Existence and concentration of positive solutions for nonlinear Kirchhoff type problems with a general critical nonlinearity
Jianjun Zhang, David G. Costa, Jo\~ao Marcos Do \'O

TL;DR
This paper establishes the existence and concentration of positive solutions for a class of nonlinear Kirchhoff equations with critical nonlinearity, without requiring the monotonicity of the nonlinearity or the Ambrosetti-Rabinowitz condition.
Contribution
It constructs localized bound state solutions concentrating at minima of the potential without assuming monotonicity or Ambrosetti-Rabinowitz conditions.
Findings
Solutions concentrate at local minima of V as epsilon approaches zero
Existence of solutions under general conditions on f, M, and V
No need for monotonicity of f(s)/s or Ambrosetti-Rabinowitz condition
Abstract
We are concerned with the following Kirchhoff type equation where , and is of critical growth. In this paper, we construct a localized bound state solution concentrating at a local minimum of as under certain conditions on , and . In particular, the monotonicity of and the Ambrosetti-Rabinowitz condition are not required.
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Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Modeling in Engineering · Stability and Controllability of Differential Equations
Existence and concentration of positive solutions for nonlinear Kirchhoff type problems with a general critical nonlinearity
Jianjun Zhang
,
David G. Costa
and
João Marcos do Ó
College of Mathematics and Statistics
Chongqing Jiaotong University
Chongqing 400074, PR China
and
Dip. di Scienza e Alta Tecnologia
Università degli Studi dell’Insubria
via Valleggio 11, 22100 Como,Italy
Department of Mathematics Sciences
University of Nevada Las Vegas
Las Vegas, P.O. Box No. 454020, NV, USA
Department of Mathematics
Federal University of Paraíba
58051-900, João Pessoa-PB, Brazil
Abstract.
We are concerned with the following Kirchhoff type equation
[TABLE]
where , and is of critical growth. In this paper, we construct a localized bound state solution concentrating at a local minimum of as under certain conditions on , and . In particular, the monotonicity of and the Ambrosetti-Rabinowitz condition are not required.
Key words and phrases:
Kirchhoff equations, existence and concentration, critical growth
2000 Mathematics Subject Classification:
35B25, 35B33, 35J61
Corresponding author: J. M. do Ó.
Research partially supported by The National Institute of Science and Technology of Mathematics ICNT-Mat, CAPES and CNPq/Brazil, J. Zhang was partially supported by the Science Foundation of Chongqing Jiaotong University(15JDKJC-B033)
1. Introduction and main results
In this paper, we are concerned with existence and concentration of positive solutions to the following Kirchhoff type equations
[TABLE]
where , , and . In the sequel, we assume that the potential satisfies
and ,
there is a bounded domain such that
[TABLE]
and satisfies if and - if below:
;
if , we have
[TABLE]
;
is nondecreasing for ;
is nonincreasing for .
In 2014, G. M. Figueiredo et al. [22] considered the concentration phenomenon of the above problem (1.1) in the subcritical case. The authors assumed that
and if ;
for any if , if ;
there exists such that , where .
Let
[TABLE]
Theorem A**.**
(see [22])* Assume -, -, if and - if . Then, for sufficiently small , (1.1) admits a positive solution which satisfies:*
- (i)
there exists a maximum point of such that and, for any such , converges (up to a subsequence) uniformly to a least energy solution of
[TABLE]
- (ii)
* for some .*
Before stating our main result, we shall introduce the main hypotheses on . In what follows, we assume that and satisfies
- (F1)
.
- (F2)
If , \lim_{t\rightarrow+\infty}{f(t)}/{\exp(\alpha t^{2})}=\left\{\begin{array}[]{ll}0,\ \ \ \ \ \ \forall\alpha>4\pi,\\ +\infty,\ \ \ \forall\alpha<4\pi.\end{array}\right.
If , .
- (F3)
If , there exists such that
[TABLE]
If , there exist and such that
[TABLE]
where and satisfy one of the following conditions:
- (i)
and if ;
- (ii)
and if ;
- (iii)
and large enough if .
The main theorem of this paper reads as
Theorem 1.1**.**
Assume -, -, if and - if . Then, for sufficiently small , (1.1) admits a positive solution , which satisfies
- (i)
there exists a maximum point of such that and for any such , converges (up to a subsequence) uniformly to a least energy solution of
[TABLE]
- (ii)
* for some .*
Now, let us give some more background for (1.1). For and a bounded domain , (1.1) is reduced to
[TABLE]
Equation (1.2) arises when one seeks steady states to the time-dependent wave type equation
[TABLE]
as well as when looking for the standing wave to the time-dependent Schrödinger equation
[TABLE]
Problem (1.3) was proposed by Kirchhoff in [30] with and . After the works of Kirchhoff [30] and Lions [31], the Kirchhoff problem (1.2) have been paid much attention. For more background, we refer to [22] and the references therein. For the case , Problem (1.1) reads
[TABLE]
In the last decades, considerable attention has been paid to problem (1.4). An interesting class of solutions of (1.4) consists of families of solutions which develop a spike shape around some point in as . From the physical point of view, these solutions are referred to as semiclassical states, as they describe the transition from classical mechanics to quantum mechanics.
After the celebrated work of Floer and Weinstein [21], Problem (1.4) has been studied by many researchers. Here we only refer to [28, 29, 35, 15] and the references therein. But in these works, the nonlinearity is basically required to satisfy the - condition:
[TABLE]
and a monotonicity condition:
[TABLE]
A natural question is whether these results hold for more general nonlinear terms , particularly, without - and the monotonicity condition . In 2007, J. Byeon and L. Jeanjean [7] gave a positive answer for . Precisely, they assume - as in Problem (1.1). Then under the Berestycki-Lions conditions - in [7], they constructed a spike solution for (1.4) around the local minimum of stated in . In 2008, Byeon, Jeanjean and Tanaka [8] used a similar argument to [7] to obtain a corresponding result for (1.1) in the cases . Moreover, the hypotheses in [7, 8] are almost optimal. For the critical case with general nonlinearities, we refer to the recent works [36, 17]. Through all these works above, the assumption was imposed. It is easy to see that if , there exists no solution of (1.4) for small . Thus, the case is called the critical frequency. In [10] Byeon and Wang gave the breakthrough for this condition. If , Byeon and Wang [10] proved the existence of solutions concentrating on an isolated component of . For further related result, we here also refer to Ambrosetti-Wang [1], Cao-Noussair [12], Cao-Peng [13] and Cao-Noussair-Yan [14], Moroz-Schaftingen [32] and the references therein.
For the case and , Problem (1.1) reads
[TABLE]
By the Nehari manifold method, X. He and W. Zou [38] considered the existence and concentration of ground sate solutions to (1.5) in the subcritical case. Later, Wang et al.[39] obtained similar results as in [38] in the critical case. However, - (with ) or the monotonicity condition
[TABLE]
is required. Moreover, in [38, 39], satisfies
[TABLE]
More recently, Y. He and G. Li [24] considered the existence and concentration of positive solutions to (1.5) with . In [24], with , the nonlinearity does not satisfies - and the monotonicity condition . Later, under the same assumptions on introduced in [37], Y. He [25] extended the result in [36] to the Kirchhoff problems. Here we should point out that in [24, 25, 36], the authors only considered the higher dimensional case () and the main ingredient used is indeed a Brezis-Nirenberg type argument. However, it seems very difficult to be adopted to deal with problem (1.1) involving critical growth with respect to the Trudinger-Moser inequality. To the best of our knowledge, there are few results on the existence and concentration of solutions to (1.1) involving a general critical nonlinearity in any dimension . For the subcritical case, Figueiredo et al. in [22] used similar arguments as in [7, 8] to get corresponding results for (1.1). Precisely, with the Berestycki-Lions conditions - in [7] or - in [8], they obtained spike solutions around a local minimum of .
It is natural to ask whether the result [22] holds for more general nonlinear terms in the critical case and for any dimension . The main goal of this paper is two-fold. On one hand, we provide a new approach to deal with the critical case for Kirchhoff-type problems in any dimension. The subcritical case was considered by Figueiredo et al in [22] as already pointed out (cf. Theorem A). Our approach when applied in the “critical dimension” is also considerably simpler than the one by Y. He and G. Li in [24] and Y. He [25], in which the authors considered the Kirchhoff case .
On the other hand, we also provide the concentration behavior of the corresponding “semi-classical states” , as . We point out that we allow critical perturbations which can locally go above the critical Sobolev exponent (for ) in the sense of assumption in Theorem A, but in the corresponding critical situation. Our approach was inspired by the papers [22, 3] of Figueiredo et al and of Azzollini respectively, who provided a homeomorphism between the ground states of Kirchhoff equation and a related semilinear local elliptic equation.
The paper is organized as follows. Section 2 is devoted to the study of the so-called limit problem (2.1) of (1.1) (see below). The compactness of the set of ground sate solutions is proved. Section 3 is devoted to the proof of Theorem 1.1 by using the truncation approach in [17].
2. The limit problem
Since we are interested in the positive solutions of (1.1), from now on we may assume that for In this case any weak solution of (1.1) is positive by the maximum principle. The following equation when as in is called the limiting equation of (1.1)
[TABLE]
Define
[TABLE]
and set
[TABLE]
Then we introduce the set of ground state solutions and the least energy of (2.1) as follows:
[TABLE]
Now, we give a result about , whose proof follows from Lemma 2.1-2.4 below.
Proposition 2.1**.**
Under the assumptions in Theorem 1.1 one has . Moreover,
any is such and is radially symmetric;
* is compact in ;*
;
there exist constants independent of such that
[TABLE]
We note that equation (2.1) is nonlocal due to the presence of the term . Namely, (2.1) is no longer a pointwise identity, which causes some mathematical difficulties in studying the properties of . To overcome this difficulty, we use an idea introduced in [3] and developed in [22] to reduce equation. (2.1) to a local problem. Precisely, we consider
[TABLE]
whose energy functional is given by
[TABLE]
Let us set
[TABLE]
and
[TABLE]
Then, as a corollary of [22, Lemma 2.16], we have the following result:
Lemma 2.1**.**
Assume if and - if . Then if . Moreover, there exists a injective mapping . In particular, is bijective for .
Remark 2.1**.**
In [22], Lemma 2.1 is introduced in the subcritical case. It is easy to check that the proof does not depend on the growth of the nonlinearity at infinity.
Assuming that , as in [22], the mapping is given as follows:
- (i)
If then is given by
[TABLE]
- (ii)
If , is defined by
[TABLE]
where
Lemma 2.2**.**
Assuming that for , then . Moreover, for any , there exists such that , where
[TABLE]
Proof.
By the definition of , we know if . Let , then and . If , then by Lemma 2.1, and , .
If , let
[TABLE]
then
[TABLE]
i. e., in . In the following, we show that . It suffices to show that . By the Pohozaev’s identity,
[TABLE]
On the other hand, let , then , where is given above. By the Pohozaev’s identity, we know
[TABLE]
Then by the proof of [22, Lemma 2.17] and , it is easy to know that if for some ,
[TABLE]
then
[TABLE]
It follows from that (2.3) that
[TABLE]
Thus, and . The proof is completed. ∎
Lemma 2.3**.**
Assume that for . Then there exits (independent of ) such that for all , where is given in Lemma 2.2.
Proof.
If , take any , then for some . By the Pohozaev’s identity, . Then for any . The desired result follows from . If , take any , then . By , . On the other hand, by the Pohozaev’s identity,
[TABLE]
Then by , . The proof is completed. ∎
Now, we summarize some results on , whose proof can be found in [37, 11, 18]. Thanks to Lemma 2.2 and Lemma 2.3, has similar properties below, which will be used in the proof of Theorem 1.1.
Lemma 2.4**.**
(see [37, 11, 18]) If - hold then . Moreover,
any is such that and is radially symmetric;
is compact in ;
;
there exist constants independent of such that
[TABLE]
Proof.
For convenience of the reader, we provide some details here. Existence of ground state solutions: It is well known that (2.2) possesses a ground state solution by means of the following constrained minimization problem
[TABLE]
where
[TABLE]
If problem (2.4) admits a minimizer , then there exists some such that is indeed a ground state solution of (2.2)(see [4, 26]).
In the following, we show that can be achieved. Case 1. . With , and (or ) of , Zhang and Zou [37] proved that can be achieved. If we assume , and of , the proof can be done by using a similar argument to that in [37]. Indeed, as can be seen in [4], if one defines the mountain pass value
[TABLE]
where , then
[TABLE]
By of we know that for large enough, where is the best Sobolev’s embedding constant of . Then 0<A<\frac{1}{2}\big{(}2^{\ast}\big{)}^{\frac{N-2}{N}}S for large enough. And, by following the argument in [37], it is easy to show that is achieved. Case 2. . As can be seen in [4, 33], in order to the existence of a minimizer for , it suffices to prove . By [4], we know that , where
[TABLE]
In the following, we use the argument of Adimurthi [2] (see also [23, 33, 19]) to construct a function such that , which implies that . The proof is standard. Again, for convenience of the reader, we give the details. By , choosing some fixed such that
[TABLE]
we consider the Moser sequence of functions
[TABLE]
It is well known that and . Let
[TABLE]
where . Setting then, for large enough,
[TABLE]
Now, we prove that there exists some such that . Assume, on the contrary, that
[TABLE]
As a consequence of , for any there exists such that
[TABLE]
Then it is easy to see that as . And, by our assumption, there exists such that
[TABLE]
Noting that and for all , we have
[TABLE]
which implies that . Next, we claim that . Note that
[TABLE]
and
[TABLE]
for large enough. Using (2.7), (2.8) and (2.10), we get for large enough that
[TABLE]
which implies that is bounded and also . Thus, .
Noting that a.e. in , Lebesgue’s dominated convergence theorem yields (as ):
[TABLE]
Then, it follows from (2.8) and (2.10) that
[TABLE]
for large enough. Also, it follows from (2.7) that
[TABLE]
for large. On the other hand, using the change of variable , we have
[TABLE]
So, by (2.11) we have
[TABLE]
Since is arbitrary, we obtain
[TABLE]
which contradicts (2.6). Hence, for some , which implies that . Therefore can be achieved. Regularity of ground state solutions. In the case , the properties - were given in [11, Proposition 2.1]. For , we refer to [17]. Once again, for the convenience of the reader, we give a sketch of the proof in the case .
Step 1. For any we claim that .
Indeed, by the Trudinger-Moser inequality (see [18]), , which implies by interior -regularity (see [20]) that . Moreover, for each open set with ,
[TABLE]
where depends only on . By the Sobolev’s embedding theorem, for some and there exists (independent of ) such that
[TABLE]
Now, we show that . Suppose on the contrary that there exists with as and . Let , then
[TABLE]
Assume that weakly in . Then, by elliptic estimates we have . However, for any fixed ,
[TABLE]
which is a contradiction. Thus, as . Noting that , we have .
Step 2. For any we claim that is radially symmetric, which implies that .
Indeed, let us consider the constrained minimization problem (2.4) for . For any minimizer of (2.4), as we can see in [6], there exists such that
[TABLE]
namely, satisfies
[TABLE]
Similarly to above, and as . By -regularity theory (see [27, Theorem 10.1.2]), for some . Moreover, for any solution of (2.15), and as . By a classical comparison argument, decays exponentially at infinity. Then by Pohozaev’s identity, satisfies . By , for small . Therefore, by [9, Proposition 4] we know that is radially symmetric.
Step 3. We claim that is compact in .
Indeed, by first adopting some ideas in [8], we can prove that is bounded in , so obviously, is bounded. Now we claim that is bounded. Otherwise, there exists such that as . Letting , then satisfies , and
[TABLE]
Therefore, by as in [8], we can assume that weakly in . Noting that and using a similar argument in [4, Lemma 5.1], it follows that as . Thus, by (2.16), we get as , which is a contradiction. Therefore, is bounded in . Secondly, assuming and weakly in , we prove that and, up to a subsequence, strongly in . Obviously, it follows from [4, Lemma 5.1] that . Then, from - and , we get that . Noting that is a weak solution of (2.2) one has . On the other hand, by Fatou’s Lemma, . It follows that and strongly in . Therefore, is compact in .
Step 4. The property is obvious since Noting that is compact in , in order to prove that , it suffices to prove that for any with strongly in , it holds that . First, by -, there exist and such that and for . Since and strongly in , we have by the Trudinger-Moser inequality (see [16]) that
[TABLE]
Secondly, we claim that
[TABLE]
Letting
[TABLE]
then
[TABLE]
It follows by the Trudinger-Moser inequality ([16]) and by (2.17) that (2.18) is true. Similarly, by interior -regularity (see [20]), we have that
[TABLE]
where is independent of . On the other hand, by the Sobolev’s embedding theorem,
[TABLE]
for some , where is independent of . Therefore, it follows from (2.18)-(2.20) that which implies that, up to a subsequence, uniformly in . Thus, since , we get that . Therefore, .
Step 5. By the radial lemma [34], as uniformly w.r.t. . By a classical comparison principle, and there exist such that
[TABLE]
for any . The proof is complete. ∎
3. Proof of Theorem 1.1
By Proposition 2.1, there exists such that
[TABLE]
For any fixed , define Now, we consider the truncated problem
[TABLE]
In the following we prove that, for small , there exists a positive solution of (3.2) satisfying the properties - in Theorem 1.1. Obviously, is a solution of the original problem (1.1) if .
We consider the limiting problem of (3.2)
[TABLE]
whose energy functional is given by
[TABLE]
where .
Lemma 3.1**.**
With the same assumptions in Theorem 1.1, the limit problem (3.3) admits one positive ground state solution, which is radially symmetric.
Proof.
By the definition of , it is easy to check that satisfies - in Theorem A. Let . By Pohozaev’s identity,
[TABLE]
we get that for . If for all , then for all . Recalling that as , by we get that as , which is a contradiction. So there exists such that . Noting that , we have for all . Then, letting , we have . Namely, satisfies in Theorem A. Therefore, it follows from [31, 6] that the problem
[TABLE]
admits a radially symmetric ground state solution. By [22, Lemma 2.16], the proof is finished. ∎
Let be the set of positive ground state solutions of (3.3) satisfying . Then by Lemma 3.1 .
Lemma 3.2**.**
For , we have
[TABLE]
Proof.
By Lemma 2.1 and 2.2, it suffices to prove . Denote by the least energy of (3.4) and by the set of positive ground state solutions of (3.4) with . It follows from [26] and [37] that and coincide with the mountain pass values respectively. Noting that for any , we have . By the definition of , for any . Then is a nontrivial solution of (3.4), which implies . Therefore
[TABLE]
Obviously, for . In what follows, we show that for . Let
[TABLE]
Then, by [26](see also [4]), we have
[TABLE]
where
[TABLE]
Now, we consider the cases: and separately. Case 1: . For any , by Pohozaev’s identity, we have and . Let , where . Then and . Recalling that , we have . Therefore satisfies and . On the other hand, note that
[TABLE]
If , there exists such that , where . However, , which contradicts (3.6). So, , which implies that is a minimizer for . Therefore, as can be seen in [37, 26], there exists such that is a ground state solution of (2.2), i.e., . By (3.1), , which implies that is a ground state solution of (2.2), i.e., . Thus, .
Case 2: . For any , by Pohozaev’s identity, we have and . Since , satisfies and . Recall that
[TABLE]
If , similarly as in [4], there exists such that . However, , which contradicts (3.7). So, , which implies that is a minimizer of (3.7). Then, as can be seen in [6, 4], there exists such that is a ground state solution of (2.2), i.e., . Thus, by (3.1) , which implies . Thus . ∎
Completion of the proof for Theorem 1.1 Proof. First, we consider the truncation problem (3.2). By the proof of Lemma 3.1, satisfies - in Theorem A. It follows from Theorem A that for fixed , there exists such that (3.2) admits a positive solution for . Moreover, there exist and a maximum point of , such that and as in , for some . Letting , then satisfies
[TABLE]
Clearly,
[TABLE]
Since , it follows from elliptic estimates that locally uniformly in . Therefore as . By Lemma 3.2 we have , hence . By (3.1), there exists such that for , which implies for . Therefore, is a positive solution of the original problem (1.1). The proof of Theorem 1.1 is complete. ∎
Acknowledgement. The authors would like to express their sincere gratitude to the anonymous referee for his/her valuable suggestions and comments.
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