Causal Holography in Application to the Inverse Scattering Problems
Gabriel Katz

TL;DR
This paper introduces a class of Riemannian metrics called gradient type metrics on smooth compact manifolds, and demonstrates how their geodesic scattering maps enable reconstruction of manifold topology, geodesic foliation, and fundamental group.
Contribution
It establishes that for boundary generic metrics of the gradient type, the scattering map uniquely determines the manifold's topology, geodesic foliation, and algebraic invariants, advancing inverse scattering theory.
Findings
Scattering maps allow reconstruction of the manifold and geodesic foliation.
Knowledge of the scattering map recovers the fundamental group and homology.
The results apply to a class of non-trapping, gradient type metrics.
Abstract
For a given smooth compact manifold , we introduce an open class of Riemannian metrics, which we call \emph{metrics of the gradient type}. For such metrics , the geodesic flow on the spherical tangent bundle admits a Lyapunov function (so the -flow is traversing). It turns out, that metrics of the gradient type are exactly the non-trapping metrics. For every , the geodesic scattering along the boundary can be expressed in terms of the \emph{scattering map} . It acts from a domain in the boundary to the complementary domain , both domains being diffeomorphic. We prove that, for a \emph{boundary generic} metric the map allows for a reconstruction of and of the geodesic…
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Causal Holography in Application to the Inverse Scattering Problems
Gabriel Katz
MIT, Department of Mathematics, 77 Massachusetts Ave., Cambridge, MA 02139, U.S.A.
Abstract.
For a given smooth compact manifold , we introduce an open class of Riemannian metrics, which we call metrics of the gradient type. For such metrics , the geodesic flow on the spherical tangent bundle admits a Lyapunov function (so the -flow is traversing). It turns out, that metrics of the gradient type are exactly the non-trapping metrics.
For every , the geodesic scattering along the boundary can be expressed in terms of the scattering map . It acts from a domain in the boundary to the complementary domain , both domains being diffeomorphic. We prove that, for a boundary generic metric , the map allows for a reconstruction of and of the geodesic foliation on it, up to a homeomorphism (often a diffeomorphism).
Also, for such , the knowledge of the scattering map makes it possible to recover the homology of , the Gromov simplicial semi-norm on it, and the fundamental group of . Additionally, allows to reconstruct the naturally stratified topological type of the space of geodesics on .
We aim to understand the constraints on , under which the scattering data allow for a reconstruction of and the metric on it, up to a natural action of the diffeomorphism group . In particular, we consider a closed Riemannian -manifold which is locally symmetric and of negative sectional curvature. Let is obtained from by removing an -domain , such that the metric is boundary generic, of the gradient type, and the homomorphism of the fundamental groups is trivial. Then we prove that the scattering map makes it possible to recover and the metric on it.
1. Introduction
Let be a compact connected and smooth Riemannian -manifold with boundary. In this paper, we apply the Holographic Causality Principle ([K4], Theorem 3.1) to the geodesic flow on the space of unit tangent vectors on .
Our main observation is that the holographic causality is intimately linked to the classical inverse scattering problems. So the geodesic scattering is the focus of our present investigation.
Let us briefly explain what we mean by the scattering data on a given compact connected Riemannian manifold with boundary . For each geodesic curve which “enters” through a point in the direction of an unitary tangent vector , we register the first along “exit point” and the exit direction, given by a unitary tangent vector at . Of course, not for any geodesic on , this construction makes sense: may belong to the interior of . In such case, the geodesic through never reaches the boundary again.
In any case, when available, we call the correspondence “the metric-induced scattering data”.
We strive to restore the metric on , up to the action of -diffeomorphisms that are the identity maps on , from the scattering data111This resembles the problem of reconstructing the mass distribution from the gravitational lensing.. This restoration seems harder when has closed geodesics or geodesics that originate at a boundary point, but never reach the boundary again.
In special cases, the restoration of is possible. This conclusion is very much inline with the results from [Cr], [Cr1], [We], as well as with [SU] - [SU4] and [SUV] - [SUV3]. The recent paper [SUV3], which reflects the modern state of the art, contains the strongest results.
Recall that there are examples of two analytic Riemannian manifolds with isometric boundaries and identical scattering (even lens) data, but with different -jets of the metric tensors at the boundaries (see [Zh], Theorem 4.3)! However, these examples have trapped geodesics; the metrics there are fundamentally different from the ones we study here.
Moving towards the goal of -reconstruction from the scattering data, we introduce a class of metrics which we call metrics of the gradient type (see Definition 2.1). By Lemma 2.2, the the gradient type metrics are exactly the nontrapping metrics. In Theorem 2.1, we prove that, given any compact connected Riemannian -manifold with boundary that admits a -flat triangulation, where is a universal constant that depends only on (see Definition 2.3), it is possible to delete several smooth -balls from , so that M=N\setminus\big{(}\coprod_{\alpha}B_{\alpha}\big{)} is diffeomorphic to , and the restriction is of the gradient type. In particular, any connected with boundary admits a gradient type Riemannian metric , provided that admits a -flat triangulation for a sufficiently small and a different metric . The gradient type metrics form an open nonempty set in the space of all Riemannian metrics on (Corollary 2.2).
Then we introduce another class of Riemannian metrics on such that the boundary is “generically curved” in (see Definition 2.4). We call such geodesically boundary generic, or boundary generic for short. We denote by the space of geodesically boundary generic metrics of the gradient type. We speculate (see Conjecture 2.2) that, for any , the space is open and dense in and prove that it is indeed open (see Theorem 2.2).
We also consider a subspace , formed by metrics for which the geodesic vector field on is traversally generic in the sense of Definition 3.2 from [K2]. Again, is open in .
In Theorem 3.3, the main result of this paper, we prove that, for a metric , the geodesic flow on is topologically rigid for given scattering data. This means that, when two scattering maps, and , are conjugated with the help of a smooth diffeomorphism , then the un-parametrized geodesic flows on and are conjugated with the help of an appropriate homeomorphism (often a diffeomorphism) which extends .
In fact, for all metrics of the gradient type, the geodesic field on allows for an arbitrary accurate -approximations by boundary generic and traversing (or even traversally generic) fields on . For such , the topological restoration of the -induced -dimensional oriented foliation on from the new “scattering data”
[TABLE]
becomes possible. However, the difficulty is to find the approximating field in the form for some metric on .
Let denote the space of geodesics in . In Theorem 3.4, we prove that, for any metric , the scattering data are sufficient for a reconstruction of the stratified topological type of . In general, is not a smooth manifold, but for , it is a compact -complex [K4]. For , the space carries some “surrogate smooth structure” [K4]. This structure is also captured by the scattering data.
In Theorem 3.5, we prove that, for any , the geodesic scattering map allows for a reconstruction of the homology spaces and , equipped with the Gromov simplicial semi-norms (see [G] for the definition). In particular, the simplicial volume of the relative fundamental cycle can be recovered from the scattering map.
If , the geodesic scattering map also allows for a reconstruction of the fundamental group , together with all the homotopy groups . Moreover, if the tangent bundle of is trivial, allows for a reconstruction of the stable topological type of the manifold .
Let be a closed smooth locally symmetric Riemannian -manifold, , of negative sectional curvature. In Theorem 3.7, we prove that, if and is obtained from by removing the interior of a smooth -ball so that is of the gradient type and boundary generic, then the knowledge of the scattering map
[TABLE]
makes it possible to reconstruct and the metric , up to a positive scalar factor. However, this result does not imply the possibility of reconstructing from .
In Section 4, we study the inverse scattering problem in the presence of additional information about the lengths of geodesic curves that connect each point to the “scattered” point . This information is commonly called “the lens data”. Our main result here, Theorem 4.1, claims the strong topological rigidity (see Definition 3.1) of the geodesic flow for given lens data. The proof of the theorem requires additional hypotheses about the metric , which we call “ballanced” (see Definition 4.1). We apply Theorem 4.1 to the case of manifolds , obtained from closed Riemannian manifolds by removing special domains . Then the scattering problem on is intimately linked to the geodesic flow on (see the “Cut and Scatter” Theorem 4.2). By combining Theorem 4.2 with some classical results from [CK], [BCG], we are able to reconstruct from the scattering and lens data on , provided that either is locally symmetric and of a negative sectional curvature, or admits a non-vanishing parallel vector field (see Corollary 4.2 and Corollary 4.3).
In general, our approach to the inverse scattering problem relies more on the methods of Differential Topology and Singularity Theory, and less on the more analytical methods of Differential Geometry and Operator Theory. Of course, this topological approach has its limitations: by itself it allows only for a reconstruction of the geodesic flow from the scattering and lens data.
The assumption that the Riemannian manifolds in this study are smooth seems to be crucial for the effectiveness of our methods. Perhaps, similar results are valid under the weaker assumption that the -manifolds we investigate have a -differentiable structure.
2. Boundary Generic Metrics of the Gradient Type
Let be a compact -dimensional smooth Riemannian manifold with boundary, and a smooth Riemannian metric on . Let denote the tangent spherical bundle. With the help of , we may interpret the bundle is a subbundle of the tangent bundle .
The metric on induces a partially-defined one-parameter family of diffeomorphisms , the geodesic flow. Each unit tangent vector at a point determines a unique geodesic curve trough in the direction of . When , the geodesic curve is uniquely-defined for unit vectors that point inside of .
By definition, is the point such that the distance along from to is , and is the tangent vector to at . We stress that may not be well-defined for all and all : some geodesic curves may reach the boundary in finite time, and some tangent vectors may point outside of . However, such constraints are common to our enterprise ([K], [K1] - [K5]), which deals with such boundary-induced complications.
In the local coordinates on the tangent space , the equations of the geodesic flow are:
[TABLE]
where is the metric tensor.
This system can be rewritten in terms of the Hamiltonian function
[TABLE]
—the kinetic energy—in the familiar Hamiltonian form:
[TABLE]
The projections of the trajectories of (2) (or of (2)) on are the geodesic curves.
Let be the field on the manifold , tangent to the trajectories of the geodesic flow on . Note that -flow is tangent to , so .
In fact, the integral trajectories of are geodesic curves in the Sasaki metric on ([Be], Prop. 1.106).
Let be a compact smooth -manifold with boundary. Any smooth vector field on , which does not vanish along the boundary , gives rise to a partition of the boundary into two sets: the locus , where the field is directed inward of or is tangent to , and , where it is directed outwards or is tangent to . We assume that , viewed as a section of the quotient line bundle over , is transversal to its zero section. This assumption implies that both sets are compact manifolds which share a common boundary . Evidently, is the locus where is tangent to the boundary .
Morse has noticed (see [Mo]) that, for a generic vector field , the tangent locus inherits a similar structure in connection to , as has in connection to . That is, gives rise to a partition of into two sets: the locus , where the field is directed inward of or is tangent to , and , where it is directed outward of or is tangent to . Again, we assume that , viewed as a section of the quotient line bundle over , is transversal to its zero section.
For, so called, boundary generic vector fields (see [K1] for a formal definition), this structure replicates itself: the cuspidal locus is defined as the locus where is tangent to ; is divided into two manifolds, and . In , the field is directed inward of or is tangent to its boundary, in , outward of or is tangent to its boundary. We can repeat this construction until we reach the zero-dimensional stratum .
To achieve some uniformity in the notations, put and .
Thus a boundary generic vector field on gives rise to two stratifications:
[TABLE]
the first one by closed smooth submanifolds, the second one—by compact ones. Here , and .
We will use often the notation “” instead of “” when the vector field is fixed or its choice is obvious.
As any non-vanishing vector field, the geodesic field divides the boundary into two portions: , where points inside of or is tangent to its boundary, and , where it points outside of or is tangent to its boundary. In fact, and do not depend on : the first locus is formed by the pairs , where and points inside of or is tangent to . Therefore, both and are homeomorphic to the tangent -disk bundle of the manifold . The locus is also -independent; it is the space of the sphere bundle, associated with the tangent -bundle .
Definition 2.1**.**
Let be a compact connected smooth Riemannian manifold with boundary.
We say that a metric on is of the gradient type if the vector field that governs the geodesic flow is of the gradient type: that is, there exists a smooth function such that .
This condition is equivalent to the property , where is a smooth extension of , the Hamiltonian is defined by equations (2) and (2), and stands for the Poisson bracket of functions on .
We denote by the space of the gradient-type Riemannian metrics on .
Example 2.1. Consider a flat metric on the torus and form a punctured torus by removing an open disk from . If is convex in the fundamental square domain , then there exist closed geodesics (with a rational slope with respect to the lattice ) that miss . For such , the flat metric is not of the gradient type.
However, it is possible to position so that its lift to will have intersections with any line that passes through (see Figure 1). We restrict the flat metric to . For such a choice of , thanks to Lemma 2.2 below, the metric is of the gradient type. Moreover, by Theorem 2.2, any metric on , sufficiently close to this flat metric , is also of the gradient type.
Lemma 2.1**.**
The set of Riemannian metrics of the gradient type is open in the space of all Riemannian metrics on , considered in the -topology.
Proof.
Let denote the zero section. If on , then extends in a compact neighborhood of in to a smooth function so that in . In this neighborhood, for all metrics , sufficiently close to . For such metrics , the space of unit spheres is fiberwise close to ; in particular, we may assume that . Recall that the geodesic field is tangent to , thus on . ∎
Definition 2.2**.**
A Riemannian metric on a connected compact manifold with boundary is called non-trapping if has no closed geodesics and no geodesics of infinite length (the later are homeomorphic to an open or a semi-open interval).
Lemma 2.2**.**
Let be a compact connected smooth manifold with boundary. A metric on is of the gradient type, if and only if, any trajectory of the geodesic flow is homeomorphic to a closed interval or to a singleton.
In other words, the non-trapping metrics and the metrics of the gradient type are the same.
Proof.
If, for a smooth function , , then each -trajectory is singleton residing in or a closed segment with its both ends residing in (we call such vector fields traversing).
Evidently, prevents from having a closed trajectory. Let be a trajectory that starts at a point and is homeomorphic to a semi-open interval. So extends beyond any point on that can be reached from ( cannot “exit” in a finite time). Consider the closure of . It is a compact and -invariant set. So attends its maximum at a point . However, at and a germ of a -trajectory through belongs to , a contradiction to the assumption that attends its maximum at .
A similar argument rules out the -trajectories that are homeomorphic to a semi-open interval.
Conversely, by Lemma 5.6 from [K1], any traversing field is of the gradient type. So admits a Lyapunov function .
Thus is of the gradient type if and only if the image of any -trajectory under the map is either a singleton in or a compact geodesic curve whose ends reside in (by our convention, does not extends beyond its two ends). In particular, any has no closed geodesics in and no geodesics that originate at the boundary and are trapped in for all positive times. ∎
Corollary 2.1**.**
Let be an open Riemannian manifold such that no geodesic curve in is closed or has an end that is contained in a compact set. Let be a smooth compact codimension zero submanifold. Then the restriction is a metric of the gradient type, and so are all the metrics on that are sufficiently close to .
In particular, for any compact domain with a smooth boundary in the Euclidean space or in the hyperbolic space , the Euclidean metric or the hyperbolic metric on are of the gradient type, and so are all the metrics that are sufficiently close to or , respectively.
Proof.
Using the hypotheses, no positive time geodesic in the metric is an image of a semi-open interval or a closed loop. By Lemma 2.2, the pair is of the gradient type.
By Lemma 2.1, any metric on , which is sufficiently close to , is of the gradient type as well. ∎
In order to prove Theorem 2.1 below, we will need few lemmas, dealing with smooth triangulations of compact smooth Riemannian manifolds, triangulations that are specially adjusted to the given metric.
Let be a smooth compact -manifold. A smooth triangulation is a homeomorphism from a finite simplicial complex to . The triangulation is assembled out of several homeomorphisms , where denotes of the standard -simplex , the restriction of to the interior of each subsimplex being a smooth diffeomorphism. The homeomorphisms commute with affine maps of subsimplicies , the maps that assemble out of several copies of .
Definition 2.3**.**
Consider a smooth triangulation of a smooth compact -manifold with a Riemannian metric .
Let be a geodesic arc, and its preimage in the standard -simplex . We denote by its length in the Euclidean metric on . Let be a line segment that shares its ends with . We denote by its length.
Pick a number . We say that a smooth triangulation is -flat with respect to if, for each index and any geodesic arc , the inequality is valid:
[TABLE]
**
Note that the inequality in this definition remains valid under the conformal scaling of the simplex .
Lemma 2.3**.**
Let be a compact smooth -manifold, equipped with a Riemannian metric , and a convex domain in , equipped with the Euclidean metric . Consider a diffeomorphism . Let be a geodesic arc, and its -preimage. We denote by the segment in that shares its ends with the arc .
Assume that, for some and any geodesic arc , the Euclidean lengths of and satisfy the inequality
[TABLE]
Then the arc is contained in the -neighborhood of the segment , where .
Proof.
Let and let be the two ends of the segment . Put . Consider the solid ellipsoid
[TABLE]
The maximal distance from the main axis of the ellipsoid to its boundary is the radius of the -sphere, obtained by intersecting the bisector hyperplane , orthogonal to at its midpoint, with . From the elementary -geometry, we get . Thus . As a result, must be contained in the -neighborhood of ( contains the segment ). Additional elementary computations show that is contained in the -neighborhood of as well.
Take a typical point . By the hypotheses, . Thus
[TABLE]
Therefore . As a result, is contained in the neighborhood of of the radius . ∎
Let be the standard -simplex, residing in and equipped with the Euclidean metric. We denote by and the first and the second barycentric subdivisions of . For any vertex , we form its star in . For any , we denote by the -homothetic image of , the center of homothety being at . Consider the set
[TABLE]
By a line in we mean an intersection of an affine line in with .
Lemma 2.4**.**
There exists a number such that every line has a point that belongs to the interior of .222It is desirable to find an elementary argument that explicitly computes as a function of .
Proof.
Let be a typical simplex of . It will suffice to show that there exists an universal , such that any line has a point that belongs to the interior of some set , for a vertex .
For each , consider the polyhedron . For each simplex of , put .
The space of lines in is compact; in fact, it is a continuous image of a compact subset of the Grassmanian . consists of the -planes through the point that have a nonempty intersections with . Here the hyperplane is defined by equating the first coordinate with zero. This construction gives rise to a continuous map . Any line whose intersection with is not a singleton (equivalently whose intersection with is not a vertex of ), defines a unique point in .
Consider an increasing sequence that converges to 1. Contrarily to the claim of the lemma, assume that for each , there exists a line that is contained in the polyhedron .
Using compactness of , there exists a subsequence that converges to a limiting line . Then . Note that is missing the verticies of . On the other hand, by the construction of , if a line has a pair of distinct points such that the segment , then .
This contradiction proves that exists for which no line in is contained in . The definition of the polyhedron is given by an affine (metric-independent) construction. So the polyhedra for different match automatically. By the same token, does not contain any lines for any simplex , not necessarily for the standard one.
Thus there is a number such that, for each , every line hits the set ∎
Conjecture 2.1**.**
Let be a compact smooth Riemannian manifold. For any sufficiently small , admits a smooth -flat triangulation .
Theorem 2.1**.**
Let be as in Lemma 2.4. Put , and let denote the Euclidean distance between the sets and in the standard simplex .
- •
Let be a closed connected smooth Riemannian -manifold that admits a -flat smooth triangulation333By Conjecture 2.2, any will do.. Then there exists a smooth -ball such that the restriction of the metric to is of the gradient type.
- •
If is a compact connected Riemannian -manifold with boundary that admits a -flat smooth triangulation. Then, for each connected component of the boundary , there exists a relative -ball , where is the -ball, so that all the balls are disjointed and the restriction of the metric to the manifold is of the gradient type. The manifolds and are diffeomorphic.
Proof.
The idea is first to construct a number of disjointed balls in so that each geodesic curve will hit some ball. Thus deleting such balls from will produce a “geodesically traversing swiss cheese”. When is closed, we will incorporate all the balls into a single smooth one. When has a boundary, then the balls will be incorporated in a domain, whose removal from does not change the smooth topology of .
Let and denote the first and second barycentric subdivisions of a given smooth triangulation . As before, is assembled from a collection of singular simplicies .
Put , . By the hypotheses, there exists a smooth -flat smooth triangulation .
Then, for any geodesic curve , its -preimage in the simplex is contained in the -neighborhood of a line . By Lemma 2.4, that line contains a point whose -neighborhood is contained in the set . So, by Definition 2.3, the curve must intersect the neighborhood . As a result, has a non-empty intersection with the set , a finite disjoint union of -dimensional -balls , centered on the vertices of in .
We can smoothen their boundaries by encapsulating each ball into a smooth ball so that for all distinct .
When is closed, we place the disjoint union inside of a single smooth ball . This may be accomplished by attaching -handles to so that the cores of the handles form a tree. Any geodesic in hits since it hits .
In the case of a non-empty boundary , by attaching first some relative -handles , whose cores reside in , transforms into a disjoint union of several -balls, each ball residing in its connected component of . Again, in each component of , the attaching the handles is guided by a tree.
In the process, we incapsulate into a disjoint union of several smooth balls that reside in the interior of and several relative balls, each of which is touching the corresponding boundary component . These relative balls are in 1-to-1 correspondence with the boundary components. Then connecting the balls in the interior on to the balls that touch the boundary by -handles (which reside in ) produces the desired relative pairs , one pair per component of . Again, any geodesic in hits the disjoint union of these pairs. The removal of the union from results in a smooth manifold , which is diffeomorphic to . ∎
Corollary 2.2**.**
If a compact connected smooth Riemannian -manifold with boundary admits a -flat triangulation, then admits a Riemannian metric of the gradient type.
In fact, the subspace of such metrics is nonempty and open in the space of all Riemannian metrics on .
Proof.
Use Theorem 2.1 to conclude that is a nonempty set. By Lemma 2.1, is open in the space . ∎
Note that the smooth balls, whose removal from (the “geodesic Swiss cheese”) delivers, by Theorem 2.1, a metric of the gradient type on , are not necessarily convex in the original metric .
Conjecture 2.2**.**
For any compact smooth Riemannian manifold , there exists a finite disjoint union of smooth convex balls whose removal from delivers the metric of the gradient type on their complement .
Definition 2.4**.**
Let be a compact connected Riemannian manifold with boundary.
- •
We say that a metric on is geodesically boundary generic if the geodesic vector field is boundary generic444See the discussion that precedes Definition 2.1 or Definition 2.1 from [K1].* with respect to the boundary .*
- •
We say that a metric on is geodesically traversally generic if the vector field is of the gradient type and is traversally generic555See Definition 3.2 from [K2].* with respect to .*
We denote the space of all gradient type metrics on by the symbol , the space of all geodesically boundary generic metrics of the gradient type on by the symbol , and the space of all geodesically traversally generic metrics on by the symbol . So we get .
Remark 2.2. If is such that there exists a geodesic curve whose arc is contained in , then the metric is not geodesically boundary generic.
For example, the Euclidean metric on is not geodesically boundary generic with respect to the ruled surface : indeed, is comprised of lines (geodesics).
Example 2.2. Let be a domain in the Euclidean plane , bounded by simple smooth closed curves. Then the flat metric is boundary generic on if and only if is comprised of strictly concave and convex loops or arcs that are separated by the cubic inflection points. In particular, no line, tangent to the boundary, has the order of tangency that exceed 3 (see Example 3.1 for the details).
Question 2.1**.**
How to formulate the property of the geodesic vector field being boundary generic/traversally generic with respect to in terms of the geodesic curves and Jacobi fields in and their interactions with ?* *
Remark 2.3. Of course, not any metric on is of the gradient type. At the same time, thanks to Theorem 2.1, the gradient-type metrics form a massive set.
Examples of geodesically boundary generic metrics are also not so hard to exhibit. They require only a localized control of the geometry of in terms of (see Lemmas 3.2 and 3.3). For instance, if all the components of are either strictly convex or strictly concave in , then is geodesically boundary generic.
In contrast, to manufacture a geodesicly traversally generic metric is a more delicate task. In fact, we know only few examples, where gradient type metrics are proven to be of the traversally generic type: these examples have gradient-type metrics in which the boundary is strictly convex (see Corollary 3.7). However, we suspect that traversally generic metrics are abundant (see Conjecture 2.3). In any case, by Theorem 2.2 below, the property of a metric to be traversally generic is stable under small smooth perturbations of .
So we have only a weak evidence for the validity of following conjecture; however, the world in which it is valid seems to be a pleasing place…
Conjecture 2.3**.**
The sets and are open and dense in the space .
The openness of and in follows from the theorem below.
Theorem 2.2**.**
Let be a compact smooth connected manifold with boundary.
In the space of all Riemannian metrics on , equipped with the -topology, the spaces and are open. Each of these spaces is invariant under the natural action of the smooth diffeomorphism group on .
If a metric on is of the gradient type, then the geodesic field on can be approximated arbitrary well in the -topology by a traversally generic field .
Proof.
The construction of the geodesic flow defines a continuous map
[TABLE]
where denotes the space of all vector fields on . By Theorem 6.7 and Corollary 6.4 from [K2], the subspace , formed by traversally generic (and thus gradient-like) vector fields, is open in . Similarly, the boundary generic and traversing fields form an open set in .
Since the germ of the geodesic through a point in the direction of a given unit tangent vector depends smoothly on metric , we conclude that is a continuous map. Therefore,
[TABLE]
and
[TABLE]
are open sets in .
By definition, for any , the geodesic field on is of the gradient type (and thus traversing). Again, by Theorem 6.7 from [K2], can be approximated by a traversally generic field . Note however that the projections of -trajectories under the map may not stay -close to the geodesic lines in the original metric due to the concave boundary effects.
By Theorem 2.1, . Nevertheless, the question whether for a given remains open!
Evidently, by the “naturality” of the geodesic flow, the spaces , are invariant under the natural action of the smooth diffeomorphism group on . ∎
Remark 2.4. Let be a codimension [math] compact submanifold of a compact Riemannian manifold such that . If a metric on the ambient is of the gradient type, then, by Corollary 2.2, its restriction is of the gradient type on .
Of course, if is geodesically traversally generic on a compact manifold , it may not be geodesically traversally generic on .
Example 2.3. Consider the hyperbolic space with its virtual spherical boundary and hyperbolic metric . The space is modeled by the open unit ball in the Euclidean space .
Each geodesic line hits at a pair of points, where it is orthogonal (in the Euclidean metric) to . For each oriented geodesic line trough a given point in the direction of a given vector , consider the distance between and the unique point that can be reached from by moving along in the direction of , that is, is the length of the circular arc in . Evidently, is strictly increasing, as one moves along the oriented .
Let be a compact codimension [math] smooth submanifold, equipped with the induced hyperbolic metric. Then the geodesic field on the space is of the gradient type, since is strictly increasing along the oriented trajectories of .
Again, by Theorem 2.2, any metric on , sufficiently close to the hyperbolic metric , is also of the gradient type.
3. The Geodesic Scattering and Holography
In this section, we will apply the Holographic Causality Principle [K4], to geodesic flows on the spaces of unit tangent vectors on compact smooth Riemannian manifolds with boundary.
We will be guided by a single important observation: if a metric on is of the gradient type, then the causality map
[TABLE]
introduced in [K4] (for generic smooth traversing vector fields on compact manifolds with boundary), is available! To get a feel for the nature of the causality map from [K4], the reader may glance at Figure 3. It depicts the causality map for a traversing field on a surface with boundary.
The map represents the -induced geodesic scattering: indeed, with the help of , each unit tangent vector is mapped (“scattered”) to a unit tangent vector . Here denote the half-spaces, formed by vectors along that are tangent to and point inside/outside of .
We will employ boundary generic or even traversally generic metrics of the gradient type in order to control well the local structure of the causality map .
For each tangent vector , consider its orthogonal decomposition with respect to the metric , where is the exterior normal to and . We denote by the point .
Lemma 3.1**.**
The -independent manifolds and are diffeomorphic via the orientation-reversing involution .
Proof.
Examining the definition of the strata and the construction of , we see that maps to by an orientation-reversing diffeomorphism. ∎
Given a compact Riemannian manifold , we denote by the oriented -dimensional foliation on , produced by the geodesic field .
Let be the -flow generated local diffeomorphism; for each , the image is well-defined only for some values of , a time interval in .
Definition 3.1**.**
Given two compact Riemannian -manifolds, and , consider the geodesic fields on and on .
- •
We say that the metrics and are geodesic flow topologically strongly conjugate if there is a homeomorphism such that for all and all moments for which is well-defined666This implies that preserves the lengths of the corresponding trajectories in the Sasaki metrics, and thus the lengths of the corresponding geodesic curves in and are equal.. The restriction of to each -trajectory is required to be an orientation-preserving diffeomorphism.
- •
We say that the metrics and are geodesic flow topologically conjugate if there is a homeomorphism such that it maps each leaf of to a leaf of , the map on every leaf being an orientation-preserving diffeomorphism.
**
Both notions of conjugacy come in different flavors by requiring that , and belong to various classes of -smooth objects, where . For example, we may consider of the class , while may be just homeomorphisms (of the class ).
For complete (in particular, closed) manifolds, the investigation of geodesic flow topologically conjugate metrics777These investigations employ a notion of geodesic conjugacy similar to the one in the first bullet of Definition 3.1. led to a variety of strong results [BCG], [Cr], [Cr1], [CK] [CEK], [Mat], [SUV], [SU4]. Let us describe their spirit: under certain conditions, imposed on metrics a priori, the geodesic flow topological conjugacy implies an isometry of the underlying metrics! In some cases, to establish the isometry, one needs to know also the lengths of geodesic lines (the, so called, the lens data). In particular, in [CEK], the following result has been established.
Theorem 3.1**.**
(Croke, Eberlein, Kleiner)* Let and be two closed Riemannian manifolds, . Assume that both manifolds have nonpositive sectional curvatures and that one of them has rank . Denote by , , the -induced geodesic flow on .*
If there is a homeomorphism such that for all , then and are isometric.
Besson, Courtois, and Gallot proved the following equally striking theorem ([BCG], Theorem 1.3).
Theorem 3.2**.**
(Besson, Courtois, and Gallot)* Let be a closed locally symmetric manifold of a negative sectional curvature and of dimension .*
Then any Riemannian manifold whose geodesic flow is -conjugate888that is, the geodesic flows conjugating map is a -diffeomorphism. to that of is isometric to .
Motivated by the spirit of these theorems (as far as we understand, they do not apply directly to the geodesic flows on manifolds with boundary), we move towards linking the geodesic flow topologically conjugate Riemannian manifolds with the problem of inverse geodesic scattering. In its more daring formulation, the problem of inverse geodesic scattering asks to reconstruct the metric on from the scattering map , the reconstruction is thought up to the natural action of , the group of diffeomorphisms that are the identity maps on , on the Riemannian metrics (see Remark 3.2).
In the definition below, we assume that a given smooth compact Riemannian manifold is embedded properly into a larger open manifold , and the metric on is extended smoothly to a metric on . However, the properties, described in the definition, do not depend on a particular extension .
Definition 3.2**.**
We say that a boundary generic metric of the gradient type on a compact manifold has the property , if one of the following statements holds:
- •
Any geodesic curve , but a singleton, has at least one point of transversal intersection with the boundary . If the geodesic is such that is a singleton , then is quadratically tangent to at .
- •
Any geodesic curve that is tangent to , is quadratically tangent to it.
Remark 3.1. We will see later that the first bullet in property implies that any trajectory of the geodesic flow on , but a singleton, has at least one point of transversal intersection with the boundary . The trajectories-singletons are quadratically tangent to in . In terms of [K2] and [K4], the combinatorial tangency types of such trajectories do not belong to the closed poset .
Similarly, the second bullet in property implies that, if a -trajectory is tangent to at a point, then it is quadratically tangent there. In other words, the combinatorial tangency types of such trajectories do not belong to the closed poset .
The property reflects the shortcomings of our proof of the smooth version of The Holography Theorem 3.1 from [K4]. We suspect that it is a superfluous assumption, and the conjugating homeomorphism in The Holography Theorem is actually a diffeomorphism. Therefore, property is likely a superfluous constraint, when the conjugating homeomorphism is desired to be a diffeomorphism. Regrettably, we must include property as a hypotheses in some theorems to follow.
Remark 3.2. Note that the inverse scattering problems on Riemannian manifolds have an unavoidable intrinsic ambiguity. It arises from the action of the -diffeomorphisms that are the identity on and whose differentials are the identity on . Let us denote by the group of such diffeomorphisms. Each diffeomorphism acts naturally on , producing a new metric . Since such maps geodesics in to geodesics in , and share the same the scattering map. Therefore, for a given random and , the best we can hope for is to reconstruct up to the -action.
For any , the geodesic flows and on are strongly conjugated with the help of the diffeomorphism .
Our main result, Theorem 3.3 below, claims:
For smooth boundary generic Riemannian metrics of the gradient type, the inverse geodesic scattering problem is topologically rigid, up to the geodesic flow topologically conjugate equivalence999see the second bullet of Definition 3.1 among metrics.
Theorem 3.3**.**
(the topological rigidity of the geodesic flow for the inverse scattering problem)
Let and be two smooth compact connected Riemannian -manifolds with boundaries. Let the metrics , be geodesically boundary generic, and let be of the gradient type.
Assume that the scattering maps
[TABLE]
are conjugate by a smooth diffeomorphism .
Then is also of the gradient type. Moreover, the metrics and are geodesic flow topologically conjugate.
If the metric possess property from Definition 3.2, then so does , and the conjugating homeomorphism is a diffeomorphism.
Proof.
By the hypotheses, the geodesic field is of the gradient type (equivalently, traversing) and boundary generic. If the causality map is not well-defined for some , then by the property of , the map is not well-defined at , a contradiction to the property of being traversing. Therefore the -trajectory that connects with is a closed segment or a singleton for any ; in other words, is a traversing field. By Lemma 4.1 from [K1], any traversing field is of the gradient type. So is of the gradient type. Thus both causality maps and are well-defined.
By applying the Holography Theorem 3.1 and Corollary 3.3 from [K4], we conclude that the two geodesic flows are topologically conjugate (in the sense of Definition 3.1) by a homeomorphism . When property is valid for one of the two manifolds, by the proof of the Holography Theorem 3.1 from [K4], it is valid for the other one. So in this case, by the Holography Theorem, is a diffeomorphism. ∎
Corollary 3.1**.**
Assume that a compact connected and smooth manifold with boundary admits a boundary generic Riemannian metric of the gradient type. Let denote the oriented -dimensional foliation, induced by the geodesic flow.
Then the scattering map allows for a reconstruction of the pair , up to a homeomorphism of which is the identity on and an orientation-preserving diffeomorphism on each -trajectory.
If possess property from Definition 3.2, then it is possible to reconstruct the pair , up to a diffeomorphism of which is the identity on .
Example 3.1. Consider a shell , produced by removing a strictly convex domain from the interior of a strictly convex domain in the Euclidean space (so topologically is a shell). Any geodesic line in that is tangent to the boundary of the interior convex domain is transversal to the boundary of the exterior convex domain. The intersection of any geodesic line that is tangent to the boundary of the exterior convex domain is a singleton. For such a pair , the geodesic field on is traversally generic; in particular, it is boundary generic and of the gradient type. Thus Theorem 3.4 is applicable to , as well as to any metric in , sufficiently close to .
Under the hypotheses of Theorem 3.3, the scattering maps faithfully distinguish between manifolds whose spherical tangent bundles have distinct topological types:
Corollary 3.2**.**
Let and be two smooth compact connected Riemannian -manifolds with boundaries. Let the metrics , be of the gradient type and geodesically boundary generic. Assume that the boundaries and are diffeomorphic101010This implies that and are diffeomorphic., but the spaces and are not homeomorphic.
Then no diffeomorphism conjugates the two scattering maps and .
Example 3.2. Recall that the classical knots are determined by the topological types of their complements in or (the Gordon-Luecke Theorem [GL]), while the links are not; in fact, there are infinitely many distinct links whose complements are all homeomorphic to the complement of the Whitehead link. Let us examine Corollary 3.2, while keeping these facts in mind.
Let and be two links in closed -folds and , respectively. We denote by and the regular tubular neighborhoods of and . Put , . We assume that and have the same number of components; thus there exists a diffeomorphism
If and are boundary generic and of the gradient type, and and are not homeomorphic, then the scattering maps and are not conjugated via any diffeomorphism .
So the scattering maps distinguish between the links and with non-homeomorphic stabilized complements and . When , then is homeomorphic to .
In particular, consider the sphere , equipped with the standard metric . Let be a smooth ball that properly contains a hemisphere . Then any geodesic in hits . Take a pair of links , , such that their tubular neighborhoods are formed by attaching solid -handles to . Then any geodesic on hits and thus each . Therefore the metric on is of the gradient type. Assuming that the spherical metric is boundary generic on each (conjecturally, this property may be achieved by a smooth perturbation of ), we conclude that if the two scattering maps on and are smoothly conjugated, then must be homeomorphic to .
Note that a Riemannian manifold produces a -bundle over . It is a subbundle of , transversal to the -foliation . The isomorphism class of is well-defined by . In fact, for a gradient-like , the distribution is integrable: the tangent bundle to the -foliation , where , delivers .
On the other hand, employing any -invariant Riemannian metric on , we may consider the -distribution , orthogonal in to . That distribution is locally invariant under the -flow, and thus generates a -bundle over the space of un-parametrized geodesics , such that , where is the obvious map.
Corollary 3.3**.**
Under the notations and hypotheses of Theorem 3.3, the geodesic flows conjugating homeomorphism (which extends ) induces a bundle isomorphism .
Similar, the -generated natural map of the spaces of geodesics induces the “tangent” bundle isomorphism .
Proof.
By the proof of Holography Theorem 3.1 from [K4], the homeomorphism has the property , where the function is such that ().
Since both geodesic flows are traversing, , where denotes the quotient space by the partially-defined scattering map . Since , the diffeomorphism generates the homeomorphism . Moreover, by the proof of Theorem 3.3, the homeomorphism has the property . Therefore, using that , we conclude that is a bundle isomorphism. ∎
Remark 3.3. If a pair is such that the geodesic field is traversing on , then the trajectory space —the space of un-parametrized geodesics on — is a separable compact space. It is given the quotient topology via the obvious map . For a geodesically boundary generic metric of the gradient type, the map has finite fibers.
The space of geodesics , although not a manifold in general, for traversing geodesic flows, inherits a surrogate smooth structure from (as in Definitions 2.2 and 2.3 from [K4]). This structure manifests itself in the form of the algebra of smooth functions such that the directional derivatives .
The bundle may be viewed as a surrogate tangent bundle of the stratified singular space , since its restriction to the open and dense set of trajectories of the combinatorial tangency type may be identified with the “honest” tangent bundle of the open manifold ([K3], [K4]).
Recall that for any traversing boundary generic field on a compact smooth manifold , each -trajectory produces an ordered finite sequence of positive integral multiplicities, associated with the finite ordered set . These sequences can be organized in an universal poset [K3].
In view of Remark 3.2 and Corollary 3.2 from [K4], Theorem 3.3 has an instant, but philosophically important implication:
Theorem 3.4**.**
Assume that admits a geodesically boundary generic Riemannian metric of the gradient type. Then the scattering map allows for a reconstruction of:
- •
the -stratified topological type of the space of un-parametrized geodesics on ,
- •
the isomorphism class of the “tangent” -bundle of the space ,
- •
the smooth topological type of the space , provided that the property from Definition 3.2 is valid.
Proof.
By definition, is the quotient space of under the obvious map that takes each -trajectory to a singleton. Now just apply Theorem 3.3 and Corollary 3.1 to reconstruct the map . By Corollary 3.2 from [K4], allows for a reconstruction of the -stratified topological type of the space .
By combining Corollary 3.3 with Theorem 3.4, we get the second claim.
When property is valid, this application will lead to a reconstruction, up to an algebra isomorphism, of the algebra of smooth functions on , the kernel of the directional derivative operator . ∎
Question 3.1**.**
Given a boundary generic metric on a compact smooth -manifold , how to describe the Morse strata of in terms of* the local Riemannian geometry111111like the curvature tensor of and the normal curvature of of the pair ? *
The next two lemmas represent a step towards answering Question 3.1. The language, in which the answer is given, is reminiscent of the language in [Zh].
As before, we assume that a given smooth compact Riemannian manifold is embedded properly into a larger open manifold , and the metric on is extended smoothly to a metric on .
Lemma 3.2**.**
For a boundary generic metric on , the stratum consists of pairs such that the germ of the geodesic curve through in the direction of is tangent to with the multiplicity . Moreover, the stratum also has a similar description121212Its exact formulation is described in the proof. in terms of the germ of .
Proof.
Take a smooth function with the properties:
(1) [math] is a regular value of ,
(2) ,
(3) 131313We may use the distance functions in and in for the role of .
Let be the composition of the projection with . Evidently, has the same three properties with respect to as has with respect to .
For any pair , consider the germ of the geodesic curve through in the direction of and its lift , the geodesic -flow curve through . Then locally is an orientation preserving diffeomorphism of curves. Therefore the -jet if and only if -jet .
By Lemmas 3.1 and 3.4 from [K2], if and only if ; similarly, if, in addition, (here is the natural parameter along ).
Thanks to the orientation-preserving diffeomorphism , these properties of are equivalent to the similar properties and of . The latter ones describe the multiplicity of tangency of to at . ∎
Corollary 3.4**.**
Let be a smooth compact Riemannian manifold of dimension . For a boundary generic metric on , the order of tangency of any geodesic curve to does not exceed .
Proof.
For any boundary generic vector field on , the locus . In particular, since , we get . ∎
Let us rephrase the previous arguments in the proof of Lemma 3.2 in terms of the exponential maps.
For each point , consider the -induced exponential map and its locally-defined inverse . We may assume that is well-defined for all sufficiently small and for all that are close to . The local maps can be organized into a single map , well-defined in a neighborhood of the zero section .
We denote by the pull-back of the function under the map . Similarly, we denote by the pull-back of under the map .
Pick , where . Then the order of tangency of the hypersuface with the geodesic curve is equal to the order of tangency of the hypersurface with the line . Therefore the property is equivalent to the property , where denotes the -jet of the -function at , and is a unitary tangent vector at .
Let denote the tangent bundle, and its zero section. Let denote the cotangent bundle.
Definition 3.3**.**
We say that two smooth functions share the same vertical -jet field and write , if for all . Here stands for the -jet at the point of a smooth function , being restricted to the -fiber .
We denote by 141414not to be confused with the standard notation “” that refers to the equivalence classes of local sections of the bundle , a “horizontal” construction! the quotient space of by the equivalence relation “ ”.
Consider the -jet space , jets being formed at the origin . We may interpret as the space of real polynomials of degree at most in variables.
Let denotes the space of homogeneous polynomials of degree in variables.
Any jet has a unique representation as a sum , where the “homogeneous” summands . So the -jets can be decomposed: .
The group acts on , and thus on . Note that each subspace is preserved by this action.
Let be the principle -bundle, associated with the bundle . We can form the bundle , associated with the bundle . Its total space is and its fiber is .
Similarly, we may construct a bundle over , associated with the cotangent bundle . Employing the -equivariant isomorphism , we get a bundle isomorphism .
Given a smooth bundle , we denote by the space of its smooth sections over .
By the definition of the space , there is the obvious injection . We use it to form the composite map
[TABLE]
Therefore, for a fixed , each function gives rise to a sequence of sections .
In particular, , where stands for the differential along the -fibers.
We call the sum the vertical Taylor polynomial of of degree .
Each of the sections can be evaluated at any point by forming the symmetric contravariant tensor and evaluating it at the polyvector where “” stands for the symmetrized tensor product of vectors. We denote by the result of this evaluation.
Now let us choose . Consider the vertical Taylor expansion of the function
[TABLE]
where is in the vicinity of and is a homogeneous polynomial in of degree . As before, we denote by the result of evaluation of the symmetric differential form at the vector . Note that .
Using the homogeneity of in and in light of the arguments that precede Definition 3.3, we conclude that is equivalent to the requirement , where is a unit tangent vector and . Moreover, belongs to the pure stratum if and only if and .
Although the function depends on the choice of the auxiliary function , the solution set does not. Indeed, replacing the function with the new function , where , and using the multiplicative properties of the local Taylor expansions, leads to a new system of constraints which exhibit a “solvable triangular pattern”, as compared with the original system .
Remark 3.1. For each , the degree homogeneous in equations define a -independent real algebraic subvariety of the unit sphere . The pure stratum gives rise to the semialgebraic set . The subvariety separates into two semialgebraic sets: , where , and , where . These loci reflect the generalized concavity and convexity of (in the metric ) at in the direction of a given unit vector .
Note that, for given and , the sets may be empty. So, with and being fixed, we may regard the requirements as constraints, imposed on .
Consider now on the restrictions of the smooth functions to the subspace in the vicinity of the boundary . Together, will generate a smooth map .
Let denote the coordinates in . Let be the subspace of , defined by the equations . Consider the complete flag
[TABLE]
Let us focus on the interaction of the map with the flag .
The considerations above imply that .
The definition of boundary generic geodesic field with respect implies the linear independence of the differential -forms along the locus
[TABLE]
In turn, their linear independence is equivalent to the non-vanishing of -form
[TABLE]
along the locus .
In light of the considerations above, we get a “more constructive” version of Lemma 3.2.
Lemma 3.3**.**
Let and . Consider an auxiliary function with properties (1)-(3) from the proof of Lemma 3.2 and the associated function
[TABLE]
The metric on is boundary generic with respect to if and only if the map is transversal to each space from the flag 151515By the properties of , is transversal to and .. Moreover, .
In other words, is boundary generic if and only if, for each , the differential -form
[TABLE]
does not vanish along the locus
[TABLE]
**
Example 3.1. Let be a domain in , bounded by a smooth simple curve , given by an equation . We assume that [math] is a regular value of the smooth function and that defines .
Since carries the Eucledian metric , the exponential map is given by the formula , where and .
For each point , we consider the Taylor expansion of the function as a sum:
[TABLE]
where , and the summands are of the form:
[TABLE]
The manifold is diffeomorphic to the product . The boundary is a -torus, given by the equation .
The locus is given by the homogeneous in equations
[TABLE]
where is a unitary vector.
In , we get
For a boundary generic relative to curve , the locus is represented by two smooth parallel loops. They separate into two annuli, and .
The locus is given by the homogeneous equations
[TABLE]
where is a unitary vector.
For a boundary generic relative to curve , the locus is a collection of an even number of points.
The locus is given by adding the equation to the previous homogeneous system of three equations. The resulting system must have only the trivial solution for all .
For a boundary generic relative to curve , the differential -form does not vanish at the points of the surface , the differential -form does not vanish at the points of the curve , and the differential -form does not vanish at the points of the finite locus .
So a boundary generic relative to curve may be either strictly convex, or the union of several arcs, along which the strict concavity and convexity of alternate. These arcs are bounded by finitely many points of cubic inflection. No tangent to line has tangency of an order that exceed .
The validity of the next conjecture would imply the half of Conjecture 2.3, concerned with the space of boundary generic metrics being dense in the space of all metrics. Perhaps, Lemma 3.3 could be useful in validating the conjecture.
Conjecture 3.1**.**
Let be an open smooth -manifold with a Riemannian metric . Consider a smooth compact submanifold of codimension one. Then there is a small smooth isotopy of the imbedding , such that the metric is boundary generic161616That is, the geodesic flow on is boundary generic with respect to the submanifold that is produced by restricting the spherical bundle to . with respect to the submanifold .
The next proposition claims that these refined stratified convexity/concavity properties of the boundary with respect to the metric on can be recovered from the scattering data.
Corollary 3.5**.**
Assume that a smooth compact and connected -manifold admits a geodesically boundary generic Riemannian metric of the gradient type. Then the scattering map
[TABLE]
allows for a reconstruction of the loci .
As a result, for each , the locus , such that the germ of the geodesic curve through in the direction of is tangent to with the multiplicity , can be reconstructed from the scattering map.
Proof.
By the proof of Holography Theorem 3.1 from [K4], the causality map of any boundary generic traversing field on a smooth compact manifold with boundary allows for a reconstruction of all the strata . With this fact in hand, the claims of the corollary are the immediate implications of Lemma 3.1 and Theorem 3.3. ∎
Assume that a metric on is geodesically boundary generic (see Definition 2.4). For an oriented geodesic curve , consider its intersections with . We denote by the multiplicity of an intersection point (see the proof of Lemma 3.2). We define the multiplicity of by the formula
[TABLE]
and the reduced multiplicity of by the formula
[TABLE]
(see [K2] for the properties of these quantities).
The following corollary describes the ways in which geodesic arcs can be inscribed in , provided that the metric on is traversally generic, that is, the geodesic field is traversally generic on (see Definition 3.2 from [K2] for the notion of traversally generic vector field). For example, if a metric on a surface is traversally generic, then any geodesic curve may have two simple tangencies to at most. Similarly, any geodesic curve may have one cubic tangency to at most. No tangencies of multiplicity are permitted.
Corollary 3.6**.**
Assume that a -dimensional compact smooth manifold admits a traversally generic Riemannian metric . Then any geodesic curve in has simple points of tangency to the boundary at most.
In general, any geodesic curve interacts with the boundary so that the multiplicity and the reduced multiplicity of satisfy the inequalities:
[TABLE]
Moreover, these inequalities hold for any metric sufficiently close, in the -topology, to .
Proof.
Since, by Lemma 3.2, the multiplicity of tangency of a geodesic curve to at a point and the multiplicity of tangency of its lift to at the point are equal, the claim follows from the second bullet in Theorem 3.5 from [K2].
The last claim follows from two facts: (1) the field depends smoothly on , and (2) the space is open in the space . ∎
In one special case of , the traversal genericity of the geodesic flow on comes “for free” at the expense of a very restricted topology of . So a random manifold does not admit a non-trapping metric such that is convex!
Corollary 3.7**.**
Let be a compact connected Riemannian -manifold with boundary. Assume that the boundary is strictly convex with respect to a metric of the gradient type on .
Then geodesic field on is traversally generic.
Moreover, the manifold is diffeomorphc to the product , the corners in the product being rounded. Here denotes the tangent -disk bundle of .
Proof.
For such metric , any geodesic curve , tangent to , is a singleton. Therefore — the field on is convex. Under these assumptions, the geodesic field on is traversally generic, since no strata interact, with the help of the geodesic flow, trough the bulk . Also, for a strictly convex and of the gradient type,
[TABLE]
Thus fibers over with a fiber being the hemisphere of dimension . This fibration is isomorphic to the unit disk tangent bundle of . Hence, by Lemma 4.2 from [K1], the manifold must be diffeomorphc to the product , the corners in the products being rounded. As a result, fibers over with the fiber and over with the fiber . This property of puts severe restrictions on the topology of : in particular, the space must be homotopy equivalent to .
Note that has the desired property: . ∎
The next corollary should be compared with Theorem D from [Cr2], in a way, a stronger than Corollary 3.8 result, but using more data (the distance “across ” between points of ).
Corollary 3.8**.**
Let be a codimension [math] compact smooth submanifold of the hyperbolic space, such that the metric is geodesically boundary generic.
Then the metric is of the gradient type, and the scattering map allows for a reconstruction of the pair , up to a homeomorphism (a diffeomorphism when the property is valid) of which is the identity on .
Proof.
In view of Corollary 3.1 and Example 2.3, the hyperbolic metric on is of the gradient type. By Theorem 3.3, the corollary follows. ∎
One might hope that, for a “random” (bumpy) metric on , the reconstruction is possible, up to the action of diffeomorphisms that are the identity on (see [Cr], [Cr1], [We], and especially [SU4] and [SUV3] for special interesting cases of such reconstructions). At the moment, this is just a wishful thinking, weakly supported by [Mat]. Here is the main difficulty in reaching this conclusion, as we see it now from the holographic viewpoint. Although, by Theorem 3.3, allows for a reconstruction of the pair , the fibration map seems to resist a reconstruction. In other words, the scattering map “does not know how to project the geodesic flow trajectories in to the geodesic curves in ”. Perhaps, some additional structure should be brought into the play.
So, in the absence of a faithful reconstruction of the geometry on from the scattering data , with a mindset of a “humble topologist”, we will settle for less:
Theorem 3.5**.**
Assume that a smooth compact connected -manifold with boundary admits a boundary generic Riemannian metric of the gradient type. Then the following statements are valid:
- •
The geodesic scattering map allows for a reconstruction of the cohomology rings and , as well as for the reconstruction of the homotopy groups .
- •
Moreover, the Gromov simplicial semi-norms on the vector spaces and on can be reconstructed form . In particular, the simplicial volume of the fundamental cycle can be recovered form .
- •
If, in addition, has a trivial tangent bundle, then the stable topological (smooth when the property from Definition 3.2 holds) type of 171717Here we say that and share the same stable topological (smooth) type, if and are homeomorphic (diffeomorphic). is also reconstructable from the scattering map.
Proof.
Since, by Theorem 3.3, the topological type of can be reconstructed from the scattering map , so is the cohomology/homology of with arbitrary coefficients. Moreover, the Gromov simplicial semi-norms on and on , being invariants of the homotopy type of the pair , can be recovered form .
Since due to the property , the fibration admits a section . Thus is a retract of .
The cohomology/homology spectral sequence of the spherical fiibration is trivial, again since . As a result,
[TABLE]
Note that for all . Therefore , a direct summand of , can be recovered from and thus from the scattering map .
Similar considerations are valid for , a direct summand of the homology .
The simplicial semi-norm of a homology class does not increase under continuous maps of spaces [G]. Therefore, with the help of , we get that the natural homomorphisms
[TABLE]
induced by the map , are isometries with respect to the semi-norm . Hence, the Gromov simplicial semi-norms on and can be recovered form as well. In particular, the simplicial volume of the fundamental class can be recovered form the scattering data .
The long exact homotopy sequence of the fibration identifies with for all . As a result, the homotopy groups can be recovered from the scattering map as well.
For a trivial tangent bundle , the “reconstructible” space is diffeomorphic to the product . Thus the stable smooth type of (the stabilization being understood as the multiplication with a sphere) is “reconstructible” as well. In particular, the homotopy type of can be reconstructed from the scattering data. ∎
By Theorem 3.3, if two scattering maps are smoothly conjugated, then the two metrics are geodesic flow topologically conjugated, provided they are boundary generic and of the gradient type. In general, we do not know when two metrics, which are geodesic flow topologically/strongly conjugate in the sense of Definition 3.2, are isometric/proportional (see [Cr], [Cr1], [We] for the positive answers in special cases; for example, Croke proved that, for , the flat product metric on is scattering rigid). However, for one family of special cases, dealing with metrics of negative sectional curvature, we get a pleasing answer in Theorem 3.7. This theorem should be compared with more general results of a similar nature in [SUV1], [SUV2], [SUV3], obtained by powerful analytic techniques.
In order to illustrate a connection between the geodesic flow topological conjugacy and isometry of Riemannian manifolds, let us recall the famous Mostow Rigidity Theorem [Most]. Let and be complete finite-volume hyperbolic -manifolds with . If there exists an isomorphism of the fundamental groups, then the Mostow Theorem claims that is induced by a unique isometry .
Here is another formulation of the Mostow Rigidity Theorem, better suited for our goals:
Theorem 3.6**.**
(Mostow)* Let and be two closed locally symmetric Riemannian manifolds with negative sectional curvatures and of dimension .*
Given an isomorphism of the fundamental groups, there exists a unique isometry , where is a constant, so that the map induces the isomorphism of the fundamental groups.
In the spirit of Theorem 1.3 from [BCG] and [CEK], by combining Mostow Theorem 3.6 with Theorem 3.3, we get the following result. It and its Corollary 3.9 should be compared with Theorem D from [Cr2], which deals with domains in the hyperbolic space .
Theorem 3.7**.**
Let . Consider two closed locally symmetric Riemannian -manifolds, and , with negative sectional curvatures. Let a connected manifold () be obtained from by removing the interior of a smooth codimension zero submanifold , such that the induced homomorphism of the fundamental groups is an isomorphism181818For example, by a general position argument, this the case when has a spine of codimension at least. In particular, may be a disjoint union of -balls..
Assume that the restriction of the metric to is boundary generic and of the gradient type191919Thanks to Theorem 2.1, the latter hypotheses is not restrictive; by Conjecture 3.1, the boundary generic hypotheses does not seem restrictive either.. Assume also that the two geodesic scattering maps
[TABLE]
are conjugated via a smooth diffeomorphism 202020Thus the boundaries and are stably diffeomorphic..
Then determines a unique diffeomorphism such that for a constant .
Proof.
By Theorem 3.3 (see also Theorem 3.5), the spaces and are homeomorphic via a homeomorphism which is an extension of . In particular, induces an isomorphism of the fundamental groups. Each space fibers over with the spherical fiber . Thus, when , the fundamental groups and are isomorphic via an isomorphism , which is determined by . In fact, is induced by taking a section (the bundle admits a non-vanishing section since ), composing with , and then applying the projection .
By the hypotheses, the inclusion homomorphism is an isomorphism. Therefore, and are isomorphic via an isomorphism , which is determined by (and thus eventually by ). By Mostow’s Rigidity Theorem 3.6, for a given , there exists a unique diffeomorphism such that , where is a positive constant.
We claim that the diffeomorphism is actually determined by the diffeomorphism . Indeed, consider the obvious map , where denotes the trajectory space of the geodesic -flow. Since is traversing, is a quasifibration with contractible fibers. Therefore, is an isomorphism. By Theorem 3.3, we get a commutative diagram , where is a homeomorphism, which is determined by . In fact, , where . Therefore is determined by . As a result, and thus are determined by . So by Mostow’s Rigidity Theorem 3.6, the corresponding unique diffeomorphism that delivers the isometry between and is determined by . ∎
Remark 3.4. Under the hypotheses of Theorem 3.7, consider the case when the diffeomorphism that conjugates the scattering maps is the identity. Let be a -ball, and . Then and is a map whose source and target are both canonically diffeomorphic to (with the help of the involution that orthogonally reflects tangent vectors with respect to the boundary ). By Theorem 3.7, the scattering map allows to reconstruct the pair , up to a positive scalar. In other words, the scattering maps distinguishes (up to a constant conformal factor) between different locally symmetric spaces of negative sectional curvature.
The next immediate corollary of Theorem 3.7 is inspired by the image of geodesic motion of a bouncing particle in the complement to a number of disjoint balls, placed in a closed hyperbolic manifold of a dimension greater than two. The balls a placed so “dense” in that every geodesic curve hits some ball. Under these assumptions, the collisions of a probe particle in with the boundary “feel the shape of ”.
Corollary 3.9**.**
Let and be two closed hyperbolic manifolds of dimension . Let be produced from by removing the interiors of disjointed smooth -balls, so that the geodesic flow on each is boundary generic212121This is the case when the boundaries of the balls are strictly convex in . and of the gradient type.
If the scattering maps and are conjugated with the help of a smooth diffeomorphism , then is isometric to .
Let be a closed locally symmetric Riemannian manifold with negative sectional curvature, and let be a smooth codimension zero submanifold. Take and assume that is boundary generic and of the gradient type.
Recall that, by the Mostow Theorem, the isometry group is isomorphic to the group of automorphisms of the fundamental group .
For an isometry , put . Evidently any isometry induces a diffeomorphism which commutes with the geodesic flow on . Moreover, strongly conjugates the geodesic flows, delivered by the metrics and . As a result, the scattering maps and are conjugated with the help of the diffeomorphism .
Is this construction the only way in which the scattering maps on the complements of isometric domains in can be conjugated? More accurately, we ask the following question.
Question 3.2**.**
Let be a closed locally symmetric Riemannian manifold with negative sectional curvature. Consider two smooth codimension zero submanifolds . Let be an isometry and denote by the diffeomorphism, induced by . Form the submanifolds and .**
Assume that the metrics and are boundary generic and of the gradient type. Also assume that the scattering maps and are conjugated with the help of a diffeomorphism .**
Can we conclude that there exists an isometry such that ?
4. The Inverse Geodesic Scattering Problem in Presence of Length Data
Now we will enhance the scattering data by adding information about the length (equivalently, travel time) along each -trajectory. This new combination of data is commonly called “lens data”.
Definition 4.1**.**
Let be a smooth metric on a compact manifold , and a smooth function such that . For each point , let be the segment of the -trajectory that connects and . We denote by its image under the projection , and by the length of the geodesic arc .
We say that the function is balanced if, for each point , the variation is equal (up to an universal constant) to the arc length .
We call a gradient type Riemannian metric balanced, if admits a balanced Lyapunov function .
Example 4.1. Let be a compact smooth domain in the hyperbolic space . Using a modification of the Lyapunov function from Example 2.3, we will see that the restriction of the hyperbolic metric to is -balanced. Let us sketch the argument, based on the Poincarè model of . Any geodesic in is orthogonal to the virtual boundary of . Therefore, using the compactness of , there exists a big Euclidean ball , whose center is in and such that any geodesic curve in , which intersects , has two distinct transversal intersections with the boundary . The orientation of picks a single point , where the velocity vector points inside of . For any , we consider the geodesic through in the direction of and a point . We introduce the smooth function by the formula . Evidently, and the variation of along any geodesic arc is the length of that arc.
By a very similar argument, any compact domain in the Eucledian space inherits a flat balanced metric of the gradient type.
These observations can be generalized. Let be a compact smooth codimension zero submanifold of a compact connected Riemannian manifold with boundary. Assume that every geodesic in , such that , intersects transversally at a pair of points. Then, by a construction, similar to the previous one, the metric is of the gradient type and balanced.
For a traversing vector field on compact manifold , let denote the segment of the -trajectory that is bounded by a pair of points . Given a -form on , we use the notation “” for the integral .
Lemma 4.1**.**
Let be a compact smooth Riemannian manifold with boundary. Let be a smooth traversing and boundary generic vector field, and let be a smooth -form on such that .
Assume that for each , the integrals 222222Here denotes the -generated causality map, and denotes the measure on the trajectory induced by the metric . and are equal.
Then there exists a homeomorphism with the following properties:
- •
* is the identity,*
- •
each -trajectory is invariant under ,
- •
each restriction is a smooth diffeomorphism,
- •
.
[TABLE]
If is such that any -trajectory is either transversal to at some point from , or is a singleton of multiplicity , then the homeomorphism is a smooth diffeomorphism.
Proof.
Consider two strictly monotone smooth -functions on the arc :
[TABLE]
Put . In other words, for each and , is well-defined by the identity
[TABLE]
By the lemma hypotheses, and for all . Thus, . As a result, is the identity on the boundary .
For any , put
[TABLE]
where denotes . Since and , as well as and , differ by the same parallel shift , we have . By the continuity of and , we get that the -function is continuous in the vicinity of . Thus and are close for any two points that are sufficiently close to the point .
By a similar inductive argument in , applied to the intervals , where stands for the -th iteration of the partially defined map , we get that is a homeomorphism.
Note that the derivative in since, by the definition of , for all . Therefore, the restriction of to any -trajectory is a smooth diffeomorphism.
In order to show that is a homeomorphism, we embed into an open manifold and extend smoothly the field , the form , and the metric into a open neighborhood of in so that the extensions , , have the property in . In what follows, we may adjust the size of according to the needs of the arguments. So we will treat , , , as a germs.
Note that any -trajectory is contained in a unique -trajectory .
In the next paragraph, we will rely on few basic facts about boundary generic traversing flows (see [K3]). Let be a -trajectory. Since is boundary generic, the intersection is a finite ordered collection of points . So for all , unless is a singleton (), in which case .
Let be a cylindrical neighborhood of in which consists of -trajectories. By choosing an appropriate , we may assume that . We may also assume that admits a system of coordinates such that the -trajectories are given by the equations . For any , we denote by the hypersurface .
For any , the intersection consists of finitely many points, while consists of finitely many closed intervals or singletons. Picking sufficiently narrow, the set may be divided into at most disjoint (possibly empty) subsets that correspond to the elements of . The cardinality of each set does not exceed , the multiplicity of tangency of to at , and .
Let be disjoint transversal sections of the -flow in the vicinity of . By the choice of and by the construction of the non-empty sets , the points of are located in the vicinity of the point .
Let us compare and for a pair of points and that are close in . We may assume that, for some , and that and are close in . By the previous argument, and are close, so it suffices to compare and . Here, by the definition, , and , where is the lowest point in the connected component of the set that contains . By the choice of , for some , is a point of the set , and thus is close to both and to the point .
By the continuity of and and by the choice of , the value is close to the value and the value is close to . Therefore, is close to . Since, by the lemma hypotheses, , we get that is close to . Since and are small, we conclude that is close to . As a result, and are close in . Thus is continuous. By the same token, is continuous as well.
The argument validating that is a smooth diffeomorphism (under the Lemma 4.1 hypotheses, the last paragraph), is similar the the one in the proof of Theorem 3.1 [K4]. It employs that the boundary , at a point of transversal intersection , is a smooth section of the -flow, together with the hypotheses that the metric and the form are smooth. This implies that the transformation , defined by the formula , and the similarly defined transformation are smooth in . ∎
For , let denote the geodesic flow transformations, partially-defined for appropriate moments .
Theorem 4.1**.**
(the strong topological rigidity of the geodesic flow for the inverse scattering problem in the presence of length data)
Let and be two smooth compact connected Riemannian -manifolds with boundaries. Let the metric be boundary generic, and be of the gradient type, boundary generic, and balanced.
Assume that the scattering maps
[TABLE]
are conjugated by a smooth diffeomorphism . Moreover, assume that for each , the length data agree: .
Then
- •
* is a balanced metric of the gradient type.*
- •
* extends to a homeomorphism such that*
[TABLE]
for each and all for wich is well-defined.
- •
the restriction of to each -trajectory is a smooth diffeomorphism.
- •
If is such that no geodesic curve is cubically tangent to at a pair of distinct points, and no geodesic curve is a singleton of multiplicity , then the conjugating homeomorphism is a smooth diffeomorphism.
Proof.
The proof is a modification of the arguments in the Holography Theorem 3.1 from [K4]. As in that paper, we start with a balanced function such that . We consider the pull-back
[TABLE]
and using Lemma 3.2 from [K4], extend to a smooth function so that . Then, as in the proof of the Holography Theorem, we define the scattering maps conjugating homeomorphism so that: , maps each -trajectory to a -trajectory, the restriction of is a diffeomorphism, and, due to the construction of , .
By the latter property, for any , we get the equality
[TABLE]
Let , , denote the Sasaki metric on , induced by the metric on . Let be the obvious map. Since is orthogonal in to the fibers , we conclude that .
Since is balanced, we get
[TABLE]
the length of the geodesic arc in .
On the other hand, by the hypotheses of the theorem,
[TABLE]
So, is balanced as well. Therefore, Lemma 4.1 is applicable to both pairs and . By the lemma, there exist homeomorphisms and with the properties as in (LABEL:eq9.?).
Finally, we construct a homeomorphism . For such a choice, thanks to properties (LABEL:eq9.?), we get for all -trajectories . So for each and all for which is well-defined.
If is such that no geodesic curve is cubically tangent to at a pair of distinct points and no geodesic curve is a singleton of multiplicity , then by Lemma 3.2, , and thus both possess property from Definition 3.2. So, by Lemma 4.1, the conjugating homeomorphism is a smooth diffeomorphism. ∎
Theorem 4.1 leads to the following “Cut Scatter Theorem”:
Theorem 4.2**.**
Let and be two closed smooth Riemannian -manifolds. For , let be a codimension zero submanifold of with a smooth boundary . Put . Consider a compact neighborhood of whose interior contains .
Assume that the metric is boundary generic, of the gradient type, balanced, and satisfies property 232323If is strictly concave in , then these hypotheses reduce to the requirement that is of the gradient type and balanced..
Let a bijection be an isometry with respect to and . Consider the diffeomorphism , induced by , and its restriction to .
If the scattering maps
[TABLE]
are conjugated with the help of the diffeomorphism and if, for each , the length data agree: , then the geodesic flows on and are strongly smoothly conjugated in the sense of Definition 3.1.
Proof.
Let be a -trajectory in , . Put , , and . For each point , denote by the -trajectory through in .
Since is an isometry, the diffeomorphism maps to , while preserving the -induced natural parameterizations on the two cures. On the other hand, by Theorem 4.1, the diffeomorphism maps to , while preserving the -induced natural parameterizations on the two cures.
Let us denote by the union of all segments of the -trajectories in that have a nonempty intersection with . Thus, any point of is connected to a point of by an arc of a -trajectory. Note that , the closure of in , is a compact set, containing . We denote by the set .
Since , and both diffeomorphisms, and , preserve the natural parameterizations along the trajectories in the source and the target, we conclude that as maps. It is possible that and may differ in .
Consider the homeomorphism , defined by the formula
[TABLE]
By the properties of an , the homeomorphism maps the -trajectories in to the -trajectories in .
By the definitions of the sets and using that , we may interpret as the homeomorphism
[TABLE]
Since , and are smooth diffeomorphisms, and , we conclude that is a smooth diffeomorphism in the vicinity of .
By Theorem 4.1, the diffeomorphism has the property for every -trajectory . By the hypotheses, is an isometry. Thus, for every -trajectory , we have .
Let be an integral curve of the geodesic field on . The set is the union of trajectories of the geodesic field , while the set is the union of -trajectories . Therefore, by the arguments above, for all -trajectories in . This implies that for all moments , where denotes the geodesic flow diffeomorphism of .
Thus the metrics and are geodesic flow strongly conjugate by a diffeomorphism from the class . ∎
In the next three corollaries, we combine Theorem 4.2 with a number of classical results that make it possible to reconstruct the metric on special closed manifolds from the corresponding geodesic flows.
Corollary 4.1**.**
Let the pairs of smooth Riemannian -manifolds, and , be as in Theorem 4.2.
If the scattering maps and are conjugated with the help of the diffeomorphism 242424As in Theorem 4.2, is induced by an isometry . and if, for each , the length data agree: , then the manifolds and share the same volume.
Proof.
By Theorem 4.2, the metrics and are geodesic flow strongly conjugate by a diffeomorphism from the class . By [CK], Proposition 1.2, the manifolds and share the same volume. Since is an isometry, the manifolds and share the same volume as well. ∎
Corollary 4.2**.**
Let the pairs of smooth Riemannian -manifolds, and , be as in Theorem 4.2. In addition, assume that admits a non-vanishing parallel vector field 252525The existence of a parallel vector field is equivalent to being isometric to the quotient of the Riemannian product by the isometry subgroup , where is a simply connected complete Riemannian manifold ([CK])..
If the scattering maps and are conjugated with the help of the diffeomorphism and if, for each , the length data agree: , then the manifolds and are isometric.
Proof.
By Theorem 4.2, the metrics and are geodesic flow strongly conjugate by a diffeomorphism from the class . By [CK], Theorem 1.1, the manifolds and are isometric. ∎
Corollary 4.3**.**
Let . Let the pairs of Riemannian -manifolds, and , be as in Theorem 4.2. Assume, in addition, that is locally symmetric and of negative sectional curvature.
If the scattering maps and are conjugated with the help of the diffeomorphism and if, for each , the length data agree: , then the spaces and are isometric.
Proof.
By Theorem 4.2, the -diffeomorphism conjugates the geodesic flows on and . Since is a locally symmetric space of negative sectional curvature, the Besson-Courtois-Gallaot Theorem 3.3 applies; so we get that, for an appropriate constant , there exists an isometry . Using that is an isometry, we conclude that . ∎
Acknowledgments: The author is thankful to Christopher Croke and Gunther Uhlmann for very stimulating, informative conversations. He is also grateful to Reed Meyerson for helping with the proof of Lemma 2.3.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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