This paper extends the theory of jet sufficiency to the relative case, providing characterisations and examples that distinguish between V-sufficiency and C^0-sufficiency for polynomial functions.
Contribution
It develops new characterisations of V-sufficiency and C^0-sufficiency for relative jets, and constructs examples illustrating differences between these notions.
Findings
01
V-sufficiency and C^0-sufficiency are equivalent in the non-relative case.
02
The paper provides characterisations of relative finite V-determinacy.
03
Examples show relative r-jets can be V-sufficient but not C^0-sufficient.
Abstract
We consider the problems of sufficiency of jets relative to a given closed set. In the non-relative case, criteria for r-jets to be V-sufficient and C^0-sufficient in C^r mappings or C^{r+1} mappings have been obtained. In particular, it is shown that V-sufficiency and C^0-sufficiency in C^r functions or C^{r+1} functions are equivalent. In this paper we discuss characterisations of V-sufficiency and C^0-sufficiency in the relative case, corresponding to the above non-relative results. Applying the results obtained in the relative case, we construct examples of polynomial functions whose relative r-jets are V-sufficient in C^r functions and C^{r+1} functions but not C^0-sufficient in C^r functions and C^{r+1} functions, respectively. In addition, we give characterisations of relative finite V-determinacy and also relative finite C^r contact determinacy.
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Full text
Characterisations of V-sufficiency and
C0-sufficiency of relative jets
Karim Bekka and Satoshi Koike
Institut de recherche Mathématique de Rennes,
Université de Rennes 1, Campus Beaulieu, 35042 Rennes cedex, France
Department of Mathematics, Hyogo University of Teacher Education,
Kato, Hyogo 673-1494, Japan
We consider the problems of sufficiency of jets relative to a given closed set.
In the non-relative case, criteria for r-jets to be V-sufficient and
C0-sufficient in Cr mappings or Cr+1 mappings have been obtained.
In particular, it is shown that V-sufficiency and C0-sufficiency in
Cr functions or Cr+1 functions are equivalent.
In this paper we discuss characterisations of V-sufficiency and
C0-sufficiency in the relative case, corresponding to the above
non-relative results.
Applying the results obtained in the relative case, we construct examples of
polynomial functions whose relative r-jets are V-sufficient in Cr
functions and Cr+1 functions but not C0-sufficient in Cr functions
and Cr+1 functions, respectively.
In addition, we give characterisations of relative finite V-determinacy
and also relative finite Cr contact determinacy.
Key words and phrases:
V-sufficiency of jet, C0-sufficiency of jet,
relative SV-determinacy, relative K equivalence
2010 Mathematics Subject Classification:
Primary 57R45 Secondary 58K40
This research is partially supported by the Grant-in-Aid
for Scientific Research (No. 23540087, 26287011) of Ministry of Education,
Science and Culture of Japan, and HUTE Short-Term Fellowship
Program 2012 & 2016.
1. Introduction
Sufficiency of jets is one of the most important notions introduced by René
Thom for the structural stability theory.
The property of sufficiency of r-jet is a kind of
local stability at degree higher than r.
Implicit Function Theorem and Morse Lemma may be regarded as results
on sufficiency.
The notion of sufficiency of jets also has applications to the bifurcation
problems in Differential Equation.
Hence this notion has been explored by many researchers in the 1970s and
1980s (see C. T. C. Wall [31] for the survey of this field).
Any mapping realisation of a C0-sufficient jet has an isolated
singularity, and the zero-set of any mapping realisation of a
V-sufficient jet also has an isolated singularity.
Therefore the above works on sufficiency of jets only deal with
the isolated singularity case.
On the other hand, the works on characterisations of sufficiency of jets
relative to a given closed set have been also started, e.g. V. Grandjean
[10], S. Izumiya and S. Matsuoka [12],
L. Kushner and B. Terra Leme [20], V. Thilliez
[27], X. Xu [33], P. Migus, T. Rodak and S. Spodzieja [23] and so on.
This relative case includes the non-isolated case.
Incidentally, characterisations of C0-sufficiency and V-sufficiency of weighted jets have been given by L. Paunescu ([24], [25]).
The goal of this paper is to carry on the study of sufficiency of jets of
differentiable map-germs (Rn,0)→(Rp,0), n≥p,
possibly with non-isolated singularities.
We consider the following situation; for a given closed set-germ Σ
in (Rn,0), we define the notion of map jets relative to Σ,
and using the group of homeomorphisms which fixes Σ pointwise, we define
some topological sufficiencies of jets relative to Σ.
In this paper we mainly treat the problems of V-sufficiency and
C0-sufficiency of relative jets.
Now we describe the plan of the rest of the paper.
The main results in this paper are the characterisations of V-sufficiency
and C0-sufficiency of jets relative to a given closed set.
Therefore let Σ be a germ of a closed set at 0∈Rn such that
0∈Σ, as above.
In §2 we first introduce the notion of jet relative to Σ.
In the non-relative case, namely in the case where Σ={0}
any r-jet, r∈N, has a unique polynomial representative of degree
not exceeding r.
Therefore an r-jet can be identified with such a polynomial representative.
But in the relative case some jets do not have even an analytic realisation
(cf. Remark 2.1(1)).
Therefore, when we consider the problem of sufficiency of relative jets
in the general setting, we cannot use the analytic method like
the curve selection lemma.
Note that the non-relative case is a special case of the analytic setting,
namely Σ is a subanalytic closed set-germ and any relative r-jet
has a subanalytic Cr or Cr+1 realisation
(c.f. H. Hironaka [11] for subanalyticity).
Subsequently we define the notions of Σ-C0-sufficiency,
Σ-SV-sufficiency and Σ-V-sufficiency of relative jets,
and give the formulations of their criteria in the relative case.
Then we explain the role of the Bochnak-Lojasiewicz inequality
([5]) in the non-relative case.
We also mention two important tools to characterise sufficiency of
relative jets, integrability and the Bochnak-Kuo Lemma
([4]).
At the end of this section, we introduce the Kuo quantity and the Thom
quantity which have strong relationship with criteria for sufficiency
of jets.
The criteria for C0-sufficiency of r-jets in Cr functions and in
Cr+1 functions are the Kuiper Kuo condition and the second Kuiper-Kuo
condition, respectively, in the non-relative case.
J. Bochnak and W. Kucharz proved in [6] the corresponding
results in the mapping case to the above ones.
The main results of §3 are the generalisations of these results on
Σ-C0-sufficiency of relative jets in Cr mappings and Cr+1
mappings (Theorems 3.1, 3.3).
One of the main results of §4 is a characterisation of Σ-V-sufficiency
of relative r-jets in Cr mappings : (Rn,0)→(Rp,0), n≥p,
using the relative Kuo condition.
We give such a characterisation in the general setting (Theorem
4.2) when n>p, and give it in the analytic setting
when n=p (Theorem 4.3).
Using this result and the criterion of Σ-C0-sufficiency in Cr mappings
in §3, we construct an example of a polynomial function to show that
Σ-V-sufficiency in Cr functions does not always imply
Σ-C0-sufficiency in Cr functions
(Example 4.6).
From this example, we can see that the Bochnak-Lojasiewicz inequality
does not always hold in the relative case even if f is a polynomial
function and Σ is a line (see Remark 4.5 also).
Another main result of §4 is a sufficient condition for the relative
r-jets to be Σ-V-sufficient in Cr+1 mappings
(Theorem 4.10).
Using this result and the criterion of Σ-C0-sufficiency in Cr+1
mappings in §3, we construct an example of a polynomial function to show
that Σ-V-sufficiency in Cr+1 functions does not always imply
Σ-C0-sufficiency in Cr+1 functions
(Example 4.14).
As mentioned in the Abstract, C0-sufficiency of r-jets in Cr
functions (resp. Cr+1 functions) is equivalent to V-sufficiency
in Cr functions (resp. Cr+1functions) in the non-relative case.
But these equivalences do not always hold in the relative case.
In this sense, Examples 4.6 and
4.14 are interesting applications of our main
results.
In [4] J. Bochnak and T.-C. Kuo gave characterisations of
finite V-determinacy for C∞ map-germs using Cr-rigidity
and ellipticity of some ideal.
Under the assumption that Σ is coherent (see Definition 5.6),
we generalise the Bochnak-Kuo theorem to the relative case
(Theorems 5.7, 5.8) in §5.
In §6 we deal with the contact equivalence in the relative case,
generalising the main result of H. Brodersen [7].
We study the relative contact equivalence, and show the equivalence
for C∞ map-germs of infinite Σ-contact determinacy
and finite Σ-contact determinacy (Theorem 6.3).
Throughout this paper, let us denote by N the set of natural
numbers in the sense of positive integers.
2. Preliminaries
2.1. Definitions
Let E[s](n,p) denote the set of
Cs map-germs : (Rn,0)→(Rp,0), let jrf(0) denote the r-jet of
f at 0∈Rn for f∈E[s](n,p) (s≥r),
and let Jr(n,p) denote the set of r-jets in E[s](n,p).
Throughout this paper, let Σ be a germ of a closed subset of Rn
at 0∈Rn such that 0∈Σ.
Then we denote by RΣfix the group of germs of homeomorphisms
φ:(Rn,0)→(Rn,0) at 0∈Rn which fixes Σ, namely
φ(x)=x for all x∈Σ.
Finally we denote by d(x,Σ) the distance from a point x∈Rn
to the subset Σ.
We consider on E[s](n,p) the following equivalence relation:
Two map-germs f,g∈E[s](n,p) are
r-Σ-equivalent, denoted by f∼g, if there exists
a neighbourhood U of [math] in Rn such that the r-jet extensions of
f and g satisfy jrf(Σ∩U)=jrg(Σ∩U).
We denote by jrf(Σ;0) (or simply jrf(Σ)) the equivalence
class of f, and by JΣr(n,p) the quotient set
E[s](n,p)/∼.
Remark 2.1*.*
(1) In the case where Σ={0}, an r-jet jrf(0) has
a polynomial realisation for any f∈E[r](n,p).
But this property does not always hold in the relative case.
In fact, let f:(R,0)→(R,0) be a C∞ function
defined by
f(x):={e−x21sinx10ifx=0ifx=0.
Let Σ={mπ2∣m∈N}∪{0}.
Then f(mπ2)=0 for even m, but
f(mπ2)=0 for odd m.
Therefore, for any r∈N, jrf(Σ;0) does not
have even a subanalytic Cr-realisation.
(2) Let f∈E[r](n,p), and let Σ be a germ
of a closed subset of Rn at 0∈Rn such that 0∈Σ.
Then jrf(Σ;0) has a Cr-realisation f~ whose
restriction to Rn∖Σ is smooth, namely of class
C∞ (Theorem 2.2, page 73 in J.-C. Tougeron [28]).
Let us introduce some equivalences for elements of E[s](n,p).
Definition 2.2**.**
(1) We say that f,g∈E[s](n,p) are
Σ-C0-equivalent, if there is φ∈RΣfix
such that f=g∘φ.
(2) We say that f,g∈E[s](n,p) are
Σ-V-equivalent, if f−1(0) is homeomorphic to g−1(0)
as germs at 0∈Rn by a homeomorphism which fixes
f−1(0)∩Σ.
(3) We say that f,g∈E[s](n,p) are
Σ-SV-equivalent, if there is a local homeomorphism
φ∈RΣfix such that φ(f−1(0))=g−1(0).
Let w∈JΣr(n,p).
We call the relative jet wΣ-C0-sufficient,
Σ-V-sufficient, and Σ-SV-sufficient in
E[s](n,p)(s≥r), if any two realisations
f, g∈E[s](n,p) of w,
namely jrf(Σ;0)=jrg(Σ;0)=w, are Σ-C0-equivalent,
Σ-V-equivalent, and Σ-SV-equivalent, respectively.
We prepare some notations.
Definition 2.3**.**
Let f,g:U→R be non-negative functions,
where U⊂RN is an open neighbourhood of 0∈RN.
If there are real numbers K>0, δ>0
with Bδ(0)⊂U such that
[TABLE]
where Bδ(0) is a closed ball in RN of radius δ
centred at 0∈RN,
then we write f≾g (or g≿f).
If f≾g and f≿g, we write f≈g.
The following lemma is useful in establishing many of the results in this paper.
Lemma 2.4**.**
Let Σ be a germ at 0∈Rn of a closed subset, and let
f:(Rn,0)→(Rp,0) be a Ck map-germ, k≥1,
such that jkf(Σ;0)={0}. Then
∥f(x)∥=o(d(x,Σ)k).
If moreover f is of classe Ck+1, then
∥f(x)∥≾d(x,Σ)k+1.
Proof.
It is a consequence of the Taylor formula for Ck mapping and the
assumption on f.
Let δ>0 and y∈B(0,δ)∩Σ.
By the kth order Taylor formula we have
[TABLE]
for x∈B(0,r), where
[TABLE]
satisfies
∥Rk,y(x−y)∥≤Ck,h,y∥x−y∥k,limx−y→0Ck,x−y,y=0
with,
Ck,x−y,a=supt∈[0,1]k!∥(Dkf)(y+t(x−y))−(Dkf)(y)∥.
The convergence Ck,h,y→0 as h→0 is uniform for y supported in a compact subset of B(0,δ).
Where h(j)=(h,…,h)∈(Rn)j and
[TABLE]
Now, if jkf(Σ;0)={0}, we have ∥f(x)∥≤Ck,h,y∥x−y∥k and taking the infimum on y∈Σ, we obtain ∥f(x)∥=o(d(x,Σ)k).
Moreover, if f is of classe Ck+1, taking the (k+1)th order Taylor formula, and the infimum on y∈Σ, we get easily ∥f(x)∥≾d(x,Σ)k+1.
∎
2.2. Relative Kuiper-Kuo condition and relative Kuo condition
We suppose now on the germ Σ fixed, and introduce the relative
notions to Σ of the Kuiper-Kuo condition and the Kuo condition.
We first give the notion of the relative Kuiper-Kuo condition.
The original condition was introduced by N. Kuiper [15]
and T.-C. Kuo [16] as a sufficient condition of
C0-sufficiency of jets in the function case.
Let v1,⋯,vp be p vectors in Rn where n≥p.
The Kuo distance κ ([18]) is defined by
κ(v1,…,vp)=mini{distance of vi to Vi},
where Vi is the span of the vj’s, j=i.
In the case where p=1, κ(v)=∥v∥.
Definition 2.5** (The relative Kuiper-Kuo condition).**
A map germ f∈E[r](n,p), n≥p, satisfies the
relative Kuiper-Kuo condition (K-KΣ) if
[TABLE]
holds in some neighbourhood of 0∈Rn.
Definition 2.6** (The second relative Kuiper-Kuo condition).**
A map germ f∈E[r](n,p), n≥p, satisfies the
second relative Kuiper-Kuo condition (K-KΣδ)
if there is a strictly positive number δ such that
[TABLE]
holds in some neighbourhood of 0∈Rn.
For a map germ f∈E[r](n,p), we denote by Sing(f)
the singular points set of f.
Remark 2.7*.*
For a map f∈E[r](n,p) satisfying the relative Kuiper-Kuo
condition or the second relative Kuiper-Kuo condition,
we have Sing(f)⊂Σ in a neighbourhood of 0∈Rn.
Therefore these conditions include the case where Σ=Sing(f),
as a special case.
We next give the notion of the relative Kuo condition.
The original condition was introduced by T.-C. Kuo [18]
as a criterion of V-sufficiency of jets in the mapping case.
Definition 2.8** (The relative Kuo condition).**
A map germ f∈E[r](n,p), n≥p, satisfies the
relative Kuo condition (KΣ) if there are strictly positive
numbers C,α and wˉ such that
[TABLE]
[TABLE]
In the definition 2.8, HrΣ(f;wˉ) denotes the
horn-neighbourhood of f−1(0) relative to Σ of degree r and
width wˉ,
HrΣ(f;wˉ)={x∈Rn:∥f(x)∥≤wˉd(x,Σ)r}.
The original notion of this horn-neighbourhood was introduced
in [17], for Σ={0}.
We have also a variant of the previous condition:
Definition 2.9** (The second relative Kuo condition).**
A map germ f∈E[r+1](n,p), n≥p, satisfies the
second relative Kuo condition (KΣδ) if for any
map g∈E[r+1](n,p)
satisfying jrg(Σ;0)=jrf(Σ;0) there are numbers
C,α,δ and wˉ (depending on g), such
that
[TABLE]
namely, κ(df(.))≿d(.,Σ)r−δ
on a set of points where ∥g(.)∥≾d(.,Σ)r+1.
Remark 2.10*.*
(1)
For a map f∈E[r](n,p) satisfying the relative Kuo condition or the second relative Kuo condition, in a neighbourhood of 0∈Rn, the intersection of the singular set of f,Sing(f), and the horn
neighbourhood
HrΣ(f;wˉ) is contained in Σ, namely
[TABLE]
In particular, in a neighbourhood of 0∈Rn,
gradf1(x),…,gradfp(x) are linearly independent on f−1(0)∖Σ.
2. (2)
For a map f∈E[r](n,p) satisfying the second relative Kuo, we have for any
map g∈E[r+1](n,p) satisfying jrg(Σ;0)=jrf(Σ;0), in a neighbourhood of 0∈Rn, the intersection of the singular set of f,Sing(f), and the horn neighbourhood
Hr+1Σ(g;wˉ) is contained in Σ, namely
Sing(f)∩Hr+1Σ(g;wˉ)⊂Σ.
Since ∥(f−g)(x)∥≾d(x,Σ)r+1, we have f−1(0)⊂Hr+1Σ(g;wˉ),
then, in a neighbourhood of 0∈Rn,
gradf1(x),…,gradfp(x) are linearly independent on f−1(0)∖Σ.
Definition 2.11** (Condition (KΣ)).**
A map germ f∈E[r](n,p), n≥p, satisfies
condition (KΣ) if
[TABLE]
holds in some neighbourhood of 0∈Rn.
Remark 2.12*.*
(1)
Condition (KΣ) was introduced in [2],
in the case Σ={0}, in the proof of the equivalence between
V-sufficiency and SV-sufficiency.
2. (2)
It is easy to see that condition (KΣ) and the relative
Kuo condition (KΣ) are equivalent.
3. (3)
The relative Kuiper-Kuo condition (K-KΣ), the relative Kuo
condition (KΣ), and condition (KΣ) are invariant
under rotation.
Definition 2.13** (Condition (KΣδ)).**
A map germ f∈E[r+1](n,p), n≥p, satisfies
condition (KΣδ)
if for any
map g∈E[r+1](n,p)
satisfying jrg(Σ;0)=jrf(Σ;0) there exists
δ>0 (depending on g), such
that
[TABLE]
holds in some neighbourhood of 0∈Rn.
Remark 2.14*.*
(1)
The second relative Kuiper-Kuo condition (K-KΣδ),
the second relative Kuo condition (KΣδ), and condition
(KΣδ) are invariant under rotation.
2. (2)
Condition (KΣδ) can be equivalently written as:
for any
map g∈E[r+1](n,p)
satisfying jrg(Σ;0)=jrf(Σ;0) there exists
δ>0 (depending on g), such
that
[TABLE]
holds in some neighbourhood of 0∈Rn.
2.3. Bochnak-Lojasiewicz inequality
Let us explain the role of the Bochnak-Lojasiewicz
inequality playing in the problem of sufficiency of jets
in the non-relative, function case.
Let f:(Rn,0)→(R,0) be a Cr function germ.
The r-jet of f at 0∈Rn, jrf(0), has a unique polynomial
representative z of degree not exceeding r.
We do not distinguish the r-jet jrf(0) and the polynomial
representative z here.
Kuiper-Kuo condition. There is a strictly positive number
C such that
[TABLE]
holds in some neighbourhood of 0∈Rn.
The Kuiper-Kuo condition is equivalent to the C0-sufficiency of z
in Cr functions (N. Kuiper [15], T.-C. Kuo [16],
J. Bochnak and S. Lojasiewicz [5]).
Kuo condition. There are strictly positive
numbers C,α and wˉ such that
[TABLE]
The Kuo condition is equivalent to the V-sufficiency of z
in Cr functions (T.-C. Kuo [18]).
Condition (K).
There is a strictly positive number C such that
[TABLE]
holds in some neighbourhood of 0∈Rn.
This condition is the Kuo condition in a different way.
Now, we recall the Bochnak-Lojasiewicz inequality .
Bochnak-Lojasiewicz inequality. Let f:(Rn,0)→(R,0) be a Cω function germ, and let 0<θ<1.
Then
[TABLE]
holds in some neighbourhood of 0∈Rn.
From this inequality, it follows that the Kuo condition, or in fact
condition (K) is equivalent
to the Kuiper-Kuo condition in the analytic case.
Therefore we can see that V-sufficiency in Cr functions is equivalent
to C0-sufficiency in Cr functions.
The Kuiper-Kuo condition, the Kuo condition and condition (K)
are r-compatible in the sense of [2].
Therefore we can replace z with f in those conditions.
In a similar way to the Cr case, we can see that V-sufficiency in
Cr+1 functions is equivalent to C0-sufficiency in Cr+1
functions, using the Bochnak-Lojasiewicz inequality.
2.4. Integrability
The standard condition for proving local integrability of vector fields is the
Lipschitz condition.
We shall use a more general controllability condition which yields the
Lipschitz equivalence or even Ck-equivalence as a special case
(see for instance T.-C. Kuo [16], [18], N. Kuiper [15],
F. Takens [26], for the isolated singular case and E. Looijenga [21], J. Damon [8] for family of isolated singularities).
Let Σ be a germ of closed set of Rn such that 0∈Σ.
Let G be a germ of C1 vector field on Rn×Rm∖Σ×Rm which satisfies the relative
Lipschitz condition:∥G(x,t)∥≤Cd(x,Σ)
where d(x,Σ) denotes the distance of the point x to Σ.
For a fixed vector v∈{0}×Rm, we define
X(x,t):={G(x,t)+vvifx∈/Σifx∈Σ.
Then we have the following proposition.
Proposition 2.15**.**
For G(x,t) satisfying the preceding conditions, X(x,t) is locally integrable in the sense that there are a neighbourhood W of (x0,t0) in Rn×Rm, δ>0, and a family of homeomorphisms ϕs(x,t) defined on W for ∣s∣<δ so that ϕ0=id and for (x,t,s)∈W×(−δ,δ),
∂s∂ϕs=X∘ϕs.
Lemma 2.16**.**
Let U be an open subset of Rn∖Σ,
let 0∈(a,b) and let G:U×(a,b)→Rn
be a continuous mapping which satisfies
[TABLE]
for some C>0 and (x,t)∈U×(a,b).
Let φ : (α,β)→U be an integral solution of the system of differential equations y′=G(y,t)
with the initial condition φ(0)=x0 where x0∈U
and 0∈(α,β)⊂(a,b).
Then we have
d(x0,Σ)e−C∣t∣≤d(φ(t),Σ)≤d(x0,Σ)eC∣t∣
for t∈(α,β).
Proof.
Since ∥φ(t)∥>0 for t∈(α,β),
we can define the function ρ : (α,β)→R
by ρ(t)=21ln∥φ(t)∥2
for t∈(α,β).
This function is differentiable and
[TABLE]
for t∈(α,β).
From the mean value theorem, for every t∈(0,β) there exists
θ∈(0,t) such that ρ(t)−ρ(0)=ρ′(θ)t.
Then we have
[TABLE]
Therefore for every t∈(0,β),
[TABLE]
The above inequalities hold also for t=0.
This ends the proof of the lemma.
∎
Let γ(s),∣s∣<ϵ, be an integral curve of X in
(Rn∖Σ)×Rm.
Then, by Lemma 2.16, γ(s) stays within a compact subset
of (U∖Σ)×Rm when γ(0) does.
Thus, together with γ(s)=γ(0)+sv for
γ(0)∈Σ×Rm, we obtain a continuous flow
ϕs,∣s∣<ϵ for γ(0) in a sufficiently small
compact neighbourhood of x0.
Thus there is a compact neighbourhood W of (x0,t0) in
Rn+m and a positive number δ so that the integral curves
γ(s) of X with γ(0)∈W∖(Σ×Rm)
are defined for ∣s∣≦δ and belong to
W∖(Σ×Rm).
Then, we define
ϕ(x,t,s):W×[−δ,δ]→W
by ϕ(x,t,s)=γ(s) where γ is the integral curve of X with
γ(0)=(x,t) (if (x,t)∈Σ×Rm, then
γ(s)=(x,t)+sv) ).
This flow has a continuous inverse (in a smaller neighbourhood) by the same
argument applied to −X and uniqueness.
Thus, it is a parametrised family of local homeomorphisms.
∎
2.5. Bochnak-Kuo Lemma
J. Bochnak and T.-C. Kuo proved a lemma in [4]
in order to show a characterisation of finite V-determinacy
of map-germs.
Using a similar argument to the lemma, we can show the following
lemma which will be used to show characterisations of relative
C0-sufficiency of jets and relative V-sufficiency of jets.
Lemma 2.17**.**
Let {uν(1),…,uν(p)}ν∈N
be a sequence of p-tuples of vectors in Rn,
and let s∈N.
Suppose that there is a sequence of positive numbers
αν,αν→0 such that
[TABLE]
Then we can find a sequence
{λν(2),…,λν(p)}ν∈N
of (p−1)-tuples of vectors in Rn,
satisfying the following three conditions:
(i) ∣λν(k)∣=o(ανs),2≦k≦p;
(ii) For each ν∈N,uν(2)+λν(2),… , uν(p)+λν(p) are linearly independent;
(iii) For each ν∈N,uν(1) belongs to the
subspace spanned by uν(k)+λν(k),2≦k≦p.
Remark 2.18*.*
In the case of the original Bochnak-Kuo Lemma, we suppose that
[TABLE]
for all s∈N not a given s∈N.
Then statement (i) holds for all s∈N.
The original Bochnak-Kuo Lemma will be used to show a characterisation
of finite SV-determinacy of map-germs in the relative case.
2.6. Kuo quantity and Thom quantity
Related to the problem of sufficiency of jets, let us introduce the Kuo
quantity Km and the Thom quantity Tm.
Definition 2.19**.**
Let f∈E[r](n,p)(n≥p), and let m≥1 be an
integer. Let us define two functions of the variable x:
[TABLE]
[TABLE]
where ρ(x)=∥x∥2.
Note that Tm(f,x)=∥f(x)∥m in the case where n=p.
Concerning these quantities, we have the following result.
Theorem 2.20**.**
(Main Theorem in [3])
Let f:(Rn,0)→(Rp,0), n≥p, be a
Cω map-germ.
Then for any m∈N,
[TABLE]
3. Relative C0-sufficiency of jets
Let us recall that Σ is a germ of a non-empty, closed subset at 0∈Rn
such that 0∈Σ.
In this section we give criteria for Σ-C0-sufficiency of relative
r-jets in Cr mappings and in Cr+1 mappings, and compute some
examples on relative C0-sufficiency of jets using the criteria.
3.1. Relative C0 sufficiency of r-jets in Cr mappings
In this subsection we give a criterion of Σ-C0-sufficiency of
r-jets in Cr mappings, using the relative Kuiper-Kuo condition.
In the following theorem, the relative Kuiper-Kuo condition implies Σ-C0-sufficiency, is proved also in [23],
with a slighly different method from ours.
Theorem 3.1**.**
Let r be a positive integer, and let
f∈E[r](n,p) where n≥p.
Then the following conditions are equivalent.
(1)
f* satisfies the relative Kuiper-Kuo condition (K-KΣ),
namely*
[TABLE]
2. (2)
The relative r-jet jrf(Σ;0) is Σ-C0-sufficient
in E[r](n,p).
Proof.
We first show the implication (1) ⟹ (2).
In the case where r=1, 0∈Rn is a regular point of f.
Therefore the theorem follows from the Implicit Function Theorem.
We may assume that r≥2 after this.
Let g∈E[r](n,p) be an arbitrary mapping such that
jrg(Σ;0)=jrf(Σ;0).
We define a Cr mapping h:(Rn,0)→(Rp,0) by
h(x):=g(x)−f(x).
Then jrh(x)=0 for any x∈Σ.
Let t0 be an arbitrary element of I:=[0,1].
Define F(x,t):=f(x)+th(x) for t∈I.
Since jrh=0 on Σ near 0∈Rn, by Lemma 2.4,
∥h(x)∥=o(d(x,Σ)r).
Then there exists a small neighbourhood T of t0 in I such that
[TABLE]
for any t∈T.
Therefore there are wˉ, α>0 such that
[TABLE]
in {∥x∥<α}.
Then there exists C′>0 such that
[TABLE]
for (x,t)∈W:={∥x∥<α}×T.
Thus, for (x,t)∈W∖Σ×T the vectors
gradxFj(x,t)(1≤j≤p) are linearly independent.
Let for (x,t)∈W∖Σ×T, Vx,t be the subspace spanned by the {gradxF1(x,t),…,gradxFp(x,t)}.
Let us consider now {N1(x,t),…Np(x,t)} the basis of Vx,t constructed as follows:
[TABLE]
where N~j(x,t) is the projection
of gradxfj(x,t) to
the subspace Vx,tj spanned by the gradxFk(x,t),k=j.
Hence for j∈{1,…,p}, ∥Nj(x,t)∥ is the distance of gradxFj(x,t) to Vx,tj.
From the above we get, for any j∈{1,…,p} and (x,t)∈W,
[TABLE]
To trivialise the family of level sets, we use a version of the Kuo vector
field [16],
[TABLE]
Since,
[TABLE]
by Proposition 2.15, the following system of differential equations:
[TABLE]
Now for (x,t)∈W define γ(x,t) to be the maximal
solution of (3.2) such that γ(x,t)(t)=x.
Let H0,H~0:W→{∥x∥<α} be given
by H0(x,t):=γ(x,t0)(t) and
H~0(y,t):=γ(y,t)(t0).
By Proposition 2.15, the mappings H0 and H~0 are
continuous and by uniqueness of the solutions of (3.2)
we have for any (x,t)∈W
[TABLE]
and F(γ(x,t0)(t),t)=F(x,t0) for all t∈T,
namely we have
f(H0(x,t))+th(H0(x,t))=F(x,t0),
for (x,t)∈W (since on Σ,h≡0).
In particular, for all t,t′∈T, the germs of F(x,t) and F(x,t′)
at 0∈Rn are Σ-homeomorphic (i.e. by a homeomorphism in RΣfix).
Finally, by compactness of [0,1], we obtain that the germs of maps
f and g at 0∈Rn are Σ-homeomorphic.
It follows that jrf(Σ;0) is Σ-C0-sufficient in
E[r](n,p).
We next show the implication (2) ⟹ (1) in the case where p≥2.
Let the relative r-jet jrf(Σ;0) be Σ-C0-sufficient
in E[r](n,p).
Suppose by reductio ad absurdum, that
[TABLE]
is not satisfied in a neighbourhood of the origin.
One can then find a sequence (xν)ν≥1 of points of
Rn∖Σ converging to 0∈Rn such that
[TABLE]
Extracting a subsequence from (xν)ν≥1 if necessary,
one can assume that
[TABLE]
(which implies, in particular, that d(xν,Σ) decreases),
and that condition (3.3) implies:
[TABLE]
where
δν:=κ(df(xν))=dist(gradfj(xν),k=j∑Rgradfk(xν))
for some j, 1≤j≤p.
Now we apply Lemma 2.17, with
uν(k)=gradfk(xν), αν=d(xν,Σ)
and s=r−1, to find for each ν∈N,p−1 vectors,
λν(2),…,λν(p)∈Rn
such that:
(a)
∥λν(k)∥=o(d(xν,Σ)r−1),k=2,,…,p;
2. (b)
gradf2(xν)+λν(2),…,gradfp(xν)+λν(p) are linearly independant in Rn;
3. (c)
gradf1(xν)∈k=2∑pR(gradfk(xν)+λν(k)).
Let ψ:Rn→R be a C∞ function
such that ψ(t)=1 in a neighbourhood of 0∈Rn and
ψ(t)=0 for ∣t∣≧41.
We define a map-germ η=(η1,…,ηp):(Rn,0)→(Rp,0)
by:
[TABLE]
[TABLE]
for x∈Bν and η(x)=0 for
x∈ν=1⋃∞Bν,
where
Bν={x∈Rn:∥x−xν∥≤41d(xν,Σ)},
and (ϵν)ν≥1 is a sequence of real numbers, for ν∈N,.
Since ∣ψ(t)∣ is bounded in Rn, we have
[TABLE]
[TABLE]
Therefore, if we choose the sequence (ϵν)ν≥1
so that ϵν=o(d(xν,Σ)r)), we have
[TABLE]
It follows that g=f−η is a Cr-realisation of jrf(Σ;0) and g(xν)=f(xν), for any ν∈N.
By condition (b), there is a small neighbourhood Vν of xν
such that the set
[TABLE]
is a differentiable manifold of codimension p−1.
From condition (c), for each ν∈N, there are real numbers a2,ν,…,ap,ν such that,
[TABLE]
Choose now ϵν=o(d(xν,Σ)r) more finely such that xν
is a non-degenerate critical point of the restriction to Mν of
[TABLE]
[TABLE]
By the choice of ϵν, this set is the intersection of the locus of a non-degenerate quadratic form hν−1(hν(xν)) with a codimension p−1
manifold Mν.
Then if it is a topological manifold, necessarily it is reduced to a point.
Now if n−p≥1,g−1(xν) cannot be a topological manifold of codimension p and
if n=p, for x∈Mν, g(x)=(hν(x),0), thus g is not
injective in any neighbourhood of xν , since (the quadratic form)
hν restricted to the one dimensional manifold Mν is not
injective, but this contradicts the following lemma:
Lemma 3.2**.**
Let jrf(Σ;0) is Σ-C0-sufficient
in E[r](n,p).
Then for all maps θ∈E[r](n,p) such that
jrθ(Σ;0)=jrf(Σ;0), and for all sequence {xm}m∈N in Rn∖Σ,xm→0,m→∞,
there is a neighbourhood of xm, for sufficiently large m, such that g−1(g(xm)) is a topological manifold of codimension pifn>p, or g is injective ifn=p.
Proof.
We need for this, the following fact, which is a consequence of Sard’s theorem:
Let U⊂Rn,V⊂Rp be open sets, let
F:U×V→Rp be a smooth map and let
{bm}m∈N be a sequence of points in the regular values
of F.
Then the set
R={y∈V:∀m∈N,bm is a regular value of the map Fy:U∋x→F(x,y)}
is residual in V.
By Remark 2.1(2), there exists a Cr-realisation f~
of jrf(Σ;0) such that the restriction of f~ to
Rn∖Σ is smooth.
Let h:Rn→R be a smooth flat function
such that h−1(0)=Σ.
We consider now, the map
F:(Rn×Rp,(0,0))→(Rp,0) defined by
[TABLE]
The restriction of F to
(Rn\Σ)×Rp is a submersion
around (0,0)∈Rn×Rp.
Let (xm)m∈N be a sequence of points of Rn\Σ which tends to 0, then (f~(xm))m∈N is a sequence of regular values of
F∣(Rn\Σ)×Rp, and by the quoted
version of Sard theorem, there is y0∈Rp such that
(f~(xm))m∈N is a sequence of regular values of
Fy0∣Rn\Σ.
Let g0=Fy0.
Since h is flat on Σ, for all r∈N,jrg0(Σ;0)=jrf(Σ;0).
Now, by Σ-C0-sufficiency of jrf(Σ;0), there is a germ of
homeomorphism φ:(Rn,0)→(Rn,0)
such that the restriction of φ to Σ is the identity and g0∘φ=f.
Thus f−1(f(xm))=φ−1(g0−1(f(xm)) is a topological
manifold of codimension p in a neighbourhood of xm (for large m),
because φ−1 is a homeomorphism and g0−1(f(xi)) is a
smooth submanifold of Rn\Σ of codimension p and if
n=p, f is injective in a neighbourhood of xm.
Therefore, by Σ-C0-sufficiency of jrf(Σ;0), any mapping
θ∈E[r](n,p) of classe Cr such that
jrθ(Σ;0)=jrf(Σ;0), shares these properties.
∎
Therefore we can see that f satisfies the relative Kuiper-Kuo
condition (K-KΣ).
The implication (2) ⟹ (1) in the function case, namely p=1,
follows similarly to the above mapping case, but more simply.
In this case we have
[TABLE]
We do not need to apply the Bochnak-Kuo Lemma.
We take η(x)=η1(x) as the same function,
and consider Mν=Vν.
We do not define hν.
Instead, g−1(g(xν))∩Vν takes the same role
as hν−1(hν(xν)) in this case.
Then the remainder follows in the same way.
This completes the proof of the theorem.
∎
3.2. Relative C0 sufficiency of r-jets in Cr+1 mappings
In this subsection we give a criterion of Σ-C0-sufficiency of
r-jets in Cr+1 mappings, using the second relative Kuiper-Kuo condition.
Theorem 3.3**.**
Let r be a positive integer, and let
f∈E[r+1](n,p) where n≥p.
Then the following conditions are equivalent.
(1)
f* satisfies the second relative Kuiper-Kuo condition
(K-KΣδ), namely there is a strictly positive number δ
such that*
[TABLE]
holds in some neighbourhood of 0∈Rn.
2. (2)
The relative r-jet jrf(Σ;0) is Σ-C0-sufficient
in E[r+1](n,p).
Proof.
This theorem is shown in the same way as Theorem 3.1.
In the case of r−δ, the implication (1) ⟹ (2) follows,
after noticing that, by Lemma 2.4, if F(x,t):=f(x)+th(x)
for t∈I=[0,1] and jrh(Σ;0)=0,
then ∥h(x)∥≾d(x,Σ)r+1 and there exists a small neighbourhood
T of t0 in I such that
[TABLE]
for any t∈T.
On the other hand, we can show the implication (2) ⟹ (1)
in the same way as above, by replacing everywhere r−1 with r−δ.
∎
3.3. Σ-C0-sufficiency of jets in the function case
In this subsection we restate Theorems 3.1,
3.3 in the function case.
Related to these results, we shall discuss in the next section if
the Bochnak-Lojasiewicz inequality holds in the relative case, and
the relationship between the relative C0-sufficiency of jets
and the relative V-sufficiency of jets through the relationship
between the relative Kuiper-Kuo condition and condition
(KΣ).
Theorem 3.4**.**
(1) Let r be a positive integer, and let
f∈E[r](n,1).
Then the inequality
[TABLE]
holds in some neighbourhood of 0∈Rn if and only if
the relative r-jet jrf(Σ;0) is Σ-C0-sufficient
in E[r](n,1).
(2) Let r be a positive integer, and let f∈E[r+1](n,1).
Then there is a strictly positive number δ
such that the inequality
[TABLE]
holds in some neighbourhood of 0∈Rn if and only if
the relative r-jet jrf(Σ;0) is
Σ-C0-sufficient in E[r+1](n,1).
Remark 3.5*.*
X. Xu also has obtained in [33] a result that the inequality in
Theorem 3.4 (1) implies
Σ-C0-sufficiency in E[r](n,1).
Example 3.6**.**
Let f:(R2,0)→(R,0) be a polynomial function defined by
[TABLE]
and let Σ:={x=0}.
Then we can easily see that d((x,y),Σ)=∣x∣, and
[TABLE]
in a neighbourhood of (0,0)∈R2.
It follows from Theorem 3.4(1) that
j3f(Σ;0) is Σ-C0-sufficient in E[3](2,1).
Example 3.7**.**
Let fm:(R2,0)→(R,0), m≥3, be a polynomial function
([17]) defined by
fm(x,y):=x3−3xym.
Then we have gradfm(x,y)=(3(x2−ym),−3mxym−1).
(1) Let Σ:={(0,0)}.
Then we have d((x,y),Σ)=∥(x,y)∥, and
[TABLE]
in a neighbourhood of (0,0)∈R2.
We can check the above inequality, dividing a neighbourhood
of 0∈R2 into the following three regions:
[TABLE]
By the Kuiper-Kuo theorem [15], [16],
j23m−1f(0) is C0-sufficient in
E[23m+1](2,1) if m is odd,
and j23mf(0) is C0-sufficient in
E[23m](2,1) if m is even.
(2) Let Σ:={x=0}.
Then we can see that
[TABLE]
in a neighbourhood of (0,0)∈R2.
We can show (3.6) as follows.
Let λ:(R,0)→(R2,0) be an arbitrary analytic arc on R2
passing through (0,0)∈R2, not identically zero, denoted by
[TABLE]
In the case where λ(t)=(0,bsts+⋯), bs=0,
λ is contained in Σ, and d((x,y),Σ)=∣x∣=0 on λ.
Therefore we have
∥gradfm(x,y)∥≿∣x∣
on λ.
Thus we may assume after this that ak=0.
In the case where 2k<ms, we have
∥gradfm(x,y)∥≿∣t∣2k,∣x∣≈∣t∣k
on λ. Therefore we have
∥gradfm(x,y)∥≿∣x∣2
on λ near (0,0)∈R2.
In the case where 2k≥ms, we have
[TABLE]
on λ. Therefore we have
∥gradfm(x,y)∥≿∣x∣3−m2
on λ near (0,0)∈R2.
Thus we have (3.6) in a neighbourhood
of (0,0)∈R2.
Note that
∂x∂fm(tk,ts)≡0,∂y∂fm(tk,ts)=3m∣t∣(3−m2)k
in the case where 2k=ms.
Therefore it follows from Theorem 3.4(1), (2) that
j3fm(Σ;0) is not Σ-C0-sufficient in E[3](2,1)
but Σ-C0-sufficient in E[4](2,1) for any m≥3.
(3) Let Σ:={y=0}.
Then, using a similar computation to the above one, we can see that
∥gradfm(x,y)∥≿∣y∣23m−1
in a neighbourhood of (0,0)∈R2.
It follows from Theorem 3.4(1), (2) that
j23m−1f(Σ;0) is Σ-C0-sufficient in
E[23m+1](2,1) if m is odd,
and j23mf(Σ;0) is Σ-C0-sufficient in
E[23m](2,1) if m is even.
4. Relative V-sufficiency of jets
4.1. Relative V-sufficiency of r-jets in Cr mappings
In this subsection we discuss the relationship between the Kuo condition
and V-sufficiency of r-jets in Cr mappings which are relative to
the closed set Σ⊂Rn such that 0∈Σ.
Theorem 4.1**.**
Let r be a positive integer, and let
f∈E[r](n,p), n≥p.
If f satisfies condition (KΣ),
then the relative r-jet, jrf(Σ;0), is Σ-V-sufficient
in E[r](n,p).
Proof.
Because of the same reason as the theorem above, we may assume
that r≥2.
Let g∈E[r](n,p) be an arbitrary mapping such that
jrg(Σ;0)=jrf(Σ;0).
We define a Cr mapping h:(Rn,0)→(Rp,0) by
h(x):=g(x)−f(x).
Then jrh(x)=0 for any x∈Σ.
By Lemma 2.4, ∥h(x)∥=o(d(x,Σ)r).
Let F(x,t):=f(x)+th(x) for t∈I=[0,1], and t0∈I.
Then there exists a small neighbourhood T of t0 in I such that
[TABLE]
for any t∈T.
Thus F(x,t)=0 is contained in
(HrΣ(F(x,t0);wˉ)∩{∥x∥<α})×T,
hence we will concentrate our attention to this set.
Moreover there are wˉ, α>0 such that
[TABLE]
for x∈HrΣ(f(x);wˉ)∩{∥x∥<α}.
Then there exists C′>0 such that
[TABLE]
for (x,t)∈(HrΣ(F(x,t0);wˉ)∩{∥x∥<α})×T.
Set
W:=(HrΣ(F(x,t0);wˉ)∩{∥x∥<α})×T.
Thus, for (x,t)∈W∖Σ×T the vectors
gradxFj(x,t)(1≤j≤p) are linearly independent.
Let for (x,t)∈W∖Σ×T, Vx,t be the subspace spanned by the {gradxF1(x,t),…,gradxFp(x,t)}.
Let us consider now {N1(x,t),…Np(x,t)} the basis of Vx,t
constructed in the case of relative C0-sufficiency of jets:
Nj(x,t)=gradxFj(x,t)−N~j(x,t),(1≤j≤p), where N~j(x,t) is the projection
of gradxfj(x,t) to
the subspace Vx,tj spanned by the gradxFk(x,t),k=j.
Then, for any j∈{1,…,p} and (x,t)∈W,
[TABLE]
To trivialise the family of zero sets, we use a version of Kuo vector field
as in the proof of Theorem 3.1.
[TABLE]
Since,
[TABLE]
by Proposition 2.15, the following system of differential equations:
[TABLE]
is integrable.
Now for (x,t)∈W define γ(x,t) to be the maximal
solution of (4.2) such that γ(x,t)(t)=x.
Let H0,H~0:W→HrΣ(F(x,t0);wˉ)∩{∥x∥<α}
be given by H0(x,t)=γ(x,t0)(t) and
H~0(y,t)=γ(y,t)(t0).
By Proposition 2.15, the mappings H0 and H~0
are continuous and by uniqueness of the solutions of (4.2),
we have for any (x,t)∈W
[TABLE]
and F(γ(x,t0)(t),t)=F(x,t0) for all t∈T.
We have
f(H0(x,t))+th(H0(x,t))=F(x,t0),
for (x,t)∈W since on Σ,h≡0.
In particular, for all t,t′∈T, the germs of F(x,t)=0 and F(x,t′)=0
at 0∈Rn are Σ-homeomorphic.
Finally, using the same compactness argument as above, we obtain that
the germs of zero-sets f(x)=0 and g(x)=0 at 0∈Rn are
Σ-homeomorphic.
∎
Theorem 4.2**.**
Let r be a positive integer, and let
f∈E[r](n,p) where n>p.
Then the following conditions are equivalent.
(1)
f* satisfies the relative Kuo condition (KΣ).*
2. (2)
f* satisfies condition (KΣ).*
3. (3)
The relative r-jet jrf(Σ;0) is Σ-V-sufficient
in E[r](n,p).
Theorem 4.3**.**
Let r be a positive integer, and let
f∈E[r](n,n).
Suppose that jrf(Σ;0) has a subanalytic Cr-realisation
and that Σ is a subanalytic closed subset of Rn
such that 0∈Σ.
Then the following conditions are equivalent.
(1)
f* satisfies the relative Kuo condition (KΣ).*
2. (2)
f* satisfies condition (KΣ).*
3. (3)
The relative r-jet jrf(Σ;0) is Σ-V-sufficient
in E[r](n,n).
We first assume that f∈E[r](n,p), n≥p,
and we do not necessarily assume that jrf(Σ;0) has a subanalytic
Cr-realisation or Σ is subanalytic in the case where n=p.
As mentioned in Remark 2.12(2), conditions (1) and (2) are
equivalent.
The implication (1) ⟹ (3) follows from Theorem 4.1.
Therefore we shall show that condition (3) implies condition (2).
Namely, Σ-V-sufficiency of jets implies condition
(KΣ).
Let the relative r-jet jrf(Σ;0) be Σ-V-sufficient
in E[r](n,p).
Suppose by reductio ad absurdum, that (KΣ)
is not satisfied.
One can then find a sequence (xν)ν≥1 of points of
Rn∖Σ converging to 0∈Rn such that
[TABLE]
Extracting a subsequence from (xν)ν≥1 if necessary,
one can assume that
[TABLE]
(which implies, in particular, that d(xν,Σ) decreases),
and that condition (4.3) implies:
∣fk(xν)∣=o(d(xν,Σ)r), for all 1≦k≦p;
2. 2)
δν=o(d(xν,Σ)r−1)
where
δν:=κ(df(xν))=dist(gradfj(xν),k=j∑Rgradfk(xν))
for some j, 1≤j≤p.
By Remark 2.12(3), we may assume j=1 after this.
Now we apply Lemma 2.17, with
uν(k)=gradfk(xν), αν=d(xν,Σ)
and s=r−1, to find for each ν∈N,p−1 vectors,
λν(2),…,λν(p)∈Rn
such that:
(a)
∥λν(k)∥=o(d(xν,Σ)r−1),k=2,,…,p;
2. (b)
gradf2(xν)+λν(2),…,gradfp(xν)+λν(p) are linearly independant in
Rn;
3. (c)
gradf1(xν)∈k=2∑pR(gradfk(xν)+λν(k)).
Let ψ:Rn→R be a C∞ function
such that ψ(t)=1 in a neighbourhood of 0∈Rn and
ψ(t)=0 for ∣t∣≧41.
We define a map-germ η=(η1,…,ηp):(Rn,0)→(Rp,0)
by:
[TABLE]
[TABLE]
for x∈Bν and η(x)=0 for
x∈ν=1⋃∞Bν,
where
Bν={x∈Rn:∥x−xν∥≤41d(xν,Σ)},
and (ϵν)ν≥1 is a sequence of real numbers, for ν∈N.
Let K>0 such that ∣ψ(t)∣≤K in Rn.
Then we have
[TABLE]
[TABLE]
Therefore, if we take the sequence (ϵν)ν≥1
so that ϵν=o(d(xν,Σ)r), we have
[TABLE]
It follows that g=f−η is a Cr-realisation of jrf(Σ;0).
By condition (b), there is a small neighbourhood Vν of xν
such that the set
[TABLE]
is a differentiable manifold of codimension p−1.
From condition (c), for each ν∈N, there are real numbers a2,ν,…,ap,ν such that,
[TABLE]
Choose now ϵν=o(d(xν,Σ)r) more finely such that xν
is a non-degenerate critical point of
hν(x)=f1(x)−η1(x)+∑k=2pak,ν(ηk(x)−fk(x)).
Then
[TABLE]
By the choice of ϵν, this set is the intersection of the locus of a non-degenerate quadratic form hν−1(0) with a codimension p−1
manifold Mν.
Therefore, modifying the sequence ϵν,ϵν=o(d(xν,Σ)r)), if necessary,
in the case where n>p,g−1(0) cannot be a topological
manifold of codimension p, around xν, ν∈N.
By construction, the map-germ g has the same r-jet as f as mentioned
above, and its zero set g−1(0) contains the sequence
(xν)ν∈N which is not in Σ.
Therefore the germ g−1(0)∖Σ at 0∈Rn is not empty.
Since jrf(Σ;0) is Σ-V-sufficient, the germ f−1(0)∖Σ
at 0∈Rn is not empty, either.
It follows from the above arguments that we have the following properties
for f∈E[r](n,p) under the assumption that
jrf(Σ;0) is Σ-V-sufficient in E[r](n,p), but f
does not satisfy condition (KΣ):
(P1) The germ f−1(0)∖Σ at 0∈Rn is not empty.
(P2) In the case where n>p, jrf(Σ;0) has a Cr-realisation g∈E[r](n,p) such that near each xν,g−1(g(xν))=g−1(0) is not a topological manifold
of codimension p.
On the other hand, we have the following lemma.
Lemma 4.4**.**
Let jrf(Σ;0) is Σ-V-sufficient
in E[r](n,p).
Suppose that the germ f−1(0)∖Σ at 0∈Rn is not empty.
Then there exists g0∈E[r](n,p) with
jrg0(Σ;0)=jrf(Σ;0) such that the germ of
g0−1(0)∖Σ at 0∈Rn is not empty and
a smooth submanifold of Rn of codimension p.
Proof.
We need for this, the following fact, which is a consequence of
Sard’s theorem:
Let U⊂Rn,V⊂Rp be open sets,
let F:U×V→Rp be a smooth map.
and let b be a regular values of F.
Then for almost all y∈V, b is a regular value of a map
Fy:U∋x↦F(x,y).
By Remark 2.1(2), there exists a Cr-realisation f~
of jrf(Σ;0) such that the restriction of f~ to
Rn∖Σ is smooth.
Since the jet jrf(Σ;0) is Σ-V-sufficient in E[r](n,p),
the germ of f~−1(0)∖Σ at 0∈Rn is not empty.
Let h:Rn→R be a smooth flat function
such that h−1(0)=Σ.
We consider now, the map
F:(Rn×Rp,(0,0))→(Rp,0) defined by
[TABLE]
The restriction of F to
(Rn\Σ)×Rp is a submersion
around (0,0)∈Rn×Rp.
Since the germ of f~−1(0)∖Σ at 0∈Rn
is not empty,
(F∣(Rn\Σ)×Rp)−1(0)=∅ as germs at (0,0)∈Rn×Rp.
In addition, 0∈Rp is a regular value of
F∣(Rn\Σ)×Rp.
Therefore, by the above fact, there is y0∈Rp close to
0∈Rp such that 0∈Rp is a regular value of
Fy0∣Rn\Σ.
Now we let g0=Fy0.
By construction, g0∈E[r](n,p), and
jrg0(Σ;0)=jrf(Σ;0).
Since jrf(Σ;0) is Σ-V-sufficient in E[r](n,p),
g0−1(0)∖Σ is not empty and a germ of a smooth submanifold
of Rn of codimension p.
∎
We first consider the case where n>p.
Since jrf(Σ;0) is Σ-V-sufficient in E[r](n,p),
property (P2) contradicts Lemma 4.4.
Therefore f satisfies condition (KΣ).
This completes the proof of Theorem 4.2.
We next consider the case where n=p.
In this case we are assuming that jrf(Σ;0) has a subanalytic
Cr-realisation f, and that Σ is a subanalytic subset
of Rn.
By property (P1), the germ of f−1(0)∖Σ at 0∈Rn
is not empty.
Since jrf(Σ;0) is Σ-V-sufficient in E[r](n,p),
the germ of f−1(0)∖Σ at 0∈Rn
is not empty.
Then, by the Curve Selection Lemma, there exists a Cω arc
λ:[0,δ)→Rn, δ>0, such that
λ(0)=0∈Rn and λ(t)∈f−1(0),
t∈[0,δ).
Therefore, because of Σ-V-sufficiency of jrf(Σ;0),
this contradicts Lemma 4.4.
Therefore f satisfies condition (KΣ).
This completes the proof of Theorem 4.3.
∎
Remark 4.5*.*
In the non-relative case C0-sufficiency of r-jets in
E[r](n,1) is equivalent to V-sufficiency of
r-jets in E[r](n,1).
The Bochnak-Lojasiewicz inequality takes a very important role
in the proof of the equivalence.
Therefore it may be natural to ask whether the Bochnak-Lojasiewicz
inequality holds also in the relative case.
More precisely, if we let f:(Rn,0)→(R,0) a Cω
function germ, then we ask whether the following inequality
[TABLE]
holds in a neighbourhood of 0∈Rn.
If this Bochnak-Lojasiewicz inequality holds in the relative case,
then it follows that the relative Kuiper-Kuo condition (K-KΣ)
and condition (KΣ) are equivalent
like in the non-relative case.
But we give an example below to show that conditions (K-KΣ) and
(KΣ) are not necessarily equivalent in the relative case.
As a result, we can see that the Bochnak-Lojasiewicz inequality does not
always hold in the relative case, and it follows from Theorems
3.1, 4.2 that Σ-V-sufficiency
of r-jets in E[r](n,1) does not always imply
Σ-C0-sufficiency of r-jets in E[r](n,1).
Example 4.6**.**
Let us recall the situation in Example 3.7(2).
Namely, fm(x,y)=x3−3xym, m≥3, and Σ={x=0}.
Let r=3.
In this setting, the relative Kuiper-Kuo condition is
[TABLE]
in a neighbourhood of (0,0)∈R2.
But as seen in Example 3.7(2), the above inequality
does not hold along an analytic arc λ(t)=(tm,t2)
for m≥3.
In other words, the relative Kuiper-Kuo condition (K-KΣ)
is not satisfied.
Therefore, by Theorem 3.1, j3fm(Σ;0)
is not Σ-C0-sufficient in E[3](2,1).
On the other hand, condition (KΣ) is
[TABLE]
in a neighbourhood of (0,0)∈R2.
We show that fm, m≥3, satisfies this condition.
Let
[TABLE]
be an analytic arc passing through (0,0)∈R2 as in
Example 3.7.
Then we may assume ak=0, and ∣x∣≈∣t∣k.
In the case where 2k<ms, we have
[TABLE]
on λ near (0,0)∈R2.
In the case where 2k>ms, we have
[TABLE]
on λ near (0,0)∈R2.
In the case where 2k=ms and ak=bs, we have
[TABLE]
on λ near (0,0)∈R2.
In the case where 2k=ms and ak=bs, we have
[TABLE]
on λ near (0,0)∈R2.
On any analytic arc λ, condition (KΣ) is
satisfied.
Therefore we can see that fm, m≥3, satisfies condition
(KΣ).
It follows that conditions (K-KΣ) and (KΣ)
are not necessarily equivalent in the relative case.
In addition, by Theorem 4.2, we see that
j3fm(Σ;0) is Σ-V-sufficient in E[3](2,1)
for any m≥3.
Incidentally, the Bochnak-Lojasiewicz inequality does not hold
along an analytic arc λ(t)=(tm,t2) for m≥3.
As a corollary of the proofs of Theorems 4.2 and
4.3, we have the following.
Corollary 4.7**.**
Let r be a positive integer, and let f∈E[r](n,p) such that jrf(Σ,0) is Σ-V-sufficient in E[r](n,p).
if n>p, then for any Cr realisation g of jrf(Σ,0), g−1(0)∖Σ is a germ of Cr submanifold of codimension p at [math] or empty.
2. 2)
if n=p,jrf(Σ;0) has a subanalytic Cr-realisation
and Σ is a germ at 0∈Rn of a closed subanalytic subset of Rn,
then for any Cr realisation g of jrf(Σ,0), the set-germs
(g−1(0),0) and (f−1(0),0) are equal and are contained in (Σ,0).
Remark 4.8*.*
It is well-known that the Kuiper-Kuo condition and V-sufficiency of jets
are equivalent for function-germs.
But, by Example 4.6 and Theorem 4.2,
we can see that they are not always equivalent in the relative case.
Remark 4.9*.*
It is worth to mention that if f∈Er(n,p) and a subanalytic mapping then it has a subanalytic realisation in Eq(n,p) for any q≥r (see [19]).
4.2. Relative V-sufficiency of r-jets in Cr+1 mappings
In this subsection we give some characterisations for the relative
r-jets to be Σ-V-sufficient in Cr+1 mappings.
Theorem 4.10**.**
Let r be a positive integer, and let
f∈E[r+1](n,p), n≥p.
If f satisfies condition (KΣδ),
then the relative r-jet, jrf(Σ;0) is Σ-V-sufficient
in E[r+1](n,p).
Proof.
Because of the same reason as the theorem above, we may assume
that r≥2.
Let g∈E[r+1](n,p) be an arbitrary mapping such that
jrg(Σ;0)=jrf(Σ;0).
We define a Cr+1 mapping h:(Rn,0)→(Rp,0) by
h(x):=g(x)−f(x).
Then jrh(x)=0 for any x∈Σ.
Let F(x,t):=f(x)+th(x) for t∈I=[0,1].
Since jrh=0 on Σ near 0∈Rn, by Lemma 2.4,
∥h(x)∥≾d(x,Σ)r+1.
Then there exists a small neighbourhood T of t0 in I such that
[TABLE]
for any t∈T.
Thus the zero-set F(x,t)=0 is contained in
[TABLE]
hence we will concentrate our attention to this set.
Moreover there are wˉ, α>0 such that
[TABLE]
in Hr+1Σ(f;wˉ)∩{∥x∥<α}.
Then there exists C′>0 such that
[TABLE]
for (x,t)∈(Hr+1Σ(F(x,t0);wˉ)∩{∥x∥<α})×T.
Set
[TABLE]
Now we consider as in the proof of Theorem 4.1 the basis {N1(x,t),…Np(x,t)} of Vx,t constructed as follows:
[TABLE]
where N~j(x,t) is the projection
of gradxfj(x,t) to
the subspace Vx,tj spanned by the gradxFk(x,t),k=j.
From the above we get, for any j∈{1,…,p} and (x,t)∈W,
[TABLE]
and then we use the same vector field of trivialisation as above
[TABLE]
Since
[TABLE]
we use Proposition 2.15 to end the proof as in Theorem 4.1.
∎
Example 4.11**.**
Let f:(Rn,0)→(R,0), n≥3, be a polynomial function defined by
f(x1,x2,…,xn):=x13−3x1x25
and Σ:={x1=x2=0}.
Then we have
gradfm(x,y)=(3(x12−x25),−15x1x24),
and d(x,Σ)=∥(x1,x2)∥.
From the computation in Example 3.7(1),
∥gradf(x)∥≿d(x,Σ)7−21
in a neighbourhood of 0∈Rn.
Therefore, by Theorem 3.4(2), j7f(Σ;0) is
Σ-C0-sufficient in E[8](n,1).
Now, since g(x)=x13−3x1x25+x2215=(x1−x225)2(x1+2x225) is a realisation of the jet j7f(Σ;0) in E[7](n,1), which is not Σ-V-equivalent
to f; therefore j7f(Σ;0) is not Σ-V-sufficient in
E[7](n,1). The proof can be carried out like in [13].
By Lemma 2.4, we have the following as a corollary
of Theorem 4.10.
Corollary 4.12**.**
Let r be a positive integer, and let f∈E[r+1](n,p),
n≥p.
If there exists δ>0 such that
[TABLE]
holds in some neighbourhood of 0∈Rn,
then jrf(Σ;0) is Σ-V-sufficient in E[r+1](n,p).
Remark 4.13*.*
In the non-relative case C0-sufficiency of r-jets in
E[r+1](n,1) is equivalent to V-sufficiency of
r-jets in E[r+1](n,1), too.
But this does not holds in the relative case, namely
we give an example below to show that Σ-V-sufficiency of r-jets
in Cr+1 functions does not always imply Σ-C0-sufficiency of
r-jets in Cr+1 functions, either.
Example 4.14**.**
Let f:(R2,0)→(R,0) be a polynomial function defined by
f(x,y):=(x−y3)2+y10,
and let Σ={x=0}.
Then we have
[TABLE]
Let
λ(t)=(aktk+⋯,bsts+⋯)
be an analytic arc passing through (0,0)∈R2 as in
Example 3.7.
Then we may assume ak=0, and then ∣x∣≈∣t∣k.
In the case where k<3s, we have
[TABLE]
on λ near (0,0)∈R2.
In the case where k>3s, we have
[TABLE]
on λ near (0,0)∈R2.
In the case where k=3s, ∣x∣≈∣y∣3.
Therefore we have
[TABLE]
on λ near (0,0)∈R2.
On any analytic arc λ,
∣x∣∥gradf(x,y)∥+∣f(x)∣≿∣x∣4−32
holds near (0,0)∈R2.
Therefore the above inequality holds in a neighbourhood of (0,0)∈R2.
It follows from Corollary 4.12 that
j3f(Σ;0) is Σ-V-sufficient in E[4](2,1).
Let λ(t):=(t3,t).
Then ∣x∣=∣t∣3=∣y∣ on λ.
Therefore we have
[TABLE]
on λ near (0,0)∈R2.
By Theorem 3.4(2), j3f(Σ;0) cannot
be Σ-C0-sufficient in E[4](2,1).
We gave a sufficient condition for the relative r-jets
to be Σ-V-sufficient in Cr+1 mappings.
We next give a necessary condition.
Definition 4.15**.**
Let f∈E[r](n,p) and d∈N.
We say that the horn neighbourhood of f, HdΣ(f)
is Σ-regular if for some w>0,
[TABLE]
Remark 4.16*.*
For germ f∈E[r](n,p), n≥p, the following conditions
are equivalent:
HrΣ(f) is Σ-regular
2. 2)
f satisfies condition (KΣ).
Proposition 4.17**.**
Let r be a positive integer, and let
f∈E[r+1](n,p), n≥p, such that the relative r-jet jrf(Σ;0) is Σ-V-sufficient in E[r+1](n,p).
Then for any realisation g of jrf(Σ;0) in E[r+1](n,p), the horn neighbourhood Hr+1Σ(g) is Σ-regular.
Proof.
If not, then we can find a realisation
g~ of jrf(Σ;0) in E[r+1](n,p),
a sequence (xν)ν≥1 of points of Rn∖Σ
converging to 0∈Rn such that
[TABLE]
Extracting a subsequence from (xν)ν≥1 if necessary,
one can assume that
[TABLE]
which implies, in particular, that d(xν,Σ) decreases,
and that condition (4.7) implies:
∣g~k(xν)∣=o(d(xν,Σ)r+1), for all 1≦k≦p;
2. 2)
δν=o(d(xν,Σ)r)
where
[TABLE]
Now adapting the proofs of Theorem 4.2 and Theorem
4.3, we first notice that the germ η, in this case
satisfies the inequalities
[TABLE]
[TABLE]
Then for a suitable choice of the sequence (ϵν)η≥1, (ϵν=o(d(xν,Σ)r+1)), we have η(x)=o(d(x,Σ)r+1), and then g=g~−η is a Cr+1-realisation of jrf(Σ;0). We carry on the same argument to contruct in each cases, n>p and n=p, a realisation which contradict Lemma 4.4.
∎
5. Rigidity and Relative SV-determinacy
Let E(n)p, n≥p, be the set of C∞
map-germs : Rn→Rp at 0∈Rn, and let Σ be
a germ of closed subset of Rn such that 0∈Σ.
We say that f∈E(n)p is finitelyΣ−SV-determined (resp. finitelyΣ−V-determined)
if there is a positive integer k
such that for any g∈E(n)p with jkg(Σ;0)=jkf(Σ;0),g is Σ−SV-equivalent (resp. Σ−V-equivalent) to f.
Concerning finite SV-determinacy or finite V-determinacy in the
non-relative case, lots of characterisations have been obtained
(see J. Bochnak - T.-C. Kuo [4]).
Let φ=(φ1,…,φp):Rn→Rp, n≥p,
be a C∞ map-germ at 0∈Rn.
We denote by IK(φ) the ideal of E(n) generated by
φ1,…,φp and the Jacobian determinants
[TABLE]
and we let
Z(φ,x):=1≤i1<…<ip≤n∑D(xi1,…,xip)D(φ1,…,φp)(x)2+j=1∑pφj(x)2.
In the case where n>p, we define also the ideal of E(n),
denoted by IT(φ), generated by φ1,…,φp and
the Jacobian determinants
[TABLE]
here ρ(x)=∥x∥2.
In the case where n=p, we define the ideal IT(φ)
of E(n), as the ideal generated by only
φ1,…,φp.
Let mΣ∞ be the ideal of E(n) consisting of germs f
such that j∞f(x)=0 for all x∈Σ, namely
mΣ∞={f∈E(n):j∞f(Σ;0)=0}.
Let r be a positive integer, and let
φ=(φ1,…,φp):Rn→Rp, n≥p,
be a Cr map-germ at 0∈Rn.
We denote by E[r](n) be the ring of Cr function-germs :
Rn→R at 0∈Rn, by E[r](n)p the set
of Cr map-germs : Rn→Rp at 0∈Rn, and by
E[r](n)(φ) the ideal of Er(n)
generated by φ1,…,φp.
Definition 5.1**.**
We call φ∈E(n)pΣ-Cr-rigid if there is a positive integer k for which the
following holds:
for any ψ∈E(n)p such that jkφ=jkψ
on Σ, there exists
τ∈RΣfix such that
[TABLE]
Definition 5.2**.**
Let I be an ideal of E(n).
We say that I is Σ-elliptic if there is f∈I such that
∣f(x)∣≥Cd(x,Σ)α
in a neighbourhood of [math], where C and α are positive constants.
We call such f an elliptic element of I.
Remark 5.3*.*
If the ideal I is Σ-elliptic and generated by f1,…,fk, then f12+…+fk2 is an elliptic element of I.
We have the following Lemma, which is a slight modification of a result of J.-C. Tougeron and J. Merrien [29].
We give the proof for completeness.
Lemma 5.4**.**
Let I be a finitely generated ideal of E(n).
Then the following conditions are equivalent:
(1)
I* is Σ-elliptic.*
2. (2)
mΣ∞⊂mΣ∞I**
3. (3)
mΣ∞⊂I**
Proof.
Let f1,…,fl be the generators of I.
We first show the implication (1)⇒(2).
Let f=f12+…+fl2.
By Leibniz formula and the assumption on I, in a neighbourhood of [math], we
have: for each multi-index β there exists Cβ>0 such that
[TABLE]
and there exists C>0 such that
[TABLE]
Now, by Proposition VI 4.2 of [28], for any
φ∈mΣ∞,
fφ∈mΣ∞.
It follows that φ∈mΣ∞I.
The implication (2)⇒(3) is obvious.
We lastly show the implication (3)⇒(1).
Suppose that I is not Σ-elliptic.
Then we can construct
a sequence of points xk∈Rn∖Σ, converging to
0∈Rn such that
i=1∑l∣fi(xk)∣≤d(xk,Σ)k+1.
Taking a subsequence if necessary, we may assume that the balls
Bk=B(xk,21d(xk,Σ)) are all disjoints.
Let gk∈E(n) such that gk(xk)=1
and gk=0 on the complement of Bk and satisfying:
for each multi-index β there exists a positive constant Cβ
such that on Bk
[TABLE]
Then k∈N∑gkd(xk,Σ)k converges to a
function g∈mΣ∞.
By the assumption (3) we have g∈I.
Then it follows that there exists C>0 such that
∣g(xk)∣≤Ci=1∑k∣fi(xk)∣.
Therefore we have d(xk,Σ)k≤Cd(xk,Σ)k+1, which is impossible.
This is a contradiction.
Thus I is Σ-elliptic
∎
As a consequence we have the following proposition:
Proposition 5.5**.**
For φ∈E(n)p , the following conditions are
equivalent:
(1)
There exist C,α,β>0 such that Z(φ,x)≥Cd(x,Σ)α for ∣x∣<β.
2. (2)
mΣ∞⊂IK(φ).
If moreover Σ is subanalytic and φ is analytic, they are also equivalent to:
3. (3)
mΣ∞⊂IT(φ).**
4. (4)
The set germ at [math], Sing(φ)∩φ−1(0), is contained in Σ.
Proof.
The equivalence between (1), (2) and (3) follows from
Theorem 2.20 and Lemma 5.4;
(1) implies (4) trivially and the converse is the inequality of
Lojasiewicz, since Σ is subanalytic, Z(φ,x) is analytic and
{Z(φ,x)=0}=Sing(φ)∩φ−1(0).
∎
Definition 5.6**.**
A germ of closed subset Σ of Rn is called coherent if mΣ is a finitely generated ideal of E(n).
This definition is inspired by the following result of W. Kucharz proved in [14]: an analytic and semi-algebraic subset X in an open subset U of Rn is coherent if and only if mX is a finitely generated ideal of E(n). In particular, Σ={0} is coherent.
Let us give a generalisation of the Bochnak-Kuo theorem in [4]
as follows.
Theorem 5.7**.**
Let Σ be a coherent germ of closed subset of Rn such that 0∈Σ.
Then the following conditions are equivalent for
φ∈E(n)p where n>p:
(1)
For each r∈N, φ is Σ-Cr-rigid.
2. (2)
φ* is finitely Σ-SV-determined.*
3. (3)
φ* is finitely Σ-V-determined.*
4. (4)
IK(φ)* is Σ-elliptic.*
5. (5)
mΣ∞⊂IK(φ).
If moreover φ is analytic, they are also equivalent to:
6. (6)
mΣ∞⊂IT(φ).**
Proof.
The implications (1)⟹(2)⟹(3) are obvious by definition,
and the equivalence (4)⟺(5) follows from
Lemma 5.4.
Concerning the equivalence (5)⟺(6) in the analytic case,
see Proposition 5.5.
We first show the implication (5)⟹(1), namely
we will show that mΣ∞⊂IK(φ)
implies that for any r∈N,
there exists s∈N such that mΣs⊂E[r+1](n)(IK(φ)).
Let {f1,…,fk} be a system of generators of
mΣ.
Since condition (5) is equivalent to condition (4), for s large enough,
Z(φ,x)fis is of class Cr+1 for any
i∈{1,…,k}.
Hence fis∈E[r+1](n)(IK(φ)) and then
mΣ(s−1)k+1⊂E[r+1](n)(IK(φ)).
We set q:=(s−1)k+1.
We now show that j2q(φ) is Σ-Cr+1-rigid in E(n)p. Let ψ∈Ep be any element with j2q(ψ)=j2q(φ) on Σ. Then E(n)(φ−ψ)⊂mΣ2q+1, hence
[TABLE]
We first remark that
[TABLE]
where J(φ)
is the Jacobian ideal of φ.
From (5.1), we have
[TABLE]
and by Nakayama’s Lemma we obtain:
[TABLE]
Thus there exist
[TABLE]
such that
φ−ψ=ψ1−φ1.
For x and y in (Rn,0), we define F by
[TABLE]
Since, for i=1,…,n, Fi(x,0) belongs to E[r+1](n)(mΣ)(E[r+1](n)(J(φ)))2, by Tougeron’s
Implicit Function Theorem ([28] page 56), there is a map g:(Rn,0)⟶(Rn,0) with components in E[r+1](n)(mΣ)(E[r+1](n)(J(φ))) such that F(x,g(x))=0. Let τ(x)=x+g(x). Clearly τ is a germ
of diffeomorphism at the origin, and it coincides with the identity on
Σ, namely τ∈RΣfix.
Now, by construction, we have
[TABLE]
Thus E[r+1](n)(φ∘τ)=E[r+1](n)(ψ), namely φ is Σ-Cr-rigid.
It remains to prove the implication (3)⟹(4).
Let φ be a finitely Σ-V-determined germ.
We suppose that the germ at 0∈Rn of φ−1(0)∖Σ
is not empty.
Let r∈N such that φ is Σ-V-determined at degree r.
Then, using a similar argument to the proof of Lemma 4.4, we can see
that for all map g∈E[∞](n,p) with
jrg(Σ;0)=jrφ(Σ;0) the germ of
g−1(0)∖Σ at 0∈Rn is not empty and
a topological manifold of Rn of codimension p.
We suppose that, on the contrary, condition (4) is not satisfied.
One can then find a sequence (xν)ν≥1 of points of
Rn converging to 0∈Rn and such that
[TABLE]
Extracting a subsequence if necessary, one can assume that
∥xν+1∥<31d(xν,Σ),
which implies, in particular, that d(xν,Σ) decreases.
As in the proofs of Theorems 4.2 and
4.3, we may assume that
κ(df(xν))=d(gradφ1(xν),k=2∑pRgradφk(xν)).
Let
δν:=d(gradφ1(xν),k=2∑pRgradφk(xν)).
Since
∣φk(xν)∣=o(d(xν,Σ)s), for all s∈N and 1≦k≦p;
2. 2)
δν=o(d(xν,Σ)s), for all s∈N.
Now we apply the Bochnak-Kuo Lemma in [4]
(see Lemma 2.17 with Remark 2.18)
with uν(k)=gradφk(xν) and αν=d(xν,Σ), to find for each ν∈N,p−1 vectors,
λν(2),…,λν(p)∈Rn such that:
(a)
∥λν(k)∥=o(d(xν,Σ)s),k=2,,…,p;
2. (b)
gradφ2(xν)+λν(2),…,gradφp(xν)+λν(p) are linearly independant in Rn;
3. (c)
gradφ1(xν)∈k=2∑pR(gradφ2(xν)+λν(2)).
Let ψ:R→[0,1] be a C∞ function such that
ψ(t)=1 in a neighbourhood of 0∈R and ψ(t)=0 for
∣t∣≧41.
Let f:Rn→R a smooth flat function such that
f−1(0)=Σ.
We define a germ η=(η1,…,ηp) by:
[TABLE]
[TABLE]
Then
i)
If we choose ϵν>0 such that for each s∈N,ϵν=o(d(xν,Σ)s), then η=(η1,…,ηp) is of class C∞,
2. ii)
η is flat on Σ;
3. iii)
For each ν∈N,(φ−η)(xν)=0.
Let g=φ−η.
We shall show that we can choose ϵν,ϵν=o(d(xν,Σ)s), such that near each xν,g−1(g(xν))=g−1(0) is not a topological manifold of codimension
p, if n>p.
By condition (b), there is a small neighbourhood Vν of xν, such that the set
[TABLE]
is a smooth manifold of codimension p−1.
From condition (c), for each ν∈N, there are real numbers a2,ν,…,ap,ν such that,
[TABLE]
Choose now ϵν=o(d(xν,Σ)s) such that xν is a non-degenerate critical point of
[TABLE]
Then
g−1(0)∩Vν={x∈Vν:g1(x)=g2(x)=…=gp(x)=0}={x∈Mν:hν(x)=0}.
By the choice of ϵν, this set is the intersection of the locus of a non-degenerate quadratic form hν−1(0) with a codimension p−1 manifold Mν. Then if it is a topological manifold, necessarily it is reduces to a point. Now if n−p≥1,g−1(0) cannot be a topological manifold of codimension p.
This is a contradiction.
Thus the implication (3)⟹(4) is shown.
∎
Theorem 5.8**.**
Let Σ be a coherent subanalytic germ of closed subset at 0∈Rn. Then the following conditions are equivalent for
analytic germ φ:(Rn,0)→(Rn,0):
(1)
For each r∈N, φ is Σ-Cr-rigid.
2. (2)
φ* is finitely Σ-SV-determined.*
3. (3)
φ* is finitely Σ-V-determined.*
4. (4)
IK(φ)* is Σ-elliptic.*
5. (5)
mΣ∞⊂IK(φ).**
6. (6)
mΣ∞⊂IT(φ).**
Proof.
The proofs are the same as in the previous theorem except for
the implication (3)⟹(4), where we conclude by the following:
since n=p and the set-germ f−1(0)∖Σ is not empty, this
contradicts the Σ-V-sufficiency (see Corollary 4.7).
∎
6. Relative K equivalence
Let E(n) be the local ring of germs of C∞ functions f:(Rn,0)→R with maximal ideal mn.
For a germ of closed subset Σ of Rn such that 0∈Σ, we suppose moreover that Σ is coherent (see Definition 5.6).
We now generalise Mather’s notion of contact equivalence (see [22]);
we say that two map germs f and g:(Rn,0)→(Rp,0) are
KΣequivalent if there exists a germ of diffeomorphism h∈RΣfix and a C∞ germ A:(Rn,0)→GL(R,p) such that f=A⋅g∘h;
here ⋅ denotes matrix multiplication of A by the vector-valued function g∘h in Rp.
Now let f=(f1,…,fp) be an element in
mnE(n)p, let JC(f) be the ideal in E(n) generated by f1,…,fp and let
⟨∂x1∂f,…,∂xn∂f⟩ be the E(n) submodule of E(n)p generated by the partial derivatives ∂xi∂f,i=1,…,n. In analogy with the K tangent space of a map germ (see [22] ), we define the E(n) submodule of E(n)p :
[TABLE]
Proposition 6.1**.**
A necessary and sufficient condition for f to be KΣ determined by a finite jet (resp. ∞-jet) is that for some k<∞, mΣkE(n)p⊂TKΣf
(resp. mΣ∞E(n)p⊂TKΣf ).
Proof.
Assume that f∈E(n)p satisfies the condition
mΣ∞E(n)p⊂TKΣf,
denoted by (t) as in [31] . Let h∈mΣ∞E(n)p. It is clear that we only have to prove that f and f+h are KΣ equivalent. Define F:(R×Rn,0)→(Rp,0) by F(t,x)=f(x)+th(x).
Lemma 6.2**.**
If f satisfies condition (t) then we can find a germ of a
smooth vector field X around (0,0) in
R×Rn of the following form:
X=∂t∂+j=1∑nXj(t,x)∂xj∂*
where Xj(t,x)=0 for x∈Σ and such that:
DF(X)∈JC(F)E(n+1)p.*
Proof.
From the coherency condition, the following E(n)
module
[TABLE]
is finitely generated.
Considering E(n) as a subset of E(n+1) it follows
from condition (t) that:
[TABLE]
Since F−f∈mn+1mΣ∞E(n)p,
this implies that
[TABLE]
On the other hand we have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
Hence Nakayama’s Lemma gives that
[TABLE]
From condition (t) it follows that
[TABLE]
This shows that we can find germs Xj∈mΣE(n+1) such that
[TABLE]
Then X(t,x)=∂t∂+j=1∑nXj(t,x)∂xj∂ satisfies the conditions of this lemma.
∎
Now, integrate the vector field X in the lemma above around (0,0)
in R×Rn. We get a family {ht} of diffeomorphisms (Rn,0)→(Rn,0) such that ht∣Σ=Id. The condition DF(X)∈JC(F)E(n+1)p gives that we can find a p×p matrix A(t,x) with entries in E(n+1) such that
[TABLE]
which gives that F(t,ht(x)) is a solution of the differential equation
y′=A(t,ht(x))⋅y with initial condition y(0)=f(x) for fixed
x.
Since the solution of this differential equation is unique and smooth in x
and t of form y(x,t)=A(t,x)⋅y(x,0) where A(t,x) is an invertible matrix, we can conclude that F(t,ht(x))=A(t,x)⋅f(x).
Since this holds in a neighbourhood of (0,0) in
R×Rn we can conclude that f and f+th are
KΣ equivalent for small t.
Now fix an arbitrary t0∈[0,1], and let
ft0∈E(n)p denote f+t0h.
From condition (t) it follows easily that
TKΣft0⊂TKΣf and that
TKf⊆TKΣft0+mn(TKΣf).
Therefore Nakayama’s Lemma gives that
TKΣf=TKΣf0.
Thus TKΣft0 also satisfies condition (t), and it follows
from above that ft0 and f+th are KΣ equivalent when
∣t−t0∣ is small.
Connectedness of [0,1] gives that f and f+h are KΣ equivalent.
∎
Let us also introduce the notion of Cr-KΣ equivalence 0≤r≤∞ which is the analogue of ordinary KΣ equivalence just using Ck diffeomorphisms instead of C∞ diffeomorphisms in the definition of KΣ equivalence.
Let JR(f) be the ideal in E(n) generated by the p×p minors of Df and put JK(f)=JR(f)+JC(f).
Following [7] we denote:
(ar) for 0≤r≤∞,f is infinitely
Cr-KΣ determined.
(br) for 0≤r≤∞,f is finitely
Cr-KΣ determined.
(c) JK(f) is Σ-elliptic.
(t) mΣ∞E(n)p⊂TKΣf.
(v1)f is infinitely Σ-V determined.
(v1′)f is infinitely Σ-SV-determined.
(v2)f is finitely Σ-V-determined.
(v2′)f is finitely Σ-SV-determined.
Now we have:
Theorem 6.3**.**
For f∈E(n)p,n>p, the conditions
[TABLE]
are all equivalent.
In Proposition 6.1, we have proved the equivalence
(t)⟺(a∞).
By definition, the implications (a∞)⟹(ar)⟹(v1),(v2)⟹(v1) and (v2′)⟹(v1′) are obvious.
The proof of (3)⟹(4) of Theorem 5.7 can be easily adapted
to prove the implication (v1)⟹(c), and
Lemma 5.4 gives the implication (c)⟹(t).
In addition, the notion of Cr rigid is equivalent to (br).
Therefore the equivalences
(c)⟺(v2)⟺(v2′)⟺(br), (r<∞),
are proved in the same way as in Theorem 5.7.
Thus Theorem 6.3 is established.
Remark 6.4*.*
We may notice that in Theorem 6.3, we consider only (br) with 0≤r<∞; in fact in general (a∞) doesn’t implies (b∞), even in the absolute case. For example, the C∞ function germ at the origine,
f(x,y)=(x2+y2)2, is infinitely C∞-K-determined, because it’s jacobian ideal is elliptic (see [32] Theorem 1.2 for this characterisation of infinite determinacy)
but it is not finitely C∞-K-determined, since the zeros set of each representative of it’s complexification has singular points arbitrary close to the origine
(see [31] Proposition 1.7 for this characterisation of finite determinacy).
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