Intrinsic light and strange quark--antiquark pairs in the proton and nonperturbative strangeness suppression
C. S. An, B. Saghai

TL;DR
This paper investigates the intrinsic light and strange quark-antiquark pairs in the proton using an extended chiral constituent quark model, comparing theoretical predictions with CLAS experimental data to understand nonperturbative strangeness suppression.
Contribution
It introduces a comprehensive analysis of all possible five-quark Fock states in the proton to explain quark-antiquark ratios, advancing understanding of nonperturbative strangeness.
Findings
The model aligns with CLAS data on quark ratios.
Intrinsic five-quark states significantly influence proton structure.
Insights into nonperturbative mechanisms affecting strangeness suppression.
Abstract
The CLAS Collaboration recently reported measured ratios of pion and kaon electroproduction cross sections from a proton target and extracted the ratios for light and strange quark--antiquark pairs, and . Within an extended chiral constituent quark formalism, we investigate contributions to those ratios from the nonperturbative mechanism due to all possible intrinsic Fock states in the proton; with . Our results are compared with the CLAS data and findings from other phenomenological approaches, offering insights into the manifestations of the genuine five--quark Fock states in the proton and its relevance to interpreting the experimental data.
| i | Category | ||||
| configuration | |||||
| I) : | |||||
| 1 | 0 | 0.146(15) | 0.010(1) | ||
| 2 | 0 | 0 | 0.004(1) | ||
| 3 | 0.011(1) | 0.005(1) | 0 | ||
| 4 | 0 | 0 | 0.003(1) | ||
| Total category I) | 0.011(1) | 0.151(16) | 0.017(3) | ||
| II) : | |||||
| 5 | 0.048(5) | 0.024(3) | 0 | ||
| 6 | 0 | 0 | 0.006(1) | ||
| 7 | 0 | 0 | 0.003(1) | ||
| 8 | 0 | 0.006(1) | 0.002(0) | ||
| 9 | 0.003(0) | 0.002(1) | 0 | ||
| 10 | 0 | 0 | 0.001(0) | ||
| Total category II) | 0.051(5) | 0.032(3) | 0.012(1) | ||
| III) : | |||||
| 11 | 0 | 0 | 0.009(0) | ||
| 12 | 0.028(2) | 0.014(1) | 0 | ||
| 13 | 0 | 0 | 0.007(1) | ||
| Total category III) | 0.028(2) | 0.014(1) | 0.016(1) | ||
| IV) : | |||||
| 14 | 0 | 0 | 0.008(1) | ||
| 15 | 0 | 0.015(2) | 0.004(1) | ||
| 16 | 0.008(1) | 0.004(0) | 0 | ||
| 17 | 0 | 0 | 0.002(0) | ||
| Total category IV) | 0.008(1) | 0.019(2) | 0.014(2) | ||
| Total all configurations | 0.098(10) | 0.216(22) | 0.057(6) |
| Reference | Approach | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Present work | ECQM | 0.098(10) | 0.216(22) | 0.057(6) | 0.45 | 0.26 | 0.36 | ||
| Santopinto et al. Santopinto:2016fgs | UQM | 0.57 | 0.26 | 0.34 | |||||
| Chang-Peng Chang:2014lea | BHPS (S1) | 0.194 | 0.312 | 0.111 | 0.62 | 0.36 | 0.44 | ||
| BHPS (S3) | 0.213 | 0.331 | 0.039 | 0.64 | 0.12 | 0.14 | |||
| Ball et al. Ball:2012cx | NNPDF2.3 noLHC | 0.39(10) | 0.30(9) | ||||||
| NNPDF2.3 LHC | 0.43(11) | 0.35(9) | |||||||
| Mestayer et al. Park:2014zra | CLAS Data | 0.74(18) | 0.22(7) | 0.25(9) |
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Intrinsic light and strange quark–antiquark pairs in the proton and nonperturbative
strangeness suppression
C. S. An1
B. Saghai2
-
School of Physical Science and Technology, Southwest University, Chongqing 400715, People’s Republic of China
-
IRFU, CEA, Université Paris–Saclay, 91191 Gif–sur–Yvette, France
Abstract
The CLAS Collaboration recently reported measured ratios of pion and kaon electroproduction cross sections from a proton target and extracted the ratios for light and strange quark–antiquark pairs, and . Within an extended chiral constituent quark formalism, we investigate contributions to those ratios from the nonperturbative mechanism due to all possible intrinsic Fock states in the proton; with . Our results are compared with the CLAS data and findings from other phenomenological approaches, offering insights into the manifestations of the genuine five–quark Fock states in the proton and its relevance to interpreting the experimental data.
pacs:
11.30.Hv, 12.39.-x, 12.38.Lg, 14.65.Bt
I Introduction
Flavor content of the nucleon is known to be an important issue in understanding the hadronization process and the interactions of quarks in quantum chromodynamics (QCD). Moreover, the intrinsic quark–antiquark components in the baryon wave functions are a prediction of QCD and has been under study since four decades (see; e.g., review papers Vogt:2000sk ; Garvey:2001yq ; Chang:2014jba ; Brodsky:2015fna and references therein),
With respect to the nonperturbative mechanisms, the proton light flavor asymmetry and the entity , are of paramount interest, given that they are free from the contributions of the extrinsic sea quarks (e.g. gluon splitting ) Chang:2014jba . However, as discussed in Sec. III.2, the present experimental knowledge does not allow us putting sharp enough constraints on the phenomenological models.
A new piece of information on the quark–antiquark pairs was released by the CLAS Collaboration Park:2014zra on the ratios and , which were recently interpreted by Santopinto et al. Santopinto:2016fgs within the unquenched quark model (UQM). Those ratios can also be extracted from other approaches. Actually, Chang and Peng Chang:2011a ; Chang:2011b ; Chang:2014lea investigated the intrinsic states in the proton by generalizing to the light and strange quark–antiquark pair components the pioneering work on the intrinsic sea by Brodsky, Hoyer, Peterson, and Sakai Brodsky:1980pb , the BHPS model. Moreover, the Neural Networks for Parton Distribution Functions (NNPDF) Collaboration Ball:2012cx determined the ratios of the strange quark–antiquark pairs to those of light ones, coming from both intrinsic and extrinsic contributions.
The goal of the present study is to predict the contributions to those ratios arising from the intrinsic Fock states in the proton’s wave function. Our formalism An:2012kj is based on the extended chiral constituent quark approach and embodies all possible five–quark mixtures in the proton’s wave function; with the mechanism of transition between three- and five–quark components in the proton treated within the quark–antiquark creation frame Le Yaouanc:1972ae ; Le Yaouanc:1973xz ; Kokoski:1985is .
The present manuscript is organized in the following way: In Sec. II.1 we introduce the theoretical frame and give explicit expressions for the probabilities of the intrinsic quark–antiquark pairs () in the proton (Sec. II.2); relating them to the studied ratios, namely, , , and . In Sec. III we present our numerical results for (Sec. III.1) and for the quark-antiquark ratios. Comparisons with the data and the outcomes from other approaches Santopinto:2016fgs ; Chang:2014lea ; Ball:2012cx are reported in (Sec. III.2). Finally, Sec. IV is devoted to a summary and conclusions.
II Theoretical frame
The content of our extended chiral constituent quark model (ECQM) was developed in An:2012kj ; An:2013daa ; An:2014aea ; Duan:2016rkr . Hence, in Sec. II.1, we briefly present the main features of the formalism. In Sec. II.2 we give explicit expressions for the light and strange quark–antiquark pair probabilities in the proton and relate them to the studied ratios.
II.1 Extended chiral constituent quark approach
The wave function for the baryon can be written in the following form:
[TABLE]
where the first term is the conventional wave function for the baryon with three constituent quarks and the second term is a sum over all possible higher Fock components with a pair; An:2012kj ; Duan:2016rkr . Different possible orbital-flavor-spin-color configurations of the four–quark subsystems in the five–quark system are numbered by , , and , denoting the inner radial and orbital quantum numbers, respectively. represents the probability amplitude for the corresponding five–quark component.
The coefficient for a given five–quark component can be related to the transition matrix element between the three- and five–quark configurations of the studied baryon
[TABLE]
where is the physical mass of baryon and the energy of the five–quark component.
To calculate the corresponding transition matrix element, we use a version for the transition coupling operator RSB ; Santopinto:2010zza
[TABLE]
In the above equation, has units of energy, so that is (in natural units) a dimensionless constant of the model. and are the flavor and color singlet of the quark–antiquark pair in the five–quark system, and is an operator to calculate the orbital-flavor-spin-color overlap between the residual three-quark configuration in the five–quark system and the valence three–quark system. is a spin triplet wave function with spin =1 and is a solid spherical harmonics referring to the quark and antiquark in a relative wave. and are the creation operators for a quark and antiquark with momenta and , respectively. The operator , expressed in second-quantization form, can then be applied in the Fock space.
As reported in An:2012kj , out of 34 possible five–quark configurations, only 17 of them survive with nonvanishing transition matrix elements; with orbital and radial quantum numbers = 1 and = 0, respectively.
The probability of the sea quark–antiquark pairs in the baryon and the normalization factor read, respectively,
[TABLE]
Here denotes the transition matrix element of the operator in Eq. (3) between the th five-quark component and the valence three–quark nucleon state, and the energy of the th five-quark component. The first term in Eq. (5) is due to the valence three–quark state, while the second term comes from the five–quark mixtures, with .
II.2 Quark-antiquark pair probabilities and ratios
In this section, starting from Eq. (4), we give explicit expressions for the light and strange quark–antiquark pair (, , ) probabilities for the proton ( in terms of the five–quark probabilities per configuration [, = 1–17].
The probability amplitudes are calculated within the most commonly accepted pair creation mechanism, namely, the model. Then, the pair is created anywhere in space with the quantum numbers of the QCD vacuum , corresponding to Le Yaouanc:1972ae . This model has been successfully applied to the decay of mesons and baryons Le Yaouanc:1973xz ; Kokoski:1985is , and has recently been employed to analyze the sea flavor content of the ground states of the octet baryons An:2012kj by taking into account the symmetry breaking effects.
The probabilities of light quark–antiquark pairs for the proton in terms of the relevant configurations [] and the associated squared Clebsch-Gordan coefficients read
[TABLE]
For the component, the probability is obtained by summing up linearly the relevant nonvanishing contributions,
[TABLE]
The above probabilities can be related to the ratios of interest in the present work, namely, light quark–antiquark ratio (), the strange sea suppression factor (), and the strangeness content of the proton ()
[TABLE]
III Results and Discussion
In this section we report our numerical results for the probabilities of five–quark states in the proton and the ratios, Eqs. (9) to (11), followed by comparisons with the CLAS Park:2014zra data and the outcomes of calculations performed by other authors Santopinto:2016fgs ; Chang:2014lea ; Ball:2012cx .
III.1 Results for quark–antiquark pair probabilities
As described in An:2012kj , we only need to consider the five–quark configurations with and . Consequently, there are 17 different configurations which can be classified in four categories according to the orbital and spin wave functions of the four–quark subsystem; the corresponding configurations are listed in Table 1, second column, using the shorthand notation for Young tableaux, where the subscripts , and represent orbital, flavor and spin, respectively.
The probabilities for , and per configuration and intervening in Eqs. (6) to (8) are given in Table 1, columns 3 to 5. Those probabilities, as well as the ones for Duan:2016rkr , were also used to compute the normalization factor in Eq. (5).
Extensive comparisons with the outcomes of other approaches for , were reported in An:2012kj ; Duan:2016rkr and led in general to compatibility of our results with those achieved by other authors. As documented in An:2012kj the free parameters of our model are taken from the literature, except one of them. This latter, a common factor of the matrix elements of the transitions between three- and five–quark components, was found Duan:2016rkr to be = 572 47 MeV, by successfully fitting the experimental data Towell:2001nh for the proton flavor asymmetry . The only source of uncertainty in the probabilities (Table 1), comes from that factor. It is worthy to note that for the ratios in Eqs. (9) to (11) the common factor divides out. Accordingly, no parameters were adjusted in the frame of the present work.
III.2 Results for ratios and comparisons with data and other approaches
Using a 5.5 GeV electron beam at Jefferson Laboratory (JLab), the CLAS Collaboration measured Park:2014zra the ratios of pseudoscalar mesons electroproduction () exclusive reaction cross sections in the phase space kinematics covering = 1.65 – 2.55 GeV and = 1.6 – 4.6 GeV2. Ratios of the measured final state meson-nucleon cross sections were then related to the ratios of quark–antiquark pairs, Eqs. (9) and (10), via a simple model of pair creation on one of the quarks of the proton target, supposed to be exclusively a three-quark state. The extracted ratios Park:2014zra are
[TABLE]
Note that the strangeness content of the proton can be expressed in terms of and
[TABLE]
The CLAS data for and Park:2014zra , as well as the extracted value for Santopinto:2016fgs are given in Table 2 (last row) and compared with the predictions of our approach and the outcomes from other investigations Santopinto:2016fgs ; Chang:2014lea ; Ball:2012cx . To our knowledge, this set of data constitutes the first experimental results on both light and strange quark–antiquark ratios, albeit with model dependent extraction and rather large uncertainties ( = 24%, = 32%, = 36%), dominated by systematic errors ( 7). Note that comes from the experimental uncertainties and do not include the ones due to the simple semiclassical model used in extracting the quark–antiquark ratios from the measurement.
The predictions of our model (Table 2, row 2) embodying only the nonperturbative mechanism due to the intrinsic quark–antiquark pairs account for roughly 60% of , underestimating the measured central value by 1.6. However, our model reproduces and within 1. A plausible explanation would be that at the CLAS kinematics, the probabilities of perturbative production of light quark–antiquark pairs are larger than that for the ones; still dominated by the nonperturbative mechanisms. Note that our results come from probabilities including all 17 configurations (last row in Table 1). We checked ratios per category (Table 1, rows 8, 16, 21 and 27), but none of them improved the predictions for ratios, endorsing that any configuration–truncated set leads to unrealistic results An:2012kj ; An:2013daa ; Duan:2016rkr ; An:2014aea .
In the following we proceed to comparisons among various phenomenological results (Table 2, rows 3 to 7) and data (last row).
Interpreting the CLAS data, Santopinto et al. Santopinto:2016fgs performed a calculation within the Unquenched Quark Model (UQM), based on a quark model with continuum components, to which quark–antiquark pairs are added perturbatively employing a model. Their results referring to the production ratios with pseudoscalar mesons in combination with octet and decuplet baryons are given in Table 2, row 3. The experimental value for is reproduced within 1, while for and their results are comparable with ours.
Chang and Peng Chang:2011a ; Chang:2011b ; Chang:2014lea investigated the intrinsic states in the proton by generalizing the BHPS model, as mentioned in the Introduction. In their most recent work Chang:2014lea , the authors perform a comprehensive study of the latest results from the HERMES Collaborations Airapetian:2008qf ; Airapetian:2012ki ; Airapetian:2013zaw . The most recent experimental data Airapetian:2013zaw are then classified Chang:2014lea in three sets, for which , and are extracted by evolving the light-cone five–quark BHPS model to = 2.5 GeV2 for the initial scale values = 0.3 and 0.50 GeV. In Table 2 (rows 4 and 5), their results for two of the sets ( and ) with are reported, for = 0.3 GeV; where , , and were computed following Eqs. (9) to (11). First, we focus on the light quarks’ results, for which the probabilities determined within the BHPS model, turn out to be larger than our predictions and their value approaches the experimental data within better than 1. For the strangeness sector the situation is more contrasted, with , and and varying by roughly a factor of 3 between and . Both sets show larger deviation from the data than our predictions for and . In the BHPS based approach, these latters are overestimated by roughly 2 in and underestimated by about 1 in . The BHPS results for the initial scale value = 0.50 GeV show comparable trends, although the five–quark probabilities turn out to be 50% smaller than those for = 0.30 GeV.
An extensive study to determine and was performed by the NNPDF Collaboration Ball:2012cx . The main idea of this approach DelDebbio:2004xtd is to train a set of neural networks on a set of Monte Carlo replicas of the experimental data reproducing their probability distribution. Accordingly, Ball et al. Ball:2012cx proceeded through global fits to extended sets of data obtained from electro- and hadro-production processes; in particular, deep inelastic scattering, Drell-Yan, gauge boson and jet production (see Table 7 in Ball:2012cx for relevant references to some forty data sets). Concerning the quantities of interest in the present work, the NNPDF Collaboration extracted the strangeness and strangeness momentum fractions via the following expressions:
[TABLE]
The fitted data span a large domain in the Bjorken scaling variable . For small values of the quark–antiquark production process is due to perturbative phenomena arising from extrinsic (e.g. ) components, but in the range of contributions from the intrinsic quark–antiquark pairs become the dominant mechanism. The outcomes of that work, at =2 GeV2, without and with the LHC data, are given in Table 2 (rows 6 and 7) and do not produce drastic changes arising from the LHC data. Comparing results from the NNPDF Collaboration with ours shows that the agreement between the two approaches is within less than 1.5 for and better than 1 for . Compilation of the extracted values for from experimental data on neutrino induced opposite-sign dimuon events (Table 4 in Chang:2014jba ) leads to the range = 0.33 – 0.59. Interestingly, the two extreme values result from the latest measurements: 0.33 0.07 from CHORUS KayisTopaksu:2008aa and 0.59 0.02 from NOMAD Samoylov:2013xoa Collaborations. While the former one is in the range of the values from the phenomenological approaches (Table 2), the latter one turns out to be significantly larger than those findings. As emphasized by Chang and Peng Chang:2014jba , the extracted values from experiments depend on the order of perturbative QCD corrections employed. Actually, such trends are extensively illustrated based on recent developments in the determination of PDFs in global QCD analyses McNulty:2016xtv , results from various approaches Accardi:2016ndt and the impact of different data sets on the extracted PDFs Alekhin:2014sya ; Accardi:2016qay .
IV Summary and conclusions
In the present work, we investigated the recently measured Park:2014zra quark–antiquark ratios , , and , attempting to single out the role of the intrinsic components in the proton’s wave function, with . For that purpose, we employed the recently developed extended chiral constituent quark model An:2012kj ; An:2013daa ; An:2014aea ; Duan:2016rkr ; within which the baryons are considered as admixtures of three- and five–quark states. Probabilities of the five–quark components were calculated using the transition operator Le Yaouanc:1972ae . The quark–antiquark pair probabilities were determined by fixing a common factor of the matrix elements of the transitions between three– and five–quark components Duan:2016rkr by fitting the experimental data for the proton flavor asymmetry Towell:2001nh . However, that factor divides out in the studied ratios [Eqs. (9) to (11]. Accordingly, our predictions for the ratios were obtained without any adjusted parameters on the CLAS data Park:2014zra . Moreover, the set of parameters taken from the literature An:2012kj , and utilized in the present work, allowed us predicting successfully the strangeness magnetic form factor of the proton An:2013daa and producing results compatible with findings within other formalisms for the sigma terms: , An:2014aea , and Duan:2016rkr .
The same flavor asymmetry data was fitted also by Chang and Peng Chang:2011a ; Chang:2011b ; Chang:2014lea within a generalized BHPS model. However, their extracted probabilities for and differ significantly from ours (Table 2) by a factor of 2 and 50%, respectively. Accordingly, turns out to be 50% higher in the BHPS model Chang:2014lea than in ours. So, the data does not put strong enough constraints on the models. The two values for in the BHPS approach Chang:2014lea show variation by a factor of 3 and our prediction falls in between; that is also the case comparing the two sets’ predictions ( and ) with ours for and .
The two other phenomenological works Santopinto:2016fgs ; Ball:2012cx discussed in this paper, embody contributions from both intrinsic and extrinsic higher Fock states, especially in the case of the NNPDF approach Ball:2012cx . The UQM model’s values Santopinto:2016fgs compared with ours suggest that the intrinsic component accounts for roughly 80% in and almost 100% in and . In other words, the CLAS data Park:2014zra for strangeness are dominated by the intrinsic five–quark states. The situation is different with respect to the NNPDF Collaboration findings Ball:2012cx due to the fact that their fitting runs over a large range in Bjorken-, including (very) low– region, dominated by perturbative mechanisms. Then, turns out to be more sensitive than to that latter effect. However, both and are compatible with the CLAS data and our predictions, within the reported uncertainties.
In summary, i) from theory–experiment comparisons performed within the present work we infer that the CLAS data could be interpreted as receiving contributions from both intrinsic and, to a lesser extent, from extrinsic components, while the pairs are mainly from nonperturbative origin; ii) the present status of a rather large number of data sets does not allow sharp comparisons with various phenomenological approaches, showing the need for more accurate measurements and their extension to medium and high Bjorken- regions ( 0.1).
Actually, the ongoing SeaQuest experiment Reimer:2016dcd , measuring Drell-Yan scattering in Fermilab, aims at providing more precise data on light quark–antiquark components, extending the Bjorken- domain to 0.45, where the sea quark distributions are dominated by nonperturbative regime. Moreover, determination of the PDFs will benefit from the upcoming data from facilities such as the LHC Ball:2014uwa ; Alekhin:2017kpj , JLab Montgomery:2017qrz , J-PARC Kumano:2015gna and NICA Musulmanbekov:2011zz ; Brodsky:2016tew . Finally, progress in the lattice QCD calculations Liu:2016djw ; Alexandrou:2016bud appears very promising in pinning down the genuine quark–antiquark pairs quest in the proton. We might then expect achieving in the near future a comprehensive understanding of the role and importance of the intrinsic five–quark components in baryons.
Acknowledgements.
We are grateful to Mac Mestayer for valuable clarifications on the CLAS data. This work is partly supported by the National Natural Science Foundation of China under Grant No. 11675131, Chongqing Natural Science Foundation under Grant No. cstc2015jcyjA00032, and Fundamental Research Funds for the Central Universities under Grant No. SWU115020.
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