This paper constructs an arithmetic site for imaginary quadratic fields with class number 1, linking its points to zeros of Dedekind zeta and Hecke L functions, extending Connes-Consani's framework beyond real numbers.
Contribution
It introduces a new arithmetic site for imaginary quadratic fields with class number 1, adapting Connes-Consani's approach without relying on the natural order of real numbers.
Findings
01
Points of the arithmetic site relate to zeros of Dedekind zeta functions.
02
Points are expressed via adèles class space and spectral interpretation.
03
Constructed the square of the arithmetic site.
Abstract
We construct, for imaginary quadratic number fields with class number 1, an arithmetic site of Connes-Consani type. The main difficulty here is that the constructions of Connes and Consani and part of their results strongly rely on the natural order existing on real numbers which is compatible with basic arithmetic operations. Of course nothing of this sort exists in the case of imaginary quadratic number fields with class number 1. We first define what we call arithmetic site for such number fields, we then calculate the points of those arithmetic sites and we express them in terms of the ad\`eles class space considered by Connes to give a spectral interpretation of zeroes of Hecke L functions of number fields. We get therefore that for a fixed imaginary quadratic number field with class number 1, that the points of our arithmetic site are related to the zeroes of the Dedekind zeta…
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TopicsAlgebraic Geometry and Number Theory · Advanced Topology and Set Theory · Homotopy and Cohomology in Algebraic Topology
Full text
An arithmetic site of Connes-Consani type for imaginary quadratic fields with class number 1
1.1 Bref rappel des travaux de A.Connes et de C.Consani sur le site arithmetique
L’analogie entre les corps de fonctions (ie extension algébrique finie de Fq(T) pour q une puissance d’un nombre premier) et les corps de nombres (ie extension algébrique finie de Q) a été et demeure un principe très fécond en géométrie arithmétique. Comme le raconte A.Weil dans [34], grâce à cette analogie, l’analogue de la conjecture de Riemann pour les corps de fonctions a pu être démontré dans [33] et [19]. L’espoir a alors depuis été de s’inspirer de ce qui a été fait pour les corps de fonctions pour démontrer la vraie conjecture de Riemann. Pour cela il a longtemps fait partie du folklore qu’il faudrait "faire tendre q vers 1" et donc "travailler en caractéristique 1". Cela n’a aucune signification au sens strict et de nombreuses tentatives ont déjà été effectuées pour essayer de donner autant que possible un sens rigoureux à ces phrases "faire tendre q vers 1" et "travailler en caractéristique 1" comme [30], [15],[23], [2], [26], [24], [20], [14], [22], [6], [7], [8], [28], [32], [31]. Notre principale inspiration dans cette thèse est la tentative la plus récente de A.Connes et C.Consani développée dans [9], [10], [12], [13].
En 1995, A.Connes ([4]) donna une interprétation spectrale des zéros de la fonction zêta de Riemann en utilisant l’espace des classes d’adèles AQ/Q⋆. En mai 2014, A.Connes et C.Consani réussirent ([9], [10]) à trouver une structure de géométrie algébrique sous-jacente à cet espace en construisant ce qu’ils ont baptisé le site arithmétique. Cet espace est en fait un topos muni d’une faisceau structural qui a pour propriété d’être de "caractéristique 1" au sens d’être un semi-anneau idempotent. Pour introduire ce dernier ils se sont inspirés de ce qui a été développé dans le domaine max-plus par l’école de Maslov ([21], [25]) et par l’école de l’INRIA ([16], [17]).
Pour construire ce site arithmétique, ils considèrent la petite catégorie, notée N×, n’ayant qu’un seul objet ⋆ et les flèches indexées par N×=N\{0}, la composition des fléches étant donnée par la multiplication sur N×.
Puis ils considèrent N× (appelé ensuite le site arithmétique), le topos de préfaisceaux associé à cette petite catégorie munie de la topologie chaotique (cf [1]), ce qui autrement dit est la catégorie des foncteurs contravariants de la catégorie N× dans la catégorie des ensembles.
Ensuite ils calculent la catégorie des points (au sens de [1]) du topos N× et ils trouvent (théorème 2.1 de [10]) que cette dernière est équivalente à la catégorie des groupes totalement ordonnés isomorphes aux sous groupes ordonnés non triviaux de (Q,Q+) avec comme morphismes les morphismes injectifs de groupes ordonnés.
Ils montrent ensuite (proposition 2.5 de [10]) que l’ensemble des classes d’isomorphie des points du topos N× est en bijection naturelle avec l’espace quotient Q+×\AQf/Z^×.
Cet espace est une composante de l’espace des classes d’adèles Q+×\AQ/Z^×
déjà utilisé par Connes ([4]) pour donner une interprétation spectrale des zéros de la fonction zêta de Riemann. Connes et Consani équipent ensuite leur site arithmétique du faisceau structural (Z∪{−∞},max,+) (vu comme semi anneau) et ils montrent alors (théorème 3.8 de [10]) que les points du site arithmétique (N×,Zmax) sur Rmax est l’ensemble des classes d’adèles Q+×\AQ/Z^×.
Connes et Consani concluent leur article [10] en explicitant la relation qu’entretiennent les topos de Zariski Spec(Z) et le site arithmétique et en construisant le carré du site arithmétique. Ceci est une étape importante si on souhaite adapter à la fonction zêta de Riemann la preuve donnée par Weil puis raffinée par Grothendieck ([19]) pour l’analogue, dans le cas des corps de fonctions sur un corps fini, de l’hypothèse de Riemann.
1.2 Description des résultats principaux
Dans cette thèse, nous essayons de généraliser les constructions ci-dessus de Connes et Consani à d’autres anneaux d’entiers de corps de nombres. Nous avons d’abord considéré l’anneau des entiers de Gauss Z[] qui est l’anneau d’entiers le plus simple à considérer après Z et il se trouve que ce que nous avons pu faire pour Z[] reste valable pour les 8 autres anneaux d’entiers de corps quadratiques imaginaires avec un nombre de classes égal à 1.
Dans cette thèse, nous suivons la stratégie générale qui a été empruntée par Connes et Consani dans [10] pour développer le site arithmétique mais la principale difficulté dans la généralisation de leur travail est que leurs constructions et une partie de leurs résultats reposent de manière cruciale sur l’ordre total naturel < présent sur R et qui est compatible avec les opérations arithmétiques de base + et ×. Hélas rien de tel n’existe pour Z[] ainsi la plus grande partie de notre travail a été de trouver les bons objets à étudier.
Le point de départ de notre étude est, pour K un corps de nombres quadratique imaginaire avec un nombre de classes égal à 1, la petite catégorie notée OK. Elle est constituée d’un unique objet ⋆ et de flèches indexées par OK, l’anneau des éléments entiers de K où la loi de composition des flèches est donnée par la multiplication ×.
Dans ce travail, nous avons déterminé (théorème 4.2) la catégorie des points du topos OK (ie le topos des préfaisceaux sur la petite catégorie OK munie de la topologie chaotique) et nous avons montré que celle-ci est équivalente à la catégorie des sous-OK-modules de K. C’est pour avoir cette équivalence qu’il nous faut supposer que le nombre de classes de K est égal à 1, sinon le calcul des points nous donnerait l’équivalence avec la catégorie des sous-OK-modules de K de rang 1 (au sens que deux éléments distincts sont commensurables) ce qui n’est pas intéressant ensuite dans la perspective de relier les points à un quotient des adèles finies.
Nous montrons (théorème 5.1) que nous avons, de manière analogue à Connes et Consani, une interprétation adélique de l’ensemble des classes d’isomorphie des points du topos OK. Cet ensemble est en bijection avec l’espace quotient (K⋆(∏Op⋆×{1}))AKf ce qui généralise la proposition 2.5 de [10] de Connes et Consani.
Un autre défi majeur est de trouver un faisceau structural pour le topos OK. Il fallait que ce soit un semi-anneau lié d’une certaine façon à OK. Dans ce travail, nous proposons l’ensemble COK des polygones convexes du plan d’intérieur non vide dont le centre est [math], qui sont invariants par l’action par similitudes directes des unités de OK et dont les sommets sont dans OK (quelques restrictions supplémentaires doivent être faites dans les cas où K est différent de Q() et Q(j)). Nous le munissons des opérations Conv(∙∪∙) et + (la somme de Minskowski), ce qui en fait un semi-anneau idempotent, qu’on définit comme le faisceau structural sur OK.
Nous définissons ensuite CK,C comme l’ensemble des polygones convexes du plan d’intérieur non vide dont le centre est [math], qui sont invariants par l’action par similitudes directes des unités de OK et dont les sommets sont dans C (quelques restrictions supplémentaires doivent être faites dans les cas où K est différent de Q() et Q(3)) auxquels on rajoute aussi {0} et ∅. On le munit des opérations Conv(∙∪∙) et + (la somme de Minskowski)), ce qui en fait un anneau idempotent. On peut remarquer que ∅, l’élément neutre de Conv(∙∪∙), est un élément absorbant pour +. Nous prouvons ensuite que AutB+(CK,C), l’ensemble des B-automorphismes de CK,C qu’on dira directs, est égal à C⋆/UK. L’ensemble de tous les B-automorphismes de CK,C a une structure un peu plus compliquée. Cela suggère que, heuristiquement, CK,C est de dimension tropicale 2, ce qui est une différence avec ce qu’ont fait A.Connes et C.Consani dans [10] et suggère déjà que l’interprétation spectrale sera un peu différente de la leur.
Nous pouvons alors prouver (cf 6.2) que l’ensemble points du site arithmétique (OK,COK) au dessus de CK,C est en bijection naturelle avec (K⋆(∏pOp⋆×{1}))AK. Ceci généralise le théorème 3.8 de [10] de Connes et Consani.
Notons H l’espace de Hilbert associé par Connes à K⋆AKf×C dans [4] pour définir la réalisation spectrale des fonctions L de Hecke de K. Posons G=K⋆K⋆×(∏pprimeOp⋆×1). L’espace de Hilbert associé à notre espace (K⋆(∏Op⋆×{1}))AKf×C est HG (cf 7.2).
Posons CK,1 le groupe des classes d’adèles de norme 1. L’espace de Hilbert associé dans [4] à ζK, la fonction zêta de Dedekind de K, est HCK,1. On peut alors observer dans notre cas que GCK,1=UKS1. Nous prouvons alors (cf théorème 7.2) que HG=⨁χ∈S1/UKHχG et que l’interprétation spectrale dit alors que les valeurs propres λ du générateur infinitésimal de l’action de 1×R+⋆ sur HχG sont les z−21∈R où L(χ,z)=0. En particulier lorsque χ est trivial, on obtient ainsi une interprétation spectrale des zéros de la fonction zêta de Dedekind de K. La nuance avec ce qu’ont fait A.Connes et C.Consani dans [10] est que dans l’interprétation spectrale, on obtient certaines fonctions L de Hecke pour des caractères non triviaux en plus de la fonction zêta (ici de Dedekind et non de Riemann). Cela est dû au fait que CK,C est heuristiquement de dimension tropicale 2. Notre travail donne donc une famille d’exemples où le topos associé prend en compte certaines fonctions L non triviales, cela donnera peut-être une piste pour atteindre dans le futur plus de fonctions L de Hecke.
Nous étendons ensuite à K le théorème 5.3 de [10] de Connes et Consani qui établit un lien entre Spec(Z) et le topos (N,Zmax). Plus précisément (cf theorèmes 8.1 et 8.2), nous construisons un morphisme géométrique T:Spec(OK)→OK et montrons que pour p idéal premier de OK, la fibre T⋆(COK)p est le semi-anneau CHp. De plus, au point générique, la fibre de T⋆(COK) est B.
Enfin dans le paragraphe 10, nous supposons que K=Q(). Nous commençons (cf proposition 9.2) par donner une description fonctionnelle FZ[] du faisceau structural CZ[] de Z[]. Ceci nous permet alors (cf définition 9.2) de définir le B-module FZ[]⊗BFZ[] et de montrer (cf propositions 9.3 et 9.4) que FZ[]⊗BFZ[] peut être muni de manière naturelle d’une structure de semi-anneau sur lequel Z[]×Z[] agit. Cela nous permet alors (cf définition 9.2) de définir le carré non réduit (Z[]×Z[],FZ[]⊗BFZ[]). Il semblerait que ce semi-anneau n’est pas simplifiable. Nous lui associons alors (cf définition 9.4) son semi-anneau simplifiable canonique FZ[]⊗^BFZ[], ce qui nous permet de considérer (cf définition 9.5) le carré réduit (Z[]×Z[],FZ[]⊗^BFZ[]).
1.3 Développements futurs
Dans la construction du carré du site arithmétique (OZ[],COZ[]), je suis déjà passé du point de vue de certains polygones convexes (CZ[]) au point de vue de certaines fonctions convexes affines par morceaux sur [1,]/(1∼) vu comme une courbe tropicale (FZ[]). Dans ma thèse, j’ai défini abstraitement et formellement le produit tensoriel FZ[]⊗BFZ[]. Il serait intéressant d’avoir une description explicite de ce produit tensoriel car dans le cas de Z⊗BZ, la description explicite de ce dernier produit tensoriel a des applications aux systèmes dynamiques à événements discrets comme montré dans [3]. Je suis actuellement en train d’essayer de trouver une description explicite du produit tensoriel FZ[]⊗BFZ[] et nous pouvons espérer qu’en plus des applications au carré du site arithmétique, une telle description pourrait être utile en mathématiques appliquées.
Je compte aussi poursuivre mes recherches dans une autre direction tout d’abord en remarquant que ce qui a été fait dans ma thèse jusqu’au faisceau structural peut être facilement généralisé à tout corps de nombres dont le nombre de classes est 1. La principale difficulté sera alors de trouver un faisceau structural adéquat. Dans le cas où K était un corps de nombres imaginaire quadratique et de nombre de classe 1, je n’ai pas eu besoin de passer au point de vue fonctionnel dès le début car le groupe UK des unités de OK, qui doit être vu comme le groupe des symétries, est fini. Cependant ceci n’est plus vrai même pour un corps de nombres quadratique réel. En étudiant le cas de Z[2], il me semble que dans le cas général, pour un corps de nombres avec nombre de classes égal à 1, il faille regarder les fonctions rationnelles (du point de vue de la géométrie tropicale) sur le quotient (du point de vue de la géométrie tropicale) d’un sous ensemble bien choisi de R[K:Q] par l’action multiplication des éléments de UK. Le cas de K=Q(2) est en cours de réalisation.
Pour un corps de nombres K avec nombre de classes différent de 1, il semble qu’il serait raisonnable d’essayer d’étudier le topos IK : le topos de préfaisceaux sur le site défini par la petite catégorie IK, la catégorie avec un seul objet ⋆ et dont les flèches sont indexées par IK (le monoïde des idéaux entiers) et la loi de composition des flèches donnée par la multiplication des idéaux et sur lequel on met la topologie chaotique au sens de [1]. Il semble que la catégorie des points de ce topos est un quotient intéressant des adèles finies, je suis en train de le calculer. La principale difficulté sera alors de trouver un faisceau structural adéquat, il faudrait que ce dernier soit de dimension tropicale 1, car grâce à l’interprétation spectrale de la fonction zêta de Dedekind de K, nous savons que nous devons quotienter l’espace des classes d’adèles par l’action des classes d’idèles de norme 1 (ces dernières pouvant être vues comme le noyau du module) pour qu’il ne reste plus que l’action par R+⋆. Ainsi, il me parait raisonnable de penser qu’heuristiquement le semi-anneau dans lequel les points prennent leur valeur et le faisceau structural doivent être de dimension tropicale 1.
Comme IK a l’air d’être un candidat intéressant pour faire office de site arithmétique d’un corps de nombres K quelconque et puis que DRK, le monoïde de Deligne-Ribet de K, est intimement relié au monoïde IK et que DRK joue un rôle important dans la structure des sytèmes de Bost-Connes comme expliqué dans [37], il pourrait être intéressant et probablement difficile de calculer la catégorie des points du topos DRK. Cela permettrait peut-être d’établir un lien entre le site arithmétique et le système de Bost-Connes et donner une meilleure compréhension des deux.
Il serait aussi intéressant de voir s’il serait possible de développer un analogue du site arithmétique dans le cas des corps de fonctions sur un corps fini et de voir si la preuve existante de Weil et Grothendieck de l’analogue de l’hypothèse de Riemann peut aussi être réalisée dans ce cadre.
En mars 2016 dans [12] et in [13], A.Connes et C.Consani ont construit par extension des scalaires un site des fréquences pour (N×,Zmax) et ont montré que l’espace des classes d’adèles de Q qui est si important dans l’interprétation spectrale des zéros de la fonction zêta de Riemann admet une structure de courbe tropicale. Dans le futur, j’ai l’intention de construire des sites des fréquences similaires pour d’autres corps de nombres. À propos du site des fréquences, il serait aussi intéressant de voir si le morphisme géométrique existant de Spec(Z) dans (N×,Zmax) peut être étendu et aller de la compactification d’Arakelov de Spec(Z) dans le site des fréquences défini par A.Connes et C.Consani. Il serait ensuite intéressant de voir si un tel phénomène se produit aussi pour des corps de nombres plus généraux. Pour cela, il faudra utiliser le formalisme de S-algèbres développé par A.Connes et C.Consani dans [11].
1.4 Remerciements
Je tiens à remercier Eric Leichtnam, mon directeur de thèse, pour sa patience, ses conseils et la liberté qu’il m’a laissée dans l’orientation de mes recherches. Je tiens aussi à remercier Caterina Consani pour ses encouragements, ses conseils et l’intérêt qu’elle a eu pour mes travaux tout au long de ma thèse. Je tiens enfin à exprimer ma profonde gratitude à Alain Connes pour ses conseils inspirants, sa disponibilité et pour m’avoir signalé une erreur dans la première version du théorème 7.2.
2 Introduction (english)
2.1 Brief summary of the work of A.Connes and C.Consani on the arithmetic site
The analogy between function fields (ie finite algebraic extension of Fq(T) for q a power of a prime number) and number fields (ie finite algebraic extension of Q) has been and remains a fruitful principle in arithmetic geometry. As A.Weil tells in [34], thanks to this analogy, the analogous for function fields of the Riemann conjecture was proved in [33] and [19]. Since then, the hope has been to get inspiration from what happens in the function field case in order to try to prove the Riemann conjecture. For a long time the folklore has been to say that in order to achieve this, one should try to make "q tend to 1" and so work in "characteristic 1". Rigorously speaking it doesn’t make any sense but many people since then have tried to give a reasonable meaning to the sentences "q tend to 1" and "characteristic 1" like in [30], [15], [23], [2], [26], [24], [20], [14], [22], [6], [7], [8], [28], [32], [31]. In this thesis, our main inspiration is coming from the last approach of A.Connes and C.Consani on this problem as developped in [9], [10], [12], [13].
In 1995, A.Connes ([4]) gave a spectral interpretation of the zeroes of the Riemann zeta function using the adele class space AQ/Q⋆. In May 2014, A.Connes and C.Consani ([9], [10]) found for this space AQ/Q⋆ an underlying structure coming from algebraic geometry by building what they have called the arithmetic site. This space is in fact a topos with a structural sheaf which has the property to be of "caracteristic 1" in the sense that it is an idempotent semiring. To introduce this structural sheaf, they drew their inspiration from what has been developped in the max-plus area by Maslov’s school ([21], [25]) and by the school of the INRIA ([16], [17]).
To construct this arithmetic site, they consider the small category, denoted N×, with only one object ⋆ and the arrows indexed by N×=N\{0}. The composition law of arrows is given by the multiplication on N×.
Then they consider N×, later called the arithmetic site, the presheaf topos associated to this small category considered with the chaotic topology (cf [1]), in other words it is the category of contravariant functors from the category N× into the category of sets.
Then they show (theorem 2.1 of [10]) that the category of points (in the sense of [1]) of the topos N× is equivalent to the category of totally ordered groups isomorphic to non trivial subgroups of (Q,Q+) with morphisms in the category being injective morphisms of ordered groups.
Then they show (proposition 2.5 of [10]) that the set of classes of isomorphic points of the topos N× is in natural bijection with the quotient space Q+×\AQf/Z^×.
This space is a component of the adele class space Q+×\AQ/Z^× already used by Connes ([4]) to give a spectral interpretation of the zeroes of the Riemann zeta function. Connes and Consani then put on the arithmetic site as a structural sheaf the idempotent semiring (Z∪{−∞},max,+). They show then in theorem 3.8 of [10] that the points of the arithmetic site (N×,Zmax) over Rmax is the adele class space Q+×\AQ/Z^×.
Connes and Consani end their article [10] by describing precisely the relation between the Zariski topos Spec(Z) and the arithmetic site, and by building the square of the arithmetic site. Building the square of the arithmetic site is important in the hope of adapting to the Riemann zeta function the proof given by Weil and refined by Grothendieck in [19] of the analogue of the Riemann hypothesis in the case of function fields.
2.2 Description of the main results
In this thesis, we try to generalize the constructions of Connes and Consani mentionned above to other rings of integers of number fields. We have first considered Z[] the ring of Gaussian integers which is the simplest ring of integers to look after Z and it turns out that what we have done for Z[] remains true for the 8 other rings of integers of imaginary quadratic number fields of class number 1.
In this thesis, we follow the general strategy adopted by Connes and Consani in [10] to develop the arithmetic site but the main difficulty in generalizing their work is that their constructions and part of their results strongly rely on the natural total order < existing on R which is compatible with basic arithmetic operations + and ×. Of course nothing of this sort exists in the case of Z[] and the main part of my work has been to find the good objects to study.
The starting point of my study is, for K an imaginary quadratic field with class number 1, the small category denoted OK with only one object ⋆ and arrows indexed by OK, the ring of integers of the number field K, the composition law of the arrows being given by the multiplication law ×.
In this thesis, we have shown (cf 4.2) that the category of points of the topos OK (ie the presheaf topos on the small category OK endowed with the chaotic topology) is equivalent to the category of sub-OK-modules of K.
We have shown (cf5.1), in the same way as Connes and Consani, that we have an adelic interpretation of the set of classes of isomorphic points of the topos OK. This set is in bijection with (K⋆(∏Op⋆×{1}))AKf, which generalizes the proposition 2.5 of [10] of Connes and Consani.
Another great difficulty is to find a structural sheaf for the topos OK. It needs to be an idempotent semiring somehow linked to OK. In this work, we propose the set COK of convex polygons of the plane whose interior is non empty, invariants by the action by direct similitudes of the units UK of OK and whose summits are in OK (some restrictions have to be made when K is not equal to Q() or Q(3)). We endow it with the operations Conv(∙∪∙) and + (the Minkowski sum). These laws turn COK into an idempotent semiring which we define to be the structural sheaf on OK.
Then we define CK,C as the set of convex polygons of the plane whose interior is non empty, invariants by the action by direct similitudes of the units UK of OK and whose summits are in C (some restrictions have to be made when K is not equal to Q() or Q(3)) and we endow it with the operations Conv(∙∪∙) and + (the Minkowski sum) to which we also add the sets {0} and ∅. These laws turn CK,C into an idempotent semiring. We can already remark that ∅, the neutral element of the law Conv(∙∪∙), is an absorbant element for the law +. We then prove that AutB+(CK,C), the set of B-automorphisms of CK,C which we will call direct, is equal to C⋆/UK. The set of all B-automorphisms of CK,C has a more complicated structure. This suggests heuristically that CK,C is of tropical dimension 2 which is different from what A.Connes and C.Consani did in [10] and already suggests that our spectral interpretation will be different from the one they obtained.
We prove then (cf 6.2) that the set of points of the arithmetic site (OK,COK) over CK,C is in natural bijection with (K⋆(∏pOp⋆×{1}))AK. This generalizes the theorem 3.8 of [10] of Connes and Consani.
Let us now denote by H the Hilbert space associated by Connes to K⋆AKf×C in [4] to build the spectral realization of Hecke L functions of K. Let us denote G=K⋆K⋆×(∏pprimeOp⋆×1). The Hilbert space associated to our space (K⋆(∏Op⋆×{1}))AKf×C is HG (cf 7.2).
Let us denote CK,1 the group of adele classes of norm 1. The Hilbert space associated in [4] to ζK, the Dedekind zeta function of K, is HCK,1. But in our case, we can notice that GCK,1=UKS1. We can therefore prove (cf theorem 7.2) that HG=⨁χ∈S1/UKHχG and that the spectral interpretation tells us that the eigenvalues of the infinitesimal generator of the action of 1×R+⋆ on HχG are exactly the z−21 such that L(χ,z)=0. In particular when χ is trivial we get a spectral interpretation of the zeroes of the Dedekind zeta function of K. The slight difference here with what A.Connes and C.Consani did in [10] is that the spectral interpretation gives us not only the zeta function (here of Dedekind and not of Riemann) but also some Hecke L functions. The reason for this is that heuristically CK,C is of tropical dimension 2. Our work is thus giving a family of examples where the associated topos encodes some non trivial L functions, it may give a hint on how to take into account more Hecke L functions in the future.
Then we extend to the case of K the theorem 5.3 of [10] of Connes and Consani which establish a link between Spec(Z) and the topos (N^,Zmax). More precisely (cf theorems 8.1 and 8.2), we build a geometric morphism T:Spec(OK)→OK^ and show that for p a prime ideal of OK, the fiber T⋆(COK)p is the semiring CHp. Moreover at the generic point, the fiber of T⋆(COK) is B.
Lastly, in section 10, we assume that K=Q(). We begin (cf proposition 9.2) with giving a functional description FZ[] of the structural sheaf CZ[] of OK. This allows us (cf definition 9.2) to define the B-module FZ[]⊗BFZ[] and to show (cf propositions 9.3 and 9.4)that it can be naturally endowed with a structure of semiring on which Z[]×Z[] acts. It allows us then (cf definition 9.2) to define the non reduced square (Z[]×Z[],FZ[]⊗BFZ[]). It seems that this semiring is not multiplicatively cancellative. Therefore we associate to it (cf definition 9.4) its canonical multiplicatively cancellative semiring FZ[]⊗^BFZ[], which allows us to define (cf 9.5) the reduced square (Z[]×Z[],FZ[]⊗^BFZ[]).
2.3 Future projects
In the construction of the square of the arithmetic site (OZ[],COZ[]) I have already switched viewpoints from the set CZ[] of convex polygons with some special hypothesis to the set FZ[] of some special convex affine by parts functions on [1,]/(1∼) seen as a tropical curve. In my thesis, I have defined abstractly the tensor product over B : FZ[]⊗BFZ[]. As shown in [3], the concrete description of Z⊗BZ has applications to discrete event dynamic systems. I am currently trying to find a concrete description of FZ[]⊗BFZ[] and one could hope, as in the case of Z⊗BZ, that the concrete description of FZ[]⊗BFZ[] could be useful too in applied mathematics.
Another direction of research could consist first by noticing that what has been done in my thesis until the structural sheaf of the arithmetic site could be generalized easily for a K a number field whose ring of integers is principal. The main difficulty will be then to find an adequate structural sheaf. In the case where K was imaginary quadratic and of class number 1, we could have prevented us from going to the functionnal viewpoint at the begining because the group UK of units of OK, which must be seen as a symmetry group, is finite. However this is no longer true even for a quadratic real number field. By studying the case of Z[2], it seems to me that in the general case, one should try to look at rationnal functions (from the viewpoint of tropical geometry) on the quotient (seen from the viewpoint of tropical geometry) of a well chosen subset of R[K:Q] by the multiplicative action as elements of K of the elements of the group UK. The case of K=Q(2) is under realisation.
For number fields K with class number different than 1, it seems that a reasonable topos to study, would be the topos IK : the presheaf topos on the site defined by the small category IK, the category with one object ⋆ with arrows indexed by the elements of IK (the monoid of integral ideals) and the law of composition of arrows given by the multiplication of ideals, and with the chaotic topology in the sense of [1]. It seems that the category of points of this topos is an interesting quotient of finite adeles, I am computing it now. The main difficulty will be to find a suitable structural sheaf. We would have to try to find a structural sheaf of tropical dimension 1, because thanks to the spectral interpretation, we know that in order to get in this spectral interpretation the Dedekind zeta function of K, we have to divide the adèle class space by the idèles classes of norm 1 (ie the kernel of the module map) and what is left is only an action by R+⋆.
Since IK seems to be an interesting candidate for the arithmetic site for a general number field K, and since DRK, the monoid of Deligne-Ribet of K, is closely linked to the monoid IK and is playing a crucial role in the structure of Bost-Connes systems as shown in [37], it would be interesting and difficult to try to compute the category of points of the presheaf topos associated to the small category with only one object ⋆ and the arrows indexed by the elements of DRK and the law of composition of arrows given by the law of the monoid DRK, the delicate thing will be to put an adequate topology on this category and compute the points. One could hope that it could provide a link and maybe a better understanding between Bost-Connes systems and arithmetic sites.
It would be also interesting to see if it is possible to develop an analogue of the arithmetic site in the case of function fields on a finite field and see if the already existing proof of Weil and Grothendieck for the analogue of the Riemann hypothesis can be done also in this framework.
In march 2016 in [12] and in [13], A.Connes and C.Consani constructed by extensions of scalar a scaling site for (N×,Zmax) and so showed that the adèle class space of Q which is so important in the spectral interpretation of the zeroes of the Riemann zêta function admits a natural structure of tropical curve. In the future, I intend to build similar scaling sites for more general number fields. Also regarding the scaling site, it would be interesting to see if the geometric morphism Spec(Z) and the arithmetic site (N×,Zmax), could be extended from the Arakelov compactification of Spec(Z) to the scaling site and see if a similar situation occurs also for more general number fields. In order to achieve this, one would have to use the formalism of S-algebras developped by A.Connes and C.Consani in [11].
2.4 Acknowledgements
I would like to thank Eric Leichtnam, my advisor, for his patience, his advice and the freedom he gave me in the orientation of my research. I would also like to thank Caterina Consani for her encouragements, her advice and the interest she had for my work all along my PhD. I would like finally to express my deep gratitude towards Alain Connes for his inspiring advice and for pointing it out a mistake in the first version of the theorem 7.2 and the time he took to help me correcting it.
3 Notations
The starting point of Alain Connes and Caterina Consani’s construction is the topos IN⋆. Here we shall use the topos OK where :
∙
K is a number field whose ring of integers OK is principal
∙
OK is a written shortcut for the little category which has only one object noted ⋆ and arrows indexed by the elements of OK and the law of composition of arrows is determined by the multiplication law of OK (OK is a monoïd for the multiplication law)
∙
Let denote OK the presheaf topos associated to the small category OK, ie the category of contravariant functors from the small category OK to Sets the category of sets.
∙
UK is the set of the units of OK the ring of integers of K
∙
S1 the circle, ie the set of complex number with modulus equal to 1
4 Geometric points of OK
As recalled by Alain Connes and Caterina Consani in [10] and proved by MacLane and Moerdijk in [27] : in topos theory, the category of geometric points of a presheaf topos C, with C being a small category, is canonically equivalent to the category of covariant flat functors from C to Sets. Let us also recall that a covariant flat functor F:C→Sets is said to be flat if and only if it is filtering which means :
F(C)=∅ for at least one object C of C
2. 2.
Given two objects A and B of C and two elements a∈F(A) and b∈F(B), then there exists an object Z of C, two morphisms u:Z→A, v:Z→B and an element z∈F(Z) such that F(u)z=a and F(v)z=b
3. 3.
Given two objects A and B of C, two arrows u,v:A→B and a∈F(A) with F(u)a=F(v)a, then there exists an object Z of C, an arrow w:Z→A and an element z∈F(Z) such that F(w)z=a and u∘w=v∘w∈HomC(Z,B).
Here in the case of OK, we deduce that a covariant functor F:OK→Sets is flat if and only if
X:=F(⋆) is a non empty set
2. 2.
Given two elements a,b∈X, then there exists u,v∈OK and z∈X such that F(u)z=a and F(v)z=b
3. 3.
Given two elements u,v∈OK and a∈X with F(u)a=F(v)a, then there exists w∈OK and z∈X such that F(w)z=a and u×w=v×w∈OK.
Then we have :
Theorem 4.1**.**
Let F:OK→Sets be a flat covariant functor. Then X:=defF(⋆) can be naturally endowed with the structure of an OK-module which is isomorphic (not in a canonical way) to an OK-module included in K
Let us now prove this theorem with a long serie of lemma:
Let F:OK→Sets be a flat covariant functor.
Let us denote X:=F(⋆), the image by F in Sets of ⋆ the only object of the small category OK.
Lemma 4.1**.**
The group law + of OK will induce through F an intern law on X
Proof.
The group law + of OK will induce through F an intern law on X in the following way :
Let x,x~∈X be two elements of X.
By the property (ii) of the flatness of F,
Let u,v∈OK and z∈X such that F(u)z=x and F(v)z=x~.
Then we take as definition x+x~:=F(u+v)z.
We must now check that this definition is independent of the choices made for u,v and z.
Indeed let u′,v′∈OK and z′∈X (not necessarily equal to u,v and z respectively) sucht that F(u′)z′=x and F(v′)z′=x~.
Then by property (ii) of the flatness of F,
Let α,α′∈OK and z^∈X such that F(α)z^=z and F(α′)z^=z′.
Then F(uα)z^=x=F(u′α′)z^ and F(vα)z^=x~=F(v′α′)z^.
So by property (iii) of the flatness of F.
Let β∈OK and γ∈X such that F(β)γ=z^ and uαβ=u′α′β
And let β~∈OK and γ′∈X such that F(β~)γ′=z^ and vαβ~=u′α′β~.
From here there are several possibilities :
∙
β=0 and β~=0
Then F(0)γ=z^=F(0)γ′
And so z=F(α)z^=F(0)γ and z′=F(α′)z^=F(0)γ′
So finally F(u+v)z=x+x~=F((u+v)0)γ=F(0)γ=z^=F(0)γ′=F((u′+v′)0)γ′=F(u′+v′)z′
∙
β=0 and β~=0 or β=0 and β~=0 (as β and β~ have symmetric roles we will just look the case β=0 and β~=0)
Then F(0)γ=z^=F(β~)γ′
And so z=F(α)z^=F(0)γ.
So x=F(u)z=F(0)γ and x~=F(v)z=F(0)γ.
But since x=F(u′)z′ and x~=F(v′)z′, by property (ii) of the flatness of F,
Let λ,μ∈OK and z′′∈X such that F(λ)z′′=γ and F(μ)z′′=z′.
So F(0)z′′=x=F(μ′μ)z′′.
And so by property (iii) of flatness of F, let ν∈OK and z′′′∈X such that F(ν)z′′′=z′′ and 0ν=μ′μν and then
⋆
either μν=0
Then z′=F(0)z′′ and so x+x~=F(u+v)z=F(0)γ and F(u′+v′)z′=F((u′+v′)0)z′′=F(0)z′′.
So by property (ii) of flatness of F, let l,m∈OK and zˉ∈X such that F(l)zˉ=γ and F(m)zˉ=z′′
And so finally F(u+v)z=x+x~=F(0)γ=F(0)zˉ=F(0m)zˉ=F(0)z′′=F(u′+v′)z′.
⋆
either u′=0
Then x=F(0)z′
So F(u′+v′)z′=F(v′)z′=x~
And we will still have x+x~=F(0)γ=x~
So finally x+x~=F(u′+v′)z′.
∙
β=0 and β′=0
Then uα=u′α′ and vα=v′α′
So finally x+x~=F(u+v)z=F(uα+vα)z^=F(u′α′+v′α′)z^=F(u′+v′)z
Therefore the definition of the law + on X is independent of the choices made.
∎
In fact, more is true:
Lemma 4.2**.**
The set (X,+) with the intern law defined as before is an abelian group.
Proof.
Let us now prove (X,+) that is an abelian group.
∙
let us first check the associativity of +
It follows from the associativity of + on OK and more precisely :
let x,x′,x′′∈X, let us now apply the property (ii) of the flatness of F two times in a row,
let us then take a,a′,a′′∈OK and z∈X such that x=F(a)z, x′=F(a′)z and x′′=F(a′′)z.
Then x+(x′+x′′)=x+F(a′+a′′)z=F(a)z+F(a′+a′′)z=F(a+(a′+a′′))z=F((a+a′)+a′′)z=(x+x′)+x′′.
So the law + is indeed associative.
∙
let us now check the commutativity of +
Here again it follows from the commutativity of + on OK and more precisely :
let us then take a,a′∈OK and z∈X such that x=F(a)z and x′=F(a′)z.
Then x+x′=F(a+a′)z=F(a′+a)z=x′+x.
So the law + is indeed commutative.
∙
Let us now find the neutral element of (X,+).
We denote 0X:=F(0)x where x∈X is any element of X.
Let us first show that 0X is well defined :
Let x,x′∈X, by property (ii) of the flatness of F, let a,a′∈OK and z∈X such that x=F(a)z and x′=F(a′)z.
Then F(0)x=F(0a)z=F(0)z=F(0a′)z=F(0)x′.
So 0X is indeed well defined, let us now show that it is the neutral element of (X,+).
Let y∈X, by property (ii) of flatness of F, let a~,a~′∈OK and z~∈X such that x=F(a~)z~ and 0X=F(a~′)z~.
But then by the definition of 0X, we have F(a~′)z~=0X=F(0)z~.
So by property (iii) of flatness of F, let w∈OK and z^∈X such that z~=F(w)z^ and a~′w=0w=0.
All in all we have y=F(a~w)z^ and 0X=F(0)z^.
And so y+0X=F(a~w+0)z^=F(a~w)z^=y and by commutativity 0X+y=y+0X=y.
So 0X is the neutral element of (X,+).
∙
Let us finally show that each element of X admits a symmetric for the law +.
Let x∈X, as above by property (ii) and (iii) of flatness of F, let a∈OK and z∈X such that x=F(a)z and 0X=F(0)z.
We denote −x:=F(−a)z, then x+(−x)=F(a+(−a))z=F(0)z=0X and by commutativity (−x)+x=x+(−x)=0X.
But before concluding we must check that our definition of −x is independent of the choices made for a and z.
Let a′∈OK and z′∈X such that x=F(a′)z′ and 0X=F(0)z′ too.
By property (ii) of flatness of F, let b,b′∈OK and z′′∈X such that z=F(b)z′′ and z′=F(b′)z′′.
Then F(ab)z′′=x=F(a′b′)z′′, so by property (iii) of flatness of F, let c∈OK and z′′′∈X such that z′′=F(c)z′′′ and abc=a′b′c.
So −x=F(−a)z=F(−abc)z′′′=F(−a′b′c)z′′′=F(−a′)z′.
So −x is well defined and is the symmetric of x for the law +
Therefore (X,+) is an abelian group.
∎
In fact we have a better result :
Lemma 4.3**.**
We can endow X with the structure of an OK-module.
Proof.
Let us now show that we can endow X with the structure of an OK-module.
Let us define ∙ the action law by ∙{OK×X(α,x)⟶⟼Xα∙x:=F(αu)z
Where u∈OK and z∈X are such that x=F(u)z and 0X=F(0)z (by property (ii) and (iii) of flatness of F such elements always exist).
Let us first check that ∙ is well defined, ie independent of the choices made to define it:
Let (α,x)∈OK×X, by property (ii) and (iii) of flatness of F, let u,u′∈OK and z,z′∈X such that F(u)z=x=F(u′)z′ and F(0)z=0X=F(0)z′.
To show that ∙ is well defined, let us show that F(αu)z=F(αu′)z′.
Since F(u)z=x=F(u′)z′, by property (ii) and (iii) of F, let w,w′∈OK and z^, w^∈OK and z^^∈X such that z=F(w)z^, z′=F(w′)z^, z^=F(w)^)z^^ and uww^=u′w′w^.
Then F(αu)z=F(αuww^)z^^=F(αu′w′w^)z^^=F(αu′)z′.
So ∙ is indeed well defined.
Let us now check the following relations :
⋆
∀α∈OK,∀(x,y)∈X2,α∙(x+y)=α∙x+α∙y
Indeed, let α∈OK and x,y∈X,
by property (ii) of flatness of F, let u,v∈OK and z∈X such that x=F(u)z and y=F(v)z.
Then α∙(x+y)=α∙(F(u+v)z)=F(α(u+v))z=F(αu+αv)z=F(αu)z+F(αv)z=α∙x+α∙y.
⋆
∀(α,β)∈OK2,∀x∈X,(α+β)∙x=α∙x+β∙x
Indeed, let α,β∈OK and x∈X,
By property (ii) and (iii) of flatness of F, let u∈OK and z∈X such that x=F(u)z and 0X=F(0)z.
Then (α+β)∙x=F((α+β)u)z=F(αu+βu)z=F(αu)z+F(βu)z=α∙x+β∙x
⋆
∀(α,β)∈OK2,∀x∈X,α∙(β∙x)=(αβ)∙x
Indeed, let α,β∈OK and x∈X, by property (ii) and (iii) of flatness of F, let u∈OK and z∈X such that x=F(u)z and 0X.
Then α∙(β∙x)=α∙(F(βu)z)=F(αβu)z=(αβ)∙F(u)z=(αβ)∙x
∙
∀x∈X,1∙x=x
Indeed, let x∈X, by property (ii) and (iii) of flatness of F, let u∈OK and z∈X such that x=F(u)z and 0X.
Then 1∙x=1∙F(u)z=F(1×u)z=F(u)z=x
So finally X is indeed an OK-module.
∎
We end the proof of the theorem 4.1 thanks to the following lemma:
Lemma 4.4**.**
The OK-module X is isomorphic (in a non canonical way) to an OK-module included in K.
Proof.
We have two possibilities
⋆
X={0X} then obviously X≃{0K}
⋆
{0X}⫋X
Then let us take x∈X\{0X} and let us thus note jX,x⎩⎨⎧Xx~⟶⟼Kkk~ where we have k,k~∈OK and z∈X such that x=F(k)z and x~=F(k~)z (there always exists such elements by property (ii) of flatness of F).
Let us first show that jX,x is well defined.
Let x~∈X, then by property (ii) of flatness of F, let k,k~,k′,k~′∈OK and z,z′∈X such that F(k)z=x=F(k′)z′ and F(k~)z=x~=F(k~′)z′.
According to what we have shown earlier on 0X, k=0 and k′=0 (otherwise we would have x=0X which is impossible).
So now to show that jX,x is well defined, we only have left to show that kk~=k′k~′.
By property (ii) and (iii) of flatness of F, let w,w′,w^∈OK and z^,z^^∈X such that z=F(w)z^,z′=F(w′)z^,z^=F(w^)z^^ and kww^=k′w′w^, so since k=0, ww^=kk′w′w^.
So 0X=x=F(kww^)z^^=F(k′w′w^)z^^.
So kww^=0 and k′w′w^=0, so w′w^=0.
We also have F(k~ww^)z^^=x~=F(k~′w′w^)z^^.
So by property (iii) of flatness of F, let w^^∈OK and z^^^∈X such that z^^=F(w^^)z^^^ and k~ww^w^^=k~ww^w^^.
So k~kk′w′w^w^^=k~′w′w^w^^.
And since w′w^=0 and k′=0, we thus have kk~w^^=k′k~′w^^.
And w^^=0 because otherwise we would have z^^=F(0)z^^^ and so x=F(kww^0)z^^^=0X which is impossible.
And so we get that kk~=k′k~′ and so jX,x is well defined.
Let us now check that jX,x is a linear map from X to K.
Let x′,x′′∈X and λ∈OK. By property (ii) of flatness of F there exists k,k′,k′′∈OK and z∈X such that X=F(k)z, x′=F(k′)z and x′′=F(k′′)z and as x=0, k=0.
Then λx′+x′′=F(λk′+k′′)z.
And so jX,x(λx′+x′′)=kλk′+k′′=λkk′+kk′′=λjX,x(x′)+jX,x(x′′) and so jX,x is linear.
Let us now show that jX,x is injective.
Indeed, let x′∈X such that jX,x(x′)=0, then by property (ii) of flatness of F, let k,k′∈OK and z∈X such that x=F(k)z and x′=F(k′)z.
Since x=0, we have k=0 and then 0=jX,x(x′)=kk′.
So k′=0 and finally x′=F(0)z=0X.
So finally we have X≃Im(jX,x) and of course the dependance in x makes it non canonical.
The category of (geometric) points of the topos OK is canonically equivalent to the category of sub OK-modules of K and morphisms of OK-modules.
Proof.
By theorem VII.5.2bis p 382 of [27] the category of geometric ponts of OK and natural transformations is equivalent to the category Flat(OK) of the covariant flat functors from the small category OK to Sets and natural transformations.
Now we just have to prove that Flat(OK) is equivalent to the category OK−Mod≃⊂K of OK-modules isomorphic to sub OK-modules of K and morphisms of OK-modules.
First we can define
[TABLE]
Let us first check that E is well defined :
∙
on the objects E is well defined as shown by the last lemma (1.1)
∙
let Φ be a natural transformation from F to G with F,G:OK→Sets two flat covariant functors from the small category OK to Sets, then by definition Φ can also be seen as an application from F(⋆) to G(⋆) since the small category OK has only one object noted ⋆.
Let us now show that Φ:F(⋆)→G(⋆) is linear.
Let λ∈OK and x,y∈F(⋆), then by property (ii) of flatness of F, let u,v∈OK and z∈F(⋆) such that x=F(u)z and y=F(v)z.
Then since Φ is more than a mere application from F(⋆) to G(⋆) but also a natural transformation from F to G, we have Φ(x)=G(u)Φ(z) and Φ(y)=G(v)Φ(z).
And so Φ(λx+y)=Φ(λF(u)z+F(v)z)=Φ(F(λu+v)z)=G(λu+v)Φ(z)=λG(u)Φ(z)+G(v)Φ(z)=λΦ(x)+Φ(y).
So it means that Φ:F(⋆)→G(⋆) is indeed linear.
So E is well defined and is in fact a covariant functor, indeed for all F flat covariant functor from the small category OK to Sets we have almost by definition E(idF)=idF(⋆) and also for any F,G,H:OK→Sets three flat covariant functors from the small category OK to Sets and any Φ be a natural transformation from F to G and Ψ be a natural transformation from G to H, we have then immediately E(Ψ∘Φ)=E(Ψ)∘E(Φ).
Let us now show that E is fully faithful. Indeed let F,G:OK→Sets two flat covariant functors from the small category OK to Sets, as the small category OK has only one object we deduce when we look closely at the definitions that it is rigorously the same to consider a natural transformation from F to G than a linear application from F(⋆) to G(⋆).
Let us now finally check that E is essentially surjective then E will induce an equivalence of categories. As for essential surjectivity we work up to isomorphism we can directly take X an OK-module included in K.
Let us then define F as follows
[TABLE]
F is obviously a covariant functor. One now has to check that it is flat.
Of course X=∅ so property (i) of flatness is satified by F.
Let us now check that property (ii) is satisfied:
let x,y∈X, as X⊂K, then :
∙
first case, x=0=y, then we have x=0×0 and y=0×0
∙
second case (x=0 and y=0) or (y=0 and x=0), without loss of generality, let us just study the case x=0 and y=0, then x=0y and y=1y
∙
third case x=0 and y=0
let us write x and y as irreducible fractions : x=xdxn and y=ydyn.
Let us note <x,y> the OK-module generated by x and y and t:=xdyd.
Then t<x,y> is an OK-module included in OK ie an ideal of OK.
Since OK is principal, let us note δ∈OK a generator of t<x,y>.
So let u,v∈OK such that tx=uδ and ty=vδ.
Now let us note z:=tδ, and so we have x=uz, y=vz and z∈<x,y>⊂X
Let us finally check that property (iii) is satisfied by F : let a∈X and let u,v∈OK such that ua=va.
∙
First case a=0, then let us take w=0∈OK and z=0=a∈X, and so wz=a and uw=vw.
∙
Second case a=0, then let us take w=1∈0K and z=a∈X, and so wz=a and uw=vw.
5 Adelic interpretation of the geometric points of OK
Let us denote AKf:=def∏pprime′Kp (restricted product) the ring of finite adeles of K and OK:=∏pprimeOp its maximal compact subring.
Let us recall the definition of Dedekind’s complementary module (or inverse different), it is the fractionnal ideal DOK:={x∈K/tr(x.OK)∈Z} of OK denoted DOK.
Then we have the following lemmas :
Lemma 5.1**.**
A closed sub-OK-module of OK is an ideal of the ring OK.
Proof.
Let J be a closed sub-OK-module of OK.
To prove that J is an ideal of the ring OK, we only have to check that ∀α∈OK,∀j∈J,αj∈J.
Since J is a sub-OK-module of OK, we already have that ∀α∈OK,∀j∈J,αj∈J.
Now let α∈OK.
Since OK is dense in OK (thanks to strong approximation theorem), let (αn)n∈N∈(OK)N such that αnn→∞α.
Then, since we have αnjn→∞αj and ∀n∈N,αnj∈J and also J closed, we get that αj∈J.
Therefore J is an ideal of the ring OK.
∎
Lemma 5.2**.**
Let J be a closed sub-OK-module of OK. For each prime ideal p of OK the projection πp(J)⊂Op coincides with the intersection ({0}×OK,p)∩J and is a closed ideal of Jp⊂OK,p, moreover one has x∈J⇔∀pprime,πp(x)∈Jp
Proof.
Let J be a closed sub-OK-module of OK.
Thanks to the preceding lemma, J is an ideal of the ring OK.
Let p be a prime ideal of OK and let us note ap the finite adele which is zero everywhere except in p where it is equal to 1.
Then we have that πp(J)=apJ⊂J since J is an ideal.
And by definition πp(J)⊂OK,p≃{0}×OK,p.
So πp(J)⊂({0}×OK,p)∩J.
The converse inclusion is obvious, so all in all we have indeed that
[TABLE]
Now since OK,p≃{0}×OK,p⊂OK and since J is an ideal of OK, we have that OK,p.J⊂J.
So OK,p.πp=OK,p.(({0}×OK,p)∩J)⊂(({0}×OK,p)∩J)=πp(J).
And since {0}×OK,p and J are closed subgroups of OK, we get that πp(J) is a closed subgroup of OK,p, and so all in all πp(J) is a closed ideal of OK,p.
Finally the implication x∈J⇒∀p,πp(x)∈πp(J), is obvious.
Conversely let x∈OK such that ∀p,πp(x)∈πp(J).
Since ∀p,πp(x)∈πp(J)=({0}×OK,p)∩J⊂J.
Let us note for each prime ideal p of OK, ap∈OK the finite adele which is zero everywhere except in p where it is equal to 1.
So x=∑papπp∈J since J is an ideal of OK and the sum is finite because πp(x)=0 almost everywhere because x∈OK.
Therefore we have proved that x∈J⇔∀p,πp(x)∈πp(J)
∎
Lemma 5.3**.**
For any prime ideal p of OK, any ideal of OK,p is principal.
Proof.
Since OK,p is a complete discrete valuation ring, every ideal of OK,p is of the form πnOK,p with n∈N and π an element of valuation 1.
∎
With the lemmas 5.1, 5.2 and 5.3 and Pontrjagin duality, one can show that :
Theorem 5.1**.**
Any non trivial sub-OK-module of K is uniquely of the form Ha:={q∈K∣aq∈DOK} where a∈AKf/OK× and DOK denotes the profinite completion of the different.
Proof.
Let us recall that Tate’s character for finite adeles is
[TABLE]
where for all prime number p, ψp is ψp:=QpcanQp/Zp→Q/Zexp(2π∙)S1.
Then the pairing ⟨k,a⟩=χTate(ka),∀k∈K/OK,∀a∈DOK identifies DOK with the Pontrjagin dual of K/OK by a direct application of proposition VIII.4.12 of [36].
Let us now prove the theorem.
Let H be a non trivial OK-module included in K. If H is included in OK, then H is an integral ideal and the result is obvious.
Let H be a non trivial OK-module included in K and containing OK, it is completely determined by its image H in K/OK.
Then the Pontrjagin duality implies that : H=(H⊥)⊥={k∈K/OK/∀x∈H⊥,⟨k,x⟩=1} and H⊥={x∈DOK/∀k∈K/OK,⟨k,x⟩=1}.
We also have that DOK=∏p∋FOK,p×∏p∈Fp−np where F is a finite set included in Spec(OK).
Since H⊥⊂DOK, we have that (∏p∈Fp−np).H⊥⊂OK and (∏p∈Fp−np).H⊥ is also a closed sub-OK-module of OK.
So thanks to the three last lemmas, we know that a closed sub-OK-module of OK can be written in the form a.OK with a∈OK and this a is unique up to multiplication by an element of OK⋆, so we get the result.
∎
And so we get that:
Corollary 5.1**.**
There is a canonical bijection between the quotient space AKf/(K⋆(∏Op⋆×{1})) and the isomorphisms classes of the (geometric) points of the topos OK
Proof.
Thanks to theorem 4.2 and 5.1, any non trivial point of the topos OK is obtained from a OK-module Ha of rank 1 included in K where a∈AKf/OK×. Two elements a,b∈AKf/OK× determine isomorphic OK-modules Ha and Hb of rank 1 included in K. An isomorphism between OK-modules of rank 1 included in K is given by the multiplication by an element k∈K⋆ so that Hb=k.Ha and then by theorem 3.1, a=kb in AKf/OK×. Therefore the result is proved.
∎
6 The geometric points of the arithmetic site for an imaginary quadratic field with class number 1
In the rest of this paper we will restrict our attention to the simple case where we have only a finite group of symetries, therefore in the sequel we assume that K is an imaginary quadratic number field. Moreover we assume its class number is 1.
Let us denote COK the set of ∅, {0} and the convex polygons of the real plane (identified with C) with non empty interior, with center [math], whose summits have affix in OK and who are invariant by the action of the elements UK.
Lemma 6.1**.**
(COK,Conv(∙∪∙),+)* is an (idempotent) semiring whose neutral element for the first law is ∅ and for the second law is {0}*
Proof.
A convex polygon is the convex hull of a finite number of points. Let P:=Conv(⋃i∈[∣1,n∣]Pi) and P:=Conv(⋃j∈[∣1,m∣]P~j) be two polygones whose summits have their affix in OK and which are invariant by the action of the elements UK (here Pi and P~j mean both the points of the plane and their affixes).
Then Conv(P∪P)=Conv({Pi,i∈[∣1,n∣]}) and P+P=Conv({Pi+Pj~,(i,j)∈[∣1,n∣]×[∣1,m∣]}) are also polygons. From those formulae one sees also immediately that they have summits wich have affix in OK and who are invariant by the action of the elements UK and that they have non empty interior and center [math]. These formulae still work when one is either ∅ or {0}.
So COK is a sub semiring of the well known semiring of the convex sets of the plane with the operations convex hull of the union and the Minkowski operation, so we have the result.
∎
Lemma 6.2**.**
OK* acts multiplicatively by direct complex similitudes on COK, that is to say that α∈OK\{0} acts as the direct similitude (C→C,z↦αz) and ∅ is sent to ∅ and [math] sends everything to {0} except ∅ which is sent to ∅.*
Proof.
Direct similitudes preserve extremal points of convex sets and so we get the result.
∎
Lemma 6.3**.**
For K=Q() and K=Q(3) (in other words the only cases where UK is greater than {1,−1}),let us denote DK the convex polygon (with center [math]) whose summits are the elements of UK.
Then
[TABLE]
ie the semiring generated by {h.DK,h∈OK} (to which we add ∅), it has also an action of OK on it by direct similitudes of the complex plane.
Proof.
Let us first note ωK:=⎩⎨⎧21+3ififK=Q()K=Q(3) and θK:=Arg(ωK)=⎩⎨⎧2π3πififK=Q()K=Q(3) and σK={46ififK=Q()K=Q(3).
Of course Semiring({h.DK,h∈OK})⊂COK
By definition of Semiring({h.DK,h∈OK}), {∅,{0}}⊂Semiring({h.DK,h∈OK}).
Let C∈COK\{∅,{0}}.
Let us note S+,C the set of summits of C whose arguments (modulo 2π) belong to [0,θK[ and SC the set of all summits of C.
Let us now show that SC=⋃u∈UKuS+,C
Indeed since C is invariant under the action of UK we have that ⋃u∈UKuS+,C⊂SC
Now let s∈SC, then let k∈[∣0,σK∣] and α∈[0,θK[ such that Arg(s)≡kθK+α(2π).
So Arg(ωK−ks)≡α(2π) and ωK−k∈UK
And since C is invariant by the action of UK, ζK−ks∈S+,C
So s∈ωKkS+,C⊂⋃u∈UKu∈S+,C
And so SC⊂⋃u∈UKuS+,C which ends the proof of SC=⋃u∈UKuS+,C
And so finally we get that C=Conv(⋃s∈S+,CsDK)∈Semiring({h.DK,h∈OK})
So we conclude that Semiring({h.DK,h∈OK})⊃COK and so COK=Semiring({h.DK,h∈OK})
∎
Remark 6.1**.**
The definition of DK in the preceding lemma does not make any sense for the seven other quadratic imaginary number fields with class number 1.
Then for K:=Q(d) with UK={1,−1}, we adopt the following definition :
∙
when d≡2,3(4) define OK=Z[d] , define for DK to be the convex polygone whose summits are 1,d,−1,−d
∙
when d≡1(4) define OK=Z[21+d] , define for DK to be the convex polygone whose summits are 1,21+d,−1,−21+d.
Definition 6.1**.**
Let us then denote
[TABLE]
the semiring generated by {h.DK,h∈OK} .
Lemma 6.4**.**
Let K be a quadratic imaginary number field with class number one. Then COK=COK if and only if K=Q() or K=Q(3), ie if and only if {1,−1}⫋UK, ie if and only if "we have enough symmetries".
Proof.
⇐ was shown in lemma 4.3
Let us now prove ⇒.
Let K be a quadratic imaginary number field with class number one different from K=Q() and K=Q(3).
So K is one of these number fields Q(2), Q(7), Q(11), Q(19), Q(43), Q(67) and Q(163) and for all of these the group of units is reduced to {±1}
∙
for K=Q(2), DK is the polygon with summits 1,2,−1,−2.
Let us then note P the polygon with summits 3,2,−3,−2, we have immediately P∈COK.
But P∈/COK, indeed the only polygones in COK which have 3 as a summit are 3DK, DK+DK+DK, DK+2DK but none of them have 2 as a summit so none of them is equal to P
∙
for K=Q(7), DK is the polygon with summits 1,21+7,−1,21−7.
Let us then note P the polygon with summits 2,21+7,−2,21−7, we have immediately P∈COK.
But P∈/COK, indeed the only polygones in COK which have 2 as a summit are 2DK, DK+DK, 21−7DK but none of them have 21+7 as a summit so none of them is equal to P
∙
for the other five cases let us write K=Q(d) with d∈{11,19,43,67,163}, then DK is the polygon with summits 1,21+d,−1,21−d.
Let us then note P the polygon with summits 2,21+d,−2,21−d, we have immediately P∈COK.
But P∈/COK, indeed the only polygones in COK which have 2 as a summit are 2DK and DK+DK but none of them have 21+d as a summit so none of them is equal to P.
∎
Remark 6.2**.**
Why this choice of structural sheaf?
It is because following the strategy of [10], we would like now to put a structural sheaf on the topos OK which is an idempotent semiring, and that the points of this semiringed topos with values in something to be isomorphic to AKf×C/(K⋆(∏Op⋆×{1})).
However the set UK acts trivially AKf/(K⋆(∏Op⋆×{1})) but not on C.
This has the following consequence : let (H,λ)∈((AKf/(∏Op⋆)×{1})×C)/K⋆, we have (H,λ)≃(r.H,rλ) for r∈K⋆, so for r0∈UK and so (H,λ)=(H,r0λ), so λ and r0λ induce the same embedding of the fiber of the structural sheaf in H into something. So 1 and r0 should have the same action the fiber of the structural sheaf in H and more generally, 1 and r0 should have the same action on the structural sheaf but since the action of 1 is the identity.
We come to the conclusion that the set UK of units of OK should be seen as the set of symmetries of the structural sheaf.
Remark 6.3**.**
Why this choice of DK for K=Q(d)? An heuristic explanation could be that since OK is a lattice in the plane, one should view it as a tiling puzzle and one of the smallest tile is the triangle 0,1,d or 21+d depending on d (the last two elements form a base of OK viewed as a Z module). Then we let the elements of UK act on this tile, and the union of all tiles. We get this way DK when K=Q() or K=Q(3) (there were enough symmetries), in the other cases in order to get DK we have to get the convex enveloppe of the union of all the tiles.
Definition 6.2**.**
Let K be a quadratic imaginary number field with class number 1.The arithmetic site for K is the datum (OK,COK) where the topos OK is endowed with the structure sheaf COK viewed as a semiring in the topos using the action of OK by similitudes.
Theorem 6.1**.**
The stalk of the structure sheaf COK at the point of the topos OK associated with the OK module H is canonically isomorphic to CH:=Semiring({h.DK,h∈H}) the semiring generated by the polygons h×DK with h∈H (to which we add ∅) viewed here in this context as a semiring.
Proof.
By theorem 4.2 to the point of OK associated to the OK module H⊂K corresponds to the flat functor FH:OK which associates to the only object ⋆ of the small category OK the OK module H and the endomorphism indexed by k the multiplication F(k) by k in H⊂K.
As said in [10] and shown in [27], the inverse image functor associated to this point is the functor which associates to any OK equivariant set its geometric realization
[TABLE]
where ∼ is the equivalence relation stating the equivalence of the couples (C,F(k)h)∼(kC,h).
Let us recall as in [10] that thanks to the property (ii) of flatness of FH, we have
[TABLE]
But we would like to have a better understanding and description of the fiber.
The natural candidate we imagine to be the fiber is CH:=Semiring{hDK,h∈H}. Let us now show that this intuition is true.
Let us consider the map β:{COK×H(C,h)→↦CHhC
Let us show that β is compatible with the equivalence relation ∼.
Let (C,h),(C′,h′)∈COK×H such that (C,h)∼(C′,h′).
So let h^∈H, k,k′∈OK such that kh^=h and k′h^=h′ and kC=k′C′.
Then β(C,h)=hC=kh^C=h^kC=h^k′C′=k′h^C′=h′C′=β(C′,h′).
So β is compatible with the equivalence relation.
And so β induces another application again noted β from ∣COK∣FH to CH.
Let us now show that β is surjective.
Let C∈CH, let us note SC the set of summits of C.
As SC is a finite set, let q∈OK\{0} such that ∀s∈SC,qs∈OK.
Then I=q<SC>⊂OK is an ideal where <SC> means the sub-OK-module included in K generated by the elements of SC.
Since OK is principal, let d∈OK such that I=<d>.
So ∃(as)s∈SC∈(OK)SC,d=∑s∈SCasqs, so qd∈<SC>⊂H.
And so β(Conv(⋃s∈SCasDK,qd)=C, so β is surjective.
Let us now show that β is injective.
Let (C,h),(C′,h′)∈∣COK∣FH such that β(C,h)=β(C′,h′), ie such that hC=h′C′.
By property (ii) of flatness of FH, there exists h^∈H, k,k′∈OK such that h=kh^ and h′=h′h^.
So we have immediately that kh^C=k′h^C′.
First case h^=0 and so kC=k′C′ and so by definition of ∼, (C,h)∼(C′,h′).
Second case h^=0, then h=0=h′ and we have also 0.C=0.C′ and so by definition of ∼, we have (C,0)∼(C′,0).
Finally β is injective and so bijective, so ∣COK∣FH≃CH so we have a good understanding of the fiber now.
Now we would like to know what is the semiring structure on the fiber induced by the semiring structure on COK.
Here we follow once again [10]. The two operations Conv(∙∪∙) and + of COK determine canonically maps of OK-spaces COK×COK→COK.
Applying the geometric realization functor, we get that the induced operations on the fiber correspond to the induced maps ∣COK×COK∣FH→∣COK∣FH.
But since the geometric realization functor commutes with finite limits, we get the following identification (one could also prove it by hand) :
[TABLE]
And thanks to this identification one just needs to study the induced maps
[TABLE]
However we already have :
∀C,C′∈COK,∀h∈H,hConv(C∪C′)=Conv(hC∪hC′) and h(C+C′)=hC+hC′.
So we conclude that the semiring laws on the fiber induced by the semiring laws Conv(∙∪∙) and + of COK are the laws Conv(∙∪∙) and + on CH.
∎
Remark 6.4**.**
With the same notations as in the last theorem, when K=Q() or K=Q(3), thank to the symmetries, CH is the semiring of convex compact polygons with non empty interior and center zero and summits with affixes in H and symmetric under the action of UK (and with ∅ and {0}).
Proposition 6.1**.**
The set of global sections Γ(OK,COK) of the structure sheaf are given by the semiring {∅,{0}}≃B.
Proof.
As in [10] we recall that for a Grothendieck topos T the global section functor Γ:T→Sets is given by Γ(E):=HomT(1,E) where E is an object in the topos and 1 the final object in the topos. In the special case of a topos of the form C where C is a small category, a global section of a contravariant functor P:C→Sets is a function which assigns to each object C of C an element γC∈P(C) in such a way that for any morphism f:D→C∈HomC(D,C) and D any another object of C one has P(f)γC=γD (as explained in [27] Chap I.6.(9)).
When we apply this definition to our special case which is the small category OK, the global sections of sheaf COK are the elements of COK which are invariant by the action of OK, so the global sections of COK are only ∅ and {0} and {∅,{0}}≃B. So the set of global sections is isomorphic to B.
∎
Let us now denote for K an imaginary quadratic number field of class number 1 :
Definition 6.3**.**
CK,C:=Semiring({h.DK,h∈C})∪{∅}* the semiring generated by {h.DK,h∈C} (to which we add ∅ the neutral element for Conv(∙∪∙) which is absorbant for +).*
Remark 6.5**.**
When K=Q() or K=Q(3), due to the symmetries, CK,C is the semiring of convex compact polygons with non empty interior and center zero and symmetric under the action of UK (and with ∅ and {0}).
We have the following interesting result on CK,C :
Definition 6.4**.**
Let us denote AutB+(CK,C) the group of direct B-automorphisms of CK,C.
Let us give the definition of direct B-automorphisms of CK,C : an element f of AutB+(CK,C) is an application from CK,C to CK,C such that :
∙
f* is bijective*
∙
∀C,D∈CK,C,f(Conv(C∪D)=Conv(f(C)∪f(D))**
∙
∀C,D∈CK,C,f(C+D)=f(C)+f(D)**
∙
∀μ∈S1,∀C∈CK,C,f(μ.C)=μ.f(C)**
.
Before showing the interesting result on AutB+(CK,C), let us prove the following lemma :
Lemma 6.5**.**
We have that for any f∈AutB+(CK,C):
∙
f(∅)=∅**
∙
f({0})={0}**
∙
∀C∈CK,C,∀λ∈C,f(λC)=λf(C)**
In other words, the elements of AutB+(CK,C) commute with complex homotheties.
Proof.
Let f∈AutB+(CK,C).
We can first deduce, from the definition of f, that ∀C,D∈CK,C,C⊂D⇒f(C)⊂f(D).
∙
Since f is bijective, let E∈CK,C be the only element of CK,C such that f(E)=∅.
Since ∅⊂E, we have that f(∅)⊂f(E)=∅. So f(∅)=∅.
Therefore we have in fact that E=∅, so in other otherwords the only element of CK,C whose image by f is ∅ is ∅.
∙
Since f is bijective and since f(∅)=∅, let Z∈CK,C\{∅} be the only element of CK,C such that f(Z)={0}.
But {0}⊂Z so f({0})⊂{0}. But f({0})=∅ since f is bijective and f(∅)=∅ so f({0})={0}.
Therefore Z={0} and so {0} is the only element of CK,C whose image by f is {0}.
∙
Let f∈AutB+(CK,C).
Then using the definition of AutB+(CK,C), by induction, we can show that
[TABLE]
Since {±1}⊂UK and since the elements of CK,C are symmetric by the action of the elements of UK, we get that
[TABLE]
Then classically if we take C∈CK,C and λ∈Q⋆, we take p,q∈Z prime to each other such that λ=qp,
Then q.f(λ.C)=f(qλ.C)=f(p.C)=p.f(C), so f(λ.C)=λ.C so finally we have that
[TABLE]
Let C∈C and λ∈R+.
Let us denote DC+:={μ.C,μ∈R+}. Equipped with the inclusion relation ⊂, DC+ is a totally ordered set.
Since R+ has the least upper bound property and since ∀μ,μ′∈R+,μ.C⊂μ′.C⇔μ≤μ′, DC+ has the least upper bound property too, for an non empty strict subset A of DC+, we will denote its least upper bound sup⊂(A).
But by its definition, f is a non decreasing map for the order ⊂. Moreover f is bijective, so for every non empty strict subset A of DC+, f(sup⊂(A))=sup⊂(f(A).
But we know that λ=sup≤{r∈Q/r<λ}, so we have f(sup⊂{r.C/r∈Q∧r<λ})=sup⊂{r.f(C)/r∈Q∧r<λ}.
But we easily have that f(sup⊂{r.C/r∈Q∧r<λ})=f(λ.C) and that sup⊂{r.f(C)/r∈Q∧r<λ}=sup≤{r∈Q/r<λ}.C=λ.C.
So we have that f(λ.C)=λ.C.
And so we have proved that
[TABLE]
And finally since ∀μ∈S1,∀C∈CK,C,f(μ.C)=μ.f(C), we can conclude that
[TABLE]
.
∎
We can now state the interesting result on AutB+(CK,C) :
Proposition 6.2**.**
We have that AutB+(CK,C)=C⋆/UK.
Proof.
Let f∈AutB+(CK,C).
We can first recall, from the definition of f, that ∀C,D∈CK,C,C⊂D⇒f(C)⊂f(D).
The convex sets λ.DK for λ∈C⋆ are caracterised abstractly by the property that they cannot be decomposed non trivially in the semiring CK,C. More precisely for every λ∈C⋆, if A,B∈CK,C are such that λ.DK=Conv(A∪B), then either A or B is equal to λ.DK, let’s say without loss of generality that it is A, and then B⊂A.
Indeed let λ∈C⋆ and let A,B∈CK,C such that λ.DK=Conv(A∪B), then the set of extremal points of λ.DK is included in the union of the set of extremal points of A and the sets of extremal points of B. Let P be an extremal point of λ.DK of greater module, then P is either an extremal point of A or an extremal point of B. Without loss of generality, let’s say that P is an extremal point of A. Then because the definition of CK,C and because A⊂λ.DK, we get that A=λ.DK. And so because λ.DK=Conv(A∪B), we get that B⊂A.
This abstract property of the λ.DK is preserved by any automorphism of CK,C, so f sends the sets of the form λ.DK to other sets of the form λ.DK. So let λ∈C⋆ such that f(DK)=λ.DK. And since the elements of CK,C are symmetric with respect to UK, such a λ is unique only up to multiplication by an element of UK.
Since CK,C=Semiring({h.DK,h∈C})∪{∅}, f is only determined by the image it gives to DK.
Therefore AutB+(CK,C)=C⋆/UK.
∎
Definition 6.5**.**
A point of (OK,COK) over CK,C is a pair (p,f) given by a point p of the topos OK and a direct similitude f (so it preserves the orientation and the number of summits) from C to C which induces a morphism fp♯:COK,p→CK,C of semirings from the stalk of COK at the point p into CK,C.
Lemma 6.6**.**
We follow the notations of theorem 6.1. Let us denote Smod the set of sub-semirings of CK,C of the form Semiring{hDK,h∈H} where H is a sub-OK module of K.
Let us note now Φ the map from (AKf/OK⋆)×(C/UK) to Smod defined by
[TABLE]
Then Φ induces a bijection between the quotient of (AKf/OK⋆)×(C/UK) by the diagonal action of K⋆ and the set Smod.
Proof.
Let us first show that the map Φ is invariant under the diagonal action of K⋆.
Let k∈K⋆ and (a,λ)∈(AKf/OK⋆)×(C/UK)
Then since Hka=k−1Ha, we have
[TABLE]
We also have immediately thanks to theorem 4.2 that Φ is surjective.
Let us now show that Φ is injective.
Let (a,λ),(b,μ)∈(AKf/OK⋆)×(C/UK) such that Φ(a,λ)=Φ(b,μ).
So Semiring{hλDK,h∈Ha}=Semiring{h~μDK,h~∈Hb}.
And since the summits of DK are 1,−1,sK,−sK where sK=d when K=Q(−d) with −d≡1,3(4) and sK=21+d when K=Q(−d) with −d≡2(4)
We get 1.λ.Ha⊂1μHb+(−1).μ.Hb+sKμHb+(−sK).μ.Hb,
And sK.λ.Ha⊂1μHb+(−1).μ.Hb+sKμHb+(−sK).μ.Hb,
And (−1).λ.Ha⊂1μHb+(−1).μ.Hb+sKμHb+(−sK).μ.Hb,
And (−sK).λ.Ha⊂1μHb+(−1).μ.Hb+sKμHb+(−sK).μ.Hb.
So 1λHa+(−1).λ.Ha+sKλHa+(−sK).λ.Ha⊂1μHb+(−1).μ.Hb+sKμHb+(−sK).μ.Hb.
And by the same process we get the other way around so we have the equality
[TABLE]
But 1,−1,sK,−sK∈OK and Ha,Hb are OK-modules, so λHa=μHb.
Since Ha and Hb are OK-modules of rank 1, there exists k∈K⋆ such that λ=kμ.
So then one gets λHa=λkHb.
So Ha=kHb, but kHb=Hk−1b.
So by theorem 4.2 we have a=k−1b in AKf/OK⋆ and then we get μ=kλ and b=ka thus the injectivity of Φ. The lemma is proved.
∎
Theorem 6.2**.**
The set of points of the arithmetic site (OK,COK) over CK,C is naturally identified to (AKf×C/UK)/(K⋆×(∏pprimeOp⋆×1)) which can also be identified to AK/(K⋆(∏pOp⋆×{1})).
Remark 6.6**.**
This theorem is a generalization of the theorem of Connes and Consani in[10] on the interpretation of the points of the arithmetic site over Rmax.
Proof.
Let us consider a point of the arithmetic site with values in CK,C(p,fp⋆).
By theorem 4.2, to a point of the topos OK is associated to H an OK-module (of rank 1 since OK is principal) included in K, and by theorem 6.1 the stalk of COK at the point p is CH.
As in [10] we consider the following two cases depending on the range of fp⋆ :
The range of fp⋆ is B≃{∅,{0}}⊂CK,C.
fp⋆ sends non empty sets of CH to {0} and so the pair (p,fp⋆) is uniquely determined by the point p and so by theorem 4.2 the set of those kind of points is isomorphic to K⋆\AKf/OK⋆.
2. 2.
The range of fp⋆ is not contained in B, then by the definition of a point (fp⋆ is direct similitude) the range of fp⋆ is of the form Semiring{hλDK,h∈H} and λ∈C/UK with fp⋆(DK)=λDK.
So by lemma 6.6 the set of those points is isomorphic to K⋆\(AKf/OK⋆×C/UK)
So all in all the set of the points of OK with values in CK,C is isomorphic to K⋆\(AKf×C/UK)/(OK⋆×{1})
∎
7 Link with the Dedekind zeta function
7.1 The spectral realization of critical zeros of L-functions by Connes
In this section, K will denote an imaginary quadratic number field with class number 1.
Let us first recall some facts ([5] and [4]) about homogeneous distributions on adeles and L-functions and then the construction of the Hilbert space H underlying the spectral realization of the critical zeroes.
Let k be a local field and χ a quasi-character of k⋆, let s∈C, we can write χ in the following form : ∀x∈k⋆χ(x)=χ0(x)∣x∣s with χ0:k⋆→S1. Let S(k) denote the Schwartz Bruhat space on k.
Definition 7.1**.**
We say that a distribution D∈S′(k) is homogeneous of weight χ if one has ∀f∈S(k),∀a∈k⋆,⟨fa,D⟩=χ(a)−1⟨f,D⟩ where by definition fa(x)=f(ax).
We have the following property :
Proposition 7.1**.**
For σ=ℜ(s)>0, there exists up to normalization, only one homogeneous distribution of weight χ on k which is given by the absolutely convergent integral Δχ(f)=∫k⋆f(x)χ(x)d⋆x.
If k is non-archimedean field, and πk a uniformizer, let us now define and note for all s∈C:
Definition 7.2**.**
The distribution Δs′∈S′(k) is defined for all f∈S(k) as Δs′=∫k⋆(f(x)−f(πkx))∣x∣sd⋆x, with the multiplicative Haar measure d⋆x normalized by ⟨1Ok⋆,d⋆x⟩=1
The distribution Δs′ is well defined because by the very definition of S(k), for f∈S(k), f(x)−f(πkx)=0 for x small enough.
Let χ be now a quasi-character from the idele class group CK=AK⋆/K⋆. We can note χ as χ=∏ν and χ(x)=χ0(x)∣x∣s with s∈C and χ0 a character of CK. Let us note P the finite set of places where χ0 is ramified. For any place ν∈/P, let us denote Δν′ the unique homogeneous distribution of weight χν normalized by ⟨Δν′,1Oν⟩=1. For any ν∈P or infinite place and for σ=ℜ(s)>0 let us denote Δν′ the homogeneous distribution of weight χν given by proposition 5.1 (this one is unnormalized). Then the infinite tensor product Δs′=∏νΔν′ makes sense as a continuous linear form on S(AK) and it is homogeneous of weight χ, it is not equal to zero since Δν′=0 for every ν and for infinite places as well and is finite by construction of the space S(AK) as the infinite tensor product ⨂ν(S(Kν),1Oν)
Then we can see the L functions appear as a normalization factor thanks to the following property:
Proposition 7.3**.**
For σ=ℜ(s)>1, the following integral converges absolutely
There exists an approximate unit (fn)n∈N such that for all n∈N, fn∈S(CK), fn^ has compact support and there exists C>0 such that ∣∣θm(fn)∣∣≤C and that θm(fn)→1 strongly in Lδ2(CK) as n→∞.
Now we are able to define the Hilbert space H. First on S(AK)0 we can put the inner product corresponding to the norm ∥f∥δ2=∫CK∣E(f)(x)∣2(1+(log∣x∣)2)2δd⋆x.
Let us denote Lδ2(AK/K⋆)0 the separated completion of S(AK)0 with respect to the inner product defined ealier. Let us also define θa the representation of CK on S(AK) given by for ξ∈S(AK), ∀α∈CK,∀x∈AK,(θa(α)ξ)(x)=ξ(α−1x).
We can also put the following Sobolev norm on Lδ2(CK), ∥ξ∥δ2=∫CK∣ξ(x)∣2(1+(log∣x∣)2)2δd⋆x.
Then by construction, the linear map E:S(AK)0→Lδ2(CK) satisfies
for all f∈S(AK)0, ∥f∥δ2=∥E(f)∥δ2. Thus this map extends to an isometry still denoted E:Lδ2(AK/K⋆)0→Lδ2(CK).
Let us also denote θm the regular representation of CK on Lδ2(CK) .
We have for any ξ∈Lδ2(CK) :
[TABLE]
.
We then get for every f∈Lδ2(AK/K⋆)0, α∈CK and g∈CK that :
Thus we have that Eθa(α)=∣α∣21θm(α)E. In other words, it shows that the natural representation θa of CK on Lδ2(AK/K⋆)0 corresponds, via the isometry E, to the restriction of ∣α∣21θm(α) to the invariant subspace given by the range of E.
Definition 7.4**.**
We denote by H=Lδ2(CK)/Im(E) the cokernel of the map E. Let us denote also θm the quotient representation of CK on H and finally let us denote for a character χ of CK,1, Hχ={h∈H/∀g∈CK,1,θm(g)h=χ(g)h}
Since N1 is a compact group, we get that :
Proposition 7.6**.**
The Hilbert space H splits as a direct sum H=⨁χ∈CK,1Hχ and the representation θm decomposes as a direct sum of representation θm,χ:CK→Aut(Hχ)
This situation gives rise to operators whose spectra will the critical zeroes of L functions and so the spectral interpretation of it.:
Definition 7.5**.**
Let us define and note Dχ the infinitesimal generator of the restriction of θm,χ to 1×R+⋆⊂CK, in other words we have for every ξ∈Hχ, Dχξ=limϵ→0ϵ1(θm,χ−1)ξ
Then the central theorem of the spectral realisation of the critical zeroes of the L functions as in [4] and in [5] is :
Theorem 7.1**.**
Let χ, δ>1, Hχ and Dχ as above. Then Dχ has a discrete spectrum and Sp(Dχ)⊂R is the set of imaginary parts of zeroes of the L-function with Grössencharacter χ~ (the extension of χ to CK) which have real part equal to 21, ie ρ∈Sp(Dχ)⇔L(χ~,21+ρ)=0 and ρ∈R. Moreover the multiplicity of ρ in Sp(Dχ) is equal to the largest integer n<1+2δ, n≤ multiplicity of 21+ρ as a zero of L.
Proof.
We follow the proof already of [4] and in [5] making it more precise with respect to our goal.
We first need to understand the range of E, in order to do that, we consider its orthogonal in the dual space that is Lδ2(CK).
Since the subgroup CK,1 of CK is the group the ideles classes of norm 1, CK,1 is a compact group and acts by the representation θm which is unitary when restricted to CK,1.
Therefore we can decompose Lδ2(CK) and its dual L−δ2(CK) into the direct of the following subspaces
[TABLE]
which correspond to the projections Pχ0=∫CKχ0ˉ(γ)θm(γ)d1γ.
And for the dual :
[TABLE]
which correspond to the projections Pχ0t=∫CKχ0ˉ(γ)θm(γ)td1γ.
Here we have used (θm(γ)tη)(x)=η(γx) which comes from the definition of the transpose ⟨θm(γ)ξ,η⟩=⟨ξ,θm(γ)tη)⟩ using ∫CKξ(γ−1x)η(x)d⋆x=∫CKξ(y)η(γy)d⋆y.
In these formulas one only uses the character χ0 as a character of the compact subgroup CK,1 of CK. One now chooses non canonically an extension χ~0 of χ0 as a character of CK (ie we have ∀γ∈CK,1,χ~0(γ)=χ0(γ)). This choice is not unique and two choices of extensions only differ by a character that is principal (ie of the form γ↦∣γ∣is0 with s0∈R). We fix a factorization CK=CK,1×R+⋆ and fix χ~0 as being equal to 1 on R+⋆.
Then by definition, we can write any element η of L−δ,χ02(CK) in the form :
[TABLE]
where ∫CK∣ψ(∣g∣)∣2(1+(log∣g∣)2)−δ/2d⋆g<∞.
A vector like this η is in the orthogonal of the range of E if and only if :
[TABLE]
Using Mellin inversion formula ψ(∣x∣)=∫Rψ^(t)∣x∣tdt, we can see formally that this last equality becomes equivalent to :
[TABLE]
Those formal manipulations are justified by the use of the approximate units with special properties which appear in a previous lemma 7.1 and the rapid decay of E(f) of the proposition 7.4.
Thanks to the last formula, we are now looking for nice functions f∈S(AK)0 on which to test the distribution ∫CKΔ21+tψ^(t)dt.
For the finite places, we denote by P the finite set of finite places where χ0 ramifies, we take f0:=⊗ν∈/P1Oν⊗fχ0 where fχ0 is the tensor product over ramified places of the functions equal to [math] outside Oν⋆ and to χ0,ν on Oν⋆.
Then by the definition of Δs′, for any f∈S(C) we get that ⟨Δs′,f0⊗f⟩=∫CKf(x)χ0;∞(x)∣x∣sd⋆x. Moreover if the set P of finite ramified places of χ0 is not empty, we have f0(0)=0 and ∫AKff0(x)dx=0 so that f0⊗f∈S(AK)0 for all f∈S(C).
We can in fact take a function f of the form f(x)=b(x)χˉ0,∞(x) with b∈Cc∞(R+⋆).
So for any s∈C such that ℜs>0, ⟨Δs′,f0⊗fb⟩=∫R+⋆b(x)∣x∣sd⋆x.
So when we pair the distribution ∫RΔ21+tψ^(t)dt again such functions, we get that :
But one can see that, if χ0∣CK,1=1, L(χ0,21+t) is an analytic function of t so the product L(χ0,21+t)ψ^(t) is a tempered distrubution and so is its Fourier transform. Thanks to the last equality, we have that the Fourier transform of L(χ0,21+t)ψ^(t) paired on arbitrary functions which are smooth with compact support equals 0 and so the Fourier transform L(χ0,21+t)ψ^(t) is equal to [math].
If χ0∣CK,1=1, we need to impose the condition ∫AKfdx=0 ie ∫R+⋆b(x)∣x∣d⋆x=0 but we can see that the space of functions b(x)∣x∣21∈Cc∞(R+⋆) with the condition ∫R+⋆b(x)∣x∣d⋆x=0 is dense in S(R+⋆).
Let us now recall that for the equation ϕ(t)α(t)=0 with α a distribution on S1 and ϕ∈C∞(S1) which has finitely many zeroes denoted xi of order ni with i∈I with I a finite set , the distributions δxi,δxi′,…,δxini−1,i∈I form a basis of the space of solutions in α (of the equation ϕ(t)α(t)=0).
Now we can come back to our main study. Thanks to what we have shown before, we now know that for η orthogonal to the range of E and such that θmt(h)(η)=η, we have that ψ^(t) is a distribution with compact support satisfying the equation L(χ0,21+t)ψ^(t)=0.
Therefore thanks to what we have recalled, we get that ψ^ is a finite linear combination of the distributions δt(k) with t such that L(χ0,21+t)=0 and k striclty less than the order of the zero of this L function (necessary and sufficient to get the vanishing on the range of E) and also k<2δ−1 (necessary and sufficient to ensure that ψ belongs to L−δ2(R+⋆), ie ∫R+⋆(log∣x∣)2k(1+∣log∣x∣∣2)−δ/2d⋆x<∞).
Conversely, let s be a zero of L(χ0,s) of order k>0. Then by the proposition 7.3 and the finiteness and the analyticity of Δs′ for ℜs>0, we get, for a∈[∣0,k−1∣] and f∈S(AK)0, that : (∂s∂)aΔs′(f)=0.
We also have that (∂s∂)aΔs′(f)=∫CKE(f)(x)χ0(x)∣x∣s−21(log∣x∣)ad⋆x.
Thus η belongs to the orthogonal of the range of E and such that θmt(h)η=η if and only if it is a finite linear combination of functions of the form
[TABLE]
where L(χ0,21+t)=0 and a< order of the zero t and a<2δ−1.
Therefore the restriction to the subgroup R+⋆ of CK of the transpose of θm is given in the above basis ηt,a by
[TABLE]
Therefore if L(χ0,21+s)=0 then s does not belong to the spectrum of Dχ0t. This determine the spectrum of the operator Dχ0t and so the spectrum of Dχ0. Therefore the theorem is proved.
∎
7.2 The link between the points of the arithmetic site and the Dedekind zeta function
Since the class number of K of 1, we observe that CK,1 the ideles classes of norm 1 is given by :
[TABLE]
We still denote H the Hilbert space associated by Connes in [4] to (AKf×C)/K⋆ and whose definition was recalled in the last section.
In the last section we have seen that one can decompose H in the following way : H=⨁χ∈CK,1Hχ with Hχ={h∈H/∀g∈CK,1,θm(g)h=χ(g)h}.
Let us note G=(K⋆×(∏pprimeOp⋆×1))/K⋆.
We can observe that CK,1/G≃S1/UK.
The main idea here is that we would like to have a spectral interpretation of ζK linked to the space of points of the arithmetic site (OK,COK) over CK,C which is by theorem 6.2
[TABLE]
In Connes’ formalism ([4], [5]) and as recalled in the last section, H is an Hilbert space associated to the adele class space (AKf×C)/K⋆ linked with the spectral interpretation of L functions. More precisely if we denote χtrivial∈CK,1 the trivial character of CK,1, then the results of [4] and [5] show that Hχtrivial is associated to the spectral interpretation of ζK.
Theorem 7.2**.**
We have HG=⨁χ∈S1/UKHχG. Then as in [4] the space HχG corresponds to L(χ,∙), so in particular when χ is trivial, HχG corresponds to ζK the Dedekind zeta function of K.
Proof.
We adapt here the same strategy as in the proof of theorem 7.1:
In our case, let us consider Lδ2(CK)G (stable under the action of G) and L−δ2(CK)G (stable under the action of G).
Since the subgroup CK,1G≃S1/UK thanks to θm (as recalled earlier θm denotes the regular representation of CK on Lδ2(CK)).
Therefore we can decompose Lδ2(CK)G and its dual L−δ2(CK)G into the direct of the following subspaces
[TABLE]
And for the dual :
[TABLE]
Let us also recall that to a character χ0∈CK,1/G≃S1/UK, one can uniquely associate a Größencharakter χ0 (the conditions being a Größencharakter and K being class number 1 give that the non archimedean part of χ0 is completely determined by the archimedean part which is χ0).
From now on we can follow exactly the same strategy as the one used in the proof of 7.1 :
Then by definition, we can write any element η of L−δ,χ02(CK)G in the form :
[TABLE]
where ∫CK∣ψ(∣g∣)∣2(1+(log∣g∣)2)−δ/2d⋆g<∞.
A vector like this η is in the orthogonal of the range of E if and only if :
[TABLE]
Using Mellin inversion formula ψ(∣x∣)=∫Rψ^(t)∣x∣tdt, we can see formally that this last equality becomes equivalent to :
[TABLE]
Those formal manipulations are justified by the use of the approximate units with special properties which appear in a previous lemma 7.1 and the rapid decay of E(f) of the proposition 7.4.
Thanks to the last formula, we are now looking for nice functions f∈S(AK)0 on which to test the distribution ∫CKΔ21+tψ^(t)dt.
For the finite places, we denote by P the finite set of finite places where χ0 ramifies, we take f0:=⊗ν∈/P1Oν⊗fχ0 where fχ0 is the tensor product over ramified places of the functions equal to [math] outside Oν⋆ and to χ0ν on Oν⋆.
Then by the definition of Δs′, for any f∈S(C) we get that ⟨Δs′,f0⊗f⟩=∫CKf(x)χ0(x)∣x∣sd⋆x. Moreover if the set P of finite ramified places of χ0 is not empty, we have f0(0)=0 and ∫AKff0(x)dx=0 so that f0⊗f∈S(AK)0 for all f∈S(C).
We can in fact take a function f of the form f(x)=b(x)χ0(x) with b∈Cc∞(R+⋆).
So for any s∈C such that ℜs>0, ⟨Δs′,f0⊗fb⟩=∫R+⋆b(x)∣x∣sd⋆x.
So when we pair the distribution ∫RΔ21+tψ^(t)dt again such functions, we get that :
But one can see that, if χ0 is non trivial, L(χ0,21+t) is an analytic function of t so the product L(χ0,21+t)ψ^(t) is a tempered distrubution and so is its Fourier transform. Thanks to the last equality, we have that the Fourier transform of L(χ0,21+t)ψ^(t) paired on arbitrary functions which are smooth with compact support equals 0 and so the Fourier transform L(χ0,21+t)ψ^(t) is equal to [math].
If χ0 is trivial, we need to impose the condition ∫AKfdx=0 ie ∫R+⋆b(x)∣x∣d⋆x=0 but we can see that the space of functions b(x)∣x∣21∈Cc∞(R+⋆) with the condition ∫R+⋆b(x)∣x∣d⋆x=0 is dense in S(R+⋆).
Let us now recall that for the equation ϕ(t)α(t)=0 with α a distribution on S1 and ϕ∈C∞(S1) which has finitely many zeroes denoted xi of order ni with i∈I with I a finite set , the distributions δxi,δxi′,…,δxini−1,i∈I form a basis of the space of solutions in α (of the equation ϕ(t)α(t)=0).
Now we can come back to our main study. Thanks to what we have shown before, we now know that for η orthogonal to the range of E and such that θmt(h)(η)=η, we have that ψ^(t) is a distribution with compact support satisfying the equation L(χ0,21+t)ψ^(t)=0.
Therefore thanks to what we have recalled, we get that ψ^ is a finite linear combination of the distributions δt(k) with t such that L(χ0,21+t)=0 and k striclty less than the order of the zero of this L function (necessary and sufficient to get the vanishing on the range of E) and also k<2δ−1 (necessary and sufficient to ensure that ψ belongs to L−δ2(R+⋆), ie ∫R+⋆(log∣x∣)2k(1+∣log∣x∣∣2)−δ/2d⋆x<∞).
Conversely, let s be a zero of L(χ0,s) of order k>0. Then by the proposition 7.3 and the finiteness and the analyticity of Δs′ for ℜs>0, we get, for a∈[∣0,k−1∣] and f∈S(AK)0, that : (∂s∂)aΔs′(f)=0.
We also have that (∂s∂)aΔs′(f)=∫CKE(f)(x)χ0(x)∣x∣s−21(log∣x∣)ad⋆x.
Thus η belongs to the orthogonal of the range of E and such that θmt(h)η=η if and only if it is a finite linear combination of functions of the form
[TABLE]
where L(χ0,21+t)=0 and a< order of the zero t and a<2δ−1.
Therefore the restriction to the subgroup R+⋆ of CK of the transpose of θm is given in the above basis ηt,a by
[TABLE]
Therefore if L(χ0,21+s)=0 then s does not belong to the spectrum of Dχ0t. This determine the spectrum of the operator Dχ0t and so the spectrum of Dχ0. Therefore the theorem is proved. Let us remark that in the rest of the thesis and in the theorem we will make an abuse of notation and write L(χ0,∙) instead of L(χ0,∙).
∎
8 Link between Spec(OK) and the arithmetic site
In this section, K will still denote an imaginary quadratic number field with class number 1.
We consider the Zariski topos Spec(OK).
Let us denote for any prime ideal p of OK, H(p):={h∈K/αph∈OK} where αp∈AKf is the finite adele whose components are all equal to 1 except at p where the component vanishes.
Definition 8.1**.**
Let us denote SK the sheaf of sets on Spec(OK) which assigns for each Zariski open set U⊂Spec(OK) the set Γ(U,SK):={U∋p↦ξp∈H(p)/ξp=0for finitely many prime idealsp∈U}. The action of OK on the sections is done pointwise.
Theorem 8.1**.**
The functor T:OK→Sh(Spec(OK)) which associates to the only object ⋆ of the small category OK (the one already considered earlier where OK is used as a monoïd with respect to the multiplication law), the sheaf SK and to endomorphisms of ⋆ the action of OK on SK is filtering and so defines a geometric morphism Θ:Spec(OK)→OK. The image of a point p of Spec(OK) associated to the prime ideal p of OK is the point of OK associated to the OK module H(p)⊂K.
Proof.
To check that the functor T is filtering, we adapt in the very same way as in [10] the definition VII 8.1 of [27] of the three filtering conditions for a functor and the lemma VII 8.4 of [27] where those conditions are reformulated and apply it to our very special case where OK is the small category which has only a single object ⋆ and OK (the ring of integers of K) as endomorphism and where its image under T is the object T(⋆)=S of Spec(OK) to get that T is filtering if and only if it respects the three following conditions:
For any open set U of Spec(OK) there exists a covering {Uj} of U and sections ξj∈Γ(Uj,S)
2. 2.
For any open set U of Spec(OK) and sections c,d∈Γ(U,S), there exists a covering {Uj} of U and for each j arrows uj,vj:⋆→⋆ in OK and a section bj∈Γ(Uj,S) such that c∣Uj=T(uj)bj and d∣Uj=T(vj)bj
3. 3.
Given two arrows u,v:⋆→⋆ in OK and a section c∈Γ(U,S) with T(u)c=T(v)c, there exists a covering {Uj} of U and for each j an arrow wj:⋆→⋆ and a section zj∈Γ(Uj,S) such that for each j, T(wj)zj=c∣Uj and u∘wj=v∘wj∈HomOK(⋆,⋆)
So to check that T is filtering, all we have to do now is to check the three filtering conditions.
∙
Let us check (i).
Let U be a non empty open set of Spec(OK), then the [math] section, ie the section hose value at each prime ideal is [math], is an element of Γ(U,S) and so by considering U itself as a cover of U we have shown (i).
∙
Let us check (ii)
Let U be a non empty open set of Spec(OK).
Let c,d∈Γ(U,S) two sections of S over U.
Then there exists a finite set E⊂U of prime ideals of OK such that both c and d vanish in the complement V:=U\E of E.
V is a non empty set of Spec(OK) and let us note for each p∈E, Up:=V∪{p}⊂U.
By construction the collection {Up}p∈E form an open covering of U.
Then the restriction of the section c and d to Up are only determined by their value at p since they vanish at every other point of Up. Moreover given an element b∈Sp, one can extend it uniquely to a section of S on on Up which vanishes on the complement of p.
So finally for each p, thanks to the property (ii) of flatness of the functor associated to the stalk Sp=Hp, as required we get that there exists arrows up,vp∈OK and a section bp∈Γ(Up,S) such that c∣Up=T(up)bp and d∣Up=T(vp)bp. Since {Up}p∈E is an open cover of U, we finally get (ii).
∙
Let us now check (iii)
Let U be an open set of Spec(OK), let c∈Γ(U,S) and u,v∈OK such that T(u)c=T(v)c.
⋆
Let us assume first that there is a prime ideal p of OK such that cp=0.
Then by property (iii) of flatness of the functor associated Sp=Hp, let w~∈OK and z~p∈Hp such that T(w)z~p=cp and uw~=vw~.
We cannot have w~=0 because then we could have cp=0 which is impossible.
So we have that w~==0 and so that u=v.
And then we take U itself as its own cover and with the notations of (iii) we take z=c and w=1∈OK and so (iii) is checked in this case.
⋆
Otherwise c is the zero section.
In this case we take U itself as its own cover and with the notation of (iii) we take z=0 and w=0.
We have thus shown that T:OK→Spec(OK) respects the conditions (i), (ii) and (iii), so T is filtering.
Then by theorem VII 9.1 of [27] we get that T is flat.
Therefore by theorem VII 7.2 of [27], we get that T defines a geometric morphism Θ:Spec(OK)→OK.
Similarly to [10], the image of a point p of Spec(OK) is the point of OK whose associated flat functor F:OK→Sets is the composition of the functor T:OK→Spec(OK) with the stalk functor at p. This last funcotr associates to any sheaf on Spec(OK) its stlak at the point p viewed as a set, so we get that F is the flat functor from OK to Sets associated to the stalk Sp=Hp.
All is proven.
∎
Theorem 8.2**.**
Let us note Θ⋆(COK) the pullback of the structure sheaf of (OK,COK). Then:
The stalk of Θ⋆(COK) at the prime p is the semiring CHp and at the generic point it is B.
2. 2.
The sections ξ of Θ⋆(COK) on an open set U of Spec(OK) are the maps U∋p↦ξp∈CHp which are either equal to {0} outside a finite set or everywhere equal to the constant section ξp=∅∈CHp,∀p∈U
Proof.
The result follows from the fact that the stalk of Θ⋆(COK) at the prime p is the same as the stalk of the sheaf COK at the Θ(p) (and so associated to Hp) of OK.
For {0} we consider the stalk of COK at the point of OK associated to the OK-module {0} which is so C{0}={∅,{0}}≃B.
2. 2.
It follows from theorem 6.1 and the definition of pullback.
∎
9 The square of the arithmetic site for Z[]
In this section we will only treat the case of Z[], the case for Z[j] being similar replace [1,] by the segment [1,j].
That being said, before beginning investigating tensor products in the case of Z[i], we must change our point of view for an equivalent one which is functionnal, ie we will switch from convex sets to some restriction of the opposite of their support function. Although we only have an abstract description for now, I think it will be useful for the future and in other cases (for example Z[2]) to switch to the functional point of view.
Definition 9.1**.**
Let us note FZ[] the set of all piecewise affine convex functions of the form
[TABLE]
where Σ is the set of summits (in fact thanks to the symmetries by and −1 we can only take the summits in the upper right quarter of the complex plane) of an element of CZ[] (when Σ is empty, the function associated is constant equal to −∞).
The easy proof of the following proposition is left to the reader.
Proposition 9.1**.**
Endowed with the operations max (punctual maximum) and + (punctual addition), (FZ[],max,+) is an idempotent semiring.
We can now show that the viewpoints of the convex geometry and of those special functions are equivalent.
Proposition 9.2**.**
(CZ[],Conv(∙∪∙),+)* and (FZ[],max,+) are isomorphic semirings through the isomorphism*
[TABLE]
where ΣC stands for the set of summits of C
Proof.
This map Φ is immediately a surjective morphism between (CZ[],Conv(∙∪∙),+) and (FZ[],max,+).
Let us now show that Φ is injective.
Let C,C′∈CZ[]\{∅,{0}} with C=C′.
Let c′∈C′ such that c′∈/C.
We identify C and R2, then thanks to Hahn-Banach theorem, there exists ϕ∈(R2)⋆ such that ∀c∈C,ϕ(c)<ϕ(c′).
But thanks to the canonical euclidian scalar product, we can identify (R2)⋆ with R2, so let u∈R2 such that ϕ=⟨u,∙⟩, so we have that ∀c∈C,⟨u,c⟩<⟨u,c′⟩.
But since C is compact, let γ∈C such that ⟨u,γ⟩<⟨u,c′⟩=supc∈C⟨u,c⟩<⟨u,c′⟩
Thanks to the symmetry of C,C′ by UK and the identification of C and R2, we can assume that u,γ,c′∈C/UK.
Then finally we have that (Φ(C))(u)≤⟨u,γ⟩<⟨u,c′⟩≤(Φ(C′))(u), so we have the injectivity in this case.
For the other cases, let us remark that Φ(∅)≡−∞ the constant function equal to ′∞ by convention, Φ({0})=0 the constant function equal to zero by direct calculation, and that for C∈COK\{∅,{0}}, if we take c a summit of C of maximal module among the summits of C, we immediately get that (Φ(C))(c)=∣c∣2>0 and so the injectivity is proved.
All in all, we indeed have that (CZ[],Conv(∙∪∙),+) and (FZ[],max,+) are isomorphic semirings.
∎
Let us now determine FZ[]⊗BFZ[].
Viewing (FZ[],max) as a B-module, we can define FZ[]⊗BFZ[] in the following way (see also [29] and [10]):
Definition 9.2**.**
(FZ[]⊗BFZ[],⊕)* is the B-module constructed as the quotient of B-module of finite formal sums ∑ei⊗fi (we can remark that no coefficients are needed since FZ[] is idempotent) by the equivalence relation*
[TABLE]
where Ψ is any bilinear map from FZ[]×FZ[] to any arbitrary B-module and where ⊕ is just the formal sum.
Since (FZ[],max,+) is moreover an idempotent semiring, we can see that the law + of FZ[] induces a new law again noted + on FZ[]⊗BFZ[] in the following way :
Proposition 9.3**.**
Let a⊗b and a′⊗b′∈FZ[]⊗BFZ[], we can define + such that (a⊗b)+(a′⊗b′)=(a+a′)⊗(b+b′). In this way + is well defined and it turns (FZ[]⊗BFZ[],⊕,+) into an idempotent semiring.
Proof.
Let (a,b)∈FZ[]×FZ[]
We define the application Σa,b:{FZ[]×FZ[](a′,b′)→↦FZ[]⊗FZ[](a+a′)⊗(b+b′)
So Σa,b is B-linear in the first variable. One can show in the same way that Σa,b is B-linear in the second variable so finally that Σa,b is a B-bilinear map from FZ[]×FZ[] to FZ[]⊗FZ[] so it can be factorized by the universal property of tensor product by a linear map σa,b:FZ[]⊗FZ[]→FZ[]⊗FZ[]
And consequently we denote for all a′⊗b′∈FZ[]⊗FZ[], (a⊗b)+(a′⊗b′):=defσa,b(a′⊗b′).
So + is well defined on elementary tensors and so after for all tensors. We deduce from this that (FZ[]⊗FZ[],⊕,+) is a semiring.
∎
Proposition 9.4**.**
(Z[])2* acts on (FZ[]⊗FZ[],⊕,+) and the action preserves the semiring structure.*
Proof.
Let (α,β)∈(Z[])2 and let p∈FZ[]⊗FZ[].
Let I be a finite set and fi,gi∈FZ[] for all i∈I such that p=⨁i∈Ifi⊗gi.
Then we define the action of (α,β) on p by (α,β)∙p=∑i∈IΦ(α∙Φ−1(fi))⊗Φ(β∙Φ−1(gi)) where Φ is the isomorphism between CZ[] and FZ[].
With this definition, the action of (Z[])2 on FZ[]⊗FZ[] is directly compatible with the law ⊕ and so preserves the structure of B-module.
Let a⊗b,a′⊗b′∈FZ[]⊗FZ[], then we have a⊗b+a′⊗b′=(a+a′)⊗(b+b′).
And for (α,β)∈(Z[])2, we have (α,β)∙((a+a′)⊗(b+b′))=Φ(α∙Φ−1(a+a′))⊗Φ(β∙Φ−1(b+b′)).
But α∙Φ−1(a+a′)=α∙Φ−1(a)+α∙Φ−1(a′) and β∙Φ−1(b+b′)=β∙Φ−1(b)+β∙Φ−1(b′).
So we have (α,β)∙((a+a′)⊗(b+b′))=(α,β)∙a⊗b+(α,β)∙a′⊗b′.
the action of (Z[])2 on FZ[]⊗FZ[] is directly compatible with the law +.
∎
Thanks to this last proposition, we can therefore view (FZ[]⊗FZ[],⊕,+) as an idempotent semiring in the topos (Z[])2 (the topos of sets with an action of (Z[])2 where the composition of arrows is the multiplication component by component). It allows us to define the unreduced square of the arithmetic site for Z[] as follows :
Definition 9.3**.**
The unreduced square ((Z[])2,FZ[]⊗FZ[]) is the topos (Z[])2 with the structure sheaf (FZ[]⊗FZ[],⊕,+) viewed as an idempotent semiring in the topos.
The idempotent semiring (FZ[]⊗FZ[],⊕,+) is not necessarily a multiplicative cancellative semiring. In the case it is not, we can send it into a multiplicative cancellative semiring in the following way :
Let us set P:=FZ[]⊗FZ[].
Let us denote R the idempotent semiring (with laws ⊕ and + being defined component wise) R:=P×P/∼ where ∼ is the equivalence relation defined as follows
[TABLE]
Proposition 9.5**.**
The semiring R is multiplicatively cancellative.
Proof.
Let (a,b),(a′,b′),(c,d)∈R with (c,d)=(−∞,−∞) such that (c,d)+(a,b)=(c,d)+(a′,b′), so we have (a+c,b+d)=(a′+c,b′+d).
So we have a+c+b′+d=a′+c+b+d, ie a+b′+(c+d)=a′+b+(c+d).
So in R, we have (a,b)=(a′,b′) and so R is multiplicatively cancellative.
∎
Definition 9.4**.**
Let us denote FZ[]⊗^FZ[] the image of P=FZ[]⊗FZ[] by the application
[TABLE]
It is an idempotent multiplicatively cancellative semiring.
Proposition 9.6**.**
The reduced tensor product of FZ[] by FZ[] is given by FZ[]⊗^FZ[], it satisfies the following universal property. For any multiplicative cancellative ring R and any homomorphism ρ:FZ[]⊗FZ[]→R such that ρ−1({0})={(−∞,−∞)}, then there exists a unique homomorphism ρ′:FZ[]⊗^FZ[]→R such that ρ=ρ′∘γ.
Proof.
Let R a multiplicative cancellative ring and a homomorphism ρ:FZ[]⊗FZ[]→R such that ρ−1({0})={(−∞,−∞)}.
Let a,b∈FZ[]⊗FZ[] such that a=b in FZ[]⊗^FZ[].
Then there exists c∈FZ[]⊗FZ[]\{(−∞,−∞)} such that a+c=b+c.
Then ρ(a+c)=ρ(b+c), so ρ(a)×Rρ(c)=ρ(b)×Rρ(c).
Since ρ−1({0})={(−∞,−∞)}, ρ(c)=0R.
And so since R is multiplicatively cancellative, we have ρ(a)=ρ(b), so the image of an element of FZ[]⊗FZ[] by the application ρ depends only on the class of this latter element in FZ[]⊗^FZ[] and so we can take ρ′:FZ[]⊗^FZ[]∋γ(a)↦ρ(a). We have shown that the application ρ′ is well defined and we have ρ=ρ′∘γ. Therefore the result is proved.
∎
Proposition 9.7**.**
The action of Z[]×Z[] on FZ[]⊗FZ[] induces an action on FZ[]⊗^FZ[] which is compatible with the semiring structure.
Proof.
Let a,b∈FZ[]⊗FZ[] such that in FZ[]⊗^FZ[], a is equal to b (ie γ(a)=γ(b)).
Then let c∈FZ[]⊗FZ[] such that a+c=b+c.
Then for any (α,β)∈Z[]×Z[], we have (α,β)∙(a+c)=(α,β)∙(b+c) and so (α,β)∙a+(α,β)∙c=(α,β)∙b+(α,β)∙c and finally (α,β)∙a equal to (α,β)∙b in FZ[]⊗^FZ[] (ie γ((α,β)∙a)=γ((α,β)∙b).
Consequently the action of Z[]×Z[] is compatible with the relation ∼ used to define FZ[]⊗^FZ[] and since the action of Z[]×Z[] was compatible with the semiring structure of FZ[]⊗FZ[], the induced action of Z[]×Z[] is compatible with the semiring structure on FZ[]⊗^FZ[].
∎
Definition 9.5**.**
The reduced square ((Z[])2,FZ[]⊗^FZ[]) is the topos (Z[])2 with the structure sheaf (FZ[]⊗^FZ[],⊕,+) viewed as an idempotent semiring in the topos.
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