Global Euler obstruction, global Brasselet numbers and critical points
Nicolas Dutertre, Nivaldo G. Grulha Jr

TL;DR
This paper introduces global invariants called the global Brasselet number and the Brasselet number at infinity for polynomial functions on complex algebraic sets, linking them to the topology and critical points of the set.
Contribution
It defines new global invariants for polynomial functions on complex algebraic sets and establishes formulas connecting these invariants to topology and critical points.
Findings
Formulas relating global Brasselet numbers to topology
Relations between critical points and Brasselet numbers
Introduction of the Brasselet number at infinity
Abstract
Let be an equidimensional complex algebraic set and let be a polynomial function. For each , we define the global Brasselet number of at , a global counterpart of the Brasselet number defined by the authors in a previous work, and the Brasselet number at infinity of at . Then we establish several formulas relating these numbers to the topology of and the critical points of .
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Global Euler obstruction, global Brasselet numbers and critical points
Nicolas Dutertre and Nivaldo G. Grulha Jr
Aix-Marseille Université, CNRS, Centrale Marseille, I2M, UMR 7373, 13453 Marseille, France.
Universidade de São Paulo, Instituto de Ciências Matemáticas e de Computação - USP Av. Trabalhador São-carlense, 400 - Centro, Caixa Postal: 668 - CEP: 13560-970 - São Carlos - SP - Brazil.
Abstract.
Let be an equidimensional complex algebraic set and let be a polynomial function. For each , we define the global Brasselet number of at , a global counterpart of the Brasselet number defined by the authors in a previous work, and the Brasselet number at infinity of at . Then we establish several formulas relating these numbers to the topology of and the critical points of .
1. Introduction
The local Euler obstruction is an invariant defined by MacPherson in [27] as one of the main ingredients in his proof of the Deligne-Grothendieck conjecture on the existence of Chern classes for singular varieties. The local Euler obstruction at , where is a sufficietly small representative of the equidimensional analytic germ , is denoted by . After MacPherson’s pioneer work, the Euler obstruction was studied by many authors. Let us mention briefly some of the most important results on this subject. If is a Whitney stratification of , then Brylinski, Dubson and Kashiwara [6] proved a famous formula that relates the ’s to the Euler characteristic of the normal links of the strata. In [25], Lê and Teissier showed that is equal to an alterned sum of multiplicities of generic polar varieties of at [math]. In [3], Brasselet, Lê and Seade proved a Lefschetz type formula for , i.e. they relate to the topology of the real Milnor fibre on of a generic linear function. There are also integral formulas for in [26] and [15].
In [4], Brasselet, Massey, Parameswaran and Seade defined a relative version of the local Euler obstruction, introducing information for a function defined on the variety , called the Euler obstruction of a function and denoted by . They prove a Lefschetz type formula for this invariant. The Euler obstruction of a function can be seen as a generalization of the Milnor number ([4, 33, 21]). For instance, in [33], Seade, Tibăr and Verjovsky showed that is equal up to sign to the number of critical points of a Morsefication of lying on the regular part of .
In [16], we study topological properties of functions defined on analytic complex varieties. In order to do it, we define an invariant called the Brasselet number, denoted by . This number is well defined even when has arbitrary singularity. When has isolated singularity we have . We established several formulas for , among them a relative version of the multiplicity formula of Lê and Teissier, a relative version of the Brylinski-Dubson-Kashiwara formula and an integral formula.
In a manner similar to the local case, in [34], working with an affine equidimensional singular variety , Seade, Tibăr and Verjovsky defined the global Euler obstruction, denoted by . When is smooth the global Euler obstruction of coincides with the Euler characteristic of . They prove a global version of the Lê-Teissier polar multiplicities formula. Later, this formula was generalized in [32] to an index formula for MacPherson cycles.
As the Euler obstruction of a function and the Brasselet number are useful to study the singularities of in the local case, we introduce in this work the global Brasselet numbers and the Brasselet numbers at infinity, in order to investigate the topological behavior of the singularities, globally and at the infinity, of a given polynomial function defined on an algebraic variety . The main references we use in this paper about the study of singularities at infinity are [9, 10, 41].
In Section 2 we give prerequisities on the topology of complex algebraic sets: stratified Morse functions, the complex link and the normal Morse datum, constructible functions, the local Euler obstruction and the Brasselet number, the global Euler obstruction. In Section 3 we recall the notions of -regularity at infinity and -regularity at infinity, some basic results and we adapt them to the stratified setting.
In Section 4 we define the global Brasselet numbers and the Brasselet numbers at infinity. We compare the global Brasselets number of with the global Euler obstruction of the fibres of . The relation presented in Corollary 4.8 can be seen as a global relative version of the local index formula of Brylinsky, Dubson and Kashiwara [6].
In Section 5 we prove several formulas that relate the number of critical points of a Morsefication of a polynomial function on an algebraic set , to the global Brasselet numbers and the Brasselet numbers at infinity of . The main result in this section is Theorem 5.2. From this result we obtain many interesting corollaires. Corollary 5.6, for instance, is a Brylinski–Dubson–Kashiwara type formula for the total Brasselet number at infinity. We also prove a relative version of the polar multiplicity formula of Seade, Tibăr and Verjovsky (Corollary 5.13).
We finish the paper at Section 6, relating the global Euler obstruction of an equidimensional algebraic set to the Gauss-Bonnet curvature of its regular part and the Gauss-Bonnet curvature of the regular part of its link at infinity. The result is a global counterpart of the formula that the first author established for analytic germs in [15].
2. Prerequisites on the topology of complex algebraic sets
In this section, we work with a reduced complex algebraic set of dimension . We assume that is equipped with a finite Whitney stratification whose strata are connected. We denote by the regular part of , i.e. the union of all the strata of dimension .
2.1. Stratified Morse functions
The main reference for this subject is [20].
Definition 2.1**.**
Let be a point in and let be the stratum that contains it. A degenerate tangent plane of the stratification is an element (of an appropriate Grassmannian) such that , where is a stratum that contains in its frontier and where the ’s belong to .**
Definition 2.2**.**
A degenerate covector of at a point is a covector which vanishes on a degenerate tangent plane of at , i.e., an element of such that there exists a degenerate tangent plane of the stratification at with . **
Let be an analytic function. We assume that is the restriction to of an analytic function , i.e. . A point in is a critical point of if it is a critical point of , where is the stratum containing .
Definition 2.3**.**
Let be a critical point of . We say that is general at with respect to the stratification if is not a degenerate covector of at .
We say that is general with respect to if it is general at all critical points with respect to .**
Definition 2.4**.**
Let be a critical point of . We say that is a stratified Morse critical point of if is general at and the function has a non-degenerate critical point at when .
We say that that is a stratified Morse function if it admits only stratified Morse critical points.**
2.2. The complex link and the normal Morse datum
The complex link is an important object in the study of the topology of complex analytic sets. It is analogous to the Milnor fibre and was studied first in [23]. It plays a crucial role in complex stratified Morse theory (see [20]) and appears in general bouquet theorems for the Milnor fibre of a function with isolated singularity (see [24, 35, 39]).
Let be a stratum of the stratification of and let be a point in . Let be an analytic complex function-germ such that the differential form is not a degenerate covector of at . Let be a normal slice to at , i.e. is a closed complex submanifold of which is transversal to at and .
Definition 2.5**.**
The complex link of is defined by
[TABLE]
where . Here is the closed ball of radius centered at .
The normal Morse datum of is the pair of spaces
[TABLE]
The fact that these two notions are well-defined, i.e. independent of all the choices made to define them, is explained in [20].
2.3. Constructible functions
We start with a presentation of Viro’s method of integration with respect to the Euler characteristic with compact support [43]. We work in the semi-algebraic setting.
Definition 2.6**.**
Let be a semi-algebraic set. A constructible function is a -valued function that can be written as a finite sum:
[TABLE]
where is a semi-algebraic subset of and is the characteristic function on .**
The sum and the product of two constructible functions on are again constructible. The set of constructible functions on is thus a commutative ring, denoted by .
Definition 2.7**.**
If and is a semi-algebraic set then the Euler characteristic is defined by
[TABLE]
where and is the Euler characterictic of Borel-Moore homology.**
The Euler characteristic is also called the Euler integral of and denoted by . Here we follow the terminology and notations used in [4, 16, 32].
Definition 2.8**.**
Let be a continuous semi-algebraic map and let be a constructible function. The pushforward of along is the function defined by:
[TABLE]
Proposition 2.9**.**
The pushforward of a constructible function is a constructible function.
Theorem 2.10** (Fubini’s theorem).**
Let be a continuous semi-algebraic map and let be a constructible function on . Then we have:
[TABLE]
Let us go back to the complex situation. Here we write for the Whitney stratification of .
Definition 2.11**.**
A constructible function with respect to the stratification of is a function which is constant on each stratum of the stratification.**
This means that there exist integers , such that . In most of the cases that we will consider, we can use the topological Euler characteristic instead of . First since each is an even-dimensional submanifold, by Poincaré duality is equal to and so . Now let be an euclidian closed ball that intersects transversally (in the stratified sense). We will give four equalities for . By additivity of , we have
[TABLE]
But is Whitney stratified by odd dimensional strata and so (see Lemma 5.0.3 in [31] or Proposition 1.6 in [28]). Therefore, we have
[TABLE]
and by Poincaré duality,
[TABLE]
But each is a manifold with boundary, so and
[TABLE]
Similarly, if then
[TABLE]
[TABLE]
If the radius of is sufficiently big, then is homeomorphic to the link at infinity of , denoted by , and is a retract by deformation of which implies that . Since is compact, and so, by additivity, . But is homeomorphic to the product of and an open interval in . Since , by multiplicativity of we obtain that and finally that .
Definition 2.12**.**
Let be a constructible function with respect to the stratification . Its normal Morse index along is defined by
[TABLE]
where is a point in .**
If is a closed union of strata, then .
2.4. The local Euler obstruction and the Brasselet number
Here we assume that is equidimensional. The Euler obstruction at , denoted by , was defined by MacPherson, using -forms and the Nash blow-up (see [27] for the original definition). An equivalent definition of the Euler obstruction was given by Brasselet and Schwartz in the context of vector fields [5]. Roughly speaking, is the obstruction for extending a continuous stratified radial vector field around in to a non-zero section of the Nash bundle over the Nash blow-up of .
The Euler obstruction is a constructible function and there are two distinguished bases for the free abelian group of constructible functions: the characteristic functions and the Euler obstruction of the closure of all strata . Moreover, the key role of the Euler obstruction comes from the following identities (see [32] p.34 or [31] p.292 and p.323-324):
[TABLE]
and:
[TABLE]
In [3], Brasselet, Lê and Seade study the Euler obstruction using hyperplane sections, following ideas of Dubson and Kato. Let us assume that [math] belongs to .
Theorem 2.13** ([3]).**
For each generic linear form , there is such that for any with , the Euler obstruction of is equal to:
[TABLE]
where .
Let be a holomorphic function. We assume that has an isolated singularity (or an isolated critical point) at [math], i.e. that has no critical point in a punctured neighborhood of [math] in .
In [4] Brasselet, Massey, Parameswaran and Seade introduced an invariant which measures, in a way, how far the equality given in Theorem 2.13 is from being true if we replace the generic linear form with some other function on with at most an isolated stratified critical point at [math]. This number is called the Euler obstruction of a function and denoted by . The following result is the Brasselet, Massey, Parameswaran and Seade formula [4] that compares, in the same point, the local Euler obstruction with the Euler obstruction of a function.
Theorem 2.14**.**
Let be a function with an isolated singularity at [math]. For we have:
[TABLE]
where .
In [33], J. Seade, Tibăr and Verjovsky show that the Euler obstruction of is closely related to the number of Morse points of a Morsefication of , as it is stated in the next proposition.
Proposition 2.15** ([33]).**
Let be the an analytic function with isolated singularity at the origin. Then:
[TABLE]
where is the number of Morse points on in a stratified Morsefication of lying in a small neighborhood of [math].
Definition 2.16**.**
A good stratification of relative to is a stratification of which is adapted to , (i.e. is a union of strata) , where , such that is a Whitney stratification of and such that for any pair of strata such that and , the -Thom condition is satisfied.**
Let us now recall the definition of the Brasselet number, defined in [16].
Definition 2.17**.**
Let be a good stratification of relative to . We define by:
[TABLE]
where .**
Remark 2.18**.**
Note that if has a stratified isolated singularity at the origin then, by Theorem 2.14, we have that .**
2.5. Global Euler obstruction
Here we assume that is equidimensional and we write . In [34], Seade, Tibăr and Verjovsky introduced a global analogous of the Euler obstruction called the global Euler obstruction and denoted by . Let denote the Nash modification of , and let us consider a stratified real vector field on a subset : this means that the vector field is continuous and tangent to the strata. The restriction of to has a well-defined canonical lifting to as a section of the real bundle underlying the Nash bundle .
Definition 2.19**.**
We say that the stratified vector field on is radial-at-infinity if it is defined on the restriction to of the complement of a sufficiently large ball centered at the origin of , and it is transversal to , pointing outwards, for any . In particular, is without zeros on .**
The “sufficiently large” radius is furnished by the following well-known result.
Lemma 2.20**.**
There exists such that, for any , the sphere centered at the origin of and of radius is stratified transversal to , i.e. transversal to all strata of the stratification .
Using this last lemma and inspired by [5] and [11], Seade, Tibăr and Verjovsky defined the global Euler obstruction in [34] as follows:
Definition 2.21**.**
Let be the lifting to a section of the Nash bundle of a radial-at-infinity stratified vector field over . We call global Euler obstruction of , and denote it by , the obstruction for extending as a nowhere zero section of within .**
To be precise, the obstruction to extend as a nowhere zero section of within is in fact a relative cohomology class
[TABLE]
The global Euler obstruction of is the evaluation of on the fundamental class of the pair . Thus is an integer and does not depend on the radius of the sphere defining the link at infinity of . Since two radial-at-infinity vector fields are homotopic as stratified vector fields, it does not depend on the choice of either.
Remark 2.22**.**
The global Euler obstruction has the following properties (see [34] p. 396):
- (1)
if is non-singular, then , 2. (2)
.
3. Regularity conditions at infinity
A natural question is if the concepts of the Euler obstruction and the Brasselet number of a function could be extended to the global setting, as Seade, Tibăr and Verjovsky did for the local Euler obstruction, and what kind of information we could obtain with these possible new global invariants.
But, before extending the local notions of the Euler obstruction and Brasselet number of a function, we recall in this section some definitions and results about the study of singularities at infinity and we adapted some results to the stratified setting. The main references for this section are [9, 10, 41] and we refer to these papers for details.
We consider a reduced algebraic set of dimension . We use coordinates for the space and coordinates for the projective space . We consider the algebraic closure of in the complex projective space and we denote by
[TABLE]
the hyperplane at infinity of the embedding .
One may endow with a semi-algebraic Whitney stratification such that is a stratum and the part at infinity is a union of strata.
Since is projective and since the stratification of is locally finite, it follows that has finitely many strata. We denote by the set of singular points of , i.e. .
In order to recall the definition of the -regularity, let us recall first the definition of the conormal spaces.
Definition 3.1**.**
We denote by the conormal modification of , defined as:
[TABLE]
Let denote the projection .**
Definition 3.2**.**
Let be an analytic function defined in some neighbourhood of in . Let denote the subset of where is a submersion. The relative conormal space of is defined as follows:
[TABLE]
together with the projection , .**
Let be a function such that , where is a polynomial function.
Let be the closure of the graph of in and let . One has the isomorphism .
We consider the affine charts of , where
[TABLE]
Identifying the chart with the affine space , we have , and is covered by the charts .
If denotes the projection to the variable in some affine chart , then the relative conormal is well defined.
With the projection , let us then consider the space , which is well defined for every chart as a subset of
Definition 3.3**.**
We call space of characteristic covectors at infinity the set . For some , we denote .**
By Lemma 2.8 in [41], these notions are well-defined, i.e. they do not depend on the chart .
Let denote the second projection. One defines the relative conormal space as in Definition 3.2 where the function is replaced by the mapping .
Definition 3.4**.**
We say that is -regular at if
[TABLE]
We say that is -regular if is -regular at all points . **
Let us now recall the definition of -regularity. Let be some compact (eventually empty) set and let be a proper analytic submersion.
Definition 3.5** (-regularity at infinity).**
We say that is -regular at if there is an open neighbourhood of and an open neighbourhood of such that, for all , the fibre intersects all the levels of the restriction and this intersection is transversal.
We say that the fibre is -regular at infinity if is -regular at all points . We say that is an asymptotic -non-regular value if is not -regular at infinity. **
The next proposition relates -regularity to -regularity, where denotes the Euclidian norm.
Proposition 3.6**.**
If is -regular at , then is -regular at .
Proof.
This is just an adaptation to our setting of the proof of Proposition 2.11 in [41]. ∎
Corollary 3.7**.**
The set of asymptotic non--regular values of is finite.
Proof.
It is enough to prove that there are only finitely many values such that is not -regular. The proof of this fact is as in Corollary 2.12 in [41]. We can equip with a Whitney stratification such that is a union of strata and such that any pair of strata , with , and , satisfies the Thom -regularity condition for some function defining in . If is transversal to in the stratified sense, then is -regular. But the mapping has a finite number of critical values (in the stratified sense). ∎
Proposition 3.8**.**
Let be a generic linear projection then for all , is -regular at .
Proof.
With defined as before, let us work in the chart and with with , as defined above.
Let us suppose that is not -regular at . It means that there exists a sequence , with such that
[TABLE]
and and a sequence of hyperplanes such that and , where .
Since in fact each , we conclude that . Note also that,
[TABLE]
[TABLE]
This implies that for any bounded sequence of vectors such that . As in the previous corollary, we can equip with a Whitney stratification such that is a union of strata and such that any pair of strata , with , and , satisfies the Thom -regularity. Therefore we see that the axis of the pencil defined by is not transversal to . By Lemma 3.1 in [34], this is not possible if is generic. So we conclude that generic is -regular.
∎
We assume now that is equipped with a finite Whitney stratification such that are connected, are reduced and . For , let be the restriction to of the polynomial function . Note that .
Definition 3.9** (stratified -regularity at infinity).**
We say that is stratified -regular at if for , is -regular at .
We say that is stratified -regular if is stratified -regular at all points . **
Definition 3.10** (stratified -regularity at infinity).**
We say that is stratified -regular at if if for , is -regular at .
We say that the fibre is stratified -regular at infinity if is stratified -regular at all points . We say that is a stratified asymptotic -non-regular value if is not stratified -regular at infinity. **
The following statements are easy consequences of the definitions of stratified -regularity and stratified -regularity.
Proposition 3.11**.**
Stratified -regularity implies stratified -regularity.
Corollary 3.12**.**
The set of stratified asymptotic non--regular values of is finite.
Corollary 3.13**.**
Let be a generic linear projection, then for all , is stratified -regular (and therefore stratified -regular) at . Moreover the set of stratified asymptotic non--regular values of is empty.
4. Global Brasselet numbers and Brylinsky-Dubson-Kashiwara formulas
Let be a reduced algebraic set of dimension , equipped with a finite Whitney stratification . We assume that are connected, are reduced and that , where has dimension . Let be a complex polynomial, restriction to of a polynomial function , i.e., . We assume that has a finite number of critical points and we denote by the set of stratified asymptotic non--regular values of .
For simplicity, we will write for the ball and for .
Lemma 4.1**.**
Let be a constructible function with respect to . The function is constant on \mathbb{C}\setminus\Big{(}\{f(q_{1}),\ldots,f(q_{s})\}\cup\{a_{1},\ldots,a_{r}\}\Big{)}.
Proof.
Let c\in\mathbb{C}\setminus\Big{(}\{f(q_{1}),\ldots,f(q_{s})\}\cup\{a_{1},\ldots,a_{r}\}\Big{)} and let us choose such that does not contain any critical point of (here is equipped with the Whitney stratification ). This implies that is a retract by deformation of and that for any . Since is stratified -regular at infinity, there is and such that the mapping
[TABLE]
where is the closed disc of radius centered at in , is a stratified submersion and so for , is also a retract by deformation of . But since is a regular value of ,
[TABLE]
for in a small neighborhood of . Hence the result is proved for the function , i.e., when (see the discussion after Definition 2.11).
Let be a stratum of . By additivity, we have
[TABLE]
and by the arguments after Definition 2.11, we get that
[TABLE]
But since and are algebraic subsets of stratified by strata of , is a regular value and is stratified -regular at infinity for and . Therefore the functions
[TABLE]
are constant on \mathbb{C}\setminus\Big{(}\{f(q_{1}),\ldots,f(q_{s})\}\cup\{a_{1},\ldots,a_{r}\}\Big{)} and so is the function . Hence for , the function is constant on \mathbb{C}\setminus\Big{(}\{f(q_{1}),\ldots,f(q_{s})\}\cup\{a_{1},\ldots,a_{r}\}\Big{)}. This implies that is also constant on \mathbb{C}\setminus\Big{(}\{f(q_{1}),\ldots,f(q_{s})\}\cup\{a_{1},\ldots,a_{r}\}\Big{)} for any constructible function . ∎
Definition 4.2**.**
When is equidimensional, we define the global Brasselet number of at by
[TABLE]
and the global Euler obstruction of at by
[TABLE]
Let and let be such that does not contain any critical point of . Then there exists such that
[TABLE]
is a locally trivial topological fibration (this is just a singular version of the Milnor-Lê fibration) and so is constant for .
Since is constant on \mathbb{C}\setminus\Big{(}\{f(q_{1}),\ldots,f(q_{s})\}\cup\{a_{1},\ldots,a_{r}\}\Big{)}, there exists such that is constant for . Since
[TABLE]
[TABLE]
we see that is constant for in , where .
Let be such that does not contain any critical point of . Then there exists such that is constant for in . We can suppose that . Since there are no critical points of on , is a regular value of (note that a critical point of on is also a critical point of ). Hence there exists such that
[TABLE]
is a locally trivial topological fibration. Let . For in , we have
[TABLE]
[TABLE]
But is a stratified submersion and so
[TABLE]
We have proved that
[TABLE]
if is sufficiently close to .
Definition 4.3**.**
Let be a constructible function with respect to . For any , we set
[TABLE]
where is such that does not contain any critical point of .**
Note that is well-defined since, by the previous considerations,
[TABLE]
is well-defined and so is
[TABLE]
Lemma 4.4**.**
Let be a constructible function with respect to . If is such that is stratified -regular at infinity then .
Proof.
It is enough to prove that . Since is stratified -regular at infinity, there is and such that the mapping
[TABLE]
is a stratified submersion. Let . Then the mapping
[TABLE]
is a proper stratified submersion and so
[TABLE]
∎
Definition 4.5**.**
Let be a constructible function with respect to . We set
[TABLE]
Definition 4.6**.**
When is equidimensional, we define the Brasselet numbers at infinity of by:
[TABLE]
for , and the total Brasselet number at infinity of by:
[TABLE]
We start comparing the global Brasselet numbers of and the Euler obstructions of the fibres of .
Proposition 4.7**.**
Let , we have
[TABLE]
Proof.
By definition,
[TABLE]
For each , let us denote by the set consisting of the ’s such that . The partition
[TABLE]
gives a Whitney stratification of , and
[TABLE]
If is empty then the intersection is transverse (necessarily dim ) and by [12], Proposition IV. 4.1.1
[TABLE]
If is not empty and , then
[TABLE]
and because outside , intersects transversally. If is not empty and , then
[TABLE]
Therefore we get
[TABLE]
[TABLE]
∎
Note that for a regular value of , . Furthermore if then and , where is the first Milnor-Teissier number of at , so
[TABLE]
and we recover Equality (3.3) in [42].
A direct corollary of the previous proposition is a global relative version of the local index formula of Brylinski, Dubson and Kashiwara.
Corollary 4.8**.**
Let be a constructible function with respect to . For any , we have
[TABLE]
Proof.
We keep the notations of the previous proposition and apply Equality (0.2) of [42] to get
[TABLE]
[TABLE]
because if and only if is just a [math]-dimensional stratum and in this case, . By the previous proposition, we obtain the equality
[TABLE]
that we rewrite
[TABLE]
If then intersects transversally and so
[TABLE]
Hence we have
[TABLE]
Let us evaluate the second part of this sum and fix a critical point of such that . Two cases are possible.
If belongs to a stratum with then we add the stratum to the Whitney stratification of . By the Brylinski, Dubson and Kashiwara index formula ([6] or [31], p294), we know that
[TABLE]
and so
[TABLE]
because if (). But and because a generic linear form is a stratified submersion at (see [17], p90 for details). The same index formula applied to gives
[TABLE]
Therefore we get that
[TABLE]
and so the contribution of in the second summand of the above sum is zero.
If belongs to a stratum with then, actually . By the index formula and the same arguments, we find that
[TABLE]
and
[TABLE]
Hence the contribution of in the above second summand is , which we can write {\rm B}_{f,a}^{\overline{V_{k}}}\Big{(}1-\chi(\mathcal{L}_{V_{k}}^{X})\Big{)}. Finally we have proved that
[TABLE]
and the theorem follows because both sides of the equality are linear in . ∎
5. Global Brasselet numbers and critical points
In this section, we prove several formulas that relate the number of critical points of a Morsefication of a polynomial function on an algebraic set , to the global Brasselet numbers and the Brasselet numbers at infinity of . We note that when , similar formulas have already appeared in the literature ([8, 22, 38, 40, 41, 36, 30, 1]).
The setting is the same as in the previous section: is a reduced algebraic set of dimension , equipped with a finite Whitney stratification such that are connected, are reduced and ; is a complex polynomial, restriction to of a polynomial function . We assume that has a finite number of critical points and we denote by the set of stratified asymptotic non--regular values of .
Definition 5.1**.**
We say that is a Morsefication of if is a small deformation of which is a local (stratified) Morsefication at all isolated critical points of .**
Let be a Morsefication of . As in the local, we can take of the form where is a sufficiently small complex number and is the restriction to of a generic linear form (see Theorem 2.2 in [24]). Note that has two kinds of critical points: those appearing in a small neighborhood of a critical point of and those appearing at infinity, i.e., outside a ball of sufficiently big radius. We will only consider the first ones.
Let , , be the number of critical points of appearing in a small neighborhood of a critical point of on the stratum . Note that
[TABLE]
where is the Milnor number of at , since we do not assume that is general with respect to .
The following theorem relates the number of stratified critical points of appearing on the stratum to the topology of and a generic fibre of .
Theorem 5.2**.**
Let be a regular value of , which is not a stratified asymptotic non--regular value. We have
[TABLE]
Moreover if is general with respect to , then we have
[TABLE]
Proof.
For , let , where is a regular value of close to and . Note that if is not a critical point of and so is a constructible function. By Fubini theorem, we have
[TABLE]
that we can rewrite
[TABLE]
Let us compute the integral for in . Let be a regular value of , which is not a stratified asymptotic non--regular value. Let be such that is a retract by deformation of and let us denote by the critical points of in . On the one hand, we have
[TABLE]
On the other hand, we have
[TABLE]
But the function , is a proper stratified submersion, so
[TABLE]
where . Since , we find that
[TABLE]
because . Therefore, we get
[TABLE]
and so,
[TABLE]
By Theorem 3.2 in [29] applied to the sheaf , we know that
[TABLE]
where is the number of critical points of a Morsefication of that lie on in a small neighborhood of . Summing over all the critical points of , we obtain the result. ∎
Corollary 5.3**.**
Let be a constructible function with respect to and let be a regular value of , which is not a stratified asymptotic non--regular value. We have
[TABLE]
Moreover if is general with respect to , then we have
[TABLE]
Proof.
By the previous theorem, the result is true for . Since both sides of the equality are linear in , we see that the result is valid for any constructible function . ∎
If is equidimensional then by [33], Proposition 2.3, the term that appears in Equality is equal to . Hence the above corollary can be refined.
Corollary 5.4**.**
Assume that is equidimensional. Let be a constructible function with respect to and let be a regular value of , which is not a stratified asymptotic non--regular value. We have
[TABLE]
[TABLE]
Moreover if is general with respect to , then we have
[TABLE]
An interesting application occurs when .
Corollary 5.5**.**
Assume that is equidimensional. Let be a regular value of , which is not a stratified asymptotic non--regular value. We have
[TABLE]
Moreover if is general with respect to , then we have
[TABLE]
Proof.
By definition, and . By Remark 2.22, . But if , then and . ∎
Another corollary is a Brylinski-Dubson-Kashiwara type formula for the global Brasselet number at infinity.
Corollary 5.6**.**
Assume that is equidimensional and let be a constructible function with respect to . We have
[TABLE]
Proof.
Applying Corollaries and 5.4 and 5.5 to each set , we obtain that
[TABLE]
[TABLE]
But we know that (see [15], Corollary 5.4) and that ∎
Let us study what happens if we replace the generic regular value with any value . First we do not assume that is equidimensional. For , let be the number of critical points of on appearing in a small neighborhood of a critical point of , but that do not lie in a small neighborhood of a critical point of such that . Similarly, we set
[TABLE]
Proposition 5.7**.**
Let be a constructible function with respect to and let . We have
[TABLE]
Moreover if is general with respect to then we have
[TABLE]
Proof.
Let be a generic value (i.e., regular and not stratified asymptotic non--regular value) of close to . Let be such that is a deformation retract of . We have
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
But
[TABLE]
[TABLE]
Combining this with the equality proved in Theorem 5.2, we get
[TABLE]
Using Massey’s results ([29], Theorem 3.2), we obtain the result for . The general case easily follows because of the linearity in of both sides of the equality. ∎
If is equidimensional, we can refine the above proposition.
Corollary 5.8**.**
Let be a constructible function with respect to and let . We have
[TABLE]
[TABLE]
Moreover if is general with respect to then we have
[TABLE]
As above, we can specify these equalities to the case .
Corollary 5.9**.**
Assume that is equidimensional. Let . We have
[TABLE]
Moreover if is general with respect to , then we have
[TABLE]
We can also give a version of the Brylinski-Dubson-Kashiwara formula for the Brasselet numbers at infinity .
Corollary 5.10**.**
Assume that is equidimensional. Let be a constructible function with respect to and let . We have
[TABLE]
Proof.
Apply the previous two corollaries and proceed as in the proof of Corollary 5.6. ∎
An easy corollary is a relation between (resp. ) and (resp. ) where is generic.
Corollary 5.11**.**
Assume that is equidimensional. Let be a regular value of , which is not a stratified asymptotic non--regular value, and let . We have
[TABLE]
Moreover if is general with respect to , then we have
[TABLE]
When has no stratified asymptotic non--regular values then in all the above equalities, the terms , , , , and vanish. From now on, we assume that is equidimensional. If is the restriction to of a generic linear function , then has no stratified asymptotic non--regular values and moreover is a stratified Morse function (see [34], Lemma 3.1).
Keeping the notations introduced in [34], we denote by the number of (Morse) critical points of on and by those not occuring on . In this case, if is a regular value of then and if is a critical value of , then . By the relation between and , we obtain
[TABLE]
where the ’s are the critical points of . For a regular value of , this gives
[TABLE]
and we remark that we have recovered Equality (2), page 401 in [34]. Based on this equality, Seade, Tibăr and Verjovsky could express the global Euler obstruction as an alternating sum of global polar invariants. In the sequel, we will establish a relative version of this result for the global Brasselet number and the Brasselet numbers at infinity.
So we consider a polynomial function , restriction to of a polynomial function . We assume that has a finite number of critical points . For , we put . The algebraic set is equidimensional and if , , are the critical points of on , then
[TABLE]
is a Whitney stratification of .
Let be a linear function and be its restriction to . We denote by the relative polar variety of and . It is defined as follows:
[TABLE]
It is well-known that for generic, is a reduced algebraic curve. Moreover if is generic, we can assume the following fact:
- is -regular at infinity and Morse stratified.
Let be the global intersection multiplicity of and , namely
[TABLE]
where is the local intersection multiplicity of and at . If dim then and in this case is the degree of , that is the cardinality of for .
Proposition 5.12**.**
We have
[TABLE]
where is a generic hyperplane given by for a regular value of and .
Proof.
Let us treat first the case . Applying Equality (2) of [34] that we have mentioned above to and , we get
[TABLE]
where is the number of critical points of on . Since is a regular value of then
[TABLE]
The hyperplane intersects transversally. Furthermore, because the intersections are transverse, we know that
[TABLE]
which implies that . Applying Proposition 4.7, we obtain
[TABLE]
But is equal to
[TABLE]
By Corollary 5.2 in [16], we have
[TABLE]
where . Corollary 6.6 in [16] implies that
[TABLE]
and so
[TABLE]
If then and
[TABLE]
Applying Theorem 3.1 in [4], it is easy to see that
[TABLE]
Since if is a regular point of , we obtain the result. ∎
By a standard connectivity argument, does not depend on the choice of the generic linear function . Following Tibăr’s notation [40], we denote it by . Similarly for , we define
[TABLE]
where is a generic linear space of codimension . The following statement is a relative version of the Seade-Tibăr-Verjovsky polar formula for the global Euler obstruction.
Corollary 5.13**.**
We have
[TABLE]
Proof.
We apply the previous result to . Note that for , we can choose generic enough so that intersects transversally, which implies that intersects transversally. ∎
If is a generic value of , then the above corollary becomes
[TABLE]
If we apply this to , the restriction to of a generic linear function , then for , is exactly equal to the number defined in [34], which is the number of critical points of a generic linear function on . Combining this fact with the equality
[TABLE]
we obtain
[TABLE]
that is, the main result of [34]. Another corollary is a characterization of the Brasselet numbers at infinity in terms of critical points of generic linear forms.
Corollary 5.14**.**
Let be a stratified asymptotic non--regular value of and let be a generic regular value of . We have
[TABLE]
Proof.
Use the previous corollary and the equality
[TABLE]
∎
If is a constructible function relative to , then the previous equality, combined with the Brylinski-Dubson-Kashiwara formula for proved in Section 3, gives
[TABLE]
In particular for , we get
[TABLE]
We end this section with an application. We assume that and that is general with respect to . We also suppose that there exists , restriction to of a linear form , such that has no stratified asymptotic non--regular values and is general with respect to and such that the mapping is a submersion. In this situation, Corollary 5.5 gives because has no critical points on . Similarly , where for a regular value of . But, by Proposition 5.12 applied to and , we find
[TABLE]
But because has no critical points on . Finally, we obtain that . When we apply this equality to , we recover a well-known result. Indeed, if then because is proper and so . But . In this case,
[TABLE]
and is a smooth compact orientable surface with at least two boundary components. Therefore and so for each . Applying Theorem 5.2 and Proposition 5.7, we find that for all , . Hence, by Suzuki [38] or Hâ-Lê’s results [22], has no bifurcation value at infinity and so is a fibration.
6. Global Euler obstruction and the Gauss-Bonnet measure
In this section, we relate the global Euler obstruction of an equidimensional algebraic set to the Gauss-Bonnet curvature of its regular part and the Gauss-Bonnet curvature of the regular part of its link at infinity. Actually the result we will prove is the global counterpart of the formula that the first author established for analytic germs in [15] and that gave a positive answer to a question of Fu [19].
Before recalling this formula, let us give a brief presentation of the Lipschitz-Killing curvatures. In [18], Fu developed integral geometry for compact subanalytic sets. Using the technology of the normal cycle, he associated with every compact subanalytic set a sequence of curvature measures
[TABLE]
called the Lipschitz-Killing measures. He proved several integral geometry formulas, among them a Gauss-Bonnet formula and a kinematic formula. Later another description of the measures using stratified Morse theory was given by Broecker and Kuppe [7] (see also [2]). The reader can refer to [14], Section 2, for a rather complete presentation of these two approaches and for the definition of the Lipschitz-Killing measures.
Let us give some comments on these Lipschitz-Killing curvatures. If then
[TABLE]
for any Borel set of and , where is the -dimensional Hausdorff measure in . Furthemore if is smooth then for any Borel set of and for , is related to the classical Lipschitz-Killing-Weil curvature through the following equality:
[TABLE]
where is the volume of the -dimensional unit sphere. The measure is also called the Gauss-Bonnet measure. This terminology is justified by the following Gauss-Bonnet formula (see [18] or [7]): .
In [15], Corollary 6.10, the first author showed that if is the germ of an equidimensional analytic set then
[TABLE]
Roughly speaking, this means that the Euler obstruction is in the limit equal to the Gauss-Bonnet curvature of within .
The method we will follow is exactly the same as the one used in [15], Section 6, and that is why we will omit some details and often refer to [15]. However, we will see that there are differences between the two cases.
First we will work with closed semi-algebraic sets. So let be a closed semi-algebraic set. We assume that is equipped with a finite Whitney semi-algebraic stratification . For sufficiently big, intersects transversally and so admits the following Whitney stratification:
[TABLE]
(note that if is bounded). By the Gauss-Bonnet theorem mentioned above, we have
[TABLE]
which implies that
[TABLE]
As in [15], Section 6, we can deduce that
[TABLE]
Since and since by Corollary 5.7 in [13],
[TABLE]
exists and is finite, we find that
[TABLE]
exists and is finite.
We can describe this last limit topologically by means of critical points on of generic linear functions. Namely, as in [15], Section 6, we can prove that for almost all , has a finite number of critical points and there exists such that for , the function is a stratified Morse function. Here . A critical point of is an inwards-pointing critical point of if
[TABLE]
with and where is the stratum that contains . Let us denote by the set of inwards-pointing critical points of .
Proposition 6.1**.**
We have
[TABLE]
where is the Morse index of , being the stratum that contains , and is the normal Morse index of at .
Proof.
See [15], Proposition 6.6. ∎
Let us apply this equality in the case where is a complex algebraic set. Let be an algebraic set. We keep the notation of the previous sections. We consider a vector in generic as above and we choose . Let be an inwards-pointing critical point of . It is explained in [15] that in this case . If we denote by the critical points of then, by stratified Morse theory, we can write
[TABLE]
for sufficiently big and where is the set of inwards-pointing critical points of on the stratum .
When we apply this relation to where is a stratum of depth [math], this gives that exists and is finite. Note that if then is empty and . Applied to , for a stratum of depth 1, it gives that exists and is finite. By induction on the depth of the stratum, we see that for , exists and is finite. Proposition 6.1 becomes
Proposition 6.2**.**
We have
[TABLE]
Corollary 6.3**.**
For , exists and is finite. Furthermore, we have
[TABLE]
Proof.
Same proof as Corollary 6.8 in [15]. ∎
Theorem 6.4**.**
For any stratum , we have
[TABLE]
where is the volume of the -dimensional unit ball and is the dimension of .
Proof.
Let us treat first the case of a stratum of depth [math] i.e., . This is trivial if . If , then we have
[TABLE]
and so
[TABLE]
The result is then just an application of Theorem 4.3 in [14].
If is a stratum of depth greater or equal to , then we also have
[TABLE]
and
[TABLE]
By Theorem 3.5 in [14], we obtain that
[TABLE]
Using the description of the Lipschitz-Killing measures for complex analytic sets done in [15], Section 4, we find that
[TABLE]
Comparing this equality with the previous corollary and applying the induction hypothesis gives the result. ∎
Corollary 6.5**.**
If is equidimensional then
[TABLE]
and
[TABLE]
Proof.
By Corollary 5.3 in [15], we know that
[TABLE]
and so
[TABLE]
[TABLE]
[TABLE]
[TABLE]
[TABLE]
To prove the second equality, we use the fact that
[TABLE]
where is the -th Chern form on and the exchange formula proved by Shifrin in [37], page 103. Passing to the limit as , this gives that
[TABLE]
We just have to apply Theorem 3.4 in [34] to conclude. ∎
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- 3[3] BRASSELET, J.P., LÊ, D. T. and SEADE, J.: Euler obstruction and indices of vector fields, Topology , 6 (2000) 1193–1208.
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- 5[5] BRASSELET, J.P. and SCHWARTZ, M.H.: Sur les classes de Chern d’un ensemble analytique complexe, Astérisque 82-83 (1981) 93–147.
- 6[6] BRYLINSKI, J., DUBSON, A. and KASHIWARA, M.: Formule de l’indice pour modules holonomes et obstruction d’Euler locale, C. R. Acad. Sci. Paris Sér. I Math. 293 (1981), 573–576.
- 7[7] BRÖCKER, L. and KUPPE, M.: Integral geometry of tame sets, Geometriae Dedicata 82 (2000), 285–323.
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