This paper introduces rules for elementary transformations in the space of bounded operators between Banach spaces and explores their applications in topology and analysis.
Contribution
It presents new rules for elementary transformations in $B^{+}(E,F)$ and applies them to problems in topology and analysis.
Findings
01
New rules for elementary transformations in $B^{+}(E,F)$
02
Applications to topology of operators
03
Applications to analysis of operators
Abstract
In this paper, some rules of elementary transformation in B+(E,F) are presented. Then we give some applications to topology and analysis for operators.
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TopicsHolomorphic and Operator Theory · Matrix Theory and Algorithms · Mathematical Analysis and Transform Methods
Full text
**Some Rules of Elementary Transformation in B+(E,F) and their applications
**Ma Jipu1,2
Abstract Let E,F be two Banach spaces, B(E,F)
the set of all bounded linear operators from E
into F, and B+(E,F) the set of double splitting operators in
B(E,F).
In this paper, we present some rules of elementary transformations in B+(E,F), consisting of five
theorems. Let Φm,n be the set of all Fredholm operators T
in B(E,F) with dimN(T)=m and codimR(T)=n, and Fk={T∈B(E,F):rankT=k<∞}. Applying the rules we prove
that Fk(k<dimF) and Φm,n(n>0) are path connected, so
that they are not only smooth submanifolds in B(E,F) with tangent
space M(X)={T∈B(E,F):TN(X)⊂R(X)} at X in them, but
also path connected. Hereby we obtain the following
topological construction: B(Rm,Rn)=k=0⋃nFk(m≥n),B(Rm,Rn)=k=0⋃mFk(m<n),Fk is
path connected and smooth sub-hypersurface in
B(Rm,Rn)(k<n), and especially
dimFk=(m+n−k)k for k=0,1,⋯,n. Finally we introduce an
equivalent relation in B+(E,F) and prove that the equivalent
class T~ generated by T is path connected for any T∈B+(E,F) with R(T)F.
Key words Elementary Transformation Path Connected Set
of Operators Dimension Sub-hypersurface Smooth Submanifold
Equivalent Relation.
Let E,F be two Banach spaces, B(E,F) the set of all linear
bounded operators from E into F, and B+(E,F) the set of all
double splitting operators in B(E,F).
It is well known that the elementary transformation of a matrix
is a power tool in matrix theory.
For example, by the elementary transformation one can show that Fk={T∈B(Rn):rankT=k}(k<n) is path connected. When
dimE=dimF=∞ there is no such elementary transformation in
B(E,F), so it is difficult to prove that Fk(k<dimF) in
B(E,F) is path connected. In this paper, we present some rules of
elementary transformation in B+(E,F), which consist of five
theorems, see Section 2. Using the rules we prove that Fk(k<dimF) and
Φm,n(n>0) are path connected, where Φm,n
denotes the set of all Fredholm operators T in B(E,F) with
dimN(T)=m and codimR(T)=n. Then by Theorem 4.2 in [Ma4] we
obtain the following result Fk(k<dimF) and Φm,n(n>0)
are not only smooth submanifolds in B(E,F) with tangent space
M(X)={T∈B(E,F):TN(X)⊂R(V)} at any X in then, but
also path connected. As its application we have that
B(Rm,Rn)=k=0⋃nFk(m≥n),B(Rm,Rn)=k=0⋃mFk(m<n),Fk(k<n),
is path connected and smooth sub-hpersurface in
B(Rm,Rn) and especially, dimFk=(m+n−k)k
for k=0,1,⋯,n. Finally we introduce an equivalent relation
in B+(E,F) and prove that the equivalent class T~
generated by T is path connected for T∈B+(E,F) with
R(T)F.
2 Some Rules of Elementary Transformation in B+(E,F)
In this section, we will introduce some rules of elementary
transformation in B+(E,F), which consist of five theorems. It
is useful to imagene the trace of these rules of elementary
Transformations from Euclidean space to Banach space.
Theorem 2.1 If E=E1⊕R=E∗⊕R , then the following conclusions hold:
(i)* there exists a unique α∈B(E∗,R) such that*
[TABLE]
conversely, for any α∈B(E∗,R) the subspace E1 defined by (2.1) satisfies E=E1⊕R
(ii)
[TABLE]
Proof For the proof of (i) see [Ma3] and [Abr].
Obviously,
(PE∗R+αPE∗R)2=PE∗R+αPE∗R, and
[TABLE]
Then by (2.1), one concludes
[TABLE]
The proof ends. □
Let B+(E) be the set of all double splitting operators in B(E) and Cr(R)={T∈B+(E):E=R(T)⊕R}
Theorem 2.2 Suppose that E=E∗⊕R and dimR>0. Then PE∗R and (−PE∗R)
are path connected in the set {T∈Cr(R):N(T)=R}.
Proof Due to dimR>0, one can assume that
B(E∗,R) contains a non-zero operator α, otherwise
E∗={0} the theorem is trivial. Let E1={x+αx:∀x∈E∗}. Then by Theorem 2.1, E=E1⊕R and
[TABLE]
Consider the path
[TABLE]
Clearly,
[TABLE]
Then by Theorem 2.1, R(P(λ))⊕R=E, i.e.P(λ)∈Cr(R) for all λ∈[0,1]. In addition, P(0)=PE1R,P(1)=−PE∗R and N(P(λ))=R,∀λ∈[0,1]. This
shows that PE1R and −PE∗R are path connected
in {T∈Cr(R):N(T)=R}.
Next go to show that PE1R and PE∗R are path connected in
{T∈Cr(R):N(T)=R}. Consider the path
[TABLE]
By Theorem 2.1, P(1)=PE∗R+αPE∗R=PE1R,
and R(P(λ))⊕R=E∀λ∈[0,1], where E1={x+αx:∀x∈E∗}.
Obviously, N(P(λ))=R and P(0)=PE∗R. Therefor
PE1R and PE∗R are path connected in
{T∈Cr(R):N(T)=R}. Thus the theorem is
proved. □
For simplicity, still write Cr(N)={T∈B+(E,F):R(T)⊕N=F} in the sequal.
Theorem 2.3 Suppose T0∈Cr(N) and F=F∗⊕N. Then T0 and PF∗NT0 are path
connected in the set {T∈Cr(N):N(T)=N(T0)}.
Proof One can assume R(T0)=F∗, otherwise the
theorem is trivial. Then by Theorem 2.1, there exists a non-zero
operator α∈B(F∗,N) such that
[TABLE]
and
PNR(T0)=PNF∗−αPF∗N. So
[TABLE]
Let
[TABLE]
Note λα∈B(F∗,N). According to Theorem 2.1 we
also have
[TABLE]
Consider the path
[TABLE]
Because F=R(T0)⊕N=Fλ+N one observers
[TABLE]
and so
[TABLE]
Note
[TABLE]
i.e., N(P(λ))=N(T0),∀λ∈[0,1]. Thus
[TABLE]
In addition, P(1)=T0 by (2.3), and P(0)=PF∗NT0.
Finally we conclude that T0 and PF∗NT0 are path
connected in the set {T∈Cr(N):N(T)=N(T0)}. The proof
ends. □
Let Cd(R)={T∈B+(E,F):E=N(T)⊕R}.
Theorem 2.4 Suppose that T0∈Cd(R0) and
E=E∗⊕R0. Then T0 and T0PR0E∗ are
path connected in the set {T∈Cd(R0):R(T)=R(T0)}.
Proof One can assume E∗=N(T0), otherwise
the theorem is trivial. Then by Theorem 2.1, there exists a non-zero
operator α∈B(E∗,R0) such that
[TABLE]
and so,
[TABLE]
Consider the path as follows,
[TABLE]
Since (PR0E∗−λαPE∗R0)x=x∀x∈R0, we conclude
R(P(λ))=R(T0). We also have
N(P(λ))=R(PR0E∗)+λαPR0E∗).Indeed,
[TABLE]
since λα∈B(E∗,R0) for all λ∈[0,1].
Thus P(λ)∈{T∈Cd(R):R(T)=R0},∀λ∈[0,1]. In addition, P(1)=T0 by (2.4), and
P(0)=T0PR0E∗. Then the theorem is
proved. □
Theorem 2.5 Suppose that the subspaces E1 and
E2 in E satisfy dimE1=dimE2<∞. Then E1
and E2 possess a common complement R, i.e.,E=E1⊕R=E2⊕R.
Proof According to the assumption dimE1=dimE2<∞, we have the following decompositions:
[TABLE]
It is easy to observe that (E1∗⊕E2∗)∩(E1∩E2)={0} and dimE1∗=dimE2∗<∞. Indeed, if e1∗+e2∗ belongs to
E1∩E2, for ei∗∈Ei∗,i=1,2,
then
e2∗=(e1∗+e2∗)−e1∗∈E1 and
e1∗=(e1∗+e2∗)−e2∗∈E2, so that
e1∗=e2∗=0 because of Ei∗∩(E1∩E2)={0},i=1,2. Hereby, one can see
[TABLE]
we now are in the position to determine R. We may assume dimE1∗=dimE2∗>0, otherwise the theorem is trivial. Then
BX(E1∗,E2∗) contains an operator α, which
bears the subspace H1 as follows,
[TABLE]
By Theorem 2.1,
[TABLE]
Finally, according to (2.5) we have
[TABLE]
and
[TABLE]
This says R=H⊕H1. The proof ends. □
3 Some
Applications
In this section we will give some application of the rules in
Section 2.
Theorem 3.1 For k<dimF, Fk is path
connected.
Proof In what follows, we may assume k>0, otherwise,
the theorem is trivial. Let T1 and T2 be arbitrary two
operators in Fk, and
[TABLE]
Then 0< dim R1=dim R2=k<∞, and by Theorem 2.5,
there exists a subspace N0
in E such that
[TABLE]
Let
[TABLE]
i=1,2.
We claim that Ti and Li are path connected in Fk,i=1,2. Due to (3.1) the theorem 2.1 shows that there exists an operator
αi∈B(N0,Ri) such that
[TABLE]
Consider the following paths:
[TABLE]
Obviously, Pi(0)=TiPRiN0=Li, and
P(1)=Ti(PRiN0−αiPN0Ri)=TiPRiN(Ti)=Ti,i=1,2. Next go to show
R(Pi(λ))=TiRi=R(Ti).
Evidently, R(PRiN0−λαiPN0Ri)⊂Ri, and the converse
rlation follows from (PRiN0−λαiPN0Ri)r=r,∀r∈Ri. This
says Pi(λ)∈Fk for 0≤λ≤1\mboxandi=1,2, so that Li and Ti are path
connected in Fk,i=1,2. Hence, in what follows, we can assume
N(T1)=N(T2)=N0. In the other hand, according to Theorem
2.5 we have
[TABLE]
where N∗ is a closed subspace in F. Then by Theorem 2.3, the
proof of the theorem turns to that of the following conclusion:
PR(T1)N∗T2 and T1 are path connected in
Fk. Let
[TABLE]
It is easy to observe
[TABLE]
In fact, note N(T1)=N(T2)=N0 and T1+T1=PR1N0, then
[TABLE]
We claim PR(T1)N∗T2T1+∣R(T1)∈BX(R(T1)).
Evidently,
[TABLE]
i.e.,PR(T1)N∗T2T1+∣R(T1) is injective.
In the other hand, since the decomposition (3.2) implies
PR(T1)N∗∣R(T2)∈BX(R(T2),R(T1)), there is a unique r2∈R2 for any y∈R(T1), such that
[TABLE]
Then y0=T1PR1N0r2 fulfills
[TABLE]
This says that PR(T1)N∗T2T1+∣R(T1) is surjective.
So PR(T1)N∗T2T1+∣R(T1)∈BX(R(T1)) of all
invertible operators in B(R(T1).
It is well known that PR(T1)N∗T2T1+∣R(T1) is
path connected with some one of −IR(T1) and IR(T1) is
BX(R(T1)), where IR(T1) denotes the identity on
R(T1).
Let Q(t) be a path in BX(R(T1)) with
Q(0)=PR(T1)N∗T2T1+∣R(T1) and Q(1)=−IR(T1) (or
IR(T1)). Then Q1(t)=Q(t)T1 is a path in the set S={T∈B(E,F):R(T)=R(T1) and N(T)=N(T1)} satisfying
[TABLE]
Since S⊂Fk, it follows that
PR(T1)N∗T2T1+T1 and −T1(or T1) are path
connected in Fk. By (3.3) we merely need to show the following
conclusion: if PR(T1)N∗T2T1+T1 is path connected with
−T1 in F2 then PR(T1)N∗T2T1+T1 and T1 are
path connected in Fk. Note F=R(T1)⊕N∗ and dimN∗>0.
By Theorem 2.2, PR(T1)N∗ and −PR(T1)N∗ are path
connected in the set {T∈Gr(N∗):N(T)=N∗}={T∈B(F):F=R(T)⊕N∗ and N(T)=N∗}. Let Q(t) be such a path
in the set with Q(0)=−R(T1)N∗ and Q(1)=PR(T1)N∗.
Since F=R(Q(t))⊕N∗ and N(Q(t))=N∗∀t∈[0,1],R(Q(t)T1)=Q(t)R(T1)=Q(t)F,Q(t) for t∈[0,1] belongs to
Fk, and satisfies Q(0)T1=−PR(T1)N∗T1=−T1 and
Q(1)T1=T1. This says that −T1 and T1 are path connected in
Fk, so that the conclusion is proved. □
It is obvious that if either dimE or dimF is finite, then
B(E,F) consists of all finite rank operators. Hence we assume
dimE=dimF=∞ in the sequel.
Let Φm,n={T∈B+(E,F):dimN(T)=m<∞\mboxandcodimR(T)=n<∞}, we have
Theorem 3.2 Φm,n,(n>0) is path
connected.**
Proof Let T1 and T2 be arbitrary two operators
in Φm,n and
[TABLE]
i.e. T1∈Cr(N1) and T2∈Cr(N2).
Clearly, dimN1=dimN2=n<∞. Then by Theorem 2.5,
there exists a subspace F∗ in F such that
[TABLE]
So, by Theorem 2.3 the proof of the theorem turns to that of the
operators PF∗N1T1 and PF2N2T2
being path connected in Φm,n. For simplicity, still write
PF1N1T1 and PF∗N2T2 as T1 and T2,
respectively. However, here R(T1)=R(T2)=F∗ while N(T1),N(T2) keep invariant. Due to dimN(T1)=dimN(T2)=m<∞.
Theorem 2.5 shows that there exists a subspace R in E such that
[TABLE]
Then by Theorem 2.4, one can conclude that T2PRN(T1) and
T2 are path connected in Φm,n. Thus the proof of the
theorem turns once more to that of T2PRN(T1) and T1 being
path connected in Φm,n. In what follows, we do this.
Let
[TABLE]
Then
[TABLE]
It is easy to observe T2T1+∣F∗∈BX(F∗). Indeed,
[TABLE]
i.e., T2T1+∣F∗ is injective; let; r∈R satisfy
T2r=y for any y∈F∗, and T1r−y0∈F∗, then
[TABLE]
and so T2T1+∣F∗ is also surjective. Thus
T2T1+∣F∗∈BX(F∗) and is path connected with some one of
−IF∗ and IF∗ is in BX(F∗). Similar to the way in the
proof of Theorem 3.1 one can prove that T2T1+T1 is path
connected with some one of −T1 and T2 is in Φm,n. Note
the equality F=F∗⊕N1 in (3.4) and dimN1>0. Due to dim
N1>0 Theorem 2.2 shows that −PF∗N1 and PF∗N1
are path connected in the set S={T∈CF(N1)⊂(F);N(T)=N1}, say that Q(X)∈S for λ∈[0,1] fulfills
Q(0)=−PF∗N1 and Q(1)=PF∗N1. Obviously,
[TABLE]
and
[TABLE]
for all
λ∈[0,1]. So Q(λ)T1 for any λ∈[0,1]
belongs to Φm,n. This says that −T1 and T1 are path
connected in Φm,n. Therefore by (3.6) T2PRN(T1) is
also path connected with T1 in Φm,n.□
By Theorem 4.2 in [Ma4] we futher have
Theorem 3.3 Fk(k<dimF) and Φm,n(n>0) are
not only path connected set but also smooth submanifolds in
B(E,F) with tangent space M(X)={T∈B(E,T):TN(X)⊂R(X)}
at any X in them.
Applying the theorem to B(Rm,Rn) we obtain the
geomatrical and topologial construction of
B(Rm,Rn).
Theorem 3.4 B(Rm,Rn)=k=0⋃nFk(m≥n),B(Rm,Rn)=k=0⋃nFk(m<n),Fk is
a smooth and path connected submanifold in
B(Rm,Rn), and especially, dimFk=(m+n−k)k
for k=0,1,⋯,n.
Proof We need only to prove the formula
dimFk=(m+n−k)k for k=0,1,⋯,n since otherwise the theorem
is immediate from Theorem 3.3. Let T={Ti,j}i,j=1m,n
for any T∈B(Rm,Rn),Ik={T∈B(Rm,Rn):ti,j=0 except ti,i=1,1≤i≤k}, and Ik+={(si,j}i,j=1m,n∈B(Rn,Rm):si,j=0 except si,i=1,1≤i≤k}.
Obviously, IkIk+Ik=Ik and Ik+TkTk+=Tk+. So
[TABLE]
and
[TABLE]
where In∗,Im∗ denote the identity on Rn
and Rm, respectively. Let
[TABLE]
By direct computing
[TABLE]
so that dimM+=(n−k)(m−k). By Lemma
4.1 in [Ma4], B(Rm,Rn)=M(Ik)⊕M+ and
so, dimM(Ik)=m×n−(m−k)(n−k)=(m+n)−k)k. Due to Fk being
path connected, by Theorem 3.1, one can conclude dimFk=dimM(Ik)=(m+n−k)k.□
Let G(⋅) denote the set of all splitling subspaces in the
Banach space in the parentheses, UE(R)={H∈G(E):E=R⊕H} for any R∈G(E), and UF(S)={L∈G(E):F=S⊕L} for any S∈G(E). In order to
consider of more general results then that of the previous
theorems 3.1 and 3.2, we introduce the equivalent relation as
follows.
Definition 3.1 T0 and T∗ in B+(E,F)
are said to be equivalent provided there exist finite number of subspaces
N1,⋯,Nm in G(E), and F1,⋯,Fn in G(F)
such that all**
[TABLE]
and
[TABLE]
are non-empty. For abbreviation, write it as T0∼T∗, and let
T denote the equivalent class generated by T in B(E,F).
Theorem 3.5 T0 for any T0∈B+(E,F) with codimR(T0)>0 is path connected.**
Proof Assume that T∗ is any operator in T0, and
[TABLE]
We define by induction:
[TABLE]
It is easy to observe
[TABLE]
Indeed, R(T1)=T0R(PR1N1)=T0R1=R(T0) andN(T1)={x∈E:PR1N1x∈N(T0)}={x∈E:PR1N1x=0}=N1
because of E=R1⊕N1; similarly, by induction one can
conclude R(Tk)=R(T0) and N(Tk)=Nk for k=1,2,⋯,m. So
Tk∈T~0 for k=1,2,⋯,m.
Let Sk={T∈Gd(Rk):R(T)=R(T0)}={T∈B(E,F):E=N(T)⊕Rk and R(T)=R(T0)} for k=1,2,⋯,m. Evidently Sk⊂T~0,k=1,2,⋯,m. In fact, by (3.7) R1∈UE(N(T0))∩UE(N1),⋯,Rk∈UE(Nk−1)∩UE(Nk);
while Rk∈UE(Nk)∩UE(N(T)) and R(T)=R(T0); so that
Sk⊂T~0,k=1,2,⋯,m. Next go to show that T0
and Tm are path connected in T~0. Due to Nk−1⊕Rk)=N(Tk−1)⊕Rk=Nk⊕Rk. Theorem 2.4 shows that
Tk+ and Tk are path connected in Sk, and so in
T~0 for k=1,2,⋯,m. Therefore T0 and Tm are
path connected in T~0.
Let Mk={T∈Cd(Rk):R(T)=R(Tk)}.
By (3.8)
[TABLE]
so that
Mk⊂T~0. Note E=N(Tk−1)⊕Rk=Nk⊕Rk. Then by Theorem 2.4, Tk=Tk−1PRkNk and Tk−1
are path connected in Mk−1={T∈Cd(Rk):R(T)=R(Tk−1)}⊂T~0,k=1,2,⋯,m. This
shows that T0 and Tm are poth connected in T~0.
Finally go to prove that Tm and T∗ are path connected in
T~0.
In other hand, assume
[TABLE]
Write Tm,0=Tm.
We define by induction,
[TABLE]
According to the equality R(Tm)=R(T0) in (3.8), we infer
[TABLE]
In fact wsmite F0=R(Tm), then by (3.9)
[TABLE]
and so
[TABLE]
Thus, take Tm,i−1,Fi and Si for i=1,2,n in the places of
T0,F∗ and N, in Theorem 2.3, respectively, then the theorem
shows that Tm,k and Tm,k−1 are path connected in
{T∈Cr(Sk):N(T)=Nm}⊂T0,k=1,2,⋯,n, so that Tm and Tm,n
are path connected in T0. Since T0 and
Tm are path connected in T0,T0 and
Tm,n are path connected in T0, so the proof
of the theorem reduces to that of Tm,n being path connected
with T∗ in T0, where Tm,n and T∗
satisfy
[TABLE]
and
[TABLE]
[TABLE]
The first equality in (3.11) shows T∗∈Cα(Rm+1)
and E=Nm⊕Rm+1. Then by Theorem 2.4,
T∗PRm+1Nm and T∗ are path connected in
{T∈Cα(Rm+1):R(T)=R(T∗)}⊂T0.
The second equality in (3.11) shows T∗∈Cr(Sn+1) an d
F=Fn⊕Sn+1. Then by Theorem 2.3,
PFnSn+1T∗ and T∗ are path connected in
{T∈Cr(Sn+1):N(T)=N(T∗)}⊂T0. Combining the preceding results, we conclude
that PFnSn+1T∗PRn+1Nm and T∗ are
path connected in T0. So far, the proof of the
theorem reduces to that of
PFnSn+1T∗PRm+1Nm being path connected with Tm,n in T0.
According to (3.10) we have
[TABLE]
where Nm=N(Tm,n) and R(Tm,n)=Fn.
Let
[TABLE]
Obviously,
[TABLE]
We claim
[TABLE]
PFnSn+1T∗Tm,n+y=0fory∈Fn⇔T∗Tm,n+y=0 because of (3.11)
⇔Tm,n+y=0 since Tm,n+y∈Rm+1⇔y=0; while from the assumption in (3.7)and (3.8),
Rm+1∈UE(Nm)∩UE(N(T∗)) and Sn+1∈UF(Fn)∩UF(R(T∗)), it follows that there exist
r∈Rm+1 and y0∈Fn, for any y∈Fn such that
PFnSn+1T∗r=yandTm,n+y0=r,i.e.,PFnSn+1T∗Tm,n+ is surjective.
It is well known that PFnSn+1T∗Tm,n+∣Fn
is path connected with some one of IFn and (−IFn)
in BX(Fn). Hence
PFnSn+1T∗Tm,n+PFnSn+1 is path
connected with some one PFnSn+1 and
(−PFnSn+1) in the set S={F∈B(Fn):R(T)=FnandN(T)=Sn+1}⊂{T∈Cr(Sn+1):N(T)=Sn+1}. If
PFnSn+1T∗Tm,n+PFSn+1 is path
connected with (−PFnSn+1), then by Theorem 2.2, it is
path connected with PFnSn+1 in S. Thus
PFnSn+1T∗Tm,n+PFnSn+1 is also
path connected with PFnSn+1 in {T∈Cr(Sn+1):N(T)=Sn+1}.
Note the equality (3.10). Finally, by the simular way to that in
the proof of Theorem 3.2, one can infer that
PFnSn+1T∗PRm+1Nm and Tm are path connected
in T~0. The proof ends. □
It is easy to see that T=Fk for any T∈Fk(k<∞) as well as
T=Φm,n for any T∈Φm,n,n>0.
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Department of Mathematics, Nanjing University, Nanjing, 210093,
P. R. China
Tseng Yuanrong Functional Analysis Research Center, Harbin Normal
University, Harbin, 150080, P. R. China