The existence and concentration of positive ground state solutions for a class of fractional Schr\"{o}dinger-Poisson systems with steep potential wells
Liejun Shen, Xiaohua Yao

TL;DR
This paper proves the existence and concentration of positive ground state solutions for a class of fractional Schrödinger-Poisson systems with steep potential wells, using new analytical methods and without requiring monotonicity of the nonlinearity.
Contribution
It establishes the existence and concentration of solutions for fractional Schrödinger-Poisson systems with steep potential wells, removing the need for monotonicity assumptions on the nonlinearity.
Findings
Existence of positive ground state solutions.
Concentration behavior of solutions as parameter varies.
Applicability to systems with non-monotone nonlinearities.
Abstract
The present study is concerned with the following fractional Schr\"{o}dinger-Poisson system with steep potential well: \left\{% \begin{array}{ll} (-\Delta)^s u+ \la V(x)u+K(x)\phi u= f(u), & x\in\R^3, (-\Delta)^t \phi=K(x)u^2, & x\in\R^3, \end{array}% \right. where with , and is a parameter. Under certain assumptions on , and behaving like with , the existence of positive ground state solutions and concentration results are obtained via some new analytical skills and Nehair-Poho\v{z}aev identity. In particular, the monotonicity assumption on the nonlinearity is not necessary.
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Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Modeling in Engineering · Advanced Mathematical Physics Problems
The existence and concentration of positive ground state solutions for a class of fractional Schrödinger-Poisson systems with steep potential well
Liejun Shen and Xiaohua Yao
Liejun Shen, Hubei Key Laboratory of Mathematical Sciences and School of Mathematics and Statistics, Central China Normal University, Wuhan, 430079, P. R. China
Xiaohua Yao, Hubei Key Laboratory of Mathematical Sciences and School of Mathematics and Statistics, Central China Normal University, Wuhan, 430079, P.R. China
Abstract.
The present study is concerned with the following fractional Schrödinger-Poisson system with steep potential well:
[TABLE]
where with , and is a parameter. Under certain assumptions on , and behaving like with , the existence of positive ground state solutions and concentration results are obtained via some new analytical skills and Nehair-Pohožaev identity. In particular, the monotonicity assumption on the nonlinearity is not necessary.
Key words and phrases:
fractional Schrödinger-Poisson systems, steep potential well, ground state, concentration, Nehari-Pohožaev identity.
2000 Mathematics Subject Classification:
35J20, 35J60, 35J92.
1. Introduction and main results
In the present paper, we are concerned with the existence and concentration of positive ground state solutions for the following fractional Schrödinger-Poisson system:
[TABLE]
where , and the parameter . On the potential , we need to make the following assumptions:
with on ;
there exists such that the set \{V<c\}\triangleq\big{\{}x\in\mathbb{R}^{3}:V(x)<c\big{\}} has positive finite Lebesgue measure;
is nonempty and has smooth boundary with , where .
In their celebrated paper, T. Bartsch and Z. Wang [8] firstly proposed the above hypotheses to study a nonlinear Schrödinger equation. The potential with assumptions usually are called by the steep potential well.
Let us recall the history of the study for Schrödinger-Poisson system
[TABLE]
Due to the real physical meaning, the system (1.2) has been studied extensively by many scholars in the last several decades. Benci and Fortunato [10] introduced the system like (1.2) to describe solitary waves for nonlinear Schrödinger type equations and look for the existence of standing waves interacting with an unknown electrostatic field. We refer the readers to [10, 11] and the references therein to get a more physical background of the system (1.2). Nearly Y. Jiang and H. Zhou [24] firstly applied the steep potential well to the Schrödinger-Poisson system and proved the existence of nontrivial solutions and ground state solutions. Subsequently by using the linking theorem [31, 43], L. Zhao, H. Liu and F. Zhao [47] studied the existence and concentration of nontrivial solutions for the following Schrödinger-Poisson system
[TABLE]
under the conditions
and is bounded form below;
and with some suitable assumptions on for . It is worth mentioning that they specially established the existence and concentration of nontrivial solutions to (1.3) by L. Jeanjean’s monotonicity trick [22] under the conditions , for with and
is weakly differentiable such that for some , and
[TABLE]
where is the usual inner product in .
is weakly differentiable such that for some , and
[TABLE]
Replaced by in (1.3), Du [17] proved the existence and asymptotic behavior of solutions under conditions or and some suitable assumptions and , where . There are many interesting works about the existence of positive solutions, positive ground states, multiple solutions, sign-changing solutions and semiclassical states to (1.2), see e.g. [1, 2, 3, 6, 7, 20, 21, 32, 33, 35, 36, 39, 45, 48] and their references therein.
The nonlinear fractional Schrödinger-Poisson systems (1.1) come from the following fractional Schrödinger equation
[TABLE]
used to study the standing wave solutions for the equation
[TABLE]
where is the Planck’s constant, is an external potential and a suitable nonlinearity. Since the fractional Schrödinger equation appears in problems involving nonlinear optics, plasma physics and condensed matter physics, it is one of the main objects of the fractional quantum mechanic. The equation (1.4) has been firstly proposed by Laskin [25, 26] as a result of expanding the Feynman path integral, from the Brownian-like to the Lévy-like quantum mechanical paths. In their celebrated paper, Caffarelli-Silvestre [15] transform the nonlocal operator to a Dirichlet-Neumann boundary value problem for a certain elliptic problem with local differential operators defined on the upper half space. This technique of Caffarelli-Silvestre is a valid tool to deal with the equations involving fractional operators in the respects of regularity and variational methods, please see [2, 20] and their references for example. When the conditions are satisfied, L. Yang and Z. Liu [44] proved the multiplicity and concentration of solutions for the following fractional Schrödinger equation
[TABLE]
involving a -order asymptotically linear term , where , , and with . Please see [4, 5, 13, 18, 19] and their references for some other related results on fractional Schrödinger equation.
However similar results on the fractional Schrödinger-Poisson systems are not as rich as the Schrödinger-Poisson system (1.2), especially there are very few results on the existence and concentration results with steep potential well. Very recently, K. Teng and R. Agarwal [41] considered the semiclassic case for the following fractional Schrödinger-Poisson system
[TABLE]
under some appropriate conditions on , and behaving like with , where the existence and concentration of positive ground state solutions were obtained. Other interesting results on fractional Schrödinger-Poisson system can be found in [28, 29, 37, 40, 42, 46] and their references.
Motivated by all the works just described above, particularly by [47], we prefer to investigate the existence and concentration results for (1.1) with steep potential well and more general nonlinearity. Since we are interested in positive solutions, without loss of generality, we assume that vanishes in and satisfies the following conditions:
and as , where ;
for some constants and ;
there exist a constant such that , where .
Our main results are as follows:
Theorem 1.1**.**
Let satisfy , and assume that , , for all with with . In addition, we assume the following conditions:
is weakly differentiable and verifies the following inequality:
[TABLE]
where is the usual inner product in .**
is weakly differentiable and satisfies the following inequality:
[TABLE]
Then there exists such that the system (1.1) admits at least one positive ground state solution for all .
Remark 1.2**.**
There are some remarks on Theorem 1.1 as follows:
The hypothesi with is unnecessary if we restrict the work spaces to radially symmetric spaces, such as H_{r}^{s}(\mathbb{R}^{3})=\big{\{}u\in H^{s}(\mathbb{R}^{3}):u(x)=u(|x|)\big{\}}. In other words if the work spaces are radially symmetric, we may have which is an interesting phenomenon, where the positive constant comes from .
Compared with the conditions in **[47]** and in our paper, we have to make a carefully analysis to the fractional Schrödinger-Poisson system involving a more general nonlinearity. On the other hand, we always assume in , hence the assumptions are never redundant.
It should pointed out here that the above nonlinearity assumptions mainly were motivated by J. Sun and S. Ma **[38]**. Compared with **[38]**, some appropriate modifications were made to adapt the fractional Schrödinger-Poisson system.
A typical example of the nonlinearity verifying the assumptions is given by with .
Remark 1.3**.**
Recently, K. Teng [40] and Shen-Yao [37] have considered the existence of ground state solutions to the following fractional Schrödinger-Poisson system:
[TABLE]
with and under suitable assumptions of . The two papers above were required to meet condition , which is more restricted than the condition in this paper if behaves like with . In fact, we remark that by the techniques here, the condition can be improved to the inequality .
Inspired by the results in [9, 17, 24, 44, 47], we get the following concentration result:
Theorem 1.4**.**
Let be the nontrivial solutions obtained in Theorem 1.1, then in (see Section 2 below) and in (see Section 2 below) as , where is a nontrivial solution to
[TABLE]
Note that is a constant form (2.8) below.
Now we give our main ideas for the proofs of Theorem 1.1 and 1.4. It is not simple to verify that (see Section 2) possesses a Mountain-pass geometry in the usual way because the Ambrosetti-Rabinowitz type condition ( in short):
There exists such that for all
or 4-superlinear at infinity in the sense that
[TABLE]
does not always hold. Furthermore, even if a sequence has been obtained, it is difficult to prove its boundedness since the nonlinearity behaving like with results in neither the weaker condition ( in ) nor the condition
The map is positive for , strictly decreasing on and strictly increasing on .
works yet. To overcome this difficulties, motivated by [48], we use an indirect approach (see Proposition 2.4) developed by L. Jeanjean [23] to get a bounded sequence. Though a bounded sequence can be constructed, another difficulty on the lack of compactness of the Sobolev embedding with occurs and the condition seems to be hard to verify because we do not assume the potential and the weight function to be radially symmetric. To solve it, we assume with to recover the compactness and then to prove the condition. So far, we can prove the Theorem 1.1 and 1.4 step by step.
The paper is organized as follows. In Section 2, the function spaces will be introduced and then we provide several lemmas, which are crucial in proving our main results. In Section 3, the proof of Theorem 1.1 is obtained. The concentration result of Theorem 1.4 will be proved in Section 4.
Notations. Throughout this paper we shall denote by and () for various positive constants whose exact value may change from lines to lines but are not essential to the analysis of problem. is the usual Lebesgue space with the standard norm . We use and to denote the strong and weak convergence in the related function space, respectively. The symbol means a function space is continuously imbedding into another function space. The Lebesgue measure of a Lebesgue measurable set in is . For any and any , denotes the ball of radius centered at , that is, .
Let be a Banach space with its dual space , and be its functional on . The Palais-Smale sequence at level ( sequence in short) corresponding to assumes that and as , where . If for any sequence in , there exists a subsequence such that in for some , then we say that the functional satisfies the so called condition.
2. Variational settings and preliminaries
In this section, we first bring in some necessary variational settings for system (1.1) and the complete introduction to the fractional Sobolev spaces can be found in [30]. Recalling that the fractional Sobolev space is defined for any and as follows
[TABLE]
equipped with the natural norm
[TABLE]
In particular, if , the fractional Sobolev space is simply denoted by . As we all know, the fractional Sobolev space can be also described by the Fourier transform, that is,
[TABLE]
where denotes the usual Fourier transform of . When we take the definition of the fractional Sobolev space by the Fourier transform, the inner product and the norm for are defined as
[TABLE]
and
[TABLE]
Following from Plancherel’s theorem, one has and . Hence
[TABLE]
As a consequence of [30, Proposition 3.4 and Proposition 3.6], one has
[TABLE]
which reveals that the norm given by (2.1) makes sense for the fractional Sobolev space. Meanwhile the homogeneous fractional Sobolev space is defined by
[TABLE]
which is the completion of under the norm
[TABLE]
The following fractional Sobolev embedding theorems are necessary.
Lemma 2.1**.**
(see [27]) For any , is continuously embedded into for and compactly embedded into for .
As a direct consequence of Lemma 2.1, there are constants such that
[TABLE]
Also there exists a best constant (see [16]) such that
[TABLE]
In this paper, for we restrict the work spaces in dimension and let
[TABLE]
be endowed with the inner product and the norm
[TABLE]
for any . By using the assumptions and (2.3), one has
[TABLE]
which implies that the imbedding is continuous. Thus by (2.2) there exists such that
[TABLE]
For any , we let and the inner product and norm are
[TABLE]
Obviously, if . The following facts
[TABLE]
and
[TABLE]
give us that for any
[TABLE]
Hence for any , we have that
[TABLE]
It is similar to the usual Schördinger-Poisson system that the system (1.1) can reduce to be a single equation. Indeed, using the Hölder inequality, for every and , one has
[TABLE]
where we use the fact that . For any , one can use the Lax-Milgram theorem and then there exists a unique such that
[TABLE]
In other words, satisfies the Poisson equation
[TABLE]
and we can write it an integral expression, that is,
[TABLE]
which is called -Riesz potential, where
[TABLE]
It follows from (2.8) that for all . Taking in (2.6) and (2.7), we derive
[TABLE]
Substituting (2.8) into (1.1), we can rewrite (1.1) in the following equivalent form
[TABLE]
The energy functional associated to the problem (2.10) is given by
[TABLE]
If we take in (2.6) and (2.7) again, we get
[TABLE]
It is therefore that is well-defined and by (2.11) (see [43] for details), moreover its differential is
[TABLE]
for any . It is clear that if is a critical points of , then the pair is a solution of system (1.1).
Before giving the necessary lemmas for this paper, it is important to stress that the conditional assumptions in Theorem 1.1 and Theorem 1.4 are always true for simplicity. By simple calculations, we can deduce from and that
[TABLE]
It follows from and that there exists a constant such that
[TABLE]
Lemma 2.2**.**
Assume with and , then the following properties are true:
If and we set for , then
[TABLE] 2.
. 3.
If in , then in .
Proof.
Since , then and thus
[TABLE]
By means of (2.8), one has
[TABLE]
It is a direct consequence of (2.8).
If in , by Lemma 2.1 and , there exists a subsequence still denoted by itself such that in . Since , then and hence is uniformly bounded in . On the other hand for any , then and we have that
[TABLE]
where denotes the support of . Since is dense in , then the above formula shows that is true. ∎
The following lemma will play an vital role in recovering the compactness for the sequence, which is similar to the well-known Brézis-Lieb lemma [14].
Lemma 2.3**.**
Assume with and , if in and in , then we have that
[TABLE]
and
[TABLE]
for any .
Proof.
We point out here that the proof of the case for this lemma can be found in [47], which can be viewed as a special one in our paper. Since , then one has
[TABLE]
which implies that . By of Lemma 2.2 and (2.3), one has in and thus
[TABLE]
On the other hand, gives that in and then in . Since , then
[TABLE]
which shows that
[TABLE]
Consequently, we have that
[TABLE]
The proof of formula (2.15) is totally same as that of (2.14), so we omit it. ∎
As described in Section 1, it is difficult for us to construct a bounded sequence because the conditions , and do not hold. Thanks to the following well-known proposition, we can do it successfully.
Proposition 2.4**.**
(See [22, Theorem 1.1 and Lemma 2.3]) Let be a Banach space and be an interval, consider a family of functionals on of the form
[TABLE]
with and either or as . Assume that there are two points such that
[TABLE]
where
[TABLE]
Then, for almost every , there is a sequence such that
* is bounded in ;*
* and ;*
the map is non-increasing and left continuous.
Letting , where is a positive constant. To apply Proposition 2.4, we will introduce a family of functionals on with the form
[TABLE]
Then let , where
[TABLE]
and
[TABLE]
It is clear that is a well-defined functional on the space , and for all , one has
[TABLE]
We now in a position to verify the Mountain-pass geometry for the functional .
Lemma 2.5**.**
The functional possesses a Mountain-pass geometry, that is,
there exists independent of such that for all ; 2.
* for all , where*
[TABLE] 3.
there exists independent of and such that
Proof.
is an open nonempty set in by , without loss of generality, we assume and then there exists such that . Let satisfy that and , then if . Hence for and in , one has
[TABLE]
In view of Lemma 2.2 and (2.13), we have that
[TABLE]
as because . Therefore we can take for some sufficiently large , thus for all .
By means of (2.4) and (2.12), one has
[TABLE]
Let , then when and small.
let , where is given by . Recalling the definition of and given by , one has . Therefore we have that
[TABLE]
Using (2.17), as . Also we have for small enough. Consequently, , where is independent on and . ∎
3. The proof of Theorem 1.1
In this section, we will prove the Theorem 1.1 in detail. Firstly we we introduce the following Pohoz̆aev identity (see [40]):
Lemma 3.1**.**
(Pohoz̆aev identity) Let be a critical point of the functional () given by (2.16), then we have the following Pohoz̆aev identity:
[TABLE]
Lemma 3.2**.**
Let be a bounded sequence of the functional () at the level , then for any , there exists such that contains a strongly convergent subsequence in for all .
Proof.
Since is bounded in , then there exists such that in , in with and in . To show the proof clearly, we will split it into several steps: Step 1: and . To show , since is dense in , then it suffices to show
[TABLE]
It is totally similar to the proof of [36, (3.2)] that
[TABLE]
Using the above formula and (2.15), one has
[TABLE]
Since is a critical point of , then by (3.1) one has
[TABLE]
where we have used the fact implies that . Step 2: in . Let , by (2.14), (2.15) and the Brézis-Lieb lemma [14], one has
[TABLE]
As a consequence of the condition and the locally compact Sobolev imbedding theorem, one has
[TABLE]
which implies that
[TABLE]
Using in Step 1, and (3.2), we derive
[TABLE]
when \lambda\geq c^{-1}\big{|}\{V<c\}\big{|}^{-\frac{2_{s}^{*}-2}{2_{s}^{*}}}S_{s}.
Combing with (3.3) and (3.4), for any \lambda\geq c^{-1}\big{|}\{V<c\}\big{|}^{-\frac{2_{s}^{*}-2}{2_{s}^{*}}}S_{s}, we have
[TABLE]
which reveals that
[TABLE]
when \lambda\geq c^{-1}\big{|}\{V<c\}\big{|}^{-\frac{2_{s}^{*}-2}{2_{s}^{*}}}S_{s}. Therefore if we take sufficiently small, then there exists \Lambda=\Lambda(M)>c^{-1}\big{|}\{V<c\}\big{|}^{-\frac{2_{s}^{*}-2}{2_{s}^{*}}}S_{s} such that as . ∎
As a direct consequence Proposition 2.4, Lemma 2.5 and Lemma 3.2, there exist two sequences and (we denote by just for simplicity) such that
[TABLE]
We are now ready to prove Theorem 1.1.
Proof of Theorem 1.1.
We first claim that the sequence given by (3.5) is bounded. In fact, recalling of Lemma 2.5, (3.1), the assumptions and , one has
[TABLE]
which shows that is bounded. By interpolation inequality, for one has
[TABLE]
where . Therefore by (2.13), one has
[TABLE]
which implies that is bounded in because .
Since , we claim that is a sequence of the functional . In fact, as a consequence of Lemma 2.4 we obtain that
[TABLE]
and for all ,
[TABLE]
which imply that is a sequence of at the level , where we have used the fact that is bounded in . Consequently by Lemma 3.2, there exists a subsequence still denoted by itself such that in which implies that and .
Inspired by J. Sun and S. Ma [38], to obtain a ground state solution we set
[TABLE]
We claim that . Indeed, similar to the Step 1 in the proof of Lemma 3.2, one has . In order to show , we suppose that . Take a minimizing sequence such that and . Using and (2.12), one has
[TABLE]
which implies that for some independent of . On the other hand, Using and , as (3.6) we have . Similar to the Step 1 in the proof of Lemma 3.2, is bounded in . Hence by (3.7). Using (3.8) again, we have , which is a contradiction!
Suppose that there exists a sequence such that and . We can conclude that is bounded in , and then is sequence at the level . By Lemma 3.2, passing to a subsequence if necessary, in . Hence we have that and which shows that is a nontrivial critical point of given by (2.11). It follows from [41, Proposition 4.4] that is positive. Therefore is a positive ground state to system (1.1). The proof is complete. ∎
4. Concentration for the nontrivial solutions obtained in Theorem 1.1
Before we study the concentration results, let us recall the Vanishing lemma for fractional Sobolev space as follows.
Lemma 4.1**.**
(see [34, Lemma 2.4]) Assume that is bounded in for and satisfies
[TABLE]
for some . Then in for every .
We adapt the idea used in [9, 47] to prove Theorem 1.4.
Proof of Theorem 1.4.
For any sequence , we denote to be the positive ground state solutions obtained in Theorem 1.1. It is similar to the proof in Theorem 1.1 that is bounded in and going to a subsequence if necessary we can assume that in , in with and in in . Using Fatou’s lemma, one has
[TABLE]
which implies that in , then we have that because by . Now for any , and since , we can easily check that
[TABLE]
As is dense in , is a solution of (1.5).
We claim that in for . Arguing it by indirectly, then by Lemma 4.1 there exists , and such that
[TABLE]
where which implies that \big{|}B_{\rho}(y_{n})\cap\{V<c\}\big{|}\to 0. By Hölder’s inequality
[TABLE]
which implies that for sufficiently large one has
[TABLE]
Therefore for sufficiently large and in give that
[TABLE]
which yields a contradiction! Hence in for which implies that
[TABLE]
by the Strass compactness theorem in [12].
We now show that in . In fact, by
[TABLE]
and
[TABLE]
In view of the definition in the proof of (2.14), one has
[TABLE]
Hence by the above four formulas we have that
[TABLE]
Also since the norm is lower semicontinuous, then
[TABLE]
and thus in .
Finally, we show . Using (2.3), (2.12) and (4.1), we drive
[TABLE]
which implies together with in . Therefore for . The proof is complete. ∎
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