Color Dipole picture at Low-x DIS: The Mass Range of Active Photon Fluctuations
M. Kuroda, D. Schildknecht

TL;DR
This paper explores the mass range of photon quark-antiquark fluctuations relevant to low-x deep inelastic scattering within the color dipole model, focusing on color transparency and saturation effects, and discusses future experimental implications.
Contribution
It introduces a detailed analysis of the active photon fluctuation mass range in the color dipole framework, emphasizing the roles of color transparency and saturation in low-x DIS.
Findings
Identification of the active photon fluctuation mass range.
Implications for future electron-proton scattering experiments.
Insights into color transparency and saturation phenomena.
Abstract
We investigate the mass range of the quark-antiquark fluctuations of the photon that are active in producing the total photoabsorption cross section in the color dipole picture, emphasizing the notion of color transparency and saturation. We consider the implications of measurements at future extensions of the available electron-proton-scattering energy.
| W [Gev] | 30 | 300 | |
|---|---|---|---|
| 1.95 | 6.75 | 44.8 | |
| W [Gev] | 30 | 300 | |
|---|---|---|---|
| 1.95 | 6.75 | 44.8 | |
| 5.2 | 1.5 | ||
| 1.1 | |||
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Color Dipole Picture at Low-x DIS:
The Mass Range of Active Photon Fluctuations
Masaaki Kuroda
Center for Liberal Arts, Meijigakuin University, Yokohama, Japan
Dieter Schildknecht
Fakultät für Physik, Universität Bielefeld, Universitätsstraße 25, D-33615 Bielefeld, Germany
and
Max-Planck-Institut für Physik (Werner-Heisenberg-Institut), Föhringer Ring 6, D-80805 München, Germany
Abstract
We investigate the mass range of the quark-antiquark fluctuations of the photon that are active in producing the total photoabsorption cross section in the color dipole picture, emphasizing the notions of color transparency and saturation. We consider the implications of measurements at future extensions of the available electron-proton-scattering energy.
I Introduction
Deep inelastic scattering (DIS) of electrons on protons at low values of the Bjorken variable x\equiv x_{bj}\cong Q^{2}/W^{2}\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}0.1 (where refers to the photon virtuality and to the photon-proton center-of-mass energy) is a two-step process: transition, or fluctuation in modern jargon, of the photon into on-shell quark-antiquark states, , of mass , and subsequent scattering of these states on the proton. In terms of the photon-proton (virtual) forward Compton scattering amplitude, the states interact with the proton via (color) gauge-invariant two-gluon exchange: the color dipole picture (CDP)111Compare refs. PRD85 ; IJMPA31 for an extensive list of references. A model-independent analysis222“Model-independent” means that the results for the photoabsorption cross section do not depend on a parameter-dependent explicit ansatz for the -dipole-proton interaction, except for a decent unitarity-preserving high-energy behavior. PRD85 shows that the photoabsorption cross section, , depends on the low-x scaling variable Surrow via for \eta(W^{2},Q^{2})\mathrel{\raise 1.29167pt\hbox{>\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}1 (“color transparency”), while (“saturation”) for \eta(W^{2},Q^{2})\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}1 333The behavior in terms of is valid except for a logarithmic, , energy dependence of the dipole cross section . See the discussion on the relation of the dipole cross section to photoproduction to be given in Section IV.. The “saturation scale” increases with a small power of , and is a constant mass, in the case of light quarks somewhat below the -meson mass. Any specific parameter-dependent ansatz PRD85 ; IJMPA31 ; Surrow for the -dipole-proton cross section has to interpolate between the and the dependence.
The validity of the CDP rests on the condition that in the transition the proton-rest-frame energy imbalance between the photon of virtuality and the state of invariant mass squared be small for sufficiently large ,
[TABLE]
or
[TABLE]
Compare Appendix A. The condition (1.2)
- i)
restricts the kinematical range of the CDP to , and it
- ii)
contains the dynamical restriction of from generalized vector dominance (GVD). The transition of the photon, , to a finite range of masses, , saturates the -proton cross section for given photon virtuality and energy with x\cong Q^{2}/W^{2}\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}0.1.
It is the purpose of this paper to present a detailed investigation of the mass range of fluctuations responsible for, or actively producing, the photoabsorption cross section at different values of the kinematic variables and . We emphasize the different regions of related to color transparency and saturation. We comment on the impact of a future extension of the ep energy range, and on the determination of the asymptotic energy dependence of photoproduction from the measured -dependence of the dipole cross section.
II The Photoabsorption Cross Section
We start by a discussion of the results for the photoabsorption cross section, , in the CDP that are shown in Fig. 1, reproduced from ref. IJMPA31 . The results are obtained from the explicit analytic expression for , 444To indicate the dependence of on , we frequently use, as in Fig.1, the notation as well as . The dependence on is contained in , see (2.9) and (2.10) below.IJMPA31
[TABLE]
derived from an ansatz for the W-dependent dipole cross section555Following the suggestion of the (anonymous) referee, in Appendix B, we present a brief (critical) discussion on the approach of “geometric scaling” based on an -dependent, and accordingly -dependent, ansatz for the dipole cross section. that essentially, via coupling of the quark-antiquark state to two gluons, comprises the color-gauge-invariant interaction of the dipole with the gluon-field in the nucleon. In (LABEL:eq:2.1), , where runs over the active quark flavors, and denotes the quark charge. The smooth transition to photoproduction in (LABEL:eq:2.1) allows oneIJMPA31 to replace , which stems from the normalization of the dipole cross section, by the photoproduction cross section, i.e.
[TABLE]
We note that vanishes in the photoproduction limit of , and , and for later reference we also note
[TABLE]
The general explicit analytic expressions for the functions and are not needed for the ensuing discussions, and we refer to ref. IJMPA31 , while and will be given in (2.9) and (2.10) below. The numerical results for the photoabsorption cross section in Fig. 1 are obtained by numerical evaluation of (2.2) upon insertion of a fit to the experimental results for the photoproduction cross section from the Particle Data GroupPDG . The results in Fig. 1 were obtained for . Compare Section IV, and Fig. 2 in section IV, for the (weak) W dependence of due to in (LABEL:eq:2.1) and in (2.2).
Before going into more detail, we note that the full curve in Fig. 1, which for the parameter corresponds to the choice of , is consistent with and provides a representation of the full set of experimental data on , compare Fig. 9 in ref. PRD85 .
In (LABEL:eq:2.1) and (2.2), the low-x scaling variable is given by
[TABLE]
with
[TABLE]
the saturation scale, , being parametrized by
[TABLE]
and numerically, we have
[TABLE]
The parameter is related to the longitudinal-to-transverse ratio of the photoabsorption cross section, and approximately we have for , while for . The total cross section is fairly insensitive to the value of , and the evaluation presented in Fig. 1 is based IJMPA31 on .
Our main concern in the rest of this Section and the following one will center around the dependence of the cross section (2.2) on the constant parameter that, by definition, restricts the masses of the contributing states via
[TABLE]
The dependence on in (LABEL:eq:2.1) and (2.2) is containedIJMPA31 in the functions ,
[TABLE]
and
[TABLE]
We turn to a more detailed qualitative discussion of the theoretical predictions in Fig. 1.
The parameter is bounded by , where corresponds to the upper limit of in (2.8); the contributing -dipole masses cannot exceed the total available center-of-mass energy . Accordingly, we have
[TABLE]
as well as
[TABLE]
where x_{bj}\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}0.1, and
[TABLE]
The total photoabsorption cross section (2.2) for becomes
[TABLE]
Specificaly, in Fig.1, we have GeV and implying the validity of (2.14).
For , from (2.8) with (2.11), the upper bound on -dipole masses becomes
[TABLE]
The prediction for the photoabsorption cross section in Fig.1 for includes contributions from masses that strongly violate the fundamental condition on in (1.2).
Turning to , in distinction from (2.15), we find
[TABLE]
where GeV from Fig.1 was inserted. The mass range of contributing states is consistent with .
The experimental results on the photoabsorption cross section agree with the theoretical prediction for in Fig.1. The distinctive difference between the theoretical cross section for and the experimentally verified one for seen for \eta(W^{2},Q^{2})\mathrel{\raise 1.29167pt\hbox{>\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}10 in Fig.1, explicitly demonstrates that the interaction is due to -dipole states that are limited in mass by . The experimental data on confirm the validity of the energy imbalance for transition in (1.2)
We turn to the theoretical results for also shown in Fig.1. From the difference of the cross sections for and at \eta(W^{2},Q^{2})\mathrel{\raise 1.29167pt\hbox{>\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}1, we conclude that high-mass -dipole contributions are definitely necessary to saturate the forward-Compton-scattering amplitude.
The theoretical predictions for for with decreasing , however, show a tendency to converge towards the results obtained for . This behavior indicates that with decreasing ( or decreasing at fixed ), nevertheless, only states with decreasing mass squared are actually relevant, or ”active” , for producing the total photoabsorption cross section.
A detailed investigation of the mass range of active transitions will be the subject of Section III.
III The mass range of active fluctuations
We turn to quantifying the mass range of those states that are responsible for the major part of the experimentally observed cross section in Fig. 1. The range of contributing masses being determined by the parameter , we search for the value of that yields a (substaintial) fraction of , where , of the photoabsorption cross section .
Employing the expression for in (2.2) together with the approximate expressions for in (2.9) and (2.10), we find that the dependence of on for is approximately given by the factor in (2.9), i.e. upon employing (2.14),
[TABLE]
The experimentally observed cross section for is represented by evaluating (3.1) for ,
[TABLE]
A fraction of of the experimentally observed cross section (3.2) accordingly is associated with a value of such that deviates from by the factor ,
[TABLE]
Substitution of (3.1) and (3.2) into (3.3) yields
[TABLE]
or
[TABLE]
This is the value of that, according to (3.3), for given yields a fraction of of the photoabsorption cross section . For , consistently, we have in (3.5), or , corresponding to the experimentally observed cross section.
For , we may approximate (3.5) by
[TABLE]
and this approximation will be adopted subsequently. For e.g. , from (3.6), we have . For any given , from (3.5) or (3.6), we obtain a value of that for e.g. provides 90 % of the experimentally verified photoabsorption cross section.
In terms of , from (3.6), we have
[TABLE]
For any and with , the constraint (3.7) determines the mass range of dipole states that are essential for the cross section in the sense of providing a fraction of magnitude of the photoabsorption cross section . In other words, the dominant contribution to the photoabsorption cross section for fixed is due to states that have masses below the limit given in (3.7). The masses of these “active” states are restricted by the value of the photon virtuality according to (3.7). A fixed value of is uniquely associated with a fixed -dipole-mass range.
In Table 1, for the choice of , we show the results of a numerical evaluation of the upper limit from (3.7) for various values of and for energies in the range of W\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}300 GeV explored at HERA HERA , and at the energy GeV recently discussed in view of future collider projects Caldwell . For the saturation scale , and for , we use the parameters adjusted to the experimental data from HERA for x_{bj}\cong Q^{2}/W^{2}\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}0.1, compare (2.7).
According to Table 1, for various fixed values of , with increasing , we find the expected increase of the upper limit of the masses of relevant states, M^{2}_{q\bar{q}}\mathrel{\raise 1.29167pt\hbox{<\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}m^{2}_{1}. For e.g. , we have at GeV, and at , and finally at . With decreasing at fixed , the decrease in is accompanied by a decrease in , leading to at . It is amusing to note that the value of practically coincides with the value of from the 1972 Generalized Vector Dominance (GVD) interpretation Sakurai ; APP of the first data on DIS from the SLAC-MIT collaboration SLAC-MIT .
In Table 2, we present the values of the scaling variable corresponding to fixed values of (and of according to (3.7) with ), for different values of chosen as in Table 1. The Table illustrates that an identical fixed mass range, defined by , is responsible for cross sections in the color transparency region and the saturation region; e.g. for and , we see the transition from \eta=1.1\mathrel{\raise 1.29167pt\hbox{>\kern-7.5pt\lower 4.30554pt\hbox{\sim}}}1 at to that is reached at . As a consequence of the two-gluon color-dipole interaction, a massive state of mass , dependent on the energy , either interacts with a small cross section (color transparency), , or with a moderately large one (saturation), .
IV The Extraction of the Photoproduction Cross Section
So far in this paper, we were concerned with the dependence of the photoabsorption cross section and its connection with the mass range of contributing transitions. As previously mentioned, and explicitly seen in (LABEL:eq:2.1) and (2.2), there is a deviation from a pure dependence that originates from the dependence of the dipole cross section. We recall that the results in (LABEL:eq:2.1) and (2.2) follow by specializingPRD85 ; IJMPA31 the generic two-gluon-exchange form of the dipole cross section
[TABLE]
via the ansatz
[TABLE]
The connection between the normalization of the dipole cross section, , which coincides with the limit of the dipole cross section for , and the photoproduction cross section, , is implicitly contained in (LABEL:eq:2.1) to (2.3), i.e.
[TABLE]
or
[TABLE]
where we put for simplicity. According to (4.3) and (4.4), the dipole cross section and the photoproduction cross section are uniquely related to each other. For
- i)
, from (4.4) and (2.2) with (2.3), we have strict validity of scaling in , i.e. , and , while for
- ii)
, we have logarithmic violation of scaling in for , while , and finally,
- iii)
a ”hadronlike” dipole cross section, , leads to . From a different angle, a potential dependence as was recently considered by Muellermueller .
In Fig. 2, we show the results corresponding to case ii), based on the high-energy extrapolation in of the fit to photoproduction experimental data based on assuming hadronlike behavior, PDG . We recall that a dependence as for hadron-hadron interactions was first predicted by Heisenberg Heisenberg and later recognized as the maximally allowed growth by Froissart Froissart . We note that the hadronlike behavior of photoproduction assumed in Fig.2 is associated with a behavior of the dipole cross section , and not with the hadronlike behavior corresponding to case iii).
The important conclusion from the above discussion is obvious. The measurement of at fixed as a function of , allows one to extract , and, according to (4.4), allows one to extract the photoproduction cross section. Compare Fig. 2, which illustrates the specific case ii) of .
In Fig. 3, we show the photoabsorption cross section for fixed values of as a function of reaching GeV, the energy range discussed in connection with future electron-proton collidersCaldwell . As indicated in Fig.3, fixed values of , according to (3.7), correspond to definite fixed values of . The approach to the true asymptotic limit NPB99 ; IJMPA31 of
[TABLE]
or
[TABLE]
according to Fig.3 is extremely slow. Empirical evidence for the behavior in (4.5) and (4.6) can nevertheless be obtained from precise measurements at values of around GeV.
V Conclusions
The present work is concerned with an interpretation of the photoabsorption cross section in terms of the range of the masses of dipole states that actively contribute to this cross section. The essential result is contained in (3.7). The mass range of active fluctuations is uniquely determined by a proportionality to the photon virtuality . At fixed , it is a fixed range of dipole masses that, as a consequence of the two-gluon dipole coupling, with sufficient increase of the energy leads to the observed transition from color transparency, for , to saturation, for . Alternatively, at fixed energy , a sufficient decrease in towards , associated with a decrease of the mass range of active fluctuations, also leads from (color transparency) to (saturation). Even though for fixed, the active fluctuations have a larger mass than at , in the true limit of the ratio of the cross section at fixed , to the photoproduction cross section converges towards unity.
The low-x scaling of the photoabsorption cross section in is weakly violated by a dependence due to the dipole cross section, . The extraction of the W-dependence of the dipole cross section from DIS electron-proton scattering allows one to determine the photoproduction cross section and to verify or falsify a hadronlike dependence.
Appendix A The energy imbalance .
To make this paper self-confined, we add a discussion on the energy imbalance in (1.1).
Consider the transition of the (virtual spacelike) photon of virtuality to a state of four momentum with . With equality of the three-momenta of the photon and the state, , the energy imbalance is given by
[TABLE]
We have to consider the high-energy limit of and , where
[TABLE]
and obtain
[TABLE]
To treat the interaction of the photon with the proton of four-momentum and mass , it is essential to introduce the center-of-mass energy squared, , and in the proton rest frame, and , and accordingly also . The energy imbalance (A.8) becomes
[TABLE]
It coincides with (1.1), since , to the explicit representation of which we turn now.
The four momenta of the quark and the antiquark are denoted by and , where , and, without much loss of generality, we assume massless quarks, . We choose the -axis of a coordinate system in the direction of the three-momentum . For the ensuing discussion of the high-energy limit (A.8), it will be useful to represent the quark and antiquark momenta as
[TABLE]
where . The mass squared of the state, , is given by
[TABLE]
where and were introduced in the last equality in (A.12). One may check, as we did, that (A.12) is (trivially) reproduced by applying a Lorentz transformation of magnitude in the direction to the state at rest.
The relation (1.1) on requires finiteness of in the high-energy limit of , implying a necessary cancellation among the terms in (A.12). The cancellation occurs if and only if , or or . Expansion of the square root in (A.12) for yields
[TABLE]
or
[TABLE]
We add the comment that upon solving the equation in (A.12) for in terms of , and , one finds
[TABLE]
Requiring reproduces the result (A.14).
From (A.15), upon introducing , where denotes the polar angle of the quark in the center-of-mass frame,
[TABLE]
we find
[TABLE]
Combining (A.16) and (A.14) yields
[TABLE]
The fraction of the momentum of the photon taken over by the quark, or rather the prduct , in the linit yields the sine of the polar angle .
In the CDP, we are exclusively dealing with the limit, and accordingly we replace the approximate equalities in (A.14) and (A.18) by the equality
[TABLE]
This expression for the mass squared enters (1.1) and (1.2) and all the subsequent considerations; denotes the square of the mass in the transition to a state with life time of order .
Appendix B Comment on Saturation and Geometric Scaling.
The representation of the experimental data in Fig. 1 for in terms of the low-x scaling variable looks similar to a plot of the experimental data known as “geometric scaling”Stasto . The result in Stasto is a consequence of a “saturation model” Golec using an ansatz for the dipole cross section in the color-dipole approach, , that depends on Bjorken , and, accordingly, at any given energy the dipole cross section depends on , in strong disagreement with the very foundation of the color-dipole approach. The CDP rests on the transition of the photon of spacelike virtuality, , to massive states of timelike mass squared, , associated with an energy imbalance explicitly given in (1.1). The interaction of the color-dipole-state of mass with the gluon field in the proton depends on the center-of-mass energy Sakurai CSS , in no way different from e.g. or interaction at asymptotic energies, and it cannot depend on the photon virtuality . It must be concluded that the approach of the saturation model including its consequence of geometric scaling, even though leading to a successful fit to the experimental results, suffers from employing as argument of the dipole cross section, where should be used, and it lacks a sound theoretical justification.
Color transparency and saturation, in distinction from the ”saturation model”, where ”saturation” appears as an input assumption, in a consistent formulation of the CDP are recognized as a direct consequence of the two-gluon coupling of the -dipole states. The relevance of the underlying energy imbalance between the spacelike photon of virtuality and the timelike states of mass squared , as pointed out in the main text, is quantitatively supported by the experimental data.
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