protected]
Department of Mathematics and Computer Science, Sapientia University, Tg. Mures, Romania & Institute of Applied Mathematics, Óbuda University, 1034 Budapest, Hungary
(Date: 6 April 2017)
Abstract.
In this paper we consider the following problem
[TABLE]
where is a -dimensional (, non-compact Riemannian manifold with asymptotically non-negative Ricci curvature, is a real parameter, is a positive coercive potential, is a bounded function and is a suitable nonlinearity. By using variational methods we prove a characterization result for existence of solutions for .
Key words and phrases:
non-compact Riemannian manifold, Ricci curvature, Schrödinger equation, discretness of the spectrum, elliptic equation, boundary value problem, Nash-Moser iteration.
2010 Mathematics Subject Classification:
35J20, 35J25
1. Introduction
The existence of standing waves solutions for the nonlinear Schrödinger equation
[TABLE]
has been intensively studied in the last decades. The Schrödinger equation plays a central role in quantum mechanic as it predicts the future behavior of a dynamic system. Indeed, the wave function represents the quantum mechanical probability amplitude for a given unit-mass particle to have position at time . Such equation appears in several fields of physics, from Bose–Einstein condensates and nonlinear optics, to plasma physics (see for instance [BW02, CNY08] and reference therein).
A Lyapunov-Schmidt type reduction, i.e. a separation of variables of the type , leads to the following semilinear elliptic equation
[TABLE]
With the aid of variational methods, the existence and multiplicity of nontrivial solutions for such problems have been extensively studied in the literature over the last decades. For instance, the existence of positive solutions when the potential is coercive and satisfies standard mountain pass assumptions, are well known after the seminal paper of Rabinowitz [Rab92]. Moreover, in the class of bounded from below potentials, several attempts have been made to find general assumptions on in order to obtain existence and multiplicity results (see for instance [BPW01, BW95, BF78, Wil96, Str77]). In such papers the nonlinearity is required to satisfy the well-know Ambrosetti-Rabinowitz condition, thus it is superlinear at infinity. For a sublinear growth of see also [Kri07].
Most of the aforementioned papers provide sufficient conditions on the nonlinear term in order to prove existence/multiplicity type results. The novelty of the present paper is to establish a characterization result for stationary Schrödinger equations on unbounded domains; even more, our arguments work on not necessarily linear structures. Indeed, our results fit the research direction where the solutions of certain PDEs are influenced by the geometry of the ambient structure (see for instance [FKV15, FK16, Kri09, Kri12, LY86, Ma06] and reference therein). Accordingly, we deal with a Riemannian setting, the results on being a particular consequence of our general achievements.
In order to give the precise statement of our result, let us denote by a -dimensional (, complete, non-compact Riemannian manifold with asymptotically non-negative Ricci curvature with a base point , i.e.,
- (C)
, for all where is a non-negative bounded function satisfying
(here and in the sequel is the distance function associated to the Riemannian metric ). For an overview on such property see [AX10, PRS08].
Let be a fixed point, a bounded function and a continuous function with such that there exist two constants and (being the Sobolev critical exponent) such that
[TABLE]
Denote by the function .
We assume that is a measurable function satisfying the following conditions:
;
for some .
The problem we deal with is written as:
[TABLE]
Our result reads as follows:
Theorem 1.1**.**
Let and be a complete, non-compact dimensional Riemannian manifold satisfying the curvature condition , and Let also be in , a continuous function with verifying (1.1) and be a potential verifying , . Assume that for some , the function is non-increasing in . Then, the following conditions are equivalent:
for each , the function is not constant in ;
for each , there exists an open interval such that for every , problem has a nontrivial solution satisfying
[TABLE]
Remark 1.2**.**
- (a)
One can replace the assumption with a curvature restriction, requiring that the sectional curvature is bounded from above. Indeed, using the Bishop-Gromov theorem one can easily get that .
- (b)
A more familiar form of Theorem 1.1 can be obtained when ; it suffices to put in (C).
The following potentials fulfills assumptions and :
- (i)
Let , where and . 2. (ii)
More generally, if is a bijective function, with , let where and
The work is motivated by a result of Ricceri ([Ric15]) where a similar theorem is stated for one-dimensional Dirichlet problem; more precisely, from Theorem 1.1 characterizes the existence of the solutions for the following problem
[TABLE]
In the above theorem it is crucial the embedding of the Sobolev space into .
Recently, this result has been extended by Anello to higher dimension, i.e. when the interval is replaced by a bounded domain () with smooth boundary ([Ane16]). The generalization follows by direct minimization procedures and contains a more precise information on the interval of parameters . See also [MBR15] for a similar characterization in the framework of fractal sets.
Let us note that in our setting the situation is much more delicate with respect to those treated in the papers [Ane16, Ric15]. Indeed, the Riemannian framework produces several technical difficulties that we overcome by using an appropriate variational formulation.
One of the main tools in our investigation is a recent result by Ricceri [Ric14] (see Theorem C in Section 2). The main difficulty in the implication in Theorem 1.1, consists in proving the boundedness of the solutions. To overcome this difficulty we use the Nash-Moser iteration method adapted to the Riemannian setting.
In proving , we make use of a recent result by Poupaud [Pou05] (see Theorem D in Section 2) concerning the discreteness of the spectrum of the operator . It is worth mentioning that such result was first obtained by Kondrat’ev and Shubin ([KS99]) for manifolds with bounded geometry and relies on the generalization of Molchanov’s criterion. However, since the bounded geometry property is a strong assumption and implies the positivity of the radius of injectivity, many efforts have been made for improvement and generalizations. Later, Shen [She03] characterized the discretness of the spectrum by using the basic length scale function and the effective potential function. For further recent studies in this topic, we invite the reader to consult the papers [CM11, CM13, BKT16].
The outline of the paper is as follows. In §2 we present a series of preparatory definitions and results which are used throughout the paper. In §3 we prove our main result.
2. Preliminaries
2.1. Elements from Riemannian geometry
In the sequel, let and be an dimensional Riemannian manifold. Set also its tangent space at , the tangent bundle, and the distance function associated to the Riemannian metric . Let be the open metric ball with center and radius . If is the canonical volume element on , the volume of an open bounded set is , where denotes the dimensional Hausdorff measure of with respect to the metric . The manifold has Ricci curvature bounded from below if there exists such that in the sense of bilinear forms, i.e., for every and where is the Ricci curvature, and denotes the norm of with respect to the metric at the point . The behavior of the volume of geodesic balls is given by the following theorem (see [GHL87, PRS08]):
Theorem A**.**
[PRS08, Corollary 2.17]**, [AX10]. Let be an dimensional complete Riemannian manifold. If satisfies the curvature condition (C), then the following volume growth property holds true:
[TABLE]
and
[TABLE]
*where is from condition . *
Let The norm of is given by
[TABLE]
Let be a function of class If denotes the local coordinate system on a coordinate neighbourhood of , and the local components of the differential of are denoted by , then the local components of the gradient are . Here, are the local components of . In particular, for every one has the eikonal equation
[TABLE]
The Laplace-Beltrami operator is given by whose expression in a local chart of associated coordinates is
[TABLE]
where are the coefficients of the Levi-Civita connection. The norm of is given by
[TABLE]
The space is the completion of with respect to the norm
[TABLE]
2.2. Variational tools
Let us consider the functional space
[TABLE]
endowed with the norm
[TABLE]
It was proved by Aubin [Aub75] and independently by Cantor [Can74] that the Sobolev embedding is continuous for complete manifolds with bounded sectional curvature and positive injectivity radius. The above result was generalized ([Heb99]) for manifolds with Ricci curvature bounded from below and positive injectivity radius. Taking into account that, if is an −dimensional complete non-compact Riemannian manifold with Ricci curvature bounded from below and positive injectivity radius, then ([Cro80]), we have the following result:
Theorem B**.**
[Heb99, Var89]** Let be a complete, non-compact -dimensional Riemannian manifold such that its Ricci curvature is bounded from below and Then the embedding is continuous for
It is clear that if is a Riemannian manifold satisfying the curvature condition **(C), **and then the above theorem holds true. If is bounded from below by a positive constant, it is clear that the embedding is continuous and thus, the above result is still true replacing with .
In order to employ a variational approach we need the next Rabinowitz-type compactness result (see Rabinowitz [Rab92]):
Lemma 2.1**.**
Let be a complete, non-compact dimensional Riemannian manifold satisfying the curvature condition (C), and If satisfies and , the embedding is compact for all .
Proof.
Let be a bounded sequence, i.e., for some Since is continuous and is compact, we can find such that in and in (up to a subsequence). Let and choose big enough. By , there exists such that for every . Thus,
[TABLE]
On the other hand, for big enough
[TABLE]
and we deduce at once that in . Now, let and . It is clear that Then, using Hölder inequality one can see that for ,
[TABLE]
or
[TABLE]
Thus,
[TABLE]
being the embedding constant of . Therefore, in . ∎
To prove our main results we use the following abstract result due to Ricceri (the same exploited in [Ric15] for the study of the one-dimensional case):
Theorem C**.**
[Ric14, Theorem A]** Let be a real Hilbert space, a sequentially weakly upper semicontinuous and Gâteaux differentiable functional, with . Assume that, for some , there exists a global maximum of the restriction of to such that
[TABLE]
Then, there exists an open interval such that, for each , the equation has a non-zero solution with norm less than .
As it was already pointed out in [Ric15], the following remark adds some crucial information about the interval :
Remark 2.2**.**
Set and Then, is convex and decreasing in . Moreover,
2.3. On the spectrum of
In this subsection we recall a key tool on the discreteness of the spectrum of the operator which we state in a conveniente form for our purposes:
Theorem D**.**
[Pou05, Corollary 0.1]** Let be a complete, non-compact -dimensional Riemannian manifold. Let be a potential verifying , . Assume the following on the manifold :
- ()
there exists and such that for any , one has (doubling property);
- ()
there exists and such that for all balls , with and for all
[TABLE]
where (Sobolev- Poincaré inequality).
Then the spectrum of the operator is discrete.
It is clear that in our setting condition holds (see Theorem A). It was proved by Maheux and Saloff-Coste (see for instance [MSC95, HK95]) that the Sobolev- Poincaré inequality is true for complete non-compact Riemannian manifolds with Ricci curvature bounded from below, thus Theorem D is valid for Riemannian manifolds satisfying the curvature condition (C).
3. Proof of the main result
The energy functional associated to problem is the functional defined by
[TABLE]
which is of class in with derivative, at any , given by
[TABLE]
Weak solutions of problem are precisely critical points of .
Because of the sign of , it is clear that critical points of are non negative functions. More properties of critical points of can be deduced by the following regularity theorem which is crucial in the proof of the Theorem 1.1. We adapt to our setting the classical Nash Moser iteration techniques.
Theorem 3.1**.**
Let and be a complete, non-compact dimensional Riemannian manifold satisfying the curvature condition , and Let also be a continuous function with primitive such that, for some constants and one has
[TABLE]
Let be a non negative critical point of the functional
[TABLE]
and . Then,
- (i)
for every , ;
- (ii)
* and .*
Proof.
Let be a critical point of . Then,
[TABLE]
For each , define
[TABLE]
Let also with .
For , set and which are in . Thus, plugging into (3.1), we get
[TABLE]
A direct calculation yields that
[TABLE]
and
[TABLE]
since
[TABLE]
Notice that
[TABLE]
Then, one can observe that
[TABLE]
and
[TABLE]
and also that
[TABLE]
Therefore
[TABLE]
In the sequel we will need the constant . It is clear that .
*Proof of . *Putting together (3.3), (3.4), with (3.2), recalling that , and bearing in mind the growth of the function , we obtain that
[TABLE]
Let . In the proof of case , verifies the further following properties: and
[TABLE]
Then, applying Hölder inequality yields that
[TABLE]
where . Then, from Theorem A, we have that
[TABLE]
In a similar way, we obtain that
[TABLE]
and also that
[TABLE]
In the sequel we will use the notation . Therefore, summing up the above computations, we obtain that
[TABLE]
Moreover, if denotes the embedding constant of , one has into ,
[TABLE]
Combining the above computations with (3.5), and bearing in mind that , we get
[TABLE]
Taking the limit as in (3.6), we obtain
[TABLE]
Thus, for every , , one has
[TABLE]
where .
Fix . We are going to apply (3.7) choosing first to get
[TABLE]
Noticing that , we can apply (3.7) with in place of and We obtain
[TABLE]
Iterating this procedure, for every integer we obtain
[TABLE]
If
[TABLE]
Passing to the limit as , we obtain
[TABLE]
Since , claim follows at once. Notice that depends on .
Proof of . Since is coercive, we can find such that
[TABLE]
(where is from the growth of . Without loss of generality we can assume that .)
Let , . In the proof of case , verifies the further following properties: and is such that
[TABLE]
From (3.2), we get
[TABLE]
thus,
[TABLE]
From (3.3) and (3.4), and since ,
[TABLE]
Thus,
[TABLE]
As in the proof of one has
[TABLE]
and
[TABLE]
Since,
[TABLE]
where denotes the embedding constant of into , we obtain
[TABLE]
Taking the limit as in the above inequality, we obtain
[TABLE]
Thus, for every , , one has
[TABLE]
where . Fix . We are going to apply (3.8) choosing first to get
[TABLE]
Noticing that , let us apply (3.8) with in place of and to obtain
[TABLE]
Thus, combining the previous two inequalities we get
[TABLE]
Iterating this procedure, for every integer we obtain
[TABLE]
Since and , one has , and the previous estimate implies
[TABLE]
If
[TABLE]
passing to the limit as , we obtain
[TABLE]
where does not depend on .
Taking into account that , and combining the above inequality with claim , we obtain that . Moreover, as we deduce also that . ∎
Now, we consider the following minimization problem:
(M)
Lemma 3.2**.**
Problem (M) has a non negative solution such that for every , . Moreover, is an eigenfunction of the equation
[TABLE]
corresponding to the eigenvalue .
Proof.
Notice first that for any . Fix a minimizing sequence for problem (M), that is , being
[TABLE]
Then, there exists a subsequence (still denoted by ) weakly converging in to some . By the weak lower semicontinuity of the norm, we obtain that
[TABLE]
In order to conclude, it is enough to prove that Since converges strongly to in and ,
[TABLE]
thus, by the continuity of the norm, and the claim is proved. Clearly, . Replacing eventually with we can assume that is non negative. Equivalently, we can write
[TABLE]
This means that is a global minimum of the function , hence its derivative at is zero, i.e.
[TABLE]
(recall that ). The above equality implies that is an eigenfunction of the problem
[TABLE]
corresponding to the eigenvalue . From Theorem 3.1 we also have that is a bounded function and . ∎
Now we are in the position to prove our main theorem.
3.1. Proof of Theorem 1.1
.
From the assumption, we deduce the existence of defined as
[TABLE]
Assume first that .
Define the following continuous truncation of ,
[TABLE]
and let its primitive, that is , i.e.
[TABLE]
Observe that, from the monotonicity assumption on the function , the derivative of the latter is non-positive, that is
[TABLE]
This implies
[TABLE]
or that the function is not increasing in . Then,
[TABLE]
Moreover,
[TABLE]
Define now the functional
[TABLE]
which is well defined, sequentially weakly continuous, Gâteaux differentiable with derivative given by
[TABLE]
Moreover, and
[TABLE]
Indeed, from (3.11) immediately follows that
[TABLE]
Also, using the monotonicity assumption, for every and for every , such that
[TABLE]
thus
[TABLE]
Thus,
[TABLE]
Passing to the limit as , from (3.10), condition (3.12) follows at once. Let us now apply Theorem C with and as above. Let and denote by the global maximum of . We observe that as for every small enough, thus . If int, then, it turns out to be a critical point of , that is and (2.1) is satisfied. If , then, from the Lagrange multiplier rule, there exists such that , that is, is a solution of the equation
[TABLE]
Also, by Theorem 3.1, and . Condition (3.9) implies in addition that
[TABLE]
If the latter integral is zero, then, being , for all , which in turn implies that for all , that is, the function is constant in the interval . In particular it would be constant in a small neighborhood of zero which is in contradiction with the assumption . This means that (2.1) is fulfilled and the thesis applies: there exists an interval such that for every the functional
[TABLE]
has a non-zero critical point with In particular, turns out to be a nontrivial solution of the problem
[TABLE]
From Remark 2.2, we know that . It is clear that
[TABLE]
and by the definition of ,
[TABLE]
for every . Thus, recalling (3.12),
[TABLE]
Notice also that from Theorem 3.1, . Let us prove that
[TABLE]
Fix a sequence . Since , admits a subsequence still denoted by which is weakly convergent to some . Moreover, from the compact embedding of in , converges (up to a subsequence) strongly to in . Thus, being a solution of ,
[TABLE]
passing to the limit we obtain that is a solution of the equation
[TABLE]
Assume . Thus, testing (3.13) with ,
[TABLE]
and passing to the limit,
[TABLE]
The above contradiction implies that , and that . Thus, in particular, because of the embedding into , we deduce that and from Theorem 3.1, . Therefore,
[TABLE]
This implies that there exists a number such that for every , . Hence, turns out to be a solution of the original problem and the proof of this first case is concluded.
Assume now . The functional
[TABLE]
is well defined and sequentially weakly continuous. Let and fix where
[TABLE]
(with the convention if ). Denote by the global minimum of the restriction of the functional to . Then, since
[TABLE]
it is easily seen that , therefore, . The choice of implies, via easy computations, that . So, is a critical point of , thus a weak solution of .
. We follow the idea of [Ane16]. For the sake of completeness we give the details. Assume by contradiction that there exist two positive constants such that
[TABLE]
Thus,
[TABLE]
Let be a sequence of positive numbers such that . Then, for every there exists an interval such that for every , has a solution with . Thus,
[TABLE]
Since for all (this follows from the growth assumption (1.1) and equality (3.14)), and being a critical point of , from the continuous embedding of into and by Theorem 3.1 we obtain that
[TABLE]
Let us fix big enough, such that . We deduce that for every , is a solution of the equation
[TABLE]
against the discreteness of the spectrum of the Schrödinger operator established in Theorem D. ∎
Remark 3.3**.**
Notice that without the growth assumption (1.1) the result holds true replacing the norm of the solutions in the Sobolev space with the norm in
We conclude the section with a corollary of the main result in the euclidean setting. We propose a more general set of assumption on which implies both the compactness of the embedding of into and the discreteness of the spectrum of the Schrödinger operator [BF78]. Namely, let , be in , be a continuous function with such that there exist two constants and such that
[TABLE]
Let also be in , such that and
[TABLE]
where denotes the unit ball in centered at . In particular, if is a strictly positive (), continuous and coercive function, the above conditions hold true.
Corollary 3.4**.**
Assume that for some the function is non-increasing in . Then, the following conditions are equivalent:
- (i)
for each , the function is not constant in ;
- (ii)
for each , there exists an open interval such that for every , problem
[TABLE]
has a nontrivial solution satisfying .
Acknowledgments. This work was initiated when Cs. Farkas visited the Department of Mathematics of the University of Catania, Italy. F.Faraci is member of the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM).
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[AX 10] L. Adriano and C. Xia. Sobolev type inequalities on Riemannian manifolds. J. Math. Anal. Appl. , 371(1):372–383, 2010.
- 2[Ane 16] G. Anello. A characterization related to the Dirichlet problem for an elliptic equation. Funkcial. Ekvac. , 59(1):113–122, 2016.
- 3[Aub 75] T. Aubin. Problèmes isopérimétriques et espaces de Sobolev. C. R. Acad. Sci. Paris Sér. A-B , 280(5):Aii, A 279–A 281, 1975.
- 4[BPW 01] T. Bartsch, A. Pankov, and Z.-Q. Wang. Nonlinear Schrödinger equations with steep potential well. Commun. Contemp. Math. , 3(4):549–569, 2001.
- 5[BW 95] T. Bartsch and Z. Q. Wang. Existence and multiplicity results for some superlinear elliptic problems on 𝐑 N superscript 𝐑 𝑁 {\bf R}^{N} . Comm. Partial Differential Equations , 20(9-10):1725–1741, 1995.
- 6[BF 78] V. Benci and D. Fortunato. Discreteness conditions of the spectrum of Schrödinger operators. J. Math. Anal. Appl. , 64(3):695–700, 1978.
- 7[BW 02] J. Byeon and Z.-Q. Wang. Standing waves with a critical frequency for nonlinear Schrödinger equations. Arch. Ration. Mech. Anal. , 165(4):295–316, 2002.
- 8[BKT 16] L. P. Bonorino, P. K. Klaser, and M. Telichevesky. Boundedness of Laplacian eigenfunctions on manifolds of infinite volume. Comm. Anal. Geom. , 24(4):753–768, 2016.
