Negative refraction in Weyl semimetals
M. Shoufie Ukhtary, Ahmad R. T. Nugraha, Riichiro Saito

TL;DR
This paper predicts that Weyl semimetals can exhibit negative refraction for certain frequencies near the plasmon frequency, enabling unique electromagnetic wave propagation properties.
Contribution
It introduces a theoretical proposal that Weyl semimetals can have negative refractive index at specific frequencies, supported by reflection spectrum calculations.
Findings
Negative refraction occurs near the plasmon frequency.
TM waves bend negatively at the Weyl semimetal surface.
Negative index ensures energy conservation in wave propagation.
Abstract
We theoretically propose that Weyl semimetals may exhibit negative refraction at some frequencies close to the plasmon frequency, allowing transverse magnetic (TM) electromagnetic waves with frequencies smaller than the plasmon frequency to propagate in the Weyl semimetals. The idea is justified by the calculation of reflection spectra, in which \textit{negative} refractive index at such frequencies gives physically correct spectra. In this case, a TM electromagnetic wave incident to the surface of the Weyl semimetal will be bent with a negative angle of refraction. We argue that the negative refractive index at the specified frequencies of the electromagnetic wave is required to conserve the energy of the wave, in which the incident energy should propagate away from the point of incidence.
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Negative refraction in Weyl semimetals
M. Shoufie Ukhtary
Ahmad R. T. Nugraha
Riichiro Saito
Department of Physics, Tohoku University, Sendai 980-8578, Japan
Abstract
We theoretically propose that Weyl semimetals may exhibit negative refraction at some frequencies close to the plasmon frequency, allowing transverse magnetic (TM) electromagnetic waves with frequencies smaller than the plasmon frequency to propagate in the Weyl semimetals. The idea is justified by the calculation of reflection spectra, in which negative refractive index at such frequencies gives physically correct spectra. In this case, a TM electromagnetic wave incident to the surface of the Weyl semimetal will be bent with a negative angle of refraction. We argue that the negative refractive index at the specified frequencies of the electromagnetic wave is required to conserve the energy of the wave, in which the incident energy should propagate away from the point of incidence.
I Introduction
Negative refraction phenomenon has attracted many interests since its prediction by Veselago a half century ago. Veselago (1968) Veselago predicted that if a material possesses simultaneous negative dielectric constant () and magnetic permeability (), it will give a negative refractive index. The negative refractive index will lead to some unusual properties of the light, such as negative refraction and reversed Doppler and Cherenkov effects. Veselago (1968); Cubukcu et al. (2003); Pendry (2000); Habe and Koshino (2015); Cheianov et al. (2007); Smith et al. (2004) By utilizing negative refraction, in which the light will be bent in an unusual way with an angle of refraction negative to the normal direction of the material surface, one may be able to construct a superlens whose resolution is smaller than the light wave length. Cubukcu et al. (2003); Pendry (2000); Smith et al. (2004) A better Cherenkov radiation detector can also be realized based on the material having a negative refractive index, which is useful in the field of accelerator physics. Lu et al. (2003); Ziemkiewicz and Zielińska-Raczyńska (2015) However, materials having simultaneous negative and have not been found in nature so far.
To realize negative refraction, many researchers developed artificial structures that are called as metamaterials. Shalaev (2007); Boltasseva and Shalaev (2008); Padilla et al. (2006); Valentine et al. (2008) These structures usually contain an array of split ring resonators Smith et al. (2004); Ishikawa et al. (2005); Moser et al. (2005); Bilotti et al. (2007) or dielectric photonic crystals with periodically modulated and , Cubukcu et al. (2003); Smith et al. (2004); Parimi et al. (2003) which are often complicated to fabricate. To overcome the difficulties, in this paper we predict that negative refraction can take place in a bulk Weyl semimetal (WSM) even without having negative and without constructing complicated structure. The WSM is a three-dimensional material having a pair of Dirac cones separated in the space in its energy dispersion shown in Fig. 1(a). Hofmann and Das Sarma (2016); Burkov and Balents (2011); Vazifeh and Franz (2013); Koshino and Hizbullah (2016); Ominato and Koshino (2015) An example of the WSM is pyrochlore (). Hofmann and Das Sarma (2016); Sushkov et al. (2015) In each cone, the valence and conduction bands coincide at the so-called Weyl nodes. The presence of a pair of separated Dirac cones is the consequence of symmetry breaking in the WSM, which induces the Hall current, even without magnetic field. Hofmann and Das Sarma (2016); Burkov and Balents (2011); Vazifeh and Franz (2013) This phenomenon is known as the anomalous Hall effect, which is responsible for the tensor form of the dielectric function of the WSM Zyuzin and Zyuzin (2015); Hofmann and Das Sarma (2016). In this work, we predict that the EM wave can propagate through WSM even though the frequency is smaller than plasmon frequency. This propagation requires the refractive index of WSM to be negative in order to conserve the energy, that will be shown in this paper.
II Model and Methods
The electromagnetic response of WSM can be derived from the formula of action for the electromagnetic field. Zyuzin and Zyuzin (2015); Vazifeh and Franz (2013); Grushin (2012) Here, we will give brief derivation of the electromagnetic response of WSM represented by electric displacement vector D. The more detailed derivation is given by Zyuzin and Burkov Zyuzin and Burkov (2012); Zyuzin et al. (2012) or Hosur and Qi. Hosur and Qi (2013) The action of electromagnetic field is given by,
[TABLE]
where is electromagnetic potential, is the Levi-Civita tensor and each index takes values . The term is called the axion angle given by , where b is a wave vector separating the Weyl nodes [see Figure 1(a)]. The current density is given by varying the action with respect to electromagnetic potential,
[TABLE]
By writing , Eq. (2) gives the Hall current , which gives additional terms in D of the normal metals as the second term of Eq. (3). We can write the electric displacement vector as follows,
[TABLE]
where is the plasmon frequency, is the background dielectric constant. Hereafter, we consider a particular value of the dielectric constant, , which was measured in pyrochlore. Hofmann and Das Sarma (2016); Sushkov et al. (2015) The first term of Eq. (3) is the Drude dielectric function, which is similar to normal metals (NMs). The appearance of Hall current without external magnetic field is known as anomalous Hall effect given by the second term of Eq. (3). The anomalous Hall current only depends on the structure of the electron dispersion of WSM represented by . Due to the anomalous Hall effect, the dielectric tensor has non-zero off-diagonal terms, which can be written as
[TABLE]
where we assume that b lies in the direction of , , and that and are expressed by
[TABLE]
with and as dimensionless quantities. We take as a fixed parameter throughout this paper, otherwise it will be mentioned. Similar to NMs, in the WSM we have if .
In order to calculate the reflection and transmission spectra of a bulk WSM, we will determine the refractive index of the WSM . Suppose that we have a transverse magnetic (TM) wave incident at angle from vacuum to a WSM as shown in Fig. 1(b) where , and ( , and ) are the incident, reflected and transmitted electric (magnetic) fields, respectively. The transmitted wave propagates toward positive direction inside WSM, while the reflected wave propagates toward negative direction. Due to the vanishing and , the direction of electric field inside WSM does not rotate. By using Eq. (4), we can write down the equation for the TM wave inside the WSM as follows,
[TABLE]
where and are the displacement and electric fields inside the WSM. From Maxwell’s equations, we get a differential equation for the EM wave as follows;
[TABLE]
Since the solutions of and are proportional to , where is the unit wave vector, we can obtain from Eq. (8),
[TABLE]
From Eqs. (7) and (9), we get the following relations,
[TABLE]
Inserting Eq. (10) to Eq. (9), we obtain simultaneous equations of and as follows:
[TABLE]
In order to have nontrivial solutions of , the determinant of the matrix in Eq. (11) should vanish:
[TABLE]
from which, we obtain ,
[TABLE]
where the () solution corresponds to the positive (negative) wave vector inside the WSM. If we put in Eq. (13), we can obtain the refractive index of NM.
In Fig. 2(a) and (b) we plot as a function of for the positive solution of Eq. (13) [Fig. 2(a)] and the negative solution of Eq. (13) [Fig. 2(b)]. The solid and the dashed lines correspond to the real and imaginary parts of , respectively. It is noted that at each frequency is either purely real or purely imaginary, because we neglect the effects of the impurity and scattering of charge in Eq. (5). Therefore, the wave vector can be either real or imaginary depending on . The real (imaginary) wave vector represents a propagating (decaying) wave.
Here we divide our results into four regions as shown in Fig. 2(c): region I , region II , region III and region IV , where are frequencies that give [Eqs. (5), (6), (13)].
[TABLE]
As defined before, , where for pyrochlore Sushkov et al. (2015) and plasmon frequency is given by Hofmann and Das Sarma (2016)
[TABLE]
with and . Sushkov et al. (2015)
From Fig. 2(a), it is important to point out that we may have a propagating wave even at frequencies smaller than plasmon frequency , in the shaded region II, which is in contrast with NM where an EM wave can propagate if [see inset of Fig. 2(a)]. As shown in the inset of Fig. 2(a), the refractive indices of WSM and NM differ only near . At , they both converge to the value of . It is important to note that the negative solution of Eq. (13) () is assigned to have propagating wave toward positive direction in the region II, which will be shown later.
Let us calculate the reflection and transmission spectra. In NM with applied external magnetic field, the polarization of EM wave undergoes rotation as it enters the material if the direction of propagation is parallel to the direction of applied external magnetic field making the wave polarization not linear. In our case of WSM, we choose the propagation direction of the purely TM wave to be perpendicular to the ”effective applied magnetic field”, which is in the direction of the . Therefore, we expect no rotation of polarization and the wave polarization keeps linear as TM wave. This fact can also be deduced from the vanishing and . As shown in Fig. 1(b), the incident, reflected, and transmitted electric fields , and can be written as
[TABLE]
with and . The angles and are related each other by the Snell’s law . The magnetic fields in the direction can be obtained from the relations and , where is obtained from Eq. (7). Then, the magnetic fields can be written as
[TABLE]
After defining the EM fields in both media, we can write down boundary conditions of the EM wave at incidence surface as follows,
[TABLE]
and
[TABLE]
where Eqs. (22) and (23) describe the continuity for the tangential components of electric fields and magnetic fields at , respectively. Reflection coefficient and transmission coefficient are given by
[TABLE]
and
[TABLE]
III Results and Discussion
In Fig. 3, we plot the reflection probability defined by as a function of for region I and III (that is and 1.2, respectively). Fig. 3(a) shows if we use and Fig. 3(b) shows if we use . From Fig. 3, we can see that the incident EM wave will be totally reflected for all for both as shown in Fig. 3(a) and (d), due to the purely imaginary given in Fig. 2(a). The is decaying inside WSM, hence no transmitted energy into WSM. The most interesting case is region II, where we predict that WSM acquires a negative refractive index. In region II, we have a real , which means that the wave propagation inside WSM is allowed, even though the wave frequency is smaller than the plasmon frequency.
Normally, we use which gives a positive value of because the transmitted wave propagates toward positive direction [see Eq. (18)]. However, for the transmitted wave in region II gives an unphysical , which means that at the point of incidence there is a flux of energy coming from the WSM side. We can infer from Eqs. (24) and (25) that if is selected for region II. The reflection coefficient can be written as
[TABLE]
where , , . The reflection probability can be obtained from , where we define
[TABLE]
if either or . Let us investigate the case of . From Eq. (28), we can define the requirement in order to have giving us physically sound , otherwise we will have unphysical ,
[TABLE]
To better visualize Eq. (31), we plot and as a function of . From Fig. 4(a), where is selected, in region II, which does not fulfill Eq. (31) giving the unphysical . On the other hand, from Fig. 4(b), where is selected, in region II, which fulfills Eq. (31) and we can have physically correct . This negative solution () should be selected only for region II, because if we apply to region IV, we have an unphysical , which is shown by Fig. 4(b), in which for region IV. We argue later that the reason why is selected in region II for having transmitted wave toward positive -direction, is due to the energy conservation.
The negative refractive index of WSM in region II will cause the wave refracted negatively, which means that the refracted angle is negative. The refractive index also means that the wave vector of transmitted wave () is negative. Saleh and Teich (1991); Smith and Kroll (2000); Ramakrishna (2005); Woodley and Mojahedi (2006) The negative wave vector does not mean that the transmitted wave propagates backward, which violates the conservation of energy. The direction of propagation is better determined by the direction of the Poynting vector. By using Eqs. (18) and (21) at , the power per unit cross section transmitted in the direction of can be expressed as
[TABLE]
In order to have transmitted power propagate toward positive direction, Eq. (32) should have a positive value. Since in region II [Eq. (5)], while , , and , has to be negative in order to have . On the other hand, is selected in region IV, because . We refer the transmitted wave as backward wave because the transmitted wave vector points towards negative -direction shown by Fig. 5, otherwise it is forward wave. In short, the negative refraction is needed for the propagation of the EM wave with frequency smaller than the plasmon frequency to conserve energy.
To show the negative refraction more explicitly, we calculate the tangential component of the transmitted Poynting vector with respect to the interface. The tangential component of Poynting vector is given by,
[TABLE]
Because at region II, and all other terms are positive, then , which means that we have negative refraction. Therefore, at region II, we expect the light is transmitted as backward wave with negative refraction shown by Fig. 5.
It is also interesting to compare our case with hyperbolic metamaterial. The negative refraction phenomenon in WSM is similar to hyperbolic metamaterials, where we can obtain negative refraction without having negative magnetic permeability. In hyperbolic metamaterials, due to the anisotropy of its dielectric tensor with respect to crystal axis, where the parallel and perpendicular component of dielectric tensor are opposite sign , with , the light can be refracted negatively as a forward wave. Poddubny et al. (2013); Belov (2003) This refraction phenomenon can also take place in bulk Rashba system, which can act as hyperbolic metamaterial at certain frequency range. Shibata et al. (2016) Therefore, due to the forward transmitted wave, in hyperbolic metamaterial the negative refraction can take place without having negative effective refractive index. This situation is different from our case for WSM, where the negative refraction takes place with backward transmitted wave, similar to Veselago medium.
If we use we have and the corresponding region II can be found within . If we use which is measured in experiment, Sushkov et al. (2015) and the corresponding region II can be found within .
Using Eq. (32), the transmission probability is given by
[TABLE]
where is the incident intensity. The reflection probability is given by . In Figs. 6(a) and 6(b) we show the and spectra for region II () and region IV (), where the EM wave propagation is allowed. In the case of region II, we adopt the , while in the case of region IV, we adopt . In region IV, the WSM acts as a NM for . Figure 6(b) shows at , which corresponds to the Brewster angle. In both cases, we found . In Fig. 6(c), we plot the and spectra as a function of at a fixed incident angle . In region II, we expect that the negative refraction can take place. In NM, all EM wave is reflected in the region II due to the imaginary transmitted wave vector. The region II of WSM, the gradually decreases with increasing because the transmitted wave vector acquires real value, which signifies the transmission of the incident wave to WSM. After reaching the minimum of at , the reflection probability increases gradually up to at , above which the transmitted wave vector has only imaginary value that makes . It is important to note that the negative refraction in WSM occurs only in region II, which has frequency range close to , which can be seen in Figs. 2 and 6(c). Because depends on [See Eq. (15)], by controlling the , we can control the frequency, where negative refraction occurs, which will be discussed as below.
It is also useful to have a parameter that gives us information whether or not we have negative refraction for a given . By using Eq. (15), the frequency range of region II, where we expect the negative refraction, can be rewritten as , where and . is given by Eq. (14). is plotted in Fig. 7(a) as a function of . Hence, by taking ratio of EM wave energy () and , we can predict whether the negative refraction occurs by using Fig. 7(a). In Fig. 7(b), we plot the as a function of frequency in a real unit for and . Increasing will shift the region II and region IV to higher frequency. The frequency range of region II monotonically increases with increasing . Note that depends on [see Eq. (15)].
IV Conclusion
In conclusion, we have shown theoretically that negative refraction can occur in the WSM, which is justified from its reflection spectra. The refractive index of WSM is negative at a specific frequency range close to the plasmon frequency. The negative refractive index is required for the propagation of TM EM wave with frequency smaller than the plasmon frequency in the direction perpendicular to the separation of Weyl nodes to conserve the energy and to obtain the physically correct solution. We suggest that by using only the WSM, it is not necessary to make a complicated structure of metamaterials to obtain negative refraction. It would be desired if the phenomenon could be measured in future experiments.
Acknowledgements.
M.S.U is supported by the MEXT scholarship, Japan. A.R.T.N. acknowledges the Leading Graduate School in Tohoku University. R.S. acknowledges JSPS KAKENHI Grant Numbers JP25107005 and JP25286005.
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