Eigenfunction scarring and improvements in $L^{\infty}$ bounds
Jeffrey Galkowski, John A. Toth

TL;DR
This paper investigates how the concentration and diffusion of eigenfunction defect measures influence their maximum amplitude growth, revealing that both highly concentrated and overly diffuse measures limit eigenfunction growth.
Contribution
It establishes a link between defect measure concentration and $L^ Infty$ eigenfunction bounds, showing that certain types of measure concentration or diffusion prevent maximal growth.
Findings
Scarring (measure concentration) is incompatible with maximal $L^ Infty$ growth.
Diffuse measures like Liouville measure also prevent maximal eigenfunction growth.
Eigenfunction growth is constrained by the nature of their defect measures.
Abstract
We study the relationship between growth of eigenfunctions and their concentration as measured by defect measures. In particular, we show that scarring in the sense of concentration of defect measure on certain submanifolds is incompatible with maximal growth. In addition, we show that a defect measure which is too diffuse, such as the Liouville measure, is also incompatible with maximal eigenfunction growth.
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Eigenfunction scarring and improvements in bounds
Jeffrey Galkowski
Department of Mathematics and Statistics, McGill University, Montréal, QC, Canada
and
John A. Toth
Department of Mathematics and Statistics, McGill University, Montréal, QC, Canada
Abstract.
We study the relationship between growth of eigenfunctions and their concentration as measured by defect measures. In particular, we show that scarring in the sense of concentration of defect measure on certain submanifolds is incompatible with maximal growth. In addition, we show that a defect measure which is too diffuse, such as the Liouville measure, is also incompatible with maximal eigenfunction growth.
1. Introduction
Let be a compact manifold of dimension without boundary. Consider the eigenfunctions
[TABLE]
as . It is well known [Ava56, Lev52, Hör68] (see also [Zwo12, Chapter 7]) that solutions to (1.1) satisfy
[TABLE]
and that this bound is saturated e.g. on the sphere. It is natural to consider the situations which produce sharp examples for (1.2). In many cases, one expects polynomial improvements to (1.2), but rigorous results along these lines are few and far between [IS95]. In the case of negatively curved manifolds, improvements can be obtained [Bér77]. However, at present, under general dynamical assumptions, known results involve -improvements to (1.2) [TZ02, SZ02, TZ03, STZ11, SZ16a, SZ16b]. These papers all study the connections between the growth of norms of eigenfunctions and the global geometry of the manifold . In this note, we examine the relationship between growth and concentration of eigenfunctions. We measure concentration using the concept of a defect measure - a sequence has defect measure if for any ,
[TABLE]
By an elementary compactness/diagonalization argument it follows that any sequence of eigenfunctions solving (1.1) possesses a further subsequence that has a defect measure in the sense of (1.3) ([Zwo12, Chapter 5],[Gér91]). Moreover, a standard commutator argument shows that if is any sequence of -normalized Laplace eigenfunctions, the associated defect measure is invariant under the geodesic flow; that is, if is the geodesic flow i.e. the hamiltonian flow of , .
Definition** 1.1****.**
We say that an eigenfunction subsequence is strongly scarring provided that for any defect measure associated to the sequence, is a finite union of periodic geodesics.
Theorem** 1****.**
Let be a strongly scarring sequence of solutions to (1.1). Then
[TABLE]
We also have improved bounds when eigenfunctions are quantum ergodic, that is, their defect measure is the Liouville measure on , (see e.g. [Sni74, CdV85, Zel87] for the standard quantum ergodicity theorem).
Theorem** 2****.**
Let be a quantum ergodic sequence of solutions to (1.1). Then
[TABLE]
Theorems 1 and 2 are corollaries of our next theorem where we relax the assumptions on and make the following definitions. Define the time flow out by
[TABLE]
Definition** 1.2****.**
Let be -dimensional Hausdorff measure on induced by the Sasaki metric on (see for example [Bla10, Chapter 9] for a treatment of the Sasaki metric). We say that the subsequence is admissible at if for any defect measure associated to the sequence there exists such that
[TABLE]
*We say that the subsequence is *admissible if it is admissible at for every .
We note that in (1.4) denotes the defect measure restricted to the flow out for any that is -measurable,
[TABLE]
Theorem** 3****.**
Let be a sequence of -normalized Laplace eigenfunctions that is admissible in the sense of (1.4). Then
[TABLE]
Remark 1.3: We choose to use the Sasaki metric to define for concreteness, but this is not important and we could replace the Sasaki metric by any other metric on .
Theorem 3 can be interpreted as saying that eigenfunctions which strongly scar are too concentrated to have maximal growth, while diffuse eigenfunctions are too spread out to have maximal growth. However, the reason the adimissiblity assumption is satisfied differs in these cases. In the diffuse case (see Theorem 2), one has so that the admissibility assumption is trivially verified. In the case where the eigenfunctions strongly scar (see Theorem 1), but the Hausdorff dimension of is so again, (1.4) is satisfied. The zonal harmonics on the sphere , which saturate the bound (1.2), lie precisely between being diffuse and strongly scarring (see section 4).
Observe that the condition is diffuse is much more general than . Jakobson–Zelditch [JZ99] show that any invariant measure on where is the round sphere can be obtained as a defect measure for a sequence of eigenfunctions and in particular many non-Liouville but diffuse measures occur.
Remark 1.4: We note that the results here hold for any quasimode of that is compactly microlocalized in frequency (see [Gal17]).
1.1. Relation with previous results
Theorem 2 is related to [STZ11, Theorem 3], where the sup bound is proved for all Laplace eigenfunctions on a surface with ergodic geodesic flow. However, in Theorem 2, we make no analyticity or dynamical assumptions on whatsoever, only an assumption on the particular defect measure associated with the eigenfunction sequence. Recently, Hezari [Hez16] and Sogge [Sog16] gave independent proofs of Theorem 2.
One consequence of the work of Sogge is the relation between norms for eigenfunctions and the push forward of defect measures to the base manifold . In particular, he shows [Sog16, (3.3)] that
[TABLE]
when and We note that when are quantum ergodic, and so the -bound in Theorem 2 follows from (1.5) as well (see also Corollary 1.2 in [Sog16]).
However, neither the scarring result in Theorem 1 nor the more general bound in Theorem 3 follow from (1.5). To compare and contrast with (1.5), we observe that (1.5) implies for any independent of ,
[TABLE]
Our main estimate in (3.12) says that for any with ,
[TABLE]
where for the This microlocalized bound allows us to deal with the more general scarring-type cases as well. In particular, the key differences are that we have replaced by and the defect measure by Hausdorff measure. We note however that unlike (1.5), can be arbitrarily small but is fixed independent of in (1.6).
In [SZ02], Sogge–Zelditch prove that any manifold on which (1.2) is sharp must have a self focal point. That is, a point such that where
[TABLE]
and denotes the normalized surface measure on the sphere. Subsequently, in [STZ11] the authors showed that one can replace by the set of recurrent directions and the assumption for some is necessary to saturate the maximal bound in (1.2). Here,
[TABLE]
The example of the triaxial ellipsoid with equal to an umbilic point shows that latter assumption is weaker than the former. Indeed, in such a case whereas Most recently, in [SZ16a, SZ16b], it was proved that for real-analytic surfaces, the maximal bound can only achieved if there exists a periodic point for the geodesic flow, i.e. a point so that all geodesics starting at close up smoothly after some finite time
Together with our analysis, the results of [STZ11] imply that any sequence of eigenfunctions, having maximal growth near and defect measure must have for all and . In particular, the results of [STZ11] show that can only have maximal growth near a point with a positive measure set of recurrent points and Theorem 3 shows that a point with maximal growth must have . As far as the authors are aware, the results in [STZ11] and in [SZ16a, SZ16b] do not give additional information about .
On the other hand, under an additional regularity assumption on the measure , Theorem 3 can be used to show that when has maximal growth near , is not mutually singular with respect to . Since the measure for a zonal harmonic is a smooth multiple of (see Section 4), this implies that the measure resembles the defect measure of a zonal harmonic . In [Gal17], the first author removes the necessity for any additional regularity assumption and gives a full characterization of defect measures for eigenfunctions with maximal growth, in particular proving that if has maximal growth near and defect measure , then is not mutually singular with respect to . Finally, we note that unlike [SZ02, STZ11, SZ16a, SZ16b], the analysis here is entirely local.
Acknowledgemnts. The authors would like to thank the anonymous referees for their detailed reading and many helpful comments. J.G. is grateful to the National Science Foundation for support under the Mathematical Sciences Postdoctoral Research Fellowship DMS-1502661. The research of J.T. was partially supported by NSERC Discovery Grant # OGP0170280 and an FRQNT Team Grant. J.T. was also supported by the French National Research Agency project Gerasic-ANR- 13-BS01-0007-0.
2. A local version of 3
In the following, we will freely use semiclassical pseudodifferential calculus where the semiclassical parameter is with We write for the Riemannian distance from to and write for the geodesic ball of radius around . We start with a local result:
Theorem** 4****.**
Let be sequence of Laplace eigenfunctions that is admissible at . Then for any ,
[TABLE]
Theorem 3 is an easy consequence of Theorem 4.
Proof that Theorem 4 implies Theorem 3.
Suppose that is admissible and
[TABLE]
Then, there exist , , so that
[TABLE]
Since is compact, by taking a subsequence, we may assume . But then and since is admissible at , Theorem 4 implies
[TABLE]
∎
3. Proof of Theorem 4
In view of the above, it suffices to prove the local result: Theorem 4.
Proof.
Fix and let with and Let
[TABLE]
and be a cutoff near the cosphere with for and when Let be the corresponding -pseudodifferential cutoff. Also, in the following, we will use the notation
[TABLE]
to denote the support of the restricted defect measure corresponding to the eigenfunction sequence in Theorem 3.
Then, we have
[TABLE]
3.1. Microlocalization to the flow out
Set
[TABLE]
Then, by Egorov’s Theorem [Zwo12, Theorem 11.1]
[TABLE]
(see e.g. [DZ16, Definition E.37] for a definition of ).
Let be a family of -pseudodifferential cutoffs with principal symbols
[TABLE]
with
[TABLE]
By the definition of together with (3.1) and (3.2), it follows that for ,
[TABLE]
where,
[TABLE]
By a standard stationary phase argument,
[TABLE]
where .
To see this, observe that by [Zwo12, Theorem 10.4]
[TABLE]
where and solves
[TABLE]
In particular, for all , . The phase function
[TABLE]
satisfies (3.5).
We next perform stationary phase in . First, observe that the phase is stationary at
[TABLE]
In particular, and the geodesic through passes through . Since , by performing non-stationary phase, we may assume and hence . Then, we observe that is non-degenerate for The solutions of the critical point equations and are given by
[TABLE]
Consequently, (3.4) follows from an application of stationary phase. (see also [Sog93, Lemma 5.1.3] or [BGT07, Theorem 4]).
Then, in view of (3.4) and (3.3),
[TABLE]
Now, note that for any ,
[TABLE]
where
[TABLE]
Therefore, by Cauchy-Schwarz applied to and ,
[TABLE]
Hence letting then , and using that (see for example [Zwo12, Theorem 5.1])
[TABLE]
we have
[TABLE]
3.2. Further microlocalization along
Let be the -dimensional Hausdorff measure on the flow out By assumption, In view of the microlocalization above, we are only interested in the annular subset
[TABLE]
Since is Radon, for any , there exist -dimensional balls with radii such that
[TABLE]
Note that for small enough, the canonical projection restricts to a diffeomorphism
[TABLE]
Consider the closed set
[TABLE]
with open covering
[TABLE]
By the Urysohn lemma, there exists with
[TABLE]
(Note that depends on , but we suppress this dependence to simplify notation.)
We now apply (3.8) with . First, observe that by (3.9) and (3.10)
[TABLE]
Next, by construction, for all ,
[TABLE]
and hence
[TABLE]
Using this together with (3.11) in (3.8) and sending gives
[TABLE]
where the last inequality follows from the fact that is a diffeomorphism. Finally, since is admissible at ,
[TABLE]
finishing the proof.
Remark 3.1: For , the estimate
[TABLE]
in (3.12) holds for any sequence of eigenfunctions with defect measure . It gives a quantitative estimate relating the behavior of the defect measure to norms of eigenfunctions. This estimate can also be obtained as a consequence of [Gal17, Theorem 2] by replacing the absolutely continuous part of with
∎
4. The example of zonal harmonics
Let be the round sphere and be polar variables centered at the north pole The geodesic flow is a completely integrable system with Hamiltonian
[TABLE]
and Claurault integral satisfying The associated moment mapping is and the connected components of the level sets are, by the Liouville-Arnold Theorem, Lagrangian tori indexed by the values of the moment map
The associated quantum integrable system is given by the Laplacian and the rotation operator The corresponding -normalized joint eigenfunctions are the standard spherical harmonics with
[TABLE]
These eigenfunctions can be separated into various sequences (i.e. ladders ) associated with different values ; specifically, the correspondence is given by The eigenfunctions with maximal blow-up are the sequence of *zonal * harmonics given by
[TABLE]
It is obvious from (4.2) that
[TABLE]
and thus attains the maximal sup growth at (similarily, at the south pole). At the classical level, the zonals concentrate microlocally on the Lagrangian tori . From the formula (4.1) it is clear that away from the poles (where are honest coordinates),
[TABLE]
The choice of determines the Lagrangian torus (there are two of them) and also, either torus clearly covers the entire sphere. At the poles themselves, the projection has a blowdown singularity with
[TABLE]
To see this, consider the behaviour at (with a similar computation at ). Rewriting the integral in involution in Euclidean coordinates one has and Setting , and gives
[TABLE]
It is then clear from (4.3) and (4.4) that is surjective and a diffeomorphism away from the poles (modulo choice of Lagrangian cover) and the fibres above the poles are We also note that the Lagrangian is the -flowout Lagrangian of and the cylinder is just a local slice of this Lagrangian.
The defect measure associated with the zonals is
[TABLE]
where are symplectic action-angle variables defined in a neighbourhood of the Lagrangian torus [TZ03]. One can choose one of the angle variables to parametrize the circle fibre above (a homology generator of the torus). Then, by the Liouville-Arnold Theorem, the geodesic flow on the torus is affine with
[TABLE]
It is then clear that
[TABLE]
and . Therefore, this case violates the assumption in Theorem 3 and that is of course consistent with the maximal growth of zonal harmonics.
The analysis above extends in a straightforward fashion to the case of a more general sphere of rotation [TZ03].
5. Eigenfunctions of Schrödinger operators
Consider a Schrödinger operator with on a compact, closed Riemannian manifold and let be -normalized eigenfunction with
[TABLE]
Any sequence of solutions to (5.1) has a subsequence with a defect measure in the sense that for
[TABLE]
Such a measure is supported on and is invariant under the bicharacteristic flow
In analogy with the homogeneous case, we define for the time flow out by
[TABLE]
where
[TABLE]
Definition** 5.1****.**
Let be -dimensional Hausdorff measure on induced by the Sasaki metric on . We say that the sequence of solutions to (5.1) is admissible at if for any defect measure associated to the sequence, there exists so that
[TABLE]
With these definitions we have the analog of Theorem 3
Theorem** 5****.**
Let be a closed ball in the classically allowable region and be a defect measure associated with the eigenfunction sequence Then, if the eigenfunction sequence is admissible for all in the sense of (5.2),
[TABLE]
Proof.
In analogy with the homogeneous case [CHT15, Lemma 5.1], we have
[TABLE]
where for some and is the action function defined to be the integral of the Lagrangian along the bicharacteristic in starting at and ending at For in a small neighborhood of the diagonal, there is a unique such satisfying this condition. The remainder pointwise and with all derivatives. The proof then follows using the same argument as in the homogeneous case. ∎
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