Two-loop Anomalous Dimensions for Four-Fermi Operators in Supersymmetric Theories
Junji Hisano, Takumi Kuwahara, Yuji Omura, and Takeki Sato

TL;DR
This paper calculates two-loop anomalous dimensions for four-Fermi operators in supersymmetric theories, providing a general framework and applying it to flavor-changing operators in the MSSM.
Contribution
It introduces a method to derive two-loop anomalous dimensions using the effective Kahler potential and applies it to supersymmetric models.
Findings
Derived general two-loop anomalous dimensions for four-Fermi operators
Applied results to flavor-changing operators in MSSM
Provided a framework for supersymmetric gauge theories
Abstract
We derive two-loop anomalous dimensions for four-Fermi operators in supersymmetric theories using the effective Kahler potential. We introduce the general forms in generic gauge theories and apply our results to the flavor-changing operators in (minimal) supersymmetric standard models.
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IPMU17-0043
**Two-loop Anomalous Dimensions for Four-Fermi Operators in Supersymmetric Theories **
Junji Hisanoa,b,c, Takumi Kuwaharab, Yuji Omuraa, and Takeki Satob
*a**Kobayashi-Maskawa Institute for the Origin of Particles and the Universe (KMI), Nagoya University, Nagoya 464-8602, Japan
bDepartment of Physics, Nagoya University, Nagoya 464-8602, Japan
c Kavli IPMU (WPI), UTIAS, University of Tokyo, Kashiwa, Chiba 277-8584, Japan*
We derive two-loop anomalous dimensions for four-Fermi operators in supersymmetric theories using the effective Kähler potential. We introduce the general forms in generic gauge theories and apply our results to the flavor-changing operators in (minimal) supersymmetric standard models.
1 Introduction
Searches for rare processes are one of the promising probes to test models for particle physics. There are a lot of attempts to extend the Standard Model (SM) in order to explain the dark matter candidate, the origin of fermion masses and mixing, and so on. Such models beyond the SM (BSMs) generally predict forbidden or suppressed observables in flavor physics, including proton decay and flavor-violating observables. It is very important to find and estimate the deviations of those observables from the SM predictions in BSMs. In the SM, the flavor-violating processes are predicted to be very small and are consistent with the experimental results, although there are still large uncertainties of the predictions in some processes. Then, the contributions of the new physics should be also small, and the high accuracy of the predictions is required to prove the new physics. Many experiments have been performed to survey new physics in flavor physics and succeeded in constraining extensions of the SM. Besides, since there are many plans of next-generation experiments, it is required to prepare the theoretical predictions of the observables with high accuracy in the BSMs as well as the SM.
As one of the promising candidates for the BSMs, supersymmetry (SUSY) has been widely discussed to explain, for instance, the dark matter and the origin of the electroweak symmetry breaking. In the supersymmetric grand unified theories proton decay is induced by new gauge bosons called as bosons. In the minimal supersymmetric standard model (MSSM), flavor violation arises from soft supersymmetry breaking terms, and the flavor-violating operators are loop-suppressed as far as the -parity is conserved (for instance, see Ref. [1]). There are supersymmetric models that induce tree-level flavor changing neutral currents (FCNCs). For instance, a -extended supersymmetric SM (SSM) predicts an additional gauge supermultiplet (), and the interaction generates tree-level FCNCs if has flavor non-universal couplings [2, 3]. The extensions of the MSSM are expected in the context of string theory [4] and grand unified theories [5, 6]. It is also expected that the tree-level FCNC via arises from the matter mixing in the GUT [7, 8].
At low-energy scale, the rare processes are described by the effective operators that are generated by integrating out heavy fields. Then, there is a large hierarchy between the energy scales; the heavy mass scale and the scale where the matrix element is evaluated. For instance, proton decay operators are generated at the grand unification scale ( GeV), and the hadron matrix elements are estimated at the hadronic scale ( GeV). Besides, near the hadronic scale, the large QCD correction is expected due to the large coupling. Therefore, renormalization group equation (RGE) analysis is necessary to predict such processes precisely.
Next-leading order (NLO) corrections for effective operators have been evaluated in some literature; e.g., the two-loop QCD anomalous dimensions for the flavor-changing four-Fermi interactions in the SM and the BSM are calculated in Ref. [9], and the two-loop beta function for the effective operator which describes neutrino mass at low energy is given in Ref. [10]. In the extended MSSM, the additional gauge symmetry is possibly broken above the SUSY breaking scale, where the superpartners of the SM particles reside. Global and/or gauge symmetry breaking at an intermediate scale has been discussed to solve the -problem in the MSSM, the thermal inflation, and the neutrino masses; for instance, gauged breaking [11, 12, 13] and Peccei-Quinn symmetry and/or -symmetry breaking [14, 15] are introduced. If the tree-level FCNC arises from integrating out the massive vector superfields, it is important to include RGE effects between the masses of the massive vector superfields and the SUSY breaking scale. The theories are supersymmetric between the scales, and thus it is valid to use the anomalous dimensions in the SUSY calculation.
In the SUSY theories, there can be no divergence in some quantum corrections, which is known as the non-renormalization theorem [16]. In the theories on the four-dimensional spacetime, interactions induced by the superpotential do not suffer from any quantum corrections except anomalous dimensions for constituent fields. On the other hand, the Kähler potential is affected by other quantum corrections as well. The two-loop effective Kähler potential is derived in a previous study [17].
It is shown in Ref. [18] that, for higher-dimensional Kähler potential terms, one-loop anomalous dimensions via gauge interactions are given with the group theoretical factors. On the other hand, the two-loop anomalous dimensions have more complicated structure. In our study, we show details of the anomalous dimensions for any Kähler-type interactions using the effective Kähler potential. We find simple formulae for the anomalous dimensions of dimension-six interactions at two-loop level.
This paper is organized as follows: in the next section, we briefly introduce the effective Kähler potential at two-loop level which is derived in Ref. [17]. In Section 3, we derive the two-loop anomalous dimensions for the higher-dimensional Kähler potential terms. We especially focus on the four-Fermi type operators. We will show application of our results to operators and proton decay operators, which are generated by massive vector supermultiplets, in Section 4. Finally, we summarize our study in Section 5.
2 Effective Kähler Potential
We briefly summarize the effective Kähler potential derived in Ref. [17]. We now consider a generic supersymmetric model on four-dimensional spacetime. The model is constructed by (anti-)chiral superfields () and characterized by a Kähler potential , a superpotential, and a gauge kinetic function. In this work, we consider a generic Kähler potential including higher-dimensional operators, but otherwise we assume the canonical gauge kinetic function since we focus only on gauge interactions, and we also ignore the corrections from superpotential since flavor observables in the first and second generations are sensitive to very high energy scale.
To obtain the one- and two-loop effective Kähler potential, we expand around non-trivial background superfields and : i.e., superfields are replaced as .
In the following notation, it is convenient to use the geometric structure for the generic Kähler potential. The Kähler metric is defined as the second-derivative of the Kähler potential with respect to the background superfields,
[TABLE]
Here, subscripts and superscripts in the geometric quantity denote derivatives with respect to chiral and anti-chiral background superfields, respectively, and indicates the inverse of the Kähler metric. Given the metric, we construct the geometric quantities like a connection and a curvature. In particular, the curvature is given by
[TABLE]
In the background field method, gauge symmetries are also broken by the background superfields, and the masses for superfields depend on them. The mass matrix for vector superfields is given by
[TABLE]
with the mass matrix for ghost superfields,
[TABLE]
Here, and indicate labels of gauge groups, and and represent the adjoint indices. Generators of the gauge group are given by . Summation about indices of superfields and is implicit. The mass matrix for chiral and anti-chiral superfields is
[TABLE]
Here, summation about is implicit again.
The effective Kähler potential is given using the above mass matrices, and thus it is a function of background superfields. The one-loop effective Kähler potential is
[TABLE]
Here, the symbol “” denotes the trace of gauge adjoint indices . We define , where denotes the renormalization scale and is the Euler number.
The two-loop effective Kähler potential is given by
[TABLE]
Here, functions and denote loop integrals, which are shown in Appendix A. Structure constants are defined by . The second term depends on covariant derivatives of and :
[TABLE]
In Eq. 7, several terms in the original paper [17] vanish since we do not include the corrections from superpotential and we also assume the canonical gauge kinetic function.
3 Two-loop Anomalous Dimensions
In this section, we derive two-loop anomalous dimensions for higher-dimensional Kähler potential terms. As mentioned above, we only consider two-loop contributions via gauge interactions. We employ the dimensional reduction () scheme for the regularization. To begin with, we show a derivative of the effective Kähler potential with respect to the renormalization scale in order to derive the anomalous dimension for the higher-dimensional operators.
We consider a generic supersymmetric model with a product gauge group . We divide the tree-level Kähler potential as follows:
[TABLE]
with the Wilson coefficient of the operator,
[TABLE]
The coefficient () is for the invariant tensor which makes a set of chiral (anti-chiral) superfields an irreducible representation under . Here, and denote gauge indices for constituent chiral superfields, and denote gauge indices for the composite operators. We introduce generators of the gauge group for the composite operator as . Note that , and denote the quantum superfields while and represent the background superfields, in the following analysis.
We discard the higher order terms of in the effective Kähler potential since they are irrelevant to derivation of the anomalous dimensions for . The geometric quantities are simplified in this approximation. The Kähler metric and its inverse are easily found to be
[TABLE]
and the Kähler curvature is just the fourth derivative of ,
[TABLE]
We divide all mass matrices into canonical and contributions. First, for the ghost mass matrix, we have
[TABLE]
with
[TABLE]
Since we assume the vanishing superpotential and the renormalizable gauge kinetic function, the mass matrix for the chiral superfields is expanded as follows:
[TABLE]
with
[TABLE]
Now, we expand the two-loop effective Kähler potential Eq. 7 with respect to the higher-dimensional term . The loop integrals and contain not only terms proportional to , but also constant and higher logarithmic terms. We handle only the terms since only those terms are needed for derivation of the two-loop anomalous dimensions.
Before we show the derivative of the two-loop Kähler potential, we subtract the terms from the second term of Eq. 7. This term is more complicated than other terms due to the non-Hermitian property of the mass matrix . We define the square roots of the Kähler metric as
[TABLE]
We write the propagators for chiral supermultiplets with the Hermitian mass matrix using the square roots as follows:
[TABLE]
with the Hermitian mass matrix
[TABLE]
We reconsider the second term of Eq. 7 with the Hermitian mass matrix . The loop function are changed due to the redefinition of the propagator and mass matrix:
[TABLE]
The square roots acting on the loop function arise from the redefinition of the propagator. The prime of the redefined loop function represents that in the loop function is replaced with . The part of the second term in Eq. 7 is given by
[TABLE]
Here, we define the sum of Dynkin indices for chiral supermultiplets as . The quadratic Casimir invariant is for the composite chiral superfield in . The following identity is derived using the relation between gauge transformations for constituent superfields and composite operators [18],
[TABLE]
In the last three lines of Eq. 21, we use the following short-hand notation,
[TABLE]
As a result, we obtain the derivative of the two-loop effective Kähler potential as follows:
[TABLE]
Here, we show only the first-order terms with respect to , and the logarithmic terms are neglected. The last term comes from the curvature term in Eq. 7, and the term proportional to , which is the quadratic Casimir invariant for the adjoint representation, arises from the third term in Eq. 7.
Next, we derive the anomalous dimensions for higher-dimensional operators using the RGEs for vertex functions. The RGEs for the vertex functions with an insertion of the operator are given by
[TABLE]
Here, is the beta function for . The sum of constituent superfields in the third term is implicit, and and are, respectively, anomalous dimensions for the chiral superfield and anti-chiral superfield composing the operator . The one-loop anomalous dimensions and two-loop anomalous dimensions are, respectively,
[TABLE]
We have already given the partial derivative of the vertex function with respect to the renormalization scale in Eq. 24.
Now, we derive that is the anomalous dimension for the operator . Using and Eq. 25 at one-loop order in the perturbation theory, we find the one-loop anomalous dimension of a generic higher-dimensional operator [18],
[TABLE]
Here, the summation symbol about represents the sum of all chiral and anti-chiral superfields composing the operator , unless otherwise stated explicitly.
The anomalous dimension for includes the fourth derivative term which arises from the curvature term in Eq. 24. We can eliminate this term using the relation given by Eq. 22. When the second derivative, , acts on the both sides of Eq. 22, we obtain
[TABLE]
Furthermore, if we constraint the form of the higher-dimensional operators, the two-loop anomalous dimensions are more simplified. In this work, we concentrate on the Kähler potentials which include dimension-six four-Fermi operators,
[TABLE]
This form can be applied to the operators for proton decay processes, flavor-changing processes, and so on. We can reduce the two-loop anomalous dimensions in this setup.
The generic Kähler potential is invariant under the global symmetry when taking . It implies
[TABLE]
where denotes the constant transformation parameter. Each order of should be vanished in Eq. 30 when we expand the above identity in . We obtain the following relation on the Kähler potential from the term,
[TABLE]
We take the gauge groups as and the gauge indices as , and we sum up the gauge indices in both sides. Besides, we operate on both sides, and then we obtain
[TABLE]
Here, we neglect the third derivative of with respect to chiral superfields since we focus on the four-Fermi type Kähler potential Eq. 29. Only terms appear in this relation since the canonical term satisfies Eq. 31 trivially.
Using the above relations, we obtain the two-loop anomalous dimension for a generic dimension-six operators as follows:
[TABLE]
Here, the sum about the gauge group and is implicit, and is the one-loop coefficient of the beta function . While the first term is completely determined by the group theoretical factors, the other terms cannot be simplified anymore. Indeed, as we will see in the next section, the last three terms give rise to the operator mixing depending on the operators.
4 Applications
In this section, we discuss concrete examples and derive two-loop anomalous dimensions for concrete operators. In particular, we focus on flavor-violating operators and proton decay operators. For these operators, the second line from the last in Eq. 33 vanishes since it contains the summation of flavor indices. If we consider the flavor-violating processes such as rare meson decays, lepton decays, and - conversion, this term should be taken into consideration. For the proton decay operators, the next-leading order corrections, the two-loop RGE analysis [18] and finite corrections at the grand unification scale [19, 20], have already been estimated. However, the explicit derivations for the proton decay operators have not shown in Ref. [18]. For the sake of completeness, we show the two-loop anomalous dimensions for the proton decay operators in this section.
In the following we classify the flavor-violating operators in the Kähler potential into two types. The first ones are composed of chiral superfields which transform as a common representation under the SM gauge group, as ( are flavor indices and ). Here, represents the matter chiral superfields in the MSSM: quark doublet (), lepton doublet (), up-type quark singlet (), down-type quark singlet (), and charged lepton singlet (). We refer to them as operators. The second ones are composed of two different chiral superfields, such as and . We call them as operators.
4.1 Operators
First we consider the operators. As we have seen in Eq. 9, the chiral part of the Kähler potential should be decomposed into the irreducible components. The Kähler potential for these operators is given by
[TABLE]
Here, s project out the irreducible components in the chiral part, and the gauge indices are implicit. is the Wilson coefficient for the effective operator . Hereafter, we omit the flavor indices, and , since we consider only the gauge interactions.
If the constituent chiral superfield transforms as a fundamental representation under only a single non-Abelian gauge group , projects a product of two s onto a symmetric or an antisymmetric part. The symmetric and antisymmetric projection operators on an group are denoted by and , respectively. They are defined by
[TABLE]
Here, are the gauge indices. The subscripts in and denote the gauge group . When we consider the chiral superfield which transforms as a bi-fundamental representation of such as in the MSSM, there are four projection operators,
[TABLE]
As a result, we obtain the two-loop anomalous dimension for which consists of fundamental chiral superfields with charges as follows:
[TABLE]
with
[TABLE]
Here, and are respectively the one-loop coefficients of gauge couplings for and for . is the charge of the composite operator, and thus . The constant depends on the projection operator , and it is given as
[TABLE]
In the case of the bi-fundamental chiral superfield of , the two-loop anomalous dimension for the effective operator is decomposed as follows:
[TABLE]
with the coupling . In this case, there is mixing among the operators in the mixed term. The constant in the and components are replaced with since the projection operator is a product of projections and for and indices: . The and components of the matrix are respectively obtained by replacing with in the and components. The - mixing term is obtained as follows:
[TABLE]
with coefficients,
[TABLE]
Here, the projection operator with an overline, , is defined as and .
In the MSSM, there is the composite operator of which constituent superfields have different charges; . For this type of operators, the Kähler potential is given by
[TABLE]
with charges and for and , respectively. We assume that the transforms as a (anti-)fundamental representation of . While the -component of the two-loop anomalous dimension is the same as Eq. 37, the -component and the -component are modified as follows:
[TABLE]
with , and
[TABLE]
with
[TABLE]
4.2 Operators
Now, we consider the composite operators in which consist of chiral superfields and transforming differently under gauge symmetry, . The charge assignments of and of the gauge symmetry are assumed to be
[TABLE]
Here, and denote charges for and , respectively. () is a fundamental (anti-fundamental) representation of while only is charged under .
As mentioned in the previous subsection, it is necessary to use the decomposition of the chiral part in the effective operator into the irreducible components. The Kähler potential consisting of these chiral superfields is given by
[TABLE]
where is the Wilson coefficient and the irreducible operators are
[TABLE]
Here, we omit the flavor indices, again. Brackets indicate the contraction with respect to the indices, and stands for the generator. The chiral part of transforms as the adjoint representation under the while that of does as the singlet representation.
As is the case with the previous subsection, we decompose the two-loop anomalous dimensions for these operators as follows:
[TABLE]
Using Eq. 33, we obtain the two-loop anomalous dimensions for the effective operators. In this case, the effective operators mix with each other via the interactions at the two-loop level. First, the terms in without operator mixing are obtained as
[TABLE]
Here, denotes a unit matrix. In this derivation, we use the fact that the chiral part of each effective operators transforms as the fundamental representation under the . That is to say, the quadratic Casimir invariant for the effective operator satisfies .
Second, we show the terms in with operator mixing. We find as follows:
[TABLE]
Here, represents the quadratic Casimir invariant for the chiral part of , that is in this case. The chiral part of transforms as a singlet representation of , and thus the quadratic Casimir invariant is equal to zero. appears explicitly when we calculate the second and the fourth lines in Eq. 33. It is difficult to associate these terms with the group theoretical factors in our procedure.
The anomalous dimensions that arise from - and - interactions are given by
[TABLE]
Since only is charged under , the group theoretical factor, , is factored out.
Note that, in the MSSM, this type of operators includes not only the following effective Kähler operators,
[TABLE]
but also the following Kähler operators,
[TABLE]
Indeed, it is sufficient to calculate , and for the latter operators. This is because that one of constituent chiral superfields of them transforms as non-trivial representation under given non-Abelian gauge group, and therefore the chiral part of the latter operators transforms as a fundamental representation under the SM gauge group.
4.3 Proton Decay Operators
In the last of this section, we show the two-loop anomalous dimensions for proton decay operators. The effective Kähler term is given by
[TABLE]
with operators
[TABLE]
and () corresponds to the Wilson coefficients.
We divide the two-loop anomalous dimension into the following parts:
[TABLE]
Since the chiral part of both operators transforms as a color triplet and a weak singlet under the SM gauge group, we are able to handle them simultaneously. Even for these operators, what we should do is to calculate the second and fourth terms in Eq. 33. We omit the details of the calculation, which is rather straightforward. We obtain symbolically as follows:
[TABLE]
Here, denotes the hypercharge of the chiral part of the effective operator, for and for . The definitions of , and are given by
[TABLE]
Here, we take the sum over all the chiral and anti-chiral superfields. The definitions of and are given by
[TABLE]
where we take the sum over the chiral and anti-chiral superfields independently. If both and have color charges, , if not, .
Finally, the anomalous dimensions for proton decay operators are obtained by substituting the group theoretical values as follows:
[TABLE]
This result is consistent with the previous one [18].
5 Conclusions and Discussion
In this work, we have discussed the two-loop anomalous dimensions for four-Fermi operators in generic supersymmetric models. Using the two-loop effective Kähler potential and the RGEs for the vertex functions with operator insertions, we have derived the generic forms of two-loop anomalous dimensions for the four-Fermi operators. In particular, we have shown the explicit forms of the anomalous dimensions for processes and proton decay processes. The former operators arise from massive vector superfield mediation in -extended SUSY models, and the latter is predicted in the grand unified theories. In our study, we consider irreducible decompositions of the effective operators, so that the most of parts of the two-loop anomalous dimensions are written in terms of the group theoretical constants. While the next-leading order corrections for the proton decay operators have been estimated in some literature [18, 19, 20], the explicit derivation for the two-loop anomalous dimensions has been shown in our study.
Although we have focused on particular processes in this study, it is straightforward to extend our result to processes. For the processes, what we should do is to calculate the fourth line in Eq. 33. Besides, there remains the operator which would be generated by the massive vector superfield as listed in Ref. [21]; . From a phenomenological point of view, this operator would be generated by gauge multiplets with color and weak charges: additional gauge multiplets in the context of grand unified theories. It is easy to calculate the anomalous dimensions since the chiral part of the operator transforms as a weak doublet under the SM group. Furthermore, our results would apply to the anomalous dimension for the operators which generate non-holomorphic soft masses since their structure is similar to the one of operators.
We have not estimated an effect of them numerically in this work. Due to the operator mixing via the RGEs, it depends on the initial condition for the Wilson coefficients. Even though we focus on the -extended SSMs, the prediction varies with the charge assignments. Since we have also neglected the effects from couplings in superpotential, such as the top-Yukawa coupling, it should be included sooner or later for the sake of completeness.
We note that we have not taken into account mixing with higher-dimensional operators that contain chiral covariant derivatives and/or vector superfields. Indeed, in general, it is well known that four-Fermi operators mix with dipole-type operators in non-supersymmetric theories. However, concerning to the operators up to dimension six, such dipole-type operators are written down in Kähler potential, e.g. with a SUSY breaking spurion [22, 23]. Therefore, the mixing does not appear in the absence of SUSY breaking.
In order to complete the NLO calculation, we should also take threshold corrections into account since they are the same order corrections. There would be two threshold scales: one is the initial scale where the massive gauge supermultiplets are integrated out, and another is the mass scale of SUSY particles. In an appendix of Ref. [20], the threshold correction at the SUSY mass scale for supersymmetric four-Fermi operators has been derived in general. The threshold correction at the initial scale also depends on the UV models, and hence we leave it for future work.
Acknowledgments
This work is supported by Grant-in-Aid for Scientific research from the Ministry of Education, Science, Sports, and Culture (MEXT), Japan, No. 16H06492 (for J.H.). The work of J.H. is also supported by World Premier International Research Center Initiative (WPI Initiative), MEXT, Japan. The work of T.K. is supported by Research Fellowships of the Japan Society for the Promotion of Science (JSPS) for Young Scientists (No.16J04611).
Appendix
Appendix A Loop Functions
Here, we show the loop functions and .
[TABLE]
[TABLE]
where “cycl.” stands for the cyclic permutation of the labels and the corresponding indices . For the loop function with adjoint indices , the inverse of the Kähler metric is replaced with where denotes the corresponding gauge coupling.
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