Variations on the sum-product problem II
Brendan Murphy, Oliver Roche-Newton, Ilya Shkredov

TL;DR
This paper improves bounds on sum-product type problems for real sets, establishing new lower bounds for certain product and sum sets, and analyzing complex polynomial-logarithm expressions, advancing the understanding of additive and multiplicative structures.
Contribution
It provides quantitative improvements on sum-product estimates and introduces new bounds for related combinatorial expressions, building on previous methods.
Findings
Existence of an element a in A with |A(A+a)| erences |A|^{3/2 + 1/186}
Improved bounds for |A(A+A)| and |A(A-A)|
Lower bound for (a_1+a_2+a_3+a_4)^2 + \u03bb a_5
Abstract
This is a sequel to the paper arXiv:1312.6438 by the same authors. In this sequel, we quantitatively improve several of the main results of arXiv:1312.6438, and build on the methods therein. The main new results is that, for any finite set , there exists such that . We give improved bounds for the cardinalities of and . Also, we prove that . The latter result is optimal up to the logarithmic factor.
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Taxonomy
TopicsLimits and Structures in Graph Theory · Analytic Number Theory Research · Mathematical Approximation and Integration
Variations on the sum-product problem II
Brendan Murphy, Oliver Roche-Newton and Ilya D. Shkredov
B. Murphy: School of Mathematics, University Walk, Bristol, UK, BS8 1TW
and Heilbronn Institute of Mathematical Research
O. Roche-Newton: 69 Altenberger Straße, Johannes Kepler Universität, Linz, Austria
I. D. Shkredov: Steklov Mathematical Institute, ul. Gubkina, 8, Moscow, Russia, 119991
IITP RAS, Bolshoy Karetny per. 19, Moscow, Russia, 127994
and MIPT, Institutskii per. 9, Dolgoprudnii, Russia, 141701
Abstract.
This paper is a sequel to a paper entitled Variations on the sum-product problem by the same authors [7]. In this sequel, we quantitatively improve several of the main results of [7], as well as generalising a method from [7] to give a near-optimal bound for a new expander.
The main new results are the following bounds, which hold for any finite set :
[TABLE]
1. Introduction
Throughout this paper, the standard notation is applied to positive quantities in the usual way. Saying means that , for some absolute constant . The notation denotes that and occur simultaneously. All logarithms in the paper are base . We use the symbols to suppress both constant and logarithmic factors. To be precise, we write if there is some absolute constant such that .
This paper considers several variations on the sum-product problem, all of which follow a common theme. The story of the sum-product problem begins with the Erdős-Szemerédi conjecture, which states that for any finite and for all ,
[TABLE]
where
[TABLE]
is the sum set and
[TABLE]
is the product set. Although the conjecture was originally stated for subsets of the integers, it is also widely believed to be true over the reals.
Modern literature on the sum-product problem often focuses on the problem of proving that certain sets defined by a combination of different arithmetic operations on elements of a set are always significantly larger than . Growth results of this type are often referred to as expanders.
In [7], the authors considered several expander problems. The aim of this sequel is to improve the main results from [7].
One result that was established in [7] is that, for any ,
[TABLE]
This result gave a small quantitative improvement on the inequality , which follows from a simple application of the Szemerédi-Trotter Theorem (see [10, Lemma 3.2] for a formal proof).
The exponent arises often as a threshold for what is achievable in sum-product type problems by using the Szemerédi-Trotter Theorem in the simplest way that we know of, essentially copying the arguments of Elekes [1]. To improve on these fundamental results, refinements of these techniques have been required. See for example, [6] and [11]. Most of these basic sum-product results with exponent have by now been improved in the Euclidean setting, but some remain out of reach. For example, a simple application of the Szemerédi-Trotter Theorem (see for example Exercise 8.3.3 in [16]) yields the bound , and no improvement is known.
The main new theorem that we prove in this paper is another example of a result that breaks the threshold.
Theorem 1**.**
Let be finite. Then, there exists such that
[TABLE]
This improves on [7, Theorem 2.9], in which it was established that there is some such that
1.1. Sketch of the proof of Theorem 1
There are two main new lemmas which go into the proof of Theorem 1. The first of these is a lemma which states that there exists such that , where is an absolute constant, unless the multiplicative energy111The multiplicative energy of is the number of solutions to the equation
See section 2 for more on the multiplicative energy and other types of energy. of is essentially as large as possible. This lemma is proved using the Szemerédi-Trotter Theorem. In proving such a result, we improve qualitatively and quantitatively on some of the main lemmas from [7]. See the forthcoming Lemma 9.
The second new lemma (see the forthcoming Lemma 11 for a more precise statement) proves that if the product set of is very small then the bound holds for any non-zero . The proof of this is a little more involved, using techniques from additive combinatorics, and is closely related to the work of the third author in [14]. A non-trivial result bounding the additive energy for sets with small product set, also due to the third author in [13], is used as a black box in the proof of this lemma. See the forthcoming Theorem 13 for the statement.
The Balog-Szemerédi-Gowers Theorem tells us that if a set has large multiplicative energy, then there is a large subset such that is small. Therefore, one can then use the Balog-Szemerédi-Gowers Theorem and combine these two lemmas together to conclude the proof. However, we instead use a technical argument, building on the work of Konyagin and Shkredov [3], which allows us to avoid an application of the Balog-Szemerédi-Gowers Theorem and thus to improve the aforementioned constant .
1.2. Further new results
The proof of inequality (1.1) in [7] followed a similar structure to the above sketch, and the Balog-Szemerédi-Gowers Theorem was used to conclude the argument. Once again, we are able to make this argument more efficient by using tools from [3] to avoid using the Balog-Szemerédi-Gowers Theorem, resulting in the following two results.
Theorem 2**.**
Let be finite. Then,
[TABLE]
Theorem 3**.**
Let be finite. Then,
[TABLE]
Theorem 2 gives an improvement on (1.1), while Theorem 3 gives an improvement on equation (49) in [7].
Another of the main results in [7] was the bound
[TABLE]
Note that (1.2) is optimal, up to finding the correct power of the logarithmic factor, as can be seen by taking . In the last of our new theorems, we follow a similar argument to prove the following, admittedly curious, expander bound.
Theorem 4**.**
Let be finite. Then,
[TABLE]
Note that the simple example whereby illustrates that Theorem 4 is also optimal up to the logarithmic factor.
1.3. The structure of the rest of this paper
The rest of the paper will be structured as follows. Section 2 will be used to introduce some notation and preliminary results that will be used throughout the paper. As mentioned above, there are two main new lemmas in this paper. Section 3 is devoted to proving the first of these, and section 4 the second. Section 5 is used to conclude the proof of Theorem 1. In section 6 the proofs of Theorem 2 and 3 are concluded. Section 7 is devoted to the proof of Theorem 4.
1.4. A note on an earlier preprint [9]
This paper supercedes the preprint [9] by the second author.
2. Notation and preliminary results
Given finite sets , the additive energy of and is the number of solutions to the equation
[TABLE]
The additive energy is denoted . Let
[TABLE]
Note that . The notation of the representation function will be used with flexibility throughout this paper, with the information about the kind of representations it counts being contained in a subscript. For example,
[TABLE]
Note that
[TABLE]
The shorthand is used.
The notion of energy can be extended to an arbitrary power . We define by the formula
[TABLE]
Similarly, the multiplicative energy of and , denoted , is the number of solutions to the equation
[TABLE]
such that and . For , let denote the set and note that .
A simple but important feature of energies is that the Cauchy-Schwarz inequality can be used to convert an upper bound for energy into a lower bound for the cardinality of a set. In particular, it follows from the Cauchy-Schwarz inequality that
[TABLE]
The notions of additive and multiplicative energy have been central in the literature on sum-product estimates. For example, the key ingredient in the beautiful work of Solymosi [15], which until recently held the record for the best known sum-product estimate, is the following bound:
Theorem 5**.**
For any finite ,
[TABLE]
A major tool that is used in this paper several times, both explicitly and implicitly, is the Szemerédi-Trotter Theorem. In particular, we will need the following result, which follows from a simple application of the Szemerédi-Trotter Theorem. See, for example, Corollary 8.8 in [16].
Lemma 6**.**
Let be a finite set. Then there are collinear triples in .
In a recent paper of Konyagin and Shkredov [3], a new characteristic for a finite set of real numbers was considered. Define by the formula
[TABLE]
where the second minimum is taken over all and such that and such that for every , the bound holds. Konyagin and Shkredov proved the following lemma:
Lemma 7** (Lemma 13, [3]).**
For any and any
[TABLE]
To put this in the language introduced in [12] and also used in [3], this lemma states that every set is a Szemerédi-Trotter set with parameter . The main theoretical tool in the proof of Lemma 7 is the Szemerédi-Trotter Theorem. Lemma 7 generalises an earlier result in which the bound
[TABLE]
was established, where . See [8, Lemma 7] for a proof. As pointed out in [3], , since for any non empty we can take , and in the definition of .
3. A bound on sums of multiplicative energies with shifts
The aim of this section is to prove the first of the two main new lemmas of this paper. This is the following lemma, which gives an improvement of Lemma 2.4 in [7], in the case when the sets involved are approximately the same size, unless the multiplicative energy is essentially as large as possible.
Lemma 8**.**
Let be a finite sets such that . Then
[TABLE]
Proof.
We have
[TABLE]
The remaining task is to bound the main term. Applying the Cauchy-Schwarz inequality yields
[TABLE]
where
[TABLE]
Note that
[TABLE]
The identity occurs only if the three points are collinear. By Lemma 6, there are such collinear triples, and so
[TABLE]
Combining this with (3), we have
[TABLE]
∎
Corollary 9**.**
Let be finite. Then there exists such that
[TABLE]
Similarly, there exists such that
[TABLE]
Proof.
By Lemma 8, we have
[TABLE]
Therefore, by the pigeonhole principle, there exists such that
[TABLE]
By the Cauchy-Schwarz inequality
[TABLE]
A rearrangement of this inequality completes the proof. The proof of (3.3) is essentially identical. ∎
Corollary 9 provides a pinned version of the following result, which was the main lemma from [7].
Lemma 10**.**
For any finite sets ,
[TABLE]
4. A conditional lower bound on
The second main new lemma of this paper is the following.
Lemma 11**.**
Let and . Then
[TABLE]
In particular, this result implies the following statement:
[TABLE]
Indeed, since by the Cauchy-Schwarz inequality and since , we have
[TABLE]
In the proof of Lemma 11 we will need the following simple lemma. See [14, Lemma 4].
Lemma 12**.**
Let be an abelian group and be a finite set. Then there is such that
[TABLE]
We will also need the following result of the third author [13], which tells us that a set such that the parameter is small has small additive energy. One can obtain similar but weaker results using the Szemerédi-Trotter Theorem in a more elementary way, see for example Corollary 8 in [8], but the important thing for our application of this result is that the exponent is smaller than .
Theorem 13** ([12], Theorem 5.4).**
Let be a finite set. Then
[TABLE]
The result in [13] did not use the quantity because it was introduced later in [4] but one can check that the arguments of [13] work for any Szemerédi-Trotter set. The only fact we need is an upper bound for size of a set , so Lemma 7 is enough for us.
Proof of Lemma 11.
Without loss of generality, we may assume that . Applying Lemma 12 and writing , we have
[TABLE]
Next we double count the number of solution to the equation
[TABLE]
such that , and .
Let denote the number of solutions to (4.2). Suppose that we have such a solution. Then and for some . Therefore
[TABLE]
and it follows that . An application of the Cauchy-Schwarz inequality then gives . So, by Theorem 13
[TABLE]
On the other hand denote
[TABLE]
and note that . Also, only if . Then, by (4.1), the Cauchy-Schwarz inequality and (4.3)
[TABLE]
Finally, note that . We conclude that
[TABLE]
∎
Actually, one can see that we have proved the inequality for any finite subset of reals.
5. Proof of Theorem 1
Before proving Theorem 1, we need one more lemma.
Lemma 14**.**
Let and suppose that . Then for any
[TABLE]
Proof.
We claim that for any such that there is a subset such that
[TABLE]
Given such a subset , we may apply Lemma 11 to find that
[TABLE]
It remains to prove (5.1) and (5.2). By the popularity principle and dyadic pigeonholing there is a subset and a number such that for all in
[TABLE]
and
[TABLE]
Now we perform an additional refinement step. Let denote the set of such that
[TABLE]
Since
[TABLE]
by the popularity principle we have
[TABLE]
If , then
[TABLE]
Thus
[TABLE]
which yields
[TABLE]
By Cauchy-Schwarz, we have
[TABLE]
Setting , , and in the definition of the quantity , we obtain
[TABLE]
where the last inequality follows from the lower bounds for and . ∎
Proof of Theorem 1.
Write . By Corollary 9 there is some such that
[TABLE]
On the other hand, for any , Lemma 14 implies that
[TABLE]
Optimizing over (5.3) and (5.4), we obtain
[TABLE]
as required.
∎
In fact, by taking more care with the pigeonholing argument in the proof of Corollary 9 it follows that the bound holds for at least half of the elements .
6. Three variable expanders
The proofs of Theorems 2 and 3 follow a similar argument to that of Theorem 1. We can use Corollary 9 to get an exponent better than in the case when is not too large. However, in the case when is large, we need analogues of Lemma 14 that are quantitatively better for the purposes of these problems. These bounds are given by the following lemma.
Lemma 15**.**
Let and suppose that . Then
[TABLE]
and
[TABLE]
In order to prove (6.1), we will need the following lemma.
Lemma 16**.**
For any finite set ,
[TABLE]
Although this result has not appeared explicitly in the literature, it can be proved by essentially copying the arguments from [8] and predecessors with the stronger Lemma 7 in place of the bound (2.2). The proof is included in the appendix for completeness.
The following similar result for sum sets follows from a combination of the work in [12] and [3]:
Lemma 17**.**
For any finite set ,
[TABLE]
To be more precise, it was proven in [12] that if is a Szemerédi-Trotter set with parameter , then , and it was subsequently established in [3] that any set is a Szemerédi-Trotter set with .
In addition, we need the following lemma, which uses the hypothesis that the energy is large in order to find a large subset such that is small.
Lemma 18** (Double pigeonholing argument).**
Let and suppose that . Then there is a subset and a number such that
[TABLE]
The proof of Lemma 18 is similar to the refinement step in the proof of Lemma 14.
Proof.
By the popularity principle and dyadic pigeonholing there is a subset and a number such that for all in
[TABLE]
and
[TABLE]
Now we perform a second dyadic pigeonholing argument. Note that
[TABLE]
Thus there exists a subset and a number such that for all in
[TABLE]
and
[TABLE]
hence
[TABLE]
Since and we have
[TABLE]
which proves (6.3).
For every we have . Therefore we can take
[TABLE]
in the definition of . We then have
[TABLE]
which proves (6.4). ∎
Proof of Lemma 15.
Similar to the proof of Lemma 14, the idea here is to use the double pigeonholing argument (Lemma 18) to find a large subset such that is small, and to then apply Lemmas 16 and 17 to complete the proof.
Since , by Lemma 18 there is a subset and a number such that
[TABLE]
Applying Lemma 16 yields
[TABLE]
Applying Lemma 17 yields
[TABLE]
∎
We are now ready to prove the new lower bounds for and .
Proof of Theorem 2.
Write . By Corollary 9
[TABLE]
On the other hand, Lemma 15 implies that
[TABLE]
Optimizing over (6.5) and (6.6), we obtain
[TABLE]
as required.
∎
Proof of Theorem 3.
Write . By Corollary 9
[TABLE]
On the other hand, Lemma 15 implies that
[TABLE]
Optimizing over (6.7) and (6.8), we obtain
[TABLE]
as required.
∎
7. Five variable expander
In this section we will prove Theorem 4, based on the proof in [7] of the inequality
[TABLE]
The proof of (7.1) in [7] follows from comparing the upper bound on the multiplicative energy in Theorem 5 with the lower bound in Lemma 10. Here, we need a suitable analogue of Lemma 10, the proof of which relies on the following celebrated result of Guth and Katz [2].
Theorem 19**.**
For any finite set , the number of solutions to the equation
[TABLE]
such that is at most .
Theorem 19 is a special case of a more general geometric result which immediately implies a resolution of the Erdős distinct distances problem up to logarithmic factors, but here it is stated only in the form in which it will be used in this paper.
Theorem 19 can be used to prove the following variation of Lemma 10:
Lemma 20**.**
For any finite sets ,
[TABLE]
Proof.
The proof proceeds by the familiar method of double counting the number of solutions to the equation
[TABLE]
such that and . Let denote the number of solutions to (7.2) and write
[TABLE]
By the Cauchy-Schwarz inequality
[TABLE]
On the other hand, also by the Cauchy-Schwarz inequality,
[TABLE]
Theorem 19 tells us that . Therefore,
[TABLE]
After rearranging this inequality, we obtain the desired result. ∎
Unfortunately, we are not aware of a proof of Lemma 20 which does not use the deep results from [2].
We are now ready to prove Theorem 4.
Proof of Theorem 4.
Apply Lemma 20 with and . We have
[TABLE]
Note that if and only if , and so . We can apply Theorem 5 to deduce that
[TABLE]
It then follows that
[TABLE]
which completes the proof.
∎
Appendix
The purpose of this appendix is to present a formal proof of Lemma 16. We will call upon the following result on the relationship between different types of energy.
Lemma 21** ([5], Lemma 2.4 and 2.5).**
For any finite sets
[TABLE]
In fact, Lemma 21 holds for any abelian group.
Proof of Lemma 16.
Recall that Lemma 16 states that for any finite set ,
[TABLE]
In order to prove this, we will first prove two energy bounds. Note that, by Lemma 7,
[TABLE]
Similarly, for any , and a parameter
[TABLE]
We choose , and thus conclude that
[TABLE]
Now, by Hölder’s inequality
[TABLE]
Applying (7.6) with Lemma 21, as well as inequalities (7.3) and (7.5), we have
[TABLE]
Rearranging this inequality completes the proof. ∎
Finally, we note that a similar method can be used to prove a quantitatively weaker version of Lemma 17, in the form of the following result:
[TABLE]
To see how this works, one can repeat the arguments from the proof of Theorem 1.2 in [6], but using Lemma 7 in place of Lemma 3.2 from [6]. This is worth noting, since the proofs of the main results in [3] and [4], that is the bound
[TABLE]
for some , both include applications of Lemma 17. One can also obtain this sum-product estimate, albeit with a smaller positive value , by using the bound (7.7) instead of Lemma 17.
Acknowledgement
The second author is grateful for the hospitality of the Rényi Institute, where part of this work was conducted with support from Grant ERC-AdG. 321104, and also for the support of the Austrian Science Fund FWF Project F5511-N26, which is part of the Special Research Program ”Quasi-Monte Carlo Methods: Theory and Applications”. We thank Antal Balog, Orit Raz and Endre Szemerédi for helpful discussions.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] G. Elekes, ‘On the number of sums and products’, Acta Arith. 81 (1997), 365-367.
- 2[2] L. Guth and N. H. Katz, ‘On the Erdős distinct distance problem in the plane’, Ann. of Math. (2) 181 (2015), no. 1, 155-190.
- 3[3] S.V. Konyagin and I.D. Shkredov, ‘New results on sums and products in ℝ ℝ \mathbb{R} ’, Proc. Steklov Inst. Math. 294 (2016), 78-88.
- 4[4] S.V. Konyagin and I.D. Shkredov, ‘On sum sets of sets, having small product set’, Proc. Steklov Inst. Math. 290 (2015), 288-299.
- 5[5] L. Li ‘On a theorem of Schoen and Shkredov on sumsets of convex sets’, arxiv:1108.4382 (2011).
- 6[6] L. Li and O. Roche-Newton ‘Convexity and a sum-product type estimate’, Acta Arith. 156 (2012), 247-255.
- 7[7] B. Murphy, O. Roche-Newton and I.D. Shkredov, ‘Variations on the sum-product problem’, SIAM J. Discrete Math. 29 (2015), no. 1, 514-540.
- 8[8] O. Raz, O. Roche-Newton and M. Sharir, ‘Sets with few distinct distances do not have heavy lines’, Discrete Math. 338 (2015), 1484-1492.
