Lipschitz-free spaces over compact subsets of superreflexive spaces are weakly sequentially complete
Tomasz Kochanek, Eva Perneck\'a

TL;DR
This paper proves that Lipschitz-free spaces over compact subsets of superreflexive Banach spaces are weakly sequentially complete, advancing understanding of their structural properties.
Contribution
It establishes that such Lipschitz-free spaces have Pe{{}czyski's property ($V^*$), a significant structural result.
Findings
Lipschitz-free spaces over compact subsets of superreflexive spaces have property ($V^*$)
These spaces are weakly sequentially complete
Advances understanding of the structure of Lipschitz-free spaces
Abstract
Let be a compact subset of a superreflexive Banach space. We prove that the Lipschitz-free space , the predual of the Banach space of Lipschitz functions on , has the Pe{\l}czy\'nski's property (). As a consequence, the Lipschitz-free space is weakly sequentially complete.
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Lipschitz-free spaces over compact subsets
of superreflexive spaces are weakly
sequentially complete
Tomasz Kochanek
Institute of Mathematics, Polish Academy of Sciences, Śniadeckich 8, 00-656 Warsaw, Poland and Institute of Mathematics, University of Warsaw, Banacha 2, 02-097 Warsaw, Poland
and
Eva Pernecká
Institute of Mathematics, Polish Academy of Sciences, Śniadeckich 8, 00-656 Warsaw, Poland and Faculty of Information Technology, Czech Technical University in Prague, Thákurova 9, 160 00, Prague 6, Czech Republic
Abstract.
Let be a compact subset of a superreflexive Banach space. We prove that the Lipschitz-free space , the predual of the Banach space of Lipschitz functions on , has the Pełczyński’s property (). As a consequence, the Lipschitz-free space is weakly sequentially complete.
Key words and phrases:
Lipschitz-free space, weakly sequentially complete
2010 Mathematics Subject Classification:
Primary 46B03, 46B20, 54E35
1. Introduction
By the Aharoni’s result [1], if a metric space contains a bilipschitz copy of , then the Lipschitz-free space contains an isomorphic copy of every separable Banach space. In [11], Dutrieux and Ferenczi asked about the converse in the case of Banach spaces, that is, whether for a Banach space whose Lipschitz-free space is a universal separable Banach space, contains a bilipschitz copy of . Cúth, Doucha and Wojtaszczyk addressed this question in [8] and provided partial progress, which we cite in Theorem 1 below.
A sequence in a Banach space is weakly Cauchy if the sequence is convergent for every . A Banach space is called weakly sequentially complete if every weakly Cauchy sequence in is weakly convergent. Since is not weakly sequentially complete, it does not linearly embed into a weakly sequentially complete space.
Theorem 1** ([8, Thm. 1.3]).**
For arbitrary and the Lipschitz-free space is weakly sequentially complete.
Note that in view of [30, Cor. 3.3], this is equivalent to being weakly sequentially complete, where the cube can be equipped with the metric given by an arbitrary norm on .
The authors in [8] next pose a question whose negative answer could bring us closer to a solution to the original problem from [11]. Namely, they ask whether linearly embeds into ([8, Question 3]). We extend the result from Theorem 1 in the spirit of the proposed question. The main result of the present paper reads as follows.
Main Theorem**.**
If is a compact subset of a superreflexive Banach space, then the Lipschitz-free space is weakly sequentially complete.
The method of proving Theorem 1 in [8] was based on a direct application of Bourgain’s result about the weak sequential completeness of , the dual of the space of -smooth functions on , whereas our approach is based on adapting Bourgain’s strategy and combining it with combinatorial properties of superreflexive spaces as well as certain approximation techniques for Lipschitz maps.
Note that Bourgain ([2], [3]) actually proved something stronger than the weak sequential completeness. Namely, he showed that a certain class of subspaces of , where is a compact Hausdorff space and is a finite-dimensional Banach space, has the so-called Pełczyński’s property ()—a condition introduced in [35] which ultimately leads to the weak sequential completeness of the dual space (for details, see [42, §III.D]). Recall that a series in a Banach space is called weakly unconditionally Cauchy (WUC for short) if for every . A Banach space is said to have property () provided that for every , the relative weak compactness of is equivalent to the condition:
[TABLE]
and is said to have property () if for every , the relative weak compactness of is equivalent to the condition:
[TABLE]
Among the results concerning these properties established in [35], we would like to point out two relations crucial in our context. The first one says that if a Banach space has property (), then has property (), and by the other one, a Banach space with property () is weakly sequentially complete. Hence, the key part of our argument is to show that for a compact subset of a superreflexive Banach space, the corresponding Lipschitz-free space admits property () (see Theorem 9 below).
As defined by Godefroy and Talagrand in [22], a Banach space has property () if for every , the condition
[TABLE]
implies that . Property () is strictly stronger than property (), it is isomorphic invariant, and a Banach space with property () is strongly unique isometric predual of its dual (see [22], [26] and references therein). Weaver [41] recently showed that the Lipschitz-free space over a metric space with finite diameter or over a Banach space is the strongly unique predual of its dual. In [21], Godefroy and Lerner formulate the following problem:
Problem 2** ([21]).**
Let . Does have property ()?
Theorem 9 provides thus also partial information in this line of investigation.
Let us mention that other nontrivial examples of metric spaces whose Lipschitz-free spaces are weakly sequentially complete, or even admit the Schur property, include uniformly discrete metric spaces, snowflaking of any metric space (both to be found in [29]), metric spaces that isometrically embed into an -tree [18], separable ultrametric spaces [7], countable proper metric spaces ([25], [36] and [9]), or metric spaces originating from -Banach spaces with a monotone FDD [36].
2. Preparations
For a Banach space we denote by and the unit ball and the unit sphere of , respectively.
Let be a pointed metric space, that is, a metric space with a distinguished point . Then the space of all real-valued Lipschitz functions on which vanish at [math], equipped with the norm given by the Lipschitz constant of a function
[TABLE]
is a Banach space. The metric space isometrically embeds into via the Dirac map defined by for and . The Lipschitz-free space over M, denoted , is the norm-closed linear span of in with the norm induced by that of . Its dual space is linearly isometric to and on the unit ball of the weak∗ topology induced by coincides with the topology of pointwise convergence.
Lipschitz-free spaces are characterized by their universality property which is illustrated by this diagram:
[TABLE]
and reads as follows. If is a pointed metric spaces, is a Banach space and is any Lipschitz map such that , then there exists a unique linear map such that and (cf. [29, Lemma 3.2]).
For the introduction to Lipschitz-free spaces (also known as Arens–Eells spaces) we refer the reader to the book [40] by Weaver, fundamental papers [20] and [29] by Godefroy–Kalton and Kalton, respectively, or the latest survey [19] by Godefroy.
In this section, we only recall facts that will later be used in our work. Let us begin by a well-known observation, essential in the theory of Lipschitz-free spaces, that any real-valued -Lipschitz function on a nonempty subset of a metric space can be extended to an -Lipschitz function on . Indeed, apply for instance the McShane’s [33] inf-convolution formula
[TABLE]
One of the key properties enjoyed by Lipschitz-free spaces, which has assured them an important role in nonlinear functional analysis, is that they provide a linearization of Lipschitz maps in the following way. If we embed, through the Dirac map , pointed metric spaces and into the corresponding Lipschitz-free Banach spaces and , respectively, then any Lipschitz map such that extends to a bounded linear operator with . That is, the diagram below commutes:
[TABLE]
This follows easily from the universality property when . In fact, is the predual operator to defined by (see [29, Lemma 3.1]). Consequently, if and are bilipschitz homeomorphic, then and are isomorphic; in particular, passing to a strongly equivalent metric on a metric space does not change the isomorphism class of the resulting Lipschitz-free space. Similarly, if is a subspace of , then is linearly isometric to a subspace of .
The approach in [40] provides a formula for the norm on Lipschitz-free spaces which relies only on the metric of the underlying metric space and does not involve Lipschitz functions—a phenomenon referred to as Kantorovich–Rubinstein duality. To wit, we have
[TABLE]
for (where we adopt the convention ). A detailed argument can be found, e.g., in the introduction to [8]. The above formula for along with [15, Lemma 3.100] yields that every has a representation
[TABLE]
with some and . Moreover, is the infimum of the -norm of over all such representations.
Recall that a Banach space is called superreflexive provided that every Banach space that is finitely representable in is reflexive; equivalently—every ultrapower of is reflexive. It is a famous theorem by Enflo [14] saying that is superreflexive if and only if it admits an equivalent uniformly convex norm, that is, a norm such that for each , where is the modulus of convexity of . This happens to be also equivalent to admitting an equivalent uniformly smooth norm, that is, a norm for which the modulus of smoothness as .
Pisier [37], using a martingale-type approach, established a precise quantitative version of Enflo’s theorem. Namely, every superreflexive space can be renormed so that its modulus of convexity satisfies for each and some constants and ; a space admitting such a renorming is called -convex. Every superreflexive space can also be renormed so that the modulus of smoothness satisfies for each and some constants and ; a space admitting such a renorming is called -smooth.
Among many permanence properties of superreflexive spaces we shall need the following two: Firstly, is superreflexive if and only if is superreflexive—this follows immediately from the well-known duality formula
[TABLE]
(see [15, Lemma 9.8]) which shows that is -convex if and only if is -smooth, where satisfy . Secondly, if is superreflexive, then the Lebesgue–Bochner space of all -valued Bochner square integrable functions on is superreflexive too. Moreover, there is a precise quantitative statement of this fact due to Figiel [16] and Figiel and Pisier [17].
Theorem 3** ([32, Thm. 1.e.9]).**
For every Banach space there exist constants such that
[TABLE]
Consequently, for any , is -convex if and only if so is , which in turn implies that is -convex whenever is -smooth and , are conjugate exponents. Note also that the same conclusions about behavior of the modulus of convexity hold true for any -sum of finitely many copies of , as it linearly and isometrically embeds into . We will make use of these observations in the proof of the Main Theorem.
Several characterizations of superreflexive spaces in terms of certain combinatorial properties of norm were given by James. One of them ([27], [28]) states that is superreflexive if and only if given any there is such that for any vectors there exists and , with . In the next section, we provide a strengthening of this condition which is based on a certain Clarkson-type inequality for two equivalent norms on a superreflexive space (see Lemma 7). For more information on superreflexive spaces, see e.g. [15, Ch. 9] and the references therein.
We shall also need two facts about approximation. The first one is a deep theorem of Hájek and Johanis on approximation of Lipschitz functions by smooth functions on sufficiently smooth Banach spaces. By we denote the space of all -times continuously Fréchet differentiable functions on a Banach space . Recall that a function is called a bump function if the set is nonempty and bounded. The already mentioned renorming theorems for superreflexive spaces imply that every such space admits an equivalent Fréchet differentiable norm (see e.g. [15, Thm. 9.14]) and hence it admits a Lipschitz -smooth bump function (see [10, Fact I.2.1]). Therefore, the following theorem applies to all superreflexive Banach spaces with .
Theorem 4** ([23, Cor. 8]).**
Let be a separable normed space that admits a -smooth Lipschitz bump function, for some . There exists a constant depending only on such that for every -Lipschitz function and any there exists a -Lipschitz function such that .
It is worth mentioning that Theorem 4 was preceded by a result of Cepedello-Boiso quoted below. However, the crucial advantage of the Hájek–Johanis theorem lies in the fact that it gives a control on the Lipschitz constant of the approximating function which will be of great importance in the proof of the Main Theorem.
Theorem 5** ([6, Cor. 3]).**
Let be a superreflexive Banach space and let be such that is -smooth. Then for every Lipschitz function and any there exists a Fréchet differentiable map with its derivative -Hölder on bounded sets and such that .
The second tool of approximation theory that we need is a rather easy lemma on approximating uniformly continuous functions by Lipschitz ones.
Lemma 6** ([24, Ch. 7, Lemma 40]).**
Let be a metric space and let be a uniformly continuous function with modulus of continuity
[TABLE]
Assume that is a subadditive modulus of , i.e. is nondecreasing, continuous at zero, , and for all . Given any with , there exists an -Lipschitz function such that .
Note that if above is a convex subset of a normed linear space (the situation to which Lemma 6 will be applied), then the minimal modulus of is subadditive.
3. Proof of the Main Theorem
We start by the announced lemma which strengthens James’ characterization of superreflexivity and generalizes the observation based on geometry of Hilbert spaces used in the original Bourgain’s result (*cf. *the proof of [2, Lemma 2] and [42, Lemma III.D.32]).
Lemma 7**.**
Let be a -convex Banach space, , and let and . Then there exist nonempty sets with such that
[TABLE]
where is a constant depending only on .
Proof.
By Pisier’s results [37, Prop. 2.4, Thm 3.1], there exist a constant and a norm on such that for and that
[TABLE]
For any given define
[TABLE]
and
[TABLE]
for . By inequality (1) we have
[TABLE]
hence for each . Therefore,
[TABLE]
and, since and , we obtain
[TABLE]
Consequently, there must exist such that
[TABLE]
and the assertion follows. ∎
Remark 8**.**
An inspection of Pisier’s proof of [37, Thm. 3.1] shows that the constant (and hence also the resulting constant ) depends only on the behavior of the modulus of convexity of , more precisely, on the constants and for which we have for (see the proof of [37, Prop. 2.4]).
In the proof of Theorem 9 below, we shall use the following simple observation (see also [42, pp. 170–171]): If we divide the set into finitely many subsets, then at least one of them must contain an infinite subset such that is a strictly increasing sequence in and for each .
Theorem 9**.**
Let be a superreflexive Banach space and let be a compact set with . If is bounded and not relatively weakly compact, then there exists a WUC series in such that
[TABLE]
Proof.
As we have already noted, passing to an equivalent norm of does not change the isomorphism class of . Therefore, by Pisier’s theorem we may (and we do) assume that is -smooth with some . Since is compact, we can also assume to be separable.
Following the proof of the Eberlein–Šmulyan theorem (see e.g. [42, §II.C]), we find constants and and, for each , sequences
[TABLE]
and
[TABLE]
satisfying the following conditions:
[TABLE]
Due to the aforementioned existence of norm-preserving extensions of Lipschitz functions, we may assume that all ’s are actually defined on for some satisfying . Then we regard ’s as elements of with supports in . Next, by Theorem 4, for each and there is a -Lipschitz -smooth function which uniformly approximates , where depends only on . So, after normalizing and adjusting , we may moreover assume that ’s are continuously Fréchet differentiable. For future reference, when exact indices will not be clear or important, we denote .
Write for the subspace of consisting of all continuously Fréchet differentiable functions and let be the space of bounded continuous maps from to equipped with the norm
[TABLE]
Let be the Fréchet derivative map, that is,
[TABLE]
Then is a linear isometry because by the mean value theorem (see [24, Ch. 1, Prop. 65]) we have for each , whereas the converse inequality is obvious by the definition of the Fréchet derivative. Denote by the range of .
If we express the norm on via the ‘metric formula’ stated in the previous section, for each and we can find and sequences
[TABLE]
such that
[TABLE]
and
[TABLE]
Notice that for every we have
[TABLE]
thus, by the Newton–Leibniz formula, we infer that the functional defined by
[TABLE]
is an extension of . Moreover, inequality (8) implies that
[TABLE]
whence .
For any pair with and we consider the Banach space
[TABLE]
In view of the remarks following Theorem 3, the -smoothness of yields that every such space is -convex with being the conjugate exponent to . Moreover, Theorem 3 implies that for each and with a constant common for all ’s.
Fix a sequence such that
[TABLE]
Find so large that
[TABLE]
where comes from (2) and is the constant produced by Lemma 7 applied to any of the spaces (notice that Remark 8 guarantees that the same value of works for all pairs ). For any pair with and , and each we set
[TABLE]
where , , come from (7) and is defined by
[TABLE]
Plainly, by (3), (8) and (2), we have
[TABLE]
Thus, by Lemma 7, there exist subsets of with such that
[TABLE]
Since there are only finitely many subsets of , we can find and an infinite set , where:
- •
,
- •
is strictly increasing,
- •
for each ,
such that
[TABLE]
(see the remark above the statement of Theorem 9). Of course, the sequences
[TABLE]
for satisfy conditions (2)–(5) with obvious substitution of indices. Therefore, we relabel these sequences as and , where . Similarly, are the corresponding extended functionals as in (9). Further, we define as the constant function on ,
[TABLE]
and
[TABLE]
Then as obviously lies in the unit ball by (3), and, in view of inequalities (4) and (5), we have
[TABLE]
Moreover, combining Hölder’s inequality with (8) and (12), we obtain
[TABLE]
for every pair with and .
Now, to proceed with inductive construction, fix any , and assume that we have already defined:
- •
natural numbers ,
- •
for ,
- •
for ,
- •
,
- •
(to recall the definition of see the beginning of the proof) and
- •
, a sequence of -smooth Lipschitz real-valued functions on ,
such that:
- (i)
the sequences and , for , are relabeled copies of some of the original ’s and ’s which still satisfy conditions (2)–(5); 2. (ii)
for each ; 3. (iii)
for each ; 4. (iv)
\sup\limits_{p\in\overline{\operatorname{co}}M}\Bigl{\|}\Phi(\varphi_{l}z_{l})(p)-\prod\limits_{i=1}^{l-1}\left(1-\norm{\Phi(z_{i})(p)}_{X^{\ast}}\right)\Phi(z_{l})(p)\Bigr{\|}_{X^{\ast}}\!\!<3\varepsilon_{l} for each ; 5. (v)
for each , inequality (13) holds true for every pair with and , and with the right-hand side replaced by .
Since the derivatives of ’s are continuous, the function
[TABLE]
is uniformly continuous on each compact subset of its domain. Therefore, Lemma 6 produces a Lipschitz function which uniformly approximates on the compact set . Now, an appeal to Theorem 4 gives a -smooth Lipschitz function such that
[TABLE]
Set and find a finite -dense subset of . Pick also a natural number so large that
[TABLE]
For any pair with and , and for each we define
[TABLE]
[TABLE]
and
[TABLE]
Then, by inequalities (3), (8) and (2), we have
[TABLE]
Hence, from Lemma 7 it follows that there exist subsets of with such that
[TABLE]
As before, since there are only finitely many subsets of , we can find subsets of and an infinite set , where:
- •
,
- •
is strictly increasing,
- •
for each ,
such that
[TABLE]
Again, we relabel the sequences
[TABLE]
as and , respectively, where . As previously, are the corresponding extensions of ’s.
Define
[TABLE]
and
[TABLE]
Then, plainly we have and, by (4) and (5), also .
Moreover, (15) yields that for all . This means that is small on the whole . Indeed, is a -Lipschitz function and for every we can find such that . Hence
[TABLE]
Since both and are bounded, Lipschitz and differentiable with continuous derivatives on , and since , we have that and
[TABLE]
Hence, for ,
[TABLE]
where the last inequality follows from (16) and (14).
Observe also that Hölder’s inequality, jointly with (8) and (15) gives
[TABLE]
for each pair with and .
Therefore, all the conditions (i)–(v) are satisfied with in the place of and hence our inductive construction is complete.
Now, we shall show that the series in is WUC. Using conditions (iv) and (ii), along with definition (11), for every we obtain
[TABLE]
Thus, for all we have
[TABLE]
Now, fix any and pick sequences and so that
[TABLE]
We have
[TABLE]
By virtue of the Banach–Steinhaus uniform boundedness principle and Goldstine’s theorem, we conclude that the series is WUC.
In order to complete the proof, we will show that for each . Recall that for each the measure lies in , so it has a fixed representation (7) satisfying (8). For simplicity, we relabel the corresponding parameters as , , and (). Observe that from definition (9) and conditions (ii) and (v) it follows that
[TABLE]
Note that in the fifth line we used the elementary inequality for . Next, by combining (iii), (3), (3), (iv) and (11), we infer that
[TABLE]
Finally, in view of (iv) and (ii), we obtain
[TABLE]
Thus, condition (6) yields that there exists such that . The proof is complete by defining for . ∎
Proof of Main Theorem.
Of course, we can assume that contains the origin of and that it is the distinguished point in . Let be a weakly Cauchy sequence which is not weakly convergent. Then, by Theorem 9, there is a WUC series in such that
[TABLE]
Therefore, we can define a bounded linear operator by
[TABLE]
so that is not relatively norm-compact in . Hence, there exists a subsequence of equivalent to the unit vector basis of (see e.g. [42, Thm. III.C.9]), which is a contradiction with being weakly Cauchy. ∎
4. Examples
Below, we provide several examples of metric spaces to which our Main Theorem applies, and which were not covered by previously known results.
**1. **For let be the Hilbert cube equipped with the -metric, that is,
[TABLE]
Plainly, is a compact subset of and hence the Main Theorem implies that for each the Lipschitz-free space is weakly sequentially complete.
It is worth noticing that in this way we obtain a collection of metric spaces which are mutually nonbilipschitz homeomorphic. To see this, we shall recall the notion of metric type introduced by Enflo ([12], [13]) and developed later in various forms (see e.g. [4]). A metric space has Enflo type if there exists a constant such that for every and every map we have
[TABLE]
where the expectation values are taken with respect to uniform choice of . Note that at the left-hand side we have lengths of diagonals, whereas at the right-hand side we have lengths of edges of an -cube in determined by the function . As it was shown by Enflo [12], has Enflo type for every , and hence so does .
Let , and consider a map given by
[TABLE]
Obviously, the length of each edge equals and the lenght of each diagonal equals . Therefore, if had Enflo type , there would be a constant such that for every , which is impossible. Since the Enflo type is a bilipschitz invariant, we conclude that does not bilipschitz embed in for . In particular, the metric spaces are mutually nonbilipschitz homeomorphic. The cases where or (in which it is known that does not bilipschitz embed in ) are more subtle, as seeking for metric invariants which would explain the corresponding nonembeddability results for -spaces proved to be a very difficult problem (see [34] and the references therein).
**2. **Lafforgue and Naor [31] constructed, for each , a doubling subset of which does not admit a bilipschitz embedding into , for any . Recall that a metric space is called doubling if for some , every ball in can be covered by at most balls of half its radius, which obviously implies that every ball in is compact. Although the Lafforgue–Naor spaces ’s are not compact, as being built with the aid of a ‘disjoint union argument’ (see [31, p. 388]), we can employ Kalton’s theorem [29, Prop. 4.3] which gives
[TABLE]
where stands for the ball of radius centered at the origin and the arrow indicates a -isometric linear embedding. Since weak sequential completeness is preserved by -sums, we infer that for every the space is weakly sequentially complete. In this way we have shown that the Main Theorem applies to a class of noncompact metric spaces which are not bilipschitz embeddable into a Hilbert space.
**3. **Finally, let us mention that for a certain class of metric spaces there are convenient conditions verifying whether bilipschitz embeds into an -space. Recall that if is any set, then a map is called positive-definite if
[TABLE]
for all , and . By the classical Schoenberg’s theorem [39], a metric space isometrically embeds into a Hilbert space if and only if the map is negative-definite on ; equivalently: defines a positive-definite map on for each . Schoenberg also showed that for every the map is negative-definite on . Bretagnolle, Dacunha-Castelle and Krivine [5] proved the converse, namely, if is a normed space such that, for some , the map is negative-definite, then embeds linearly and isometrically into . Consequently, if is a compact subset of a normed space with negative-definite for some , then is weakly sequentially complete.
Acknowledgement. The authors would like to thank Gilles Godefroy for pointing out a connection between the obtained result and the study of property (), as presented in Problem 2 and the note above.
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