This paper characterizes the space of rational surgeries yielding L-spaces for multi-component links, extending previous results to complex satellites and algebraic links, and develops tools for approximating these spaces.
Contribution
It provides the first explicit descriptions of L-space surgery spaces for multi-component links and generalizes existing results to satellites by algebraic and iterated torus links.
Findings
01
Computed L-space surgery spaces for satellites by torus-links in S^3.
02
Developed approximation tools for fractal-boundaried L-space sets from algebraic links.
03
Extended the L-space conjecture validity to satellite links of knots.
Abstract
Given an n-component link L in any 3-manifold M, the space L⊂(Q∪{∞})n of rational surgery slopes yielding L-spaces is already fully characterized (in joint work by the author) when n=1 and L is nontrivial. For n>1, however, there are no previous results for L as a rational subspace, and only limited results for integer surgeries L∩Zn on S3. Herein, we provide the first nontrivial explicit descriptions of L for rational surgeries on multi-component links. Generalizing Hedden's and Hom's L-space result for cables, we compute both L, and its topology, for all satellites by torus-links in S3. For fractal-boundaried L resulting from satellites by algebraic links or iterated torus links, we develop…
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Given an n-component link L in any 3-manifold M, the space
L⊂(Q∪{∞})n
of rational surgery slopes yielding L-spaces is already fully characterized
(in joint work by the author [26])
when n=1 and L is nontrivial.
For n>1, however,
there are no previous results for
L as a rational subspace, and only limited results for
integer surgeries L∩Zn on S3.
Herein, we provide the first nontrivial explicit descriptions of L
for rational surgeries on multi-component links.
Generalizing Hedden’s and Hom’s L-space result for cables,
we compute both L, and its topology,
for all satellites by torus-links in S3.
For fractal-boundaried L resulting from satellites by algebraic links
or iterated torus links, we develop arbitrarily precise approximation tools.
We also extend the provisional validity of the L-space conjecture for rational surgeries on a knot K⊂S3 to rational surgeries on such satellite-links of K.
These results exploit the author’s generalized Jankins-Neumann formula
for graph manifolds [27].
A connected, closed, oriented 3-manifold is called an L-space
if its reduced Heegaard Floer homology vanishes.
The present work focuses on the following relative notion of L-space.
Definition 1.1**.**
*For a compact oriented 3-manifold Y with
boundary a disjoint union of n tori,
the
L-space region
L(Y)⊂∏i=1nP(H1(∂iY;Z))≅(Q∪{∞})n,
with complement NL(Y),
is the space of (rational) Dehn-filling slopes of Y which yield
L-space Dehn-fillings.
*
**Prior Results. **Until
now, studies of multi-component L-space surgery slopes have been confined to integer surgeries on links in S3. These primarily include numerical methods of Liu to plot individual points in L∩Z2 for 2-component links [21], Gorsky and Hom’s identification of torus-link satellites with integer L-space surgery slopes in the
positive orthant [9],
and Gorsky and Némethi’s work on integer torus-link surgeries [10]
and on a partial characterization (complete for algebraic links) of which 2-component links have
L∩Z2 bounded from below [11].
**Present Motivation. **As
subsets of (Q∪{∞})n,
L-space regions
exhibit qualitative features invisible to
the set of integer L-space surgery slopes, such as nontrivial topological properties, fractal behaviors at the boundary of L, and symmetries such as the action of
Λ in Theorem 1.2.
Since non-L-space regions
chart the silhouette of Heegaard Floer complexity as a function of
varying surgery slope,
this creates a rich template to compare against
the surgery regions supporting
any candidate
geometric structure potentially
responsible for nontrivial HF classes.
Such comparisons for Seifert fibered spaces led to
the L-space conjecture
that non-L-spaces are characterized by the existence of left orders on fundamental groups and/or
co-oriented taut foliations [4, 18].
Both L-spaces and L also constrain complex singularities:
see Section 1.3.
The author’s joint result with J. Rasmussen [26]
characterizing nontrivial L for knot exteriors in 3-manifolds
led both to our toroidal gluing theorem for L-spaces [26]
and to the author’s independent proof of the
L-space conjecture for graph manifolds [27].
Our joint work on L combined
with Hanselman and
Watson’s studies of combinatorial
properties of certain bordered Floer algebras [14]
gave rise to a topological
realization of bordered Floer homology for
single-torus boundaries [13].
A multiple-boundary-component version
of this should also exist.
Methods: Classification formula.
Despite reliance on an enhanced L-space gluing tool proved in
Theorem 3.6,111Seven months after the current article’s appearance on the arXiv, Hanselman, Rasmussen, and Watson posted a revised version of [13] with a new L-space gluing theorem subsuming the current paper’s
Theorem 3.6.
this paper was primarily made possible by
the author’s classification of graph manifolds admitting co-oriented taut foliations, with proof of the
graph-manifold L-space conjecture as by-product [27]. (This is not to be confused with the author’s joint work with
Hanselman et al [12].)222The author conceived this foliation-classification project [27] shortly before her summons to collaborate with
Hanselman et al [12]. These two proofs of the
graph-manifold L-space conjecture make contact with foliations via disparate mechanisms.
The classification result itself is exclusive to the author’s independent work.
This classification
combines a new classification formula
(Theorem 4.3),
generalizing that of Jankins and Neumann for Seifert fibered spaces [17],
with
a structure theorem
(Theorem 4.4)
prescribing the interpretation of outputs of this formula.
This classification tool also governs L-space regions for
unions of graph manifolds with
single-torus-boundary manifolds.
In particular it gives a complete abstract characterization of L
for any graph-manifold-exterior satellite
of any knot in any 3-manifold.
The classification formula alternately composes a
linear-fractional transformation ϕe∗P,
induced by a gluing map ϕe for each edge e,
with a pair y±v, for each vertex v,
of extremizations of locally-finite collections of piecewise-constant
functions of slopes in a certain Seifert-data-compatible basis.
Results.
Herein, we analyze the intricate
behavior of solutions L to the
classification formulae for exteriors of such satellites.
The bounded-chaotic behavior of these y±v
generically leads to fractal-boundaried L,
but we develop precise tools for local approximation and
topological characterization.
As sample applications of these tools,
Theorems
1.6
and 1.7 construct global
inner approximations of L
for satellites by
algebraic links and iterated-torus-links, respectively.
Moreover, for a satellite in S3 by an n-component torus link, the
chaotic behavior of
y±v generically degenerates, and we provide an
*exact * explicit description of L
and its various possible topologies, in
Theorems 1.2
and
1.3, respectively.
Lastly, in
Theorem 1.4 and
Corollary 1.5, we
promote L-space conjecture results for knot surgeries to results for satellite surgeries.
1.1. Torus-link satellites
The T(np,nq)-torus-link satellite
K(np,nq)⊂M
of a knot K⊂M in a 3-manifold M
embeds the torus link T(np,nq) in the boundary of a neighborhood ν(K) of
K⊂M.
The exterior
Y(np,nq)
of K(np,nq) splices K⊂M to the
multiplicity-q fiber of the Seifert fibered exterior of
T(np,nq).
This Seifert structure also
prescribes
3 distinguished subsets
Λ,R,Z⊂∏i=1nP(H1(∂iY(np,nq)))
of slopes.
The lattice Λacts on slopes by reparametrization of Seifert data,
and R∖Z catalogs reducible surgeries
with no S1×S2 connected summand.
Theorem 1.2**.**
Suppose that K⊂S3 is a positive L-space knot of genus
g(K), and that n,p,q∈Z,
with n,p>0 and
gcd(p,q)=1.
Then the T(np,nq) torus-link satellite
K(np,nq)⊂S3 of K has L-space surgery region
given by the union of Λ-orbits
LS3=Λ⋅LS3∗,
where
(i)
If
N:=2g(K)−1>pq and
K⊂S3 is nontrivial, then
[TABLE]
(ii)
If 2g(K)−1≤
** pq,
and K⊂S3 is nontrivial,
or if p,q>1 and K⊂S3 is the unknot (so that K(np,nq)=T(np,nq)),
then for Npq:=pq−p−q+2g(K)p, we have
[TABLE]
**Remarks. **Positive L-space knots K⊂S3 have
LS3=[2g(K)−1,+∞]
[25].
Theorem 4.5 and its remark cover the remaining (redundant or less interesting) cases of negative L-space or non-L-space knots K, and the fractal-boundaried case of K(np,nq)=T(n,nq) (for p=1 and K the unknot).
We use “⟨”
for open endpoints and
implicitly intersect intervals
with Q∪{∞}.
**Example: *Cables. ***
For n=1, Λ is trivial and
R∖Z={pq}.
Thus
Theorem 1.2 yields
[TABLE]
for
K⊂S3
a nontrivial positive L-space knot
with
2g(K)−1≤pq,
and (i)LS3(Y(p,q))={∞}
for
2g(K)−1>pq,
recovering
well-known results of
Hedden [15] and Hom [16] for cables.
**Topology of L(Y(np,nq)). **
For any subset A⊂(Q∪{∞})n↪(R∪{∞})n with complement
Ac:=(Q∪{∞})n∖A
and real closure A⊂(R∪{∞})n,
we define
A^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}:=\overline{A}\setminus A^{c}\subset(\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}\cup\{\infty\})^{n}.
Theorem 1.3**.**
Take K,K(np,nq)⊂S3,L,NL,N,
and Λ
as in Theorem 1.2,
with q>0, and let
B be the set of rational longitudes,
as described in
(4),
of the exterior Y(np,nq) of K(np,nq).
(i.a)
If N>
** pq
and p>1,
or if
N>
** **pq+1*
and p=1,
then \mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\! deformation retracts onto Λ.*
(i.b)
If N=
** **pq+1*
and n>2,
then
\mkern 1.0mu\mathrm{rank}\,H_{1}(\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}})\mkern-2.0mu=\mkern-2.0mu\textstyle{\binom{n}{2}}\mkern-1.0mu-\mkern-1.0mu1 and
\mkern 1.0mu\pi_{1}(\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}})\mkern-1.5mu\simeq\mkern-1.5mu\mathrm{ker}(\delta),
for the map*
δ:F(2n)→Λ\textscsf,
(xij)e↦(εi−εj)e
as in (117),
with F(2n):=⟨xij⟩i<j free and
εi∈Z\textscsfn.
(i.c)
If N=pq+1 and
n∈{1,2},
or if N=pq,
then \mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} is contractible, of
dimension 1 or n.
(ii)
If N<pq or
K(np,nq)=T(np,nq), then \mathcal{N}\mkern-2.5mu\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\mkern-2.0mu and \mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\mkern-2.0mu
deformation retract, respectively, onto
\mkern 1.0mu\mathcal{B}^{\mkern 0.6mu\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\mkern-2.0mu\cong\mkern-1.0mu\mathbb{T}^{n-1}\mkern-2.0mu
and onto a Tn−1 parallel to
\mathcal{B}^{\mkern 0.6mu\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\mkern-1.0mu
in ∏i=1nP(H1(∂iY(np,nq);R))≅Tn.
S3** and SF slope bases.**
The S3 subscript
on, e.g., LS3, specifies the
conventional S3 surgery basis for slopes. On
Seifert fibered M, the
“sf-slopes”
(Q∪{∞})\textscsfn:=∏i=1nP(H1(∂iM;Z))\textscsf
(see Section 2.1)
mimic the Seifert-data fractions
αiβi.
For Y(np,nq),
we change slope basis via
[TABLE]
We briefly pause here to elaborate on the distinguished subsets
R,
Z,
B,
and Λ of sf-slopes.
Reducible Slopes R and Z.
Dehn filling along the smooth-fiber slope
∞∈(Q∪{∞})\textscsf
decomposes a Seifert fibered space as a connected sum, with one summand for each exceptional fiber or boundary component.
After this connected-sum decomposition has occurred,
any additional ∞-fillings create S1×S2 summands.
Thus, since ψ:∞↦pq+∞1=pq,
our reducible slopesR and their
exceptional subsetZ
(see Definitions 2.4 and 2.5) satisfy
[TABLE]
where Sn acts
on S3-slopes
by reordering boundary components: σ⋅α=(ασ(1),…,ασ(n)).
Rational longitudes B.
Let B(M) denote the set of rational longitudes of M, that is, the
slopes yielding Dehn fillings with b1>0.
In particular, for ∂M with n components, we have
[TABLE]
For the exterior Y(np,nq) of K(np,nq)⊂S3,
Proposition 2.7
tells us B\textscsf
is the closure
[TABLE]
of the linear subspace
{AAy∈Q\textscsfnAApq1+∑i=1nyi=0AA}
in (Q∪{∞})\textscsfn.
The change of slope-basis ψ transforms
B\textscsf(Y(np,nq)) into a
degree-n hypersurface in (Q∪{∞})S3n.
For example, the n=2 case yields the conic
BS3(Y(2p,2q))={α∈(Q∪{∞})S3nα1α2=(pq)2},
as in Figure 1.
Symmetry by Λ.
The lattice
Λ\textscsf(Y(np,nq))⊂(Q∪{∞})\textscsfn of Seifert-data reparametrizations,
[TABLE]
acts on sf-slopes
by addition, y↦l+y,
thereby determining an action of Λ on slopes in any basis.
In particular, in Theorem 1.2,
ψ induces an action of
Λ\textscsf(Y(np,nq)) on
(Q∪{∞})S3n, via
[TABLE]
The action of Λ induces homeomorphism on Dehn surgeries:
Sl⋅α3(K(np,nq))≅Sα3(K(np,nq))
for
l∈Λ(Y(np,nq))
and
α∈(Q∪{∞})S3n.
Thus Λ preserves R, Z, B, L,
and NL as sets, and since
SL∗3(K(np,nq))≅SL3(K(np,nq)),
LS3∗ completely catalogs
the L-space surgeries on K(np,nq).
The L-space surgery slopes for K(np,nq)
must retain their full Λ-orbits, but
sf-slopes do this automatically:
the expression of
L\textscsf(Y(np,nq)) in
Theorem 4.5
is naturally Λ-invariant.
Moreover,
LS3∗(Y(np,nq))
is almostΛ-invariant.
When LS3∗={∞},
LS3∖LS3∗
is given by
[TABLE]
For any K(np,nq) in
Theorem 1.2,
the Λ-mismatch
LS3∖LS3∗
lies inside a radius-1 neighborhood,
[TABLE]
of RS3=⋃i=1n{α∣αi=pq},
and LS3 consists of a finite union of rectangles outside
any positive-radius neighborhood
of RS3.
Moreover, (8) implies
the integer slopes in \mathcal{L}_{\mathchoice{\mbox{\smallerpq}}{\mbox{\smallerpq}}{\raisebox{1.5pt}{\larger[-3]S^{3}}}{\raisebox{1.5pt}{\larger[-3]S^{3}}}}(Y^{(np,nq)})
satisfy
[TABLE]
and it is a simple exercise
to determine
\boldsymbol{\alpha}\in(\mathcal{L}_{\mathchoice{\mbox{\smallerpq}}{\mbox{\smallerpq}}{\raisebox{1.5pt}{\larger[-3]S^{3}}}{\raisebox{1.5pt}{\larger[-3]S^{3}}}}\setminus{{{\mathcal{L}_{\mathchoice{\mbox{\smallerpq}}{\mbox{\smallerpq}}{\raisebox{1.5pt}{\larger[-3]S^{3}}}{\raisebox{1.5pt}{\larger[-3]S^{3}}}}}^{\mkern-20.5mu\mathchoice{\mbox{\smallerpq}}{\mbox{\smallerpq}}{\raisebox{0.5pt}{\larger[-3]}}{\raisebox{0.5pt}{\larger[-3]}}\mkern 15.0mu}}})\cap({{\mathbb{Z}}}\cup\{\infty\})^{n}
with αi∈{pq−1,pq+1}.
New features:
Torus-link satellites vs One-strand Cables.
L-space regions for satellites by n>1 torus links
introduce qualitatively new phenomena not present for n=1 cables.
(a)
For n>1, the action of Λ becomes nontrivial,
although as discussed before, this action does not impact
actual L-spaces resulting from surgery.
(b)
For n>1,
the codimension-1 subspace
RS3⊂(Q∪{∞})S3n
acquires positive dimension and
the codimension-2 subspace
ZS3⊂(Q∪{∞})S3n
becomes nonempty,
although the set of reducible L-space slopes
RS3∖ZS3
remains a disjoint union of hyperplanes ≅Qn−1 for all n.
(c) For n=p=1, both the L-space regions
LS3(S3∖ν∘(K))=[N,∞]=[N1q,∞]=LS3(Y(1,q))
and the spaces of resulting L-space surgeries
SL3(K)=SL3(K(1,q))
for K and K(1,q)
are identical, since the p=1 cable affects
framing without changing the knot. For n>1, however,
the relationship between SL3(K) and SL3(K(n,nq))
depends on the difference (2g(K)−1)−pq:
(=)SL3(K(n,nq))=SL3(K) when
2g(K)−1>q,
(⊊)SL3(K(n,nq))⊊SL3(K) when
2g(K)−1=q,
(⊋)SL3(K(n,nq))⊋SL3(K) when
2g(K)−1<q.
(d)
For n=1,
\mathcal{L}(Y^{\mkern-0.1mu\text{\raisebox{-0.6pt}{(}}p,q\text{\raisebox{-0.6pt}{)}}}\mkern-1.3mu)^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}
is contractible and of dimension 0 or 1.
For n>1, however, Theorem 1.3
catalogs 6 distinct topologies that occur for
\mathcal{L}(Y^{\mkern-0.1mu\text{\raisebox{-0.6pt}{(}}p,q\text{\raisebox{-0.6pt}{)}}}\mkern-1.3mu)^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}},
including
an infinite disjoint union of points
— (i.a), p=1;
an infinite disjoint union of contractible 1-dimensional spaces
— (i.a), p=1;
a connected 1-dimensional space with rankH1=(2n)−1
— (i.b);
a contractible, 1-dimensional space with S1 closure
— (i.c), 2g(K)−1=pq+1, n=2;
a contractible n-dimensional space
— (i.c), 2g(K)−1=pq;
an n-dimensional space that deformation retracts onto Tn−1
— (ii).
1.2. The L-space Conjecture
The L-space conjectures,
stated formally by Boyer-Gordon-Watson
[4]
and
Juhász
[18],
posit the existence of left-invariant orders on
fundamental groups and of co-oriented taut foliations, respectively,
for all prime, compact, oriented non-L-spaces.
For Y a compact oriented 3-manifold with torus boundary,
let F(Y)⊂P(H1(∂Y;Z)) denote the space
of slopes α∈P(H1(∂Y;Z)) for which Y admits a co-oriented
taut foliation (CTF) restricting
to a product foliation of slope α on ∂Y.
Along a similar vein, we define
LO(Y):={α∈P(H1(∂Y;Z))∣π1(Y(α)) is LO}, where LO stands for left-orderable.
Theorem 1.4**.**
Take K,K(np,nq)⊂S3 as in
Theorem 1.2,
with K nontrivial and p>1.
(\textscLO)*
Suppose
LO(Y)⊃NL(Y), for
Y:=S3∖ν∘(K).*
(\textsclo.i)*
If 2g(K)−1>pq+1, then
LO(Y(np,nq))=NL(Y(np,nq)).*
(\textsclo.ii)*
If 2g(K)−1<pq, then
LO(Y(np,nq))⊃*
[TABLE]
(\textscCTF)*
Suppose F(Y)=NL(Y).*
(\textscctf.i)*
If 2g(K)−1>pq+1, then
F(Y(np,nq))=NL(Y(np,nq))∖R(Y(np,nq)).*
(\textscctf.ii)*
If 2g(K)−1<pq, then
F(Y(np,nq))⊃*
[TABLE]
One might notice that our sharper results here lie in
case (i)2g(K)−1>pq of
Theorem 1.2.
While this case is the less interesting one from the standpoint of L-space production,
it is the more nontrivial one from the standpoint of the L-space conjecture,
since in this case every
non-S3 surgery on K(np,nq)
has non-trivial reduced Heegaard Floer homology.
For the
2g(K)−1<pq
case,
the difficulty with slopes \alpha\in\left(\left[-\infty,N_{\mathchoice{\mbox{\smallerpq}}{\mbox{\smallerpq}}{\raisebox{1.5pt}{\larger[-3]pq}}{\raisebox{1.5pt}{\larger[-4]pq}}}\right>^{\mkern-1.2mun}\mkern-1.0mu\setminus\mkern-0.7mu\left[-\infty,N_{\mathchoice{\mbox{\smallerpq}}{\mbox{\smallerpq}}{\raisebox{1.5pt}{\larger[-3]pq}}{\raisebox{1.5pt}{\larger[-4]pq}}}-p\right>^{\mkern-1.2mun}\right)
is that the existence of a CTF on
Y(np,nq)(α)
depends on the family of suspension foliations on
∂Y—necessarily of nontrivial holonomy—that arise from
taking a CTF F of slope 2g(K)−1 on Y and restricting
F to ∂Y. Such F can only be extended over the union Y(np,nq)
if it matches with the boundary restriction of some CTF
of sf-slope q−Npp∗−Nq∗ on the Seifert fibered space
glued to Y to form the satellite.
A similar phenomenon occurs for LOs on the fundamental group of
Y(np,nq)(α).
See Boyer and Clay
[3] for more on this subtlety in gluing behavior.
In Theorem 8.1
of Section 8, we prove a result analogous to the one above, but for
satellites by algebraic links or iterated torus-links.
Instead of restating this theorem here, we state a
Corollary 1.5**.**
For K⊂S3 a positive L-space knot
with exterior Y,
suppose KΓ⊂S3 is
an algebraic link satellite or iterated torus-link satellite of
K⊂S3,
with 2g(K)−1=prqr+1
at the
root torus-link-satellite operation of Γ,
such that
KΓ⊂S3 has no L-space surgeries besides S3.
(\textsclo)* If LO(Y)=NL(Y),
then every non-S3 surgery on KΓ⊂S3
has LO fundamental group.*
(\textscctf)* If F(Y)=NL(Y),
then every irreducible non-S3 surgery on KΓ⊂S3
admits a CTF.*
In [26], J. Rasmussen and the author conjectured that
our L-space gluing theorem (see Theorem 3.5 below)
also holds without the hypothesis of admitting more than one L-space Dehn filling.
Hanselman, Rasmussen, and Watson recently announced a proof of this conjecture in [13],
implying that
the above corollary also holds for any non-L-space knot K⊂S3.
1.3. Satellites by algebraic links
In the context of negative definite graph manifolds,
the distinction between L-space and non-L-space has consequences
for algebraic geometry.
Némethi recently showed that the
unique negative-definite graph manifold Link(X,∘)
bounding the germ of a normal complex surface singularity (X,∘)
is an L-space if and only if (X,∘) is rational [22]. Due to results
of the author in [27], we can promote this statement to a relative version: the
subregion
L\textscnd⊂L(YΓ)
of negative-definite L-space Dehn filling slopes for a graph manifold YΓ
parameterizes,
up to equisingular deformation,
the rational surface singularities (X,∘) admitting
“end curves”
(C,∘)⊂(X,∘)
(see [23]),
such that Link(X∖C)=YΓ.
If one such (X,∘)
is (C2,0), then YΓ is the
exterior of an algebraic link, motivating the following study.
Setup. Whereas a T(np,nq)-satellite operation is specified by
(an unknot complement in)
the Seifert fibered exterior of T(np,nq) determined by the triple (p,q,n),
a sequence of torus-link-satellite operations
is specified by a rooted tree Γ
determining the graph manifold exterior of the pattern link,
where each vertex v∈Vert(Γ) specifies
the Seifert fibered Tv:=T(nvpv,nvqv)-exterior in Sv3,
determined by the triple
(pv,qv,nv), so that Sv3 has 2 exceptional fibers λ−1v and
λ0v of respective multiplicities pv and qv, and components of
Tv are regular fibers in Sv3.
Since we direct the edges of Γrootward, each vertex w
has a unique outgoing edge ew, corresponding to the
incompressible torus in whose neighborhood
Tw is embedded, or equivalently, to a gluing map ϕew splicing
the multiplicity-qw fiber λ0w∈Sw3 to a Seifert fiber in
Su3, for u:=v(ew), where we write v(e)
to denote the vertex on which an edge e∈Edge(Γ) terminates.
(A “splice” is a type of toroidal connected sum
exchanging meridians with longitudes.)
There are only two types of fiber in Su3 available for splicing:
a regular fiber, which we then regard as one of the nv components
fju∈Su3 of Tv, or the multiplicity-pv fiber λ−1u∈Su3.
When ϕew splices λ0w∈Sw3 to some
jth component fju∈Su3 of Tu, we call
ϕew a smooth splice, set j(ew):=j∈{1,…,nv},
and declare the JSJ component Yu at u to be the
exterior of λ0u⨿Tu in Su3.
When ϕew splices λ0w∈Sw3 to λ−1u∈Su3,
we call ϕew an exceptional splice, set j(ew)=−1, and
define Yu to be the exterior of
λ−1u⨿λ0u⨿Tu in Su3.
Since this latter splice could be redefined as a smooth one if pu=1, we
demand pu>1 without loss of generality.
If we define Jv⊂j(Ein(v)) and its complement Iv by
[TABLE]
then Iv
catalogs the boundary components of Yv left unfilled, forming
the exteriors of link components,
so that the total satellite KΓ⊂S3
of K⊂S3
has
∑v∈Vert(Γ)∣Iv∣ components.
The pattern link specified by Γ
is then an algebraic link if and only if
its graph manifold exterior is negative definite,
which, by straight-forward calculations as appear, for example,
in Eisenbud and Neumann’s book [7],
is equivalent to the condition that Γ is a tree, and that
[TABLE]
Conversely, given an isolated planar complex curve singularity
(∘,C)↪(0,C2),
one can obtain such a tree Γ from
Newton-Puisseux expansions for the defining equations of C,
or alternatively from the amputated
splice diagram of the dual plumbing graph of X for a good embedded resolution
(X,C)→(C2,C).
Again, see [7] for details.
If YΓ
denotes the exterior of the Γ-satellite KΓ⊂S3
of K⊂S3, then
for each JSJ component Yv of YΓ,
we again have reducible and exceptional subsets
Rv,Zv⊂∏i∈IvP(H1(∂iYv;Z)),
along with a lattice Λv acting on
∏i∈IvP(H1(∂iYv;Z))
by addition of \textscsfv-slopes.
Theorem 1.6**.**
Suppose YΓ:=S3∖ν∘(KΓ)
is the exterior of an algebraic-link satellite KΓ⊂S3 of
a (possibly trivial) positive L-space knot K⊂S3,
and suppose the triple (pr,qr,nr) specifies the initial torus-link satellite operation,
occuring at the root vertex r∈Vert(Γ).
(i.a)* If K is nontrivial, prqr<2g(K)−1, pr>1,
and −1∈/j(Ein(r)), then*
[TABLE]
(i.b)* If K is nontrivial, prqr<2g(K)−1=:N,
and pr=1, then*
[TABLE]
where YΓv(−e) denotes the exterior of the Γv(−e)-satellite
of K⊂S3.
(ii)* If K is trivial, or if
K is nontrivial with
prqr≥2g(K)−1 and qr>2g(K)−1,
then*
[TABLE]
[TABLE]
[TABLE]
This is not as horrible as it looks.
Part (i.a) describes the case in which all L-space surgeries yield S3.
For part (i.b), either
we trivially refill all
components of YΓ except for one exterior component
in the root, effectively replacing KΓ with K;
or, we trivially refill all exterior components but
those of YΓv(−e) for some incoming edge e, replacing KΓ
with some KΓv(−e).
The notation ΛΓv
and the term “trivially refill” hide a subtlety, however.
For both the above theorem and for
Theorem 1.7 for iterated torus-link satellites,
we defineΛΓv to mean
[TABLE]
While
ΛΓv⊃∏u∈Vert(Γv)Λu,
the two sets need not be equal.
Similarly, if N>prqr and
j(e′)=−1 for some e′∈Ein(r),
then
L(YΓ)⊃L(YΓv(−e′))×ΛΓ∖Γv(−e′),
but the containment can be proper.
Section 8.2
provides a more explicit characterization of
L(YΓ) in this case, along with
a concrete description of ΛΓ
in the case of iterated torus-link satellites.
Part (ii)
of Theorem 1.6
is analogous to
Theorem 1.2.ii
for torus-link satellites,
but this similarity is masked by our transition from
S3-slopes to sf-slopes.
For example, if v is a leaf and its emanating edge ev
does not correspond to an exceptional splice, then we have
[TABLE]
In all other cases, we still have
LSv3min+=Λv⋅⟨pvqv,+∞]∣Iv∣, but
LSv3min− now sits inside the
unit-radius neighborhood of Rv,
with mv− providing a measure of how
deeply inside it sits.
In the set
ψv−1([−∞,pvqv−qv+pv⟩∣Iv∣)
removed from
L\textscsfvmin−
at a smoothly-spliced leaf v
(in part (ii) of the theorem),
the notation
[⋅]:Q→Z, [x]:=x−⌊x⌋
gives the fractional part of a rational number x,
whereas the notation
[a]b:=a−⌊∣b∣a⌋∣b∣
picks out the smallest nonnegative representative of amodb
for any integers a,b∈Z. For a suitable L-space region approximation
when qr=2(K)−1 and pr=1,
see line (194) and the associated remark.
1.4. Iterated torus-link-satellites
For the case of iterated torus-link satellites,
we only allow “smooth splice” edges, corresponding
to the original type of torus-link satellite operation.
We also drop the algebraicity condition that Δe>0,
and while we keep all pv,nv>0 without loss of generality,
we allow qv<0 but demand qv=0, for each v∈Vert(Γ).
Theorem 1.7**.**
Suppose YΓ:=S3∖ν∘(KΓ)
is the exterior of an iterated torus-link satellite KΓ⊂S3 of
a (possibly trivial) positive L-space knot K⊂S3,
and suppose the triple (pr,qr,nr) specifies the initial torus-link satellite operation
occuring at the root vertex r∈Vert(Γ).
(i.a)* If K is nontrivial, prqr<2g(K)−1, pr>1, then
L(YΓ)=ΛΓ.*
(i.b)* If K is nontrivial, prqr<2g(K)−1=:N,
and pr=1, then*
[TABLE]
where YΓv(−e) denotes the exterior of the Γv(−e)-satellite
of K⊂S3.
(ii)* If K is trivial, or if
K is nontrivial with
prqr≥2g(K)−1 and qr>2g(K)−1,
then*
[TABLE]
[TABLE]
[TABLE]
Monotonicity.
In both of the above theorems,
∏v∈Vert(Γ)(L\textscsfvmin−∪Rv∖Zv∪L\textscsfvmin+)
is a component of
what we call the monotone stratumL\textscsfΓmono(YΓ)
of L\textscsfΓ(YΓ),
as discussed in
Section 7.6.
We say that
yΓ∈L\textscsfΓ(YΓ)
is monotone at v∈Vert(Γ) if
[TABLE]
or more prosaically (when the above interval interiors are nonempty) is monotone at v if
[TABLE]
as these are the respective endpoints of the above intervals.
The monotone stratumL\textscsfΓmono(YΓ)
of L\textscsfΓ(YΓ) is the set of slopes
yΓ∈L\textscsfΓ(YΓ)
such that yΓ is monotone at all v∈Vert(Γ).
Specifying different collections of local monotonicity conditions allows one to
decompose an L-space region into strata of disparate topologies.
For example, for the (globally) monotone stratum, we have the following topological result,
proved in Section 7.6.
Theorem 1.8**.**
Suppose that KΓ⊂S3 is an algebraic link satellite,
specified by Γ, of a positive L-space knot K⊂S3,
where either K is trivial, or
K is nontrivial with
prqr>2g(K)−1.
Let V⊂Vert(Γ) denote the subset of vertices v∈V
for which ∣Iv∣>0.
Then the Q-corrected R-closure
L\textscsfΓmono(YΓ)R
of the monotone stratum of
L\textscsfΓ(YΓ)
is of dimension ∣IΓ∣ and
deformation retracts onto an (∣IΓ∣−∣V∣)-dimensional embedded torus,
[TABLE]
projecting to embedded tori
T∣Iv∣−1↪(R∪{∞})\textscsfv∣Iv∣
parallel to
B\textscsfv⊂(R∪{∞})\textscsfv∣Iv∣.
Non-monotone strata, when they exist, change the topology of the
total L-space region and have implications for “boundedness from below”
in the sense of Némethi and Gorsky [11],
but we defer the study of non-monotone regions to later work,
whether by this author or others.
New tools.
In fact, the propositions in
Sections 6
and 7
provide many tools for analyzing questions not addressed in this paper.
For example, in the absence of an exceptional splice at v,
Proposition 6.2(+).iii
precisely characterizes when
y0+v(e)=qvpv∗,
defining the right-hand boundary of the non-monotone stratum
at that component.
These tools can also be used to characterize the non-product components
of the monotone stratum more explicitly.
New features.
Even so, Theorems
1.6 and
1.7
already
reveal more interesting behavior than appears for
nondegenerate torus-link satellites. In particular,
the boundary of the S3-slope L-space region need not occur at infinity.
For example, if
(a)
Γ=v specifies a single torus-link satellite of the unknot, and pv=qv=1,
(b)
Γ specifies an iterated torus-link satellite, and mv+<0, or
(c)
Γ specifies an iterated or algebraic-link satellite,
and we restrict to an appropriate piece of
L\textscsfΓmono(YΓ)∣\textscsfv
outside the product region,
then we encounter regions of the form
[TABLE]
for −∣Iv∣≤mv+<0, with additional components
added onto the unit-radius neighborhood of Rv
if mv<−∣Iv∣. (An analogous phenomenon occurs in the
negative direction when mv−>0.)
Thus, in such cases, the L-space region “wraps around” infinity.
In fact, given any n−,n+∈Z≥0,
it is possible to
construct an iterated satellite by torus links
for which the Sv3 component of some stratum of the L-space region
fills up the quadrant
[TABLE]
There likewise exist iterated torus-link satellite exteriors YΓ
with u,v∈Vert(Γ) for which
the projections of LS3(YΓ)
to the positive quadrant
⟨puqu+1,+∞⟩∣Iu∣
and to the negative quadrant
⟨−∞,pvqv−1⟩∣Iv∣
are both empty.
We therefore feel that the notion of “L-space link”
should be broadened to encompass any link
whose L-space surgery region contains an open neighborhood
in the space of slopes, rather than
defining this notion in terms of large
positive slopes in the L-space surgery region.
1.5. Organization
Section 2 establishes basic Seifert fibered space conventions and
elaborates on the distinguished slope subsets Λ, R,
and Z.
Section 3
introduces notation for L-space intervals
and proves a new gluing theorem for knot exteriors with graph manifolds.
Section 4
introduces machinery
developed by the author in [27]
to compute L-space intervals for fiber
exteriors in graph manifolds, and applies this
to prove
Theorem
4.5,
an sf-slope version
of the torus-link satellite results in
Theorem 1.2.
Section 5 addresses the topology of L-space regions
and proves Theorem 1.3.
Section 6
describes the graph Γ associated
to an iterated torus-link satellite, computes
various estimates useful for bounding L-space surgery regions
for iterated-torus-link and algebraic link satellites, and proves
Theorem 1.7
for iterated-torus-link satellites.
Section 7
describes adaptations of this graph Γ to accomodate
algebraic link exteriors, discusses monotonicity, and proves
Theorems 1.6 and
1.8.
Section 8
proves results related to
conjectures of Boyer-Gordon-Watson and Juhász,
including generalizations of Theorem 1.4.
Readers interested in constructing their own L-space regions
for algebraic link satellites or iterated torus-link satellites
should refer to the L-space interval technology introduced for graph manifolds in
Section 4,
and to the analytical tools developed in
Section 6.
Acknowledgements
It is a pleasure to thank Eugene Gorsky, Gordana Matić, András Némethi,
and Jacob Rasmussen
and for helpful conversations.
I am especially indebted to Maciej Borodzik,
for his hospitality at the University of Warsaw,
for extensive feedback, and for his encouraging
me to write something down about L-space surgeries on algebraic links.
2. Basis conventions and the slope subsets
Λ, R, and Z
Suppose Y:=M∖ν∘(L),
with boundary ∂Y=∐i=1∂iY,
∂iY=∂ν(Li),
is the link exterior of
an n-component link L=∐i=1nLi⊂M
in a closed oriented 3-manifold M.
Then, up to choices of sign, the Dehn filling M of Y specifies
a (multi-)meridional class(μ1,…,μn)∈H1(∂Y;Z)=⨁i=1nH1(∂iY;Z),
where each meridian
μi∈H1(∂iY;Z)
is the class of a curve bounding a compressing disk
of the solid torus ν(Li).
Any choice of classes λ1,…,λn∈H1(∂Y;Z)
satisfying μi⋅λi=1 for each i then produces
a surgery basis(μ1,λ1,…,μn,λn)
for H1(∂iY;Z).
We call these λisurgery longitudes,
or just longitudes
if the context is clear.
When M=S3,
H1(∂Y;Z)
has a conventional basis
given by taking each λi to be the
rational longitude; that is,
each λi generates the kernel of the homomorphism
ι∗i:H1(∂iY;Q)→H1(M∖ν∘(Li);Q)
induced by the inclusion
ι:∂iY↪M∖ν∘(Li).
For M=S3, the rational longitude coincides with Seifert-framed longitude.
It is important to keep in mind that for knots and links in S3,
the conventional homology basis is not always the most natural surgery basis.
In particular, any cable or satellite of a knot in S3 determines a
surgery basis for which the surgery longitude corresponds to the
Seifert longitude of the associated torus knot or companion knot.
This cable surgery basis or satellite surgery basis does not
coincide with the conventional basis for S3.
For Y a compact oriented 3-manifold with
boundary ∂Y=∐i=1n∂iY a disjoint
union of tori,
any basis
\textscB=∏i=1n(mi,li)
for H1(∂Y;Z)
determines a map
[TABLE]
which associates b-slopesbiai∈Q∪{∞}
to nonzero elements aimi+bili∈H1(∂iY;Z).
Each b-slope
(b1a1,…,bnan)∈(Q∪{∞})\textscbn
specifies a Dehn fillingY\textscb(b1a1,…,bnan),
which is the closed 3-manifold given by attaching a compressing disk,
for each i,
to a simple closed curve in the primitive homology class corresponding to
[aimi+bili]∈P(H1(∂iY;Z)),
and then gluing in a 3-ball to complete this solid torus filling of ∂iY.
Notationally, we write A\textscb(Y):=π\textscb(A(Y))
for any subset A(Y)⊂∏i=1nP(H1(∂iY;Z)) of slopes for Y.
Thus, LS3(Y(np,nq))⊂(Q∪{∞})S3n
realizes L(Y(np,nq)) with respect
to the
conventional homology basis for link exteriors in S3
2.1. Seifert fibered basis
For Y Seifert fibered over an n-times punctured S2,
there is a conventional Seifert fibered basis\textscsf=(f~1,−h~1,…,f~n,−h~n)
for
H1(∂Y;Z)
which makes slopes correspond to Seifert data
for Dehn fillings of Y.
That is,
each −h~i is the meridian of the ith excised regular fiber,
and each f~i is the lift of the regular fiber class f∈H1(Y;Z)
to a class f~i∈H1(∂iY;Z) satisfying
−h~i⋅f~i=1. Note that this makes
(f~i,−h~i) a reverse-oriented basis for each
H1(∂iY;Z),
but this choice is made so that if Y is trivially Seifert fibered,
then with respect to our Seifert fibered basis,
the Dehn filling
Y\textscsf(α1β1,…,αnβn)
coincides with the genus zero Seifert fibered space
M:=MS2(α1β1,…,αnβn)
with (non-normalized) Seifert
invariants (α1β1,…,αnβn)
and first homology
[TABLE]
[TABLE]
2.2. Action of Λ
The relation ∑i=1nhi=0 in (15)
comes from regarding the meridian images −hi∈H1(Y;Z)
as living in some global section S2∖∐i=1nDi2↪Y
of the S1 fibration, so that each −hi=−∂Di2 can be regarded as
−hi=∂i(S2∖∐jnDj2),
making the total class −∑i=1nhi bound a disk in S2∖∐inDi2.
This choice of global section is not canonical, however.
Any new choice of global section would correspond to a
new choice of meridians,
[TABLE]
Writing
μi=βi′f~i−αi′h~i′ to express μi in terms
of this new basis yields
[TABLE]
In other words, the lattice of global section reparameterizations
[TABLE]
acts on Seifert data, hence on sf-slopes, by addition,
without changing the underlying manifold or S1 fibration.
Moreover,
for any choice of boundary-homology basis b,
the change of basis from sf-slopes to b
slopes induces an action of Λ on b-slopes.
2.3. Action of Λ on torus-link-exterior slopes
As occurs in the case when Y=Y(p,q)n is the exterior
of the torus link
T(np,nq)⊂S3
(see (42)),
the Λ-action on S3-slopes
[TABLE]
induced by the transformation
[TABLE]
is of particular interest to us.
To aid in the introduction’s discussion of
the role of Λ in
Theorem 1.2,
we temporarily introduce the sets
L0,L1,L2⊂(Q∪{∞})S3n
of S3-slopes, as follows:
[TABLE]
for some N∈Z,
where we have temporarily introduced the notation RS3
to denote the union
[TABLE]
of sets of S3-slopes. Lastly, for ε>0,
we take Upqn(ε)
to be the radius-ε punctured neighborhood
[TABLE]
of the union of hyperplanes
RS3=⋃i=1n{α∣αi=pq}⊂(Q∪{∞})S3n
discussed in Section 2.4.
Proposition 2.1**.**
The action of Λ on (Q∪{∞})S3n in
(20)
satisfies the following properties:
(b)*
(Λ⋅Li)∖Li⊂Upqn(1)
for i=0 always,
for i=1
when N>pq,
and for i=2
when N≤pq.*
(c)*
For ε>0, each of the following sets of S3-slopes
can be realized as a
union of finitely many rectangles of dimensions 0, 1, and {n−1,n},
respectively:*
(Λ⋅L0)∖Upqn(ε),*
(Λ⋅L1)∖Upqn(ε) for N>pq,
and
(Λ⋅L2)∖Upqn(ε) for N≤pq.*
Proof.
Part (a). The first statement follows from the fact that
m1∈[−1,0⟩∪⟨0,1]∪{∞}
for all m∈Z. The second statement is due to the fact that
0∈Λ\textscsf
implies
∞=ψ(0)∈ΛS3.
Part (b).
First note that the action of Z on (Q∪{∞}) by addition fixes both
∞=ψj−1(pq) as a point
and its complement
Q=ψj−1(ba[−∞,pq⟩∪⟨pq,+∞])
as a set, for any j∈{1,…,n}.
The action of Λ on (Q∪{∞})S3n
therefore fixes setwise
the union
RS3
of products of such sets.
Since (Λ⋅X)∖X⊂(Λ\textscsf∖{0})⋅X
for any subset X⊂(Q∪{∞})S3n of S3-slopes,
and since
Li⊂([−∞,pq⟩n∪⟨pq,+∞]n)S3
for i=0 always,
for i=1
when N>pq,
and for i=2
when N≤pq,
it is sufficient to show that
(Λ\textscsf∖{0})⋅([−∞,pq⟩n∪⟨pq,+∞]n)S3⊂Upqn(1).
To see this, we first note that
l∈(Λ\textscsf∖{0})
must have at least one positive and at least one negative component,
say li+∈[1,+∞⟩∩Z
and li−∈⟨−∞,−1]∩Z, implying
(l+[0,+∞⟩n)∣i+⊂[1,+∞⟩
and
(l+⟨−∞,0]n)∣i−⊂⟨−∞,−1].
We then have
[TABLE]
and so we conclude that l⋅([−∞,pq⟩n∪⟨pq,+∞]n)S3⊂Upqn(1), completing the proof of (b).
Part (c).
In the sf basis, the complement of Upqn(ε) within
the set of S3-slopes is given by
[TABLE]
Since both
⋃i=1n{y∣yi=∞}\textscsf=ψ−1(RS3)
and ψ−1(RS3)
are fixed setwise by Λ,
and since
ψ−1(Li)∩ψ−1(RS3)=∅ for i=0 and for i=1 with N>pq,
but
ψ−1(Li)∩ψ−1(RS3)=ψ−1(RS3)
when i=2 and N≤pq,
it follows that
[TABLE]
Thus, since ψ−1(RS3) is already a finite union
of (n−1)-dimensional rectangles, it suffices to show that
(Λ\textscsf+ψ−1(Li))∩⟨−ε1,+ε1⟩\textscsfn
is a union of finitely many rectangles of dimensions [math], 1, or
n in the respective cases that i=0, i=1 with N>pq, or
i=2 with N≤pq. The proof of this latter statement is straightforward,
however, since ψ−1(Li) is already a finite union of rectangles of dimensions 0, 1, or n, respectively for the three above respective cases, and only finitely many distinct rectangles can be formed by intersecting Zn translates of these rectangles with
⟨−ε1,+ε1⟩\textscsfn⊂(Q∪{∞})\textscsfn.
∎
2.4. Reducible and exceptional sets
R and Z
Like the above action of Λ, the following facts about reducible fillings
are well known in low dimensional topology,
but for the benefit of a diverse readership we provide some details.
Proposition 2.2**.**
Let Y^ denote the trivial S1 fibration over
S2∖∐i=0nDi2,
and let Y denote the Dehn filling of Y^ along
the S1-fiber lift f~0∈H1(∂0Y^;Z),
i.e., along the ∞ sf-slope of ∂0Y^.
Then Y is a connected sum
Y=#i=1n(Si3∖Sf1×Di2)
(where Sf1 is the fiber),
and each exterior Si3∖Sf1×Di2
has meridian −h~i and rational longitude f~i.
Proof.
Choose a global section
S2∖∐i=0nDi2↪Y^
which respects the sf basis.
We shall stretch the disk S2∖D02 into a (daisy) flower shape,
with one Di2 contained in each petal.
Embed 2n points p1−,p1+,…,pn−,pn+↪∂D02,
in that order with respect to the orientation of −∂D02.
For each i∈{1,…,n}, let δi and εi denote
the respective arcs from
pi− to pi+ and from
pi+ to pi+1(modn)− along −∂D02, and
properly embed an arc
γi↪S2∖∐i=0nDi2
from pi+ to pi− which winds once positively around Di2
and winds zero times around the other Dj2, without intersecting
any of the other γj arcs. Holding the pi± points
fixed while stretching the δi arcs outward and pulling the γi
arcs tight realizes our global section
as the punctured flower shape
[TABLE]
where D~02
denotes the central disk of the flower,
bounded by
∂D~02=(∐i=1n−γi)∪(∐i=1nεi),
and each D~i2 denotes the petal-shaped disk bounded by
∂D~i2=δi∪pi±γi.
The Dehn filling Y is formed by multiplying the above global section with the fiber
Sf1 and then gluing a solid
torus Df2×∂D02
(with ∂Df2=Sf1)
along Sf1×∂D02.
Since
[TABLE]
we can decompose the solid torus Df2×∂D02
along the disks Df2×pi±,
and distribute these solid-torus components among the boundaries of D~02 and
the D~i2, so that
[TABLE]
where the union is along the boundary 2-spheres
[TABLE]
of the balls Df2×±γ∘i.
Thus, if we set
Si3:=(Df2×∂D~i2)∪(Sf1×D~i2) for i∈{0,…,n}, then
[TABLE]
with the connected sum taken along the spheres Si2.
∎
Corollary 2.3**.**
If Y^ is as above,
and if (y1,…,yn)∈{∞}k×Qn−k
for some k∈{0,…,n}, then
Y^\textscsf(∞,y1,…,yn)=(#i=1kS1×S2)#(#i=k+1nMS2(yi)).
This motivates the following terminology.
Definition 2.4**.**
Suppose that ∂Y=∐i=1nTi2, and that
Y has a Seifert fibered JSJ component containing ∂Y.
Then the reducible slopes R(Y) and
exceptional slopes Z(Y)⊂R(Y)
are given by
R\textscsf(Y):=Sn⋅({∞}×(Q∪∞)n−1)
and Z\textscsf(Y):=Sn⋅({∞}2×(Q∪∞)n−2), where Sn acts by permutation of slopes.
Note that occasionally, slopes in R(Y) yield Dehn fillings
which are connected sums of a lens space with 3-spheres, hence
are not reducible.
Definition 2.5**.**
Suppose Y is as above. If the Seifert fibered component containing
∂Y has no exceptional fibers, then
the false reducible slopes
R0(Y)⊂R(Y) of Y are given by
R\textscsf0(Y)=Sn⋅({∞}×Q×{0}n−2).
Any reducible slopes which are not false reducible are called truly reducible.
Equivalently, the truly reducible slopes are those slopes which
yield reducible Dehn fillings.
2.5. Rational longitudes B
Our last distinguished slope set of interest, the set B of rational longitude slopes, makes sense for Y of any geometric type.
Definition 2.6**.**
Suppose Y is a compact oriented 3-manifold with ∂Y a union of n>0 toroidal boundary components and with at least one rational-homology-sphere Dehn filling. The set of rational longitudes
B⊂∐i=1nP(H1(∂iY;Z))
of Y is the set of slopes
[TABLE]
Note that this implies
Z=R∩B.
Moreover, when Y is Seifert fibered, B\textscsf(Y)
is the closure of a linear subspace of sf-slopes.
That is, by Section 5 of [26] (for example), we have
[TABLE]
In particular, since the T(np,nq)-exterior
Y(p,q)n:=MS2(−pq∗,qp∗,∗1,…,∗n),
constructed in
(42),
has α−1β−1+α0β0=pq1,
the next proposition follows immediately from line
(37).
Proposition 2.7**.**
If Y=S3∖ν∘(T(np,nq)) is the
exterior of the (np,nq) torus link, then
[TABLE]
is the closure
in (Q∪{∞})\textscsfn of the hyperplane
{pq1y∈Qnpq1+∑i=1nyi=0} in
Qn⊂(Q∪{∞})\textscsfn.
Moreover, if
B\textscsf denotes the real closure of
B\textscsf in
∐i=1nP(H1(∂iY;R))→∼(R∪{∞})\textscsfn,
then
[TABLE]
3. L-space intervals and gluing
3.1. L-space interval notation
For the following discussion,
Y denotes a compact oriented 3-manifold
with torus boundary ∂Y,
and B is a basis
for H1(∂Y;Z), inducing an
identification
πB:P(H1(∂Y;Z))→(Q∪{∞})\textscb=:P(H1(∂Y;Z))\textscb.
Definition 3.1**.**
We introduce the notation [[⋅,⋅]], so that
for y−,y+∈P(H1(∂Y;Z))\textscb,
the subset [[y−,y+]]⊂P(H1(∂Y;Z))\textscb
is defined as follows.
[TABLE]
where I(y−,y+)⊂P(H1(∂Y;R))\textscb
indicates the closed interval with
left-hand endpoint y− and right-hand endpoint y+.
By Proposition 1.3 and Theorem 1.6 of
J. Rasmussen and the author’s [26],
the L-space interval L(Y)⊂P(H1(∂Y;Z))
of L-space Dehn filling slopes of
Y can only take certain forms.
Proposition 3.2** (J. Rasmussen, S. Rasmussen [26]).**
One of the following is true:
(i)
L(Y)=∅,
(ii)
L(Y)={η},
for some η∈P(H1(∂Y;Z)),
(iii)
L\textscb(Y)=[[l,l]], with
l∈P(H1(∂Y;Z))\textscb the rational longitude of Y, or
(iv)
L\textscb(Y)=[[y−,y+]]* with y=y+.*
It is for this reason
that we refer to the space of L-space Dehn filling
slopes as an interval.
It also makes sense to speak of the
the interior of this interval.
Definition 3.3**.**
The L-space interval interior L∘(Y)⊂L(Y)
of Y satisfies
[TABLE]
where I∘(y−,y+)⊂P(H1(∂Y;R))\textscb
indicates the open interval with
left-hand endpoint y− and right-hand endpoint y+.
This gives us a new way to characterize the property of
Floer simplicity for Y.
Proposition 3.4** (J. Rasmussen, S. Rasmussen [26]).**
The following are equivalent:
•
Y* has more than one L-space Dehn filling,*
•
L\textscb(Y)=[[y−,y+]]* for some
y−,y+∈P(H1(∂Y;Z))\textscb,*
•
L∘(Y)=∅.
In the case that any, and hence all, of these three properties hold,
we say that Y is Floer simple.
Both Floer simple manifolds and graph manifolds
have predictably-behaved unions with respect to the property
of being an L-space.
Theorem 3.5** (Hanselman, J. Rasmussen, S. Rasmussen, Watson [26, 12, 27]).**
If the manifold
Y1∪φY2,
with gluing map
φ:∂Y1→−∂Y2,
is a closed union of 3-manifolds,
each with incompressible single-torus boundary,
and with Yi both Floer simple or both graph manifolds, then
[TABLE]
Unfortunately, this theorem fails to encompass the case
in which an L-space knot exterior is glued to a non-Floer simple graph manifold,
and our study of surgeries on iterated or algebraic satellites will certainly require
this case. We therefore prove the following result.
Theorem 3.6**.**
If Y1∪φY2,
with gluing map
φ:∂Y1→−∂Y2,
is a closed union of 3-manifolds, such that
Y1
is the exterior of a nontrivial L-space knot K⊂S3,
and Y2 is a graph manifold, or connected sum
thereof, with incompressible single torus boundary, then
[TABLE]
Moreover, if Y2 is not Floer simple, then
(38)
holds for K⊂S3 an arbitrary nontrivial knot.
Proof.
We first reduce to the case prime Y2.
Let Y2′ denote the connected summand
of Y2 containing ∂Y2, and recall that hat
Heegaard Floer homology tensors over connected sums.
Thus, if Y2 has any non-L-space closed connected summands,
then Y1∪φY2 is a non-L-space and
L(Y2)=∅, regardless of the union
Y1∪φY2′.
On the other hand, if all the closed connected summands of Y2
are L-spaces, then
L∘(Y2)=L∘(Y2′), and
Y1∪φY2 is an L-space if and only if
Y1∪φY2′ is an L-space.
We therefore henceforth assume Y2 is prime.
If Y2 is Floer simple, then when K⊂S3 is an L-space knot,
Y1 is Floer simple, and so the desired result
is already given by
Theorem 3.5.
We therefore assume Y2 is not Floer simple,
implying NL(Y2)=P(H1(∂Y2;Z)) or
NL(Y2)=P(H1(∂Y2;Z))∖{y}
for some single slope y.
In either case, L∘(Y2)=∅,
and so it remains to show that
Y1∪φY2
is not an L-space.
In [27], the author showed
for any (prime) graph manifold Y2 with single torus boundary that
if F(Y2) (called F\textscd(Y2) in that
paper’s notation) denotes the set of slopes α∈P(H1(∂Y2;Z))
for which Y2 admits a co-oriented taut foliation restricting
to a product foliation of slope α on ∂Y2, then
F(Y2)=NL(Y2)∖R(Y2).
Since Y2 is prime,
R(Y2)={∞}∈P(H1(∂Y2;Z))\textscsf.
In particular, F(Y2) is the
complement of a finite set in P(H1(∂Y2;Z)).
On the other hand,
Li and Roberts show
in [20]
that for the exterior of an arbitrary nontrivial knot in S3,
such as Y1, one has FS3(Y1)⊃⟨a,b⟩
for some a<0<b. In particular, F(Y1) is infinite,
implying φ∗P(F(Y1))∩F(Y2)
is nonempty. Thus we can construct a co-oriented taut foliation
F on Y1∪φY2 by gluing together
co-oriented taut foliations restricting to a matching product foliation
of some slope α∈φ∗P(F(Y1))∩F(Y2)
on ∂Y2.
Eliashberg and Thurston showed in [8]
that a C2 co-oriented taut foliation can be perturbed to a pair of
oppositely oriented tight contact structures, each with a symplectic semi-filling
with b2+>0.
Ozsváth and Szabó [24] showed that one can
associate a nonzero class in reduced Heegaard Floer homology
to such a contact structure.
This result was recently extended to C0 co-oriented taut foliations
by Kazez and Roberts [19]
and independently by
Bowden [2].
Thus, our co-oriented taut foliation
F on Y1∪φY2
implies that
Y1∪φY2
is not an L-space.
∎
4. Torus-link satellites
4.1. T(np,nq)⊂S3 and
Seifert structures on S3
Since S3 is a lens space, any Seifert fibered realization of S3 can
have at most 2 exceptional fibers:
[TABLE]
where the right-hand constraint on p,q,p∗,q∗∈Z
is necessary (and sufficient) to achieve
H1(MS2(−pq∗,qp∗);Z)=0.
The one-exceptional-fiber Seifert structures for S3 are exhausted by
the cases
{1n−pq∗,qp∗1n}={1n,01}, n∈Z.
The above Seifert structure
exhibits S3 as a union
[TABLE]
where λ−1 and λ0 are
exceptional fibers of
meridian-slopes
[μ−1]\textscsf=−pq∗ and
[μ0]\textscsf=qp∗,
respectively,
forming a Hopf link λ−1, λ0⊂S3.
Regular fibers in this Seifert fibration are confined to
some neighborhood [−ε,+ε]×T2
of a torus T2, and they foliate this
T2 with fibers all of the same slope.
Since λ−1 and λ0 are of multiplicities p and q, respectively,
any regular fiber f wraps
p times around the core λ−1 of the solid torus neighborhood ν(λ−1),
and wraps q times around the core λ0 of
ν(λ0), or equivalently, winds q times along the core of ν(λ−1).
That is, any regular fiber f is a (p,q) curve in the boundary
T2=∂ν(λ−1) of the solid torus ∂ν(λ−1)
of core λ−1.
(See Proposition 4.2 for a more careful treatment of
framings and orientations.)
Thus, any collection
f1,…,fn
of regular fibers in
MS2(−pq∗,qp∗)
allows us to realize the exterior
[TABLE]
of T(np,nq)⊂S3.
As a link in the solid torus, T(np,nq)⊂ν(λ−1)
inhabits the exterior
[TABLE]
of the fiber λ0 of meridian-slope
qp∗.
This solid-torus link
T(np,nq)⊂Y^(p,q) then
has exterior
[TABLE]
To make this association (p,q)↦Y^(p,q)n
well defined,
we adopt the following convention.
Definition 4.1**.**
To any (p,q)∈Z2 with gcd(p,q)=1,
we associate the pair (p∗,q∗)∈Z2:
[TABLE]
where we demand p>0 without loss of generality
(since p=0-satellites are unlinks).
4.2. Construction of satellites
For a knot K⊂M
in a closed oriented 3-manifold M,
we define the T(np,nq)-torus-link satellite
K(np,nq)⊂M
to be the image of
the torus link T(np,nq) embedded in the boundary
of ν(K), composed with the inclusion ν(K)↪M.
Thus, if we write Y:=M∖ν∘(K)
for the exterior of
K⊂M
and take Y^(p,q)n
as defined in
(44),
then for an appropriate choice of gluing map
φˉ:∂Y→−∂0Y^(p,q)n,
we expect the union
[TABLE]
to be the exterior of
K(np,nq)⊂M.
Proposition 4.2**.**
Suppose p,q,n∈Z with n,p>0 and gcd(p,q)=1.
Choose a surgery basis (μ,λ) for the boundary
homology H1(∂Y;Z) of the knot exterior
Y:=M∖ν∘(K),
and take Y^(p,q)n as in
(44) and
Y(np,nq) as in (46).
If the gluing map
φˉ:∂Y→−∂0Y^(p,q)n
induces the homomorphism
φˉ∗:H1(∂Y;Z)→H1(∂0Y^(p,q)n;Z),
[TABLE]
on homology, and hence
the orientation-preserving linear fractional map
[TABLE]
on slopes, then Y\textscsf(np,nq)(0)=M,
and Y(np,nq) is the exterior of
of the T(np,nq) satellite
K(np,nq)⊂M
of K⊂M.
Proof.
The Dehn filling
Y\textscsf(np,nq)(0)
is given by the union
Y\textscsf(np,nq)(0)=Y∪φˉY^(p,q),
for the solid torus
Y^(p,q)=MS2(−pq∗,∗)
defined in
(43).
The boundary of the compressing disk of Y^(p,q)
is given by the rational longitude
l=−∑i=−1−1αiβi=pq∗
of Y^(p,q)
(see the last line of
Theorem 4.3).
Thus, since [φˉ(μ)]\textscsf=pq∗,
Y\textscsf(np,nq)(0)
is in fact the Dehn filling
Y\textscsf(np,nq)(0)=Y(μ)=M.
Since Y(np,nq)=M∖∐i=1nν∘(fi)
is the exterior of n regular fibers from
Y^(p,q)=MS2(−pq∗,∗)
we must verify that our lift
f~0∈H1(∂Y^(p,q);Z)
of a regular fiber class to the boundary
∂Y^(p,q)=∂0Y^(p,q)n
of the solid torus Y^(p,q)
is represented by a (p,q) torus knot
on ∂Y^(p,q)
relative to the framing specified by
μ and λ. Indeed, from
(47), we have
[TABLE]
as required. The induced map φˉ∗P on slopes
preserves orientation, because the map φˉ
is orientation reversing, but the surgery basis
and Seifert fibered basis are positively
oriented and negatively oriented, respectively.
∎
4.3. Computing L-space intervals
The primary tool we shall use
is a result of the author which computes
the L-space interval for the exterior of
a regular fiber in a closed 3-manifold
with a Seifert fibered JSJ component.
Theorem 4.3** (S. Rasmussen (Theorem 1.6) [27]).**
Suppose M is a closed oriented 3-manifold
with some JSJ component Y^ which is Seifert
fibered over an n\textscbi-times-punctured S2,
so that we may express M as a union
[TABLE]
where each Yj is boundary incompressible (i.e. is not
a solid torus or a connected sum thereof).
Write (y1,…,ym) for the Seifert slopes
of Y^, so that Y^ is the partial Dehn filling
of S1×(S2∖∐i=1m+n\textscbiDi2)
by (y1,…,ym) in our Seifert fibered basis.
Further suppose that each Yj is Floer simple,
so that we may write
[TABLE]
for each j∈{1,…,n\textscbi}.
Let Y denote the exterior
Y=M∖ν∘(f)
of a regular fiber f⊂Y^.
If
L(Y) is nonempty, then
[TABLE]
[TABLE]
The above extrema are realized for finite k
if and only if Y is boundary incompressible.
When Y is boundary compressible, y−=y+=l=−∑i=1myi is the rational longitude of Y.
Remarks. In the above, we define y−:=∞ or y+:=∞, respectively,
if any infinite terms appear as summands of y− or y+, respectively.
For x∈R, the notations
⌊x⌋ and
⌈x⌉ respectively
indicate the greatest integer less than
or equal to x and the least integer
greater than or equal to x, as usual.
In addition, we always take k to be an integer.
Thus the expression “k>0” always indicates k∈Z>0.
In order to use the above theorem,
we first have to know whether
L(Y) is nonempty and whether
Y is Floer simple.
The author provides a complete (and lengthy) answer
to this question in [27].
Here, we restrict to the cases of most relevance to the current question.
If
∞∈/{y1−\textscbi,y1+\textscbi,…,yn\textscbi−\textscbi,yn\textscbi+\textscbi},
then the following are true.
(i)
If n∞>1,
then any Dehn filling of Y is a connected sum
with S1×S2, and
L\textscsf(Y)=∅.
(ii)
If n∞=1, then
L\textscsf(Y)={⟨−∞,+∞⟩∅n\textscbi<=0n\textscbi<>0.
(iii)
If n∞=0, then
L\textscsf(Y)=⎩⎨⎧[[y−,y+]] with y−>y+[y−,y+]{y−}={y+}∅∅n\textscbi<=0n\textscbi<=1 and y−<y+n\textscbi<=1 and y−=y+n\textscbi<=1 and y−>y+n\textscbi<>1.
Suppose instead that
∞∈{y1−\textscbi,y1+\textscbi,…,yn\textscbi−\textscbi,yn\textscbi+\textscbi}.
(iv)
If either
∞∈/{y1−\textscbi,…,yn\textscbi−\textscbi}
or
∞∈/{{y1+\textscbi,…,yn\textscbi+\textscbi}, then
L\textscsf(Y)=⎩⎨⎧[[y−,y+]]⟨−∞,+∞⟩∅∅n\textscbi<=0 and n∞=0n\textscbi<=0 and n∞=1n\textscbi<=0 and n∞>1n\textscbi<=0.**
To state the below theorem efficiently, we need to introduce one last notational convention.
Notation.
When the brackets [⋅] are applied to a real number, they always indicate the map
[TABLE]
Note that the maps ⌊⋅⌋, ⌈⋅⌉, and [⋅]
satisfy the useful identities,
[TABLE]
We are now ready to
classify L-space surgeries on
torus-link satellites of
L-space knots.
Theorem 4.5**.**
Let Y:=S3∖ν∘(K)
denote the exterior of a
positive L-space knot K⊂S3 of genus g(K),
and let
Y(np,nq):=S3∖ν∘(K(np,nq))
denote the exterior of the
(np,nq)-torus-link satellite K(np,nq)⊂S3 of K⊂S3,
for n,p,q∈Z with n,p>0, and
gcd(p,q)=1.
Construct
Y^(p,n)n,
Y^(p,q),
and
Y(np,nq):=Y∪φˉY^(p,q)n
as in Proposition
4.2,
with the Seifert structure sf
on Y^(p,q)n
as specified by
Proposition 4.2.
(ψ)* There is a change of basis map*
[TABLE]
which converts the above-specified Seifert basis slopes
(Q∪{∞})\textscsfn
into conventional link exterior slopes in S3, so that
LS3(Y(np,nq))=ψ(L\textscsf(Y(np,nq))).
(i.a)*
If N:=2g(K)−1>pq, K⊂S3 is nontrivial, and p>1, then*
[TABLE]
(i.b)*
If 2g(K)−1>pq, K⊂S3 is nontrivial, and p=1, then*
[TABLE]
(ii)*
If 2g(K)−1≤pq
with K⊂S3 nontrivial,
or if p,q>1 with K⊂S3 trivial, then*
[TABLE]
[TABLE]
(iii)* If K⊂S3 is the unknot, with p=1 and q>0, then*
[TABLE]
Remarks.
A knot K⊂S3 is called a positive (respectively
negative) L-space knot
if K admits an L-space surgery for some finite
S3-slope m>0 (respectively
m<0).
Since LS3(Y(np,nq))=−LS3(Yˉ(np,−nq))
for Yˉ(np,−nq), the (np,−nq)-torus-link
satellite of the mirror knot Kˉ⊂S3,
the above theorem and
Theorem 1.2
are easily adapted to satellites of negative L-space knots
or to negative torus links.
Any p=0 satellite is just the n-component unlink, with
LS3=∏i=1n[−∞,0⟩∪⟨0,+∞].
Note that while
Theorem 1.2
excludes the case of torus links proper
(satellites of the unknot) which are “degenerate,” i.e., which have 1∈{p,q},
this case is treated in (iii) above, setting p=1 without loss of generality.
If q=0 in this case, we again have the n-component unlink.
For any nontrivial degenerate torus link,
part (iii) above implies that
the boundary of L\textscsf follows a piece-wise-constant chaotic pattern,
similar to the boundary of the region of Seifert fibered L-spaces.
This is unsurprising, since the irreducible
surgeries on T(n,n) consist of all oriented
Seifert fibered spaces over S2 of n or fewer exceptional fibers.
Lastly, if
K(np,nq)⊂S3 is any nontrivial-torus-link satellite
of a non-L-space knot in S3,
then the L-space gluing result conjectured in [26] for arbitrary closed oriented 3-manifolds with single-torus boundary—which the authors of [13] have announced they expect to prove in the near future—would imply that L(Y(np,nq))=Λ(Y(np,nq)).
Proof of (ψ).
Let
Yj:=Y\textscsf(np,nq)(0,…,0,∗^j,0,…,0)
denote the partial Dehn filling of Y(np,nq)
which fills in all n boundary components except
∂Yj=∂jY(np,nq)
with regular fiber neighborhoods, so that,
by the definitions of
Y(np,nq) and
Y^(p,q)n in
(46) and
(44), we have
[TABLE]
with φˉ as defined in
Proposition 4.2,
where we recall from Definition 4.1 that
pp∗−qq∗=1 with
0≤q∗<p.
Observing that Yj has the Dehn filling Yj(−h~j)=S3,
we take μj:=−h~j∈H1(∂Yj;Z)
for the meridian in our S3 surgery basis for H1(∂Yj;Z).
As shown, for example, in [27],
any homology class λj∈H1(∂Yj;Z) representing the
rational longitude of Yj has sf-slope
π\textscsf(λj)
given by the negative sum of the sf-slope images
of the rational
longitudes of the manifolds glued into the
boundary components of
Y^(p,q)n,
plus the negative sum of Seifert-data slopes
(which are just the sf-slope images of the
rational longitudes
of the corresponding fiber neighborhoods),
as follows:
[TABLE]
This uses the definition in
(48)
of the induced map
φˉ∗P:P(H1(∂Y;Z))S3→P(H1(∂0Y^(p,q)nZ))\textscsf
on slopes, to calculate the slope
φˉ∗P(πS3(λ))=φˉ∗P(πS3(0))=qp∗∈P(H1(∂0Y^(p,q)nZ))\textscsf.
To obtain μj⋅λj=1,
we are constrained by the choice
μj=−hj to select the representative
λj:=f~j+pqh~j
for the sf-slope π\textscsf(λj)=−pq1.
The resulting homology change of basis
[TABLE]
for H1(∂jY(np,nq);Z)
then induces a map on slopes with inverse
[TABLE]
Setup for(i)and(ii).
We begin with the case in which
K⊂S3 is nontrivial, so that its exterior
Y=S3∖ν∘(K) is boundary incompressible.
It is easy to show (see “example” in [26, Section 4])
that such Y has L-space interval
[TABLE]
where Δ(K) and g(K) are the Alexander polynomial and genus of K.
Writing
For a given sf-slope
y:=(y1,…,yn)∈(Q∪{∞})\textscsfn,
we verify whether the Dehn filling
Y\textscsf(np,nq)(y)
is an L-space
by examining the L-space interval, computed via
Theorem 4.3,
of a regular fiber exterior in Y\textscsf(np,nq)(y).
That is, if we let Y^(np,nq)
denote the regular fiber exterior
[TABLE]
for a regular fiber f⊂Y^(p,q)n,
then Y(np,nq)(y)
is an L-space if and only if
the meridional slope
0∈P(H1(Y^\textscsf(np,nq)(y);Z))\textscsf satisfies
0∈L\textscsf(Y^\textscsf(np,nq)(y)).
Since Y is Floer simple and boundary incompressible,
Theorem 4.3
tells us that if L(Y^\textscsf(np,nq)(y))
is nonempty, then it is determined by
y−,y+∈P(H1(Y^\textscsf(np,nq)(y);Z))\textscsf,
where
[TABLE]
Thus, since y0+=pq∗,
we have
[TABLE]
for all k>0, which, since
y−(1)=−∑i=1n⌊yi⌋,
implies
[TABLE]
For y+, there are multiple cases.
Proof of(i):N=2g(K)−1>pq.
Since q−Np<0, we have y0−<pq∗=y0+,
which, by
Theorem 4.4,
implies L(Y^(np,nq)(y))=∅
if and only if
y∈Qn and
y−≤y+.
Case (a):p>1. Since 0<y0−<pq∗<1, we have
[TABLE]
so that y−≤y+ if and only if
∑i=1n(⌈yi⌉−⌊yi⌋)≤0,
which, for y∈Qn, occurs if and only if
y∈Zn.
If y∈Zn,
then y+(k)≤y+(1) for all k>0, implying
Thus, since
Y(np,nq)(y) is an L-space
if and only if
0∈L\textscsf(Y^(np,nq)(y)),
we have
[TABLE]
Case (b):p=1.
In this case, pq∗=0 and y0−=−N−q1,
so that
[TABLE]
In particular, since y+(1)=1−∑i=1n⌈yi⌉,
the condition y−≤y+≤y+(1)
implies
[TABLE]
which, for y∈Qn,
occurs only if for some j∈{1,…,n}
we have yi∈Z for all i=j.
For such a y, we then have
[TABLE]
For k>0, set
s:=⌈N−qk⌉
and write k=s(N−q)−t with
0≤t<N−q.
If [−yi]≥N−qN−q−1, then
[TABLE]
for all k>0, which, since y+(1)+∑i=1n⌈yi⌉=1,
implies
[TABLE]
so that Y(np,nq)(y)
is an L-space if and only if
∑i=1n⌊yi⌋=0.
If [−yi]<N−qN−q−1, then
[TABLE]
The left half of (69)
then tells us that
∑i=1n(⌈yi⌉−⌊yi⌋)<1,
implying y∈Zn and
∑i=1n⌈yi⌉=∑i=1n⌊yi⌋.
Thus, since Z∋y−≤y+<y−+1,
we have y−≤0≤y+ if and only if
∑i=1n⌊yi⌋=0.
In total, we have learned that
y∈L\textscsf(Y(np,nq))
if and only if ∑i=1n⌊yi⌋=0
and there exists j∈{1,…,n}
such that yi∈Z for all i=j
and [−yj]∈[N−qN−q−1,1⟩∪{0},
or equivalently, [yj]∈[0,N−q1].
In other words,
[TABLE]
Proof of(ii):N=2g(K)−1≤pqandq>0.
We divide this section into three cases:
N=pq, N<pq with K⊂S3 nontrivial,
and K⊂S3 the unknot p,q>1.
CaseN=pq.
Here, N>0 implies K⊂S3 is nontrivial,
and Np=q implies p=1, so that
y0+=pq∗=0
and y0−=−N−q1=∞.
Theorem 4.4.iv
then implies that
Z\textscsf∞(Y(np,nq))⊂NL\textscsf(Y(np,nq)),
but that
[TABLE]
since these are the slopes with n∞=1, and since
0∈⟨−∞,+∞⟩.
For y∈Qn,
Theorem 4.4.iv
tells us
L\textscsf(Y^(np,nq)(y))=[[y−,y+]]=[−∑i=1n⌊yi⌋,+∞],
so that
[TABLE]
Since p+q−2g(K)p=q−Np=0,
the definition of y+ in part (ii)
of Theorem 4.5
makes y+=−∞, and so
Theorem 4.5.ii holds.
CaseN<pq.
Here,
q−Np>0 implies
0≤y0+=pq∗<y0−≤1.
Thus, since
0∈⟨−∞,+∞⟩,
the n∞=1 case of Theorem 4.4.ii
implies (75) holds, whereas
Theorem 4.4.i
implies
Z\textscsf(Y(np,nq))⊂NL\textscsf(Y(np,nq)).
For y∈Qn,
Theorem 4.4.iii
tells us that
L\textscsf(Y^(np,nq)(y))=[[y−,y+]] with y−≥y+,
so that Y(np,nq)(y) is not an L-space
if and only if y+<0<y−.
We therefore have
[TABLE]
where, the definitions of y− and y+
are appropriately adjusted in the case that
K⊂S3 is the unknot.
CaseN<pqwithK⊂S3nontrivial.
We already know that
y−=−∑i=1n⌊yi⌋
when K⊂S3 is nontrivial and
y∈Qn. Thus, it remains to compute y+
for y∈Qn.
Since x=⌈x⌉−[−x]
for all x∈R, we have
[TABLE]
for all k>0.
Write k=s(q−Np)+t for s,t∈Z≥0
with s:=⌊q−Npk⌋ and t<q−Np.
Using the facts that
q∗(q−Np)=q∗q−Npq∗=p∗p−1−Npq∗=p(p∗−Nq∗)−1
and that
⌊w⌋−⌊x⌋≥⌊w−x⌋
and ⌊−x⌋=−⌈x⌉
for all w,x∈R
(in (80)),
we obtain
[TABLE]
If ∑i=1n⌊[−yi](q−Np)⌋=0,
then, writing k=1(q−Np)+0, we can use line
(79)
to compute yˉ+(q−Np), so that we obtain
[TABLE]
Thus, since
(81)
implies
y+(k)≥−q−Np1−∑i=1n⌈yi⌉
for all k>0,
we conclude that
[TABLE]
On the other hand, if ∑i=1n⌊[−yi](q−Np)⌋>0,
then we know there exists i∗∈{1,…,n} for which
yi∗≥(q−Np)−1.
Thus, writing
k=s(q−Np)+t and using line
(80),
we obtain the lower bound
[TABLE]
Since this bound is realized by
y+(1)=−∑i=1n⌈yi⌉,
we deduce that
y+=−∑i=1n⌈yi⌉.
Thus, since q−Np=p+q−2g(K)p, the last line of
Theorem 4.5.ii holds.
CaseN<pqwithp,q>1andK⊂S3the unknot.
Since Y:=S3∖ν∘(K)
satisfies
[TABLE]
we use
(48)
to compute, for
φˉ∗P(L(Y))\textscsf=[[y0−,y0+]], that
[TABLE]
Thus, applying
Theorem 4.3
and mildly simplifying, we obtain that
[TABLE]
For y−(k), we (again) obtain the bound
[TABLE]
which, for p,q>1 is realized by
y−(1)=−∑i=1n⌊yi⌋,
so that
y−=−∑i=1n⌊yi⌋.
To compute y+,
we note that since p,q>1, we can
invoke
Lemma 4.7 (below), so that
[TABLE]
(Here, we multiplied the original inequality by k
and then observed that the integer on the left hand side
must be bounded by an integer.)
In particular,
[TABLE]
Thus, when ∑i=1n⌊[−yi](p+q)⌋>0,
so that at least one yi satisfies [−yi]≥p+q1,
line (92)
tells us that
y+(k)≥−∑i=1n⌈yi⌉, a bound which is
realized by y+(1) when p,q>1.
On the other hand, if ∑i=1n⌊[−yi](p+q)⌋=0,
then
(92) implies that
[TABLE]
a bound which is realized by y+(p+q).
We therefore have
[TABLE]
completing the proof of part (ii). ∎
Proof of (iii):K⊂S3, p=1, q>0.
Here, we have the same case as above, but with p=1 and q>0,
implying pq∗=0 and qp∗=q1.
Thus, the Dehn filling Y\textscsf(n,nq)(y)
is the Seifert fibered space MS2(q1,y),
and we have
For the p>1 case of part (i),
we simply replace Λ\textscsf with ΛS3,
which contains the S3-slope (∞,…,∞)
in its orbit.
For part (ii) and for the p=1 case of part (i),
it is straightforward to show that both the
expression in the bottom line of part (ii) of
Theorem 1.2
and the expression
Sn⋅([N,+∞]×{∞}n−1)
in part (i)
contain fundamental domains (under the action of Λ)
of the respective L-space regions specified above.
∎
We now return to the lemma cited in the proof of
Theorem 4.5.ii.
Lemma 4.7**.**
If p,q>1, then
[TABLE]
Proof.
Using the notation
[TABLE]
we define z(k)∈Q for all k∈Z>0, as follows:
[TABLE]
where we note that
[TABLE]
We next claim that z(k)≥0 if z(k−(p+q))≥0. First, for
[kq−1]p∈/{0,1}, we have
[TABLE]
so that z(k)>z(k−(p+q))≥0.
If [kq−1]p=0, implying [k]p=0, then
line (97)
gives
[TABLE]
This leaves us with the case in which [kq−1]p=1, so that
line (97)
yields
[TABLE]
Since [kq−1]p=1 implies k≡q(modp),
we can write
k=(sq+t)p+q, with s=⌊\mfrack−qpq⌋
and t∈{0…,q−1}. When t=0, we obtain
[TABLE]
On the other hand, when t≥1, we have
[TABLE]
completing the proof of our claim.
Since the case k=p+q is subsumed in the case [kq−1]p=1,
we also have z(p+q)≥0, and so by the induction,
it suffices to prove the lemma for k<p+q.
Suppose that 0<k<p+q and k∈/pZ (since
z(k)≥0 for [k]p=0),
so that we now have
[TABLE]
Since z(aq)=pq1(q⋅a−aq)=0 for a∈Z,
we may also assume k∈/qZ.
Now, the
Chinese Remainder Theorem tells us that
[TABLE]
but since 0<k<p+q and k∈/pZ∪qZ, we also have
[TABLE]
[TABLE]
[TABLE]
5. L-space region topology
5.1. Topologizing L-space regions
To clarify the sense in which we interpret topological properties of L-space and non-L-space regions, we introduce the following notion.
Definition 5.1**.**
For any subset
A⊂(Q∪{∞})n↪(R∪{∞})n with complement
Ac:=(Q∪{∞})n∖A
and real closure A⊂(R∪{∞})n,
we define the Q-corrected R-closure
[TABLE]
of A. Note that this implies A^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\cap({{\mathbb{Q}}}\cup\{\infty\})^{n}=A
The Q-corrected R-closure is a particularly natural construction
for L-space regions, due to the following fact.
Proposition 5.2**.**
If L⊂(Q∪{∞})n and
NL⊂(Q∪{∞})n are
the respective L-space and non-L-space regions for some compact oriented
3-manifold Y with ∂Y=∐i=1nTi2, then
[TABLE]
Proof.
This is mostly due to the structure of L-space intervals (L-space regions for n=1)
described in Section 3.
In particular, when n=1,
Proposition 3.2 implies that
the pair
(\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}},\mathcal{N}\mkern-2.0mu\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}) takes precisely one
of the following forms:
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}=\{y\},\;\mathcal{N}\mkern-2.0mu\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}=({{\mathbb{R}}}\cup\mkern-2.0mu\{\infty\})^{1}\setminus\{y\}, for some
y∈(Q∪{∞})1;
(iii)
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}=({{\mathbb{R}}}\cup\mkern-2.0mu\{\infty\})^{1}\setminus\{l\},\;\mathcal{N}\mkern-2.0mu\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}=\{l\},
for
l∈(Q∪{∞})1 the rational longitude;
(iv)
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}=I_{(y_{-},y_{+})},\;\mathcal{N}\mkern-2.0mu\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}={I}^{\circ}_{(y_{+},y_{-})},
for some
y−,y+∈(Q∪{∞})1 with y−=y+,
where I(y−,y+)⊂(R∪{∞})1 denotes the
real closed interval with left-hand endpoint y− and right-hand endpoint y+,
and I(y+,y−)∘⊂(R∪{∞})1
is the interior in (R∪{∞})1 of I(y+,y−). In particular,
we always have
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\amalg\mathcal{N}\mkern-2.0mu\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}=({{\mathbb{R}}}\cup\mkern-2.0mu\{\infty\})^{1},
and each of \mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} and \mathcal{N}\mkern-2.0mu\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}
is either a single rational point, a single interval with rational endpoints,
empty, or the whole set.
Since intervals form a basis for the topology on (R∪{∞})1,
and since the
product topology on (R∪{∞})k−1×(R∪{∞})1
coincides with the usual topology on (R∪{∞})k for any
k∈Z≥0, the proposition follows from
induction on n.
∎
5.2. L-space region topology for torus links
There are five qualitatively different topologies possible for the L-space
region of a torus-link-satellite of a knot in S3.
Theorem 5.3**.**
For n,p,q>Z>0,
let K(np,nq)⊂S3,
with exterior
Y(np,nq):=S3∖ν∘(K(np,nq)),
be the T(np,nq)-satellite of a positive L-space knot K⊂S3.
Associate
L,
NL,
Λ, and
B
to Y(np,nq) as usual, with
B the set of rational longitudes of Y(np,nq)
as discussed in Section 2.5.
(i.a)
*If 2g(K)−1>pq
and p>1,
or if
2g(K)−1>pq+1
and p=1,
*
then \mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} deformation retracts onto Λ.
(i.b)
If 2g(K)−1=pq+1 and
n>2,
then
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} is connected,
\pi_{1}(\mathcal{L}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}})\mkern-1.5mu\simeq\mkern-1.5mu\mathrm{ker}(\delta)
as in (117), and
\mkern 2.0mu\mathrm{rank}\,H_{1}(\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}})\mkern-2.0mu=\mkern-2.0mu\textstyle{\binom{n}{2}}-1.
(i.c)
*If 2g(K)−1=pq+1 and
n∈{1,2},
*
then \dim(\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}})=1 and
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}
is contractible.
(ii.a)
*If 2g(K)−1=pq,
*
then \dim(\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}})=n and
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}
is contractible.
(ii.b)
*If 2g(K)−1<pq,
including the case of K(np,nq)=T(np,nq),
*
then \mathcal{N}\mkern-2.5mu\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\mkern-1.0mu
deformation retract onto the (n−1)-torus
\mkern 1.0mu\mathcal{B}^{\mkern 0.6mu\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}=\mathbb{T}^{n-1}\mkern-3.0mu\subset\mkern-2.0mu({{\mathbb{R}}}\cup\{\infty\})^{n}=\mathbb{T}^{n}\mkern-1.0mu, and
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}
deformation retracts onto a Tn−1 parallel to
\mathcal{B}^{\mkern 0.6mu\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\mkern-2.0mu.
Proof of (i.a).
Since we already have L=Λ for p>1, assume that p=1.
Theorem 4.5 then tells us that
\mathcal{L}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}=\Lambda_{\textsc{sf}}+\mathcal{P}(N\mkern-1.0mu,\mkern 1.0muq), where
[TABLE]
Clearly P(N,q) deformation retracts onto
0∈(Q∪{∞})n.
Since 2g(K)−1>pq+1, we have
P(N,q)⊂∐i=1n[0,21]iR.
Thus all of the translates
{l+P(N,q)}l∈Λ\textscsf are
pairwise disjoint, and
\mathcal{L}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} deformatioin retracts onto Λ\textscsf.
∎
Proof of (i.b).
When 2g(K)−1=pq+1, and
n>1,
line (111) still holds, but this time with
[0,N−q1]=[0,1].
To see that
\pi_{0}(\mathcal{L}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}})\mkern-2.0mu=\mkern-2.0mu0,
first note that
Λ\textscsf is generated by the elements
[TABLE]
the standard
basis element for Zn.
Then for any such εij and any
l∈Λ\textscsf,
the origin l of the translate
Pl:=l+P(N,q)
is path-connected to the origin
εij+l
of the translate
Pεij+l,
via the path
\gamma^{\mkern 1.0mu\boldsymbol{l}}_{ij}(t):[0,1]\to\mathcal{L}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}},
[TABLE]
[TABLE]
Thus
\mathcal{L}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}
is path connected (hence connected),
and in fact, these basic paths
γijl
from
l∈Pl
to
εij+l∈Pεij+l
generate the groupoid G of homotopy classes of paths in
\mathcal{L}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} between elements of Λ\textscsf.
Let G0⊂G denote the subset of homotopy clases of paths starting
at 0, so that elements of G0 are uniquely represented by
reduced words
[TABLE]
with right-multiplication corresponding to concatenation of paths.
Note that we have replaced
[TABLE]
recalling that εji=−εij.
If we introduce the free group
F(2n)
and epimorphism
δ:F(2n)→Λ\textscsf,
[TABLE]
then a straightforward inductive argument on word length shows that the forgetful map
[TABLE]
on words is invertible.
In particular, starting with ρ−1(1)=1, we can use the inductive rule
[TABLE]
for any i<j, e∈{±1},
and word w∈⟨xij⟩i<j
with known ρ−1(w), to reconstruct the map ρ−1.
Thus, G0 inherits the structure of a free group on (2n) generators.
Since δ∘ρ(g) is the endpoint of any path g∈G0, we then have
[TABLE]
Proof of (i.c).
When n=2, the discussion in (i.b) still holds, so
π0(L)=0 and
π1(L)=kerδ=1.
Thus, just as for n=1, we have
L contractible and of dimension 1.
∎
Proof of (ii.a).
Case
N=pq.
of part (ii) of the proof of
Theorem 4.5 tells us in
(76)
that
[TABLE]
which, given the definition of y−(y) in the theorem statement, implies that
[TABLE]
Since
\mathcal{L}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}+}_{\textsc{sf}}\mkern-2.0mu, of dimension n,
is contractible, with
\mkern 1.0mu\mathcal{R}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\setminus\mathcal{Z}_{\textsc{sf}}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}\mkern 1.0mu
inside its boundary, we are done.
∎
Proof of (ii.b).
Since the result is trivial for n=1, we henceforth assume n>1.
Moreover, 2g(K)−1<pq implies q>0
unless K is the unknot, in which case we can take the mirror of K
if q<0. Thus we also assume q>0 without
loss of generality.
The statement and proof of
Theorem 4.5 then tell us that
[TABLE]
[TABLE]
for all y∈Q\textscsfn and
for certain
c−(k),c+(k)∈k1Z bounded above and below
by linear functions in k, and
determined by p, q, and 2g(K)−1,
and on whether K⊂S3 is trivial.
In particular, each of c−(k) and c+(k)
are independent of y∈Q\textscsfn.
Since
Z\textscsf=B\textscsf∖(B\textscsf∩Q\textscsfn),
implying
\mathcal{Z}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}_{\textsc{sf}}=\mathcal{B}^{{{\mathbb{R}}}}_{\textsc{sf}}\setminus(\mathcal{B}^{{{\mathbb{R}}}}_{\textsc{sf}}\cap{{\mathbb{R}}}^{n}_{\textsc{sf}}),
it remains to construct a deformation retraction from
\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} to
\mathcal{B}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}_{\textsc{sf}}\cap{{\mathbb{R}}}^{n}_{\textsc{sf}}\mkern 1.0mu\subset\mkern 1.0mu\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}.
Toward that end, we define
[TABLE]
so that for
y∈Q\textscsfn,l(y) is the rational longitude of
the exterior
Y^(np,nq)(y):=Y(np,nq)(y)∖ν∘(f)
of a regular fiber f in Y(np,nq)(y).
We then claim that the homotopy
[TABLE]
provides a deformation retraction from
\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} to
\mathcal{B}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}_{\textsc{sf}}\cap{{\mathbb{R}}}^{n}_{\textsc{sf}}\mkern 1.0mu\subset\mkern 1.0mu\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}.
First, note that
(123) also implies that
NL\textscsf(Y^(np,nq)(z))=⟨y+(z),y+(z)⟩ for all
z∈Q\textscsfn.
Thus, for all z∈Q\textscsfn, we have
l(z)∈NL\textscsf(Y^(np,nq)(z)),
so that
l(z)∈⟨y+(z),y−(z)⟩.
Thus,
[TABLE]
for all y∈Q\textscsfn,
where the equivalence
(1−t)l(y)=l(zt(y))
follows quickly from the definitions of l and z.
Now, either by
Proposition 5.2 and the structure
of the structure of L-space intervals, or by
Calegari and Walker’s studies of “ziggurats” [5],
we know that as functions on R\textscsfn,
y− and y+ are piecewise constant, with rational endpoints,
in each coordinate direction.
Thus, since l and z are linear
and the above inequalities are strict, we have
[TABLE]
for all y∈R\textscsfn
and t\in\left[0,1\right>^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}.
On the other hand, our definitions of y± and z
imply that for any \boldsymbol{y}\in\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}, we have
[TABLE]
Combining these three lines of inequalities tells us that for any
\boldsymbol{y}\in\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}, we have
\boldsymbol{z}_{t}(\boldsymbol{y})\in\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}
for all t\in[0,1]^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}. Thus z
provides a deformation retraction from
\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}} to
\mathcal{B}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}_{\textsc{sf}}\cap{{\mathbb{R}}}^{n}_{\textsc{sf}}\mkern 1.0mu\subset\mkern 1.0mu\mathcal{N}^{\mathchoice{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\mbox{\smaller\mkern 0.2mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-3]\mkern 0.1mu\mathbb{R}}}{\raisebox{-0.8pt}{\larger[-4]\mkern 0.1mu\mathbb{R}}}}.
∎
5.3. Topology of monotone strata
Sections
6
and
7
analyze the L-space surgery regions for
satellites by iterated torus-links and by algebraic links, respectively.
While these sections primarily focus on approximation tools,
Section 7.6 returns to the question of
exact L-space regions for such satellites, and describes
how to decompose these L-space regions into strata according to
monotonicity criteria, which govern where the endpoints of local L-space
intervals lie, relative to asymptotes of maps on slopes induced by gluing maps.
Local monotonicity criteria also help determine the topology
of these strata, a phenomenon we illustrate with
Theorem 7.5
in Section 7,
where we show that the Q-corrected R-closure of the
monotone stratum of the L-space surgery
region of an appropriate satellite link
admits a deformation retraction onto an embedded torus
analogous to that in
Theorem 5.3.ii.b above.
6. Iterated torus-link satellites
Just as one can construct a torus-link-satellite exterior
from a knot exterior by gluing an appropriate Seifert fibered
space to the knot exterior (as described in
Proposition 4.2),
one constructs an iterated torus-link-satellite
exterior by gluing an appropriate rooted (tree-)graph manifold
to the knot exterior, where this graph manifold is formed
by iteratively performing the Seifert-fibered-gluing operations
associated to individual torus-link-satellite operations.
6.1. Construction of iterated torus-link-satellite exteriors
An iterated torus-link-satellite of a knot exterior
Y=M∖ν∘(K)
is specified by a weighted, rooted tree Γ,
corresponding to the minimal JSJ decomposition of the
graph manifold glued to the knot exterior to form the satellite.
We weight each vertex v∈Vert(Γ)
by the 3-tuple (pv,qv,nv)∈Z3
corresponding to the pattern link
Tv:=T(nvpv,nvqv).
As usual, we demand that pv,nv>0 and that qv=0.
(If any vertex had pv=0 or qv=0,
then our satellite-link exterior would be a nontrivial connected sum,
in which case we might as well have considered the
irreducible components of the exterior separately.
Moreover, the links
of complex surface singularities are irreducible,
so the algebraic links we consider later on will
necessarily be irreducible.)
The weight (pv,qv,nv) also specifies the JSJ component Yv as the
Seifert fibered exterior
[TABLE]
of Tv⊂Y^(pv,qv) as a link in the solid torus
[TABLE]
for λ−1 the multiplicity-pv fiber of merdional
sf-slope y−1v=−pvqv∗,
and λ0 the multiplicity-qv fiber
of meridional sf-slope y0v=qvpv∗, as in
Section
4.1.
As usual,
(pv∗,qv∗)∈Z2
denotes the unique pair of integers satisfying
vpvpv∗−qvqv∗=1 with
qv∗∈{0,…,pv−1}.
Specifying a root r for the tree Γ determines an orientation on edges, up to over-all sign. We choose to direct edges towards the root r,
and write Ein(v) for the set of edges
terminating on a vertex v.
On the other hand, each non-root vertex v has a unique
edge emanating from it, and we call this outgoing edge ev.
We additionally declare one edge er to emanate from the
the root vertex r towards a null vertex \textscnull∈/Vert(Γ),
which we morally associate (with no hat) to our original knot exterior,
Y\textscnull:=Y=M∖ν∘(K).
For any (directed) edge e∈Edge(Γ), we write v(e) for the destination
vertex of e, so that v=v(−ev) for all v∈Vert(Γ).
For notational convenience,
we also associate an “index” j(e)∈{1,…,nv(e)}
to each edge e, specifying the boundary component
∂j(e)Yv(e) of Yv(e)
to which ∂0Yv(−e) is glued when we embed the
pattern link Tv(−e) in a neighborhood of ∂j(e)Yv(e).
As such, each edge e∈Edge(Γ) corresponds
to a gluing map
[TABLE]
along the incompressible torus joining
Yv(−e) to Yv(e).
This
φe is the inverse of the map φˉ used in the
satellite construction of
Proposition 4.2.
We express its induced map on slopes
[TABLE]
in terms of sf-slopes on both sides.
Thus φe∗P
is orientation reversing.
Note that for any v∈Vert(Γ),
the map
φev∗P
is determined by (pv,qv,nv) and j(ev).
We additionally define
[TABLE]
for each v∈Vert(Γ), so that
the space of Dehn filling slopes of YΓ is given by
[TABLE]
Writing
Γv for the subtree of Γ of which v is the root,
let YΓv denote the graph manifold
with JSJ decomposition given by the Seifert fibered spaces
Yu and gluing maps φe(u)
for u∈Vert(Γv), so that YΓv is constructed recursively as
[TABLE]
The exterior YΓ:=M∖ν∘(KΓ)
of the iterated torus-link-satellite KΓ⊂M of K⊂M
specified by Γ is then given by
YΓ=Y∪φerYΓ.
6.2. Dehn fillings of YΓ
For v∈Vert(Γ),
any \textscsfΓv-slope
[TABLE]
determines an L-space interval
L(YΓv(yΓv))
for the \textscsfΓv-Dehn-filling
YΓv(yΓv).
If YΓv(yΓv) is Floer simple,
then we write
[TABLE]
to express
L\textscsfv(YΓv(yΓv))
in terms of
\textscsfv-slopes and
\textscsfv(ev)-slopes, respectively.
Note that since
φev∗P
is orientation-reversing, we have
[TABLE]
If we focus instead on the incoming edges of v, then
any Dehn filling of the
boundary components ∂YΓv∖∂Yv
of YΓv
allows us to partition the graph manifolds incident to v,
labeled by Jv={j(e)∣Ein(v)},
according to whether they are boundary compressible (bc)—a solid
torus or connected sum thereof—or boundary incompressible (bi):
[TABLE]
Setting yjv:=yj±v when yj+v=yj+v,
we additionally define the sets
JvZ\textscbi+,
JvZ\textscbi−
and
JvZ\textscbc:
[TABLE]
For v∈Vert(Γ), k∈Z>0, define
yˉ0∓Σv(k):=0
if ∞∈{yj±v}j∈Jv∪{yiv}i∈Iv, and otherwise set
[TABLE]
In addition, define yˉ0−v:=supk>0yˉ0−v(k),
yˉ0+v:=infk>0yˉ0+v(k),
where
[TABLE]
The “sup” and “inf” account for cases
in which yˉ0±v(k)=0.
The above notation provides a convenient way
to repackage our computation of L-space interval endpoints.
Proposition 6.1**.**
If y0−v,y0+v∈P(H1(∂0Yv;Z))\textscsfv
are the (potential) L-space interval endpoints for
YΓv(yΓv)
as defined in
Theorem 4.3, then
[TABLE]
Moreover,
yˉ0∓v=pvqv∗
when
∞∈{yj±v}j∈Jv∪{yiv}i∈Iv, but
[TABLE]
Proof.
The displayed equations in
Proposition 6.1
come directly from the definitions
of y0±v specified by
Theorem 4.3,
but subjected to some mild manipulation of terms
using the facts that
x=⌊x⌋+[x] and x=⌈x⌉−[−x]
for all x∈R, and that
[TABLE]
For the second half of the proposition,
first note that the yˉ0∓v=pvqv∗
result follows directly from taking the k→∞ limit.
In the case of
∞∈/{yj+v,yj−v,yiv∣j∈Jv,i∈Iv}
we temporarily set
y^0∓v(k):=yˉ0∓v(k)±∣JvZ\textscbi±∣, so that
[TABLE]
for all k∈Z>0.
If JvZ\textscbi+=∅
(respectively JvZ\textscbi−=∅),
then the above bound for y^0−v(k)
(respectively y^0+v(k))
is nonincreasing (respectively nondecreasing) in k,
so that
[TABLE]
for all k∈Z>0.
Since these bounds are each realized when k=1,
this completes the proof
of the bottom line of the proposition.
∎
The above method of computation for
L-space interval endpoints
helps us to prove some useful bounds for these endpoints.
Proposition 6.2**.**
Suppose
yˉ0+Σv(k),
yˉ0−v, and
yˉ0+v
are as defined in
(147),
(148), and
(149),
and that
∞∈/{yj+v,yj−v,yiv∣j∈Jv,i∈Iv}.
Then yˉ0−v and
yˉ0+v
satisfy the following properties.
[TABLE]
(−)*
If
YΓv(yΓv) is bi,
then
yˉ0−v∈[⌈pvqv∗⌉−1,pvqv∗⟩={[ca0,pvqv∗ca⟩[ca−1,0ca⟩pv=1pv=1.*
(+)*
If
YΓv(yΓv) is bi,
then
yˉ0+v∈⟨pvqv∗,⌊pvqv∗⌋+1]=⟨pvqv∗,1].
If in addition,
JvZ\textscbi−=∅,*
then for qv>0 and m∈Z (possibly negative or zero)
with m<pvqv, yˉ0+v satisfies
[TABLE]
* **
where we note that for a,b∈Z with a,b<pvqv, one has*
[TABLE]
* **
Lastly, if qv>pv>1, then*
[TABLE]
To aid in the proof of (=), we first prove the following
Proof of Claim. For the ⇒ direction,
the lefthand side implies the
irreducible component of YΓv(yΓv)
containing
∂YΓv(yΓv)
is Seifert fibered over the disk
with one or fewer exceptional fibers, hence is bc,
and direct computation shows that
yˉ0−v=yˉ0−v=pvqv∗.
For the ⇐ direction, suppose the righthand side holds.
Then Jv\textscbi=∅, and
the irreducible component of YΓv(yΓv)
containing
∂YΓv(yΓv)
is Seifert fibered over the disk
with one or fewer exceptional fibers, implying
{AApvqv∗,yj+v,yj−v,yivAAj∈Jv,i∈IvAA}∩Z≤1.
If pvqv∗∈/Z, then we are done,
but if pvqv∗∈Z and
{AApvqv∗,yj+v,yj−v,yivAAj∈Jv,i∈IvAA}∩Z=1, then the longitude l satisfies
l=−∑i∈Iv∪Jvyiv∈/Z, contradicting the fact that
l=yˉ0−v=yˉ0−v=pvqv∗=0. ∎
Proof of (−) and part of (=).
When JvZ\textscbi+=∅,
(−) follows from
Proposition 6.1, which tells us
yˉ0−v=yˉ0−v(1)=⌈pvqv∗⌉−1.
When JvZ\textscbi+=∅,
we have the bounds
[TABLE]
Thus, either yˉ0−v∈[⌈pvqv∗⌉−1,pvqv∗⟩ or yˉ0−v=pvqv∗. The latter case implies
supk→+∞yˉ0−v(k) is not attained for finite k,
and so
Theorem 4.3 tells us that
YΓv(yΓv)
is bc and yˉ0−v=yˉ0+v.
∎
Proof of (+) and remainder of (=).
Proposition 6.1 tells us that
yˉ0+v=1
when JvZ\textscbi−=∅,
so we henceforth assume JvZ\textscbi−=∅.
In this case, we have
[TABLE]
Thus, either
yˉ0+v∈⟨capvqv∗,1ca]
or
yˉ0+v=pvqv∗. The latter case implies
infk→+∞yˉ0+v(k) is not attained for finite k,
which
Theorem 4.3 tells us implies that
YΓv(yΓv)
is bc and yˉ0+v=yˉ0−v.
For (+.i), fix some m∈Z with m<pvqv.
If
yˉ0+Σv(qv−mpv)=0, then
[TABLE]
Next, suppose that
yˉ0+Σv(qv−mpv)>0,
so that either [−yj−v]>(qv−mpv)−1 for some j∈Jv\textscbi,
or [−yiv]≥(qv−mpv)−1 for some i∈Iv∪Jv\textscbi
(or both occur). Since for any rational x>(qv−mpv)−1, we have
⌈xk⌉−1≥⌊\mfrackqv−mpv⌋
for all k∈Z>0,
the condition
yˉ0+Σv(qv−mpv)>0
therefore implies
yˉ0+Σv(k)≥⌊qv−mpvk⌋
for all k∈Z>0.
We then have
[TABLE]
for all
k∈Z>0, and so
yˉ0+v>qv−mpvpv∗−mqv∗.
Statement (+.ii) is a simple consequence of the fact that
[TABLE]
This leaves us with (+.iii).
Since qv>pv>1 implies qvpv∗<1,
but Proposition 6.1 tells us
yˉ0+v=1 if
JvZ\textscbi−=∅,
we henceforth assume
JvZ\textscbi−=∅.
Setting m=0 in (+.i) then gives us
[TABLE]
Similarly, setting m=−1 in (+.i) yields the relation
[TABLE]
where we used (+.ii) for the right-hand inequality.
Lastly, suppose that yˉ0+Σv(qv+pv)>0.
By reasoning similar to that used in the proof of (+.i),
this implies that
yˉ0+Σv(k)≥⌊pv+qvk⌋
for all k∈Z>0. We then have
[TABLE]
with the right-hand inequality
coming from
Lemma 4.7, and so
yˉ0+v≥qvpv∗.
∎
There is one more collection of estimates that will be
particularly useful in the case of general iterated
torus-link satellites.
Proposition 6.3**.**
The following bounds hold.
[TABLE]
Proof of (i).
If [pv]qv∈{0,1}, then
yˉ0−Σv([pv]qv)≤0 and the claim holds
vacuously, so we assume [pv]qv≥2, implying pv≥2 and qv≥3,
so that
[TABLE]
By reasoning similar to that used in the proof of (+.i) above,
the hypothesis yˉ0−Σv([pv]qv)>0
implies that yˉ0−Σv(k)≥⌊\mfrack[pv]qv⌋ for all k∈Z>0.
Thus, if we set
[TABLE]
then it suffices to prove negativity, for all k∈Z>0, of the difference
We therefore henceforth assume that
⌊[pv]qvk⌋=0, implying
k<[pv]qv.
Thus, since
[TABLE]
and since mqv=pv−[pv]qv,
we obtain
[TABLE]
∎
Proof of (ii).
The claim holds vacuously for [−pv]qv∈{0,1}, so we
assume [−pv]qv≥2 and qv≤−3, in which case
[TABLE]
Since
yˉ0−Σv([−pv]qv)>0
implies yˉ0−Σv(k)≥⌊\mfrack[−pv]qv⌋ for all k∈Z>0,
we set
[TABLE]
Using arguments similar to those in part (i), it is straightforward to derive the bound
[TABLE]
for all k∈Z>0, and to show that the right-hand side is negative
if ⌊[−pv]qvk⌋≥1,
allowing us to assume that
⌊[−pv]qvk⌋=0
and k<[−pv]qv. Thus, since
[TABLE]
and since mqv=pv+[−pv]qv,
we obtain
[TABLE]
∎
Proofs of (iii) and (iv).
Respectively similar to proofs of (ii) and (i).
∎
6.3. L-space surgery regions for iterated satellites: Proof of Theorem
We have finally done enough preparation to prove
Theorem 1.7
from the introduction.
Proof of Theorem 1.7.
The bulk of part (i) is proven in
“Claim 1” in the proof of
Theorem
8.1.
Since the right-hand condition of
(278)
is equivalent to the condition that
YΓ(yΓ)
be an L-space, Claim 1 proves that
YΓ(yΓ) is an L-space
if and only if
YΓ(yΓ)=S3.
Thus, if we define ΛΓ as in
(11),
then the statement
L(YΓ)=ΛΓ
holds tautologically.
The proof of part (ii) begins similarly to the proof of
Theorem 4.5.(i.b),
except that instead of deducing that
∑i∈Ir(⌈yir⌉−⌊yir⌋)≤1,
we deduce that
[TABLE]
with yj−r≥yj+r for all j∈Jr\textscbc.
In the case that
∑i∈Ir(⌈yir⌉−⌊yir⌋)=1
and the other sums vanish, we are reduced to the original case
of
Theorem 4.5.(i.b),
obtaining the component
[TABLE]
In the case that
∑i∈Ir(⌈yir⌉−⌊yir⌋)=0,
we have that yr∈Z∣Ir∣,
and all but one incoming edge of r, say e, descend from trees with trivial fillings.
Performing these trivial fillings reduces YΓ to the exterior of
a Γv(−e)-satellite of the (1,qr)-cable of K⊂S3,
but the (1,qr)-cable is just the identity operation, so we are left with
the exterior YΓv(−e) of the
Γv(−e)-satellite of K⊂S3.
Considering this for all edges e∈Ein(r)
then gives the remaining component
[TABLE]
Part (iii).
Before proceeding with the main inductive argument in this section,
we attend to some bookkeeping issues.
In particular, our inductive proof requires each Iv to be nonempty.
For any w∈Vert(Γ) with
Iw=∅,
we repair this situation artificially, as follows.
First, redefine Iw:={1}.
Next, if 0≥mw+, then set
L\textscsfwmin+={0},
and declare
R\textscsfw∖Z\textscsfw=L\textscsfwmin−=∅.
Finally, if
0<mw+, then
0<mw+<mw−, so set
L\textscsfwmin−={0},
and declare
R\textscsfw∖Z\textscsfw=L\textscsfwmin+=∅.
For a vertex v∈Vert(Γ),
inductively assume, for each incoming edge e∈Ein(v), that
for any
yΓv(−e)∈∏u∈Vert(Γv(−e))(L\textscsfumin+∪R\textscsfu∖Z\textscsfu∪L\textscsfumin−), we have
[TABLE]
where, again, yj(e)±v:=φe∗P(y0∓v(−e)),
with L\textscsf(YΓv(−e)(yΓv(−e)))=[[y0−v(−e),y0+v(−e)]].
Note that this inductive assumption already holds vacuously if v is a leaf.
If
yv∈R\textscsfv∖Z\textscsfv,
then y0−v=y0+v=∞, implying that
[TABLE]
If
yv∈L\textscsfvmin−∪L\textscsfvmin+⊂Q∣Iv∣,
then applying
(179)
to
Proposition
6.1
yields
Suppose yv∈L\textscsfvmin+,
so that
the bound
i∈Iv∑⌊yiv⌋≥mv+,
together with
(182), implies that
[TABLE]
Since
Proposition 6.2 tells us
yˉ0−v≤pvqv∗, we then have
[TABLE]
Since φev∗P is locally monotonically decreasing
in the complement of its vertical asymptote at
(ϕev∗P)−1(∞)=qvpv∗,
line (186) implies
[TABLE]
where
ϕev∗P(∞)=qvpv is the location of the horizontal asymptote of φev∗P.
Thus, since
⌈qvpv⌉−1<qvpv=ϕev∗P(∞),
we deduce that to finish establishing our inductive hypotheses for ev
in the yv∈L\textscsfvmin+ case,
it suffices to show that
[TABLE]
If ∣qv∣=1, it is straightforward to compute that
[TABLE]
Proposition
6.2
tells us yˉ0−≤pvqv∗,
with equality only if
YΓv(yΓv) is boundary compressible.
Thus, since pvqv∗<1, with pvqv∗=0
when pv=1, it follows from
(185) and
(189) that
(188) holds.
Next suppose that ∣qv∣>1, so that
[TABLE]
If 0<qvpv<1, this makes
(φev∗P)−1(⌈qvpv⌉−1)=pvqv∗,
so that
(188)
follows from
(185)
and the fact that
yˉ0−≤pvqv∗,
with equality only if
YΓv(yΓv) is boundary compressible.
This leaves the cases in which
qvpv>1 or
qv<−1.
If Jv=∅, then
L\textscsfvmin+ respectively excludes
{∑⌊yiv⌋=∑⌊[yiv][−pv]qv⌋=0}
or
{∑⌊yiv⌋=∑⌊[yiv][pv]qv⌋=0},
and so
(188) follows from
part (i) or (ii), respectively, of
Proposition 6.3.
If Jv=∅, then
y0−v≤\mfracqv∗pv−1, and it is easy to show that
[TABLE]
completing our
inductive step
for the
case of yv∈L\textscsfvmin+.
The proof of our inductive step for the case of
yv∈L\textscsfvmin−
follows from symmetry under orientation reversal.
Recall that we regard the root vertex r at the bottom of the tree
Γ=Γr as having an outgoing edge er pointing to
the empty vertex v(er):=\textscnull,
where this null vertex v(er)
corresponds to the exterior
Y:=S3∖ν∘(K)
of the companion knot K⊂S3,
from which the satellite exterior
YΓ:=YΓ∪Y is formed.
Recursing down to this null vertex v(er),
our above induction shows that
for any
yΓ∈∏v∈Vert(Γr)(L\textscsfvmin+∪R\textscsfv∖Z\textscsfv∪L\textscsfvmin−), we have
[TABLE]
This final L-space interval
φer∗P(L\textscsf(YΓr(yΓ)))=[[yj(er)−v(er),yj(er)+v(er)]]S3
expresses slopes in terms of the reversedS3-slope basis, “S3.”
That is, the meridian and longitude of K⊂S3
have respective S3-slopes 0=∞1 and
∞=01.
If K⊂S3 is the unknot, then its S3-longitude ∞ satisfies
∞∈[[yj(er)−v(er),yj(er)+v(er)]],
so we deduce that
yΓ∈L\textscsfΓ(YΓ) in this case.
If K⊂S3 is nontrivial, then its exterior Y
has L-space interval LS3(Y)=[0,N1]S3.
Assume that Γ satisfies hypothesis (iii) of the theorem.
Then since prqr≥N:=2g(K)−1 implies
0<qrpr≤1,
(179) and
(180)
tell us that
0≤yj(er)+v(er)≤yj(er)−v(er), with
yj(er)+v(er)=0 only if YΓr(yΓ)
is bc. Thus, it remains to show that
either yj(er)−v(er)<N1,
or yj(er)−v(er)≤N1 and
YΓ(yΓ) is bc.
If yΓ∣r∈Lrmin+,
then (187) tells us
yj(er)−v(er)<qrpr<N1.
If yΓ∣r∈Rr∖Zr,
then YΓ(yΓ) is bc,
and since y0−r=y0+r=∞, we have
yj(er)−v(er)=yj(er)+v(er)=qrpr∈⟨0,N1].
This leaves us with the case of
yΓ∣r∈Lrmin−,
for which we have
[TABLE]
implying
yj(er)−v(er)<N1,
and thereby completing the proof of the theorem.
∎
Remark.
It is only in
(193)
that we use the hypothesis of part (iii)
that qr>2g(K)−1=:N. In the case that we do have
pr=1 and qr=N, this implies
(φer∗P)−1(\mfrac1N)=∞,
requiring L\textscsfrmin− to be empty, but we still have the modified result that
[TABLE]
7. Satellites by algebraic links
7.1. Smooth and Exceptional splices
As mentioned in the introduction,
the class of algbraic link satellites is slightly more general
than the class of iterated torus link satellites,
in that the JSJ decomposition graph of the exterior
must allow one extra type of edge.
To describe how this new type of edge is different,
we first address the notion of splice maps.
Suppose K1⊂M1 and
K2⊂M2 are knots in
compact oriented 3-manifolds M1 and M2,
with each ∂Mi a possibly-empty disjoint union of tori.
Let Yi:=Mi∖ν∘(K)
denote the exterior of each knot Ki⊂Mi,
with ∂0Yi:=−∂ν∘(Ki),
and choose a surgery basis (μi,λi)∈H1(∂0Yi;Z)
for each exterior, with λi the Seifert longitude if
Mi is either an integer homology sphere or a link
exterior in a specified integer homology sphere.
A gluing map ϕ:∂0Y1→−∂0Y2
is then called a splice if the induced map on homology
sends μ1↦λ2 and μ2↦λ1.
Gluings via splice maps are minimally disruptive to homology.
For instance, if M2 is an integer homology sphere, then
H1(Y1∪ϕY2;Z)≅H1(M1;Z).
If M2=S3 and
K2 is an unknot, then we in fact have
Y1∪ϕY2=M1. In particular, if M2 is the
exterior M2=S3∖ν∘(L2)
of some link L2⊂S3, and if
K2⊂M2 is an unknot in the composition
K2↪M2↪S3,
then Y1∪ϕY2 is the exterior of the
satellite link
of the companion knot K1⊂M1
by the pattern link
L2⊂(S3∖ν∘(K2)).
In particular, for satellites by T(np,nq),
this unknot K2⊂M2
is the multiplicity-q fiber λ0⊂Y(p,q)n
in the T(np,nq)-exterior
[TABLE]
In an iterated torus-link satellite,
we only perform satellites on components of the companion link we are building.
That is, for an edge e∈Edge(Γ) from v(−e) to v(e),
we always form a Tv(e)-torus-link satellite that splices
the multiplicity-qv(−e)-fiber λ0v(−e),
with exterior
[TABLE]
to the j(e)th component of the Tv(e) torus link.
Since this j(e)th link component is represented by
the smooth fiber
fj(e)⊂MS2(−pvqv∗,qvpv∗),
we call this operation a
smooth splice.
In an algebraic link exterior, however, an edge e can also specify an
exceptional splice map, in which we splice
the qv(−e)-fiber λ0v(−e)
to the
exceptional
pv(e)-fiber λ−1v(e)⊂Yv(e).
This multiplicity-pv(e) fiber λ−1v(e) is not a component of our
original companion link or its iterated satellites, but is rather
the core of the solid torus
ν(λ−1v(e)) hosting
Tv(e)⊂ν(λ−1v(e)), of which
Yv(e)=ν(λ−1v(e))∖ν∘(Tv(e))
is the exterior.
Thus an exceptional-splice satellite embeds the
solid torus hosting Tv(−e)
inside the solid torus hosting Tv(e).
Since an exceptional splice at e takes the satellite of
the pv(e)-fiber λ−1v(e)⊂Yv(e), we set j(e)=−1
in this case.
7.2. Slope maps induced by splices
For the induced maps on slopes, we have
[TABLE]
for an edge e corresponding to a smooth splice, and
[TABLE]
for an edge e corresponding to an exceptional splice.
To accommodate our notation
to these two different types of maps, we define
[TABLE]
In addition, since
the exceptional fiber at ∂−1Yv
is only exceptional if pv>1,
we adopt the convention that
exceptional splice edges only terminate
on vertices v with pv>1.
7.3. Algebraic links
Eisenbud and Neumann show in [7]
that a graph Γ with such edges and vertices
specifies an algebraic link exterior
if and only if
Γ satisfies the algebraicity conditions
[TABLE]
ensuring negative definiteness.
Eisenbud and Neumann also prove
that any algebraic link exterior can be realized by
such a graph.
Note that the above algebraicity conditions imply
[TABLE]
For notational convenience, we adopt the convention that
Jv remains the same, only indexing incoming edges corresponding to smooth splices.
That is, we define
[TABLE]
and its complement Iv still indexes the remaining boundary components,
[TABLE]
Lastly, since ϕe is always orientation-reversing,
the induced map ϕe∗P is still decreasing with respect to the circular order on
sf-slopes, and the impact of ϕe∗P on the linear order of finite sf-slopes still depends on the
positions of the horizontal and vertical asymptotes
[TABLE]
respectively,
of the graph of ϕe∗P. More explicitly, we have
In the case of algebraic link exteriors,
we must incorporate the possiblity of exceptional splices into
the expressions
yˉ0−v(k) and
yˉ0+v(k) originally defined in
(148) and
(149),
from which
[TABLE]
are defined.
The only changes that arise are localized to the summands
⌈pvqv∗k⌉
and
⌊pvqv∗k⌋
in yˉ0−v(k) and
yˉ0+v(k), respectively.
We perform such modifications as follows.
First, for v∈Vert(Γ), with Γ specifying an algebraic link exterior,
set
[TABLE]
and for
k∈Z>0,
define
y−1+v′(k) and y−1−v′(k)
by setting
[TABLE]
where again, e′∈Ein(v) is the unique incoming edge with j(e′)=−1,
if such e′ exists. If −1∈/j(Ein(v)),
then we take
YΓv(−e′)(yΓv(−e′))
to be boundary-compressible.
Next, we define
yˉ0−v′(k) and yˉ0+v′(k)
to be respective results of replacing the summand
⌈pvqv∗k⌉
with
y−1+v′(k) in
the definition of yˉ0−v(k) in (148),
and replacing the summand
⌊pvqv∗k⌋
with
y−1−v′(k) in
the definition of yˉ0+v(k) in (149).
That is, we set
[TABLE]
and by analogy with the definition of
yˉ0±v
in (220),
we define
[TABLE]
We are now ready to state and prove an analog of
Proposition 6.1 and
a supplement to
Proposition 6.2.
Proposition 7.1**.**
Suppose v∈Vert(Γ) for a graph
Γ specifying the exterior of an algebraic link.
If y0−v,y0+v∈P(H1(∂0Yv;Z))\textscsfv
are the (potential) L-space interval endpoints for
YΓv(yΓv)
as defined in
Theorem 4.3, then
[TABLE]
*for
Jv\textscbc and Jv\textscbi
as defined in
(143) and
(144).
*
Suppose that
Γ specifies the exterior of an algebraic link,
and that v∈Vert(Γ)
has an incoming edge e′ with
j(e′)=−1. If
[TABLE]
for some
me′−∈Z>0,
then yˉ0−v′ and yˉ0+v′ satisfy
[TABLE]
Proof.
It is straightforward to show that the bounds in
(227) imply that
[TABLE]
for all k∈Z>0.
Thus, since me′−∈Z implies that
k1⌊me′−k⌋=k1⌈me′−k⌉=me′−,
the desired result follows directly from
(224),
(225),
and the definitions of
yˉ0∓v′ in
(226).
∎
7.5. L-space surgery regions for algbraic link satellites: Proof of Theorem 1.6
If Γ specifies a one-component algebraic link, i.e., a knot,
then the L-space region is just an interval, determined
by iteratively computing the genus of successive cables.
For multi-component links, we can bound the L-space region
as described in
Theorem 1.6
in the introduction.
The proofs of parts (i) and (ii) are the same as
those in the iterated torus link satellite case,
if one keeps in mind that the pr=1 condition for
(ii.b) and an explicit hypothesis for (ii.a)
each rule out the possibility of an incoming exceptional splice
at the root vertex.
The proof of part (iii) also adapts the proof used for iterated torus satellites,
but we provide more details in this case.
Again, for bookkeeping convenience, we redefine
Iw:={1}
and set
L\textscsfwmin+:={0}
and R\textscsfw∖Z\textscsfw:=L\textscsfwmin−:=∅,
for any
w∈Vert(Γ) with
Iw=∅.
For a vertex
v∈Vert(Γ),
we inductively assume, for each incoming edge e∈Ein(v), that
for any
yΓv(−e)∈∏u∈Vert(Γv(−e))(L\textscsfumin+∪R\textscsfu∖Z\textscsfu∪L\textscsfumin−), we have
[TABLE]
[TABLE]
is the meridian slope of the fiber of Yv to which Yv(−e)
is spliced along e (so the image of the longitude
of slope −pv(−e)−qv(−e)∗
paired with the meridian of slope
qv(−e)pv(−e)∗), and where
[TABLE]
We then set
[TABLE]
The statement of
Theorem 1.6
makes the substitution
⌊qv(−e)pv(−e)⌋+1↦1
for the j(e)=−1 case of me−, in its role as a summand of
of mv−.
However, this substitution is an equivalence for all v∈Vert(Γ)
and e∈Ein(v),
since the algebraicity condition
(214)
implies
0<qv(−e)pv(−e)<1 for j(e)=−1.
Note that this does not imply
0<qrpr<1 for the root vertex r=v(−er),
because of our declared convention that v(er)=\textscnull∈/Vert(Γ).
The algebraicity condition
(214)
also implies that
the conditions q=+1, q<0, and qvpv>+1
are never met for j(ev)=−1 and v=r.
Thus, the j(e)=−1 cases of our definitions of
L\textscsfvmin−
and
L\textscsfvmin+ in
Theorem 1.6.iii
coincide with the respective definitions of
L\textscsfvmin−
and
L\textscsfvmin+ in
Theorem 1.7.iii.
If
yv∈R\textscsfu∖Z\textscsfu,
then y0−v=y0+v=∞. Thus,
yj(ev)±v(ev)=ϕev∗P(y0∓v)=ϕev∗P(∞)=:ξv(ev),
and referring to
(219) for the computation of ξv(ev), we have
[TABLE]
We assume
yv∈L\textscsfvmin−∪L\textscsfvmin+
for the remainder.
This assumption, together with our inductive assumptions,
makes
Theorem 4.4
yield
We furthermore already know that yˉ0±v=yˉ0±v′
when −1∈/j(Ein(v)). Combining this fact with
Proposition 7.2,
given our inductive assumptions, yields
[TABLE]
Suppose
yv∈L\textscsfvmin+.
Then from Proposition 7.1, we have
[TABLE]
Thus, altogether we have
[TABLE]
Here, ηv:=(ϕev∗P)−1(∞)
is the location of the vertical asymptote
of ϕev∗P.
The inequality
pvqv∗<ηv follows directly from the computation of
η in (219), plus the fact that
pvqv∗<qvpv∗.
Since ϕev∗P is locally monotonically decreasing on the
complement of ηv, this implies that
all the expressions on the left-hand side of
(244) have
ϕev∗P-images below the horizontal
asymptote at ξv(ev), but in reverse order. That is, we have
[TABLE]
Thus, since mev+=0
and since
(237) shows that
ξv(ev)<μev+mev−, we obtain
[TABLE]
with equality only if YΓv(yΓv)
is bc.
Lastly, suppose yv∈L\textscsfvmin−.
Then combining
Proposition 7.1
(for line (247))
with
the righthand inequality of
(240),
the inductive upper bounds on yjv for j∈Jv:=j(Ein(v))∣>0,
and the upper bound
∑i∈Iv⌈yiv⌉≤mv− for
yv∈L\textscsfvmin−
(for line (248)),
we obtain
[TABLE]
Combining
(239)
from
Proposition 6.2
with the definition
(236)
of mv− then gives
[TABLE]
with equality only if YΓv(yΓv) is bc.
When j(ev)=−1, the desired inductive result is established in the
yv∈L\textscsfvmin−
case of the proof of
Theorem 1.7.
We henceforth assume j(ev)=−1.
Since j(ev)=−1 implies
pvqv∗+⌈\mfracpv(ev)pvΔev⌉+1>ηv, we have
y0−v≥y0+v>ηv, i.e., to the right of the
vertical asymptote of ϕev∗P at ηv. The respective
ϕev∗P-images
yj(ev)+v(ev) and yj(ev)−v(ev)
of y0−v and y0+v therefore
lie above the horizontal asymptote at ξv(ev), but with reversed order:
[TABLE]
It remains to show that
μev+mev−≥yj(ev)−v(ev):=ϕev∗P(y0+v)
(with equality only if YΓv(yΓv) is bc),
for which it suffices to show that
(μev+mev−)−ϕev∗P(pvqv∗+⌈\mfracpv(ev)pvΔev⌉+1)≥0.
Recall that any edge e with j(e)=−1 has
ϕe∗P=σe∗P.
If we write
\left[\sigma^{{{\mathbb{P}}}}_{e*}\right]\mkern-2.0mu=:\mkern-2.0mu\left(\begin{array}[]{cc}\alpha_{e}&\Delta^{\prime}_{e}\\
\Delta_{e}&\beta_{e}\end{array}\right) for the entries of the matrix
[σe∗P] as computed in
(203), then the relations
pu∗pu−qu∗qu=1 for each
u∈Vert(Γ), particularly for
u∈{v,v(ev)},
produce simplifications, incuding the identities
[TABLE]
used in the intermediate steps suppressed in the following calculation.
We compute that
[TABLE]
since [x]:=x−⌊x⌋ implies 0≤[x]<1 for x∈Q,
and this completes our inductive argument.
Since j(er)=−1, the proof that these inductive bounds cause
the Dehn-filled satellite exterior
YΓ(yΓ):=YΓ(yΓ)∪(S3∖ν∘(K))
to form an L-space whenever
[TABLE]
is the same as the corresponding argument in the proof of
Theorem 1.7.
∎
7.6. Monotone strata
Whether for iterated torus satellites and for algebraic link satellites,
our inner approximations
L\textscsfΓmin(YΓ):=∏v∈Vert(Γ)(L\textscsfvmin−∪Rv∖Zv∪L\textscsfvmin+)
each involve inductive bounds,
namely, (179) and (230),
respectively, which
make yj(e)+v(e)≤yj(e)−v(e),
as a function of yΓ∣Γv(−e),
for each edge e∈Edge(Γ) and slope
yΓ∈L\textscsfΓmin(YΓ).
This implies that
L\textscsfΓmin(YΓ)
is confined to a particular substratum
of L\textscsfΓ(YΓ),
called the monotone stratum.
Definition 7.3**.**
For any
yΓ∈(Q∪{∞})\textscsfΓ∣IΓ∣
and
v∈Vert(Γ),
we call
yΓ monotone at v if
[TABLE]
The monotone stratum
L\textscsfΓmono(YΓ)
of L\textscsfΓ(YΓ) is then the set of slopes
yΓ∈L\textscsfΓ(YΓ)
such that yΓ is monotone at all v∈Vert(Γ).
In the above, for brevity, we have adopted the following
Notation 7.4**.**
For any
slope
yΓ∈(Q∪{∞})\textscsfΓ∣IΓ∣
and
vertex
v∈Vert(Γ),
we shall write
[TABLE]
Remark.
Note that if
Lv(−e)∘(y)=∅
for all e∈Ein(v)
and
Lv∘(y)=∅, then
[TABLE]
and the monotonicity condition
(256)
at v is equivalent to the condition that
[TABLE]
corresponding to the endpoint-ordering consistent with that for generic Seifert fibered L-space intervals. We call this condition “monotonicity” because of its preservation of this ordering.
The tools developed in
Sections 6 and
7
can be used in much more general settings than that of the
inner approximation theorems we proved, so long as one first
decomposes
L\textscsfΓ(YΓ)
into strata according to monotonicity conditions,
similar to how torus link satellites must first be classified according to whether
2g(K)−1≤pq.
Monotonicity conditions also impact the topology of strata.
Theorem 7.5**.**
Suppose that KΓ⊂S3 is an algebraic link satellite,
specified by Γ, of a positive L-space knot K⊂S3,
where either K is trivial, or
K is nontrivial with
prqr>2g(K)−1.
Let V⊂Vert(Γ) denote the subset of vertices v∈V
for which ∣Iv∣>0.
Then the Q-corrected R-closure
L\textscsfΓmono(YΓ)R
of the monotone stratum of
L\textscsfΓ(YΓ)
is of dimension ∣IΓ∣ and
deformation retracts onto an (∣IΓ∣−∣V∣)-dimensional embedded torus,
[TABLE]
projecting to an embedded torus
T∣Iv∣−1↪(R∪{∞})\textscsfv∣Iv∣
parallel to
B\textscsfv⊂(R∪{∞})\textscsfv∣Iv∣
at each v∈V.
Proof.
We argue by induction, recursing downward from the leaves of Γ towards its root.
Observe that for any v∈Vert(Γ), we have the fibration
[TABLE]
with fiber
[TABLE]
over
y∗∈∏e∈Ein(v)L\textscsfΓv(−e)mono(YΓv(−e))
for Iv=∅, with Ty∗v
regarded as a point when Iv=∅.
For v∈Vert(Γ), inductively assume the theorem holds for
Γv(−e) for all e∈Ein(v).
(Note that this holds vacuously when v is a leaf, in which case we declare
T∅v:=L\textscsfΓvmono(YΓv).)
If Iv=∅, then the fibration in (259) is the identity map,
making the theorem additionally hold for Γv. Next assuming Iv=∅,
we claim the Q-corrected R-closure
(Ty∗v)R of Ty∗v
is of dimension ∣Iv∣ and deformation retracts onto an embedded torus
T∣Iv∣−1↪(R∪{∞})\textscsfv∣Iv∣
parallel to
B\textscsfv⊂(R∪{∞})\textscsfv∣Iv∣.
In fact, the proof of this statement is nearly identical to the proof of
Theorem 5.3.ii.b
in Section 5,
but with the replacement
[TABLE]
in line (123)
(where ηv, computed in (219),
is the position of the vertical asymptote of ϕev∗P),
along with a few minor analogous adjustments corresponding to this change.
It remains to show that the fibration in
(259) is trivial, but this follows from the fact that
[TABLE]
is a product over u∈V∩Vert(Γv) which embeds into
L\textscsfΓmono(YΓv),
and for reasons again similar to the proof of
Theorem 5.3.ii.b,
each factor
L\textscsfumin−∪Ru∖Zu∪L\textscsfumin+
also deformation retracts onto an embedded torus
T∣Iu∣−1↪(R∪{∞})\textscsfu∣Iu∣
parallel to
B\textscsfu⊂(R∪{∞})\textscsfu∣Iu∣,
completing the proof.
∎
8. Extensions of L-space Conjecture Results
As mentioned in the introduction,
Boyer-Gordon-Watson
[4]
conjectured several years ago that among prime, closed, oriented
3-manifolds, L-spaces are those 3-manifolds whose fundamental groups
do not admit a left orders (LO). Similarly,
Juhász
[18]
conjectured that prime, closed, oriented 3-manifold are L-spaces
if and only if they fail to admit a co-oriented taut foliation (CTF).
Procedures which generate new collections of L-spaces or non-L-spaces,
such as surgeries on satellites, provide new testing grounds for these
conjectures.
For Y a compact oriented 3-manifold
with boundary a disjoint union of n>0 tori,
define the slope subsets
F(Y),LO(Y)⊂∏i=1nP(H1(∂iY;Z))
so that
[TABLE]
Note that α∈F(Y) implies
that Y(α) admits a CTF, but the converse,
while true for Y a graph manifold, is not known in general.
The proof of
Theorem 1.4
relies on the related gluing behavior of
co-oriented taut foliations, left orders on fundamental groups,
and the property of being an non-L-space,
for a pair Y1,Y2 of compact oriented 3-manifolds with torus boundary
glued together via a gluing map φ:∂Y1→∂Y2.
That is, the contrapositives of
Theorems 3.5 and
3.6 tell us that if
Yi have incompressible boundaries and are
both Floer simple manifolds, both graph manifolds,
or an L-space knot exterior and a graph manifold, then
[TABLE]
The analogous statements for CTFs and LOs, while true for graph manifolds
(once an exception is made for reducible slopes in the case of CTFs),
are not established in general. However, we still
have weak gluing statements in the general case.
Since product foliations of matching slope can always be glued together,
we have
[TABLE]
Moreover,
Clay, Lidman, and Watson [6] built on a result of
Bludov and Glass
[1]
to show that
[TABLE]
Theorem 8.1**.**
Suppose YΓ
is the exterior of an algebraic link satellite or
(possibly-iterated) torus-link satellite
of a nontrivial positive L-space knot K⊂S3
of genus g(K) and exterior Y,
with pr>1 and −1∈/j(Ein(r)).
(\textscLO)*
Suppose LO(Y)⊃NL(Y).*
(\textsclo.i)*
If 2g(K)−1>prqr+1, then
LO(YΓ)=NL(YΓ).*
(\textsclo.ii)*
If 2g(K)−1<prqr and Γ=r specifies a torus link satellite, then
LO(YΓ)⊃*
[TABLE]
where NΓ:=prqr−qr−pr+2g(K)pr.
(\textscCTF)*
Suppose F(Y)=NL(Y).*
(\textscctf.i)*
If 2g(K)−1>prqr+1, then
F(YΓ)=NL(YΓ)∖R(YΓ).*
(\textscctf.ii)*
If 2g(K)−1<prqr and Γ=r specifies a torus link satellite, then
F(YΓ)⊃*
[TABLE]
Note that the requirement that K be nontrivial
is just to simplify the theorem statement.
If K is trivial, then any surgery on YΓ
is a graph manifold or a connected sum thereof,
in which case
the L-space conjectures written down by Boyer-Gordon-Watson and Juhász
are already proven to hold,
through the work of Boyer and Clay [3]
and of Hanselman, J. Rasmussen, Watson, and the author [12].
In addition, the author explicitly shows in
[27] that any graph manifold YΓ
always satisfies
[TABLE]
Proof of Theorem.
Suppose that
LO(Y)⊃NL(Y)
(respectively
F(Y)=NL(Y)).
Since
[TABLE]
where N:=2g(K)−1,
it follows from
(269)
(respectively
(268))
that in order to prove that
yΓ∈LO(YΓ)
(respectively
yΓ∈F(YΓ)∪Z(YΓ)),
it suffices to show that
[TABLE]
On the other hand,
(267) implies that
yΓ∈NL(YΓ) if and only if
[TABLE]
when YΓ(yΓ) is bi,
and if and only if
(272) holds when
YΓ(yΓ) is bc.
Fix some slope
yΓ∈(Q∪{∞})∑v∈Vert(Γ)∣Iv∣
and write
[TABLE]
as usual.
It is straightforward to show that
(273) fails to hold if and only if
If
N:=2g(K)−1>prqr, pr>1, and
−1∈/j(Ein(r)),
then
[TABLE]
If, in addition,
N:=2g(K)−1=prqr+1, then
[TABLE]
Proof of Claim.
Suppose N>prqr, pr>1,
and −1∈/j(Ein(r)).
Then
Proposition 6.1
together with
Proposition 6.2.(=)
imply that
[TABLE]
so that
[TABLE]
Thus, since the fact that S3 is an L-space makes the
⟹ implication of
(278) automatically hold,
this exhausts the case when
YΓ(yΓ) is
bc.
Next suppose that
YΓ(yΓ)is\textscbi,
so that
Proposition 6.2.(+)
implies
y0+∈⟨prqr∗,1]+Z.
Then
(277)
implies that
(275) always fails to hold, and that
(276) fails to hold
if N=prqr+1,
completing the proof of the claim.
Continuing with the proof of the theorem,
since the right-hand condition of
(278)
and
(279)
is equivalent to YΓ(yΓ) being an L-space,
and since
(276) is the negation of
(272), we have shown that
(272) holds
if and only if
yΓ∈NL(YΓ),
proving that
LO(YΓ)⊃NL(YΓ)
(respectively
F(YΓ)⊃NL(YΓ)∖R(YΓ))
if
LO(Y)=NL(Y)
(respectively
F(Y)=NL(Y)),
with
N>prqr, pr>1,
and −1∈/j(Ein(r)).
Since S3 has no co-oriented taut foliations or left-orders
on its fundamental group, we then have
LO(YΓ)=NL(YΓ)
(respectively F(YΓ)=NL(YΓ)∖R(YΓ)).
This leaves the case in which
we have a single T(np,nq) torus-link satellite,
with N:=2g(K)−1<pq.
Arguments similar to those above then show that if
LO(Y)=NL(Y)
(respectively
F(Y)=NL(Y)),
then yΓ∈NL(YΓ)
implies
that yΓ∈LO(YΓ)
(respectively yΓ∈F(YΓ)∪Z(YΓ)),
provided that
[TABLE]
Propositions 6.1 and
6.2.(+)
then tell us that
y0+=q−pNp∗−q∗N
implies
[TABLE]
which, under change of basis to S3-slopes, becomes
[TABLE]
Since pq−q+pN=pq−q−p+2(K)p, the theorem follows.
∎
8.2. Exceptional Symmetries
As mentioned in the introduction,
there are instances, for exteriors of iterated torus-link satellites or
algebraic link satellites, in which the
Λ-type symmetries for Seifert fibered components
have their influence extend across edges.
This phenomenon is more relevant in the context of exceptional splices.
Proposition 8.2**.**
Suppose YΓ is the exterior of an algebraic link satellite
KΓ⊂S3
of a nontrivial positive L-space knot K⊂S3 of genus g(K),
with N:=2(g)K−1>prqr and −1∈j(Ein(r)).
Then L(YΓ)=⋃e∈Ein(r)Le, where
[TABLE]
Proof.
This is established by a straightforward but tedious
adaptation of the arguments used to prove Claim 1
in the proof of
Theorem 8.1.
∎
Note that the latter two conditions place strong constraints on
yr as well. In particular, we must have
yr∈Z∣Iv∣ unless
YΓv(−e)(yΓv(−e)) is \textscbc with yj(e)±∈Z,
in which case yir∈Z all but at most one i∈Iv.
This phenomenon also affects
ΛΓ as defined in
(11). While
ΛΓ⊃∏v∈Vert(Γ)Λv,
this containment is proper if there is an edge
e∈Edge(Γ) for which one can have
YΓv(−e)(yΓv(−e)) bc
with 0=yj(e)±v(e)∈Z if j(e)=−1,
or any integer value yj(e)±v(e)∈Z if j(e)=−1.
For a satellite without exceptional splices, the situation
is still relatively simple.
It is straightforward to show that the above edge condition
can hold only if (pv(−e),qv(−e))=(1,2).
For such an edge, one must locally replace the product
Λv(−e)×Λv(e) with the product
(Λv(−e)×Λv(e))∪(Λv(−e)(1)×Λv(e)(1)),
where Λv(1):={yv∈Z∣Iv∣∣∑yiv=1}.
If Γ has no exceptional splice edges and no vertices with
(pv,qv)=(1,2), then ΛΓ=∏v∈Vert(Γ)Λv.
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