This paper investigates the relationships between Hilbert coefficients, the depth of associated graded rings, and reduction numbers in Cohen-Macaulay local rings, providing new bounds and conditions for their behavior.
Contribution
It establishes new bounds on the depth of associated graded rings based on Hilbert coefficients and explores conditions under which reduction numbers are independent.
Findings
01
Depth of associated graded ring is bounded below by a function of Hilbert coefficients.
02
Specific formulas relate $e_2(I)$ and $e_1(I)$ to the structure of the ideal.
03
Reduction number $r(I)$ is shown to be independent under certain conditions.
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Full text
On the Hilbert coefficients, depth of associated graded rings and reduction numbers
Amir Mafi and Dler Naderi
A. Mafi, Department of Mathematics, University of Kurdistan, P.O. Box: 416, Sanandaj,
Iran.
e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)β3, then e1β(I)=n=1βββΞ»(In/JInβ1)β1, where the integers eiβ are the Hilbert coefficients of I. In addition, if J is a minimal reduction of I then we prove that the reduction number rJβ(I) is independent of J.
Throughout the paper we will assume that (R,m) is a d-dimensional Cohen-Macaulay local ring having an infinite residue field and I is an m-primary ideal of R. An ideal JβI is called a reduction of I if Ir+1=JIr for some nonnegative integer r (see [21]). The least such r is called the reduction number of I with respect to J and is denoted by rJβ(I). A reduction J is called a minimal reduction if it does not properly contain a reduction of I. Under our assumption every minimal reduction is generated by a regular sequence. The reduction number of I is defined as r(I)=min{rJβ(I):J is a minimal reduction of I}. The reduction number r(I) is said to be independent if r(I)=rJβ(I) for all minimal reductions J of I.
Sally in [27] raised the following question: If (R,m) is a d-dimensional Cohen-Macaulay local ring having an infinite residue field, then is r(m)
independent? A natural extension of this question is to replace r(m) with r(I). Let G(I)=β¨nβ₯0βIn/In+1 be the associated graded ring of I. Huckaba in [11] and Trung in [30] independently proved that if 0ptG(I)β₯dβ1, then r(I) is independent(see also [19], [9], [10] and [29]). Moreover, Wu in [36] with some conditions proved that if 0ptG(I)β₯dβ2, then r(I) is independent.
However, if dβ₯2 and 0ptG(I)β€dβ2, then r(I) is not independent in general. Counter-examples have been obtained in [11], [19] and [18].
The Hilbert function of I is the numerical function HIβ(n)=Ξ»(R/In) (where Ξ»(.) denotes length) that measures the growth of the length of R/In for all nβ₯1. It is well known that for nβ«0, HIβ(n) is a
polynomial in n of degree d
[TABLE]
called the Hilbert polynomial of I, whose coefficients e0β(I),e1β(I),...,edβ(I) are uniquely determined by I and called the Hilbert coefficients of I.
Corso, Polini and Rossi in [2] established a general upper bound on e2β(I), which is reminiscent of the bound on e1β(I) due to Huckaba and Marley in [14] and Vaz Pinto in [32].
Namely, it holds that e2β(I)β€βnβ₯2β(nβ1)Ξ»(In/Inβ1J) for any minimal reduction reduction J of I. Furthermore, the upper bound is attained if and only if 0ptG(I)β₯dβ1. In addition, if e2β(I)β₯βnβ₯2β(nβ1)Ξ»(In/Inβ1J)β2 or if I is integrally closed and e2β(I)β₯βnβ₯2β(nβ1)Ξ»(In/Inβ1J)β4, then 0ptG(I)β₯dβ2.
In this paper we prove the following results.
Theorem 1.1**.**
*Let J=(x1β,...,xdβ) be a minimal reduction of I.
(1) Suppose that one of the following
conditions holds:*
(i)
e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)β2;**
(ii)
I* is integrally closed and e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)β3.*
*Then e1β(I)=n=1βββΞ»(In/JInβ1)β1.
Moreover, we give a counterexample showing that e1β(I)=n=1βββΞ»(In/JInβ1)β1 but the conditions (i) and (ii) do not hold.
For l>1, assume that C.β(x1β,β¦,xlβ1β,F,n) has been defined and consider the chain map f:C.β(x1β,β¦,xlβ1β,F,nβ1)βΆC.β(x1β,β¦,xlβ1β,F,n) given by multiplication by xlβ. Define
C.β(x1β,β¦,xlβ1β,F,n) to be the mapping cylinder of f. Thus one can show that C.β(x1β,β¦,xlβ1β,F,n)
has the following form
[TABLE]
Let C.β(n)=C.β(x1β,x2β,...,xlβ,F,n) and C.ββ²(n)=C.β(x1β,x2β,...,xlβ1β,F,n). For any n there is an
exact sequence of complexes
[TABLE]
Thus, we have the corresponding long exact sequence on homology:
[TABLE]
Since F is a Hilbert filtration, Hiβ(C.β(xβ,F,n)) has finite length for all i and
n. For iβ₯1, consider
[TABLE]
and
[TABLE]
These integers are well-defined by [14, Lemma 3.6]. Also note that, hiβ(xβ,F)=kiβ(xβ,F)=0 for all i>l.
For xββ²=x1β,...,xlβ1β we define
[TABLE]
3. The associated graded ring and the first and second Hilbert coefficients
Lemma 3.1**.**
([14, Theorem 3.7]) Let F be a Hilbert filtration and xβ=x1β,...,xlβ a regular sequence on R and a superficial sequence for F. Then for each iβ₯1jβ₯iββ(β1)jβihjβ(xβ,F)β₯0.
Moreover, equality occurs if and only if grade(xββ)β₯lβi+1.
Lemma 3.2**.**
Let F be a Hilbert filtration and xβ=x1β,...,xlβ be a regular sequence on R and a superficial sequence for F. Then, for each iβ₯1,
jβ₯i+1ββ(β1)jβiβ1kjβ(xβ,F)β₯0.
Moreover, equality occurs if and only if grade(xββ)β₯lβi.
Proof.
Fix iβ₯1 and for each n let Bnβ be the kernel of the map
Hiβ(C.β(n))βΆHiβ1β(C.ββ²(nβ1))
given in (β). Then, for each n, we have the exact sequence
By Lemma 3.1, we have
j=iβlβ(β1)jβihβ²jβ(xββ²,F)β₯0
and so
j=i+1βlβ(β1)jβiβ1kjβ(xβ,F)β₯0
for each iβ₯1.
By [14, Proposition 3.3], if grade(xββ)β₯lβi then Hjβ(C.β(n))=0 for all n and jβ₯i+1.
Thus, kjβ(xβ,F)=0 for jβ₯i+1.
Conversely, suppose for iβ₯1
[TABLE]
So by (ββ), n=2βββ(nβ1)Ξ»(Bnβ)=0. Then n=1βββΞ»(Bnβ)=j=i+1βlβ(β1)jβiβ1hjβ(xβ,F)=0 and by Lemma 3.1 we obtain grade(xββ)β₯lβ(i+1)+1=lβi.
β
Following Marley [18], given a function f:ZβΆZ, define the first difference function of f, Ξ1(f):ZβΆZ by Ξ1(f)(n)=f(n+1)βf(n). We usually write Ξ1(f(n)) for Ξ1(f)(n). Inductively define the ith difference function of f, Ξi(f):ZβΆZ , by Ξi(f(n))=Ξ1(Ξiβ1(f(n))).
Following Huckaba and Marley [14], a reduction of a filtration F is an ideal JβI such that JInβ=In+1β for all large n. A minimal reduction of F is a reduction of F minimal with respect to containment.
From now on, we will assume that the filtration F={In}n=0ββ is I-adic filtration. Let J=(x1β,...,xdβ), where x1β,...,xdβ is a superficial sequence in I, i.e., J is a minimal reduction of I. For iβ€dβ1, set Jiβ=(x1β,...,xiβ) (with the convention Jiβ=(0) if iβ€0 ), and we denote hiβ(xβ,F), kiβ(xβ,F) and hiβ²β(xββ²,F) for I-adic filtration by hiβ ,kiβ and hiβ²β, respectively.
Proposition 3.6**.**
Let dβ₯2 and J be a minimal reduction of I such that
i=2βdβ(β1)iβ2hiβ=1. Then 0ptG(I)β₯dβ2.
Proof.
If i=2βdβ(β1)iβ2hiβ=1, then by Remark 3.3,
n=0βββΞ»(In+1/JIn)βe1β(I)=1 and so by [34, Theorem 3.1] we have 0ptG(I)β₯dβ2.
β
The fourth equality follows from the fact that x1β,x2β,..,xdβ form a regular sequence. Then by
using Valabrega and Vallaβs theorem (see also [33, Theorem 5.16]) we have x1ββ,x2ββ,...,xdβ1ββ are regular sequence and 0pt(G(I))β₯dβ1.
If i=2βdβ(β1)iβ2kiβ=2, then we have i=1βdβ(β1)iβ1hβ²iβ=1 and n=2βββ(nβ1)Ξ»(Bnβ)=1. In this case we obtain Ξ»(B2β)=1 and Ξ»(Bnβ)=0 for any nξ =2. Therefore n=1βββΞ»(Bnβ)=i=2βdβ(β1)iβ2hiβ=1 and by Proposition 3.60ptG(I)β₯dβ2.
If we assume I to be integrally closed ideal and i=2βdβ(β1)iβ2kiβ=3,
then we have
n=2βββ(nβ1)Ξ»(Bnβ)=1Β orΒ 2. The case
n=2βββ(nβ1)Ξ»(Bnβ)=1
cannot happen because
Ξ»(B2β)=0.
If n=2βββ(nβ1)Ξ»(Bnβ)=2, then Ξ»(B3β)=1 and Ξ»(Bnβ)=0 for all nξ =3,
so
i=2βdβ(β1)iβ2hiβ=1
and
0ptG(I)β₯dβ2.
If we assume I to be integrally closed ideal and i=2βdβ(β1)iβ2kiβ=4, then we have n=2βββ(nβ1)Ξ»(Bnβ)=2Β orΒ 3.
If n=2βββ(nβ1)Ξ»(Bnβ)=2, then 0ptG(I)β₯dβ2.
If n=2βββ(nβ1)Ξ»(Bnβ)=3, then Ξ»(B4β)=1 and Ξ»(Bnβ)=0 for any nξ =4. Thus i=2βdβ(β1)iβ2hiβ=1 and 0ptG(I)β₯dβ2 .
In the following result we compare [2, Theorem 3.1 and 3.3] with [34, Theorem 3.1].
Theorem 3.10**.**
Let J be a minimal reduction of I. Suppose that one of the following
conditions holds:
I* is integrally closed and e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)βi, where i=3,4.*
Then e1β(I)=n=1βββΞ»(In/JInβ1)β1.
Proof.
(1) If e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)β2, then i=2βdβ(β1)iβ2kiβ=2 and by Remark 3.9 n=1βββΞ»(Bnβ)=i=2βdβ(β1)iβ2hiβ=1. Therefore by Remark 3.3 we have e1β(I)=n=1βββΞ»(In/JInβ1)β1.
(2) If I is integrally closed and e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)βi where i=3,4 then i=2βdβ(β1)iβ2kiβ=3Β Β orΒ 4. Therefore by Remark 3.9 n=1βββΞ»(Bnβ)=i=2βdβ(β1)iβ2hiβ=1 and so e1β(I)=n=1βββΞ»(In/JInβ1)β1.
β
The following example shows that the converse of Theorem 3.10 in general is not true.
Example 3.11*.*
Let R=k[x,y](x,y)β, where k is a field and I=(x6,y6,x5y+x2y4). Then by using Macaulay 2 [4] we obtain the following Hilbert polynomial
[TABLE]
and e1β(I)=n=1βββΞ»(In/JInβ1)β1 but e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)β3 and I is not integrally closed.
4. The depth of associated graded ring and the reduction number
Let A=β¨mβ₯0βAmβ be a Notherian graded ring where A0β is an Artinian local ring, A is generated by A1β over A0β and A+β=β¨m>0βAmβ. Let HA+βiβ(A) denote the i-th local cohomology module of A with respect to the graded ideal A+β and set aiβ(A)=max{mβ£Β Β [HA+βiβ(A)]mβξ =0} with the convention aiβ(A)=ββ, if HA+βiβ(A)=0. The Castelnuovo-Mumford regularity is defined by reg(A):=max{aiβ(A)+iβ£Β Β iβ₯0}. In the following theorem, for simplicity, we use aiβ instead of aiβ(G(I)).
Theorem 4.1**.**
Let J denote a minimal reduction of I. Suppose that one of the following
conditions holds:
Ξ»((I2+Jdβ2β):xdβ1β/I)=1 and Ξ»((In+Jdβ2β):xdβ1β/Inβ1+Jdβ2β)=0 for any nξ =2. If 0ptG(I)=dβ2, then by applying [19, Theorem 2.1] there are two cases:
(i) If adβ1ββ€adβ, then rJβ(I)=adβ+d=reg(G(I)).
(ii)If adβ<adβ1β, then rJβ(I)β€adβ1β+dβ1=reg(G(I)) and adβ1β=max{nβ£(In+dβ1+Jdβ2β):xdβ1βξ =In+dβ2+Jdβ2β}. Therefore by the above process adβ1β=3βd and so for any reduction J of I, rJβ(I)β€2. Hence r(I) is independent.
(2) Let i=3. Then by Remark 3.9, Ξ»(B3β)=1 and Ξ»(Bnβ)=0 for any nξ =3. Thus
[TABLE]
and
[TABLE]
for any nξ =3. If 0ptG(I)=dβ2, then by [19, Theorem 2.1] there are two cases:
(i) If adβ1ββ€adβ, then rJβ(I)=adβ+d=reg(G(I)).
(ii)
If adβ<adβ1β, then rJβ(I)β€adβ1β+dβ1=reg(G(I)) and adβ1β=max{nβ£(In+dβ1+Jdβ2β):xdβ1βξ =In+dβ2+Jdβ2β}. Therefore by the above process adβ1β=4βd and so for any reduction J of I, rJβ(I)β€3. Since I is integrally closed, then r(I) is independent.
β
Let a be an ideal of grade at least 1 in a Noetherian ring R. The Ratliff-Rush closure of a is defined as the ideal a=βͺnβ₯1β(an+1:an). It is a refinement of the integral closure of a and a=a if a is integrally closed (see [24]).
Proposition 4.2**.**
(compare with [2, Theorem 3.3(b)])
Let d=3 and J be a minimal reduction of I. If I=I and
e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)β3
then 0ptG(I)β₯1.
Proof.
If
e2β(I)=n=2βββ(nβ1)Ξ»(In/JInβ1)β3,
then
i=2βdβ(β1)iβ2kiβ=3.
Hence by Remark 3.9,
i=1βdβ(β1)iβ1hβ²iβ=1
and
n=2βββ(nβ1)Ξ»(Bnβ)=2.
Therefore we have the following cases:
Northcott in [20] proved that
e1β(I)β₯e0β(I)βΞ»(R/I) and after that Huneke in [15] showed that e1β(I)=e0β(I)βΞ»(R/I) if and only if I2=JI. When this is the case, G(I) is Cohen-Macaulay.
Sally in [28] proved that if dβ₯2, e1β(I)βe0β(I)+Ξ»(R/I)=1 and e2β(I)ξ =0, then 0ptG(I)β₯dβ1 (see also
[14, Corollary 4.15] and [7, Proposition 3.1]). Also Itoh in [16] with this conditions proved that if I is integrally closed, then G(I) is Cohen-Macaulay.
In the following example we show that the integrally closedness of I is essential for the Cohen-Macaulayness of G(I).
Let R=k[x,y,z](x,y,z)β, where k is a field, and I=(x2βy2,y2βz2,xy,yz,xz). Then, by Macaulay 2, we have
e0β(I)=8, e1β(I)=4, e2β(I)=0 and
0ptG(I)=0.
Lemma 4.4**.**
Let J be a minimal reduction of I. If e1β(I)βe0β(I)+Ξ»(R/I)=2 and I=IΛ,
then 0ptG(I)β₯dβ1.
Proof.
By using the Sally machine and the good behaviour of e1β(I) modulo superficial elements (see [3, Proposition 1.2] and [14, Lemma 2.2]), we may reduce the statement to dimension two. If e1β(I)βe0β(I)+Ξ»(R/I)=2, by [25, Corollary 1.5] we have rJβ(I)β€3 for any minimal reduction J of I. If there exist a minimal reduction J of I such that rJβ(I)=2, then by [17, Lemma 2.1] G(I) is Cohen-Macaulay.
If for any minimal reduction J of I, rJβ(I)=3 then by [25, Remark 1.8] rJβ(I)β€e1β(I)βe0β(I)+Ξ»(R/I)+2βΞ»(I2/JI). Hence r(I)=3β€4βΞ»(I2/JI) and Ξ»(I2/JI)β€1 and so by [25, Corollary 1.7]
0ptG(I)β₯1.
β
Proposition 4.5**.**
Let J be a minimal reduction of I. If e1β(I)βe0β(I)+Ξ»(R/I)β€3 and I=IΛ,
then r(I) is independent.
Proof.
By Lemma 3.15 and the above explanation, we can assume e1β(I)βe0β(I)+Ξ»(R/I)=3 and also by [22, Corollary 4.7] and [11, Lemma 1.1] we may assume that d=2. If 0ptG(I)β₯1, then by [19, Corollary 2.2] we have rJβ(I)=reg(G(I)) and so r(I) is independent. Now we may assume that 0ptG(I)=0.
Since e1β(I)βe0β(I)+Ξ»(R/I)=3, by [25, Corollary 1.5] rJβ(I)β€4 for any minimal reduction J of I. If for some J, rJβ(I)=2 then by [17, Lemma 2.1] G(I) is Cohen-Macaulay and this is a contradiction with 0ptG(I)=0.
If for some J, rJβ(I)=4 then by [25, Remark 1.8] rJβ(I)β€e1β(I)βe0β(I)+Ξ»(R/I)+2βΞ»(I2/JI). Therefore Ξ»(I2/JI)β€1 and so
0ptG(I)β₯1 and this is also a contradiction.
Hence we can assume that for any minimal reduction J of I, rJβ(I)=3 and so r(I) is independent.
β
Corollary 4.6**.**
Let J be a minimal reduction of I. If e1β(I)βe0β(I)+Ξ»(R/I)β€rJβ(I)β1 , I=IΛ and 0ptG(I)β₯dβ2,
then r(I) is independent.
Proof.
By using the Sally machine and the good behaviour of e1β(I) modulo superficial elements, we may reduce the statement to dimension two. If e1β(I)βe0β(I)+Ξ»(R/I)β€rJβ(I)β1, then by [25, Remark 1.8] rJβ(I)β€e1β(I)βe0β(I)+Ξ»(R/I)+2βΞ»(I2/JI). Hence Ξ»(I2/JI)β€1 and so 0ptG(I)β₯dβ1. Therefore the result follows by [18, Theorem 2].
β
Example 4.7*.*
Let R=k[x,y](x,y)β where k is a field, and I=(x6,y6,x5y,x3y3,x2y4,xy5). Then by Macaulay 2 we have
e0β(I)=36 , e1β(I)=15 and Ξ»(R/I)=22. Hence e1β(I)βe0β(I)+Ξ»(R/I)=1 but
0ptG(I)=0 and rJβ(I)=2=reg(G(I)) for all minimal reduction J of I.
Example 4.8*.*
Let R=k[x,y](x,y)β where k is a field, and I=(x6,y6,x5y,x3y3,x2y4). Then by Macaulay 2 we have
e0β(I)=36 , e1β(I)=15 and Ξ»(R/I)=23. Hence e1β(I)βe0β(I)+Ξ»(R/I)=2 but
0ptG(I)=0 and rJβ(I)=2=reg(G(I)) for all minimal reduction J of I.
Example 4.9*.*
Let R=k[x,y](x,y)β where k is a field, and I=(x6,y6,x5y,x3y3,xy5). Then by Macaulay 2 we have
e0β(I)=36, e1β(I)=15 and Ξ»(R/I)=23. Hence e1β(I)βe0β(I)+Ξ»(R/I)=3 but
0ptG(I)=0 and rJβ(I)=2=reg(G(I)) for all minimal reduction J of I.
Example 4.10*.*
Let R=k[x,y](x,y)β where k is a field, and I=(x6,y6,x5y,x2y4,xy5). Then by Macaulay 2 we have
e0β(I)=36, e1β(I)=15 and Ξ»(R/I)=24. Hence e1β(I)βe0β(I)+Ξ»(R/I)=3 but for two minimal reduction J1β=(x6,x5y+y6) and J2β=(x6,y6) we have rJ1ββ(I)=2 and rJ2ββ(I)=3 and
0ptG(I)=0 because I is not integrally closed.
The following example is due to Huckaba and Huneke [13].
Example 4.11*.*
Let R=k[x,y,z](x,y,z)β where k is a field of characteristic ξ =3. Let a=(x4,x(y3+z3),y(y3+z3),z(y3+z3)) and set I=a+m5 where m is the maximal ideal of R. The ideal I is a integral closer m-primary ideal whose associated
graded ring grIβ(R) has depth 2. We checked that
e0β(I)=76 , e1β(I)=48 and Ξ»(R/I)=31 so e1β(I)βe0β(I)+Ξ»(R/I)=3 and r(I) is independent.
*Acknowledgement *.
We would like to thank deeply grateful to the referee for the careful reading
of the manuscript and the helpful suggestions
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