A proof of the Dold$-$Thom theorem via factorization homology
Lauren Bandklayder

TL;DR
This paper offers a new, direct proof of the Dold–Thom theorem by identifying the infinite symmetric product with an instance of factorization homology, avoiding traditional quasi-fibration arguments.
Contribution
It introduces a novel proof technique for the Dold–Thom theorem using factorization homology, providing a more straightforward approach.
Findings
Identifies the infinite symmetric product as an instance of factorization homology.
Provides a direct proof of the Dold–Thom theorem without quasi-fibration arguments.
Enhances understanding of the relationship between symmetric products and factorization homology.
Abstract
The DoldThom theorem states that for a sufficiently nice topological space, M, there is an isomorphism between the homotopy groups of the infinite symmetric product of M and the homology groups of M itself. The crux of most known proofs of this is to check that a certain map is a quasi-fibration. It is our goal to present a more direct proof of the DoldThom theorem which does appeal to any such fact. The heart of our proof lies in identification of the infinite symmetric product as an instance of factorization homology.
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Taxonomy
TopicsHomotopy and Cohomology in Algebraic Topology · Algebraic structures and combinatorial models · Black Holes and Theoretical Physics
A proof of the Dold–Thom theorem via factorization homology
Lauren Bandklayder
Abstract.
We give a new proof of the classical Dold–Thom theorem by using factorization homology. Our method is new, quick, and more direct, avoiding the Eilenberg–Steenrod axioms entirely and, in particular, making no use of the theory of quasi-fibrations.
This work was completed with the partial support of an NSF Graduate Research Fellowship.
1. Introduction
The Dold–Thom theorem is a classical result giving a beautiful relation between homotopy and homology. It states that for a nice, based topological space, , there is an isomorphism between the homotopy groups of the infinite symmetric product of and the homology groups of itself:
[TABLE]
A fundamental result with applications in both algebraic topology and algebraic geometry, this theorem has received much attention since it was first published in 1958. In 1959, Spanier used the equivalence of homology theories exhibited to understand Spanier-Whitehead duality [Spa59]. Later, McCord gave a convenient model for the categorical tensor of a based space and a topological abelian group which generalized Dold and Thom’s infinite symmetric product [McC69]. Inspired in part by McCord, the notes of Floyd and Floyd [FF90] discuss the infinite symmetric as a source of models for spectra. Both McCord’s model and the notes [FF90] are treated in the paper of Kuhn, [Kuh03], where more historical perspective is also given. Segal, too, gave a generalized model for the infinite symmetric product in [Seg74], viewing it as a labelled configuration space. In 1996, Gajer gave an intersection-homology variant of the Dold–Thom theorem [Gaj96]. An equivariant formulation of the theorem was given by dos Santos in [Dos03], which generalizes an equivariant integral-coefficient formulation given by Lima-Filho in [L-F97]. More recently, Suslin and Voevodsky used the theorem to define motivic cohomology, giving a means translating techniques and results of algebraic topology into algebraic geometry [SV96]. As giving a complete history of the Dold–Thom theorem would constitute a paper of its own, we have only outlined some of the highlights here, but we hope this convinces the reader of its rich history and utility.
The original proof of the Dold–Thom theorem proceeds by verifying that the composition of functors satisfies the Eilenberg–Steenrod axioms for a reduced homology theory [ES52] and agrees with singular homology when applied to . The crux of this, and most other known proofs, is to check a certain map is a quasi-fibration [DT56]. This is a bit of a technical digression, and it is our goal in this note to present a more direct proof which does not require any such fact, nor does it appeal to the Eilenberg–Steenrod axioms at all. For simplicity we will restrict ourselves to the case where is a smooth manifold, but all results carry over with only a slight modification to the case where is a topological manifold.
The rough outline of our proof is as follows. The heart lies in Proposition 8, where we use a hypercover argument to see that for an appropriate category of disks disjointly embedded in , there is a homotopy equivalence between the infinite symmetric product of and the factorization homology of :
[TABLE]
In Lemma 12 we will show how to use the Dold–Kan correspondence to pass to chain complexes. It is crucial to this step that we take the homotopy colimit over a sifted category, and we wish to emphasize this point to the reader, as it is precisely this fact that allows us to analyze this same homotopy colimit in spaces as one in chain complexes. Once in the context of chain complexes, we finish the proof by showing the chain complex is quasi-isomorphic to the reduced singular chain complex, , which precisely implies the desired Dold–Thom isomorphisms: .
Acknowledgements
It is an honor to first and foremost thank my advisor, John Francis, for suggesting this approach, as well as for his patience, guidance, and support. I am also filled with gratitude towards Ben Knudsen and Dylan Wilson, both for very many helpful conversations on this work and for commentary on an earlier draft. I would like thank Paul VanKoughnett and Jeremy Mann for reading an earlier draft and offering useful feedback, and Elden Elmanto for helpful conversations, and for his enthusiasm and encouragement throughout. I am grateful to Nick Kuhn for pointing me to the references [FF90, Kuh03] and for enlightening comments on an earlier draft. Finally, this paper was written while partially supported by an NSF Graduate Research Fellowship, and I am very grateful for their support.
2. Preliminaries
2.1. The infinite symmetric product
In this section we briefly recall the definition of the infinite symmetric product associated to a topological space, motivated by the idea of defining the free topological -module on a space, .
Definition 1**.**
For a pointed space with basepoint, , and an abelian group with identity, , define the infinite symmetric product of M with coefficients in A to be the space
[TABLE]
where is the equivalence relation given by when is the map which agrees with on and sends to , topologized with the finest topology making the following maps continuous for any finite set :
[TABLE]
Here denotes based maps , denotes all maps , and both are endowed with the product topology.
That is, taking the union over all finite of the maps gives a surjection
, and we say is open if and only if its inverse image is open under each of these maps. In particular, this topology requires that labels vanish at the basepoint and that points labeled by the identity be forgotten, and allows for points to collide whence their labels add.
Lemma 2**.**
For a finite set, there is a homeomorphism
[TABLE]
where we consider as a topological space with the discrete topology and with the product topology.
Proof.
Let equal and let denote the identity of . We can define the following map, , from to :
[TABLE]
where for each in , we define as follows:
[TABLE]
This is well defined: suppose \big{[}(S,l)\big{]}=\big{[}(S^{\prime},l^{\prime})\big{]} so without loss of generality we can assume that is equal to , and that is identical to on , and sends to . Note that these assumptions imply:
- (1)
for each in , we have the equalities 2. (2)
for each not in , is also not in and so we have the equalities 3. (3)
since is in but not , we have the equalities
These observations prove that f(\big{[}(S,l)\big{]}) is equal to f(\big{[}(S^{\prime},l^{\prime})\big{]}) and it follows that is well-defined. That is continuous follows from the fact that since is a finite set, the topology on coincides with the discrete topology. Finally, we can define an inverse to :
[TABLE]
That is well defined is clear, and that it’s continuous follows, as before, from the fact that is given the discrete topology. It is straightforward to see that is the identity on , and the identity on , proving the claim.
∎
Remark 3*.*
A pointed map induces a map which is given explicitly by the assignment:
[TABLE]
and, in fact, this allows us to view the infinite symmetric product as a functor
[TABLE]
In the future we will use the notation \operatorname{Sym}(f;A)\big{[}(S,l)\big{]}=\big{[}f(S),f(l)\big{]}. Moreover, this functor is homotopy invariant. Let be a homotopy between two pointed maps and for each element , let denote the map , then one can define a homotopy between and explicitly as
[TABLE]
2.2. The relevant categories
From here on we will fix to be a smooth, pointed -manifold. The following categories will come up throughout our proof:
Definition 4**.**
Let denote the category whose objects are -manifolds and with morphisms given by open embeddings.
Definition 5**.**
Let denote the full subcategory consisting of objects which are finite disjoint unions of -dimensional Euclidean spaces.
Of course, the category also depends on , but since we have fixed a dimension we will omit that from the notation for ease of reading. We can then consider the over-category .
Definition 6**.**
Let denote the full subcategory of consisting of objects whose image contains the basepoint .
Definition 7**.**
Let denote the full subcategory of consisting of objects such that has at most two connected components.
3. The Proof
Proposition 8**.**
There is a homotopy equivalence
[TABLE]
Before proving this proposition, we recall the following theorem which can be found in greater generality in [Lur16–A.3] :
Theorem 9** (Lurie).**
Let be a topological space and let denote the poset of open subsets of . Let be a small category and let be a functor. For every let be the full subcategory of spanned by those objects such that is in the image , and suppose the following condition holds:
- •
For all , the classifying space is contractible.
Then the canonical map is an equivalence.
Proof of Proposition 8.
Observe first that the functor
[TABLE]
preserves open embeddings.
To see it this, suppose is an open embedding. We’ll first show is open. Note that for any finite set , we have the commutative diagram
[TABLE]
where and are the maps topologizing and respectively. For any open , we want to see that is open in . We know by definition that is open, and because is an open embedding, \bigl{(}g^{I}\times{\rm{id}}^{I}\bigr{)}\circ\bigl{(}f_{I,X}^{-1}(U)\bigr{)} is also open. Now
[TABLE]
so that is open as desired.
Now to see is an embedding, it suffices to see it is an injection. For this, assume the equivalence class \big{[}(g(S),g(l))\big{]} is the same as \big{[}(g(T),g(m))\big{]}, then we will see it follows that \big{[}(S,l)\big{]} is the same equivalence class as \big{[}(T,m)\big{]}.
From our assumption of the equivalence \big{[}(g(S),g(l))\big{]}=\big{[}(g(T),g(m))\big{]}, we can write without loss of generality the following equalities
[TABLE]
The first line, with the fact that is an embedding, implies that is a subset of , so we have the equality Then we will be done if we show that and that because then the equalities \big{[}(S,l)\big{]}=\big{[}(T\amalg(S-T),m\amalg e)\big{]}=\big{[}(T,m)\big{]} will immediately follow. Let us first consider , the case of will be similar. We know by assumption (3.2) that which implies that that for an element of , we have the string of equalities
[TABLE]
where the first and last line come from the fact that is an embedding, the second and fourth lines are by definition, and the third line is our assumption (3.2). This shows as desired. To see the equivalence , note by our assumption (3.3), as above we have the following equalities for an element of ,
[TABLE]
which proves the claim, and further concludes the proof that preserves open embeddings.
The above discussion then allows us to consider the functor
[TABLE]
which sends an object to viewed as a subspace of To apply Theorem 9, it remains to check that for a configuration in , the category has a contractible classifying space. This will follow from the fact that the nerve of a cofiltered category is contractible. To see that is cofiltered, suppose and are objects in . The intersection is open and non-empty; in particular, it contains at least the set of points . It follows by local contractibility that there is a disjoint union of open contractible neighborhoods, one around each element of , including into both and , and which can be realized as an embedding giving the cofiltration condition.
We can now apply Theorem 9 to see there is an equivalence
[TABLE]
∎
Remark 10*.*
In fact, the above homotopy colimit is equivalent to the factorization homology of with coefficients in the -disk algebra in spaces (as in [AF15-3.2]) determined by the functor , which motivates the title of this note.
Corollary 11**.**
There are homotopy equivalences of spaces
[TABLE]
where, for in , we again consider as a discretely topologized space.
Proof.
For a finite set, we’ve seen in Lemma 2 the homeomorphism . Thus, since for any in there is a homotopy equivalence , the corollary follows from the above proposition combined with the homotopy invariance [Remark 3] of . ∎
Now we wish to compute this homotopy colimit in the category of connective chain complexes. Observe that the functor factors through connective chain complexes in the following fashion:
[TABLE]
where is part of the Dold–Kan correspondence, is the forgetful functor. We will henceforth simply use to denote the functor
Lemma 12**.**
The natural map
[TABLE]
is an equivalence.
Proof.
By inverting isotopy equivalences in and , one obtains -categories which we’ll denote by and , respectively. For details, see [AF15, AFT17]. What is important to us about these -categories is that they are homotopy sifted, and the forgetful functor preserves homotopy sifted homotopy colimits. These categories fit in to the following diagram:
[TABLE]
where the top horizontal functor is full and final and the right vertical functor is a localization in the sense of [Lur09–5.2.7] and hence final [AFT17–2.21]. In this particular case, that is sufficient to imply the left vertical functor is also a localization and hence final, so there is an equivalence which, with the siftedness of [AF15–3.3.2], proves the lemma.
∎
To summarize, we have shown the equivalences
[TABLE]
where the first equivalence follows from Proposition 8 and Corollary 11, and the second from Lemma 12. Now all that remains is to see that this does, in fact, agree with the singular reduced homology of .
Corollary 13**.**
There is an equivalence of chain complexes
[TABLE]
Proof.
The corollary follows from the fact that the functor is the homotopy left Kan extension of its restriction to the subcategory . To see this, let denote the inclusion so there is a natural transformation
[TABLE]
which is given on objects by the canonical maps
[TABLE]
where the homotopy colimit is taken over the over-category and denotes “source” of such an diagram .
That is, every object in is a commutative triangle, , of the form
[TABLE]
where is at most 2 and we define to be .
Now it suffices to check these maps are equivalences on each object. Let and assume the basepoint of is contained in . Denote by the subcategory of consisting of the objects of the form
[TABLE]
where the hooked arrow denotes the canonical inclusion , and with morphisms, only the canonical inclusions of the diagram with source into any of the other diagrams of the above form.
In a moment will show the inclusion is homotopy final, but let us momentarily assume this fact and complete the proof of the corollary, since from here the result is almost immediate. Showing finality allows us to take the homotopy colimit over instead of . Now the homotopy colimit is precisely the homotopy colimit of the diagram
[TABLE]
which is exactly the homotopy coproduct (equivalently, the coproduct) . Finally, since we are working in the category of connective chain complexes, the coproduct is the same as the product so this is equivalent to . It follows that the map is an isomorphism as desired:
[TABLE]
Now all that remains to complete the proof of the corollary is to show that the inclusion is homotopy final. To see this we must show that for any the undercategory is non-empty and contractible. We can write as a diagram:
[TABLE]
where embeds into (so as to hit the basepoint) and embeds into for some . Note we allow for the possibility that , or that is empty.
It’s not hard to see that an object of the category is uniquely determined by an embedding (dashed) making the following diagram commute:
[TABLE]
This category is always non-empty, and has an initial object, namely (in fact, this is the only object if ), and so is contractible, proving the claim and, thus the corollary. ∎
Lemma 14**.**
The canonical map of chain complexes
[TABLE]
is a quasi-isomorphism.
Proof.
Another application of Theorem 9 confirms there is an equivalence , and thus we have the following quasi-isomorphisms:
[TABLE]
where the last equivalence comes from our assumption that is homotopy equivalent to .
Now there is an obvious map
[TABLE]
which induces an isomorphism on homology, and the lemma follows. ∎
Stringing the above together, we arrive immediately at the Dold–Thom theorem:
Theorem 15** (Dold–Thom).**
For a smooth pointed manifold and for every integer , there is an isomorphism of groups
[TABLE]
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[AF 15] Ayala, David; Francis, John. Zero-pointed manifolds. Preprint. Available at http://arxiv.org/abs/1409.2857
- 2[AFT 17] Ayala, David; Francis, John; Tanaka, Hiro Lee. Factorization homology of stratified spaces. Selecta Math. (N.S.) 23 (2017), no. 1, 293–362.
- 3[AGP 02] Aguilar, Marcelo; Gitler, Samuel; Prieto, Carlos. Algebraic Topology from a Homotopical Viewpoint. Springer-Verlag New York, Inc. (2002).
- 4[BP 72] Barratt, Michael; Priddy, Stewart. On the homology of non-connected monoids and their associated groups, Comment. Math. Helv. 47 (1972), 1–14.
- 5[B-L] Barnett-Lamb, Thomas. The Dold–Thom theorem. Expository notes, available at http://people.brandeis.edu/ tbl/dold-thom.pdf
- 6[DT 56] Dold, Albrechts; Thom, René. Une generalisation de la notion d’espace fibré. Application produits symetriques infinis, C. R. Acad. Sci., Paris, 242 (1956), 1680–1682.
- 7[DT 58] Dold, Albrechts; Thom, René. Quasifaserungen und unendliche symmetrische Produkte. Ann. of Math. 67 (1958), 239–281.
- 8[Dos 03] Dos Santos, Pedro. A note on the equivariant Dold–Thom theorem. J. Pure App. Algebra 183 (2003), no. 1-3, 299–312.
