
TL;DR
This paper establishes the existence of Hall's ray for quadratic Lagrange spectra of all real quadratic numbers and computes Hurwitz constants for many such spectra, advancing understanding of Diophantine approximation.
Contribution
It proves the existence of Hall's ray for quadratic Lagrange spectra and calculates Hurwitz constants for a broad class of real quadratic numbers, a novel extension in the field.
Findings
Hall's ray exists for all real quadratic numbers' spectra
Hurwitz constants are computed for many quadratic Lagrange spectra
Provides new insights into Diophantine approximation of quadratic irrationals
Abstract
In this paper we prove the existence of Hall's ray for the quadratic Lagrange spectrums of all real quadratic numbers. For a large class of real quadratic numbers, we compute the Hurwitz constants of their quadratic Lagrange spectrums
Peer Reviews
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
quadratic Lagrange spectrum: I
Xianzu Lin
Abstract.
In this paper we prove the existence of Hall’s ray for the quadratic Lagrange spectrums of all real quadratic numbers. For a large class of real quadratic numbers, we compute the Hurwitz constants of their quadratic Lagrange spectrums.
*College of Mathematics and Computer Science, Fujian Normal University,
* *Fuzhou, 350108, China;
* Email: [email protected]
Keywords: continued fractions, Lagrange spectrums, Hall’s ray, Hurwitz constant.
Mathematics Subject Classification 2010: 11J06, 11J70.
1. Introduction
By the classical Dirichlet theorem, for any irrational number , there exist infinitely many integers such that
[TABLE]
If we want to strengthen this ineqality by replacing with a smaller constant, we need to consider
[TABLE]
The classical Lagrange spectrum is defined to be the set L of values where runs over all irrational numbers. In 1879, Markoff [6, 7] proved that L begins with a discrete sequence: , which converges to , where is the Hurwitz constant. In 1947, Hall [4] showed that L contains a nontrivial interval . In 1975, Cusick [2] proved that L is a closed subset of . We refer the readers to [3] and the references therein for more properties of Lagrange spectrum.
In [9, 10], as a corollary of their geometric generalizations of the Lagrange Spectra in negative curvature, Parkkonen and Paulin defined the quadratic Lagrange spectrum as follows
Throughout this paper, let σ be the Galois conjugate of a quadratic number . Let be a fixed real quadratic number, and let be the orbit of and for the action of . The quadratic Lagrange spectrum of is defined to be the set of values
[TABLE]
where runs over all real number not in .
Parkkonen and Paulin [9, 10] showed that is a closed subset of . But their geometric method does not imply the existence of Hall’s ray for . The first main result of this paper is existence of Hall’s ray for :
Theorem 1.1**.**
For any real quadratic number , there exists a positive number (see Section 3 for the definition of ) such that .
Define the Hurwitz constant of to be the maximum of , Parkkonen and Paulin [9, 10] showed that for each real quadratic number . In [1], Bugeaud pointed out that the theory of continued fractions is well suited for the investigation of quadratic Lagrange spectrum. Among other results, he showed that and , where is the Golden Ratio . Bugeaud conjectured that is a common upper bound for all the . Pejković[8] proved this conjecture using the theory of continued fractions. He also showed that
[TABLE]
where and .
In this paper, we determine the Hurwitz constant for .
Theorem 1.2**.**
For , the Hurwitz constant
[TABLE]
where and .
Remark 1.3**.**
In [1], Bugeaud conjectured the following formula for
[TABLE]
where . We calculate both and for , and prove that the maximal of them is indeed when . In fact a more delicate method shows that Theorem 1.2 also holds when .
Remark 1.4**.**
Our proof of Theorem 1.2 also implies that is an isolated point of , when . It is interesting to see whether begins with a discrete sequence, as in the case of classical Lagrange spectrum.
This paper is structured as follows: In Section 2, we give preliminaries that will be used throughout this paper. In Section 3, we give proof of Theorem 1.1. In Section 4, we determine the Hurwitz constant for . The author thanks professor Pejković for his careful reading of this paper, and numerous suggestions and corrections for improvement.
2. preliminaries
In this paper, we write
[TABLE]
for the finite continued fraction expansion
[TABLE]
and write
[TABLE]
for the infinite continued fraction expansion
[TABLE]
where are positive integers and is an integer. An eventually periodic continued fraction is written as
[TABLE]
where is the preperiod and is the shortest period.
The sequence of convergents of
[TABLE]
is defined by
[TABLE]
[TABLE]
A direct proof by induction shows that
[TABLE]
for
Lemma 2.1**.**
(cf.[5])
[TABLE]
[TABLE]
Lemma 2.2**.**
Let
[TABLE]
and
[TABLE]
be the continued fraction expansions of two real numbers, and let the sequence of convergents of . Let be a nonnegative integer such that for , and . Then we have
[TABLE]
Moreover, if there exists a positive integer such that , then we have
[TABLE]
Proof.
The first inequality follows directly from [1, Lemma 2.2] and its proof. The second follows from the first since . ∎
Lemma 2.3**.**
Let
[TABLE]
[TABLE]
and
[TABLE]
be the continued fraction expansions of three real numbers. Let be a positive integer such that for , and , and let be a positive integer such that for , and . Then if , we have
[TABLE]
If , and , we have
[TABLE]
Proof.
Let be the sequence of convergents of and let be the sequence of convergents of . Then by (2) and Lemmas 2.1 and 2.2, if ,
[TABLE]
Now we assume that . If , we have
[TABLE]
If , set
[TABLE]
[TABLE]
and
[TABLE]
Then we have
[TABLE]
[TABLE]
and
[TABLE]
As the function is monotone, we have
[TABLE]
On the other hand, by Lemma 2.2,
[TABLE]
Hence the second assertion of the lemma follows. ∎
The next lemma follows directly from an elementary calculation.
Lemma 2.4**.**
Let
[TABLE]
and
[TABLE]
be two doubly infinite sequences of positive integer, satisfying for . Set
[TABLE]
Then we have
[TABLE]
We recall that the continued fraction expansion of a real quadratic number is eventually periodic. It is also well-known that if there exists an such that , then the continued fraction expansions of and have the same tail. Thus throughout this paper, we assume without loss of generality that where and are positive integers. We extend the notation to all by requiring whenever . It is well-known that the Galois conjugate of is
[TABLE]
Let .
The following lemma is from [1, Corollary 2.3].
Lemma 2.5**.**
Let
[TABLE]
be an irrational real number. Let
[TABLE]
where , and . Then we have
[TABLE]
Set
[TABLE]
[TABLE]
and set
[TABLE]
For each , set
[TABLE]
By Lemma 2.5, when we have
[TABLE]
Now we repeat the calculations in (cf.[1, 8]) to get an explicit expression for
Let be the sequence of convergents of . Then by an elementary property of continued fractions (cf.[5, p.133]) we have
[TABLE]
Hence
[TABLE]
Set
[TABLE]
and
[TABLE]
Then
[TABLE]
Hence we have
[TABLE]
3. Hall’s ray for quadratic Lagrange spectrum
In this section, we prove the existence of Hall’s ray for quadratic Lagrange spectrum. Let be the minimal positive integer satisfying
[TABLE]
It follows from (5) that . Set and let .
Lemma 3.1**.**
[TABLE]
defines an increasing function which maps injectively into . On the interval , we have where
[TABLE]
Proof.
Solving the equation, we get
[TABLE]
A direct calculation shows that
[TABLE]
Hence the lemma follows. ∎
Lemma 3.2**.**
For each There exist a positive integer and two positive infinite continued fractions
[TABLE]
and
[TABLE]
such that
- i
equation (6) is valid, i.e., ; 2. ii
; 3. iii
any subblock of of length does not occurs in and .
Proof.
Let be the uncountable set of infinte words of elements from . Choose a and set such that is irrational, i.e., has an infinite continued fraction expansion
[TABLE]
where indicates the number of times the block is repeated. and
[TABLE]
Let be the sequence of convergents of . By Lemma 2.2 and (6) we have
[TABLE]
hence .
Claim 3.3**.**
For any ,
[TABLE]
lies in the interval .
Proof.
The distance of from the boundary of is at least . If the claim is invalid, then by Lemma 3.1 we have
[TABLE]
On the other hand, by Lemma 2.3, we have
[TABLE]
Hence
[TABLE]
This contradicts (5). ∎
Now, pick for some such that and
[TABLE]
is irrational, where . By Claim 4.4, .
Next pick a
[TABLE]
and set
[TABLE]
such that and is irrational. Set . Then by Lemmas 2.3 and 3.1,
[TABLE]
Claim 3.4**.**
There exists a positive such that
[TABLE]
where .
Proof.
If the continued fraction expansions of and differ before , by Lemma 2.3 we would have
[TABLE]
This contradicts (8). ∎
Again, pick a
[TABLE]
and set
[TABLE]
such that and is irrational. Continuing in this way, we finally get two infinite continued fractions
[TABLE]
and
[TABLE]
where and are words of length , and and are finite words of elements from . Hence and satisfy Conditions (i), (ii) and (iii). ∎
Now for each , choose two infinite continued fractions
[TABLE]
and
[TABLE]
satisfying Conditions of Lemma 3.2. Set
[TABLE]
By Condition (iii) of Lemma 3.2, any subblock of of length does not occur in except for . Let be the set of all satisfying . For each , set
[TABLE]
[TABLE]
and
[TABLE]
Then by (4) and Lemma 3.2, we have
[TABLE]
hence By (3) and (4), in order to prove we need to estimate Assume that . Then let be the nonnegative integers such that
[TABLE]
and
[TABLE]
Now we divide the estimation into 3 cases
- (i)
By Lemma 2.2 we have and . If , we have
[TABLE]
If , we have
[TABLE]
Hence
[TABLE] 2. (ii)
. In this case let
[TABLE]
where . By Lemma 2.4, we have
[TABLE]
By Lemma 2.2, we have
[TABLE]
[TABLE]
Now combining (11), (12) and (13) yields that
[TABLE] 3. (iii)
. In this case, we have and, by Lemma 2.4,
[TABLE]
The estimation in the case can be dealt with in a similar way. Hence we show that
[TABLE]
This finishes the proof of Theorem 1.1.
4. Hurwitz constant of quadratic Lagrange spectrum
From now on we assume that . In this section, we compute Hurwitz constants of quadratic Lagrange spectrums for real quadratic numbers , .
Set and . Recall that is the Golden Ratio
[TABLE]
Set
[TABLE]
A direct calculation shows that
[TABLE]
Lemma 4.1**.**
If ,
[TABLE]
Proof.
Set and let or . If we approximate by
[TABLE]
where , we need to estimate Let be the sequence of convergents of . Applying the deduction of equation (4) in §2 shows that
[TABLE]
where we can assume that is arbitrarily closed to if necessary. Let . Then the right hand side of the above equality simplifies to
[TABLE]
Now we follow the arguments in [8] to treat the case (the case can be reduced to the case by setting and replacing with ). In this case, and . We need to estimate
[TABLE]
which is an absolute value of a quadratic form in . The minimal value can only be attained for integers closest to the zeroes of the quadratic form, which are and . Hence the possible minimal integer points are
[TABLE]
Evaluating on these integers we get
[TABLE]
where we require and in (16).
Now we treat the case and . In this case, as , we have and hence
[TABLE]
for . (17) still holds for because when , . Thus it suffices to show that
[TABLE]
or
[TABLE]
By (15), when is sufficiently closed to , we have
[TABLE]
Hence it suffices to show that
[TABLE]
When , the left hand side of (18) is larger than
[TABLE]
When , the left hand side of (18) is
[TABLE]
This finishes the proof of the lemma. ∎
For an irrational real number
[TABLE]
set
[TABLE]
and set
[TABLE]
Lemma 4.2**.**
For any , we have
[TABLE]
In particular, if , we have
[TABLE]
Proof.
Without loss of generality, we can assume that
[TABLE]
is a positive number such that is very large. Set
[TABLE]
and
[TABLE]
If we approximate by
[TABLE]
where and , we need to estimate
[TABLE]
or
[TABLE]
where is the sequence of convergents of . The treatment in the case proceeds exactly as above and implies the lower limit is when .
Now we treat the case and . When ,
[TABLE]
hence
[TABLE]
When ,
[TABLE]
and
[TABLE]
hence (22) still holds.
As we are only concerned with the the lower limit when , by (22), we can replace (21) with
[TABLE]
Claim 4.3**.**
[TABLE]
Proof.
When , the left hand side is
[TABLE]
When , the left hand side is
[TABLE]
∎
It remains to estimate We note that as , and can not have opposite signs.
Claim 4.4**.**
If and , or and , or , we have
[TABLE]
when .
Proof.
When and , or and , the left hand side simplifies to
[TABLE]
Now we consider the case . If , we have
[TABLE]
If , direct computation shows that
[TABLE]
and when . Hence, we have
[TABLE]
∎
We note that . Now if and , or and , or , combining Claim 4.3 and Claim 4.4 implies that
[TABLE]
when .
If , and , (23) simplifies to
[TABLE]
when . This completes the proof.∎
Comparing Lemma 4.1 with Lemma 4.2, we have
[TABLE]
when .
We are now in the position to determine the Hurwitz constant of quadratic Lagrange spectrum for real quadratic number , .
Proof of Theorem 1.2.
Let
[TABLE]
be an irrational real number not in and let and be as before. If we approximate by
[TABLE]
we need to verify
[TABLE]
The proof is divided into 4 cases
- i
There exist infinitely many such that .
For such , set . Then the left hand side of (26) is
[TABLE]
which is invariant under the interchange . Hence we can assume without loss of generality that . Set .
Claim 4.5**.**
There exist infinitely many such that , and
[TABLE]
Proof.
If , it is easy to check that (27)holds.
If does not occur infinitely, then, as , either the case occurs infinitely or for sufficiently large . We have in the first case , in the second case . Since , in both the cases we can verify that (27) still holds. ∎
Now choose an of Claim 4.5. If , Since , in this case we have
[TABLE]
If , by (27), we have,
[TABLE]
This settles the case (1).
If the case (1) is excluded, then the tail of has the form
[TABLE]
where . Set . 2. ii
.
For any , set and , and replace with .
Then the left hand side of (26) is
[TABLE] 3. iii
.
For any , set and , and replace with . Then the left hand side of (26) is
[TABLE] 4. iv
.
As and , interchanging and in (3), we get
[TABLE]
∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] Y. Bugeaud, On the quadratic Lagrange spectrum , Math. Z. 276(3-4), 985-999 (2014).
- 2[2] T. W. Cusick, The connection between the Lagrange and Markov spectra , Duke Math. J. 42 (1975), 507-517.
- 3[3] T. W. Cusick and M. E. Flahive, The Markoff and Lagrange spectra , Mathematicas Surveys and Monographs, Vol. 30 (1989).
- 4[4] M. Hall, On the sum and product of continued fractions , Annals of Math. 48 (4) (1947).
- 5[5] G. Hardy and E. Wright, An introduction to the theory of numbers , Oxford Univ. Press, London, 1979.
- 6[6] A. Markoff, Sur les formes quadratiques binaires indéfinies , Math. Ann. 15 (1879) 381-409.
- 7[7] A. Markoff, Sur les formes quadratiques binaires indéfinies , Math. Ann. 17 (1880) 379-399.
- 8[8] T. Pejković, Quadratic Lagrange spectrum , Math. Z. 283(3-4), 861-869(2016).
