Mollification and non-vanishing of automorphic $L$-functions on GL(3)
Bingrong Huang, Shenhui Liu, and Zhao Xu

TL;DR
This paper establishes a non-vanishing result for central values of automorphic L-functions on GL(3) using mollification and the Kuznetsov trace formula, advancing understanding of automorphic forms and their L-functions.
Contribution
It introduces a novel application of mollification combined with the Kuznetsov trace formula to prove non-vanishing for GL(3) L-functions, extending previous methods from lower rank cases.
Findings
Proved non-vanishing of GL(3) L-functions at the central point.
Demonstrated effectiveness of mollification with Kuznetsov trace formula for higher rank groups.
Enhanced techniques for studying automorphic L-functions on GL(3).
Abstract
We prove a non-vanishing result for central values of -functions on GL(3), by using the mollification method and the Kuznetsov trace formula.
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Taxonomy
TopicsAdvanced Algebra and Geometry · Analytic Number Theory Research · Finite Group Theory Research
Mollification and non-vanishing of
automorphic -functions on GL(3)
Bingrong Huang
School of Mathematics
Shandong University
Jinan
Shandong 250100
China
,
Shenhui Liu
231 W 18th Ave
MW 549
Columbus, OH 43210
USA
and
Zhao Xu
School of Mathematics
Shandong University
Jinan
Shandong 250100
China
Abstract.
We prove a non-vanishing result for central values of -functions on GL(3), by using the mollification method and the Kuznetsov trace formula.
Key words and phrases:
GL(3) -functions, mollification, non-vanishing, Kuznetsov trace formula
2010 Mathematics Subject Classification:
11F66, 11F67, 11F72
Contents
1. Introduction
There has been vast research on the non-vanishing of central -values for families of automorphic forms, since the pioneering work of Duke [5] and Iwaniec–Sarnak [12, 13]. To get positive-proportional non-vanishing results in families, one typically turns to the method of moments and the mollification method à la Selberg (see, for example, [17, 26, 18, 19, 20, 24, 21, 1, 15, 23], and others). In the current work we follow this approach and go beyond families of GL(2) forms (and symmetric-square lifts of GL(2) forms), and study the central -values of Maass forms on GL(3) and prove a non-vanishing result of such values (Theorem 1.1), which is a positive-proportional result in the sense of Remark 1.2.
To state our result, we introduce a few notations and refer the reader to § 2.1 for certain details. Pick an orthogonal basis of Hecke–Maass forms for . Each has spectral parameter \nu_{j}=\big{(}\nu_{j,1},\nu_{j,2},\nu_{j,3}\big{)}, the Langlands parameter \mu_{j}=\big{(}\mu_{j,1},\mu_{j,2},\mu_{j,3}\big{)}, and the Hecke eigenvalues . The main objects under investigation are the -functions
[TABLE]
A simple observation is that there is no trivial reason for to vanish, since every is necessarily even and the sign of the functional equation of is positive. In fact, one expects many of to be nonzero. As in Blomer–Buttcane [2], we consider the generic case in short interval. Let and , and satisfy the corresponding relations (2.2) and (2.1). We also assume
[TABLE]
Let for any fixed . Define a test function (depending on ) for by
[TABLE]
where
[TABLE]
and
[TABLE]
for some fixed large . Here
[TABLE]
is the Weyl group of . The function has the localizing effect at a ball of radius about for each , and other nice properties stated in § 2.1. Then with the normalizing factor
[TABLE]
our main result is as follows.
Theorem 1.1**.**
We have
[TABLE]
Remark 1.2*.*
By a stronger form of the GL(3) spectral large sieve inequality obtained by Young ([27, Theorem 1.1]), one can get the following weighted Weyl law:
[TABLE]
In fact, we can replace the above “” by “”. Thus in this sense Theorem 1.1 gives a positive-proportional non-vanishing result in short interval.
Next we outline the structure of the paper and give the proof of Theorem 1.1. In § 2.1 we briefly review facts of Maass forms and their -functions, as well as the main analytic tool, the GL(3) Kuznetsov trace formula (Lemma 2.9). Define the mollifier for by
[TABLE]
where
[TABLE]
and for some small . Then we study the mollified moments of the central -values and prove the following two propositions in §3 and §4, respectively.
Proposition 1.4**.**
We have
[TABLE]
provided .
Proposition 1.5**.**
We have
[TABLE]
provided .
Remark 1.6*.*
The above results can be improved. The restriction of comes from the contribution of Eisenstein series, which can be refined if we use the subconvexity bounds for GL(1) and GL(2) -functions or the average Lindelöf bound of the related families of -functions.
Through out the paper, is an arbitrarily small positive number and is a sufficiently large positive number which may not be the same at each occurrence.
2. Preliminaries
In this section we review essential facts and tools, required for later development.
2.1. Hecke–Maass cusp forms and their -functions
Let with maximal compact subgroup and center . Let be the generalized upper half-plane. For , let
[TABLE]
and
[TABLE]
Consider a Hecke–Maass form in . Here will be the Langlands parameters. Define the spectral parameters
[TABLE]
We have
[TABLE]
We will simultaneously use and . By unitarity and the standard Jacquet–Shalika bounds, the Langlands parameter of an arbitrary irreducible representation is contained in , and the non-exceptional parameters are in .
Let be a Hecke–Maass cusp form for with Fourier coefficients for . The standard L-function of is given by
[TABLE]
For the dual form the coefficients of are . The functional equation of is
[TABLE]
where .
2.2. The minimal Eisenstein series and its Fourier coefficients
Let
[TABLE]
For and sufficiently large, we define the minimal Eisenstein series
[TABLE]
where
[TABLE]
and
[TABLE]
with and . It has meromorphic continuation in and . The Fourier coefficients is defined by (see Goldfeld [7, Theorems 10.8.6])
[TABLE]
and the symmetry and Hecke relation (see Goldfeld [7, Theorems 6.4.11])
[TABLE]
Hence we have
[TABLE]
In order to state the Kuznetsov trace formula in the §2.5, we introduce
[TABLE]
corresponding to the minimal Eisenstein series , where . Recall that (see [25]) we have
[TABLE]
which implies that
[TABLE]
2.3. The maximal Eisenstein series and its Fourier coefficients
Let
[TABLE]
Let have sufficiently large real part, and let be a Hecke–Maass cusp form with , Langlands parameter and Hecke eigenvalue . The maximal Eisenstein series twisted by a Maass form is defined by
[TABLE]
where is defined as in (2.4), and
[TABLE]
is the restriction to the upper left corner. It has a meromorphic continuation in . The Fourier coefficients are determined by
[TABLE]
and the symmetry and Hecke relation as above (see Goldfeld [7, Proposition 10.9.3 and Theorem 6.4.11]). Recall that we have the following Kim–Sarnak bound for Fourier coefficients (see Kim [16, Appendix 2])
[TABLE]
Hence we have
[TABLE]
We also introduce
[TABLE]
where is the adjoint square -function of , and is the -function of . We have the lower bounds
[TABLE]
These lower bounds follow from [9, 10, 14], and [6]. Therefore, for , it follows that
[TABLE]
2.4. The Kloosterman sums
For , , , , , , we need the relevant Kloosterman sums
[TABLE]
for , and
[TABLE]
where for .
2.5. The Kuznetsov trace formula
We first introduce some notation. Define the spectral measure on the hyperplane by
[TABLE]
where
[TABLE]
Following [3, Theorems 2 & 3], we define the following integral kernels in terms of Mellin–Barnes representations. For , define the meromorphic function
[TABLE]
and for , define the meromorphic function
[TABLE]
The latter is essentially the double Mellin transform of the GL(3) Whittaker function. We also define the following trigonometric functions
[TABLE]
For with , let
[TABLE]
For with , , let
[TABLE]
We can now state the Kuznetsov trace formula in the version of Buttcane [3, Theorems 2, 3, 4].
Lemma 2.9**.**
Let , , , and let be a function that is holomorphic on for some , symmetric under the Weyl group , of rapid decay when , and satisfies
[TABLE]
Then we have
[TABLE]
where
[TABLE]
and
[TABLE]
with
[TABLE]
In the first moment, we will use to be the test function which is same as Blomer–Buttcane [2], and in the second moment, we will use (see (3.2)) to be the test function. The function localizes at a ball of radius about for each . We have
[TABLE]
for any differential operator of order , which we use frequently when we integrate by parts, and sufficiently many differentiations can save arbitrarily many powers of . Moreover, by trivial estimate, we have
[TABLE]
2.6. The weight functions
For the weight functions, we will need the following results in Blomer–Buttcane [2, Lemma 1, Lemma 8, and Lemma 9].
Lemma 2.14**.**
For some large enough constant , we have
[TABLE]
Lemma 2.15**.**
- (i)
If , then for any constant , we have
[TABLE]
- (ii)
If , then
[TABLE]
Lemma 2.16**.**
Let . If , then we have
[TABLE]
There is a slight difference that we use (2.12) and (2.13) instead of [2, (3.7) and (3.8)]. This have no influence in the proof. We define , , and as in (2.11) by using the test function . In the proof of the above three Lemmas, the only two properties of which are used is (2.12) and (2.13). Here, we remark that also satisfies these two inequalities by using properties of (see §3). So, , , and also satisfies the corresponding bounds in the above three Lemmas.
3. The mollified second moment
Let , where is a positive integer. For , we will use the following approximate functional equation.
Lemma 3.1**.**
Let be a Maass form with Langlands parameters . We have
[TABLE]
where
[TABLE]
Moreover, we have
[TABLE]
for any non-negative integer , and any large positive integer .
Proof.
See e.g. Iwaniec–Kowalski [11, §5.2]. ∎
Note that the sum in Proposition 1.4 is essentially supported on the generic forms which satisfy
[TABLE]
So we assume also satisfy the above relation. By Stirling’s formula, if , then
[TABLE]
for certain polynomials of degree . Since has exponential decay, we may truncate at with only a small error in . Based on the above arguments, together with , we have
[TABLE]
On the other hand, by Hecke multiplicativity relations we have
[TABLE]
By Lemma 3.1 and Hecke relations again, we have
[TABLE]
Let
[TABLE]
Then we can replace by with a negligible error if we choose to be large enough. Now we use the Kuznetsov trace formula (see Lemma 2.9) with the test function
[TABLE]
where is defined the same as with replacing . It turns out we are led to estimate
[TABLE]
where
[TABLE]
with , , and defined as in (2.11) by using the new test function given by (3.2), respectively; and
[TABLE]
3.1. The diagonal term
Note that we have , and . Thus we infer that the diagonal term in (3.3) is
[TABLE]
By the definition of , we only need to deal with the leading term, which contributes
[TABLE]
where
[TABLE]
with
[TABLE]
By moving the line of integration in to left, we pass the double pole at . Hence, by the residue theorem, we infer that
[TABLE]
where , , and are constants. The main contribution from comes from the first two terms, which can be treated similarly. For convenience, we only give the details of the first term. Note that the goal is to show
[TABLE]
For the -sum, we have
[TABLE]
Recall that in the region (here is some positive constant), is analytic except for a single pole at , and has no zeros and satisfies , (see e.g. [25, (3.11.7) and (3.11.8)]). We move the line of integration in (3.6) to
[TABLE]
and is sufficiently small. It follows that
[TABLE]
We have the similar expression for the -sum. Inserting these into (3.5), we consider the resulting -sum. A typical term is
[TABLE]
which implies (3.5) by trivial computation. For the term involving , we have
[TABLE]
A similar argument shows that its contribution to (3.4) is .
3.2. The and terms
We only deal with the -term, since the -term is very similar. Inserting a smooth unity to , sums, we are led to estimate
[TABLE]
where , ,
[TABLE]
and () are compactly supported in and satisfy . By Lemma 2.14, we can truncate the , sums at some for some larege at the cost of a negligible error. Then by Lemma 2.15, we can truncate the sums, again with a negligible error, at
[TABLE]
or in other words,
[TABLE]
Note that we have now, which implies is small. That is,
[TABLE]
And by (3.11) we have
[TABLE]
We apply the Poisson summation formula in the -variable, getting
[TABLE]
Integration by parts in connection with Lemma 2.15 and the above bounds for and shows that the integral is negligible unless . When , by opening and compute the sum, we obtain
[TABLE]
unless . With the help of this and , we see that the contribution from to is
[TABLE]
By inserting the definitions of and , the above -integral becomes
[TABLE]
where the Mellin transform is entire and rapidly decaying, which means that we can restrict the -integral to . Inserting the definition of into (3.2), we obtain the corresponding -integral:
[TABLE]
We only need to consider the first part, since the second part is very similar. For fixed , and , we have the Stirling formula
[TABLE]
where , if , and , if . For convenience, we denote , , , and . Here, in the essential integrated range, we have for and , since we are considering the generic case. Without loss of generality, we assume , , and , and get
[TABLE]
By trivial estimate, the error term from the above to (3.10) is .
For the main term in (3.13), we use partial integration to prove its contribution is small. Actually, for the -integral, we denote the phase function
[TABLE]
We see that
[TABLE]
And hence, by partial integration many times, the integral is negligible. We finally prove that the contribution from the -term is .
3.3. The term
By Lemma 2.14, we can truncate the , sums at some for some large at the cost of a negligible error. Then by Lemma 2.16, we can truncate the sum further at
[TABLE]
which means
[TABLE]
This gives us
[TABLE]
which is impossible provided that , since the essential sums of and are truncated at . Thus, the contribution of the term is .
3.4. The contribution from the Eisentein series
We only treat the contribution of the maximal Eisenstein series, since the minimal Eisenstein series can be handled similarly and the contribution will be smaller. We have the Weyl law on (see [8]),
[TABLE]
where is a constant. Combining this together with definitions of and , and note that we are considering the generic case, we see that the essential region of the integration on is of length , and the essential number of the sum of is of size . Hence, by the bound (2.7), (2.8) and the above argument, we have
[TABLE]
Hence the contribution of the right hand side of (3.3) of the maximal Eisenstein series is
[TABLE]
provided .
4. The mollified first moment
Let be defined as in §3, and . Consider the integral
[TABLE]
By moving the line of integration to , and using the functional equation (2.3), we get
[TABLE]
where
[TABLE]
and
[TABLE]
To see the properties of and , we use the strategy in [11]. Obviously, we have , and , by moving the integration line to and respectively. For , we have for any , by using the Stirling formula and moving the integration line to . With the help of these, we infer that
[TABLE]
Then, by the Kuznetsov trace formula, we have
[TABLE]
where
[TABLE]
and
[TABLE]
4.1. The diagonal term
By trivial estimation, the contribution of the diagonal term is
[TABLE]
4.2. The other terms
The treatments of the other terms are actually similar and in fact easier than those in the mollified second moment. So we omit the arguments here.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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