The completed finite period map and Galois theory of supercongruences
Julian Rosen

TL;DR
This paper develops a Galois theory for supercongruences by constructing an analogue of the motivic period map, enabling the systematic discovery and proof of supercongruences with an accompanying algorithm and software.
Contribution
It introduces a novel Galois theory for supercongruences by formalizing an analogy with periods and constructing a corresponding period map and algorithm.
Findings
Constructed a motivic period map analogue for supercongruences
Developed an algorithm to find and prove supercongruences
Provided software implementation of the algorithm
Abstract
A period is a complex number arising as the integral of a rational function with algebraic number coefficients over a rationally-defined region. Although periods are typically transcendental numbers, there is a conjectural Galois theory of periods coming from the theory of motives. This paper formalizes an analogy between a class of periods called multiple zeta values, and congruences for rational numbers modulo prime powers (called supercongruences). We construct an analogue of the motivic period map in the setting of supercongruences, and use it to define a Galois theory of supercongruences. We describe an algorithm using our period map to find and prove supercongruences, and we provide software implementing the algorithm.
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The completed finite period map and Galois theory of supercongruences
Julian Rosen
Abstract.
A period is a complex number arising as the integral of a rational function with algebraic number coefficients over a rationally-defined region. Although periods are typically transcendental numbers, there is a conjectural Galois theory of periods coming from the theory of motives. This paper formalizes an analogy between a class of periods called multiple zeta values, and congruences for rational numbers modulo prime powers (called supercongruences). We construct an analogue of the motivic period map in the setting of supercongruences, and use it to define a Galois theory of supercongruences. We describe an algorithm using our period map to find and prove supercongruences, and we provide software implementing the algorithm.
1. Introduction
1.1. Periods
A period is a complex number given by the integral of a rational function with algebraic number coefficients, over a region in defined by finitely many inequalities between polynomials with rational coefficients. Many familiar constants are periods, e.g.
[TABLE]
The set of all periods is a countable subring of containing the algebraic numbers. Although periods are typically transcendental numbers, the theory of motives predicts that a version of Galois theory should hold for periods (see [And09]). The motivic Galois action has been studied in depth for a class of periods called multiple zeta values [Bro12a], which we now define.
Recall that a composition is a finite ordered list of positive integers. The weight and depth of are and , respectively. For a composition satisfying , we define the multiple zeta value by the convergent infinite series
[TABLE]
For every composition , we have
[TABLE]
where if and otherwise. This iterated integral expression shows that multiple zeta values are periods.
1.2. Supercongruences
This paper develops a connection between periods and prime power divisibility properties of rational numbers. A supercongruence is a congruence between rational or -adic numbers modulo a power of a prime . We consider families of supercongruences holding for all primes at once, up to finitely many exceptions. For example, in 1979 Apéry [Apé79] proved that is irrational. The proof involved a sequence of rational approximations to , whose denominators are given by the integers
[TABLE]
now called the Apéry numbers. It is known [CCC80] that the Apéry numbers satisfy the supercongruence for every prime . In our setting, we view the prime-indexed sequence as a finite analogue of a period.
Finite truncations of the multiple zeta value series (1.1) are called multiple harmonic sums, and we write
[TABLE]
Many supercongruences are known for multiple harmonic sums, especially in the case , with a prime. Residue classes of multiple harmonic sums modulo (or sometimes modulo powers of ) are called finite multiple zeta values, and they have received considerable attention in recent years (e.g. see the recent works [IKT14][Mur15][MS16][Ono16][Oya15][SW15][SW16][Zha15]).
A useful technique for proving supercongruences is to relate terms to multiple harmonic sums. For example, consider the central binomial coefficient , which has interesting arithmetic properties. It is not difficult to show that
[TABLE]
Many series expansions related to (1.2) are given by the author in [Ros16].
1.3. -adic multiple zeta values
The bridge between periods and supercongruences comes from a -adic analogue of the multiple zeta values. These -adic numbers record the action of the crystalline frobenius on the motivic unipotent fundamental group of ([DG05], §5.28). There is a construction in terms of the Coleman integral due to Furusho [Fur04, Fur07]. The -adic multiple zeta values are expected to satisfy the same algebraic relations as the real multiple zeta values, along with the additional relation .
A remarkable formula (stated as Theorem 2.1 below), conjectured by Hirose and Yasuda [Yas14] and independently discovered and proved by Jarossay [Jar16a] expresses the multiple harmonic sum as a -adically convergent infinite linear combination of -adic multiple zeta values. As a consequence, any -adically convergent series involving multiple harmonic sums can we rewritten as series involving -adic multiple zeta values. For example, (1.2) can be used to derive a series representation
[TABLE]
in terms of -adic multiple zeta values.
1.4. Motivic periods
The Galois theory of periods is conditional on algebraic independence statements for periods. To obtain an unconditional theory, one replaces by an abstractly-defined ring , called a ring of formal (or motivic) periods. One also defines a linear pro-algebraic group , and an action of on . The motivic period map is then a ring homomorphism taking a motivic period to an actual (complex) period. The Grothendieck period conjecture for is the statement that is injective, and if this is the case one gets an action of on (see [HMS17], Chapter 12).
The multiple zeta values are the periods of mixed Tate motives over [Bro12a]. Here the corresponding motivic period ring is , the ring of motivic multiple zeta values. This is a commutative -algebra spanned by elements . In addition to a period map taking to , for each prime there is also a -adic period map , taking to [Yam10]. While is conjectured to be injective, is not because it kills . If we write , the induced map
[TABLE]
is conjectured to be injective [Yam10]. We write for the image of in .
1.5. Results
1.5.1. The completed finite period map
We construct an analogue of the period maps and in the setting of finite periods. We need to consider infinite sums of powers of multiplied by -adic multiple zeta values (for example (1.3)), so the domain of is , the ring of formal Laurent series over in a variable (here acts as a formal version of an unknown prime ). The codomain of is the quotient ring
[TABLE]
The rings and are complete with respect to a topologies arising from decreasing filtrations, given by
[TABLE]
Definition 1**.**
The completed finite period map is the unique continuous ring homomorphism
[TABLE]
satisfying and .
In [Ros16] the author introduces a subalgebra of called the MHS algebra, consisting of elements that admit -adic series expansion of a certain shape involving multiple harmonic sums, generalizing (1.2). A precise definition of the MHS algebra is given below as Definition 3.1. The MHS algebra contains many “elementary” quantities (various sums of binomial coefficients, generalizations of the harmonic numbers, etc.), some of which are listed in Theorem 3.2 below.
The following result is Theorem 3.3 below.
Theorem 2**.**
The image of is precisely the MHS algebra.
We also formulate an analogue of the period conjecture, which says that is compatible with the filtrations on its domain and codomain in the following strong sense.
Conjecture 3** (Period conjecture).**
The period map satisfies
[TABLE]
for all . In particular, is injective.
The truth of Conejcture 3 would give a completely algorithmic way to prove supercongruences between elements of the MHS algebra. We describe the algorithm in Section 4. We also provide software implementing the algorithm, which we describe in Appendix A.
Another consequence of Conjecture 3 would be a Galois theory of supercongruences. In Section 5 we define the Galois theory of supercongruences, and in Section 6 we give some explicit computations. We apply the Galois theory to give an (unconditional) proof of a supercongruence for factorials.
2. The completed finite period map
In this section we construct the completed finite period map.
2.1. -adic multiple zeta values
The unipotent fundamental groupoid of has the structure of a motivic groupoid [Del02]. This means that for each , , there are various pro-algebraic varieties , called realizations, corresponding to different cohomology theories. We will make use of the de Rham, Betti, and crystalline realizations:
[TABLE]
Through the use of tangential basepoints, (2.1) make sense when and are tangent vectors at [math] or . We write (resp. ) for the unit tangent vector at [math] in the positive direction (resp. the unit tangent vector at in the negative direction).
For any commutative -algebra , we may identify the -points of with the set of group-like elements of , the Hopf algebra of formal power series in non-commuting variables and . The straight line path from [math] to determines an element , and under the Betti-de Rham comparison isomorphism
[TABLE]
maps to an element of . In power series associated with , the coefficient of
[TABLE]
is .
Every vector bundle on with unipotent connection has a canonical trivialization, which determines an element . Via the de Rham-crystalline comparison isomorphism, the crystalline frobenius gives an automorphism of
[TABLE]
The image of under is an element of . For each composition , the -adic multiple zeta value is defined so that the coefficient of
[TABLE]
in is . It is a result of Yasuda that for every composition ,
[TABLE]
The following formula expresses the multiple harmonic sum as an infinite series involving -adic multiple zeta values.
Theorem 2.1** ([Jar16a], Theorem 1.2).**
For every composition , there is a -adically convergent infinite series identity
[TABLE]
Here is the Pochhammer symbol.
Note: our normalization for differs from that in [Jar16a] by a factor of .
2.2. The target ring
In [Ros15], the author defined a finite analogue of the multiple zeta function. The codomain of this map was a complete topological ring related to the finite adeles. Here we consider this ring with inverted. Define111The integral version of this ring was denoted in [Ros15]. Here we adopt the notation of [Jar16b] to avoid conflict with the use of for the ring of motivic multiple zeta values modulo .
[TABLE]
We equip with a decreasing, exhaustive, separated filtration:
[TABLE]
The subsets form a neighborhood basis of [math] for a topology, making into a topological ring. This ring is complete because it is the quotient of the complete, first countable ring with the uniform topology (i.e., the sets are a neighborhood basis of [math]) modulo a closed ideal.
Convergence in is distinct from -adic convergence. A sequence , , converges to if and only if for every positive integer , there exists such that for all the supercongruence
[TABLE]
holds for all but finitely many . The finite set of primes for which the congruence fails may depend on , so convergence in does not imply that converges -adically to for any at all. An example is
[TABLE]
Then for every , but in (and in fact is the constant sequence [math]).
The ring is non-Archimedean, so an infinite series converges if and only if the terms go to [math] (that is, for every integer , all but finite many terms in the series are in ). Concretely, if , we have , where
[TABLE]
2.3. The period map
Let be the ring of motivic multiple zeta values (see [Bro12a]). It is a commutative -algebra spanned by elements , called motivic multiple zeta values. We consider the quotient , and write for the image of in . For each prime , there is a -adic period map , taking to .
We construct a new period map, with target . The domain of our period map is the ring of formal Laurent series
[TABLE]
over . Like , the ring is complete with respect to the decreasing filtration
[TABLE]
The integrality result (2.2) implies that for , so that for every . This means infinite linear combinations of terms with rational coefficients converge in provided that the terms satisfy .
Definition 2.2** (Period map).**
The completed finite period map is the continuous ring homomorphism
[TABLE]
The map take into . We expect that is compatible with the filtrations in a stronger sense, which would be an analogue of the Grothendieck period conjecture. The conjecture takes the following form.
Conjecture 2.3** (Period conjecture).**
For every integer ,
[TABLE]
In particular, is injective.
Conjecture 2.3 is equivalent to the statement that for every non-zero element
[TABLE]
the -adic number
[TABLE]
which a priori is an element of for all sufficiently large, is actually in for infinitely many .
Definition 2.4**.**
Let be a composition. The motivic multiple harmonic sum is the following element of :
[TABLE]
Formula (2.3) implies that
[TABLE]
3. The MHS algebra
A useful technique for proving supercongruences, used by the author in [Ros16], is to express a quantity that appears in terms of multiple harmonic sums. For example, consider the hypergeometric sum
[TABLE]
It is known that satisfies a recurrence relation of length , which can be found with Zeilberger’s algorithm. For , we can compute
[TABLE]
A product of multiple harmonic sums with the same limit of summation can be written as a linear combination of multiple harmonic sums with the same limit, for example . This is the so-called series shuffle or stuffle product. If we expand out the fourth power in (3.3) this way and concatenate a at the beginning of each of the resulting compositions, we find that there are integer coefficients and compositions with , such that
[TABLE]
It is not hard to compute the first few terms to obtain
[TABLE]
Now we can, for example, combine (3.5) with results of [Zha08] to get a supercongruence for in terms of Bernoulli numbers:
[TABLE]
We can combine (3.4) with (2.3) to obtain an expression for in terms of -adic multiple zeta values. The expression has many terms, but can be simplified using known relations among -adic multiple zeta values to obtain a series that starts
[TABLE]
Expansions like (3.4) are possible in a variety of other cases. The author makes the following definition in [Ros16]:
Definition 3.1**.**
The MHS algebra is the subset consisting of elements such that there exist rational numbers , integers going to infinity, and compositions , all independent of , such that
[TABLE]
Concretely, this is equivalent to the condition that for every integer , the congruence
[TABLE]
holds for all sufficiently large (note that the sum of the right hand side of (3.9) is finite).
We sometimes abuse notation slightly and say that a quantity (depending on ) is in the MHS algebra when we mean is in the MHS algebra. The computation (3.3) shows that the hypergeometric sum is in the MHS algebra.
For each integer , the quotient is has the cardinality of the continuum. However, modulo , an element of the MHS algebra can be described by a finite amount of data, hence the image of the MHS algebra in is countable. It perhaps surprising, then, to find that many familiar elementary quantities are in the MHS algebra. The following theorem records a few examples.
Theorem 3.2** ([Ros16]).**
The following quantities are in the MHS algebra:
- •
the multiple harmonic sum , where has positive leading coefficient and is a composition,
- •
the -restricted multiple harmonic sum
[TABLE]
where has positive leading coefficient,
- •
the binomial coefficient , for fixed polynomials with positive leading coefficient,
- •
the Apéry numbers and , where
[TABLE]
- •
For fixed , , the sum
[TABLE]
We prove the following result.
Theorem 3.3**.**
The image of is exactly the MHS algebra.
Proof.
Suppose is in the MHS algebra, and let , , and be as in Definition 3.1. Then the infinite sum
[TABLE]
converges in , and we have .
Conversely, let
[TABLE]
be an arbitrary element of , with , with , and compositions. Yasuda [Yas] has shown that the sum of the terms in (2.3) with all , ranging over all compositions , generate the space of multiple zeta values modulo . Jarossay ([Jar16b], Proposition 3) has shown this implies that for each , there exist rational coefficients and compositions with and , such that
[TABLE]
Then we have
[TABLE]
so that is in the MHS algebra. ∎
Remark 3.4*.*
In [Ros16], we also consider the weighted MHS algebra, which consists of elements for which there is an expansion (3.8) satisfying for all . The weight-adic completion of admits a diagonal embedding
[TABLE]
The proof of Theorem 3.3 also shows that the image of is the weighted MHS algebra.
3.1. Motivic lifts
Definition 3.5**.**
Suppose is a quantity depending on . A motivic lift of is an element such that .
Proposition 3.3 implies an element of admits a motivic lift if and only if it is in the MHS algebra. Conjecture 2.3 would imply that motivic lifts are unique.
The motivic multiple harmonic sum is a motivic lift of . We can use to write down motivic lifts of other elements of the MHS algebra. For example, if are integers, we have an expression for the binomial coefficient.
[TABLE]
We define the motivic binomial coefficient to be
[TABLE]
Note that each factor in the denominator is an element of with constant term , so is invertible.
In some cases it is difficult to write down a motivic lifts in closed form, but we can compute arbitrarily many terms with the aid of a computer. This is the case for a class of nested sums of binomial coefficients. We illustrate with an example. Suppose we encounter the quantity
[TABLE]
in a supercongruence. Through some manipulations, it can be shown that (3.11) is in the MHS algebra, though the expression is messy. With the help of a computer we find that the first few terms of a motivic lift of (3.11) are
[TABLE]
In other words we have
[TABLE]
To be explicit, the general recipe to write down a motivic lift of an element of the MHS algebra is as follows: given an element of the MHS algebra
[TABLE]
a motivic lift of is given by
[TABLE]
4. An algorithm for proving supercongruences
The author’s work [Ros16] gives an algorithm for finding and proving supercongruences between elements of the MHS algebra. Here, we state a version of this algorithm using motivic lifts.
Suppose we would like to prove a supercongruence
[TABLE]
where and are in the MHS algebra.
- (1)
We can find positive integers , , rational coefficients and , integers and , and compositions and such that for all sufficiently large ,
[TABLE] 2. (2)
Use (2.7) to compute
[TABLE]
modulo . This is a finite computation, and modulo there are unique representatives and of (4.2) living in whose degree in is at most . 3. (3)
Use some source of relations between motivic multiple zeta values (e.g. use the multiple zeta value data mine [BBV10]) to check whether . If so, we have found a proof of (4.1). If not, the truth of Conjecture 2.3 would imply that (4.1) fails for infinitely many .
We provide software implementing this algorithm, which is described in Appendix A.
5. Galois theory of supercongreunces
The motivic Galois group of the category of mixed Tate motives over is an affine pro-algebraic group defined over , which acts on the ring . We let fix to get an action of on . The truth of Conjecture 2.3 would imply the action descends to the MHS algebra. Specifically, the action of on the MHS algebra is computed as follows.
- •
Given an element of the MHS algebra and , find a motivic lift ,
- •
let act on to get , and
- •
apply to get back an element of the MHS algebra.
In the absence of Conjecture 2.3, the result could depend on the choice of lift .
There are some computational challenges.
- (1)
Given an element of the MHS algebra, it is sometimes difficult to write down an expansion in terms of MHS in closed form. 2. (2)
The group does not have a distinguished coordinate system, so describe the action of on requires many arbitrary choices. 3. (3)
The result of the group action is an element of defined by an infinite linear combination of -adic multiple zeta values, and it is not obvious whether this linear combination can be described combinatorially, e.g. as a sequence of rational numbers defined by nested sums.
6. Computations in depth 1
Here, we explicitly compute the Galois action on elements of the MHS algebra in depth , that is, elements for which an expansion (3.8) may be chosen with for all . Equivalently these are the elements whose lift in may be chosen to be depth . We write for the subalgebra of generated by depth motivic multiple zeta values. As an algebra, is freely generated by .
6.1. The group
The motivic Galois group for mixed Tate motives decomposes as a semi-direct product
[TABLE]
where is a free pro-unipoten with one generator of degree for each odd . To describe an action of on a ring is equivalent to the following:
- •
an action of on , or equivalently, a -grading on , and
- •
a collection of locally nilpotent derivations , such that reduces degrees by .
The action is constructed [Bro12b]. The generators are not canonical, but their images in the abelianization of are canonical. The action of on factors through the abelianization, so we will not need to make any choices.
We describe the action of on . The grading is by weight, so that has degree . The derivations are -linear, and satisfy
[TABLE]
In other words, with respect to the algebra basis , acts by partial differentiation with respect to . For and , we write for the image of under the action of . The grading is concentrated in non-negative degrees, so projection onto degree [math] part is a ring homomorphism. We denote the degree [math] part of an element by . The action extends to an action of the multiplicative monoid , and is the image of under . Thus if we have an algebraic formula for , we obtain by setting .
6.2. Power sums
First we consider the power sum multiple harmonic sums .
Proposition 6.1**.**
For positive integers and , we have
[TABLE]
In addition we have .
Proof.
The motivic power sum is
[TABLE]
We act by and apply to obtain
[TABLE]
It follows from [Was98] (Theorem 1) that the right hand side above is
[TABLE]
The second part of the claim is immediate from (6.1). ∎
Next we compute the derivations.
Proposition 6.2**.**
For positive integer , , with odd, we have
[TABLE]
Proof.
Immediate from (6.1). ∎
6.3. Elementary symmetric sums
Here we consider the elementary symmetric multiple harmonic sums
[TABLE]
Remark 6.3*.*
The association is a homomorphism for the series shuffle product ([Jar16a], Theorem 1). For example, we have , and the corresponding identity holds for the motivic lifts. Newton’s formula relates the elementary symmetric and power sum symmetric functions, and these relations also hold for the elementary symmetric and power sum motivic multiple harmonic sums.
Proposition 6.4**.**
For positive integers , , we have
[TABLE]
In addition we have .
Proof.
Newton’s formula for symmetric functions shows we can write as a polynomial in the depth sums, independent of . The result now follows from Proposition 6.1 and Remark 6.3. The second claim follows similarly. ∎
We similarly get a “finite” formula for the derivations.
Proposition 6.5**.**
For positive integer , , with odd, we have
[TABLE]
Proof.
The proof is induction on . For this is true because both sides are [math].
Suppose . Newton’s formula for symmetric functions implies
[TABLE]
We compute
[TABLE]
The left-hand sum is
[TABLE]
The right-hand sum is
[TABLE]
The result now follows by adding these two sums together and observing that the coefficient of is
[TABLE]
∎
6.4. Binomial coefficients
Next we compute the Galois action on the binomial coefficients , which are in MHS algebra.
First, define
[TABLE]
with motivic lift
[TABLE]
Proposition 6.6**.**
Fix a positive integer and a positive integer . Then
[TABLE]
In addition, we have .
Proof.
We compute
[TABLE]
The second part of the claim follows from the expression for in terms of the elementary symmetric sums . ∎
Proposition 6.7**.**
For a positive integer and , we have
[TABLE]
In addition, we have .
Proof.
First we observe that
[TABLE]
It follows that
[TABLE]
The second part of the claim follows by setting . ∎
We can also compute how the derivations act on binomial coefficients.
Proposition 6.8**.**
For positive integers , , and , with odd, we have
[TABLE]
Proof.
Proposition 6.5 and (6.2) imply
[TABLE]
Finally, we have
[TABLE]
∎
6.5. Products of factorials
For a positive integer, we do not expect is in the MHS algebra. However, if are positive integers and are arbitrary integers satisfying , then the product
[TABLE]
is in the MHS algebra: we can divide the -th term by to express (6.3) as
[TABLE]
We get a motivic lift by replacing each term with .
Proposition 6.9**.**
For a positive integer, we have
[TABLE]
Additionally we have .
Proof.
This is straightforward to derive from (6.4) and Proposition 6.6. ∎
Proposition 6.10**.**
For odd, we have
[TABLE]
Proof.
We compute
[TABLE]
where on the second line we observed that each summand telescopes, and on the last line we have used that . ∎
6.6. A supercongruence for factorials
We end with an alternate proof of a known supercongruence for factorials. Our proof uses the derivations .
Theorem 6.11** (Granville [Gra97], Proposition 5).**
Suppose , , and assume that
[TABLE]
for . Then for all primes sufficiently large,
[TABLE]
Proof.
Let be the motivic lift of the left hand side of (6.5) coming from (6.4). By Proposition 6.10, we have for . Proposition 6.8 implies for all , so we conclude for all . It follows that
[TABLE]
We obtain the desired result by applying . ∎
Appendix A Software
We provide software for computing motivic lifts and for verifying supercongruences. The software is written in Python 2.7, and is available at
https://sites.google.com/site/julianrosen/mhs.
The software can express multiple harmonic sums interms of -adic multiple zeta values using a chosen basis.
a = Hp(1,3,2)
a.disp()
a.mzv()
[TABLE]
The software will also compute expansions for other elements of the MHS algebra, for example the Apéry numbers.
a = aperybp()
a.disp()
a.mzv(err=8)
[TABLE]
The optional argument err=8 says we only want an expansion modulo . We can also compute expansions for -restricted multiple harmonic sums whose limit of summation is polynomial in .
a = H_poly_pr([1,-2,2], (1,2))
a.disp()
a.mzv(err=4)
[TABLE]
We can also deal with various other nested sums. For example, suppose we are interested in the sum
[TABLE]
a = (BINN(0,0)**2*nn(-1)*nn(-2)).sum(1,-2).e_p()
a.mzv()
[TABLE]
Acknowledgements
We thank Jeffrey Lagarias for many helpful suggestions.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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