A version of Krasnoselskii's compression-expansion fixed point theorem in cones for discontinuous operators with applications
Rub\'en Figueroa, Rodrigo L\'opez Pouso, Jorge Rodr\'iguez-L\'opez

TL;DR
This paper presents a new fixed point theorem for discontinuous operators in cones, extending Krasnoselskii's classical results, and applies it to establish the existence of positive solutions for certain differential equations with discontinuous nonlinearities.
Contribution
It introduces a novel Krasnoselskii-type fixed point theorem for discontinuous operators in cones, broadening the scope of fixed point theory.
Findings
Proves a new fixed point theorem for discontinuous operators in cones.
Establishes existence of positive solutions for differential problems with discontinuous nonlinearities.
Demonstrates applications to boundary value problems with separated conditions.
Abstract
We introduce a new fixed point theorem of Krasnoselskii type for discontinuous operators. As an application we use it to study the existence of positive solutions of a second-order differential problem with separated boundary conditions and discontinuous nonlinearities.
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Taxonomy
TopicsNonlinear Differential Equations Analysis · Differential Equations and Numerical Methods · Fixed Point Theorems Analysis
A version of Krasnoselskii’s compression–expansion fixed point theorem in cones for discontinuous operators with applications
Rubén Figueroa*†, Rodrigo López Pouso†* and Jorge Rodríguez-López
Abstract
We introduce a new fixed point theorem of Krasnoselskii type for discontinuous operators. As an application we use it to study the existence of positive solutions of a second–order differential problem with separated boundary conditions and discontinuous nonlinearities.
Departamento de Estatística, Análise Matemática e Optimización, Universidade de Santiago de Compostela,
15782, Facultade de Matemáticas, Campus Vida, Santiago, Spain.
2010 MSC: 34A12; 34A36; 58J20.
Keywords and phrases: Krasnoselskii fixed point theorem; Positive solutions; Discontinuous differential equations.
1 Introduction
A classical problem [9, 10, 12] is that of the existence of positive solutions for the differential equation
[TABLE]
along with suitable boundary conditions (BCs).
This problem arises in the study of radial solutions in for the partial differential equation (PDE)
[TABLE]
with the appropriate boundary conditions, see [4, 9, 10].
Recently, in the paper [8], the authors study the existence of non trivial radial solutions for a system of PDEs of the previous type. First, they turn the former problem into a system of ordinary differential equations similar to (1.1).
The main novelty in this paper is that we will let to be discontinuous.
The classical compression–expansion fixed point theorem of Krasnoselskii (see [2] or [13]) is a well–known tool of nonlinear analysis and it has proved very useful to deduce existence of solutions for nonlinear problems. Here we prove a generalization of that theorem which allows discontinuous operators. The idea is similar to that employed in [5, 11], where Schauder’s fixed point theorem was extended. Then we return to problem (1.1) along with Sturm–Liouville BCs and we use our extension of Krasnoselskii’s theorem to get a result about existence of positive solutions when is not necessarily continuous.
2 Krasnoselskii’s fixed point theorem for discontinuous operators
In the sequel we need the following definitions. A closed and convex subset of a Banach space is a cone if it satisfies the following conditions:
if , then for all ; 2.
if and , then .
A cone defines the partial order in given by if and only if .
Let be a relatively open subset of and let be an operator, not necessarily continuous.
Definition 2.1
The closed–convex envelope of an operator is the multivalued mapping given by
[TABLE]
where denotes the closed ball centered at and radius , and means closed convex hull.
In other words, we say that if for every and every there exist and a finite family of vectors and coefficients () such that and
[TABLE]
The previous definition was formulated for open subsets of a cone, but it works for arbitrary nonempty subsets of a Banach space (see [11]).
Closed–convex envelopes (cc–envelopes, for short) need not be upper semicontinuous (usc, for short), see [3, Example 1.2], unless some additional assumptions are imposed on .
Proposition 2.2
Let be the cc–envelope of an operator . The following properties are satisfied:
If maps bounded sets into relatively compact sets, then assumes compact values and it is usc; 2. 2.
If is relatively compact, then is relatively compact.
Proof. Let be fixed and let us prove that is compact. We know that is closed, so it suffices to show that it is contained in a compact set. To do so, we note that
[TABLE]
and is compact because it is the closed convex hull of a compact subset of a Banach space; see [1, Theorem 5.35]. Hence is compact for every , and this property allows us to check that is usc by means of sequences, see [1, Theorem 17.20]: let in and let for all be such that ; we have to prove that . Let be fixed and take such that for all . Then we have for all , which implies that . Since was arbitrary, we conclude that .
Arguments are similar for the second part of the proposition. For every and we have
[TABLE]
and therefore for all . Hence, is compact because it is a closed subset of the compact set . \hbox to0.0pt{\sqcap\hss}\sqcup
Now we recall the fixed point theorem mentioned above (see [13, Theorem 13.D]).
Theorem 2.3** (Krasnoselskii)**
Let () be positive numbers with and let be a compact mapping. Suppose that
* for all with ,* 2.
* for all with .*
Then has at least a fixed point such that
[TABLE]
In this section we introduce a generalization of the previous theorem which is based on the following idea: given a possibly discontinuous operator , we build its cc–envelope and we prove that it has fixed points by means of the version of Krasnoselskii fixed point theorem for multivalued mappings given by Fitzpatrick–Petryshyn [6]. Then we impose suitable conditions on which, roughly speaking, guarantee that fixed points of are fixed point of too.
For completeness, we recall [6, Theorem 3.2].
Theorem 2.4
Let be a Fréchet space with a cone . Let be a metric on and let , and u.s.c. and condensing. Suppose there exists a continuous seminorm such that is -bounded. Moreover, suppose that satisfies:
there is some with and such that for any and ; 2. 2.
* for any and .*
Then has a fixed point with .
We are already in a position to introduce and prove the main results in this section, namely, two extensions of Krasnoselskii fixed point theorem for discontinuous operators.
Theorem 2.5
Let () with positive numbers and a mapping such that is relatively compact and
[TABLE]
where is the cc–envelope of as defined in (2.2).
Suppose that
* for all with and all ,* 2.
there exists with such that for all and all with .
Then has at least a fixed point such that
[TABLE]
Proof. Notice that the multivalued mapping fulfills all the conditions in Theorem 2.4, so there exists a point such that and
[TABLE]
Moreover we deduce from (2.3) that because . \hbox to0.0pt{\sqcap\hss}\sqcup
A second result leans on compression–expansion type conditions.
Theorem 2.6
Let () with positive numbers and a mapping such that is relatively compact and fulfills condition (2.3).
Let be the cc–envelope of and suppose that
* for all and all with ,* 2.
* for all and all with .*
Then has at least a fixed point such that
[TABLE]
Proof. It suffices to show that all the conditions in Theorem 2.5 are satisfied. First, we show that condition implies condition in Theorem 2.5. Let be such that and let ; we have to prove that . Reasoning by contradiction, we assume that . Then we have
[TABLE]
and this implies that , a contradiction with condition .
Now for condition in Theorem 2.5. Once again we use a contradiction argument: we assume that for every such that we can find and such that , i.e., there exists such that . Hence, , a contradiction with . \hbox to0.0pt{\sqcap\hss}\sqcup
Remark 2.7
Condition (2.3) is weaker than continuity, since if is continuous then , so (2.3) is trivially satisfied. In addition, it is not difficult to find discontinuous mappings that verify this condition as we show in our next section.
Neither Theorem 2.5 nor 2.6 remain true if we replace by in the assumptions, as we show in the following example.
Example 2.8
In we consider the cone .
Let and define a mapping in polar coordinates as
[TABLE]
Note that for all such that because is continuous at those points. For points , with , we have three possibilities: if , then is the segment with endpoints and ; if , then is the segment with endpoints and ; finally, is the triangle with vertices , and . Therefore,
[TABLE]
Moreover, conditions (i) and (ii) in Theorem 2.6 are satisfied if we replace by (and we take and ). However, has no fixed point in .
3 Application to Sturm–Liouville problems
We consider the following generalization of equation (1.1) with separated BCs:
[TABLE]
where and .
The usual approach to this problem consists in turning it into a fixed point problem with the integral operator
[TABLE]
where is the Green’s function associated to the differential problem.
Motivated by this situation, we study existence of fixed points of Hammerstein integral operators
[TABLE]
defined in a suitable space. Here we consider , endowed with the usual supremum norm .
Fixed points of will be looked for in the cone
[TABLE]
where and . This cone was introduced by Guo and it was intensively employed in recent years, for example, see [7, 9, 12].
We suppose that the terms of the Hammerstein equation (3.5) satisfy the following hypotheses:
- (H1)
is such that:
- (a)
Compositions are measurable whenever ; and 2. (b)
For each there exists such that for a.a. and all . 2. (H2)
measurable and almost everywhere. 3. (H3)
is continuous. 4. (H4)
There exists a measurable function satisfying
[TABLE]
and a constant such that
[TABLE]
Remark 3.1
Conditions are similar to those requested in [9] with the exception that we do not require to be continuous. In addition, our assumptions are more general than those in [10] or [12] where the authors require and .
Lemma 3.2
If conditions are satisfied, then the operator introduced in (3.5) is well–defined and maps bounded sets into relatively compact sets.
Proof. The operator maps into . Indeed, we have
[TABLE]
Moreover,
[TABLE]
Hence, for every .
Now we prove that if is an arbitrary nonempty bounded set, then is relatively compact. Let such that implies for all , and let be the constant associated to by condition . Given , we have
[TABLE]
so is uniformly bounded. To see that is equicontinuous, it suffices to show that for every and , we have
[TABLE]
To prove it, we note that for every we have
[TABLE]
which tends to zero as tends to infinity for a.a. because is continuous in . Moreover,
[TABLE]
and , by , so the dominated convergence theorem and (3.7) yield (3.6). \hbox to0.0pt{\sqcap\hss}\sqcup
Moreover suppose that the discontinuities of allow the operator to satisfy the condition
[TABLE]
where is the multivalued mapping associated to defined in (2.2). Examples of this type of nonlinearities can be looked up in [5, 11].
Lemma 3.3
Suppose that condition (3.8) holds and that
There exist and such that , where
[TABLE]
Then for all and all .
Proof. Suppose that there exist and such that for some , i.e.,
[TABLE]
Taking the supremum for ,
[TABLE]
a contradiction.
Given , it is similarly proved that for any and with . Hence, .
To see we consider two cases: and .
If , we have because and .
If , we obtain from (3.9) that , that in this case suppose a contradiction too. \hbox to0.0pt{\sqcap\hss}\sqcup
In the sequel we denote
[TABLE]
In addition, it is trivial to see that , and is a relatively open subset of (since minimum function is continuous).
Lemma 3.4
Suppose that condition (3.8) holds and that
There exist and such that , where
[TABLE]
Then for all , all and .
Proof. Suppose there exist and such that for some . Then
[TABLE]
Notice that and . Therefore, for
[TABLE]
Taking the infimum in we have
[TABLE]
a contradiction because .
Given , it is similar to check that for any and () with . Hence,
[TABLE]
If we consider two cases: and , and we work in a similar way than in the previous lemma we obtain that . \hbox to0.0pt{\sqcap\hss}\sqcup
Theorem 3.5
Under the hypothesis - and (3.8), the Hammerstein integral operator (3.5) has at least a positive fixed point in if either of the following conditions hold:
There exist with such that and hold. 2.
There exist with such that and hold.
Proof. It is an immediately consequence of the generalization of Krasnoselskii’s Theorem 2.5 together with both lemmas above: Lemma 3.3 and Lemma 3.4. \hbox to0.0pt{\sqcap\hss}\sqcup
Remark 3.6
Multiplicity results can be obtained combining previous conditions (see [9]).
Now we return to the differential BVP (3.4). We will say that is a solution of that problem if (i.e, if and , where denote the absolutely continuous functions space defined in ) and satisfies (3.4).
The problem (3.4) was widely studied looking for positive solutions [4, 9]. However, the novelty here is to let function be discontinuous. In [4], the authors consider the problem with where is continuous and they use a norm compression–expansion theorem in order to guarantee the existence of solutions. On the other hand, in [9], Lan considers autonomous and continuous and weaker conditions about , he even replaces the hypothesis integrable by measurable, but it is necessary that . Here, as can be discontinuous, we will require .
We can write the differential problem (3.4) as
[TABLE]
where is the associated Green function, that in this case [9] is given by
[TABLE]
and it is non negative.
As for all , it is possible to choose
[TABLE]
Moreover we can choose , and in the following way [9]:
- (C1)
such that , where we consider if and if . 2. (C2)
.
These choices guarantee that for and .
We shall work, as before, in the cone
[TABLE]
We allow to have discontinuities over the graphs of the following curves.
Definition 3.7
We say that , , is an admissible discontinuity curve for the differential equation if one of the following conditions holds:
- (a)
* for a.e. (then we say is viable for the differential equation),* 2. (b)
There exist and for a.e. such that either
[TABLE]
or
[TABLE]
In this case we say that is inviable.
Working with admissible discontinuity curves involves some technicalities gathered in the next lemma and its subsequent corollaries whose proofs will be omitted because they can be found in [11].
Lemma 3.8** ([11, Lemma 4.1])**
Let , , and let , a.e., and a.e. in .
For every measurable set with there is a measurable set with such that for every we have
[TABLE]
Corollary 3.9** ([11, Corollary 4.2])**
Let , , and let be such that a.e. in .
For every measurable set with there is a measurable set with such that for all we have
[TABLE]
Corollary 3.10** ([11, Corollary 4.3])**
Let , , and let be absolutely continuous functions on (), such that uniformly on and for a measurable set with we have
[TABLE]
If there exists such that a.e. in and also a.e. in (), then for a.a. .
We shall also need the following result.
Lemma 3.11
If , almost everywhere, then the set
[TABLE]
is closed in with the maximum norm topology.
Moreover, if for all and uniformly in , then there exists a subsequence which tends to in the norm.
Proof. Let be a sequence of elements of which converges uniformly on to some function ; we have to show that and a subsequence tends to in the norm.
Since each is continuously differentiable, the Mean Value Theorem guarantees the existence of some such that
[TABLE]
This implies the existence of some such that for all , because is uniformly bounded in . Hence, for every and every , we have
[TABLE]
so is bounded in the norm. Moreover, the definition of implies that the sequence is equicontinuous in , so the Ascoli–Arzelá Theorem ensures that some subsequence of , say , which converges in the norm to some . As a result, , so is continuously differentiable in and tends to in the norm. In particular, tends to uniformly in .
Moreover, for , , and all , we have
[TABLE]
and going to the limit as tends to infinity we deduce that . \hbox to0.0pt{\sqcap\hss}\sqcup
We are now ready for the proof of the main result in this section.
Theorem 3.12
Suppose that and satisfy the following hypothesis:
- i.
* is such that:*
- (a)
Compositions are measurable whenever ; and 2. (b)
For each there exists such that for a.a. and all . 2. ii.
There exist admissible discontinuity curves , , such that for a.a. the function is continuous on . 3. iii.
* and almost everywhere with , where and are given in (C1).*
Moreover, assume that one of the following conditions hold:
There exist with such that and hold. 2.
There exist with such that and hold.
Then the differential problem with separated BCs (3.4) has at least a positive solution .
Proof. The operator given by
[TABLE]
is well defined and it maps bounded sets into relatively compact ones, as consequence of Lemma 3.2. In addition, as is the Green function associated to a second–order homogeneous differential problem, for all . On the other hand, given , we have , and there exists such that
[TABLE]
We consider the set
[TABLE]
which is closed in by virtue of Lemma 3.11.
Hence, since and is a closed and convex subset of , we have .
Now we will prove that
[TABLE]
To do so, we fix an arbitrary function and we consider three different cases.
Case 1 – for all . Let us prove that then is continuous at .
The assumption implies that for a.a. the mapping is continuous at . Hence if in then
[TABLE]
which, along with (3.13), yield in .
Case 2 – for some such that is inviable. In this case we can prove that .
First, we fix some notation. Let us assume that for some we have and there exist and , for a.a. , such that (3.12) holds with replaced by . (The proof is similar if we assume (3.11) instead of (3.12), so we omit it.)
We denote , and we deduce from Lemma 3.8 that there is a measurable set with such that for all we have
[TABLE]
By Corollary 3.9 there exists with such that for all we have
[TABLE]
Let us now fix a point . From (3.16) and (3.17) we deduce that there exist and , sufficiently close to so that the following inequalities are satisfied for all :
[TABLE]
and for all :
[TABLE]
Finally, we define a positive number
[TABLE]
and we are now in a position to prove that . It suffices to prove the following claim:
Claim – Let be given by our assumptions over and let be where is as in (3.22). For every finite family and (), with , we have .
Let and be as in the Claim and, for simplicity, denote . For a.a. we have
[TABLE]
On the other hand, for every and every we have
[TABLE]
and then the assumptions on ensure that for a.a. we have
[TABLE]
Now for we compute
[TABLE]
hence provided that . Therefore, by integration we obtain
[TABLE]
so if , then . Otherwise, if , then we have and thus too.
Similar computations in the interval instead of show that if then we have for all and this also implies . The claim is proven.
Case 3 – only for some of those such that is viable. Let us prove that in this case the relation implies .
Let us consider the subsequence of all viable admissible discontinuity curves in the conditions of Case 3, which we denote again by to avoid overloading notation. We have for all , where
[TABLE]
For each and for a.a. we have
[TABLE]
and therefore a.e. in .
Now we assume that and we prove that it implies that a.e. in , thus showing that .
Since then for each we can guarantee that we can find functions and coefficients () such that and
[TABLE]
Let us denote , and notice that uniformly in and for all and all .
For every we have as defined in (3.14), and therefore Lemma 3.11 guarantees that and, up to a subsequence, in the topology.
For a.a. we have that is continuous at , so for any there is some such that for all , , we have
[TABLE]
and therefore
[TABLE]
Hence for a.a. , and then Corollary 3.10 guarantees that for a.a. .
Therefore the proof of condition (3.15) is over and we conclude by means of Theorem 3.5. \hbox to0.0pt{\sqcap\hss}\sqcup
Remark 3.13
The differential problem (3.4) contains Dirichlet and Robin problems, so the previous result generalizes the existence results given in [10], because here we allow be discontinuous.
Competing interests
The authors declare that they have no competing interests.
Acknowledgements
Rodrigo López Pouso was partially supported by Ministerio de Economía y Competitividad, Spain, and FEDER, Project MTM2013-43014-P, and Xunta de Galicia R2014/002 and GRC2015/004. Rubén Figueroa and Jorge Rodríguez-López were partially supported by Xunta de Galicia, project EM2014/032.
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