Discriminants of a Class of Self-inversive Polynomials and Real Binary Forms
Keisuke Uchimura

TL;DR
This paper explores the relationships between certain classes of self-inversive polynomials and real binary forms, providing explicit discriminant formulas via determinants of coefficient-dependent matrices.
Contribution
It establishes bijections between classes of self-inversive polynomials and real binary forms, and derives explicit discriminant expressions using polynomial coefficient matrices.
Findings
Bijections between self-inversive polynomials and real binary forms
Discriminants expressed as determinants of matrices
Matrices have entries as polynomials in polynomial coefficients
Abstract
A class of self-inversive polynomials includes all the self-reciprocal polynomials. Let A denote the set of all self-reciprocal polynomials with n+1 coefficients. Let B denote the set of certain self-inversive and non self-reciprocal polynomials with n+1 coefficients for odd n. Let C denote the set of real binary n-ic forms. Then there exist a bijection between A and C and another bijection between B and C. Let f be a monic polynomial in A and g be the corresponding polynomial in C. If the reading coefficient of g is not zero, then the discriminant of g is expressed by the determinant of a matrix of type (n, n). Any element of the matrix is a polynomial in the coefficients of f with integer coefficients. The same holds for monic polynomials in B.
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Taxonomy
TopicsMathematical functions and polynomials · Analytic and geometric function theory · Differential Equations and Boundary Problems
Discriminants of a class of self-inversive polynomials and real binary forms
Keisuke Uchimura
Department of Mathematics, Tokai University, Hiratsuka, 259-1292, Japan
Abstract.
A class of self-inversive polynomials includes all the self-reciprocal polynomials. Let A denote the set of all self-reciprocal polynomials with n+1 coefficients. Let B denote the set of certain self-inversive and non self-reciprocal polynomials with n+1 coefficients for odd n. Let C denote the set of real binary n-ic forms. Then there exist a bijection between A and C and another bijection between B and C. Let f be a monic polynomial in A and g be the corresponding polynomial in C. If the reading coefficient of g is not zero, then the discriminant of g is expressed by the determinant of a matrix of type (n, n). Any element of the matrix is a polynomial in the coefficients of f with integer coefficients. The same holds for monic polynomials in B.
Key words and phrases:
Self-inversive polynomials. Real binary forms. Discriminants.
2010 Mathematics Subject Classification:
Primary 26C10, 30C10, 30C15; Secondary 37F45, 58K35
1. Introduction
1.1. Self-inversive polynomials
A polynomial
[TABLE]
is said to be a self-inversive polynomial of degree if it satisfies and where and
[TABLE]
or equivalently,
[TABLE]
See e.g. Marden [7].
In particular, if is called be self-reciprocal. In the literature [10] such a polynomial is called a self-inversive polynomial.
The zeros of a self-inversive polynomial are on or symmetric in the unit circle .
In 1922, Cohn [2] proved that a polynomial has all of its zeros on if and only if it is self-inversive and its derivative has all its zeros in the closed unit disk .
Chen [1] found another necessary and sufficient condition for which all zeros of a self-inversive polynomial lie on .
1.2. Real binary forms in terms of the complex variable
Zeeman [14] described a real binary cubic form
[TABLE]
in terms of the complex variable and showed that can be expressed uniquely as
[TABLE]
Poston and Stewart [9] applied this method to the quartic forms. A real binary quartic form
[TABLE]
can be expressed uniquely as
[TABLE]
In this paper we will study relation between real binary forms and certain self-inversive polynomials via the terms of the complex variable. Such self-inversive polynomials appear in several branches of mathematics.
1.3. Monic self-inversive polynomials
Gongopadhyay and Parker [5] and Gongopadhyay, Parker and Parsad [6] classified the dynamical action in SU(p,q) using the coefficients of their characteristic polynomial. In the case , the characteristic polynomial is
[TABLE]
The locus where the resultant was studied by Poston and Stewart [9]. The locus was named the holy grail. The characteristic polynomial is a monic self-reciprocal polynomial.
Uchimura [13] studied the dynamics of holomorphic endomorphisms on which is related to a complex Lie algebra of type . The set of the critical values of restricted to a real three-dimensional subspace of was proved to be equal to the holy grail. Uchimura [13] studied the relation between real binary quartic forms and monic self-reciprocal polynomials of degree four. In [12], monic self-inversive polynomials of degree three were studied.
Marden [7] stated that in a linear difference equation with constant coefficients, the requirement for a stable solution is that all the zeros of the characteristic polynomial lie in the unit circle. On the other hand, the map causes chaos in the region that corresponds to the case that all the zeros of its self-inversive polynomial lie on the unit circle.
Peterson and Sinclair [8] and Sinclair and Vaaler [11] studied monic self-reciprocal polynomials. Those polynomials have appeared in the study of random polynomials, random matrix theory and number theory.
1.4. Summary of results
We consider complex binary forms expressed by
[TABLE]
Let denote the set of the self-inversive forms satisfying that ( is odd and ) or ( is even and ) , where is the constant in (1.1). That is,
[TABLE]
Let denote the set of the self-inversive forms satisfying that ( is odd and ) or ( is even and ) . That is,
[TABLE]
We also consider real binary forms
[TABLE]
Let denote the set of the real binary forms .
We will show that there exist an isomorphism from to and another isomorphism from to .
Let denote the set of monic self-reciprocal forms in satisfying . Let denote the set of the corresponding forms in . We will show that for any form in satisfying , the discriminant of the polynomial is expressed by the determinant of a matrix. Any element of the matrix is a polynomial in with integer coefficients. The matrix is a slightly modified version of the matrix introduced by [3]. Their matrices are related to generalized Chebyshev polynomials of the first kind in several complex variables.
Let denote the set of monic self-reciprocal forms in for even . The same result holds for .
2. Results and proofs
2.1. The spaces and
We consider self-inversive forms in the form
[TABLE]
where
[TABLE]
Let denote the space of these self-inversive forms. Note that if is odd, then is self-reciprocal and that if is even, then is self-reciprocal. The space is related to a complex Lie algebra of type . See [12] and [13].
We also consider binary forms in the forms
[TABLE]
Let denote the space of these forms. We do not assume that . We show that is isomorphic to .
Proposition 2.1**.**
There exists an isomorphism from onto .
We define the map as follows. Clearly Then we set
[TABLE]
Hence is a polynomial in variables and with real coefficients. So is written as in (2.3). The image of a self-inversive form (2.1) under the map is the binary form . The coefficients are given by the following proposition.
Proposition 2.2**.**
(1) If is even, then
[TABLE]
[TABLE]
and
[TABLE]
[TABLE]
[TABLE]
(2) If is odd, then
[TABLE]
[TABLE]
[TABLE]
and
[TABLE]
[TABLE]
[TABLE]
Here we use conventions
[TABLE]
Proof of Proposition 2.2..
Case 1 : is even.
We consider pairs of terms of . Set
[TABLE]
[TABLE]
Easy calculations reveal that the coefficient of in is
[TABLE]
and the coefficient of in is
[TABLE]
To get and , we sum the coefficients of and in over and those coefficients of the pair of terms , respectively.
Case 2 : is odd. By the similar method, we can prove the assertion. ∎
Conversely we consider the inverse of the map . From (2.4), we have
[TABLE]
Then we need to show
[TABLE]
We set
[TABLE]
Then it suffices to prove the equality
[TABLE]
where, for a form
[TABLE]
we define the form by
[TABLE]
To prove this we note that
[TABLE]
[TABLE]
[TABLE]
Then we have (2.6) and so is a bijection. Since is a linear map, we have
[TABLE]
Hence is an isomorphism.
Next we give an alternative proof of Proposition 2.1. This is useful in the sections below.
Set . Let
[TABLE]
Then is written as follows.
Lemma 2.3**.**
If is even, then
[TABLE]
If is odd, then
[TABLE]
Proof.
Case 1 : is even. Set
[TABLE]
Then
[TABLE]
Setting , we have (2.7).
Case 2 : is odd. The proof is similar. ∎
Let
[TABLE]
We regard as a polynomial in .
Set
[TABLE]
Probably, the following lemma may have been known. But, here we give a proof of it.
Lemma 2.4**.**
*(1) The family is linearly independent over .
(2) We define real polynomials and by*
[TABLE]
(a) If is even, then
[TABLE]
If is odd, then
[TABLE]
[TABLE]
(b) Set
[TABLE]
*Then the family is linearly independent over .
Proof.
(1) We define a Hermitian product on by
[TABLE]
Then elements are orthogonal on the unit disk. Hence the family is linearly independent over .
(2) The assertion (a) is trivial.
(b) Case 1 : is even. Note that
[TABLE]
Since the family is linearly independent, the family is linearly independent.
Case 2 : is odd. By the similar method we can prove the assertion (b). ∎
We recall and the definition of the map .
[TABLE]
Substituting
[TABLE]
in we obtain a real polynomial
[TABLE]
Let
[TABLE]
Note that if is odd, then
We denote by the transpose of the row vector We denote by the transpose of the row vector if is even, or the row vector if is odd.
Lemma 2.5**.**
There exists an invertible matrix satisfying
[TABLE]
Proof.
Case 1 : is even. From Lemma 2.3, we know that
[TABLE]
We denote by the vector space over generated by homogeneous polynomials and . We see from Lemma 2.4 2(b) that is another base of . Then there exists an invertible matrix satisfying
[TABLE]
Case 2 : is odd. The proof is similar. ∎
Proof of Proposition 2.1..
From Lemma 2.5, we conclude that the map is bijective. ∎
Next we consider the relation between the roots of and those of the corresponding form under . Let
[TABLE]
We recall (2.5) :
[TABLE]
We define a map from to by
[TABLE]
Then with a suitable numbering
[TABLE]
The map is a Mbius transformation on .
Clearly if and only if .
If , we may set . Then if
[TABLE]
If , then .
The point (1 : 0) is the point at infinity and the point (1 : 1) lies on the unit circle . The real axis of maps into the unit circle under the Mbius transformation . Then we have the following proposition.
Proposition 2.6**.**
*We suppose and .
(1) is real if and only if .
(2) and
if and only if and with .*
The pair and is said to be symmetric in the unit circle C if it satisfies that and with .
2.2. The spaces and
In this section we will give an isomorphism from the space onto . We divide into two spaces and . Let denote the space of the self-reciprocal forms :
[TABLE]
where is even and
[TABLE]
Let denote the space of the self-inversive forms :
[TABLE]
where is odd and
[TABLE]
Since we may set
[TABLE]
In the first place we study the space . Clearly
[TABLE]
Then we set
[TABLE]
We denote the real polynomial by
[TABLE]
We define the map by Set Then as in Lemma 2.3 we have
[TABLE]
Next we consider the space . Set Clearly
[TABLE]
Then we set
[TABLE]
We denote the real polynomial by
[TABLE]
We define the map by Set Then
[TABLE]
Hence in both cases, by the same proof as the alternative proof of Proposition 2.1, we can show the following proposition.
Proposition 2.7**.**
There exists an isomorphism from onto .
Next we consider the relation between the roots of and those of the corresponding form under . Let
[TABLE]
By (2.11) and (2.12), in both cases we may define a map from to by
[TABLE]
We assume that and . Then
[TABLE]
This is the same as that in (2.9).
2.3. Discriminants of monic self-inversive polynomials in
We consider monic self-inversive polynomials in and their discriminant. Let denote self-inversive forms that are written in (2.1) satisfying The image of under is denoted by . Any element of is written as
[TABLE]
In general, the general linear group acts on the space of binary forms via linear substitution :
[TABLE]
[TABLE]
[TABLE]
Lemma 2.8**.**
Suppose an element in satisfies that is written as
[TABLE]
*with
Then there exists a matrix in satisfying*
[TABLE]
Proof.
From Lemma 2.3, we know that
[TABLE]
Let
[TABLE]
To replace by , we set
[TABLE]
where Then we have new coefficients . Hence by (2.2) we get new coefficients . The same folds when is odd. ∎
Note that this transformation is not unique.
Next we define the discriminant of in (2.15). To define the discriminant of we assume that . We define the discriminant by
[TABLE]
where are roots of . Though Gelfand, Kapranov and Zelevinsky [4] defined to be times the right-hand side of (2.16), we adopt the definition in (2.16). In our definition, if all the roots of are real, then we have . This is convenient to Corollary 2.10 below.
In this section, we consider monic self-inversive polynomials in . We denote the image of in (2.15) under the map by
[TABLE]
We consider the roots of and . We use the notation in (2.8). In this case we may set for . Hence are roots of and are roots of .
We will define a matrix that is a slightly modified version of the matrix introduced by Eier and Lidl [3]. Let be elements in satisfying . The coefficient is the -th elementary symmetric function in . We define the -th power by
[TABLE]
Since , we may regard as a polynomial in even when .
We define a matrix by
[TABLE]
In our case
[TABLE]
Eier and Lidl [3] considered only the case that any lies on the unit circle .
The determinant is a polynomials in . The relation between the discriminant in (2.16) and the determinant is shown in the following theorem.
Theorem 2.9**.**
Under the above notations we have
[TABLE]
Proof.
Case 1 : is even. Using the formula for the Vandermonde matrix we see
[TABLE]
[TABLE]
[TABLE]
[TABLE]
On the other hand by (2.16),
[TABLE]
From (2.9) it follows that
[TABLE]
Hence
[TABLE]
Clearly
[TABLE]
Replacing by under the transformation (2.5), we see that and Hence we have
[TABLE]
Substituting this into (2.18), we have
[TABLE]
Case 2 : is odd. The proof is similar. ∎
Since is a real polynomial, its discriminant is real. Thus is also real. We may regard the space
[TABLE]
as the space . The set may be seen as a hypersurface in . We define a subset of by
[TABLE]
[TABLE]
Any element of corresponds to the all the roots of which are on the unit circle and distinct.
We consider the n-simplex defined by
[TABLE]
[TABLE]
We define a map from to by
[TABLE]
where is the j-th elementary symmetric function in By [3], we see that is a diffeomorphism from int onto and is mapped into the set .
Then the set is a connected component in that contains the origin .
We consider the case that has exactly roots on the unit circle . Note that is even.
Corollary 2.10**.**
We assume that has exactly roots on and that all the roots of are distinct. Then
[TABLE]
where denotes the signature of
Proof.
The assumption implies that has pairs of complex conjugate roots and real roots . Then the corollary follows from (2.16) and Theorem 2.9. ∎
In theorem 2.9, we assume that . Here we consider this condition. If the positive integer is uniquely determined by the condition that and for We may consider We study this case through the corresponding self- inversive forms. Let be the corresponding self-inversive form of under . Then it is equivalent to consider . We will see that by the following proposition.
Proposition 2.11**.**
Assume that is an element of and has a root . Then is an element of .
Proof.
We may assume that
[TABLE]
and . It is known e.g. in [7] that a polynomial whose roots are on or symmetric in the unit circle is a self-inversive polynomial and that the converse is true. Hence all the roots of are on or symmetric in . Since has a root , we may assume . Then the roots of are on or symmetric in and satisfy . So is self-inversive and the coefficients of and are 1 and , respectively. Hence . ∎
We note a remark. In the proof of Lemma 2.8, we replace by to make . If we use another replacement of , then where . The determinant does not change under this new replacement.
2.4. Discriminants of monic self-reciprocal polynomials in
In the section we assume that is even. We consider monic self-reciprocal polynomials in and their discriminants. Let denote self-reciprocal forms that are written in (2.10) satisfying The image of under is denoted by . Any element of is written as
[TABLE]
To define the discriminant of we assume that . We define the discriminant by
[TABLE]
where are roots of .
We consider monic self-reciprocal polynomials in . We denote the image of in (2.20) under the map by
[TABLE]
We consider the roots of and . We use the notation in (2.13). In this case we may set for . Hence are roots of and are roots of .
The coefficient is times the -th elementary symmetric function in . Clearly . We define the -th power by
[TABLE]
Clearly
[TABLE]
We define a matrix by
[TABLE]
In our case
[TABLE]
Theorem 2.12**.**
Under the above notations we have
[TABLE]
Proof.
The proof is essentially the same as that of Theorem 2.9. For any monic self-reciprocal polynomial in (2.22) , we have , by (2.11) . This corresponds to in (2.19). Since is even, it follows that .
Then we have
[TABLE]
Clearly
[TABLE]
Hence by (2.8) and (2.13) we have with a suitable numbering
[TABLE]
Then
[TABLE]
Therefore by the proof of Theorem 2.9 we have
[TABLE]
∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] W. Chen, On the polynomials with all zeros on the unit circle , J. Math. Anal. and Appl. 190 (1995), 714–724.
- 2[2] A. Cohn, U ¨ ¨ 𝑈 \ddot{U} ber die Anzahl der Wurzeln einer algebraischen Gleichnung in einem Kreise, Math. Z. 14 (1922), 110–148.
- 3[3] R. Eier and R. Lidl, A class of orthogonal polynomials in k 𝑘 k variables , Math. Ann. 260 (1982), 93–99.
- 4[4] I.M. Gelfand, M. M. Kapranov and A. V. Zelevinsky, Discriminants, Resultants, and Multidimensional Determinants, Birkh a ¨ ¨ 𝑎 \ddot{a} usen, Boston, 1994.
- 5[5] K. Gongopadhyay and J. R. Parker, Reversible complex hyperbolic isometrics , Linear Algebra Appl. 438 (2013), 2728–2739.
- 6[6] K. Gongopadhyay, J. R. Parker and S. Parsad , On the classifications of unitary matrices , Osaka. J. Math. 52 (2015), 959–991.
- 7[7] M. Marden, Geometry of polynomials, 2nd ed., Mathematical Surveys 3, American Mathematical Society, Providence, R. I.,1966.
- 8[8] K. L. Petersen and C. D. Sinclair, Conjugate reciprocal polynomials with all roots on the unit circle, Canadian J. Math. 60 (2008), no.5, 1149–1167.
