Degeneracy in the spectrum and bispectrum among featured inflaton potentials
Alexander Gallego Cadavid, Antonio Enea Romano, Misao Sasaki

TL;DR
This paper investigates how certain features in the inflaton potential cause degeneracies in the primordial spectrum and bispectrum, and identifies conditions under which these degeneracies can be broken to distinguish models.
Contribution
It demonstrates that a class of potential features leads to degeneracies in the spectrum and bispectrum, but the degeneracy can be broken at the equilateral limit.
Findings
Degeneracy in spectrum and bispectrum depends on a single parameter.
Degeneracy in bispectrum is broken at the equilateral limit.
Different potential features can produce identical observational effects.
Abstract
We study the degeneracy of the primordial spectrum and bispectrum of the curvature perturbation in single field inflationary models with a class of features in the inflaton potential. The feature we consider is a discontinuous change in the shape of the potential and is controlled by a couple of parameters that describe the strength of the discontinuity and the change in the potential shape. This feature produces oscillations of the spectrum and bispectrum around the comoving scale that exits the horizon when the inflaton passes the discontinuity. We find that the effects on the spectrum and almost all configurations of the bispectrum including the squeezed limit depend on a single quantity which is a function of the two parameters defining the feature. This leads to a degeneracy, i.e. different features of the inflaton potential can produce the same observational effects.…
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Degeneracy in the spectrum and bispectrum among featured inflaton potentials
Alexander Gallego Cadavid1,2,3,4, Antonio Enea Romano1,2,3, Misao Sasaki3
1ICRANet, Piazza della Repubblica 10, I–65122 Pescara, Italy
2Instituto de Física, Universidad de Antioquia, A.A.1226, Medellín, Colombia
3Center for Graviational Physics, Yukawa Institute for Theoretical Physics, Kyoto University, Japan
4Exact and Applied Science, Instituto Tecnológico Metropolitano, Street 73 76A-354, Medellín, Colombia
Abstract
We study the degeneracy of the primordial spectrum and bispectrum of the curvature perturbation in single field inflationary models with a class of features in the inflaton potential. The feature we consider is a discontinuous change in the shape of the potential and is controlled by a couple of parameters that describe the strength of the discontinuity and the change in the potential shape. This feature produces oscillations of the spectrum and bispectrum around the comoving scale that exits the horizon when the inflaton passes the discontinuity. We find that the effects on the spectrum and almost all configurations of the bispectrum including the squeezed limit depend on a single quantity which is a function of the two parameters defining the feature. This leads to a degeneracy, i.e. different features of the inflaton potential can produce the same observational effects. However, we find that the degeneracy in the bispectrum is removed at the equilateral limit around . This can be used to discriminate different models which give the same spectrum.
YITP-17-25
I Introduction
Different cosmological observations such as the Cosmic Microwave Background (CMB) anisotropies and the Large Scale Structures (LSS) have given us observational evidence that the observed universe originated from fluctuations in the very early universe Ade:2013zuv ; Ade:2015xua ; Planck:2013jfk ; Ade:2015lrj . Cosmic inflation, a period of accelerated expansion at early times, is the simplest framework able to explain the origin of these primordial fluctuations and provides a good fit to the data, while alternatives deviating from the inflationary paradigm are less compelling Ade:2013zuv ; Ade:2015xua ; Planck:2013jfk ; Ade:2015lrj . There is a plethora of inflationary models proposed in the literature which can predict the same spectrum of primordial perturbations Martin:2013tda ; 2009astro2010S.158K ; xc ; xc2 ; Chen:2016vvw ; Palma:2014hra . In this sense deviations from Gaussian statistics of the cosmological density fluctuations, the so-called primordial non-Gaussianities (NG), are important to discriminate between different models 2009astro2010S.158K ; xc ; xc2 ; Byrnes:2015asa ; Renaux-Petel:2015bja ; Novaes:2013qxa ; Novaes:2015uza ; Komatsu:2010hc ; Chen:2016vvw ; Palma:2014hra ; Domenech:2016zxn ; Chluba:2015bqa ; Gariazzo:2015qea ; Mooij:2015cxa ; Appleby:2015bpw ; Hunt:2015iua ; Hazra:2016fkm ; Gariazzo:2014dla ; Romano:2014kla ; Cadavid:2015iya ; GallegoCadavid:2016wcz ; Xu:2016kwz ; a2 ; a3 ; GallegoCadavid:2017pol . Recent CMB observations Ade:2013ydc ; Ade:2015ava have not completely ruled out primordial non-Gaussianity and consequently theoretical predictions could be used in the future to discriminate between different inflationary models.
Observations indicate that the spectrum of primordial curvature perturbations has some deviations from scale invariance and a possible explanation could be features of the inflaton potential Leach:2001zf ; Starobinsky:1992ts ; Adams:2001vc ; Chluba:2015bqa ; Gariazzo:2015qea ; Mooij:2015cxa ; Appleby:2015bpw ; Hunt:2015iua ; Romano:2012kj ; Romano:2014kla ; Cadavid:2015iya ; GallegoCadavid:2016wcz ; Hazra:2016fkm ; Dorn:2014kga ; Gariazzo:2014dla ; Nicholson:2009zj ; Hunt:2013bha ; Chen:2016zuu ; Chen:2016vvw ; Joy:2008qd ; constraints2 ; Ashoorioon:2006wc ; Ashoorioon:2008qr ; Ballardini:2016hpi ; Pearce:2017bdc ; Gong:2017vve such as a step in the mass or discontinuities of other derivatives Cadavid:2015iya . In the De Sitter limit analytical solutions for the perturbations modes can be derived and used to compute different correlation functions. Using these analytical results we show that there are classes of modified inflaton potentials which produce the same effects on the spectrum and can only be distinguished in certain limits and configurations of the bispectrum.
The paper is organized as follows. In section II we introduce the type of modifications of the inflaton potential and give analytical approximations for the background quantities. In section III we study the degeneracy of the primordial spectrum of curvature perturbations. In section IV we show how the degeneracy can be broken at the bispectrum level in certain limits and configurations of the bispectrum.
II Inflation and the model
We consider a single scalar field minimally coupled to gravity according to the action
[TABLE]
where is the Ricci scalar, is the reduced Planck mass, is the metric in a flat universe, and is the potential energy of the inflaton. The slow roll parameters in terms of conformal time are defined as
[TABLE]
where is the scale factor, is the Hubble parameter, and primes indicate derivatives with respect to conformal time.
We will study the degeneracy of the spectrum and bispectrum of primordial perturbations using the following potential Romano:2014kla
[TABLE]
where and are the vacuum energy before and after the feature respectively, is the inflaton mass, is a parameter that controls the magnitude of the potential modification, and , where is the feature time. The condition ensures the continuity of the potential at and the value of determines the scale at which the effects of the feature appear in the spectrum and bispectrum of curvature perturbations. In the following sections we will show that the features in the spectrum and bispectrum appear around the scale which is leaving the horizon at that time.
II.1 Analytic approximation for the background equations
Assuming the De Sitter approximation an analytic approximation for the scalar field before and after the feature was found in Romano:2014kla . Before the feature this analytic solution is
[TABLE]
where is a constant of integration, , and
[TABLE]
After the feature the analytic solution is
[TABLE]
where are constants depending on the parameters , and Romano:2014kla . The are constants of integration given by
[TABLE]
where quantities evaluated at are denoted by the subscript [math]. An analytic approximation for the slow roll parameters after the feature is given by Romano:2014kla
[TABLE]
III Degeneracy of primordial spectrum of curvature perturbations
In this section we study the case in which the primordial spectrum of curvature perturbations is degenerate at all scales for different values of and . We adopt the following definition for the spectrum
[TABLE]
where is the comoving wave number and is the Fourier transform of the curvature perturbation on comoving slices. We will consider models with the following parameters
[TABLE]
where we can note that . From now on we adopt a system of units in which .
In Romano:2014kla an analytic approximation for the spectrum of primordial curvature perturbations was derived for the case of the potential in eq. (3)
[TABLE]
where is the time at the end of inflation. The parameter is related to the discontinuity in produced by the modification of the potential. This implies that the equation for the comoving curvature perturbations
[TABLE]
has a Dirac delta function in , where we defined and . To evaluate the discontinuity we integrate the Dirac delta function around the feature time Romano:2014kla ; pp
[TABLE]
where we have used Romano:2014kla
[TABLE]
In order to study the behavior of the spectrum and bispectrum we make a further approximation of eq. (7) and express it in terms of obtaining
[TABLE]
where we have used eq. (14) and Romano:2014kla
[TABLE]
From now on we will use the new approximation in eq. (15) to derive all the analytic results below. As shown in Fig. 1 and Fig. 2 the new approximation is in good agreement with the numerical results. The above equations are crucial to understand the origin of the degeneracy of the spectrum. From eq. (8) we can in fact see that the slow roll parameters dependence on and is completely determined by , and for this reason the spectrum in eq. (III) is also only depending on . This implies that models with the same but different and will have the same spectrum, as long as
[TABLE]
In Fig. 3 we see the degeneracy of the primordial spectrum of curvature perturbations. The results of the spectrum are plotted using two different sets of values for and corresponding to the same . As predicted by the analytic approximation given above, models with the same have the same evolution of the primordial spectrum.
IV Breaking of degeneracy with the bispectrum
As we have seen in the previous section the analytic calculations confirmed by numerical results show that a degeneracy in the spectrum of curvature perturbations is expected for models having the same parameter. In this section we will investigate if this degeneracy is also happening at the bispectrum level.
A common quantity to study the non-Gaussianity is the non-linear parameter defined by
[TABLE]
where is the bispectrum of primordial curvature perturbations given by
[TABLE]
and
[TABLE]
If we replace in eq. (19) we obtain in terms of our definition of
[TABLE]
In this paper we will use the following quantity to study the degeneracy of the primordial bispectrum Romano:2014kla ; Cadavid:2015iya
[TABLE]
where is the pivot scale at which the power spectrum is normalized, i.e., . In the equilateral limit our definition of reduces to if the spectrum is approximately scale invariant, but in general and are different. In the squeezed limit for instance they are not the same, but still provides useful information about the non-Gaussian behavior of although they cannot be compared directly.
IV.1 Analytic approximation for the Bispectrum
Squeezed and equilateral limits at large scales
In the large scale isosceles configuration eq. (23) reduces to the following analytic formula Romano:2014kla
[TABLE]
In the squeezed limit we get
[TABLE]
and in the equilateral limit
[TABLE]
The results of the numerical and analytic approximation of the bispectrum are shown in Fig. 4 and are in good agreement far from both in the squeezed and equilateral limits.
Squeezed and equilateral limits at small scales
In the small scale isosceles configuration, when and a fully analytic template is given by Romano:2014kla
[TABLE]
where and is a phase shift parameter which varies for different models or limits, and
[TABLE]
with , , and . The functions are written in the Appendix A. The analytic approximation for the curvature perturbation mode after the feature is given by Starobinsky:1992ts ; Starobinsky:1998mj ; Romano:2014kla
[TABLE]
where
[TABLE]
are the Bogoliubov coefficients and is the Bunch-Davies vacuum.
In the small scale squeezed limit, when eq. (27) reduces to
[TABLE]
and in the equilateral limit
[TABLE]
The numerical results of the bispectrum and the analytic template eq. (31) and eq. (32) are in good agreement far from both in the squeezed and equilateral limits as shown in Fig. 5. In Fig. 6 we show (in the particular case of the equilateral limit) that our analytic approximation is in good agreement far from but not around the feature scale.
IV.2 Degeneracy of the bispectrum far from
The formulas in eq. (24) and eq. (27) are essential to understand the degeneracy of the bispectrum because they show that depends on and only through the parameter , implying a degeneracy when eq. (18) is satisfied, as long as the analytical approximation is valid.
In the large scale case it is easy to see from eq. (24) that the bispectrum depends on and only through since and are completely determined by , as we saw in previous sections. Thus the bispectrum can be degenerate at large scales in the squeezed and equilateral limits.
In the small scale case we can see from eq. (27) that the bispectrum depends on the spectrum , the curvature perturbation after the feature, and the integrals (). We already know that the spectrum is completely determined by while from eq. (29) and eq. (30) we can see that depends on and only through . As for the integrals defined in eq. (28) we can see that they depend on which are determined by and on the functions which depend on through the Bogoliubov coefficients defined in eq. (30). Thus again the bispectrum can be degenerate at small scales in the squeezed and equilateral limits.
In Fig. 7 and Fig. 8 we show the degeneracy of the bispectrum of primordial curvature perturbations at large and small scales respectively when has the same value for different choices of and . The dependence of analytical expressions for the large and small scale on and only through explains why there is a degeneracy of the bispectrum on scales far from . As shown in different figures the numerical calculations confirm the existence of this degeneracy predicted by the analytical calculations.
IV.3 Breaking of degeneracy in the equilateral limit around
Around the analytical approximations used to compute the bispectrum may not be as accurate as on small and large scales, and consequently a numerical calculation is necessary. In Fig. 9 we show, for different models with the same , the numerically computed bispectrum for large and small scales in the squeezed and equilateral limits. The degeneracy is broken only in the equilateral limit around , while the squeezed limit is degenerate on any scale. For larger values of the breaking of the degeneracy is more evident as shown at the bottom of Fig. 9.
The breaking of the degeneracy of the bispectrum can be explained from the fact that in the integral to compute , the integrand depends on , which is different for the two models since is different, while is approximately the same, as shown in Fig. (10).
V Consistency relations and smooth potentials
It can be shown osra that there is an infinite set of slow-roll parameters histories which can produce the same spectrum of curvature perturbations. This implies that there is no general one-to-one correspondence between the spectrum and higher order correlation functions. In Fig. 11 we show how different values of the model parameters can give the same , leading to the same predictions of the spectrum since it is the relevant quantity in the calculation of the comoving curvature perturbations (see Eq. (12)). Even in this case, the evolution of the slow-roll parameters might be different, as in the case of as can be seen from Fig. 10. This might lead to different predictions of the bispectrum (see Eq. (20)). This freedom implies that in general there can be models like the ones we have studied violating the consistency relations derived for example in Refs. Palma:2014hra ; Chung:2005hn ; Mooij:2015cxa . These relations are in fact based on the approximation
[TABLE]
which is not accurate for our models, as shown in Fig 12.
In order to show that the breaking of the degeneracy in the equilateral limit is not an artifact due to the non-smoothness of the potential we now consider the continuous potential
[TABLE]
which is equivalent to the potential considered before in Eq. (3) in the limit . In Fig. 13 we show that there are models for which and are approximately the same but is different. In Fig. 14 we show that the approximation in Eq. (33) is not accurate around the feature time.
In Figs. 15 and 16 we show and in the squeezed and equilateral limits for the continuous potential. As can be seen from the plots we obtain results similar to those obtained with the discontinuous potential, namely, the primordial spectrum is degenerate and the degeneracy is only broken in the equilateral limit around . We also obtain that the degeneracy is larger for a larger or a steeper transition as in the previous case of a discontinuous potential.
It is important to notice that while models with sharp features can have some temporary violation of the slow-roll regime, this does not necessarily affect the validity of the effective field theory (EFT) of inflation, since no slow roll approximation is used in deriving the cubic and quadratic action as was pointed out for example in Refs. m ; a3 . In order to check the validity of the EFT for the models we have studied we have plotted in Fig. 17 the ratio between the cubic and quadratic actions
[TABLE]
It can be seen from the plots that for different scales around the perturbative hierarchy on which EFT is based is not violated, i.e. .
VI Conclusions
We have studied the degeneracy of the primordial spectrum and bispectrum of the primordial curvature perturbation in single field inflationary models with a class of features of the inflaton potential. The features consist in a discontinuous change in the shape of the potential controlled by a couple of parameters that describe the strength of the discontinuity and the change in the potential shape. The feature produces oscillations of the spectrum and bispectrum around the comoving scale that exits the horizon when the inflaton passes the discontinuity. The effects on the spectrum and almost all configurations of the bispectrum including the squeezed limit depend on a single quantity which is a function of the two parameters defining the feature. As a consequence a degeneracy is produced, i.e. different features of the inflaton potential can produce the same observational effects. The degeneracy in the bispectrum is only broken in the equilateral limit around . The breaking of the degeneracy in the equilateral limit around could produce an observational signature in the CMB data which could be used to distinguish between different models predicting the same spectrum and bispectrum in other limits and configurations. We have shown that the degeneracy is also present when considering a continuous potential and that it is only broken in the equilateral limit. This shows that the degeneracy breaking is not an artifact of the non-smoothness of the potential. The breaking of the degeneracy is due to the fact that while is approximately the same, can be different. In the future it will be interesting to obtain an analytic approximation for equilateral limit bispectrum around to better understand why the degeneracy breaking only occurs in that configuration. Comparison with observations will allow to establish which modification of the inflaton potential is in better agreement with observational data. It would also be interesting to study these models within the framework of the effective theory of inflation Cheung:2007st to understand if this kind of degeneracy could indeed be more general and occur for other inflationary scenarios, not only for single field minimally coupled models.
Acknowledgements.
The work of A.G.C. was supported by the Colombian Department of Science, Technology, and Innovation COLCIENCIAS research Grant No. 617-2013. A.G.C. acknowledges the partial support from the International Center for Relativistic Astrophysics Network ICRANet during his stay in Italy. A.G.C. and AER thank the YITP for the kind hospitality during their visit in Kyoto. The work of M.S. was supported by the MEXT KAKENHI Grant Nos. 15H05888 and 15K21733. This work was supported by the UDEA Dedicación exclusiva and Sostenibilidad programs and the CODI projects 2015-4044, 2016-10945, and 2016-13222.
Appendix A
The functions are Romano:2014kla
[TABLE]
where
[TABLE]
and the denotes the incomplete gamma functions defined by
[TABLE]
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