This paper proves that orthogonal free quantum group factors are strongly 1-bounded, distinguishing them from free group factors, by analyzing spectral regularity and applying free entropy dimension techniques.
Contribution
It introduces a spectral regularity result for the edge reversing operator on the quantum Cayley tree and applies it to establish strong 1-boundedness of quantum group factors.
Findings
01
Orthogonal free quantum group factors are strongly 1-bounded.
02
These factors are not isomorphic to free group factors.
03
Spectral regularity for the edge reversing operator is established.
Abstract
We prove that the orthogonal free quantum group factors L(FON) are strongly 1-bounded in the sense of Jung. In particular, they are not isomorphic to free group factors. This result is obtained by establishing a spectral regularity result for the edge reversing operator on the quantum Cayley tree associated to FON, and combining this result with a recent free entropy dimension rank theorem of Jung and Shlyakhtenko.
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Full text
Orthogonal free quantum group factors are
strongly 1-bounded
Michael Brannan and Roland Vergnioux
Department of Mathematics,
Mailstop 3368, Texas A&M University,
College Station, TX 77843-3368, USA.
We prove that the orthogonal free quantum group factors L(FON) are
strongly 1-bounded in the sense of Jung. In particular, they are not
isomorphic to free group factors. This result is obtained by
establishing a spectral regularity result for the edge reversing operator on
the quantum Cayley tree associated to FON, and combining this result with
a recent free entropy dimension rank theorem of Jung and Shlyakhtenko.
1. Introduction
The theory of discrete quantum groups provides a rich source of interesting
examples of C∗-algebras and von Neumann algebras. In addition to ordinary
discrete groups, there is a wealth of examples and phenomena arising from
genuinely quantum groups [15, 42, 7, 29, 25, 1]. Within the class of non-amenable discrete
quantum groups, the so-called free quantum groups of Wang and Van Daele
[34, 41] somehow form the most prominent
examples.
In this paper, our main focus is on the structural theory of a family of
II1-factors associated to a special family of free quantum groups, called the
orthogonal free quantum groups. Given an integer N≥2, the
orthogonal free quantum group FON is the discrete quantum group defined via
the full Woronowicz C∗-algebra
[TABLE]
The C*∗*-algebra Cf∗(FON) can be interpreted simultaneously
as a free analogue of the C∗-algebra of continuous functions on the real
orthogonal group ON, and also as a “matricial” analogue of the full free
group C∗-algebra Cf∗((Z/2Z)⋆N). Indeed, by
quotienting by the commutator ideal or by setting uij=0 (i=j),
respectively, we obtain surjective Woronowicz-C∗-morphisms
[TABLE]
Using the (tracial) Haar state h:Cf∗(FON)→C, the GNS
construction yields in the usual way a Hilbert space ℓ2(FON) and a
corresponding von Neumann algebra
L(FON)=πh(Cf∗(FON))′′⊆B(ℓ2(FON)), where
πh denotes the GNS representation. Over the past two decades, the
structure of the algebras L(FON) has been investigated by many hands, and
in many respects FON and L(FON) (N≥3) were shown to share many
properties with free groups Fn and their von Neumann algebras L(Fn).
For example, L(FON) is a full type II1-factor, it is strongly solid,
and in particular prime and has no Cartan subalgebra; it has the Haagerup
property (HAP), is weakly amenable with Cowling-Haagerup constant 1 (CMAP), and
satisfies the Connes’ Embedding conjecture [3, 32, 19, 9, 17, 11, 16].
Moreover, it is known that L(FON) behaves asymptotically like a free group
factor in the sense that the canonical generators of L(FON) become
strongly asymptotically free semicircular systems as N→∞
[5, 10].
With these many similarities between L(FON) and L(Fn) at hand, the
following question naturally arises:
Can L(FON) be isomorphic to a
free group factor?
This particular question has been circulating within the operator algebra and quantum group communities ever since the publication of Banica’s thesis [3, 4] in the mid 1990’s, which first connected the corepresentation theory of free quantum groups to Voiculescu’s free probability theory. This deep connection with free independence established by Banica was a direct inspiration for the many structural results for L(FON) described in the previous paragraph. In this paper, our main objective is to finally answer the above question in the negative.
The first evidence suggesting a negative answer to an isomorphism with a free
group factor came from the work of the second author [36],
where the L2-cohomology of FON was investigated. There it was shown that
the first L2-Betti number of FON vanishes for all N≥3, see also
[24]. Combining this result with some deep work of
Connes-Shlyakhtenko [13], Jung [20], and
Biane-Capitaine-Guionnet [8] on free entropy
dimension, it was shown by Collins and the authors
[11] that
[TABLE]
where
u=(uij)1≤i,j≤N is the set of canonical self-adjoint generators
of L(FON), and δ0,δ∗ are Voiculescu’s (modified)
microstates free entropy dimension and non-microstates free entropy dimension,
respectively [40, 38, 39].
Recall that if X is a finite set of self-adjoint generators of a finite von
Neumann algebra M with faithful normal tracial state τ, δ0(X) can
be interpreted as an asymptotic Minkowski dimension of the space of microstates
of X. The fundamental problem relating to δ0 is whether or not it is
a W∗-invariant: If X,X′⊂Msa are finite sets generating the
same von Neumann subalgebra, do we have δ0(X)=δ0(X′)? If the
answer to this question is yes, then this would solve the well-known free group
factor isomorphism problem since L(Fn) admits a finite generating set X
with δ0(X)=n [40].
In the remarkable work [21], Jung introduced a certain
technical strengthening of the condition δ0(X)≤α (see Section
2.3 for details), which he called α-boundedness of X.
There, Jung proved the remarkable result that if (M,τ) is a finite von
Neumann algebra generated by a 1-bounded set X⊂Msa containing at
least one element with finite free entropy, then every other self-adjoint
generating set X′ of M has δ0(X′)≤1. In this case, we call M
a strongly 1-bounded von Neumann algebra, and δ0 becomes a
W∗-invariant for M. Note, in particular, that any strongly 1-bounded von
Neumann algebra cannot be isomorphic to any (interpolated) free group factor
L(Fr)(r≥2) [21, Corollary 3.6].
The main result of this paper is an upgrade of the free entropy dimension
estimate (1) to the following theorem:
For each N≥3, L(FON) is a strongly 1-bounded von Neumann
algebra. In particular, L(FON) is never isomorphic to an interpolated
free group factor.
Note that II1-factors which have property Gamma, or have a Cartan subalgebra,
or are tensor products of infinite dimensional factors, are automatically
strongly 1-bounded by [21]. This is not the case of
L(FON). Instead, our proof of strong 1-boundedness relies on and is
heavily inspired by recent works of Jung [22] and Shlyakhtenko
[30].
If F is an l-tuple of non-commutative polynomials over m variables, one
can compute Voiculescu’s free derivative ∂F which yields by evaluation
an operator ∂F(X)∈M⊗Mop⊗B(Cm,Cl). In
[22], Jung showed that if (M,τ) is a finite von Neumann
algebra, X∈Msam is an m-tuple satisfying the polynomial relations
F(X)=0, then X is α-bounded with α=m−rank(∂F(X)),
provided that ∂F(X)∗∂F(X) has a non-zero modified
Lück-Fuglede-Kadison determinant. See Section 2 for any
undefined notation and terms here.
In [30], Shlyakhtenko gave another proof of Jung’s
result above using non-microstates free entropy techniques, and moreover used
this result to show that whenever Γ is an infinite, finitely generated
and finitely presented sofic group with vanishing first L2-Betti number, then
L(Γ) is strongly 1-bounded. The key idea here being that there
always exists a canonical system of generators
X∈Q[Γ]sam⊂L(Γ)sam and
rational-polynomial relations F(X)=0, where
(1)
m−rank(∂F(X))=β1(2)(Γ)−β0(2)(Γ)+1.
2. (2)
∂F(X)∗∂F(X) has a non-zero modified
Lück-Fuglede-Kadison determinant.
Note that the first condition above holds for any finitely generated finitely
presented group, whereas the second, typically very difficult to check condition
comes for “free” for sofic groups – thanks to Elek and Szabó’s solution to
Lück’s determinant conjecture for sofic groups [14].
Returning to the quantum groups FON, it is very natural to view these
objects as quantum analogues of finitely generated, finitely presented sofic
groups with vanishing first L2-Betti number. Indeed, FON is hyperlinear
in the sense of [11], and even residually finite in
the sense that the underlying Hopf ∗-algebra C[FON] is
residually finite-dimensional [12]. However discrete quantum groups
are much more linear in nature than ordinary discrete groups and it is not clear
whether there is a quantum analogue of soficity that would allow one to prove
Lück’s determinant conjecture for discrete quantum group rings.
Our strategy in this paper for proving our strong 1-boundedness theorem, which
now can be seen as a quantum analogue of Shlyakhtenko’s sofic group result, is
to first take the canonical system of generators
X=u=(uij)1≤i,j≤N and form the natural vector of quadratic
relations F(X)=0 associated to the defining orthogonality relations of
FON. We then proceed to show conditions (1) and (2) from
above for this choice of F and X. Establishing (1) turns out to be
a relatively straightforward adaptation of the results in the group case (see
Lemma 4.1).
On the other hand, establishing (2) directly turns out
to be much more involved and constitutes the main technical component of the
paper. Without the analogue of Elek-Szabó’s results in this setting, we must
check the determinant condition for D=∂F(X)∗∂F(X)
explicitly. This amounts to proving the integrability of the function
log+:[0,∞)→R with respect to the spectral measure of D,
where log+(t)=log(t) if t>0 and log+(0)=0.
This integrability condition is established by proving an identification of D,
up to amplification and unitary equivalence, with the operator
2(1+Re(Θ)), where Θ∈B(K) is the so-called edge-reversing operator of the quantum Cayley tree associated to the quantum
group FON. Here, K denotes the edge Hilbert space associated to the quantum Cayley tree. Quantum Cayley graphs where introduced by the second author in
[35] and studied further in [36], where
they were a key ingredient to prove the vanishing of the first L2-Betti
number of FON. More specifically, a large part of
[35, 36] was devoted to the study of the
eigenspaces Kg±=Ker(Θ±id).
In the quantum case, Θ is not involutive and the understanding of its
behavior on the orthogonal complement of Kg+⊕Kg− is essential for the study of
the integrability condition of D. In the present article, we unveil a shift
structure for the action of Re(Θ) on the orthogonal complement of Kg+⊕Kg−,
reducing the initial problem to an integrability question for real parts of
weighted shifts.
Finally, let us conclude this introduction with the following natural question:
Although we now know that L(FON) is not isomorphic to a free group factor,
could it still be possible that L(FON) is isomorphic to L(Γ) for
some other classical discrete group Γ? In particular, what about
Γ being an ICC lattice in SL(2,C)? For such Γ, it is known
that L(Γ) is a full, strongly solid, strongly 1-bounded II1-factor
which has the HAP and the CMAP. Note also that [18]
provides other examples of groups Γ such that L(Γ) satisfies the
same properties.
The remainder of the paper is organized as follows. In
Section 2 we introduce some basic notation and preliminaries
about discrete quantum groups and free entropy dimension. In
Section 3 we proceed to the spectral analysis of the reversing
operator, reducing the determinant class question to the case of weighted
shifts. In Section 4 we study the relations in FON from
the point of view of free entropy dimension and we prove the main
1-boundedness result. Finally the Appendix summarizes some background results
from [35, 36] on quantum Cayley graphs used in Section 3.
Acknowledgments
The authors thank Éric Ricard and Dimitri
Shlyakhtenko for valuable conversations and encouragement. The authors also thank the anonymous referee for thoroughly reading the manuscript and providing valuable comments and suggestions. This research was partially supported by NSF grant DMS-1700267.
2. Notation and Preliminaries
Scalar products are linear on the right. We denote by ⊗ the tensor
product of Hilbert spaces and the minimal tensor product of C∗-algebras. We
use the leg numbering notation for elements of multiple tensor products. The
flip operator on Hilbert spaces is denoted Σ:H⊗K→K⊗H. For example, if H,K,L are Hilbert spaces, T∈B(H⊗K), S∈B(K), then T12∈B(H⊗K⊗L), S2∈B(H⊗K⊗L), T32∈B(L⊗K⊗H) are given by T⊗id, id⊗S⊗id, and (id⊗Σ)(id⊗T)(id⊗Σ), respectively.
Let us denote log+(t)=log(t) for t>0 and log+(0)=0. The function
log+ can be applied to positive operators using Borel functional
calculus. If M is a von Neumann algebra with finite faithful normal trace
τ, Lück’s modified Fuglede-Kadison determinant of x∈M is Δτ+(x)=exp(τ(log+(∣x∣)))∈[0,∞). We will
say that x∈(M,τ) is of determinant class if Δτ+(x)>0,
i.e. τ(log+(∣x∣))>−∞. Here, the quantity τ(log+(∣x∣)) is computed via the Lebesgue integral
[TABLE]
where μ denotes the spectral distribution of ∣x∣ induced by τ.
We denote L2(M,τ) the GNS space, equipped with the natural left and right
M-module structures xy^=xy and
y^x=yx=Jx∗Jy^, where x^ denotes the image in
L2(M,τ) of x∈M. We denote M∘ the opposite von Neumann algebra,
L2(M∘,τ) the corresponding GNS space with left and right actions of
M∘ denoted y^x=yx, xy^=xy, where we
use the product of M.
2.1. Discrete quantum groups
We use the setting of WoronowiczC∗-algebras
[43], i.e. unital C∗-algebras A equipped with a
∗-homomorphism Δ:A→A⊗A such that
(Δ⊗id)Δ=(id⊗Δ)Δ and
Δ(A)(1⊗A), Δ(A)(A⊗1) are dense in A⊗A.
Woronowicz proved the existence and uniqueness of a state h∈A∗ such that
(h⊗id)Δ=(id⊗h)Δ=h(⋅)1, called the Haar state
[42]. The Woronowicz C∗-algebra (A,Δ) is
called reduced if the GNS representation πh associated with h is
faithful. Note that (πh⊗πh)Δ factors through πh
and in this way πh(A) is naturally a reduced Woronowicz C∗-algebra.
If Γ is a discrete group, the full and reduced C∗-algebras
Cf∗(Γ), Cr∗(Γ) are Woronowicz C∗-algebras with
respect to the coproducts given by Δ(g)=g⊗g, where group
elements g∈Γ are identified with the corresponding unitary elements in
Cf∗(Γ), Cr∗(Γ). In general we shall interpret
Woronowicz C∗-algebras as discrete quantum groupC∗-algebras and
denote (A,Δ)=(C∗(Γ),Δ), where Γ is the discrete
quantum group associated with (A,Δ). There is always a reduced version
Cr∗(Γ) of C∗(Γ), as above, as well as a full version
Cf∗(Γ). The von Neumann algebra of Γ is
L(Γ)=Cr∗(Γ)′′⊂B(ℓ2(Γ)), where
ℓ2(Γ) is the GNS space of h.
The main class of examples for the present article are the orthogonal free
quantum groups FO(Q)
[41, 34, 3], where
Q∈GLN(C) is a matrix such that QQˉ∈CIN. The corresponding full Woronowicz C∗-algebras are defined by
generators and relations:
[TABLE]
where uˉ=(uij∗)ij, with the coproduct given on generators by
Δ(uij)=∑kuik⊗ukj. In the case Q=IN we denote
FO(Q)=FON.
Remark 2.1**.**
In the literature, another commonly used (dual) notation for the
C∗-algebra Cf∗(FON) is Cu(ON+), or sometimes Ao(N).
The notation Cu(ON+) refers to the fact that this C∗-algebra can be
viewed as a free analogue of the C∗-algebra of continuous functions on
the real orthogonal group ON. In terms of Pontryagin duality for quantum
groups, ON+=FON is the compact dual of the discrete quantum
group FON and the Fourier transform [28] induces the
identifications Cu(ON+)=Cf∗(FON) and
L∞(ON+)=πh(Cu(ON+))′′=L(FON). Since our perspective is
to view our objects as quantum analogues of discrete groups, we stick to the
notation FON.
Denote by πh:C∗(Γ)→B(ℓ2(Γ)) the GNS representation
associated with the Haar state, with canonical cyclic vector
ξ0∈ℓ2(Γ). The multiplicative unitary [2] of
Γ is the unitary operator V acting on
ℓ2(Γ)⊗ℓ2(Γ) and given by the formula
V(xξ0⊗yξ0)=Δ(x)(1⊗y)(ξ0⊗ξ0) for x,
y∈C∗(Γ). It satisfies the so-called pentagonal equation
V12V13V23=V23V12. The reduced algebra
Cr∗(Γ)⊂B(ℓ2(Γ)) can be recovered as the closed
linear span of the slices (φ⊗id)(V), φ∈B(ℓ2(Γ))∗, with
coproduct Δ(x)=V(x⊗1)V∗. Another useful operator is the polar
part of the antipode. This is the involutive unitary U∈B(ℓ2(Γ)) given by U(xξ0)=R(x)ξ0 (x∈C∗(Γ)), where R:C∗(Γ)→C∗(Γ)∘ is the unitary antipode.
The dual algebrac0(Γ) can be defined as the closed linear span,
in B(ℓ2(Γ)), of the slices (id⊗φ)(V),
φ∈B(ℓ2(Γ))∗, and equipped with the coproduct
Δ:c0(Γ)→M(c0(Γ)⊗c0(Γ)),a↦V∗(1⊗a)V
(following [2]). It is a (not necessarily unital) Hopf-C∗-algebra [33]. We have then
V∈M(c0(Γ)⊗Cr∗(Γ)). We denote
p0=(id⊗h)(V)∈c0(Γ), which is also the orthogonal
projection onto Cξ0⊂H.
In the “classical
case”, when Γ is a real discrete group, on can check that
V=∑g∈Γδg⊗πh(g), where
δg is the characteristic function of {g} acting by
pointwise multiplication on ℓ2(Γ) and πh(g) is the
operator of left translation by g. In particular c0(Γ) identifies
with the C∗-algebra of functions on Γ vanishing at infinity, as the
notation suggests.
2.2. Quantum Cayley graphs
Let p1∈Z(M(c0(Γ))) be a central projection such that Up1=p1U
and p0p1=0. The quantum Cayley graphX [35]
associated to (Γ,p1) is given by
–
the vertex and edge Hilbert spaces ℓ2(X(0))=ℓ2(Γ) and
ℓ2(X(1))=ℓ2(Γ)⊗p1ℓ2(Γ),
–
the vertex and edge C∗-algebras c0(X(0))=c0(Γ) and
c0(X(1))=c0(Γ)⊗p1c0(Γ), naturally represented on
the corresponding Hilbert spaces,
–
the reversing operator
Θ=Σ(1⊗U)V(U⊗U)Σ∈B(ℓ2(X(1))),
–
the boundary operator
E=V∈B(ℓ2(X(1)),ℓ2(X(0))⊗ℓ2(X(0))).
For brevity we denote ℓ2(X(0))=ℓ2(Γ)=H and
ℓ2(X(1))=H⊗p1H=K. The fact that p1 commutes with U
ensures that K is stable under Θ and Θ∗. Using the densely
defined “augmentation form” ϵ:H→C induced by the co-unit of Cf∗(Γ), one
can also consider source and target maps E1=(id⊗ϵ)E,
E2:(ϵ⊗id)E:K→H. When p1 has finite rank, these are
in fact bounded operators.
In the classical case, p1 is the characteristic function of a subset
S⊂Γ such that S−1=S and e∈/S. Denoting by
(eg)g∈Γ the canonical Hilbertian basis of ℓ2(Γ), it is
easy to compute Θ(eg⊗eh)=egh⊗eh−1 and
E(eg⊗eh)=eg⊗egh. Hence the operators Θ, E
encode the graph structure of the usual Cayley graph associated with
(Γ,S), with edges given by “source, direction” pairs
(g,h)∈Γ×S. Note that in the quantum case, Θ is always
unitary, but not necessarily involutive. More details about quantum Cayley
graphs, especially in the case of trees, are given in the Appendix.
If Γ is a discrete group, the unitaries v=g∈Cf∗(Γ) or
Cr∗(Γ) corresponding to group elements can be recovered as those
unitaries v which are group-like, i.e. satisfy the relation
Δ(v)=v⊗v. More generally, a unitary corepresentation of a
Woronowicz C∗-algebra C∗(Γ) on a Hilbert space H is a unitary
element v∈M(K(H)⊗C∗(Γ))) such that
(id⊗Δ)(v)=v12v13∈M(K(H)⊗C∗(Γ)⊗C∗(Γ)). Here, K(H) denotes the C∗-algebra of compact operators on the Hilbert space H.
Applying id⊗πh yields a bijection between corepresentations of
C∗(Γ) and Cr∗(Γ), hence one can speak of corepresentations
of the discrete quantum group Γ.
We denote by Corep(Γ) the category of finite dimensional
corepresentations of Γ. It is a rigid tensor C∗-category, with direct
sum v⊕w, and tensor product v⊗w=v13w23. The space of
v∈Corep(Γ) is denoted Hv and we put dimv=dimHv. We write
v⊂w (resp. v≃w) if Hom(v,w) contains an injective
(resp. bijective) map, and we choose a set Irr(Γ) of representatives of
irreducible corepresentations up to equivalence. Any corepresentation dual to
v will be denoted vˉ, and the quantum (or intrinsic) dimension of v is
denoted qdimv. See e.g. [26] for more details.
The structure of c0(Γ) can be described using the theory of
corepresentations. More precisely, there is a canonical dense subspace of H
that can be identified with ⨁α∈IrrΓB(Hα) in
such a way that c0(Γ)⊂B(H) identifies with
c0−⨁α∈IrrΓB(Hα) acting on the dense subspace
by left multiplication. Moreover this gives a decomposition of the
multiplicative unitary V (which is also a unitary corepresentation):
V=∑α∈IrrΓα∈M(c0(Γ)⊗Cr∗(Γ)).
We denote pα∈c0(Γ)⊂B(H) the minimal central projection
corresponding to the block B(Hα), so that H=⨁pαH and
pαH≃B(Hα). For the trivial corepresentation
τ=idC⊗1 we have pτ=p0.
2.3. Free entropy dimension
There are two main approaches to free entropy dimension, based respectively on
microstates and conjugate variables. The tools that we are going to use in this
article are more closely related to the second one, although the invariance of
strong 1-boundedness under von Neumann algebra isomorphisms is proved by Jung in the
first framework.
For a tuple of indeterminates x=(x1,…,xm), we denote
C⟨x⟩ the corresponding algebra of noncommutative
polynomials. The free difference quotient ∂i is the unique derivation
∂i:C⟨x⟩→C⟨x⟩⊗C⟨x⟩
such that ∂ixj=δij(1⊗1), where
C⟨x⟩⊗C⟨x⟩ is equipped with the bimodule
structure P⋅(R⊗S)⋅Q=PR⊗SQ. We denote
∂P=∑∂iP⊗ei∗∈C⟨x⟩⊗C⟨x⟩⊗(Cm)∗
and, if P=(P1,…,Pl)∈C⟨x⟩l,
∂P=∑∂iPj⊗ej⊗ei∗∈C⟨x⟩⊗C⟨x⟩⊗B(Cm,Cl).
Fix a tuple X=(X1,…,Xm) of self-adjoint elements in a von Neumann
algebra M with faithful finite normal trace τ, and denote
W∗(X)⊂M the von Neumann subalgebra generated by X. We say that
ξi∈L2(M,τ) is the (necessarily unique) conjugate variable of Xi
if ξi∈L2(W∗(X),τ) and
⟨ξi,P(X)⟩=(τ⊗τ)((∂iP)(X)) for all
P∈C⟨x⟩. The free Fisher information of X is
Φ∗(X)=∑i∥ξi∥22 if all conjugate variables exist, and +∞
otherwise.
Replacing M by a free product if necessary, one can assume that M contains a
free family S=(S1,…,Sm) of elements with (0,1)-semicircular law
with respect to τ, which is also freely independent from X. The
non-microstates free entropy [39] is defined by
[TABLE]
and the non-microstates free entropy dimension is
[TABLE]
The (modified) microstates free entropy dimension δ0(X) is defined by
the very same formula, using the relative microstates free entropy
χ(X+ϵS:S) instead of χ∗(X+ϵS) [38].
One can observe that we have δ0(X)≤αiffχ(X+ϵS:S)≤(α−m)∣logϵ∣+o(logϵ)
as ϵ→0. Following Jung [21], one says that X is
α-bounded (for δ0) if it satisfies the slightly stronger
condition χ(X+ϵS:S)≤(α−m)∣logϵ∣+K
for small ϵ>0 and some K independent of ϵ. Similarly, one
can say that X is α-bounded for δ∗ if
χ∗(X+ϵS)≤(α−m)∣logϵ∣+K.
Recall that it is a major open question in free probability theory to decide whether
δ0(X) is an invariant of W∗(X). Indeed, L(Fm) admits a tuple
of generators X such that δ0(X)=m [40], and therefore the W∗-isomorphism invariance of δ0 would provide a solution to the celebrated free group factor isomorphism problem. Jung proved the following very
strong result: if X is 1-bounded and χ(Xi)>−∞ for at least one
i, then any other tuple X′ of self-adjoint generators of W∗(X) is
1-bounded [21]. In particular, in that case one cannot have
W∗(X)≃L(Fm) for m≥2. Let us also record the following deep
result comparing the two versions of free entropy: we always have
χ(X)≤χ∗(X) [8]. In particular
χ(X+ϵS:S)≤χ∗(X+ϵS) so that
1-boundedness for δ∗ implies 1-boundedness for δ0.
Our main tool in this article is the following result, originally proved by Jung
in the microstates framework [22], and reproved by Shlyakhtenko
using non-microstates free entropy [30]. As above,
for any P∈C⟨x⟩l and X∈Msam one can consider
∂P∈C⟨x⟩⊗C⟨x⟩⊗B(Cm,Cl)
and ∂P(X)∈M⊗M∘⊗B(Cm,Cl) is a bounded
operator from L2(M,τ)⊗L2(M∘,τ)⊗Cm to
L2(M,τ)⊗L2(M∘,τ)⊗Cl. The operator
∂P(X) moreover respects the right M⊗M∘-module structures
given by
(ζ⊗ξ⊗η)⋅(x⊗y)=ζx⊗yξ⊗η.
We denote by rank(∂P(X)) the Murray-von Neumann dimension over
M⊗M∘ of the closure of Im(∂P(X)) in
L2(M,τ)⊗L2(M∘,τ)⊗Cl.
Theorem 2.2**.**
([21, Thm. 6.9] and
[30, Thm. 2.5])* Suppose that X∈Msam
satisfies the identity F(X)=0 for F∈C⟨x⟩l. Assume
moreover that ∂F(X) is of determinant class. Then X is
α-bounded for δ0 and δ∗, with
α=m−rank(∂F(X)).*
3. Regularity of the reversing operator
In Section 4 we will prove that L(FON) is strongly
1-bounded by applying Theorem 2.2 to the tuple X of
canonical generators and a specific vector of relations F. It will turn out
that the real part of the operator ∂F(X) is closely related to the
real part of the reversing operator Θ of the quantum Cayley graph of
FON with its canonical generators. In this section we prove the crucial
technical result that 1+ReΘ is of determinant class — which is a
regularity property for the spectral measure of ReΘ at the edge of the spectrum. This result can be seen as further evidence that the quantum groups FON should be somehow regarded as quantum analogues of sofic or determinant class groups.
Note that all results in this section hold also in the non-Kac case, that is,
for all discrete quantum groups FO(Q) with Q∈GLN(C), N≥2,
QQˉ∈CIN, except the ones isomorphic to the duals of SU±1(2)
— which corresponds to the assumption qdimu>2.
Our study relies heavily on results about quantum Cayley graphs proved in
[35, 36], which we recall in the Appendix. Note
that the eigenspace Kg+=Ker(Θ+id) — and, by symmetry
Kg−=Ker(Θ−id) —, were the main subject of study in
[35, 36]. These stable subspaces behave trivially
with respect to the determinant class issue. Note also that in the classical
case, they span the whole of the ambient edge Hilbert space K, but not in the case of
FON. Hence our main concern in the present article is the behavior of
Θ on Kg+⊥∩Kg−⊥.
Recall the definition A.9 of the reflection operator W, which is
isometric and involutive. The study of Kg+ in [35] shows
that W restricts to the identity on Kg+ and Kg−. More precisely, the
proof of [35, Theorem 5.3] shows that any vector
ξ∈Kg+ can be written
ξ=ζ−(1+W)η+p−−Θ(η−ζ) with ζ∈K++
and η∈K+−, and W restricts to the identity on K++ and
K−− by definition.
Definition 3.1**.**
We denote Ks=Ker(W−1), Ka=Ker(W+1) and
L=Ks∩Kg+⊥∩Kg−⊥. We have then an orthogonal
decomposition K=Kg+⊕Kg−⊕Ka⊕L.
The structure of Ka and the behavior of Θ+Θ∗ on Ka are quite
simple and we describe them in the next Proposition. We use the notation for the
left/right ascending/descending subspaces, e.g. K+−=p+−K, which
is recalled in the Appendix.
Proposition 3.2**.**
We have Ka⊂K+−⊕K−+ and the orthogonal projection
onto K+− restricts to an isomorphism Ka≃K+− (up to a
constant 2). Moreover Ka is (Θ+Θ∗)-stable and in the
isomorphism with K+− the operator Θ+Θ∗ corresponds to
−(r+r∗), where r=−p+−Θp+−.
Proof.
Since by definition W restricts to the identity on K++ and
K−− and switches K+− and K−+ in an involutive and
isometric way, the first two assertions are clear. The identity
WΘW=Θ∗ implies [W,Θ+Θ∗]=0 hence Ka and Ks are
(Θ+Θ∗)-stable. Due to this stability and the inclusion
Ka⊂K+−⊕K−+ we have
Θ+Θ∗=(p+−+p−+)(Θ+Θ∗)(p+−+p−+) on Ka.
Since p+−Θp−+=p−+Θp+−=0 by
A.6 this yields
[TABLE]
and the last assertion follows.
∎
Note that the operator r on K+− was studied in
[35], and it is an infinite direct sum of right shifts with
explicit weights converging to 1. Note however that we will be interested in
vector states corresponding to vectors in K++ whereas
Ka⊥K++, so that the behavior of Θ+Θ∗ on Ka is not
relevant for our precise analytical issue.
Now we turn to the study of Θ+Θ∗ on L. It turns out that it also
behaves like the real part of a shift, but the study is slightly more
involved. Recall the shorthand notation r=−p+−Θp+−,
s=p+−Θp++ and s′=p+−Θ∗p−−.
Proposition 3.3**.**
Consider the map
Λ=(1+W)(r−r∗)+2(s∗−s′∗):K+−→K. Then
Λ is injective, ImΛ=L and
Λ∗Λ=8−2(r+r∗)2.
Proof.
We note that s∗=p++Θ∗p+− is injective on K+−:
indeed the weights sk,l appearing in A.11 vanish only for
l=0, and q0K+−={0}. In particular p++Λ=2s∗ is
injective, hence Λ is injective.
It is clear from the definitions that L and ImΛ are
subspaces of Ks. Hence we have ImΛ=LiffKerΛ∗∩Ks=L⊥∩Ks=Kg+⊕Kg−. But we have
Kg+⊕Kg−⊂Ks and
Kg+⊕Kg−=Ker(Θ−id)⊕Ker(Θ+id)=Ker(Θ2−id)=Ker(Θ−Θ∗).
Hence it suffices to prove that Λ∗(ζ)=0⇔Θζ=Θ∗ζ for ζ∈Ks. The second identity is
equivalent to the four equations obtained by applying p++,
p+−, p−+ and p−−.
Since ζ=Wζ, the equations
p++Θζ=p++Θ∗ζ and
p−−Θζ=p−−Θ∗ζ are trivial — indeed we have
e.g. for the first one:
[TABLE]
Moreover the equations p+−Θζ=p+−Θ∗ζ and
p−+Θζ=p−+Θ∗ζ are equivalent because
p+−ΘWζ=Wp−+Θ∗ζ and
p+−Θ∗Wζ=Wp−+Θζ. Finally the equation
p+−Θζ=p+−Θ∗ζ reads
p+−Θp+−ζ+p+−Θp++ζ=p+−Θ∗p+−ζ+p+−Θ∗p−−ζ,
i.e. −rζ+sζ=−r∗ζ+s′ζ, which is equivalent to
Λ∗ζ=0 since ζ=Wζ.
Finally we can compute, using Equations (A.5)
and (A.6) which read respectively
ss∗+rr∗=p+− and s′s′∗+r∗r=p+−:
[TABLE]
∎
Recall that r is a direct sum of right shifts with weights
ck,l∈[0,1] converging to 1 as k→∞. In particular one sees
that ∥r+r∗∥=2 so that 0∈Sp(Λ∗Λ) and the image
of Λ is not closed. Denoting K the “canonical dense subspace of
K”, i.e. the algebraic direct sum of the subspaces pnK, we clearly have
Λ(K+−∩K)⊂K hence L∩K is a dense subspace of L.
Proposition 3.4**.**
There exists an isomorphism Υ:K+−→L and vectors
ei∈q1p1K+− such that
Υ∗(Θ+Θ∗)Υ=−(r+r∗) and
(h⊗Tr)(ΥTΥ∗)=∑(fi∣Tfi), where
fi=(8−2(r+r∗)2)−1/2ei.
Proof.
We first show that (Θ+Θ∗)Λ=−Λ(r+r∗). Since
WΛ=Λ we have
p++(Θ+Θ∗)Λ=2p++ΘΛ and we compute,
using the identity (A.4):
[TABLE]
If we knew that p++ is injective on L, this would suffice to obtain
the desired relation because we already know that
(Θ+Θ∗)(L)⊂L. This is true but not completely obvious
since ImΛ is only dense in L. So we check the other
components. We have, using again (A.5) and
(A.6):
[TABLE]
Applying W to both sides we obtain
p−+(Θ+Θ∗)Λ=−p−+Λ(r+r∗). Finally we
have using (A.3):
[TABLE]
Then we perform the polar decomposition of Λ as
Λ=Υ∣Λ∣, with
∣Λ∣=Λ∗Λ∈B(K+−). Since Λ has
dense image in L, Υ∈B(K+−,L) is a surjective
isometry. Since (Θ+Θ∗), (r+r∗) are self-adjoint, the identity
(Θ+Θ∗)Λ=−Λ(r+r∗) implies
(Θ+Θ∗)Υ=−Υ(r+r∗).
To compute h⊗Tr we fix an ONB (ζi)i of p1H, so that we
have
(h⊗Tr)(X)=∑i(ξ0⊗ζi∣X(ξ0⊗ζi)).
Observe that ξ0⊗p1H=p0K=q0p0K⊕q1p0K, and we can
assume that the one-dimensional subspace q0p0K is spanned by
ξ0⊗ζ1. Since r, s, s′, W commute with the projections
ql, it is also the case for Λ. In particular the property
q0K+−={0} implies q0L={0}, hence
ξ0⊗ζ1⊥L. On the other hand the vectors
ξ0⊗ζi, i≥2, form a basis of q1p0K.
We have then
(h⊗Tr)(ΥTΥ∗)=∑i≥2(Υ∗(ξ0⊗ζi)∣TΥ∗(ξ0⊗ζi)).
We obtain the formula of the statement by putting
fi=Υ∗(ξ0⊗ζi). Note moreover that ∣Λ∣ is
injective and ∣Λ∣=(8−2(r+r∗)2)1/2 by
Proposition 3.3. Hence fi has the required form if we define
ei=∣Λ∣(fi)=Λ∗(ξ0⊗ζi)=2s∗(ξ0⊗ζi)∈p1K+−.
Since ξ0⊗ζi∈q1K we have ei∈q1p1K+− as
claimed.
∎
Theorem 3.5**.**
The element 1+ReΘ∈UL(FOn)U⊗B(p1H) is of determinant class with
respect to the functional (h⊗Tr).
Proof.
Denote pg+, pg−, pa, pL the orthogonal projections onto Kg+,
Kg−, Ka and L respectively. Since they commute with Θ+Θ∗,
we have to prove that (h⊗Tr)(log+(q(1+ReΘ))) is finite for
each projection q=pg+, pg−, pa, pL separately. This is clear
for pg+, pg− since 1+ReΘ=0 and 2 on the corresponding
subspaces. The term with pa vanishes since (h⊗Tr) is a sum of
vector states associated to vectors in p0K=p0K++ which is
orthogonal to Ka⊂K+−⊕K−+.
Hence we are left with the term corresponding to pL=ΥΥ∗,
which according to Proposition 3.4 is equal to:
[TABLE]
We fix i and we put η0=ei/∥ei∥∈q1p1K+−. According
to A.11 the map r maps q1pkK+− isometrically to
q1pk+1K+−, up to the scalar ck+1,1∈]0,1], and we have
r∗(η0)=0. If we define recursively
ηk+1=rηk/∥rηk∥, this shows that we can identify the
restriction of r to C∗(r)η0 with a weighted unilateral
shift on ℓ2(N)≃Span{ηk}. Observe moreover that
η0 lies in the range of 1−(Rer)2, since
ei=221−(Rer)2fi. The result now follows
from the following Lemma.
∎
Lemma 3.6**.**
Let R be a weighted unilateral shift on ℓ2(N) with weights
ck∈]0,1] — in other words Rδk=ck+1δk+1 where
(δk)k is the canonical basis of ℓ2(N). We assume that
δ0 is in the range of 1−(ReR)2 and we denote ω the
vector state associated to δ0. Then
ω((1−(ReR)2)−1log+(1−ReR)) is finite.
Remark 3.7**.**
Denote by μ the spectral measure of Re(R) with respect to ω,
which is supported on [−1,1]. Then we have
ω(f(ReR))=(δ0∣f(ReR)δ0)=∫−11f(t)dμ(t)
for any f∈L∞([−1,1]), and if f:[−1,1]→R is
any Borel map we say that ω(f(ReR)) is finite if f is integrable
with respect to μ. In the Lemma above we take
f(t)=(1−t2)−1log+(1−t) and the finiteness of ω(f(ReR)) is
equivalent to the convergence, at 1 and −1, of the integral
[TABLE]
Proof.
This kind of result is perhaps well-known to experts in operator theory. However
we provide an elementary proof for the convenience of the reader.
We proceed by comparison with the standard unilateral shift
R0:δk→δk+1. Recall that the moments
mk(Re(R0))=ω((ReR0)k) are given in terms of the Catalan
numbers Ck=k+11(k2k) by m2k+1=0,
m2k=4−kCk [27, Corollary 2.14]. Recall also that the
Catalan numbers are counting the number of Dyck paths π∈Dk of
length 2k, as can be seen by expanding (R0+R0∗)2kδ0 and
looking for the δ0 component. See [27, Propositions 2.11 and
2.13]. In the case of a general R, we still have m2k+1=0
because R is odd with respect to the natural Z2-grading. Moreover,
still by expanding (R+R∗)2kδ0 one sees that the even moments
m2k(ReR) are given by a sum over Dyck paths,
m2k(ReR)=4−k∑π∈Dkcπ, where the contributions
cπ are products of weights ck. In particular we have
cπ∈]0,1] and
0≤m2k(ReR)≤4−k#Dk=m2k(ReR0).
As above, denote by μ, μ0 the spectral measures of Re(R) and
Re(R0) with respect to ω, which are both supported on
[−1,1]. Note that f:t↦1/(1−t2) is μ-integrable
because δ0 lies in the range of 1−(ReR)2: indeed,
approximating f by fC:t↦min(f(t),C) and writing
δ0=g(ReR)ζ with ζ∈ℓ2(N),
g:t↦1−t2, we have ∣fC(t)g(t)2∣≤1 hence
∫−11fC(t)dμ(t)=(ζ∣(fCg2)(ReR)ζ)≤∥ζ∥2
for all C and ∫−11f(t)dμ(t)≤∥ζ∥2 by monotone
convergence.
In particular the integral (2) converges iff the
corresponding integral over [0,1] is finite. Adding the finite quantity
∫01log+(1+t)/(1−t2)dμ(t) to this new integral, we
conclude that the convergence of (2) is equivalent to
[TABLE]
where in the right-hand integral we have switched back to integrating over
[−1,1] using the fact that μ is symmetric.
We then perform the power series expansion
log+(1−t2)/(1−t2)=∑akt2k on ]−1,1[: the convergence
of (2) is equivalent to the finiteness of
[TABLE]
Since it is readily seen that all coefficients ak are non-positive and t2k is non-negative,
one can permute the sum and the integral and compare to R0:
[TABLE]
Now we can conclude because the spectral measure of R0 with respect to
ω is well-known: it is the semicircular law
dμ0(t)=π11−t2dt [27, Proposition 2.15]. Hence we are led to the
following Bertrand integral, which is well-known to be finite:
[TABLE]
∎
4. Free entropy and relations in FON
In this section we will apply Jung and Shlyakhtenko’s
Theorem 2.2 to M=L(FON)⊂B(H). We fix the
tuple of standard generators u=(uij)ij, which we now consider as
elements of the reducedC∗-algebra Cr∗(FON). We consider the
“canonical” vector of relations
F=(F1,F2)∈C⟨xij⟩⊗(MN(C)⊕MN(C))
given by F1=xtx−1 and F2=xxt−1, with
x=(xkl)kl∈C⟨xij⟩⊗MN(C). Note that we
have m=N2 and l=2N2 with the notation of Section 2.
Recall from Section 2 that rank∂F(u) is the
Murray-von Neumann dimension of Im∂F(u) in the right
M⊗M∘-module H⊗H∘⊗(MN(C)⊕MN(C)).
The following Lemma is a straightforward adaptation of
[30, Lemma 3.1] and its proof, and relies heavily on the computation
of the first L2-Betti number of FON in [36].
By definition, C[FON] is the quotient of
C⟨xij⟩ by the ideal generated by the polynomials
Fpkl, p=1,2, k, l=1,…N. Recall that H⊗H∘ is
equipped with the M,M-bimodule structure corresponding to the left action of
M (resp. M∘) on itself. We make it into a
C⟨xij⟩,C⟨xij⟩-bimodule by evaluating
polynomials at xij=uij, so that
P⋅(ζ⊗ξ)⋅Q=P(u)ζ⊗ξQ(u).
A derivation δ:C⟨xij⟩→H⊗H∘ factors
through C[FON]iff we have δ(Fpkl)=0 for all p, k,
l — indeed by Leibniz’ rule and the fact that Fpkl(u)=0 this
implies δ(PFpklQ)=0 for all P, Q∈C⟨xij⟩.
Now derivations δ:C⟨xij⟩→H⊗H∘ are
in 1-1 correspondence with the tuples of values
ζij=δ(xij)∈H⊗H∘, the derivation
corresponding to (ζij)ij being given by
δ(P)=∂P#ζ=∑∂ijP#ζij. Then
δ factors through C[FON]iff∂F#ζ=(∂Fpkl#ζ)pkl=0. Here we use the
notation (R⊗S)#ξ=R⋅ξ⋅S.
This shows that the space of derivations
Der(C[FON],H⊗H∘) is isomorphic as a right
M⊗M∘-module to
Ker∂F(u)⊂(H⊗H∘)m, where m=N2. Taking von
Neumann dimensions, we obtain
[TABLE]
On the other hand there are general exact sequences for Hochschild cohomology:
[TABLE]
If one uses the definition
βk(2)(FON)=dimM⊗M∘Hk(C[FON],H⊗H∘) for the L2-Betti numbers (see [23, 31]),
the additivity of Lück-von Neumann dimension readily yields
[TABLE]
By [36, Corollary 5.3] this is equal to 1, which concludes
the proof.
∎
Recall that ∂F(u)=∂(F1,F2)(u) is an operator in
B(H)⊗B(H)⊗B(MN(C),MN(C)⊕MN(C)). In the next Lemma
we identify MN(C) with p1H and we make the connection with the reversing
operator studied in Section 3.
Lemma 4.2**.**
We have
∂(F1,F2)(u)∗∂(F1,F2)(u)=2∂F1(u)∗∂F1(u)∈B(H⊗H⊗MN(C))
and ∂F1(u)∗∂F1(u) is unitarily conjugated to
2+2Re(Θ⊗1)∈B(H⊗p1H⊗H). Moreover the state
(h⊗h⊗Tr) is transformed into
(h⊗Tr⊗h)(V23∗⋅V23) under the same conjugation.
Proof.
We first compute the free derivatives. We have
F1kl=∑pxpkxpl−δkl hence
∂ijF1kl=δkj(1⊗xil)+δlj(xik⊗1).
Using the matrix units Eij as a basis of MN(C), this yields
[TABLE]
so that
∂F1=∑il(1⊗xil⊗Tλ(Eli))+∑ik(xik⊗1⊗λ(Eki))
where λ(M)∈B(MN(C)) is the map of left multiplication by M,
and T∈B(MN(C)) is the transpose map. Similarly for
F2=(∑xkpxlp−δkl)kl we have
[TABLE]
and
∂F2=∑l(1⊗xlj⊗Tλ(Elj)T)+∑k(xkj⊗1⊗λ(Ekj)T).
Then we evaluate at xij=uij. Recall that
Cr∗(FON)⊗Cr∗(FON)∘ acts on H⊗H by
id⊗ρ, where ρ(x) is the map of right multiplication by x,
which can also be written ρ(x)=US(x)U in the Kac case. Here S is
the antipode and we have in particular S(uij)=uji. We obtain in
B(H⊗H⊗MN(C)):
[TABLE]
where u∈MN(Cr∗(FON))≃MN(C)⊗Cr∗(FON).
Now we identify MN(C)=B(CN) with p1H using the decomposition of
the multiplicative unitary recalled in Section 2 — in
particular we have then
(id⊗λ)(u21)=u21∈Cr∗(Γ)⊗p1c0(Γ)⊂B(H⊗p1H).
Moreover in this identification T corresponds with the restriction of U to
p1H. Hence we have finally
∂F1(u)=(1⊗U⊗U)u32(1⊗U⊗1)+u31∗,
which is also the restriction of
(1⊗U⊗U)V32(1⊗U⊗1)+V31∗ to
H⊗H⊗p1H. This is a sum of two unitaries and we obtain in
particular ∂F1(u)∗∂F1(u)=2+2ReW on
H⊗H⊗p1H, where
W=V31(1⊗U⊗U)V32(1⊗U⊗1).
Proceeding similarly with F2 we obtain
[TABLE]
and
∂F2(u)∗∂F2(u)=2+2Re(1⊗U⊗U)V32(1⊗U⊗U)V31(1⊗1⊗U).
We moreover observe that
(1⊗U⊗U)V32(1⊗U⊗U)∈1⊗B(H)⊗Uc0(FON)U
and V31∈B(H)⊗1⊗c0(FON). Since
[c0(Γ),Uc0(Γ)U]=0, we can permute both terms and we obtain
∂F2(u)∗∂F2(u)=2+2ReW=∂F1(u)∗∂F1(u).
Now we perform unitary conjugations to “simplify” W. We first use
U2Σ23 which yields the symmetric form
W∼uV21U2V23∈B(H⊗p1H⊗H). Conjugating further
by U1 we obtain W∼uV~12U2V23, where
V~=Σ(1⊗U)V(1⊗U)Σ. Finally we conjugate by
V13V23 and we use the formula
V13V23V~12=V~12V13 from
[2, Proposition 6.1]:
[TABLE]
Notice at last that h⊗h⊗Tr is a sum of vector states
associated to vectors of the form ξ0⊗ξ0⊗ζ. We have
Uξ0=ξ0 and V(ξ0⊗1)=ξ0⊗1. Applying the
various unitaries used to transform W we obtain
[TABLE]
and the last claim follows.
∎
Thanks to Theorem 3.5 we can finally prove our main theorem:
Theorem 4.3**.**
The von Neumann algebra L(FON) is strongly 1-bounded for all
N≥3.
Proof.
The 1-boundedness of the tuple of generators u=(uij) of L(FON)
is a straightforward consequence of Jung’s and Shlyakhtenko’s
Theorem 2.2, applied to u and to the relations
F=(Fpkl) introduced at the beginning of this section. Note that on the
matrix algebra B(p1H)⊗1, any positive functional, and in particular
(Tr⊗h)(V∗⋅V), is dominated by a multiple of the standard
trace Tr⊗h. Then ∂F(u) is of determinant class with
respect to (h⊗h⊗Tr) by Lemma 4.2 and
Theorem 3.5. Moreover N2−rank∂F(u)=1 by
Lemma 4.1.
Strong 1-boundedness of L(FON) will now follow if at least one of the
generators uij has finite free entropy. Recall that for a single
self-adjoint variable X=X1 in a finite von Neumann algebra (M,τ) with
law μ, we have the formula [37, Proposition 4.5]
[TABLE]
In particular if μ has an essentially bounded density with respect to the
Lebesgue measure (and is compactly supported), then χ(X) is evidently
finite. This is indeed the case for all generators uij of L(FON) —
according to [6, Theorem 5.3] the density is even
continuous.
∎
Corollary 4.4**.**
For N≥3 the von Neumann algebra
L(FON) is not isomorphic to any finite von Neumann algebra (with
separable predual) which admits a tuple of self-adjoint generators X with
δ0(X)>1. In particular it is not isomorphic to any free group factor
L(Fn).
More generally, L(FON) is not isomorphic to any interpolated free group
factor L(Fr), nor to any group von Neumann algebra L(Γ) where
Γ=∗i=1kZ/niZ is a free product of cyclic groups, for
instance Γ=(Z/2Z)∗N. Indeed these von Neumann algebras admit
tuples of self-adjoint generators with δ0=r,
δ0=k−∑i=1kni−1 respectively and these values are strictly
bigger than 1 in the non amenable cases. According to
[21, Lemma 3.7], L(FON) is not isomorphic either to any
free product of Rω-embeddable diffuse finite von Neumann algebras.
Appendix A Computation rules in quantum Cayley trees
In this appendix we recall definitions and results from
[35, 36] about quantum Cayley graphs for discrete
quantum groups. We use the notation about discrete quantum groups recalled in
Section 2.
Let Γ be a discrete quantum group, and fix a central projection
p1∈Z(M(c0(Γ))) such that Up1=p1U and p0p1=0. The quantum Cayley graphX [35] associated to
(Γ,p1) is given by
–
the vertex and edge Hilbert spaces ℓ2(X(0))=ℓ2(Γ) and
ℓ2(X(1))=ℓ2(Γ)⊗p1ℓ2(Γ),
–
the vertex and edge C∗-algebras c0(X(0))=c0(Γ) and
c0(X(1))=c0(Γ)⊗p1c0(Γ), naturally represented on
the corresponding Hilbert spaces,
–
the antilinear involutions J(0)=J and J(1)=J⊗J on
ℓ2(X(0)) and ℓ2(X(1)),
–
the boundary operator
E=V∈B(ℓ2(X(1)),ℓ2(X(0))⊗ℓ2(X(0))).
–
the reversing operator
Θ=Σ(1⊗U)V(U⊗U)Σ∈B(ℓ2(X(1))),
We denote ℓ2(X(0))=ℓ2(Γ)=H and
ℓ2(X(1))=H⊗p1H=K. We also consider the source and target
operators E1=(id⊗ϵ)E,
E2:(ϵ⊗id)E:K→H, which are a priori only densely
defined.
Recall that H is the GNS space for the Haar state h∈C∗(Γ)∗, with
canonical cyclic vector ξ0. Denote C[Γ] the canonical dense
Hopf ∗-subalgebra of C∗(Γ). The following Proposition computes the
structure maps of the quantum Cayley graph in terms of the Hopf algebra
structure of C[Γ].
E1(xξ0⊗yξ0)=ϵ(y)xξ0* and
E2(xξ0⊗yξ0)=xyξ0.*
Moreover E1Θ=E2 and E2Θ=E1. If p1∈c0(Γ),
then E1 and E2 are bounded.
A key feature of the quantum case is that the reversing operator need not be
involutive — in fact if p1 is “generating” Θ is involutive iffΓ is a genuine discrete group
[35, Proposition 3.4]. Hence the study of the following
eigenspaces becomes non trivial, important, and turns out to be useful for
applications:
The space of antisymmetric (or geometric) edges is Kg+=Ker(Θ+id). The space of symmetric edges is Kg−=Ker(Θ−id).
Recall the isomorphism
c0(Γ)=c0−⨁α∈Irr(Γ)pαc0(Γ)
with pαc0(Γ)≃B(Hα). The classical Cayley graph
introduced in the next Definition is an essential tool for the study of the
quantum Cayley graph.
Denote D⊂Irr(Γ) the subset such that
p1=∑α∈Dpα. The classical Cayley graphG
associated to (Γ,p1) is given by
–
the vertex set G(0)=Irr(Γ),
–
the edge set
G(1)={(α,β,γ,i);α,β∈Irr(Γ),γ∈D,1≤i≤dimHom(β,α⊗γ)},
–
the boundary map
e:G(1)→G(0)×G(0),(α,β,γ,i)↦(α,β),
–
the reversing map
θ:G(1)→G(1),(α,β,γ,i)↦(β,α,γˉ,i).
The component γ of an edge is called its direction. If e is
injective, and in particular if the classical Cayley graph G is a tree,
G(1) can and will be identified with
{(α,β)∈Irr(Γ)2∣∃γ∈Dβ⊂α⊗γ}.
The origin of the classical Cayley graph G is the trivial
corepresentation τ and if G is connected we denote
∣α∣=d(τ,α) the distance of a vertex α to the origin.
To any subset A⊂G(0) one can associate the projection
p=∑α∈Apα∈M(c0(X(0))). One can
proceed similarly with G(1) and c0(X(1)), but one can also associate
to B⊂G(0)×G(0) the projection
p=∑(α,β)∈BE∗(pα⊗pβ)E∈M(c0(X(1))), whose
image corresponds to the space of edges going from α to β. This
motivates the following definition.
Definition A.5**.**
Assume that the classical Cayley graph G associated to (Γ,p1) is a
tree. For any n∈N one puts pn=∑∣α∣=npα∈B(H)
and pn=∑∣α∣=npα⊗p1∈B(K). The left and right
projections onto ascending edges are
p★+=∑nE∗(pn⊗pn+1)E∈B(K) and
p+★=J(1)p★+J(1)∈B(K). The projections onto
descending edges are p★−=∑nE∗(pn⊗pn−1)E and
p−★=J(1)p★−J(1). Finally one puts
p++=p+★p★+,
p+−=p+★p★−,
p−+=p−★p★+,
p−−=p−★p★− and K++=p++K,
K+−=p+−K, K−+=p−+K,
K−−=p−−K.
In the classical case one has p+★=p★+ so that
p+−=p−+=0. However in the quantum case p+− and
p−+ are in general non-zero, and this is related to the non involutivity
of the reversing operator. The following proposition shows indeed that
p+−Θp+− acts as a right shift in the decomposition
K+−=⨁pnK+−.
Assume that the classical Cayley graph associated to (Γ,p1) is a
tree. Then we have
–
p★++p★−=id* and p+★+p−★=id,
[p★±,p±★]=0,
[p±★,pn]=[p★±,pn]=0,*
–
Θp+★pn=pn+1p★−Θ* and
Θp−★pn=pn−1p★+Θ,
p★−=Θp+★Θ∗ and
p−★=Θ∗p★+Θ,*
–
E2p+−=E2p−+=0* and
pnE2=E2pn−1p+++E2pn+1p−−.*
We denote r=−p+−Θp+− and
s=p+−Θp++.
In the rest of the Appendix we consider the case of a free product of orthogonal
and unitary free quantum groups:
Γ=F=FO(Q1)∗⋯∗FO(Qk)∗FU(R1)∗⋯∗FU(Rl), endowed with
the projection p1=∑α∈Dpα associated to the set D
of fundamental representations of the factors FO(Qi), FU(Rj), together
with their duals. This is a little bit stronger than requiring the classical
Cayley graph G to be a tree, see [35, Proposition 4.5]. In
that case we have the following useful facts. Note that the identities
(p+++p−−)Θn(p+++p−−)=(p+++p−−)Θ−n(p+++p−−)
can be interpreted as a weak involutivity property.
*Consider the quantum Cayley graph of (F,p1). Then the restriction
E2:K++→H is injective and we have
(p+++p−−)Θn(p+++p−−)=(p+++p−−)Θ−n(p+++p−−)
for all n.
*
Here is an example of computation using the rules above:
Lemma A.8**.**
In the quantum Cayley graph of (F,p1) we have
[TABLE]
Proof.
For the first identity it suffices to use A.6 and write
p−−Θp++Θ∗p+−+p−−Θp+−Θ∗p+−=p−−Θp★+Θ∗p+−+p−−Θp★−Θ∗p+−=p−−ΘΘ∗p+−=0.
The second identity is proved similarly after replacing
p++Θp−− with p++Θ∗p−− on the
left-hand side thanks to A.7. The third identity appears
already in the proof of [35, Proposition 6.2]. For the last
one we note that, according to A.6,
p+−Θ∗p−−Θp+−=p+−Θ∗p−★Θp+−
and
p+−Θ∗p+−Θp+−=p+−Θ∗p+★Θp+−.
Adding both operators we obtain
p+−Θ∗Θp+−=p+−.
∎
The subspaces K+− and K−+ are strongly connected to each other
through the reflection operatorW introduced as follows.
Consider the quantum Cayley graph of (F,p1). There exists a unique unitary
operator w:K+−→K−+ such that
w(p+−Θ)np++=(p−+Θ−1)np++ for all
n≥1. We denote
W=wp+−+w∗p−++p+++p−−∈B(K): this is an
involutive unitary operator such that WΘW=Θ∗,
Wp++=p++, Wp−−=p−− and
Wp+−=p−+W.
The families of projections {pn},
{p++,p+−,p−+,p−−} form two commuting partitions of
the unit in B(K). To perform the most precise analysis of Θ one needs
to further decompose the space K. Observe that there are 4 commuting
representations of c0(Γ) on K, given by
π4:c0(Γ)⊗4→B(K)=B(H⊗p1H),x⊗y⊗y′⊗x′↦(x⊗y)(Ux′U⊗Uy′U).
In the case of FON, the subspaces pnK≃B(Hn⊗H1) are
irreducible with respect to π4, and the subspaces
p±±pnK≃B(Hn±1,Hn±1) are irreducible with
respect to the representation π4∘(Δ⊗Δ) of
c0(Γ)⊗c0(Γ). The reversing operator Θ does not
commute to these representations, but it does commute to π4∘Δ3
[35, Proposition 3.7] and we consider:
Definition A.10**.**
Denote ql=π4Δ3(p2l)∈B(K). We have ∑ql=id and
[ql,pk]=[ql,p±±]=0. We have p++qlpk=0iff0≤l≤k+1, p±∓qlpk=0iff1≤l≤k and p−−qlpk=0iff0≤l≤k−1.
The subspace q0K is the “classical subspace” of the space of edges, see
[35, Remarks 6.4] and
[36, Reminder 4.3]. In particular Θ2=id on q0K.
Consider the quantum Cayley graph of (FON,p1). For all choices of signs
the operator p±±Θp±± is a multiple of an isometry
on each subspace qlp±±pnK and we have, for μ, ν,
μ′, ν′∈{+,−} and pμ′ν′pkql=0:
[TABLE]
where
sk,l2=qdim(αk)qdim(αk−1)qdim(αl)qdim(αl−1)
and ck,l2+sk,l2=1, with the convention that
qdim(α−1)=0.
Note that this statement corrects [35, Lemma 6.3] in the case
when μ′=−, which is not used in that article.
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