Tangent cones and $C^1$ regularity of definable sets
Krzysztof Kurdyka, Olivier Le Gal, Nhan Nguyen

TL;DR
This paper characterizes when a connected definable set in an o-minimal structure is a $C^1$ manifold by examining tangent cones, their continuity, and density conditions, establishing equivalences among these geometric properties.
Contribution
It proves the equivalence of three geometric conditions that characterize $C^1$ regularity for definable sets in o-minimal structures.
Findings
Tangent cone and paratangent cone coincide at all points for $C^1$ manifolds.
Tangent cone varies continuously and has constant dimension on $X$.
Density $ heta(X, x) < 3/2$ characterizes smoothness.
Abstract
Let be a connected locally closed definable set in an o-minimal structure. We prove that the following three statements are equivalent: (i) is a manifold, (ii) the tangent cone and the paratangent cone of coincide at every point in , (iii) for every , the tangent cone of at the point is a -dimensional linear subspace of ( does not depend on ) varies continuously in , and the density .
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Taxonomy
TopicsAdvanced Topology and Set Theory · Geometric Analysis and Curvature Flows · Mathematical Dynamics and Fractals
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Tangent cones and regularity of definable sets
Krzysztof Kurdyka, Olivier Le Gal and Nhan Nguyen
LAMA, Université Savoie Mont Blanc, 73376 Le Bourget-du-Lac Cedex, France
Abstract.
Let be a connected locally closed definable set in an o-minimal structure. We prove that the following three statements are equivalent: (i) is a manifold, (ii) the tangent cone and the paratangent cone of coincide at every point in , (iii) for every , the tangent cone of at the point is a -dimensional linear subspace of ( does not depend on ) varies continuously in , and the density .
1. Introduction
Let be a subset of and let . The tangent cone and paratangent cone of at the point are defined as follows: if , , and otherwise,
[TABLE]
[TABLE]
Note that and are closed sets in . We denote by and .
Characterizing submanifolds of in terms of their tangent cones has been studied by many authors, see for example [8], [10], [2], [6], or a survey of Bigolin and Golo [1]. In this paper we restrict ourselves to this problem in the context of o-minimal structures. We first prove that a connected locally closed definable subset of is a manifold if and only if its tangent cone and paratangent cone coincide at every point (Theorem 3.7). This result is a strong version of the two-cones coincidence theorem (Theorem 3.6) which was initially proved by Tierno [10]. The result is no longer true if definability is omitted (Remark 3.9).
Next, we discuss a result recently established by Ghomi and Howard [6] that if is a locally closed set such that for each , is a hyperplane (i.e., a linear subspace of ), and varies continuously in , then is a union of hypersurfaces. Moreover, if the lower density is at most for every then is a hypersurface. A natural question thus arises here is whether the result remains true if are -planes with .
In section 4, we show in Example 4.3 that the first statement in the result of Ghomi-Howard is not always true if . We also prove that the second statement is still valid, more precisely that if is a locally closed definable set such that for every , is a -dimensional linear subspace ( is independent of ) varying continuously in and the density (need not be upper bounded by an , then is a manifold (Theorem 4.7). Notice that, in general, notions of lower density and density are different. Nevertheless, with the conditions on tangent cones as above, they coincide. Therefore, our result can be considered as a generalization of the result of Ghomi-Howard.
Throughout the paper, denotes the -dimensional Euclidean space equipped with the standard norm where ; , and ) denote respectively the closed ball, the open ball and the sphere in of radius centered at . Let be a subset in . Denote by the closure of in and by the boundary of . Let be a map. We denote by the graph of .
The Grassmanian of all -dimensional linear subspaces of is endowed with the metric defined as follows: for in ,
[TABLE]
where is the orthogonal projection from to . Following [6], we say that and are orthogonal when . Remark that this terminology does not coincide with the usual notion of orthogonality for general subspaces in Euclidean geometry : and are orthogonal according to our definition but not all vectors in are orthogonal to any vector in .
By a -dimensional manifold in (or manifold for simplicity) we mean a subset of , locally diffeomorphic to ; a hypersurface in is a manifold in of dimension .
Let . In the paper, we often denote by the orthogonal projection. By abuse of notation, here we identify with its translation .
By a definable set we mean a set which is definable (with parameters) in an o-minimal expansion of the ordered field of real numbers. Definable sets form a large class of subsets of : for instance, any semi-algebraic set, any sub-analytic set is definable. We refer the reader to [11], [5] for the basic properties of o-minimal structures. In the paper, we will use Curve selection Lemma ([5], Theorem 3.2), Uniform finiteness on fibers ([5] Theorem 2.9) and Hardt’s definable triviality Theorem ([5], Theorem 5.22) without repeating the references.
2. Bundle of vector spaces
Let be a subset of . Let . For we denote by
[TABLE]
the fiber of at the point . For , we set
[TABLE]
and call it the restriction of to . If every fiber of is a linear subspace of we call a bundle of vector spaces over , or a bunlde over , or just a bundle if the base is clear from the context. We call a* trivial bundle* if all its fibers have the same dimension, and a closed bundle if it is a closed set in .
Suppose is a trivial bundle over . If the map defined by is continuous, we say that is a continuous trivial bundle.
Lemma 2.1** ([7], Propositions I, II, pages 39, 40).**
Let .
- (i)
If is a closed trivial bundle then is continuous. 2. (ii)
If is a closed bundle then the function is upper-semicontinuous, i.e., for there is an open neighborhood of in such that for every .
Proof.
- Suppose that is the dimension of fibers of . If is not continuous, there exists a sequence tending to , and . By the closedness of , , which is a contradiction.
- Suppose the assertion is not true, i.e., there exist a point and a sequence in tending to such that . We may assume that , since is compact. Note that . Since is closed, . This implies , which is a contradiction. ∎
Lemma 2.2**.**
Let be a locally closed subset of . If is a trivial bundle then is continuous.
Proof.
It follows directly from the definition of the paratangent cone that is a closed set in and for every . If is a closed set in then is a closed set in .
Let . Since is locally closed, there is , a neighborhood of in , which is closed in . The restriction is then a closed set in . Since is a trivial bundle, so is . By in Lemma 2.1 is continuous, is, therefore, a continuous trivial bundle. ∎
3. Two-cones coincidence Theorem
The aim of this section is to prove Theorem 3.7, a strong version of two-cones coincidence theorem of Tierno for definable sets.
We need the following two lemmas which generalize Lemma 3.3 and Lemma 3.1 in [6].
Lemma 3.1**.**
Let be a locally closed subset of such that is a continuous trivial bundle of -dimensional vector spaces. Let and be a -plane in which is not orthogonal to . Let the orthogonal projection. Then, there exists an open set of in such that is an open map.
Proof.
The proof follows closely the proof of Lemma 3.3, [6].
By the continuity of , we can choose an open neighborhood of in such that for all , is not orthogonal to , or equivalently that is transverse to , the orthogonal complement of in . We will prove that is an open map. Fix . By the local closedness of , there is an small enough such that is a compact set. Moreover, the boundary is in , meaning . With sufficiently small, we may assume that
[TABLE]
because, otherwise, there exists a sequence of positive numbers tending to [math] such that for each , there is a point with . This implies that . As we have and the sequence (extracting a subsequence if necessary) tends to a line . Thus, ; but since is transverse to , which is a contradiction.
Since is a compact set, there is such that
[TABLE]
It suffices to show that contains an open neighborhood of in .
Suppose on the contrary that , . Choose a point and let be the distance from to . Note that . Since is compact, and . For every ,
[TABLE]
This means that . By (3.1), . Take and . Note that , so is an interior point of , and hence which is a linear subspace.
Since , no point of is contained in the cylinder . This implies that . Both and are included in , so
[TABLE]
This shows that is orthogonal to , which is a contradiction. ∎
Lemma 3.2**.**
Let be an open set and be a map. Suppose that is locally closed. If is a continuous trivial bundle of -dimensional vector spaces and is not orthogonal to for every , then is .
Proof.
We first prove that is continuous. Suppose on the contrary that is not continuous, meaning that there are and a sequence in tending to such that .
Since and the orthogonal projection satisfy the hypothesis of Lemma 3.1, there is an open set of in such that is an open map. Set , which is an open neighborhood of in . Since tends to , there is such that for all . This implies that for all .
If , shrinking so that , there is a neighborhood of in such that . Since tends to , we have for all when is large enough. This shows that , which is a contradiction.
If , for all when is large enough. This again gives a contradiction.
We now show that is a map.
Let be the canonical basis of . For , consider the function . The graph of is the intersection . This implies that
[TABLE]
But is a line, because is not orthogonal to . On the other hand, since is continuous, is a continuous curve, so has dimension at least . Then , so is differentiable at . Thus, has partial derivatives at any point.
The bundle is continuous, hence , its transverse intersection with is continuous. Therefore has continuous partial derivatives on , so is .
∎
Remark 3.3*.*
The statement of Lemma 3.1 [6] is similar to the statement of Lemma 3.2 except the local closedness of is missing. This is a gap because might not be continuous if is not locally closed. For example, consider the function if is a rational number, and otherwise. The tangent cone to is the -axis at any point, hence is a continuous trivial bundle, but is not continuous.
Theorem 3.4**.**
A locally closed set is a manifold if and only if is a continuous trivial bundle and the restriction of the map to some neighborhood of in is injective.
Proof.
The necessity is a trivial fact. We now prove the sufficiency. For , by the hypothesis, there exists an open neighborhood of such that is injective. Moreover, is open by Lemma 3.1. This implies is a homeomorphism. Consider the map . We have , which is a continuous trivial bundle. Shrinking if necessary we may assume that is not orthogonal to for every . The map then satisfies the conditions of Lemma 3.2, so it is of class , meaning that is a manifold. ∎
Remark 3.5*.*
Theorem 3.4 is slightly stronger than a similar result proved by Gluck (Theorem 10.1, [8]). In the result of Gluck, is assumed to be a topological manifold instead of a locally closed set as in our statement.
Theorem 3.6** (Two-cones coincidence, Tierno [10]).**
A locally closed subset of is a manifold if and only if and coincide, and both are trivial bundles of vector spaces over .
Proof.
Since is a trivial bundle, it is continuous by Lemma 2.2. On the other hand, , hence is a continuous trivial bundle.
Let . We denote by the orthogonal projection. By Theorem 3.4, it suffices to prove that the map is injective on some neighborhood of in .
Suppose on contrary that there are sequences of points and in converging to such that for all . This implies that accumulates to a line . By the definition, . Since , , a contradiction. ∎
Theorem 3.7** (Definable two-cones coincidence).**
A connected, locally closed definable subset of is a manifold if and only if and coincide.
Proof.
We just need to show the sufficiency. First we prove that for every , is a linear subspace of , or equivalently that is a bundle. Fix , we may identify with the origin [math]. By the hypothesis, which is symmetric, i.e., if so is . It is enough to verify that if then . Since and is a definable set there exist two curves in starting at [math] such that and (see Curve selection Lemma). Choose sequences of points and converging to [math] such that , where and . Thus,
[TABLE]
From now on, we set
[TABLE]
Fix and let . Take to be a closed neighborhood of in . Since is locally closed, we may assume to be a closed set in so is a closed bundle. By Lemma 2.1 (ii), for , the map is upper-semicontinuous, so is the map , meaning that there exists , an open neighborhood of , such that for all in . This implies that , hence is an open set in .
Since is definable, for every (see [9], Lemma 1.2), hence . Set , which is a closed set of .
We denote by the set of singular points of , i.e., points at which fails to be a manifold of dimension . Remark that is a definable set of dimension less than (see for instance [11], [5]).
Since , . For ,
[TABLE]
Taking the closures of all sets above,
[TABLE]
Because is a linear space of dimension and is a linear subspace of of dimension less than , . So,
[TABLE]
Since is closed in the locally closed set , it is also locally closed. As been shown above, which is a trivial bundle. By Theorem 3.6, is a manifold of dimension . Next we will prove that , therefore, it is a manifold.
Let and be the orthogonal projection. It follows from Theorem 3.4 and Lemma 3.1 that there is an open neighborhood of in such that the restriction of to is injective and is an open set in . Set , so that is an open neighborhood of in with . This implies that
[TABLE]
Since , shrinking if necessary, the restriction of to is injective. The sets and then are graphs of mappings over the same domain . On the other hand, , then . This means that , an open neighborhood of in , is an open neighborhood of in . Thus, is an open set in . Since is both closed and open in and is connected, is equal to .
∎
A direct consequence of Theorem 3.6 is:
Corollary 3.8**.**
Let be a locally closed definable set. Suppose that for every . Then, each connected component of is a manifold.
Remark 3.9*.*
The definability in the hypothesis of Theorem 3.7 is necessary. Consider the following locally closed sets,
[TABLE]
and
[TABLE]
The sets and are not definable in any o-minimal structure : and have infinitely many componant. The set is connected, , but is not a manifold. The set has , but , a connected component of , is not a manifold.
4. Definable sets with continuous trivial tangent cones
Let us recall the result proved by Ghomi and Howard [6].
Definition 4.1**.**
Let , . Suppose that * the Hausdorff dimension* of , denoted by , is an integer . The lower density of at the point is defined as follows: if then , and otherwise,
[TABLE]
where is the -dimensional Hausdorff measure, is the volume of the unit ball of dimension .
Theorem 4.2** (Theorem 1.1, [6]).**
Let be a locally closed subset of . Suppose that is a -dimensional continuous trivial bundle. Then,
- (i)
* is a union of hypersurfaces;* 2. (ii)
if is at most then is a hypersurface.
The following example shows that in general the statement of Theorem 4.2 is no longer true when the hyperplanes are replaced by -planes with , meaning that a locally closed subset in with continuous trivial tangent cone might not be a union of manifolds.
Example 4.3**.**
We identify with . Consider the map defined as follows:
[TABLE]
Denote by the graph of . We have
(1) is locally closed;
(2) is a -dimensional continuous trivial bundle;
(3) is not a union of submanifolds of dimension of .
Proof.
Remark that is continuous, hence is a topological manifold and the condition (1) is automatically satisfied. Moreover, is smooth except at the origin, where statement (2) is obvious. We now calculate . Let , we may write for some . We have
[TABLE]
Notice that when . Hence . On the other hand, if and , . Thus, for all . This implies that .
Write and . For , , is generated by two vectors and . Denote by and the directional derivatives in the variable along -axis and -axis respectively. We know that
[TABLE]
Note that . Computation gives,
[TABLE]
[TABLE]
If tends to [math], then and tend to . Therefore,
[TABLE]
Hence . This implies (2).
Now we show (3). Denote by the orthogonal projection from onto :
[TABLE]
This map is not injective in any neighborhood of [math] since . By Theorem 3.4, is not a manifold. Since is a connected topological manifold, it cannot be the union of two or more manifolds of dimension . ∎
Definition 4.4** ([3],[4],[9]).**
Let be a definable set and let . Suppose that . It is known that the following limit always exists
[TABLE]
We call it the* density *of at the point .
Remark 4.5*.*
The notions of lower density and density are not the same even for definable sets. For example, consider . It is easy to see that while . However, if is a definable set and is a trivial bundle then , and therefore for every .
Lemma 4.6**.**
- (i)
Let be definable sets of the same dimension. If , then . If , then . 2. (ii)
If is a definable set then .
Proof.
is a direct consequence of the definition of density, and of Theorem 3.8 of [9]. ∎
Theorem 4.7**.**
Let be a locally closed definable subset of . If is a continuous trivial bundle and for every , then is a manifold.
Remark 4.8*.*
The condition on the density above is sharp, since
[TABLE]
satisfies all other hypothesis of Theorem 4.7 and .
Proof.
Denote by the orthogonal projection. Suppose on the contrary that is not a manifold. By Theorem 3.4, there exists such that there is no neighborhood of in to which the restriction of is injective. We may assume that coincides with the origin [math] and where . The map now becomes , the orthogonal projection to the first coordinates.
By Lemma 3.1, there is an open neighborhood of [math] in such that is an open map. Hence there exists such that . Shrinking if necessary we assume that . We also assume that for every , is not orthogonal to .
By the uniform finiteness on fibres of definable sets, there exists such that for every , , the number of connected components of , does not exceed . In fact, in this case, where card denotes the cardinality. If otherwise, there is a connected component of , write , such that . Since is definable, there is a point such that . But , so . This implies that . Since , is not orthogonal to , then , which gives a contradiction.
Set
[TABLE]
Then becomes a definable partition of . We may assume that and . Note that since the restriction of is not injective on any neighborhood of [math]. We claim that
(a) is an open set,
(b) ,
(c) Each connected component of is a manifold.
We now give a proof of the claim.
Let . Since , we may write . There is sufficiently small such that for , where , . Since the map is open, there exists an open neighborhood of in such that . For , , , hence . By the definition of , cannot exceed , therefore , meaning . This implies , or equivalently is open, (a) is proved.
Denote by the connected components of . Note that for every , is an open set in , so is an open set in since is an open map. Assume that (b) does not hold, i.e., . Then, there exists an such that does not cover the whole of , for simplicity we assume . Since is open, there exists . Writing , there is an such that belongs to . But since , then . This impiles that , so and are the same connected component, which is a contradiction.
It follows from (b) that for each the restriction is a bijection. In other words, with , . Note that which is a continuous trivial bundle, its fibers are, moreover, not orthogonal to by the construction. This shows that the function satisfies conditions of Lemma 3.2, hence is a manifold. This ends the proof of (c).
Let such that . Let be a point realizing the distance from to the boundary of . Since , , and then , hence . Since , has exactly connected components, denoted by . Remark that (i.e, ) but , so there are , such that . Take . Take a small closed ball outside and tangent to at . Denote by the connected component of which contains .
Since is a -dimensional linear subspace of and is a linear bijective map, are disjoint definable sets of dimension in and , , are half -planes. By Lemma 4.6,
[TABLE]
This contradicts the hypothesis that for every . ∎
Acknowledgements
This research has been supported by ANR project STAAVF. The third author has been also received the funding from NCN grant 2014/13/B/ST1/00543.
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