Multiplicity of solutions for fractional Schr\"odinger systems in $\mathbb{R}^{N}$
Vincenzo Ambrosio

TL;DR
This paper studies the existence and multiplicity of positive solutions for a class of fractional Schrödinger systems in \\mathbb{R}^{N}, linking the number of solutions to the topology of the potential's minimum set using variational methods.
Contribution
It introduces new results on the multiplicity of solutions for fractional Schrödinger systems, considering both subcritical and critical nonlinearities, and relates solutions to the topology of potential minima.
Findings
Multiple positive solutions exist depending on the topology of the potential minima.
The number of solutions increases with the complexity of the minimum set topology.
Results apply to both subcritical and critical nonlinear cases.
Abstract
In this paper we deal with the following nonlocal systems of fractional Schr\"odinger equations \begin{equation*} \left\{ \begin{array}{ll} \varepsilon^{2s} (-\Delta)^{s}u+V(x)u=Q_{u}(u, v)+\gamma H_{u}(u, v) &\mbox{ in } \mathbb{R}^{N}\\ \varepsilon^{2s} (-\Delta)^{s}v+W(x)v=Q_{v}(u, v)+\gamma H_{v}(u, v) &\mbox{ in } \mathbb{R}^{N} \\ u, v>0 &\mbox{ in } \mathbb{R}^{N}, \end{array} \right. \end{equation*} where , , , is the fractional Laplacian, and are continuous potentials, is a homogeneous -function with subcritical growth, and with such that . We investigate the subcritical case and the critical case…
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Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Physics Problems · Nonlinear Differential Equations Analysis
Multiplicity of solutions for fractional Schrödinger systems in
Vincenzo Ambrosio
Vincenzo Ambrosio Dipartimento di Ingegneria Industriale e Scienze Matematiche Università Politecnica delle Marche Via Brecce Bianche, 12 60131 Ancona (Italy)
Abstract.
In this paper we deal with the following nonlocal systems of fractional Schrödinger equations
[TABLE]
where , , , is the fractional Laplacian, and are continuous potentials, is a homogeneous -function with subcritical growth, and with such that .
We investigate the subcritical case and the critical case , and using Ljusternik-Schnirelmann theory, we relate the number of solutions with the topology of the set where the potentials and attain their minimum values.
Key words and phrases:
Fractional Schrödinger systems; variational methods; Ljusternik-Schnirelmann theory; positive solutions
2010 Mathematics Subject Classification:
35J50, 35R11, 58E05
1. Introduction
In the last decade a tremendous popularity has received the study of nonlinear partial differential equations involving fractional and nonlocal operators, due to the fact that such operators have great applications in many areas of the research such as crystal dislocation, finance, phase transitions, material sciences, chemical reactions, minimal surfaces; see for instance [19, 30] for more details.
Motivated by the interest shared by the mathematical community in this topic, the aim of this paper is to investigate the existence and multiplicity of positive solutions for the following nonlinear fractional Schrödinger system
[TABLE]
where is a parameter, , , and are continuous potentials, is a homogeneous -function with subcritical growth, , and where are such that .
The nonlocal operator is the so-called fractional Laplacian operator which can be defined for any smooth enough, by setting
[TABLE]
where is a dimensional constant depending only on and ; see for instance [19].
In the scalar case, problem (1.1) becomes the well-known fractional Schrödinger equation
[TABLE]
We recall that one of the main reasons of studying (1.2), is related to the seek of standing wave solutions for the following time-dependent fractional Schrödinger equation
[TABLE]
Equation (1.3) has been proposed by Laskin [27], and it is a fundamental equation of fractional Quantum Mechanics in the study of particles on stochastic fields modelled by Lévy processes.
When , equation (1.2) reduces to the classical Schrödinger equation
[TABLE]
which has been extensively studied in the last thirty years by many authors; see for instance [2, 10, 15, 18, 24, 32, 38] and the references therein.
Recently, the study of fractional Schrödinger equations has attracted the attention of many mathematicians. Felmer et al. [21] investigated existence, regularity and qualitative properties of positive solution to (1.2) when is constant, and is a smooth function with subcritical growth satisfying the Ambrosetti-Rabinowitz condition. Secchi [33] proved an existence result for a nonlinear fractional Schrödinger equation involving a subcritical nonlinearity and under weak assumptions on the behaviour of the potential at infinity. Frank et al. [25] studied uniqueness and nondegeneracy of ground state solutions to (1.2) with , for all -admissible powers . The author [7] showed the existence of infinitely many solutions to (1.2) with , and is autonomous and satisfies Berestycki-Lions type assumptions. Shang et al. [35] used variational methods to deal with the multiplicity of solutions of a fractional Schrödinger equation with critical growth, and with a continuous and positive potential . Figueiredo and Siciliano [23] obtained a multiplicity result by means of the Ljusternik-Shnirelmann and Morse theories for (1.2) involving a superlinear nonlinearity with subcritical growth. Alves and Miyagaki in [3] dealt with the existence and the concentration of positive solutions to (1.2) via penalization technique and the extension method [13]. We also mention the papers [5, 6, 8, 16, 20, 23, 26] where the existence and the multiplicity of solutions to (1.2) have been investigated under various assumptions on the potential and the nonlinearity , by using suitable variational and topological methods.
Particularly motivated by the papers [23, 35], in this work we aim to extend the multiplicity results for both subcritical and critical cases obtained for the scalar equation (1.2) to the case of the systems. More precisely, we generalize in the nonlocal setting some existence and multiplicity results appeared in [1, 4, 9, 22] in which the authors studied elliptic systems of the type
[TABLE]
To the best of our knowledge, there are few results on the nonlinear systems involving the fractional Laplacian in the literature [14, 28, 29, 39] and the results presented here seems to be new in the nonlocal framework.
In order to state the main theorems obtained in this work, we come back to our problem (1.1), and we introduce the assumptions on the potentials , and the function .
Firstly, we define the following constants
[TABLE]
and
[TABLE]
Along the paper, we will assume the following conditions on and :
, and is nonempty; 2.
.
Regarding the function , we suppose that and satisfies the following conditions:
there exists such that for all , ; 2.
there exists such that for all ; 3.
; 4.
; 5.
for all .
Since we look for positive solutions of (1.1), we extend the function to the whole by setting if or . We note that the -homogeneity of implies that the following identity holds:
[TABLE]
Moreover, using , we can see that there exists such that
[TABLE]
A typical example (see [17]) of function which satisfies the above assumptions is the following one. Let and
[TABLE]
where , and . The following functions and their possible combinations, with appropriate choice of the coefficients , satisfy assumptions - on
[TABLE]
with and .
Now, we pass to state our main multiplicity results related to (1.1). When we take in (1.1), we have to deal with a system with subcritical growth, namely
[TABLE]
Since we aim to relate the number of solutions of (1.7) with the topology of the set of minima of the potential, it is worth recalling that if is a given closed set of a topological space , we denote by the Ljusternik-Schnirelmann category of in , that is the least number of closed and contractible sets in which cover ; see [40] for more details.
With the above notations, the first main multiplicity result can be stated as follows.
Theorem 1.1**.**
Assume that - and - hold. Then, for any , there exists such that for any , system (1.7) admits at least solutions, where .
It is worth noting that, a common approach to deal with fractional nonlocal problems, is to make use of the Caffarelli-Silvestre method [13], which consists in transforming via a Dirichlet-Neumann map, a given nonlocal problem into a local degenerate elliptic problem set in the half-space and with a nonlinear Neumann boundary condition. In this work, we prefer to analyze the problem directly in in order to borrow some ideas developed in the case taking care of the fact that in our situation a more careful analysis is needed due to the nonlocal character of .
The proof of Theorem 1.1 is variational and it is based on the method of the Nehari manifold. After proving some compactness results for the functional associated to (1.7), and observing that the level of compactness are deeply related to the behaviour of the potentials and at infinity, we use some arguments developed in [11, 15], to compare the category of some sub-levels of the functional and the category of the set .
In the second part of our paper, we consider the critical case , that is
[TABLE]
where are such that .
In this context, we assume that fulfills the following technical assumption:
for any with , , and satisfying
- •
if either , or and ;
- •
is sufficiently large if and .
To obtain the multiplicity of positive solutions to (1.8), we proceed as in the subcritical case. Clearly, the lack of the compactness due to the presence of the critical Sobolev exponent, creates a further difficulty, and more accurate estimates are needed to localize the energy levels where the Palais-Smale condition fails. To circumvent this hitch, we combine the estimates obtained in [34] with some adaptations of the calculations done in [1], which allow us to prove that the number
[TABLE]
is strongly related to the best constant of the Sobolev embedding into , and plays a fundamental role when we have to study critical systems like (1.8).
Our second main result can be stated as follows.
Theorem 1.2**.**
Let us assume that - and - hold. If are such that , then for any , there exists such that for any , system (1.8) possesses at least solutions.
We conclude this introduction observing that our results complement the ones obtained in [23, 35], in the sense that now we are considering the multiplicity results in the case of systems.
The structure of the paper is the following. In Section we give some preliminary facts about the fractional Sobolev spaces and we set up the variational framework. In Section we deal with the autonomous problem related to (1.7). In Section we prove some compactness results for the functional associated with (1.7). In Section we present the proof of Theorem 1.1. In the last section, we discuss the existence and the multiplicity of solutions for the system (1.1) in the critical case .
2. preliminaries and variational setting
In this section we collect some preliminary results about the fractional Sobolev spaces, and we introduce the functional setting.
For any we define as the completion of with respect to
[TABLE]
where the above equality holds up to a positive constant, or equivalently
[TABLE]
Let us introduce the fractional Sobolev space
[TABLE]
endowed with the natural norm
[TABLE]
For the convenience of the reader, we recall the following embeddings:
Theorem 2.1**.**
[19]** Let and . Then there exists a sharp constant such that for any
[TABLE]
Moreover, is continuously embedded in for any and compactly in for any .
We also have a Lions-compactness type lemma.
Lemma 2.1**.**
[21]** Let . If is a bounded sequence in and if
[TABLE]
for some , then in for all .
Now, we give the variational framework of problem (1.7). Using the change of variable , we are led to consider the following problem
[TABLE]
For any , we introduce the fractional space
[TABLE]
endowed with the norm
[TABLE]
Let us introduce
[TABLE]
for any . We define the minimax level
[TABLE]
where
[TABLE]
It is standard to check that possesses a mountain pass geometry. Indeed, and . Using (1.6) and Theorem 2.1, we get for any
[TABLE]
so there exist , such that for . From , we can see that for any
[TABLE]
Finally, in view of (1.6), we can note that there exists such that for any
[TABLE]
Since satisfies mountain pass geometry, we can use the homogeneity of to prove that can be alternatively characterized by
[TABLE]
where . Moreover, for any , there exists a unique such that . The maximum of the function for is achieved at ; for more details see [40].
3. the autonomous problem when
In this section we establish an existence result for the autonomous problem associated with (1.7). Let us consider the following subcritical autonomous system
[TABLE]
We set endowed with the norm
[TABLE]
Let us introduce the functional defined as
[TABLE]
Let
[TABLE]
where
[TABLE]
We begin by proving the following useful lemma.
Lemma 3.1**.**
Let be a sequence such that and . Then we have either
- (i)
, or 2. (ii)
there exist a sequence and such that
[TABLE]
Proof.
Assume that is not true. Then, for any , we get
[TABLE]
By Lemma 2.1, we can deduce that
[TABLE]
This fact and (1.6) give
[TABLE]
Hence, using , (1.5) and (3.2) we obtain
[TABLE]
which implies that holds. ∎
Theorem 3.1**.**
The problem (3.1) admits a weak solution.
Proof.
It is clear that has a Mountain Pass geometry, so, in view of Theorem in [40], we can find a sequence such that
[TABLE]
By (1.5), we can see that
[TABLE]
which implies that is bounded in . Consequently, thanks to Theorem 2.1, we may assume that
[TABLE]
This fact and allow us to deduce that .
Now, we assume that and . Then, using as test function, where , and recalling that for any , we can see that
[TABLE]
where we used the fact that on and on .
Accordingly, in . Now, we know that is -homogeneous, so using conditions and , and applying the Mean Value Theorem, we can deduce that . In view of , we can see that is a solution to in , for some constant . Hence, using a Moser iteration argument (see for instance Proposition in [20] or Theorem in [6]) we can prove that , which implies that . Then and are bounded, and by applying Proposition in [36] we have . From the Harnack inequality [12], we get in .
At this point, we can show that . Indeed, taking into account , (1.5) and using Fatou’s Lemma, we get
[TABLE]
which yields .
Secondly, we consider the case or . If , we can use and (1.5) to see that
[TABLE]
that is . Analogously, we can prove that implies . Therefore, if or , we have .
Since and is continuous, we can deduce that . Then, in view of Lemma 3.1, we can find a sequence and constants such that
[TABLE]
Let us define . Then, using the invariance of by translation, we can infer that and . Since is bounded in , we may assume that in , and in , for some which is a critical point of .
Thus, in view of (3.3), we have
[TABLE]
which implies that or . Arguing as before, we can obtain that both and are not identically zero. This ends the proof of theorem. ∎
4. compactness properties
In this section we study the compactness properties of the functionals . Firstly, we introduce some notation which we will use in the sequel.
If , we define the functional by setting
[TABLE]
and we denote by the ground state level of , that is
[TABLE]
where . If , we set .
Now, we prove some useful lemmas which allow us to deduce a fundamental compactness result for .
Lemma 4.1**.**
Suppose that and let . Let be a Palais-Smale sequence for at the level such that in . If in , then .
Proof.
Let be a sequence such that . We begin by proving the following claim:
Claim . Assume by contradiction that there exists such that
[TABLE]
Since is bounded in , we get , which together with (1.5) yields
[TABLE]
Using the fact that we have
[TABLE]
Putting together (4.2) and (4.3) we obtain
[TABLE]
Now, we can see that for any there exists such that
[TABLE]
On the other hand, in view of Theorem 2.1, we know that and in for any . Taking into account this fact, , (4.4) and (4.5) we have
[TABLE]
Since , we can proceed as in the proof of Lemma 3.1 to deduce that there exist a sequence and constants such that
[TABLE]
Let us define . Then, we may assume that in , for some nonnegative functions and such that . From (4.7), it is easy to see that or . Moreover, arguing as in the proof of Theorem 3.1, we deduce that and are positive in . Then, using Fatou’s Lemma and (4.6) we get
[TABLE]
for any , and this gives a contradiction. Therefore we can infer that .
Now, it is convenient to distinguish the following cases.
Case 1 . Then, we may assume that for all .
From (1.5) we can see that
[TABLE]
so we deduce that .
Case 2 . Up to a subsequence, we may assume that . Furthermore we have
[TABLE]
Now fix . Taking into account (4.5), -homogeneity of , the boundedness of and , we can see that
[TABLE]
Putting together (4.8) and (4), and from the arbitrariness of we conclude that .
∎
Lemma 4.2**.**
Assume that . Let be a Palais-Smale sequence for at the level such that in . Then in .
Proof.
For any , we define
[TABLE]
where
[TABLE]
We note that if then and that .
Now, fixed , we can proceed as in the proof of Theorem 3.1 to see that is achieved in some couple where and are positive functions in .
Since we can take such that and for any fixed there exists such that
[TABLE]
We observe that if we can choose and large, and when we take both and sufficiently large.
If by contradiction in , we argue as in the proof of Lemma 4.1 and using (4.10) we deduce that . But this is impossible because we chose such that . Therefore we can conclude that in . ∎
Now, we are ready to give the proof of the following compactness result.
Theorem 4.1**.**
The functional constrained to satisfies the Palais-Smale condition at every level .
Proof.
Let be a sequence such that and . Then (see [40]) there exists such that
[TABLE]
where
[TABLE]
Hence
[TABLE]
and using (2.3) we deduce that . Then in the dual of .
Since the Palais-Smale of is bounded, we may assume that in , for some which is a critical point of .
Now, we set . From the weak convergence of and (1.6), we can apply the Brezis-Lieb Lemma and the splitting Lemma (see for instance Lemma 4.7 in [37]), to deduce that
[TABLE]
and
[TABLE]
Since , we can see that
[TABLE]
which implies that .
Now, if we assume that , by Lemma 4.1 it follows that in , that is in . In the case , we can apply Lemma 4.2 to deduce that in . ∎
Arguing as in the above theorem, it is easy to prove that the following result holds true.
Corollary 4.1**.**
The critical points of constrained to are critical points of in
5. barycenter map and multiplicity of solutions to (2.2)
In this section, our main purpose is to apply the Ljusternik-Schnirelmann category theory to prove a multiplicity result for system (2.2). In order to obtain our main result, we first give some useful lemmas.
Lemma 5.1**.**
Let and be such that . Then there exists such that the translated sequence
[TABLE]
has a subsequence which converges in . Moreover, up to a subsequence, is such that .
Proof.
Since and , we can argue as in the proof of Proposition 3.1 to deduce that is bounded. Let us observe that since . Therefore, as in the proof of Lemma 3.1, we can find a sequence and constants such that
[TABLE]
which implies that
[TABLE]
where and .
Let be such that and set .
Using the change of variables we can see that
[TABLE]
Taking into account that , we can infer .
Now, the sequence is bounded since and are bounded and . Therefore, up to a subsequence, . Indeed . Otherwise, if , from the boundedness of , we get , that is in contrast with . Thus and up to a subsequence we have weakly in . Hence it holds
[TABLE]
From Theorem 3.1 we deduce that in , that is in .
Now we show that has a subsequence such that . Assume by contradiction that is not bounded, that is there exists a subsequence, still denoted by , such that .
Firstly, we deal with the case .
Since we can see that
[TABLE]
Applying Fatou’s Lemma, we deduce that
[TABLE]
which is impossible because the boundedness of and (1.6) yield
[TABLE]
Let us consider the case .
Since strongly in and , we have
[TABLE]
which leads to a contradiction.
Thus is bounded and, up to a subsequence, we may assume that . If then and we have
[TABLE]
Repeating the same argument developed in (5), we get a contradiction. Therefore we can conclude that . ∎
For any we set
[TABLE]
Let be a solution for (3.1) (which there exists in view of Theorem 3.1), and, for each , we define
[TABLE]
where is a non-increasing function satisfying if and if .
Let be the unique positive number such that
[TABLE]
Finally, we consider . Since and is compact, we can prove the following result.
Lemma 5.2**.**
The functional satisfies the following limit
[TABLE]
Proof.
Assume by contradiction that there exist , and such that
[TABLE]
We first show that . Let us observe that using the change of variable , if , it follows that and .
Then we have
[TABLE]
Now let assume that . By the definition of , and (1.5) we get
[TABLE]
Since in and for big enough, and , are continuous and positive in (see proof of Theorem 3.1) we obtain
[TABLE]
where . Taking the limit as in (5.7) we can deduce that
[TABLE]
which is a contradiction because of
[TABLE]
in view of the Dominated Convergence Theorem and Lemma 5 in [31].
Thus is bounded, and we can assume that . Clearly, if , by limitation of , the growth assumptions on , and (5.6), we can deduce that which is impossible. Hence .
Now, invoking the Dominated Convergence Theorem, we can see that as
[TABLE]
Then, taking the limit as in (5.6) we obtain
[TABLE]
Using the fact that we deduce that . Moreover, from (5) we have
[TABLE]
which is impossible thanks to (5.4). ∎
Now we are in the position to define the barycenter map. We take such that , and we consider given by
[TABLE]
We define the barycenter map as
[TABLE]
Lemma 5.3**.**
The functional satisfies the following limit
[TABLE]
Proof.
Suppose by contradiction that there exist , and such that
[TABLE]
Using the definitions of , , and the change of variable , we can see that
[TABLE]
Taking into account and the Dominated Convergence Theorem we can infer that
[TABLE]
which contradicts (5.9). ∎
At this point, we introduce a subset of by taking a function such that as , and setting
[TABLE]
Fixed , we conclude from Lemma 5.2 that as . Hence , and for any . Moreover, we have the following lemma.
Lemma 5.4**.**
[TABLE]
Proof.
Let as . For any there exists such that
[TABLE]
Therefore it is suffices to prove that there exists such that
[TABLE]
We note that from which we deduce that
[TABLE]
This yields . By Lemma 5.1 there exists such that for sufficiently large. By setting we can see that
[TABLE]
Since in and , we deduce that that is (5.10) holds. ∎
Now, we are ready to provide the proof of the first multiplicity result related to (1.7).
Proof of thm 1.1.
Given we can apply Lemma 5.2, Lemma 5.3 and Lemma 5.4 to find some such that for any , the diagram
[TABLE]
is well-defined and is homotopically equivalent to the embedding . By the definition of and taking sufficiently small, we may assume that satisfies the Palais-Smale condition in . Therefore, standard Ljusternik-Schnirelmann theory [40] provides at least critical points of restricted to . Using the arguments in [11] we can see that . From Corollary 4.1 and the arguments contained in the proof of Theorem 3.1 we can conclude that , and is a solution to (2.2). ∎
6. Proof of Theorem 1.2
In this last section we deal with the nonlocal system in the critical case. As in the Section , we consider the following autonomous critical system
[TABLE]
and define the energy functional
[TABLE]
and its ground state level
[TABLE]
Now, we denote by
[TABLE]
In the next lemma, we prove an interesting relation between and .
Lemma 6.1**.**
It holds
[TABLE]
Moreover, if realizes , then realizes where and are such that .
Proof.
Let be a minimizing sequence for . Let and two positive numbers which will be chosen later. Taking and in the quotient (6.2), we have
[TABLE]
We note that
[TABLE]
and we consider the function defined as
[TABLE]
Then it is easy to verify that achieves its minimum at the point and in particular
[TABLE]
Taking and in (6.3) such that we get
[TABLE]
which gives
[TABLE]
Now, in order to conclude the proof, we consider a minimizing sequence for . Let us define , where is such that
[TABLE]
Using Young’s inequality and (6.7) we can see that
[TABLE]
Therefore, by (6.5), (6) and we can deduce that
[TABLE]
The end of the proof is obtained by passing to the limit in the above inequality. ∎
Next, we prove the ”critical version” of Lemma 3.1.
Lemma 6.2**.**
Let be a Palais-Smale sequence for at the level and . Then, one of the following conclusions holds:
- (i)
, or 2. (ii)
there exist a sequence and constants such that
[TABLE]
Proof.
Assume that does not hold. Then, for any , we get
[TABLE]
Using lemma 2.1 it follows that
[TABLE]
and in view of (1.6) we can see that .
Since is bounded we have . Then we obtain
[TABLE]
which implies that there exists such that
[TABLE]
Since we can use (6.9) to deduce that . By the definition of we get
[TABLE]
which gives . Now, if we obtain which provides a contradiction. Thus and holds true. ∎
Now we prove that the critical autonomous system admits a nontrivial solution.
Theorem 6.1**.**
The problem (6.1) has a weak solution.
Proof.
Since has a Mountain Pass geometry, there exists such that
[TABLE]
We aim to show that
[TABLE]
Indeed, once proved (6.10), we can repeat the same arguments developed in the proof of Theorem 3.1 and applying Lemma 6.2 instead of Lemma 3.1, we deduce the existence of a weak solution to (6.1). By the definition of it is enough to prove that there exists such that
[TABLE]
Let such that . Then, in view of Lemma 6.1 we can deduce that
[TABLE]
Fix a cut-off function such that , on and on , where denotes the ball in of center at origin and radius .
For let us define , where
[TABLE]
is a solution to
[TABLE]
and is a suitable positive constant depending only on and .
Now we set
[TABLE]
By performing similar calculations to those in [34] (see Propositions and ), we can see that
[TABLE]
[TABLE]
and
[TABLE]
Thus, by , we can note that
[TABLE]
where , and
[TABLE]
Let us denote by be the maximum point of . Since we have
[TABLE]
Using the fact that is increasing in , we can see that
[TABLE]
Now, recalling that for any and , we can obtain that
[TABLE]
On the other hand and the Mountain Pass geometry of imply that there exists such that
[TABLE]
that is can be estimated from below by a constant independent of .
Then we have
[TABLE]
where are independent of and .
Now we distinguish the following cases:
If then . Hence, by (6.12) and (6.13), we can see that
[TABLE]
Taking into account we get the thesis for small enough.
When then and in particular , so from (6.12) and (6.13) we deduce that
[TABLE]
which implies (2.3) because of .
If and then . Therefore we have
[TABLE]
and we obtain the conclusion for sufficiently small in light of .
If and , we argue as before and using (6.13) we get
[TABLE]
Then we can find large enough such that for any and small it holds
[TABLE]
Putting together the above estimates we can infer that for any sufficiently small
[TABLE]
∎
Since we are interested in weak solutions of (1.8), we consider the re-scaled system
[TABLE]
Thus, the corresponding functional is given by
[TABLE]
Clearly, the critical points of belong to the Nehari manifold
[TABLE]
and the ground state level is given by
[TABLE]
As made in the previous sections, the Palais-Smale condition for the functional is related to and . Then, as in Section , when , we define the limit functional by setting
[TABLE]
and its ground state level
[TABLE]
If we set .
Since the map is positively -homogeneous, the arguments developed in Section permit to deduce a compactness result for the functional . More precisely, following the lines of the proofs of Theorem 4.1 and Corollary 4.1, replacing Lemma 3.1 by Lemma 6.2, we can prove that the next result holds.
Theorem 6.2**.**
The functional constrained to satisfies the -condition at any level . Moreover, critical points of constrained to are critical points of in .
We conclude this section giving our second multiplicity result. Since many calculations made in Section can be easily adapted in this context, we present only a sketch of the proof.
Proof of Theorem 1.2.
We proceed as in the proof of Theorem 1.1. Fix and choose such that if and if . Let be the solution of (6.1) given by Theorem 6.1. For any , we define
[TABLE]
and we introduce the map , where is the unique positive number satisfying
[TABLE]
As in Section , we can see that
[TABLE]
Moreover, denoted by the function defined in Section we can define the barycenter map given by
[TABLE]
Then it is easy to check that
[TABLE]
and
[TABLE]
where
[TABLE]
and satisfies as .
Consequently, there exists such that for any the diagram
[TABLE]
is well defined and is homotopically equivalent to the embedding . Therefore . From Theorem 6.2 and we may suppose that is so small such that satisfies the Palais-Smale condition in . Then the proof goes as in the subcritical case by using Ljusternik-Schnirelmann theory. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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