Yoneda structures and KZ doctrines
Charles Walker

TL;DR
This paper explores the connection between Yoneda structures and KZ doctrines, demonstrating that for certain KZ doctrines, most Yoneda structure axioms are automatically satisfied, thus strengthening their theoretical relationship.
Contribution
It shows that for locally fully faithful KZ doctrines with admissibility, all Yoneda structure axioms except the right ideal property are automatically fulfilled.
Findings
Most Yoneda structure axioms are automatic under specified conditions
The relationship between Yoneda structures and KZ doctrines is strengthened
Provides conditions under which axioms are automatically satisfied
Abstract
In this paper we strengthen the relationship between Yoneda structures and KZ doctrines by showing that for any locally fully faithful KZ doctrine, with the notion of admissibility as defined by Bunge and Funk, all of the Yoneda structure axioms apart from the right ideal property are automatic.
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TopicsLogic, Reasoning, and Knowledge · Advanced Algebra and Logic · Diverse Legal and Medical Studies
Yoneda Structures and KZ Doctrines
Charles Walker
Department of Mathematics, Macquarie University, NSW 2109, Australia
Abstract.
In this paper we strengthen the relationship between Yoneda structures and KZ doctrines by showing that for any locally fully faithful KZ doctrine, with the notion of admissibility as defined by Bunge and Funk, all of the Yoneda structure axioms apart from the right ideal property are automatic.
2000 Mathematics Subject Classification:
18A35, 18C15, 18D05
1. Introduction
The majority of this paper concerns Kock-Zöberlein doctrines, which were introduced by Kock [3] and Zöberlein [8]. These KZ doctrines capture the free cocompletion under a suitable class of colimits , with a canonical example being the free small cocompletion KZ doctrine on locally small categories. On the other hand, Yoneda structures as introduced by Street and Walters [6] capture the presheaf construction, with the canonical example being the Yoneda structure on (not necessarily locally small) categories, whose basic data is the Yoneda embedding for each locally small category . When is small this coincides with the usual free small cocompletion, but not in general. In this paper we prove a theorem tightening the relationship between these two notions, not just in the context of this example, but in general.
A key feature of a Yoneda structure (which is not present in the definition of a KZ doctrine) is a class of 1-cells called admissible 1-cells. In the setting of the usual Yoneda structure on , a 1-cell (that is a functor) is called admissible when the corresponding functor factors through the inclusion of \left[\mathcal{A}^{\textnormal{op}},\mbox{\mathbf{Set}}\right] into .
In order to compare Yoneda structures with KZ doctrines, we will also need a notion of admissibility in the setting of a KZ doctrine. Fortunately, such a notion of admissibility has already been introduced by Bunge and Funk [1]. In the case of the free small cocompletion KZ doctrine on locally small categories, these admissible 1-cells, which we refer to as -admissible, are those functors for which the corresponding functor \mathcal{B}\left(L-,-\right)\colon\mathcal{B}\to\left[\mathcal{A}^{\textnormal{op}},\mbox{\mathbf{Set}}\right] factors through the inclusion of into \left[\mathcal{A}^{\textnormal{op}},\mbox{\mathbf{Set}}\right].
The main result of this paper; Theorem 18, shows that given a locally fully faithful KZ doctrine on a 2-category , on defining the admissible maps to be those of Bunge and Funk, one defines all the data and axioms for a Yoneda structure except for the “right ideal property” which asks that the class of admissible 1-cells satisfies the property that for each we have for all such that the composite is defined.
2. Background
In this section we will recall the notion of a KZ doctrine as well as the notions of left extensions and left liftings, as these will be needed to describe Yoneda structures, and to discuss their relationship with KZ doctrines.
Definition 1**.**
Suppose we are given a 2-cell as in the left diagram
[TABLE]
in a 2-category . We say that is exhibited as a left extension of along by the 2-cell when pasting 2-cells with the 2-cell as in the right diagram defines a bijection between 2-cells and 2-cells . Moreover, we say such a left extension is respected by a 1-cell when the whiskering of by given by the following pasting diagram
[TABLE]
exhibits as a left extension of along .
Dually, we have the notion of a left lifting. We say a 2-cell exhibits as a left lifting of through when pasting 2-cells with the 2-cell defines a bijection between 2-cells and 2-cells . We call such a lifting *absolute *if for any 1-cell the whiskering of by given by the following pasting diagram
[TABLE]
exhibits as a left lifting of through .
There are quite a few different characterizations of KZ doctrines, for example those due to Kelly-Lack or Kock [2, 3]. For the purposes of relating KZ doctrines to Yoneda structures, it will be easiest to work with the following characterization given by Marmolejo and Wood [5] in terms of left Kan extensions.
Definition 2**.**
[5, Definition 3.1] A *KZ doctrine *on a 2-category consists of
(i) An assignation on objects ;
(ii) For every object , a 1-cell ;
(iii) For every pair of objects and 1-cell , a left extension
[TABLE]
of along exhibited by an isomorphism as above.
Moreover, we require that:
(a) For every object , the left extension of as in 2.1 is given by
[TABLE]
Note that this means is equal to the identity 2-cell on .
(b) For any 1-cell , the corresponding left extension respects the left extension in 2.1.
Remark 3*.*
This definition is equivalent (in the sense that each gives rise to the other) to the well known algebraic definition, which we refer to as a KZ pseudomonad [5, 4]. A *KZ pseudomonad *on a 2-category is taken to be a pseudomonad on equipped with a modification satisfying two coherence axioms [3].
Just as KZ doctrines may be defined algebraically or in terms of left extensions, one may also define pseudo algebras for these KZ doctrines algebraically or in terms of left extensions.
The following definitions in terms of left extensions are equivalent to the usual notions of pseudo -algebra and -homomorphism, in the sense that we have an equivalence between the two resulting 2-categories of pseudo -algebras arising from the two different definitions [5, Theorems 5.1,5.2].
Definition 4** ([5]).**
Given a KZ doctrine on a 2-category , we say an object is -cocomplete if for every
[TABLE]
there exists a left extension as on the left exhibited by an isomorphism , and moreover this left extension respects the left extensions as in the diagram on the right. We say a 1-cell between -cocomplete objects and is a *-homomorphism *when it respects all left extensions along into for every object .
Remark 5*.*
It is clear that is -cocomplete for every .
The relationship between -cocompleteness and admitting a pseudo -algebra structure is as below.
Proposition 6**.**
Given a KZ doctrine on a 2-category and an object , the following are equivalent:
(1) is -cocomplete;
(2) has a left adjoint with invertible counit;
(3) is the underlying object of a pseudo -algebra.
Proof.
For see the proof of [5, Theorem 5.1], and for see [2]. ∎
We now recall the notion of Yoneda structure as introduced by Street and Walters [6].
Definition 7**.**
A Yoneda structure on a 2-category consists of:
(1) A class of 1-cells with the property that for any we have for all such that the composite is defined; we call this the class of admissible 1-cells. We say an object is admissible when is an admissible 1-cell.
(2) For each admissible object , an admissible map .
(3) For each such that and are both admissible, a 1-cell and 2-cell as in the diagram
[TABLE]
Such that:
(a) The diagram above exhibits as a absolute left lifting and as a left extension via .
(b) For each admissible , the diagram
[TABLE]
exhibits as a left extension.
(c) For admissible and as below, the diagram
[TABLE]
exhibits as a left extension.
Remark 8*.*
We note that when the admissible maps form a right ideal, the admissibility of in condition (c) is redundant. However, in the following sections we will consider a setting in which the admissible maps are closed under composition, but do not necessarily form a right ideal.
Remark 9*.*
There is an additional axiom (d) discussed in “Yoneda structures” [6] which when satisfied defines a so called good Yoneda structure [7]. This axiom asks* for every *admissible and every diagram
[TABLE]
that if exhibits as an absolute left lifting, then exhibits as a left extension. This condition implies axioms (b) and (c) in the presence of (a) [6, Prop. 11].
However, this condition is often too strong. For example one may consider the free -cocompletion, and take to be the monoid of natural numbers seen as a one object category, yielding the absolute left lifting diagram
[TABLE]
It is then trivial, as we would be extending along an identity, that the left extension property is not satisfied.
3. Admissible Maps in KZ Doctrines
Yoneda structures as defined above require us to give a suitable class of admissible maps, and so in order to compare Yoneda structures with KZ doctrines we will need a suitable notion of admissible map in the setting of a KZ doctrine. Bunge and Funk defined a map in the setting of a KZ pseudomonad to be -admissible when has a right adjoint, and showed this notion of admissibility may also be described in terms of left extensions [1]. Our definition in terms of left extensions and KZ doctrines is as follows.
Definition 10**.**
Given a KZ doctrine on a 2-category , we say a 1-cell is -admissible when
[TABLE]
there exists a left extension of along as in the left diagram, and moreover the left extension is respected by any as in the right diagram where is -cocomplete.
Remark 11*.*
Note that such a is a -homomorphism, and conversely that a -homomorphism is a left extension of along as above. Thus this is saying the left extension is respected by -homomorphisms.
Lemma 12**.**
*Suppose we are given a KZ doctrine and a *-admissible 1-cell where is -cocomplete, then the 1-cell in
[TABLE]
has a left adjoint .
Proof.
Taking to be the left extension
[TABLE]
we then have since we may define and respectively as (since is* -*admissible) the unique solutions to
[TABLE]
Verifying the triangle identities is then a simple exercise. ∎
The following is an easy consequence of this Lemma.
Lemma 13**.**
*Suppose we are given a KZ doctrine on a 2-category and a *-admissible 1-cell . Then the 1-cell defined here as the left extension in the top triangle
[TABLE]
*has a left adjoint , and when is *-admissible, a right adjoint .
Proof.
First note that it is an easy consequence of the left extension pasting lemma (the dual of [6, Prop. 1]) that is -admissible, which is to say the left extension above is respected by any -homomorphism . This is since such a will respect the left extension of along as well as the left extension of along . Hence by Lemma 12 has a left adjoint given as the left extension as on the left (which is how is defined given the data of Definition 2),
[TABLE]
and if is *-*admissible then we may define (which is the left extension as on the right) and since is -cocomplete has a left adjoint given by again by Lemma 12.∎
Remark 14*.*
We have shown that when both and are -admissible we have the adjoint triple . Of particular interest is the case where for some . Clearly in this case both and are -admissible and so we may define and observe to recover the well known sequence of adjunctions as in [4].
The following result is mostly due to Bunge and Funk [1], though we state it in our notation and from the viewpoint of KZ doctrines in terms of left extensions. Also, we will prove the following proposition in full detail in order to clarify some parts of the argument given by Bunge and Funk [1]. For example, in order to check that certain left extensions are respected we will need to know their exhibiting 2-cells. These exhibiting 2-cells will also be needed later to prove our main result.
Proposition 15**.**
Given a KZ doctrine on a 2-category and a 1-cell , the following are equivalent:
*(1) is *-admissible;
(2) every -cocomplete object admits, and -homomorphism respects, left extensions along . This says that for any given 1-cell , where is -cocomplete, there exists a 1-cell and 2-cell as on the left
[TABLE]
exhibiting as a left extension, and moreover this left extension is respected by any -homomorphism for -cocomplete as in the right diagram.
(3) given as the left extension
[TABLE]
has a right adjoint. We denote the inverse of the above 2-cell as for every 1-cell .
Proof.
The following implications prove the logical equivalence.
This is trivial as is -cocomplete.
Given a as in (2). We take the pasting
[TABLE]
as our left extension using that is *-*admissible. This is respected by any -homomorphism where is -cocomplete as a consequence of the second part of the definition of -admissibility.
This was shown in Lemma 13.
This implication is where the majority of the work lies in proving this proposition. We suppose that we are given an adjunction with unit where is defined as in (3). We split the proof into two parts.
Part 1: The given right adjoint, , is a left extension of along as in the diagram
[TABLE]
*exhibited by the identity 2-cell.*111This may be seen as an analogue of [1, Prop. 1.3]. However, we emphasize here that considering right adjoints tells us is a -homomorphism since the adjunctions may be used to construct an isomorphism between and a known -homomorphism.
To see this, we consider the isomorphism in the square on the left
[TABLE]
and then apply to get the isomorphism of left adjoints in the middle square (suppressing pseudofunctoriality constraints222These pseudofunctoriality constraints are those arising from the uniqueness of left extensions up to coherent isomorphism.), which corresponds to an isomorphism of right adjoints in the right square (which we leave unnamed). Now by [5, Theorem 4.2] (and since respects the left extension ) we have the left extension of along as below
[TABLE]
and so pasting with the isomorphism constructed as above tells us is also an extension of along . It follows that respects the left extension
[TABLE]
and this gives the result.
Part 2:* The following pasting exhibits*
[TABLE]
*the composite as a left extension of along . *
Suppose we are given a 1-cell . We then see that our left extension is exhibited by the sequence of natural bijections
\mathord{\makebox[38.12271pt][r]{H}}\ \rightarrow\ \mathord{}$$K\cdot L
\mathord{\makebox[38.12271pt][r]{H}}\ \rightarrow\ \mathord{}$$\overline{K}\cdot y_{\mathcal{B}}\cdot L
\mathord{\makebox[38.12271pt][r]{H}}\ \rightarrow\ \mathord{}$$\overline{K}\cdot\textnormal{lan}_{L}\cdot y_{\mathcal{A}}
\mathord{\makebox[38.12271pt][r]{\overline{H}}}\ \rightarrow\ \mathord{}$$\overline{K}\cdot\textnormal{lan}_{L}
mates correspondence
\mathord{\makebox[38.12271pt][r]{\overline{H}\cdot\textnormal{res}_{L}}}\ \rightarrow\ \mathord{}$$\overline{K}
\qquad\textnormal{left extension \textnormal{res}_{L} in Part 1 preserved by }\overline{H}
\mathord{\makebox[38.12271pt][r]{\overline{H}\cdot\textnormal{res}{L}\cdot y{\mathcal{B}}}}\ \rightarrow\ \mathord{}$$\overline{K}\cdot y_{\mathcal{B}}
\mathord{\makebox[38.12271pt][r]{\overline{H}\cdot\textnormal{res}{L}\cdot y{\mathcal{B}}}}\ \rightarrow\ \mathord{}$$K
It is easily seen this left extension is exhibited by the above 2-cell since when taking we may take as a consequence of Part 1 (with the left extension exhibited by the identity 2-cell). Tracing through the bijection to find the exhibiting 2-cell is then trivial. ∎
Remark 16*.*
Considering Part 2 in the above proposition with and and being an identity 1-cell and 2-cell respectively, we see that for any -admissible 1-cell and corresponding adjunction with unit , we may define our 1-cell and 2-cell as in Definition 10 by
[TABLE]
We will make regular use of this definition in the next section.
Remark 17*.*
It is clear from the above proposition that *-*admissible 1-cells are closed under composition as noted by Bunge and Funk [1]. We may also note, as in [1], that every left adjoint is -admissible, as taking defines a pseudofunctor [5, Theorem 4.1] and so preserves the adjunction.
4. Relating KZ doctrines and Yoneda Structures
We are now ready to prove our main result. In the following statement we call a KZ doctrine locally fully faithful if the unit components are fully faithful; indeed Bunge and Funk [1] noted that a KZ pseudomonad is locally fully faithful precisely when its unit components are fully faithful. Here the admissible maps of Bunge and Funk refer to those maps for which has a right adjoint (which we denote by ).
Theorem 18**.**
Suppose we are given a locally fully faithful KZ doctrine on a 2-category . Then on defining the class of admissible maps to be those of Bunge and Funk, with chosen left extensions those of Remark 16, we obtain all of the definition and axioms of a Yoneda structure with the exception of the right ideal property (though the admissible maps remain closed under composition).
Proof.
We need only check that:
(1) exhibits as an absolute left lifting. Thus, we must exhibit a natural bijection between 2-cells and 2-cells for 1-cells and as in the diagram
[TABLE]
Such a natural bijection is given by the correspondence
\mathord{\makebox[47.43935pt][r]{L\cdot W}}\ \rightarrow\ \mathord{}$$H
\mathord{\makebox[47.43935pt][r]{y_{\mathcal{B}}\cdot L\cdot W}}\ \rightarrow\ \mathord{}$$y_{\mathcal{B}}\cdot H
\mathord{\makebox[47.43935pt][r]{\textnormal{lan}{L}\cdot y{\mathcal{A}}\cdot W}}\ \rightarrow\ \mathord{}$$y_{\mathcal{B}}\cdot H
\mathord{\makebox[47.43935pt][r]{y_{\mathcal{A}}\cdot W}}\ \rightarrow\ \mathord{}$$\textnormal{res}_{L}\cdot y_{\mathcal{B}}\cdot H
\mathord{\makebox[47.43935pt][r]{y_{\mathcal{A}}\cdot W}}\ \rightarrow\ \mathord{}$$R_{L}\cdot H
and the 2-cell exhibiting this absolute left lifting is easily seen to be the 2-cell as given in Remark 16 by following the above bijection.
(2) is a left extension. Considering the diagram
[TABLE]
we first note that is a left extension of along since is *-*admissible. We then apply the pasting lemma for left extensions to see the outside diagram also exhibits as a left extension. ∎
Remark 19*.*
We observe that to ask that be a left extension in the diagram above for every -admissible and , is to ask by the pasting lemma that the pasting of and exhibit as a left extension. As is invertible, this is to say that respects every left extension arising from admissibility. This is equivalent to asking be a -homomorphism.
Remark 20*.*
We note here that we do not necessarily have the right ideal property. Indeed given a KZ doctrine on a 2-category every identity arrow is admissible, and so the right ideal property would require all arrows into all objects being admissible (that is all arrows being admissible). This fails for example with the identity KZ doctrine on any 2-category which contains an arrow with no right adjoint.
Remark 21*.*
Given an object with a -admissible generalized element we have a version of the Yoneda lemma in the sense that we have bijections
\mathord{\makebox[29.66614pt][r]{y_{\mathcal{A}}\cdot a}}\ \rightarrow\ \mathord{}$$K
\mathord{\makebox[29.66614pt][r]{\textnormal{lan}{a}\cdot y{\mathcal{S}}}}\ \rightarrow\ \mathord{}$$K
\mathord{\makebox[29.66614pt][r]{y_{\mathcal{S}}}}\ \rightarrow\ \mathord{}$$\textnormal{res}_{a}\cdot K
for generalized elements . In the case where is the usual free small cocompletion KZ doctrine on locally small categories and is the terminal category, maps are elements of (which may be viewed as evaluated at ).
The purpose of the following is to give an example in which absolute left liftings (also known as relative adjunctions or partial adjunctions) are preserved333In this case respected by the KZ pseudomonad resulting from the KZ doctrine as in [5].. Also, the following proposition does not require locally fully faithfulness, whereas Theorem 18 does.
Proposition 22**.**
*Suppose we are given a KZ doctrine on a 2-category . Then for every *-admissible 1-cell as on the left,
[TABLE]
the 2-cell as on the right (in which we have suppressed the pseudofunctoriality constraints) exhibits as an absolute left lifting of through .
Proof.
Without loss of generality, we define as in Remark 16. We then have the sequence of natural bijections
\mathord{\makebox[57.74066pt][r]{PL\cdot W}}\ \rightarrow\ \mathord{}$$H
\mathord{\makebox[57.74066pt][r]{Py_{\mathcal{B}}\cdot PL\cdot W}}\ \rightarrow\ \mathord{}$$Py_{\mathcal{B}}\cdot H
\mathord{\makebox[57.74066pt][r]{P^{2}L\cdot Py_{\mathcal{A}}\cdot W}}\ \rightarrow\ \mathord{}$$Py_{\mathcal{B}}\cdot H
\mathord{\makebox[57.74066pt][r]{Py_{\mathcal{A}}\cdot W}}\ \rightarrow\ \mathord{}$$P\textnormal{res}_{L}\cdot Py_{\mathcal{B}}\cdot H
\mathord{\makebox[57.74066pt][r]{Py_{\mathcal{A}}\cdot W}}\ \rightarrow\ \mathord{}$$PR_{L}\cdot H
for 1-cells into . Following the bijection we see that the absolute left lifting is exhibited by , suppressing the pseudofunctoriality constraints. ∎
Some observations made in “Yoneda structures” [6] may be seen more directly in this setting of a KZ doctrine. For example Street and Walters defined an admissible morphism (in the setting of a Yoneda structure) to be fully faithful when the 2-cell is invertible (which agrees with a representable notion of fully faithfulness, that is fully faithfulness defined via the absolute left lifting property, when axiom (d) is satisfied). Here we see this in the context of a (locally fully faithful) KZ doctrine.
Proposition 23**.**
*Suppose we are given a KZ doctrine on a 2-category , and a *-admissible 1-cell
[TABLE]
with a left extension as in the above diagram. Then the exhibiting 2-cell is invertible if and only if is fully faithful.
Proof.
We use the well known fact that the left adjoint of an adjunction is fully faithful precisely when the unit is invertible. Now, given that is invertible we may define our 2-cell as the unique solution to
[TABLE]
That is the inverse of follows from an easy calculation using Remark 16. Conversely, if the unit is invertible then so is by Remark 16.∎
Remark 24*.*
If we define a map to be -fully faithful when is fully faithful, then as a consequence of Proposition 15 (Part 2) and Proposition 23 we see that for any -admissible map , this is -fully faithful if and only if every left extension along into a -cocomplete object is exhibited by an invertible 2-cell.
In the following remark we compare being fully faithful with being fully faithful, and point out sufficient conditions for these notions to agree.
Remark 25*.*
Note that if is fully faithful then is fully faithful assuming is locally fully faithful, as is pseudonatural. Conversely if is fully faithful, then (supposing our corresponding left extension is pointwise) the exhibiting 2-cell is invertible [7, Prop. 2.22], equivalent to being fully faithful by the above. This converse may also be seen when the KZ doctrine is locally fully faithful and good (meaning axiom (d) is satisfied for -admissible maps) as we can use the argument of [6, Prop. 9]. However, as we now see, this converse need not hold in general.
An example in which is fully faithful but is not is given as follows. Take to be the 2-category containing the two objects and two non-trivial 1-cells , and take to be the same but with an additional 2-cell . Define as the inclusion of into . Then for the free -cocompletion of given by we note that and are not isomorphic, and so the 2-cell is not invertible meaning is not fully faithful (despite being fully faithful).
5. Future Work
We have seen that the notions of pseudo algebras and admissibility for a given KZ doctrine, and KZ doctrines themselves, may be expressed in terms of left extensions. In a soon forthcoming paper we show that pseudodistributive laws over a KZ doctrine may be simply expressed entirely in terms of left extensions and admissibility, allowing us to generalize some results of Marmolejo and Wood [5].
6. Acknowledgments
The author would like to thank his supervisor as well as the anonymous referee for their helpful feedback. In addition, the support of an Australian Government Research Training Program Scholarship is gratefully acknowledged.
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