New P\'olya-Szeg\"o-type inequalities and an alternative approach to comparison results for PDE's
Friedemann Brock, Adele Ferone, Francesco Chiacchio, Anna Mercaldo

TL;DR
This paper introduces new Pólya-Szegö-type inequalities involving pairs of functions and their rearrangements, providing a novel approach to comparison results for PDE solutions, simplifying existing proofs and extending classical principles.
Contribution
The paper presents new inequalities of Pólya-Szegö type involving pairs of functions, offering an alternative proof method for PDE comparison results.
Findings
Established new Pólya-Szegö-type inequalities for function pairs.
Provided a different proof for PDE comparison results.
Extended classical rearrangement principles to broader contexts.
Abstract
We prove some P\'olya-Szeg\"o type inequalities which involve couples of functions and their rearrangements. Our inequalities reduce to the classical P\'olya-Szeg\"o principle when the two functions coincide. As an application, we give a different proof of a comparison result for solutions to Dirichlet boundary value problems for Laplacian equations proved by A. Alvino, G. Trombetti, J. I. Diaz and P. L. Lions.
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New Pólya-Szegö-type inequalities
and an alternative approach
to comparison results for PDE’s
F. Brock, F. Chiacchio, A. Ferone, A. Mercaldo
Institute of Mathematics — University of Rostock, , Ulmenstr. 69, 18057 Rostock, Germany,
Dipartimento di Matematica — Università degli Studi della Campania Luigi Vanvitelli, Viale Lincoln 5, 81100 Caserta, Italy
Dipartimento di Matematica e Applicazioni “R. Caccioppoli” — Università degli Studi di Napoli Federico II, Complesso Monte S. Angelo, via Cintia, 80126 Napoli, Italy
Abstract.
We prove some Pólya-Szegö type inequalities which involve couples of functions and their rearrangements. Our inequalities reduce to the classical Pólya-Szegö principle when the two functions coincide. As an application, we give a different proof of a comparison result for solutions to Dirichlet boundary value problems for Laplacian equations proved in [1].
Key words: Pólya-Szegö principle, Steiner symmetrization, elliptic equations, comparison results
2010 Mathematics Subject Classification: 26D15, 35J15, 35J25.
1. Introduction
The celebrated Pólya-Szegö Principle asserts that Dirichlet type integrals do not increase under Schwarz symmetrization. In its simplest form it states that, if is a compactly supported function which belongs to then also its spherically symmetric rearrangement is in and
[TABLE]
The interest in the Pólya-Szegö principle is due to its multitude of applications in analysis and physics. For instance, it is the main tool in proving isoperimetric inequalities for capacities and of Faber-Krahn type, as well as apriori estimates for solutions to boundary value problems for PDEs (see e.g.[6], [27], [28], [29], [33] and references therein) The topic has attracted the attention of many authors, and it has been developped in various directions since the middle of last century. For instance, more general functionals of the gradient under different types of symmetrizations have been investigated (see, for example, [4], [9], [11], [13], [20], [22], [23], [32] and references therein). More recently, the equality case and the stability in these inequalities have been studied (see, for example, [12], [26]).
In this paper we prove a Pólya-Szegö type inequality which - unlike the classical case (1.1) - involves two functions and their rearrangements. Our inequality reduces to (1.1) when . We focus on the Steiner symmetrization, and we will analyze the differences which appear when Steiner symmetrization is replaced by Schwarz symmetrization.
The proofs of Pólya-Szegö type inequalities are tipically based on the isoperimetric inequality in Euclidean space, while our approach relies on two further well-known tools from the theory of rearrangements: the Hardy-Littlewood inequality and the Riesz inequality. The Hardy-Littlewood states that
[TABLE]
for any couple of measurable nonnegative functions. Here and are the Steiner rearrangements of and respectively defined in Section 2.
The main result of the paper is
Theorem 1.1**.**
Assume that and are Lipschitz-continuous nonnegative functions with compact support defined in and
[TABLE]
Then the following inequalities hold
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and that, for each
[TABLE]
and, hence
[TABLE]
Note that, if , then equation (1.3) is in force, since symmetrization preserves the norm. As previously mentioned, in such case (1.6) reduces to the standard Pólya-Szegö inequality (1.1).
The proof of Theorem 1.1 is based on a discretization of the gradient and the Riesz Inequality.
Inequality (1.7) in our next Theorem is related to (1.6). The difference is that we allow to be not weakly differentiable, but instead we require more regularity for .
Theorem 1.2**.**
Let be a bounded domain of and let be a nonnegative function satisfying on . Further, let be a nonnegative function such that . Then, if is any function satisfying (1.3) with , we have that
[TABLE]
As an application of the previous two Theorems, we recover a comparison result proved in [1], (see also [5], [7], [15], [24], [25] and the references therein). More precisely, we consider the following linear homogeneous Dirichlet problem
[TABLE]
where is a bounded domain of . We decompose every by with and . Accordingly, let denote the -section of . By we denote the -dimensional ball centered at the origin with radius , and by the subset of such that, for any , its -section is the -dimensional ball centered at zero which has the same -measure as . Then the following result holds.
Theorem 1.3**.**
Let be a bounded domain of satisfying the exterior sphere condition and , . Further, let be a weak solution to problem (1.8), and let be the weak solution to the symmetrized problem
[TABLE]
Then we have for all and for a.e.
[TABLE]
Note that all the previous results hold also for Schwarz symmetrization, with appropriate modifications. In such a case the absence of the -variables allows to recover the well-known pointwise comparison result which is due to Talenti (see [31]). The case of Schwarz symmetrizaton will be treated in Section 4 where also nonlinear problems are considered.
2. Notation and preliminary results
In this section we introduce some notations, and we recall some well-known results which will be used in the sequel.
Let , , be the Euclidean space and let be a measurable subset of . The -dimensional Lebesgue measure of the set is denoted by , while for any , denotes its -dimensional Hausdorff measure. The notation denotes the standard Euclidean norm, independently from the dimension of the space.
Let be an open subset of , , and let be a nonnegative measurable function on . Its distribution function is given by
[TABLE]
and its decreasing rearrangement is defined as
[TABLE]
We denote by the ball of centered at the origin and having the same -measure as . The Schwarz rearrangement of , is given by
[TABLE]
where is the measure of the -dimensional unit ball.
If , let be such that , and decompose every by , with and . Accordingly, the gradient of a function is the pair , where and .
For any , let be the -section of which is defined by
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The distribution function (in codimension ) of and its decreasing rearrangement (in codimension ) are defined as
[TABLE]
and
[TABLE]
respectively. By we denote the open set in such that, for any , its -section is the -dimensional ball centered at the origin and having the same -measure as . The Steiner symmetrization (in codimension ) of , is given by
[TABLE]
It is well known that if , for some , then also , and the norm is preserved while the norm is reduced (see for example [4, 8, 9, 14] and the references therein).
The Hardy-Littlewood inequality with respect to the Schwarz rearrangement states that if and are nonnegative measurable function on a bounded open set of , , then
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Furthermore, the Riesz inequality states that
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for any triple of nonnegative measurable functions on for which the right-hand side is finite.
In the following we are interested in the situation where equality in (2.2) is achieved. Let and be two given nonnegative measurable functions, defined in and , respectively. We will say that a function , satisfying , is an extremal for (2.2), if it produces equality in (2.2), that is
[TABLE]
Extremals of (2.2) have been completely characterized (see, for example [2, 14, 17, 18]). In particular, an extremal always exists. However, it is not unique in general. Furthermore, equality (2.4) holds if and only if the level sets of and the level sets of are mutually nested, that is, for any choice of values there holds
[TABLE]
An equivalent condition is
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The Hardy-Littlewood inequality (1.2) for Steiner symmetrization can be easily recovered by the one for Schwarz symmetrization. Indeed, if , we easily deduce from (2.2),
[TABLE]
which immediately implies (1.2), thanks to (2.1).
Finally, we recall the following well-known result of [2].
Proposition 2.1**.**
Let be a bounded domain of , and let be two nonnegative functions. Then we have for a.e. ,
[TABLE]
if and only if
[TABLE]
for every nonnegative function belonging to .
3. New Pólya-Szegö type inequalities for Steiner symmetrization
In this section we prove the Theorems 1.1 and 1.2.
Proof of Theorem 1.1.
Let us first show inequality (1.4). For convenience, we extend and by zero outside of . Let be such that . Since is a Lipschitz function, it is differentiable a.e. Hence
[TABLE]
and
[TABLE]
for a suitable , and analogously for . Let denote the unit ball in , and let be a radial and radially nonincreasing function. By (3.1), (3.2) and the Dominated Convergence Theorem it follows that
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Since is radial, we deduce that
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and for we have
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where
[TABLE]
[TABLE]
On the other hand, since we get by Riesz’ inequality for a.e.
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By integrating this w.r.t. and recalling the definition of (2.1), this leads to
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Similarly, we deduce
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Furthermore, since and satisfy (1.3), we find
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and similarly,
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Collecting (3.8)-(3.10), we get
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Finally, passing to the limit and using (3.6) we obtain (1.4).
It remains to prove (1.5). Fix , and let denote the unit vector of in the positive -direction. Then
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An analogous relation holds for and in place of and . Now, (1.2) yields
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and
[TABLE]
while (1.3) gives
[TABLE]
Now inequality (1.5) follows from (3)-(3). ∎
For the proof of Theorem 1.2 we will need the following result.
Theorem 3.1**.**
Under the assumptions of Theorem 1.2, there holds
[TABLE]
and for any ,
[TABLE]
Proof.
Let us first prove inequality (3.15). Let be a radial function, compactly supported in the unit ball of and let be the constant defined in (3.4). Then
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for any , with uniform convergence on compact subsets of . To see that, let and choose small enough such that and for every and for every . Then a Taylor expansion gives
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with uniform convergence on compact subsets of . (Here: ) Since (3.4) holds for every nonnegative radial function , we have
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from which (3.17) immediately follows on letting go to zero. For any , let be such that
[TABLE]
and set and . It is easy to check that is compactly supported, and
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In view of the uniform convergence on compact sets in (3.17), we deduce
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On the other hand, arguing as in the proof of Theorem 1.1, we get
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Furthermore, a standard change of variables gives
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Finally, collecting (3.18)-(3.20) we obtain
[TABLE]
which leads to the thesis on letting go to zero. Inequality (3.16) follows in a similar way. ∎
Finally, it remains to prove the comparison result of Theorem 1.3.
Proof of Theorem 1.3.
By a standard approximation argument it is enough to prove our result when the datum is analytic (see, for example, [21], [16]). This implies that the solution is analytic too. Let , be such that and consider the solution to the problem
[TABLE]
We have that , and, by (4.4), we get
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On the other hand, if is a function satisfying (1.3) such that , then by Theorem 1.2 and (1.8) we get
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Collecting (3.22) and (3), we obtain by the Hardy-Littlewood inequality,
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or, equivalently, by (3.21),
[TABLE]
By the arbitrariness of we deduce the thesis, applying Proposition 2.1. ∎
4. Schwarz symmetrization for nonlinear problems: a new approach
In this Section we will adapt and modify the previous tools for Schwarz symmetrization. In this case, the gradients of the functions and are parallel, a fact which simplifies the approach a great deal. An analogue of Theorem 1.1 for Schwarz symmetrization states as follows.
Theorem 4.1**.**
Let be an open set of , , and let be nonnegative functions such that
[TABLE]
then
[TABLE]
As we already mentioned in Section 2, functions which satisfy (4.1), have been completely characterized. In particular, it has been observed in [18], Theorem 1.1, that the extremal functions in (4.1) are unique if and only if is strictly monotone. As a consequence, any extremal is uniquely determined outside the flat zones of , and it is given by
[TABLE]
for a.e. , such that is a point of continuity for . In particular, we deduce the uniqueness of such extremal if is constant where is constant.
Furthermore, if is a smooth function, then the classical result of Vallée-Poussin on differentiability of composite functions tells us, that any function satisfying (4.1) is differentiable at any such that is a point of differentiability for and
[TABLE]
The differentiability properties of have been studied in [12, 20]. In particular, if and
[TABLE]
then and
[TABLE]
A stronger assumption than (4.5), which ensure the differentiability of , is
[TABLE]
The following Lemma gives sufficient conditions on which ensure the uniqueness and regularity of the extremal .
Lemma 4.2**.**
Let be an bounded domain of and let , . Let be a nonincreasing function belonging to for every , such that and
[TABLE]
for some positive constant . Then there exists only one function satisfying and (2.4). Moreover, is Lipschitz-continuous and
[TABLE]
Proof.
Hypothesis (4.8) ensures that is constant where is constant, so that the uniqueness of the extremal satisfying (2.4) easily follows. Moreover such an extremal is given by (4.3), so it remains to prove that .
To this aim, let us consider . By the absolute continuity of and since , we get
[TABLE]
Further, the distribution function is a right-continuous and decreasing function and, moreover, it is continuous if and only if is strictly decreasing and
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Since is the distribution function of , is continuous if and only if is strictly decreasing, and in such case we have
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and
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By Fubini’s Theorem, it follows that
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Assumption (4.8) ensures that
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Therefore we obtain, by the coarea formula and (4.6),
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We deduce that has a distributional derivative which is given by
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and (4.8) ensures that this derivative is bounded. This implies that is a Lipschitz continuous function. Observe that when then and . By a classical result on composite functions in Sobolev spaces we conclude that and that its gradient can be evaluated through the chain rule. This proves (4.9). ∎
The last regularity result also allows to establish a nonlinear version of Theorem 4.1.
We will make use of the following nonlinear version of the classical Pólya-Szegö inequality (see e.g. [10],[23], [19], [16], [9]),
[TABLE]
which holds for every nonnegative function , , and for every bounded and Borel measurable function .
Theorem 4.3**.**
Let be a bounded domain of . If , , and if is a function as in Lemma 4.2, then there exists only one function satisfying and (2.4). Furthermore, there holds
[TABLE]
Proof.
By Lemma 4.2, we deduce that there exists a unique extremal of (2.2), which can be represented by (4.3). Moreover, the gradient of is given by (4.9). Since is Lipschitz continuous, this implies that . Hence we have that
[TABLE]
where is a nonnegative bounded function. Applying (4.12), and since and , the assertion follows from (4). ∎
Using our method, we can recover a classical comparison result for Schwarz symmetrization which is due to Talenti (see [30]).
Theorem 4.4**.**
Let be a weak solution to problem (1.8), and let the weak solution to the symmetrizated problem
[TABLE]
then
[TABLE]
Proof.
We adapt the previous proof to the case of Schwarz symmetrization. Since the vectors , and are parallel, the inequality (3.24) is equivalent to
[TABLE]
By the arbitrariness of , (4.15) follows. ∎
Finally, a similar result can be also obtained for nonlinear differential operators. More precisely, we consider the following homogeneous Dirichlet problem for the -Laplacian,
[TABLE]
where is an bounded domain of , , and is a measurable function belonging to , where .
The Polya-Szëgo type inequality proved in the previous section allows us to give a different proof of a comparison result which is due to Talenti (see [31]).
Theorem 4.5**.**
Let be the weak solution to problem (4.16) and let be the weak solution to the symmetrized problem
[TABLE]
Then
[TABLE]
Proof.
Let be a nonnegative function and consider the function
[TABLE]
Since is Lipschitz continuous and , we can choose as a test function in (4.16) to get
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Further, since is non decreasing, we have and, arguing as above, we can choose as test function in (4.17). By (4.18) and the Hardy-Littlewood inequality we obtain
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On the other hand, the function satisfies the assumptions of Theorem 4.3 and is the function which realizes equality (2.4). Hence, applying (4.19), we have
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In view of the coarea formula and since
[TABLE]
equation (4.20) can be equivalently written as
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Furthermore, since both and are radial functions, and are constant on and these constants are given by
[TABLE]
[TABLE]
Together with (4) this implies
[TABLE]
for any nonnegative function . By the arbitrariness of , we deduce
[TABLE]
from which we easily deduce the thesis. ∎
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