Invariants of Fano varieties in families
Frank Gounelas, Ariyan Javanpeykar

TL;DR
This paper proves that the Picard rank remains constant in families of Fano varieties across all characteristics and explores the conditions under which the index is also constant.
Contribution
It establishes the invariance of Picard rank in families of Fano varieties and investigates the constancy of the index, extending known results to arbitrary characteristic.
Findings
Picard rank is constant in families of Fano varieties
Index constancy is analyzed in the context of these families
Results hold in arbitrary characteristic
Abstract
We show that the Picard rank is constant in families of Fano varieties (in arbitrary characteristic) and we moreover investigate the constancy of the index.
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Invariants of Fano varieties in families
Frank Gounelas
Frank Gounelas
Humboldt Universität Berlin
Berlin
Germany.
and
Ariyan Javanpeykar
Ariyan Javanpeykar
Institut für Mathematik
Johannes Gutenberg-Universität Mainz
Staudingerweg 9, 55099 Mainz
Germany.
Abstract.
We show that the Picard rank is constant in families of Fano varieties (in arbitrary characteristic) and we moreover investigate the constancy of the index.
Key words and phrases:
Fano varieties, Picard rank, index, crystalline cohomology, rational connectedness.
2010 Mathematics Subject Classification:
14J45, (14K30, 14D23)
1. Introduction
The aim of this paper is to extend basic properties of invariants of complex algebraic (smooth) Fano varieties to positive characteristic.
For a smooth projective variety over a field , the Néron-Severi group is finitely generated. We let denote the rank of , where is an algebraic closure of . We refer to as the (geometric) Picard rank of . Recall that a smooth projective geometrically connected variety over a field is a (smooth projective) Fano variety if the dual of the canonical invertible sheaf is ample. It is not hard to show that the Picard rank of a Fano variety over equals the second Betti number of [15, Prop. 2.1.2]. In particular, as Betti numbers are constant in smooth complex algebraic families, the Picard rank is constant in any complex algebraic family of Fano varieties parametrized by a connected variety.
The constancy of the Picard rank in families plays an important role in the classification of Fano varieties. Motivated by the classification problem for Fano varieties in positive characteristic, we show that the Picard rank is constant in families of Fano varieties.
Note that Fano varieties are rationally chain connected [3, 19]. A proof of the following two results, using the decomposition of the diagonal, is well-known to experts; we include this proof in the appendix.
Theorem 1.1**.**
Let be a smooth proper morphism of schemes whose geometric fibres are rationally chain connected smooth projective varieties. If is connected, then the geometric Picard rank is constant on the fibres, i.e., for all and in , we have
[TABLE]
We were first led to investigate this problem when studying integral points on the complex algebraic stack of Fano varieties; see [16, §2]. The results obtained in loc. cit. use deformation-theoretic techniques and only deal with characteristic zero or mixed characteristic. In fact, in loc. cit. Kodaira vanishing plays a crucial role. However, there are (smooth) Fano varieties in characteristic two which violate Kodaira vanishing [20].
It is not difficult to see that the Picard rank can jump in families of non-Fano varieties (e.g. K3 surfaces). However, note that the Picard rank is constant in families of Enriques surfaces [22]. (The constancy of the Picard rank in families of Enriques surfaces also follows from the results in [1].)
By the smooth proper base change theorem for étale cohomology, to prove Theorem 1.1, it suffices to show that the Picard rank equals the second -adic Betti number for all prime numbers invertible in the base field. As Fano varieties are rationally chain connected, the latter follows from the next result.
Theorem 1.2**.**
Let be a smooth projective rationally chain connected variety over an algebraically closed field . For all prime numbers , the homomorphism
[TABLE]
is an isomorphism of -modules.
For a scheme, we let be the cohomological Brauer group . Note that, if is a regular scheme, then is a torsion abelian group [8, Prop. 1.4]. To prove Theorem 1.2, we use geometric arguments following a suggestion of Jason Starr. Namely, we use simple facts about Brauer groups of compact type curves (see Section 2) to prove that the Brauer group of a rationally chain connected variety is killed by some integer (see Proposition 4.2). A well-known argument involving the Kummer sequence then concludes the proof of Theorem 1.2 (and thus Theorem 1.1).
Another natural invariant of a Fano variety is its index. Let be a Fano variety over a field . We define its (geometric) index to be the largest such that is divisible by in . It is not hard to show that the index is constant in families of Fano varieties over the complex numbers.
It seems reasonable to suspect that the index is constant in families of Fano varieties in mixed or positive characteristic; see Proposition 6.3 for some partial results. In general, we are only able to establish the constancy of the index up to multiplication by powers of the characteristic of the residue field.
Theorem 1.3**.**
Let be a trait with generic point . Assume that the characteristic of the closed point of is positive. Let be a smooth proper morphism of schemes whose geometric fibres are Fano varieties. Then, there is an integer such that .
In the hope of establishing the constancy of the index for families of Fano varieties, we investigate -adic “crystalline” analogues of Theorem 1.2. For a perfect field , we let be the Witt ring of .
Theorem 1.4**.**
Let be a smooth projective connected scheme over an algebraically closed field of characteristic . If is separably rationally connected or is a Fano variety with , then is torsion-free, , and the morphisms of -modules
[TABLE]
are isomorphisms.
It is currently not known whether , for a Fano variety over an algebraically closed field . In [31] Shepherd-Barron proves that for all Fano varieties of dimension at most three (see also [24, Corollary 2]).
Acknowledgements
The authors would like to thank Jason Starr for sketching how an argument for proving Proposition 4.2 should work. We are most grateful to Jean-Louis Colliot-Thélène and Charles Vial for their comments and suggestions, and for pointing our a mistake in our proof of Theorem A.1 in an earlier version. We also thank Ben Bakker, Francois Charles, Cristian González-Avilés, Ofer Gabber, Raju Krishnamoorthy, Christian Liedtke, Daniel Loughran, and Kay Rülling for helpful discussions. The second named author gratefully acknowledges support from SFB/Transregio 45.
2. Brauer groups of compact type curves
In this section, we let be a field (of arbitrary characteristic). The aim of this section is to investigate Brauer groups of mildly singular curves over . Similar statements (assuming is of characteristic zero) are obtained by Harpaz-Skorobogatov [11].
A proper connected reduced one-dimensional scheme over with only ordinary double points is a curve of compact type if its dual graph is a tree. In other words, a nodal proper connected reduced curve over is of compact type if and only if every node is disconnecting. Note that the normalization of a compact type curve is the disjoint union of its irreducible components.
We will frequently use “partial normalizations”. More precisely, let in be a singular point of . Since is a disconnecting node, there are precisely two closed subschemes and such that , , , and . Note that and are unique (up to renumbering). We define the partial normalization of with respect to to be the morphism , where . It is clear that the normalization of factors as .
Lemma 2.1**.**
Let be a compact type curve over and an integral scheme of finite type over . Let be a singular point and let be the partial normalization with respect to [math]. Then the pullback morphism is injective.
Proof.
Note that is the disjoint union of two compact type curves, and say. Also, note that induces a point and a point . Let and let be the morphism induced by the partial normalization . Note that is the disjoint union of and . Let be the closed immersion induced by . We have a short exact sequence of étale sheaves on
[TABLE]
Since is a finite morphism, this induces an exact sequence
[TABLE]
Note that, to prove the lemma, it suffices to show that is surjective. To do so, let be (the isomorphism class of) a line bundle on . Let be the induced line bundle on and be the induced line bundle on . The homomorphism maps to the line bundle on , where is the section induced by and is the section induced by . It is clear that this map is surjective. ∎
Corollary 2.2**.**
Let be a compact type curve over and let be a smooth integral finite type scheme over with function field . Then, the natural morphism is injective.
Proof.
Let be the number of irreducible components of . We argue by induction on . If , then is integral over and the natural pull-back morphism is injective [25, Cor IV.2.6]. In particular, as the natural morphism factors as , it follows that is injective.
Thus, to prove the corollary, we may and do assume that . The natural morphism induces the natural morphism . Let be the partial normalization with respect to the choice of a singular point [math] in . Note that there is a natural morphism , and that , where and are compact type curves. Note that the number of irreducible components of (resp. ) is less than .
There are natural morphisms and induced by the morphism . Note that is injective by Lemma 2.1. Since the number of irreducible components of (resp. is less than , by the induction hypothesis, the natural pull-back morphisms and are injective. Note that
[TABLE]
and likewise
[TABLE]
Thus, we see that is injective. It follows that is injective. As , we conclude that is injective. ∎
A compact type curve over is of genus zero if all irreducible components of have genus zero. Note that, in this case, all irreducible components of are isomorphic to over .
Lemma 2.3**.**
Let be a compact type curve of genus zero over . Assume that all irreducible components of are geometrically irreducible, and that . Then the natural pull-back morphism is an isomorphism.
Proof.
Let be the number of irreducible components of . We argue by induction on . Firstly, if , then the result is well-known. Indeed, if , then . Let be a separable closure of . It is not hard to show that ; see [23, Thm. 42.8]. By a theorem of Grothendieck [9, Corollaire 5.8] (see also [29]), we have that . We conclude that the result holds for . Thus, to prove the lemma, we may and do assume that .
Let be a singular point. Let be the partial normalization of with respect to . Note that , where and are compact type curves of genus zero over . Note that the irreducible components of and are geometrically irreducible, and that and . Let and be the sections corresponding to . Note that the following diagram of groups
[TABLE]
is commutative. It follows from Lemma 2.1 that the morphism is injective. By the induction hypothesis, since the number of irreducible components of and is less than , the natural pull-back morphisms and are isomorphisms. In particular, is an isomorphism. We conclude that is injective. However, since , we conclude that is injective. Since is surjective, we conclude that is an isomorphism. The result follows. ∎
Remark 2.4**.**
Let be an elliptic curve over with . As is shown in [21, §2], the Leray spectral sequence induces a short exact sequence
[TABLE]
Since , the natural pull-back morphism is injective. As is non-trivial, the natural morphism is not an isomorphism.
Corollary 2.5**.**
Let be a smooth integral scheme of finite type over . Let be a compact type curve of genus zero over with and whose irreducible components are geometrically irreducible. Then the natural pull-back morphism is an isomorphism.
Proof.
Let be a rational point and the corresponding section to the projection morphism . Consider the induced maps on Brauer groups and . Since the composition is the identity, it follows that is surjective.
Let be the function field of . Let be the natural morphism. Let be the corresponding natural morphism. Note that , where is induced by the point . In particular, since , we have . By Corollary 2.2, the morphism is injective. Moreover, by Lemma 2.3, the morphism is an isomorphism (hence injective). In particular, the composition is injective. However, since , it follows that is injective. We conclude that is an isomorphism, and that is its inverse. ∎
Remark 2.6**.**
Corollary 2.5 fails without the assumption that . Indeed, if is a smooth proper curve of genus zero over a field , then is injective if and only if has a rational point.
3. The cycle class map
Let be a smooth projective connected scheme over an algebraically closed field . For any prime we have the Kummer sequence of fppf sheaves
[TABLE]
Using Grothendieck’s theorem that for smooth sheaves the fppf and étale cohomology agree, we see that the long exact sequence in cohomology induces
[TABLE]
where the last term is the -torsion in the cohomological Brauer group . Since is the group of closed points on an abelian variety over an algebraically closed field, it is a divisible group. In particular, the equality induces . Passing to the projective limit we obtain
[TABLE]
see [13, (5.8.5)].
Lemma 3.1**.**
If there is an integer such that is killed by , then for all prime numbers , the homomorphism is an isomorphism of -modules.
Proof.
Our assumption on the Brauer group of implies that, for all prime numbers , the -adic Tate module is zero. The statement therefore follows immediately from the discussion above. ∎
Note that, for a prime , we have that . We will often use this.
Remark 3.2**.**
Let be a smooth projective geometrically connected scheme over a finitely generated field , let be an algebraic closure of , and let be a prime number with . Assume that is killed by some positive integer . Then, by Lemma 3.1, the natural map
[TABLE]
is an isomorphism of -modules compatible with the action of the absolute Galois group . If we take -invariants on both sides of this isomorphism we obtain an integral version of the Tate conjecture for divisors on . (Note that is not necessarily isomorphic to the subgroup of -invariants in . In particular, the “naive integral” analogue of Tate’s conjecture for divisors fails for such over ; see for instance [30].)
Corollary 3.3**.**
Assume that the characteristic of is positive. Let be the Witt ring of and let be the fraction field of . If there is an integer such that is killed by , then the -linear morphism
[TABLE]
is an isomorphism of -vector spaces.
Proof.
Note that the homomorphism is injective [13, Remarque 6.8.5]. Let be a prime number with . By Lemma 3.1, we have
[TABLE]
Moreover, by [17] (see also [14, 1.3.1]), we have that
[TABLE]
This concludes the proof (as any injective -linear map of finite-dimensional -vector spaces of equal dimension is an isomorphism). ∎
4. Brauer groups of rationally chain connected varieties
In this section we prove Theorems 1.1 and 1.2. We let denote an algebraically closed field.
Lemma 4.1**.**
Let and be quasi-projective connected reduced schemes over . Let be a generically finite dominant morphism. If is smooth, then there is an integer such that the kernel of the induced map is killed by .
Proof.
Let be an open subscheme such that is a smooth quasi-projective geometrically integral scheme over and is dominant. In particular, is a generically finite dominant morphism of smooth geometrically integral quasi-projective schemes over . Therefore, by [12, Prop. 1.1] (which holds over any field), the kernel of the natural pull-back morphism is killed by the generic degree of . Since the kernel of the morphism is contained in the kernel of , the result follows. ∎
Proposition 4.2**.**
Let be a smooth projective geometrically connected scheme over . If is rationally chain connected, then there is an integer such that of is killed by .
Proof.
Fix a general point in . Since is rationally chain connected, there exist a smooth geometrically integral variety with , a compact type curve of genus zero over , and a dominant generically finite morphism such that, for all in , the image of contains . Note that, replacing by a dense open if necessary, there is a section such that the composition
[TABLE]
contracts to . In particular, as the pullback morphism factors through , we see that is the zero map. Now, since the natural pull-back morphism is an isomorphism (Corollary 2.5), we see that is the zero map. However, by Lemma 4.1, there is an integer such that the kernel of is killed by . As the kernel of equals , we conclude that is killed by as required. ∎
Proof of Theorem 1.2.
By Proposition 4.2, the Brauer group of a rationally chain connected variety over an algebraically closed field is killed by some integer . In particular, the theorem follows from Lemma 3.1. ∎
Remark 4.3**.**
Let be a smooth projective rationally chain connected variety over the algebraic closure of a finite field. Then, it follows from [27, Theorem 0.4.(b)] and the fact that is killed by some integer (Proposition 4.2) that the Brauer group of is finite.
Remark 4.4**.**
Combining Remark 3.2 with Theorem 1.2, we obtain an integral analogue of the Tate conjecture for divisors on rationally connected smooth projective varieties.
Proof of Theorem 1.1.
Let and be points in . Let be a prime number such that and . By the smooth proper base-change theorem, . In particular, since étale and fppf cohomology with -coefficients agree, Theorem 1.2 implies that the Picard ranks of and are equal. ∎
5. Crystalline cohomology of separably rationally connected varieties
We now prove a -adic analogue of Theorem 1.2 for separably rationally connected varieties; we refer the reader to [18, IV.3] for the basic definitions.
Proposition 5.1**.**
Let be a smooth projective connected scheme over an algebraically closed field of characteristic .
- (1)
If is separably rationally connected, then . If, in addition, , then is torsion-free for . 2. (2)
If is a Fano variety with , then . If, in addition, , then is torsion-free for .
Proof.
We may and do assume that . If is separably rationally connected, then it follows from [18, IV.3.8] that which we may now assume to prove both statements of the proposition. Now, in the separably rationally connected case, the result about is contained in [7]; we extend the arguments to the Fano case as well. Since is finite [4] and the -power torsion in is trivial by a result of Esnault [5, Proposition 8.4], we see that . Note that is the semi-simple part of the action of Frobenius on . Thus, Frobenius is nilpotent on . However, Frobenius is also injective on , as its kernel is . Since is both injective and nilpotent on , the group has to be zero.
To conclude the proof, one can now apply [13, Thm. II.5.16] or argue more directly as follows. By [14, 1.3.7], there is a universal coefficient exact sequence
[TABLE]
The existence of the Fröhlicher spectral sequence shows that As , it follows that . Thus,
[TABLE]
thereby showing that is torsion-free. That is torsion free for any smooth projective variety is a standard result. ∎
Proof of Theorem 1.4.
By Proposition 5.1, is torsion-free and , so that the result follows from [13, Thm. II.5.14] and Theorem 1.2. ∎
6. The index in families of Fano varieties
We first show that the (geometric) index of a Fano variety is bounded by .
Lemma 6.1**.**
Let be a Fano variety over a field . Then .
Proof.
We may and do assume that is algebraically closed. Let . By [18, V.1.6.1], there is a rational curve so that . Writing , we get . ∎
Proposition 6.2**.**
Let be a trait with generic point and closed point . Let . Let be a smooth proper morphism of schemes whose geometric fibres are Fano varieties.
- (1)
If , then . 2. (2)
If , then there is an integer such that . 3. (3)
If , then .
Proof.
We may and do assume that is algebraically closed. Let denote the geometric generic fibre of . We may and do assume that .
Firstly, since is regular integral and noetherian, the homomorphism is an isomorphism [10, Lem. 3.1.1].
For all , the natural morphism is an isomorphism (Theorem 1.2). Similarly, for all , the natural morphism is an isomorphism (Theorem 1.2). By smooth proper base change for -adic cohomology, for all , there is a natural -linear isomorphism . This proves and .
Finally, to prove , by , we may and do assume that . Also, by our assumption and , we have that with . Therefore, by Lemma 6.1, we immediately get . ∎
Proof of Theorem 1.3.
This follows from Proposition 6.2. ∎
Proposition 6.3**.**
Let be a trait with generic point and closed point . Let . Let be a smooth proper morphism whose geometric fibres are Fano varieties. Assume any one of the following conditions:
- (1)
, or 2. (2)
, or 3. (3)
there exists an integral -cycle on such that .
Then, the index is constant on the fibres of , i.e. .
Remark 6.4**.**
Kollár asked in [18, V.1.13] whether there exists a rational curve (instead of an integral sum of -cycles) which satisfies the third condition of the proposition.
Proof of Proposition 6.3.
We may assume that is algebraically closed. Assume that . Then, the result follows from in Proposition 6.2.
Under the second assumption, assume that with . Then there exists an ample divisor so that . But the assumption implies that all the obstructions to lifting a line bundle to the formal completion vanish, so lifts to a divisor . This gives a contradiction to the definition of the index .
(The final assumption was suggested to us by Jason Starr.) Firstly, replacing by a finite flat cover with a trait if necessary, we may and do assume that is descends to , and that . By abuse of notation, let be an integral -cycle on such that , where is a primitive element of . Now, if for integral curves on , then the curves all specialise to (possibly reducible) curves in the special fibre but the intersection number stays constant. Since divides , this gives that . We conclude that by Proposition 6.2. ∎
To conclude this section, we now show that the integral Hodge conjecture for -cycles on Fano varieties implies that condition (3) in Proposition 6.3 holds for all Fano varieties in characteristic zero (see Proposition 6.5 below). In particular, assuming the integral Hodge conjecture, it follows from Proposition 6.3 and Proposition 6.5 that the index is constant in families of Fano varieties of mixed characteristic.
Proposition 6.5**.**
Assume the integral Hodge conjecture for -cycles on Fano varieties over . Then, for an algebraically closed field of characteristic zero and a Fano variety over , there exists an integral -cycle on such that .
Proof.
First, assume . Let . Since is Fano, the Hodge decomposition and the fact that for give . From Poincaré duality and the fact that the Picard group is torsion free, we have a unimodular pairing given by cup product. Write now for the index and define a homomorphism sending and extending by zero elsewhere. Unimodularity of the cup product implies that there is a class so that . By the surjectivity of the cycle class map (which follows from our assumptions), the cohomology class can be represented by a cycle , where and irreducible curves on . This concludes the proof of the proposition for .
To conclude the proof of the proposition, let be a Fano variety over an algebraically closed field of characteristic zero. Let be an algebraically closed subfield with an embedding and let be a Fano variety over such that . Then, by what we have just shown, there is an integral -cycle on such that . We now use a standard specialization argument to conclude the proof.
Let be a subfield of which is finitely generated over such that the integral -cycle on descends to an integral -cycle on . Moreover, let be a quasi-projective integral scheme over whose function field is , and let be a smooth proper morphism whose geometric fibres are Fano varieties such that . Let be the closure of in , and note that extends the integral -cycle on . Now, note that the generic fibres of and are isomorphic over . Therefore, replacing by a dense open if necessary, we have that is isomorphic to over (by “spreading out” of isomorphisms). Let be a closed point of . The integral -cycle on restricts to an integral -cycle on such that . Define to be the . Note that is an integral -cycle on with the sought property. ∎
Corollary 6.6**.**
Let be a trait with generic point and closed point . Let be a smooth proper morphism of schemes whose geometric fibres are Fano varieties. If and the integral Hodge conjecture holds for -cycles on Fano varieties over , then .
Proof.
This follows from of Proposition 6.3 and Proposition 6.5. ∎
Appendix A Varieties with
To show that the Brauer group of a rationally chain connected variety is killed by some positive integer (Proposition 4.2), one can also argue using the decomposition of the diagonal of Bloch-Srinivas, as we show now.
Theorem A.1**.**
Let be a smooth projective variety over an algebraically closed field of characteristic . Assume that there is an algebraically closed field of infinite transcendence degree over such that that . Then there exists an integer such that is -torsion.
Proof.
Let . To prove the result, by a standard specialization argument, it suffices to show that is killed by some integer . Thus, to prove the theorem, we may and do assume that .
By the decomposition of the diagonal of Bloch and Srinivas [2] there is an integer such that in we have
[TABLE]
where is any point and is an -cycle whose projection under does not dominate [32, Thm. 3.10]. In particular, there is a divisor on such that is supported on . Now, start with a class . Under our assumptions, it will be a torsion cohomology class. Assume it is -torsion, so that it is an element of . From the Kummer sequence in the fppf topology (note here that if then we can work in the étale topology), we have a short exact sequence
[TABLE]
where we have used that and likewise for second cohomology of by a theorem of Grothendieck saying that fppf and étale cohomology agree for smooth groups. Let be any class in the preimage of . (If , then the group is finite, and hence so is . However, does not have to be finite.) Each element in is a correspondence on , and therefore induces a morphism given by where is the image of under the cycle class map
[TABLE]
see Remark A.3 below. In particular, the diagonal induces the identity morphism on , whereas the class is the zero map. We thus have
[TABLE]
Let now be the projections of onto and respectively. Hence, if denotes the inclusion, then we have proven that multiplication by on factors as follows:
[TABLE]
The map maps a multiple of the fundamental class of (a divisor) to its Chern class, so in particular the image of is contained in the image of . Thus, when projected down to , the image of must be zero. In other words, every -torsion class in the Brauer group of is killed by . ∎
Remark A.2**.**
If is a non-supersingular K3 surface over an algebraic closure of , then . (Let be the Chow group of zero cycles of degree zero on . By [26, 28], the natural map induces an isomorphism on torsion subgroups. Thus, as the Albanese of is trivial, the group is torsion-free. However, as is a torsion abelian group, we conclude that and thus .) Now, since is non-supersingular, there is no integer such that the Brauer group of is killed by .
Remark A.3**.**
Let be a positive integer. Note that the Kummer sequence is exact in the fppf topology. In particular, every class in comes from a class in . Now, even though the latter group does not have to be finite, we do have cycle class maps in the fppf topology. We could not find an explicit reference for this, but taking a locally free resolution of the ideal sheaf of a subvariety, using the existence of a map for line bundles in the fppf topology and extending by linearity and cup product gives Chern classes and hence a cycle class map into .
Remark A.4**.**
Note that the assumption in Theorem A.1 holds for a rationally chain connected smooth projective variety over .
Remark A.5**.**
The fact that the prime-to- part of the Brauer group of a rationally chain connected variety is killed by some integer can also be deduced from work of Colliot-Thélène [6] (see also [1, Theorem 1.4 and Lemma 1.7]).
Remark A.6** (Colliot-Thélène).**
Salberger has proven (unpublished) the following generalization of Theorem A.1. Let be a smooth projective variety over an algebraically closed field . Assume that there is a curve over and a morphism such that, for any algebraically closed field containing , the induced morphism is surjective. Then, there exists an integer such that is -torsion.
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