Non-fattening of mean curvature flow at singularities of mean convex type
Or Hershkovits, Brian White

TL;DR
This paper proves that mean curvature flow remains unique and non-fattening past singularities if all singularities are of mean convex type, extending known results to more general singularities using local information.
Contribution
It establishes non-fattening of level set flow at singularities of mean convex type, generalizing previous results and providing new local criteria for non-fattening.
Findings
Level set flow does not fatten at mean convex singularities.
Uniqueness of flow is maintained past singularities of mean convex type.
First result linking local singularity structure to non-fattening.
Abstract
We show that a mean curvature flow starting from a compact, smoothly embedded hypersurface M remains unique past singularities, provided the singularities are of mean convex type, i.e., if around each singular point, the surface moves in one direction. Specifically, the level set flow of M does not fatten if all singularities are of mean convex type. This generalizes the well known fact that the level set flow of a mean convex initial hypersurface M does not fatten. This also provides the first instance where non-fattening is concluded from local information around the singular set.
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Non-fattening of mean curvature flow at singularities of mean convex type
Or Hershkovits
Department of Mathematics
Stanford University
Stanford, CA 94305
and
Brian White
Department of Mathematics
Stanford University
Stanford, CA 94305
(Date: February 3, 2018)
Abstract.
We show that a mean curvature flow starting from a compact, smoothly embedded hypersurface remains unique past singularities, provided the singularities are of mean convex type, i.e., if around each singular point, the surface moves in one direction. Specifically, the level set flow of does not fatten if all singularities are of mean convex type. We further show that assumptions of the theorem hold provided all blow-up flows are of the kind appearing in a mean convex flow, i.e. smooth, multiplicity one and convex. Our results generalize the well known fact that the level set flow of a mean convex initial hypersurface does not fatten. They also provide the first instance where non-fattening is concluded from local information around the singular set or from information about the singularity profiles of a flow.
2010 Mathematics Subject Classification:
Primary 53C44; Secondary 49Q20.
The first author was partially supported by an AMS-Simons Travel Grant
The second author was partially supported by grants from the Simons Foundation (#396369) and from the National Science Foundation (DMS 1404282, DMS 1711293).
1. Introduction
It is an old idea in geometric analysis, and PDEs in general, to separate the questions of existence and regularity; one is often led to defining a weak notion of solution, the existence of which can be shown by one set of ideas, while studying its properties may require different methods. In the study of mean curvature flow, one very useful notion of weak solution is that of the level set flow, introduced numerically in [OsherSeth] and developed rigorously in [evans-spruck, CGG]. Given a closed set , its level set flow is a one-parameter family of closed sets starting at and satisfying the avoidance principle: , provided is a smooth mean curvature flow with and with . Indeed, the level set flow is fully characterized as the maximal family of sets satisfying the two properties above [Ilmanen_LS, Ilmanen, white_topology]. Ideally, weak solutions should coincide with smooth solutions whenever the latter exist. In our case, if is a smooth mean curvature flow of closed, embedded hypersurfaces in , then for every , as was shown in [evans-spruck, CGG]. Although in many regards the level set flow resembles mean curvature flow of smooth surfaces, it was observed already in the original paper [evans-spruck] that if is a smooth closed planar curve that crosses itself, then will instantly develop an interior. In general, if the interior of is empty for and nonempty at some later time, we say that fattens under the level set flow. Even if the initial hypersurface is smooth and embedded, fattening can occur after the surface becomes singular, as described in [White_ICM]. Although the level set flow is unique, the fattening phenomenon is related to non-uniqueness for other weak formulations of mean curvature flow. For example, let be a smooth, closed hypersurface. Let be the compact region it bounds. Then
[TABLE]
all may be regarded as weak versions of mean curvature flow starting from . In particular, if the flow or is smooth in some region of spacetime, then it is indeed ordinary mean curvature flow in that region. If has interior, then it differs from and , since neither of those sets has interior. One can also show, in this case, that . Thus if fattens, then , and are three distinct flows.
(The flow is somewhat awkward to work with because it need not trace out a closed subset of spacetime. For this reason, it is actually better to define to be . The two definitions agree except at a countable set of times; see Theorems B5 and C10. The same remarks apply to .)
Extending the work of Brakke, Ilmanen introduced a notion of “matching Brakke flow” [Ilmanen]. He proved that if is non-fattening, then there is a unique matching Brakke flow with . We conjecture that the converse is true. (Indeed, we believe that the flows and both can be identified with matching Brakke flows.) If this conjecture is true, nonfattening of level set flow would be equivalent to uniqueness for matching Brakke flow.
In addition to being a fundamental question about the nature of the flow, whether or not fattening occurs is extremely relevant to the regularity theory for MCF and for potential geometric applications. From the regularity theory point of view, non-fattening ensures that the assumptions of Brakke regularity theorem [Bra] hold at almost every time, and, in particular, that almost every time slice of a non-fattening MCF is regular almost everywhere. From the point of view of geometric applications, non-fattening corresponds to continuous dependence on initial data, which is key if one wants to apply weak MCF on families of initial configurations in order to study the space of embedded hypersurfaces of a fixed topological type (compare [Bam_Kle]).
In light of the above, it is desirable to find conditions that prevent fattening. We have already mentioned that a smooth hypersurface cannot fatten until after singularities form. Short-time non-fattening for initial sets satisfying a Reifenberg condition with small Reifenberg parameter was established by the first author in [Her_Reif] (see also [Her_Reif_High] for the higher co-dimension surfaces). In that case, the flow immediately becomes smooth (though it may later develop singularities), and the non-fattening follows from short-time existence of smooth flows (with suitable estimates) serving as barriers to the level set flow. In the presence of singularities, two initial conditions are known to imply non-fattening for all time: the star-shapedness of [soner_star] and mean convexity of [evans-spruck]. (See also [white_size] for a more geometric proof that mean convex sets do not fatten.) The facts that surfaces can fatten only after they become singular and that mean convex surfaces never fatten suggest the following conjecture:
An evolving surface cannot fatten unless it has a singularity with no spacetime neighborhood in which the surface is mean convex.
According to the conjecture, to ensure nonfattening, we do not need mean convexity everywhere; it suffices to have it near the singularities. In this paper, we prove a precise formulation of the conjecture. Additionally, we show that having a spacetime neighborhood in which the surface is mean convex can be concluded from data about all blowup limit flows: if all blowup limit flows at a singular points are smooth, multiplicity one, and convex, then there is a spacetime neighborhood of the point in which the flow is mean convex. In particular, this means that fattening can not occur if all singular points have the blowup behavior described above.
2. The main result
Before stating our theorem, we need some definitions.
Definition 1**.**
Let be a compact, smoothly embedded hypersurface. The fattening time of the level set flow of is
[TABLE]
As the fattening time is a rather illusive quantity to work with directly, we will work with a different quantity which we call the discrepancy time and which bounds the fattening time from below.
Let be the compact region bounded by a compact, smoothly embedded hypersurface , and let . Let and denote the corresponding level set flows:
[TABLE]
and let and be the space time tracks:
[TABLE]
We let
[TABLE]
(Here and are the relative boundaries of and as subsets of .) We say that and are the outer and inner flows of .
The surfaces and are closely related. Trivially . (This uses nothing except that is a closed subset of spacetime.) Furthermore,
[TABLE]
for all , and for all but countably many . See Theorems B5 and C10 in the appendix. Then for all (see appendix and Proposition A3 in particular). The discrepancy time is the first time at which those three flows start to differ.
Definition 2**.**
The discrepancy time is
[TABLE]
Thus for .
Remark 3**.**
One always has . Indeed, If has an interior point , then by inclusion of evolving balls, we see that for every sufficiently close to . Thus for such , so in particular .
We conjecture that for every smooth initial surface, but proving it would require a major advance in our knowledge of mean curvature flow regularity.
We next fix the notion of points of mean convex/mean concave type.
Definition 4**.**
Let . A point is called of mean convex type (resp. mean concave type) if there exists an such that for every ,
[TABLE]
Remark 5**.**
Because the arguments in [white_nature, white_size] are local, the regularity results therein hold for flows for which all the singularities occur at mean convex/mean concave points. In particular, the parabolic Hausdorff dimension of the spacetime singular set is at most (By more recent work of Colding and Minicozzi [cold_min], the spacetime singular set even has finite dimensional parabolic Hausdorff measure.) If , then the tangent flows are shrinking spheres or cylinders, and more general blowups must be convex and smooth. However, none of those results are needed in this paper.
Definition 6**.**
We say that a spacetime point with is regular for the flow if there is an such that
[TABLE]
is a smooth mean curvature flow of smoothly embedded hypersurfaces; if there is no such , we say that is singular. We say that is backwardly regular for the flow if there is an such that
[TABLE]
is a smooth mean curvature flow of smoothly embedded hypersurfaces in ; if there is no such , we say that is backwardly singular.
We will also sometimes write “ is regular (singular, backwardly regular, backwardly singular)” to mean “ and is a regular (singular, backwardly regular, backwardly singular) point”. We can now state our main theorem:
Theorem 7**.**
Let be a compact, smoothly embedded hypersurface. If , then there exists a backwardly singular point that is neither of mean convex nor of mean concave type. Equivalently, suppose that , and suppose that all the backward singularities at time are of mean convex or mean concave type. Then .
Note that no assumption is made on the behavior at times later than (in the first formulation) or than (in the second formulation). An immediate corollary of Theorem 7 and Remark 3 is the following theorem, which confirms the conjecture appearing in the introduction.
Theorem 8**.**
Let be a compact, smoothly embedded hypersurface. Let and suppose that for every , all the backward singularities of are of mean convex or mean concave type. Then .
Remark 9**.**
Theorem 7, its proof, and its corollary, Theorem 8, remain valid in any smooth ambient Riemannian manifold, provided we assume that is compact for (in the first formulation of the theorem) or for (in the second formulation). To ensure such compactness, it is enough to assume that the ambient manifold is complete with Ricci curvature bounded below: that assumption implies that compact sets remain compact for all time under the level set flow [Ilmanen_Ind].
The hypothesis that each singularity have mean convex (or mean concave) type may, at first glance, seem quite restrictive, in that it requires information about an entire (backward) space time neighborhood of the singularity. However, existence of such a neighborhood follows from a more infinitesimal hypothesis, namely the hypothesis that all blow-ups (i.e, singularity models) at the spacetime point are of the kind appearing in a mean convex (or mean concave) flows.
Definition 10**.**
A singular point with is called of mean convex blow-up type if
- (1)
All tangent flows at are smooth, multiplicity-one cylinders or spheres. 2. (2)
Whenever are regular points with , then the norm of the second fundamental form of at tends to infinity, and, after passing to a subsequence, the flows
[TABLE]
converge smoothly to a flow where the are convex regions with smooth boundaries.
We say that is of mean convave blow-up type if (1) and (2) hold with in place of .
Theorem 11**.**
Suppose that with is a singularity of mean convex (resp. mean concave) blowup type. Then is of mean convex (resp. mean concave) type.
The proof of this theorem occupies Section 3. A very interesting open problem is whether condition (2) in Definition 10 is superfluous. In other words, does having a multiplicity-one cylindrical tangent flow at a singularity imply that the singularity is of mean convex (or concave) blow-up type, and therefore, by Theorem 11, of mean convex (or concave) type?
Remark 12**.**
In the global setting, being mean convex on the regular part and having only singular points of mean convex blow-up type is equivalent to mean convexity of the flow. Indeed, Theorem 11 implies that those assumptions imply mean convexity, while the other (harder) direction follows from [white_size, white_nature] in Euclidean space, and from [HH] in Riemannian manifolds.
The following theorem follows immediately by combining Theorems 8 and 11.
Theorem 13**.**
Let be a compact, smoothly embedded hypersurface, and let . Assume that all singular points on are either of mean convex blow-up type, or of mean concave blow-up type. Then all of the singular points on are of mean convex or mean concave type. In particular .
Remark 14**.**
It is instructive to compare Theorem 13 to the recent fantastic result of Bamler and Kleiner showing uniqueness of weak Ricci flow in dimension three [Bam_Kle] (The notion of weak Ricci flow in dimension three was introduced earlier in [KL_weak]) . While our proof and theirs are very different, it is interesting to note that, in both instances, information about the structure of all blow ups, and not just self-shrinking solutions, was required. Furthermore, the blow up behavior of mean convex MCF has much similarity to the blow up behavior of -dimensional Ricci flow. Consequently, the structure of blow-ups assumed is Theorem 13 is the extrinsic analog of -solutions of the Ricci flow, which is the asymptotic assumption built into the notion of weak Ricci flow.
One difference in the theories is that for -dimensional Ricci flow, all singularities have the required blow-up type, whereas for mean curvature flow of -dimensional initially smooth hypersurfaces, this is not the case (except when ).
Idea of the proof of Theorem 7.
We sketch the proof of the second formulation of the main theorem (Theorem 7). For simplicity, assume all the singularities are of mean convex (and not mean concave) type and that (so that the initial time of the flow is negative). In a neighborhood of the singularities of , we construct a time of arrival function for the evolution in some small time interval . (Near the singularities, time of arrival makes sense as a single valued function because the surfaces are moving in one direction.) The zero set of is , and the set where is . By interpolating between the function (which is defined only near the singular set of ) and the signed distance function to (which is smooth away from the singular set), we construct a function whose zero set at each time is . The function is smooth with nonvanishing gradient away from the singular set, and, near the singular set, all of its level sets are weak set flows. (See the appendix A1 for the definition of weak set flow.) We then show (Theorem 15) that the zero set of such any such function is a level set flow on some time interval . In particular, is the level set flow of , . The same argument applies to , so .
Proof of Theorem 7.
We prove the second formulation of Theorem 7. By shifting time, we can assume that . Thus the flow starts at some negative initial time. Note that is a weak set flow in (see Proposition A3). If is of mean convex (resp. mean concave) type and if is as in Definition 4, then all of the points in , , are also of mean convex (resp. mean concave) type. Also, by the strong maximum principle, at every regular or backwardly regular point of mean convex type, the mean curvature is nonzero and points into . Likewise, at every regular or backwardly regular of mean concave type, the mean curvature is nonzero and points out of . If is of mean convex type and is of mean concave type, and if and are as in the definition, then and , so
[TABLE]
We claim that all the backwardly regular points in are in fact regular. To see this, suppose that is backwardly regular. Then there is an such that is a smooth mean curvature flow. Since for , we see that lies on one side of and lies on the other side. By a local regularity theorem (Theorem B9), is regular. (We will no longer need to refer to backward regularity or backward singularity.) Let denote the set of such that is a singular point. Because each is of mean convex or mean concave type, there exists an as in the definition of mean convex/concave type. Because is compact, it can be covered by finitely many balls with . Let be an open set with smooth boundary such that
[TABLE]
Note that all the points of in are regular points of . Choose so that is transverse to . Let be the union of those components of that contain points of mean convex type. Let be the union of the components of that contain points of mean concave type. By (3), and are disjoint. Let . Then for ,
[TABLE]
and
[TABLE]
Since the spacetime singular set is closed, we can choose a with so that
[TABLE]
We can also choose sufficiently small that for , is transverse to and the mean curvature at every point of is nonzero. In particular, the mean curvature of at every point of is nonzero and points into , which implies that
[TABLE]
Similarly,
[TABLE]
Claim 1**.**
For in ,
[TABLE]
and
[TABLE]
In particular and are disjoint.
Proof.
It suffices to prove it for , since if the claim holds for , it also holds for every positive multiple of . Note that (9) holds at time . Suppose that it fails at some later time. Let be the first such time. (There is a first time because and sweep out closed subsets of spacetime.) Then by (7), and intersect in a nonempty, compact subset of . But that contradicts the strong maximum principle (Theorem A2) applied to and , which are weak set flows in the space . This completes the proof of (9). The proof of (10) is almost exactly the same. The last assertion (“in particular…”) follows since . ∎
Claim 2**.**
If is an open interval in , then the set
[TABLE]
is relatively open in .
Proof.
For notational simplicity, we will prove it for ; the general case is proved is proved in exactly the same way. We will show that the set
[TABLE]
is relatively open in ; the same argument shows that is relatively open in . Since is closed and contains , the set is open. Thus the set
[TABLE]
is relatively open in . If , then by Claim 1, is disjoint from and is contained in . Thus
[TABLE]
The reverse inclusion is a consequence of the following sweeping-out property of the flow :
If , then for some in the closed interval between and .
To see this property, note that since is in and is not, the spacetime line segment joining those two points must contain a point in . This completes the proof of Claim 2, since we have shown that and that is relatively open in the set . ∎
Set and let be the time-of-arrival function for the flow :
[TABLE]
By Claim 2, the function is continuous. Define as follows:
[TABLE]
The set is the spacetime surface traced out by . The set is the spacetime surface traced out by
[TABLE]
and by
[TABLE]
Hence for each ,
[TABLE]
is a weak set flow in . Let be the signed distance function to :
[TABLE]
Let be an open set that contains and whose closure is a compact subset of , where is as in (6). Let be a smooth function compactly supported in such that on . Define w:\big{(}X\cup\phi^{-1}(0)\big{)}\times[0,\delta)\rightarrow\mathbf{R} by
[TABLE]
Note that on \phi^{-1}\big{(}(0,1)\big{)} and for every , the zero sets (resp. negative sets/positive sets) of , and coincide. Let be an -neighborhood of , where is small enough that is disjoint from , and that is smooth with nonzero gradient on . Choose sufficiently small that is smooth with non-vanishing gradient on , and that
[TABLE]
Let
[TABLE]
By Theorem 15 below, we can conclude that is the level set flow starting from . As the exact same argument would have applied for , we get that for and, in particular . ∎
Theorem 15**.**
Suppose that and are bounded open subsets of . Suppose that is a weak set flow of compact sets in . Suppose that there is a continuous function
[TABLE]
with the following properties:
- (1)
* if and only if .* 2. (2)
For each ,
[TABLE]
defines a weak set flow in . 3. (3)
* is smooth with non-vanishing gradient on .*
Then is the level set flow of in .
Proof.
Let
[TABLE]
Now is a smooth function on since is smooth with nonzero gradient on that set. Also, where on that set. (See Lemma 17). Consider the function on given by
[TABLE]
and
[TABLE]
The function is continuous, so on any compact subset of , it attains a maximum value , and thus on . Hence by replacing by a slightly smaller set, we can assume that
[TABLE]
for some finite . Note that on ,
[TABLE]
Choose , where is as in (12). Then where ,
[TABLE]
Likewise, where . Let .
Claim**.**
Let . The flow
[TABLE]
is a weak set flow in .
Proof of claim.
Suppose not. Then there is an interval and a mean curvature flow of smooth closed surfaces in such that and * are disjoint at time but not at some later time . By replacing by a smaller interval, we can assume that and * are disjoint for but not for . Since where in , the flow
[TABLE]
is a weak set flow in . (See Lemma 17 (1).) It follows immediately (see Remark 18) that
[TABLE]
But that is impossible according to Lemma 16 below. This completes the proof of the claim. ∎
In the same way, if , then
[TABLE]
is a weak set flow in . Since the union of weak set flows is a weak set flow, we see that for ,
[TABLE]
(This flow is the union of the flows * and (13).) Let be the minimum value of on . Then for , (14) implies that the flow
[TABLE]
is a weak set flow in . Let . Since and (15) are disjoint at time [math], they remain disjoint for all . Since this is true for all ,
[TABLE]
for all . ∎
Lemma 16**.**
Suppose that is an open subset of a smooth Riemannian manifold. Suppose that is a continuous function such that for every ,
[TABLE]
is weak set flow in . Then for every and for every , the flow
[TABLE]
is a weak set flow in . Likewise, the flow
[TABLE]
is a weak set flow in .
Proof.
It suffices to prove the first assertion, since the second assertion is the first assertion applied to the function . Let . Let and let be a smooth flow of closed surfaces. Suppose that on . We must show that on for all . Suppose not. We may (by replacing by a shorter interval) assume that is the first time when the inequality fails. Thus
[TABLE]
Let . By (16),
[TABLE]
But this contradicts the fact that defines a weak set flow: by (17), the flows and are disjoint for but not for . ∎
Lemma 17**.**
Let be an open subset of Euclidean space and let be a smooth function with non-vanishing gradient. Let
[TABLE]
Let .
- (1)
The flow
[TABLE]
is a weak set flow in if and only at all spacetime points where . 2. (2)
The flow
[TABLE]
is a weak set flow in if and only at all spacetime points where . 3. (3)
The flow
[TABLE]
is a mean curvature flow if and only if at all spacetime points where .
Proof.
The normal velocity at of the moving surfaces is
[TABLE]
The mean curvature of at is
[TABLE]
Let be the unit normal vector to that points into . Then from (18) and (19), we see that
[TABLE]
if and only if
[TABLE]
i.e., if and only if . This proves (1). Assertions (2) and (3) are proved in the same way. (Alternatively, (2) follows by applying (1) to the function , and (3) follows immediately from (1) and (2).) ∎
Remark 18**.**
Note that in case (1) of the lemma, the set
[TABLE]
is a smooth manifold-with-boundary in the space , and the boundary is moving smoothly. Thus, assuming , if is a smooth mean curvature flow of hypersurfaces properly embedded in , and if and are disjoint for , then they are also disjoint at time by the strong maximum principle for smooth flows. (See (20).) If the strict inequality holds, which is the case when we apply Lemma 17 in the proof of Theorem 15, then we have strict inequality in (20), which immediately implies disjointness of and * at time . (This is the most elementary case of the maximum principle.)
3. Mean convex blow up type implies mean convex type
In this section we prove Theorem 11, which shows that a singular point of mean convex (or mean concave) blow-up type is of mean convex (or mean concave) type.
Proof of Theorem 11.
Suppose that is of mean convex blowup type. (The proof in the mean concave case is essentially the same.) If is a regular point of the flow, let be the mean curvature in the direction of the unit normal that points into and let be the supremum of such that the flow is smooth in
[TABLE]
and such that the norm of the second fundamental form is bounded by in that set. We assert that there exist an and an such that at each point of the flow in the set ,
[TABLE]
and
[TABLE]
To see that we can choose such and , note that (20) holds (for small ) because the Gaussian density at is less than (since the tangent flow is a shrinking sphere or cylinder) and because Gaussian density is upper semicontinuous. To see (21), let be the infimum of among regular points in , let , and let be regular points of the flow converging to with such that
[TABLE]
By passing to a subsequence (see Definition 10 (2)), we can assume that the flows
[TABLE]
(with ) converge smoothly to a flow where the are convex regions with smooth boundaries. Let be the mean cuvature of at the origin (which is nonzero since the norm of the second fundamental form there is and since is convex). Let be the supremum of radii such that the norm of the second fundamental form in is bounded by for . By smoothness, . By the smooth convergence,
[TABLE]
Now let (e.g., ). It follows immediately that (21) holds if is sufficiently small.
Claim 1**.**
At every singular point in , each tangent flow is a multiplicity-one shrinking sphere or cylinder.
To prove Claim 1, let be a tangent flow at a singular point in . By (20), the multiplicity-one regular points are dense in the tangent flow. By the local regularity theorem [white_regularity], the convergence of the dilated flows to the tangent flow is smooth in a spacetime neighborhood of each regular point of the tangent flow. Thus by (21), if is a regular point of with mean curvature , then is smooth in . (Indeed, the norm of the second fundamental form is bounded by in that ball.) Since , is smooth in . Since such regular points are dense in , is smooth everywhere. By choice of (see (21)), the mean curvature of is everywhere . Hence is a shrinking sphere or cylinder [CM_generic, Thm. 10.1].
Claim 2**.**
If , then
[TABLE]
To prove Claim 2, suppose to the contrary that there is point that is not in . Let
[TABLE]
Let be the first time such that
[TABLE]
Let be a point such that . Note that the tangent flow at lies in a halfspace (namely the halfspace ). Hence is a regular point of the flow by Claim 1. Now the mean curvature at is nonzero and points into , i.e., in the direction of . It follows that for very close to , , a contradiction. This completes the proof of Claim 2.
It remains only to show that for , if
[TABLE]
then is in the interior of . If is the interior of , then (by Claim 2) it is in the interior of . Thus we may assume that is in the boundary of . For sufficiently close to , is in the interior of . If is a regular point, this is because the mean curvature is nonzero and points into . If is a singular point, this is true by Claim 1. Since is in the interior of and since , it follows that is in the interior of . This completes the proof of Theorem 11. ∎
Appendix A Weak set flows
In this appendix, we collect some results on weak set flows.
Definition A1**.**
Let be an open subset of a Riemannian manifold and be an interval. A family
[TABLE]
of subsets of is called a weak set flow in provided:
- (1)
is a relatively closed subset of . 2. (2)
If , if is a classical mean curvature flow of smooth, closed hypersurfaces, and if is disjoint from , then is disjoint from for all .
In [white_topology], the definition of weak set flow is slightly more complicated because it generalizes the notion of mean curvature flow of smooth surfaces with boundary, whereas in this paper we are concerned with flow of surfaces without boundary.
Theorem A2**.**
Suppose that
[TABLE]
is a weak set flow in for , where is the interior of a compact subset of smooth Riemannian manifold . Let
[TABLE]
*be the spacetime set swept out by the flow **. Suppose also that
[TABLE]
is a compact subset of . Then and are disjoint.
Proof.
Let . One can think of the flow * as a flow of (generalized) surfaces-with-boundary in , where the boundary at time is . In the terminology of [white_topology],
[TABLE]
is a weak set flow in generated by the spacetime set . Theorem A2 is a special case of Theorem 7.1 of that paper. ∎
Given a relatively closed set of , there is a (unique) weak set flow
[TABLE]
in for which and for which the following property holds: if is any weak set flow in with , then for all . The flow is the level set flow starting at .
Proposition A3**.**
Suppose that is any closed region in a Riemannian manifold . Let
[TABLE]
be the spacetime region swept out by , and let
[TABLE]
Then is a weak set flow.
Proof.
We must show that if is a smooth flow of connected, closed surfaces with disjoint from , then is disjoint from for all . Trivially, contains . Thus either or is disjoint from . In the latter case, is disjoint from for all (since is a weak set flow) and therefore disjoint from since . Thus it suffices to prove it when . If is a relatively open subset of spacetime , let be the union of all spacetime sweepouts of smooth flows
[TABLE]
of smooth closed surfaces such that . Note that is relatively open in . By definition of , if , then . In particular, letting be the interior (relative to ) of , we see that is a relatively open subset of contained in , and thus that is disjoint from . By definition of , the spacetime sweepout of is contained in , so is disjoint from for all . ∎
Appendix B The outermost Brakke flow
In this section, we prove a theorem (Theorem B9) that, in certain situations, allows one to deduce regularity from backward regularity. We will need the following basic facts about level set flow:
Lemma B4**.**
- (1)
If are compact sets, then . 2. (2)
[Set avoidance]* If is compact, is closed, and and are disjoint, then and are disjoint for all .* 3. (3)
[Varifold avoidance]* If is a Brakke flow of -varifolds in , then the spacetime support of the flow is contained in the set*
[TABLE]
Equivalently, if is disjoint from a compact set , then the spacetime support of the flow is disjoint from
[TABLE]
Proof.
Assertion (1) follows immediately from the definition. Assertion (2) is a special case of Theorem A2. See [Ilmanen]*10.7 for (3).
∎
Theorem B5**.**
Suppose is a smoothly embedded, closed hypersurface. Let be the compact region it bounds, and let be the outer flow for (see (2)). Then for ,
[TABLE]
Proof.
For every , lies in the -neighborhood of for all sufficiently close to since is contained in and since traces out a closed subset of spacetime. Conversely, we claim that lies in the -neighborhood of for all sufficiently close to . For suppose not. Then there is a sequence , a point , and an such that
[TABLE]
for all . Let be the closed ball of radius centered at . Fix a sufficiently close to that is in the interior of . Thus is in the interior of the spacetime track of . Note that cannot be contained in , since then would be in , so would be in the interior of , which is impossible since . Likewise, cannot be disjoint from , since otherwise would be disjoint from , which is impossible since and since . Since is not contained in or its complement, it must contain a point in , contradicting (22). ∎
In the following theorem, we assume that is a compact region with . We choose compact regions with smooth boundaries such that
- (1)
For each , is contained in the interior of . 2. (2)
. 3. (3)
.
By perturbing each slightly, we can also assume that
- (5)
never fattens.
By passing to a subsequence, we can assume that the measures converge weakly to a radon measure . Of course is supported in . We can also assume that
- (6)
If is an open set and is a smooth, connected -manifold, then coincides in with or with according to whether is or is not contained in the closure of the interior of .
We achieve (6) by choosing the so that is smooth and converges smoothly to . Note that the convergence is with multiplicity or according to whether is or is not in the closure of the interior of .
Theorem B6**.**
There is an integral Brakke flow such that and such that the spacetime support of the flow is the spacetime set swept out by , where is the outer flow for (see (2)). That is, for , the Gauss density of the flow at is if and only if .
Proof.
Let and be the spacetime tracks of the flows and . By definition, is the spacetime track of . Using elliptic regularization, we can find integral Brakke flows starting from . (That is, the initial Radon measure is .) By passing to a subsequence, we can assume that they converge to an integral Brakke flow with . Let and be the spacetime supports of the flows and . By Lemma B4 (3),
[TABLE]
By the same lemma, , which is disjoint from (by Lemma B4 (2)) and therefore disjoint from . Passing to the limit, is disjoint from the interior of , so by (23),
[TABLE]
Because it comes from elliptic regularization (and because does not fatten), the Brakke flow has the following property: for every [Ilmanen, 11.2,11.4],
[TABLE]
For any closed set of finite perimeter, the closure of the reduced boundary is equal to the boundary of the interior [Giusti_MS_book, Theorem 4.4]. Thus (24) implies
[TABLE]
Now suppose that . Then is the interior of for all . Let . By assertion (1) of Lemma B4, for all sufficiently large , contains a point not in . Thus contains a point in and therefore in . Letting , we see that contains a point in . Since is arbitrary, . We have shown that for all . Since , it follows that . ∎
The Brakke flow constructed in Theorem B6 has an additional property called unit regularity:
Definition B7**.**
A unit-regular Brakke flow is an integral Brakke flow such that every spacetime point of Gaussian density one is regular (and not just backwardly regular).
In arbitrary integral Brakke flows, spacetime points of Gauss density may fail to be regular because of sudden vanishing. For example, in a non-moving, multiplicity-one plane that vanishes at time , the points with are all backwardly regular but not regular.
Theorem B8**.**
The Brakke flow constructed in the proof of Theorem B6 is unit-regular.
Proof.
Let be the class of unit-regular Brakke flows. By Allard’s theorem, this class includes translators for mean curvature flow, since such translators are stationary integral varifolds for a certain Riemannian metric. The local regularity theory of [white_regularity] implies that the class is closed under weak convergence of Brakke flows: see [white_schulze]*Theorem 4.2. Hence all flows obtained by elliptic regularization are unit-regular (because they are limits of translating flows), as are all limits of such flows. ∎
Theorem B9**.**
Suppose that is a compact region with , and let be the outer flow for (see (2)). Suppose that and that is backwardly regular for the flow . If is in the closure of the interior of , then is a regular point of the flow.
Proof.
By hypothesis, there is an open set containing and a time such that is a smooth mean curvature flow of smoothly embedded hypersurfaces. By replacing by a smaller open set and by replacing by a smaller time interval , we can assume that is connected and nonempty for all . It follows that is contained in the closure of the interior of for all . Thus we can apply Theorems B6 and B8 with as the initial time to get a unit-regular Brakke flow
[TABLE]
such that coincides with in and such that
[TABLE]
For almost all , the varifold corresponding to has locally bounded first variation, which implies that
[TABLE]
for some nonnegative integer . By (25),
[TABLE]
Also, for every ,
[TABLE]
(The limits exist and satisfy the inequality.) Since , we see from (26), (27), and (28) that (26) holds with for every . Hence the Gaussian density at is one. Since the Brakke flow is unit-regular, is a regular point of the flow. ∎
Appendix C Additional Results about Inner and Outer Flows
In this section, we prove that the except for countably many ((where is the outer flow for ), and we prove that for a generic starting surface , the inner and outer flows are the same (i.e, .) Both proofs are based on the following general fact about metric spaces: if is a separable metric space and if is continuous, then
[TABLE]
Theorem C10**.**
Let be a closed region in , and let be the outer flow for (See (2)). Then for all but countably many .
Proof.
As usual, let be the spacetime track of , so that is the spacetime track of . Suppose that . Then is the interior of , so contains a ball . Note that for . Thus the time function restricted to has a local maximum at , so the Theorem C10 is a special case of (29). ∎
Theorem C11**.**
Let be a proper continuous function. For all but countably many , the inner and outer flows for coincide.
Proof.
Define by
[TABLE]
Thus is the spacetime track of . Let and . Then is the spacetime track of and is the spacetime track of . The assertion of the theorem is that for all but countable many .
Suppose that . That is, is in the boundary of but not in the boundary of . Then has a local minimum at . Similarly, has a local maximum at each point of . By (29), is countable. ∎
References
