This paper proves the Bounded Height Conjecture for general semiabelian varieties by analyzing line bundles directly, overcoming previous obstructions related to quotients and Poincaré reducibility.
Contribution
It introduces a new approach using families of line bundles to establish the conjecture for all semiabelian varieties, extending prior results.
Findings
01
Proves the Bounded Height Conjecture for all semiabelian varieties.
02
Develops a method based on line bundles to handle complex quotients.
03
Overcomes previous obstructions related to Poincaré reducibility.
Abstract
The Bounded Height Conjecture of Bombieri, Masser, and Zannier states that for any sufficiently generic algebraic subvariety of a semiabelian Q-variety G there is an upper bound on the Weil height of the points contained in its intersection with the union of all algebraic subgroups having (at most) complementary dimension in G. This conjecture has been shown by Habegger in the case where G is either a multiplicative torus or an abelian variety. However, there are new obstructions to his approach if G is a general semiabelian variety. In particular, the lack of Poincar\'e reducibility means that quotients of a given semiabelian variety are intricate to describe. To overcome this, we study directly certain families of line bundles on G. This allows us to demonstrate the conjecture for general semiabelian varieties.
Equations487
max{0,s−codimG(H)}<dim(Y)
max{0,s−codimG(H)}<dim(Y)
C(Σ,hL,ε)={x∈G(Q)∣∃a∈Σ,b∈G(Q):x=a+b and hL(b)≤εmax{1,hL(a)}}.
C(Σ,hL,ε)={x∈G(Q)∣∃a∈Σ,b∈G(Q):x=a+b and hL(b)≤εmax{1,hL(a)}}.
hπH∗L′(x)=0
hπH∗L′(x)=0
ϕ∈VQ=HomQ(G,G′)=Hom(G,G′)⊗ZQ;
ϕ∈VQ=HomQ(G,G′)=Hom(G,G′)⊗ZQ;
h(ϕk)∗L′(x)≤δhL(x)+c(δ)
h(ϕk)∗L′(x)≤δhL(x)+c(δ)
VQ=HomQ(Gm2,Gm)×HomQ(E2,E),
VQ=HomQ(Gm2,Gm)×HomQ(E2,E),
V=Hom(Gm2,Gm)×Hom(E2,E)
V=Hom(Gm2,Gm)×Hom(E2,E)
0
0
0
0
φ∗:Extk1(B,Gmt)⟶Extk1(A,Gmt)
φ∗:Extk1(B,Gmt)⟶Extk1(A,Gmt)
φ∗:Extk1(A,Gmt)⟶Extk1(A,Gmt′)
φ∗:Extk1(A,Gmt)⟶Extk1(A,Gmt′)
0
0
Hom(G,G′)⟶Hom(T,T′)×Hom(A,A′),φ⟼(φtor,φab),
Hom(G,G′)⟶Hom(T,T′)×Hom(A,A′),φ⟼(φtor,φab),
{(φtor,φab)∈Hom(T,T′)×Hom(A,A′)∣(φtor)∗ηG=(φa)∗ηG′ in Extk1(A,T′)}.
{(φtor,φab)∈Hom(T,T′)×Hom(A,A′)∣(φtor)∗ηG=(φa)∗ηG′ in Extk1(A,T′)}.
No public reviews on file for this paper yet. If you reviewed it on a platform where reviews are public (OpenReview, ICLR, NeurIPS, ICML), you can paste yours below so the community can read it here.
Videos
No videos yet. Explain this paper in a talk, walkthrough, or lecture? Add one.
Full text
The Bounded Height Conjecture for Semiabelian Varieties
The Bounded Height Conjecture of Bombieri, Masser, and Zannier states that for any sufficiently generic algebraic subvariety of a semiabelian Q-variety G there is an upper bound on the Weil height of the points contained in its intersection with the union of all algebraic subgroups having (at most) complementary dimension in G. This conjecture has been shown by Habegger in the case where G is either a multiplicative torus or an abelian variety. However, there are new obstructions to his approach if G is a general semiabelian variety. In particular, the lack of Poincaré reducibility means that quotients of a given semiabelian variety are intricate to describe. To overcome this, we study directly certain families of line bundles on G. This allows us to demonstrate the conjecture for general semiabelian varieties.
2010 Mathematics Subject Classification:
11G50 (primary), and 14K15, 14G40 (secondary)
This work was supported by an Ambizione Grant of the Swiss National Science Foundation.
A generalization of the classical Manin-Mumford conjecture is the following theorem, which was proven by Raynaud [51, 52] for abelian varieties, by Laurent [39] for algebraic tori, and by Hindry [26] in general. We recall that a semiabelian variety G over a field k is a connected smooth algebraic k-group that is the extension of an abelian variety by a torus.
Theorem 1**.**
Let G be a semiabelian variety over Q with torsion points Tor(G)⊆G(Q). For any algebraic subvariety X of G, there are finitely many connected algebraic subgroups Gi of G and finitely many torsion points xi∈Tor(G) such that ⋃i=1n(Gi+xi) is the Zariski closure of X∩Tor(G).
More recently, another type of intersections in semiabelian varieties has been widely studied. These intersections are with algebraic subgroups instead of torsion points. Of course, investigating the intersection of X with a single such subgroup is a dreary task. However, very interesting phenomena appear when intersecting X⊆G with the countable union G[s] of all algebraic subgroups having codimension ≥s for some fixed integer s.
Since the pioneering work of Bombieri, Masser, and Zannier [5] in this direction, two choices of s are of paramount importance. If s=dim(X)+1, an algebraic subgroup H⊂G of codimension ≥s usually does not meet X at all. The intersection X∩G[s] may nevertheless be dense in the Zariski topology – even in generic cases. If X is not contained in a proper algebraic subgroup of G, conjectures of Pink [50] and Zilber [68] imply that this never happens. Such statements about “unlikely intersections” are still unsettled problems, on which the reader finds a comprehensive overview in [67]. This article treats the other important and related case where s=dim(X). In this case, a generic subgroup H⊂G of codimension ≥s intersects X already in finitely many points, and X∩G[dim(X)] can be dense with respect to the Zariski topology of X. The gist of the Bounded Height Conjecture (BHC) stated below is that the Weil height of the Q-points in X∩G[dim(X)] should be nevertheless bounded from above.
In order to state this conjecture, we have to introduce some additional notions to tackle also non-generic cases. A closed irreducible subvariety Y⊆G is called s-anomalous if there exists a connected algebraic subgroup H⊆G satisfying
[TABLE]
and a point y∈Y(Q) such that Y⊆H+y (i.e., Y is contained in a translate of H). In this situation, we say that Y is associated with H. By X(s) we mean the union of all positive dimensional closed irreducible s-anomalous subvarieties contained in X. It is a corollary of Kirby’s work [30] that X(s) (resp. X∖X(s)) is a Zariski closed (resp. Zariski open) subset of X (cf. [12, Proposition 2.6]). In addition, a proof allowing to determine X(s) effectively was given by Bombieri, Masser, and Zannier [6] for tori and carried over to abelian varieties by Rémond [55].
Let now G be a semiabelian variety over Q and X a closed irreducible subvariety of G. To be able to work with heights, we choose a compactification G of G (i.e., an open immersion G↪G such that G is proper). Let L be a line bundle on G of G. Finally, let hL:G(Q)→R be a Weil height associated with L. We can now state the
Bounded Height Conjecture (BHC).The height hL is bounded from above on the set (X∖X(dim(X)))(Q)∩G[dim(X)](Q).
This conjecture was first proposed by Bombieri, Masser, and Zannier [6] in the case where G is an algebraic torus. Even before this, they had provided a proof if G is an algebraic torus and X is a curve [5]. The extension of their conjecture from tori to semiabelian varieties is merely formal and can be found in Habegger’s article [23], where a proof of the BHC for abelian varieties is given. It is also envisaged in [12, Théorème 1.4]. This extension is in fact natural as semiabelian varieties have proven to be the right object for many standard conjectures in diophantine geometry (e.g. Manin-Mumford, Mordell-Lang, Bogomolov). In addition, they appear naturally as Jacobians of semistable curves (cf. [8, Example 9.2.8]) like abelian varieties do for smooth curves so that they still retain a connection with the original study of rational points on curves. We also mention intermediate results in the direction of the BHC given by Bombieri, Masser, and Zannier [7], Maurin [42, 43], Viada [59], and Zannier [66]. Finally, let us indicate that the conjecture becomes quite generally false if dim(X) is replaced with any s<dim(X).
In parallel to his work on the BHC for abelian varieties, Habegger [24] obtained a complete proof of the conjecture for tori. Regarding the general case of the BHC, no further progress was made since his two breakthrough articles [23, 24]. In fact, several additional problems precluded further generalizations up to now. These problems originate from the “mixed” nature of semiabelian varieties (i.e., the additional structures induced by the non-triviality of the extension constituting the semiabelian variety). The aim of this article is to solve these problems. Its main result, Theorem 2 below, yields the BHC in general. In line with [23], we actually prove a stronger version of the BHC here. To announce it, we introduce certain “height cones”; for each subset Σ⊂G(Q) and each real number ε>0, we define such a height cone by setting
[TABLE]
Theorem 2**.**
Let G be a semiabelian variety and G a compactification endowed with an ample line bundle L. Furthermore, let X be a closed subvariety of G. In addition, assume that G, G, L, and X are defined over Q. Let hL be a Weil height associated with L. For each integer s, there exists some ε>0 such that hL is bounded from above on (X∖X(s))(Q)∩C(G[s](Q),hL,ε).
The above Theorem 2 is proven in the course of Section 7. We sketch the proof to compare our approach with the one of Habegger from [23, 24]. However, not all new obstructions are yet present in this case (see Section 8 and the more involved Example 32 in particular).
Ignoring some preliminary reductions (Section 7.1), the proof consists of three major steps, which we outline successively in the following.
In the first step (Section 7.2), we pass from algebraic subgroups H to a family of Q-line bundles parameterized by bounded subsets K in a (subcone of a) finite-dimensional Q-vector space VQ. This means that with each point ϕ∈VQ is associated an element of PicQ(Gϕ)=Pic(Gϕ)⊗ZQ for some compactification Gϕ of G, which usually depends itself on ϕ. Subsequently, we use the boundedness of K to approximate its members by finitely many Q-line bundles on various compactifications of G (Lemma 25). In order to reduce book-keeping to a minimum while still presenting the main new ideas, we let E be an elliptic curve and assume for now that G is the extension of E2 by a 2-dimensional torus Gm2. Even more, we consider only 2-dimensional subgroups H⊂G[2] that are extensions of E by a 1-dimensional torus Gm.
To start with, we replace the subgroups H⊂G[2] under consideration by their associated quotients πH:G→G′=G/H. A point x∈G(Q) lies on a subgroup H if and only if it is contained in the kernel of πH. One can choose compactifications G, G′ of G, G′, an algebraic map πH:G→G′ extending πH, and an ample line bundle L′ on G′ such that x∈ker(πH) implies
[TABLE]
where hπH∗L′:G(Q)→R is the Néron-Tate height associated with the line bundle πH∗L′ (see Section 3 for this notion).
Let us first consider exclusively the case where G is the trivial extension Gm2×E2. All quotients of G are then likewise trivial extensions; this allows us to restrict to surjective homomorphisms φ:G→G′=Gm×E. Any such homomorphism extends to an algebraic map φ:GΓ(φtor)→G′=P1×E for some “graph” compactification GΓ(φtor) of G (see Construction 7). Fixing once and for all an ample line bundle L′ on G, each φ∈V=Hom(G,G′) yields a line bundle φ∗L′∈Pic(GΓ(φtor)). Homogenity allows us to associate also a Q-line bundle ϕ∗L′ with each quasi-homomorphism
[TABLE]
to be precise, we have ϕ∗L′∈PicQ(GΓ(n⋅ϕtor))=Pic(GΓ(n⋅ϕtor))⊗ZQ with n being a denominator of φ (i.e., n is an integer such that n⋅ϕ∈Hom(G,G′)). In this way, we obtain a Q-line bundle for each point of V. Let V∘⊂V be the subset of “surjective” quasi-homomorphisms (i.e., those elements ϕ∈HomQ(G,G′) for which there exists an integer n≥1 such that n⋅ϕ is a surjective homomorphism G→G′).
For our purposes, some manipulation of homomorphisms (cf. Lemma 24) allows to further restrict to a bounded subset K⊂V∘ such that the distance between K and V∖V∘ (with respect to any linear norm on V) is strictly positive. This allows us to eventually arrange for the following assertion, which corresponds to our Lemmas 25 and 26: For each δ>0, there exist finitely many “surjective” quasi-homomorphisms ϕ1,…,ϕK∈V∘ and a constant c(δ)>0 such that, for every x∈H⊂G[2](Q) with H as above, we have
[TABLE]
for some k∈{1,…,K}. Comparing this inequality with (3), we notice that passing to a finite family of Q-line bundles worsens the bound but that the dependence on hL(x) can be curbed by choosing δ sufficiently small. So far, this is just Habegger’s argument as in [23, 24], although the focus in his work is more on HomQ(G,G′) than on the associated Q-line bundles on compactifications of G.
Every split semi-abelian variety can be essentially treated in this way, relying solely on quasi-homomorphisms. For general extensions G∈Ext1(E2,Gm2), however, a shift to Q-line bundles instead of quasi-homomorphism becomes essential. Indeed, the quotients of such a semiabelian variety G regularly fall into infinitely many different isogeny classes; compare the footnote on p. 8 for the simpler case Ext1(E,Gm2). This means that a basic premise of Habegger’s approach is not satisfied for general extensions. In fact, repeating the above procedure does not lead to finitely many line bundles. Consequently, it does not yield an inequality like (4) with a uniform constant c(δ). To circumvent this problem, we define suitable Q-line bundles directly on G. These should generalize pullbacks of line bundles along quasi-homomorphisms.
There are some indications on how to write down such line bundles. First, it is a well-known fact that a homomorphism φ between semiabelian varieties is describable in terms of the induced homomorphism φtor between their maximal subtori and the induced homomorphism φab between their underlying abelian varieties (see Lemma 1). In the situation above, it is hence natural to consider a family of Q-line bundles parameterized by the Q-vector space
[TABLE]
though not every pair (ϕtor,ϕab)∈V comes from an actual quasi-homomorphism between semiabelian varieties. Second, a result of Knop and Lange [33, Theorem 2.1] states that linearized line bundles on compactifications of G retain a “product-like” shape even if G is a non-trivial extension and there is no section G→Gm2 of the inclusion Gm2↪G.
The already mentioned results of Section 2 (especially Construction 6) allow us to define for each (φtor,φab) in
[TABLE]
a compactification GΓ(φtor) of G, which only depends on (the graph of) φtor:Gm2→Gm, and a Q-line bundle L(φtor,φab) on GΓ(φtor). For each homomorphism φ:G→G′ with restriction φtor:Gm2→Gm to maximal subtori, there furthermore exists an extension φ:GΓ(φtor)→G′ such that φ∗L′=L(φtor,φab) for some ample line bundle L′ on G′. The line bundles L(φtor,φab) play a prominent role in our proof, generalizing the pullbacks φ∗L′ from the split case G=Gm2×E2. Surprisingly, there is neither need for a homomorphism φ:G→G′ nor for a semiabelian variety G′ to define them. Naturally, some checking is necessary to guarantee that they simulate pullbacks along homomorphisms sufficiently well (see e.g. Lemmas 10, 11 and 12).
For the next two steps of the proof, we can revert to the general case of Theorem 2. In the second step of the proof (Section 7.3), we establish two concurring height bounds similar to [23, 24]. However, the non-homogenity of the canonical height on semiabelian varieties, which decomposes into a linear and a quadratic part, is yet another problem. A sensible choice of line bundles is needed to counterbalance this in the height estimates (cf. the proof of Lemma 26). The first of the two said height bounds is similar to (4). The second opposing height bound is a consequence of Siu’s numerical bigness criterion ([58, Corollary 1.2]). To apply Siu’s criterion, we need to estimate two types of intersection numbers related to the line bundles L(φtor,φab) and the Zariski closure of X in GΓ(φtor) (Lemma 28). Subject to sufficiently strong estimates on these intersections numbers (as stated in Lemmas 29 and 30), we already finish the proof of Theorem 2 at this point by combining the two opposite height bounds.
In the third and last step of our proof (Section 7.4), we estimate these intersection numbers. Homogeneity, or the lack hereof, is once again an issue. Serious difficulties seem to arise when trying to obtain lower bounds on intersection numbers by counting torsion points as in [23, 24]. Although some technical tools such as [23, Proposition 3] were already written up more generally than strictly necessary in order to foster future generalizations, it is not clear whether this can be done at all. Therefore, we provide an alternative to this argument (Lemma 29) based on hermitian differential geometry (see also Sections 4 and 6 for details). In fact, this alternative is strikingly simple in the special case of abelian varieties treated in [23]. We obtain the sought-after lower bounds on intersection numbers by integrating appropriately chosen (1,1)-forms. These (1,1)-forms are defined in Section 5 as real interpolations of Chern forms associated with specific hermitian metrics on the line bundles L(φtor,φab). On the level of (1,1)-forms, balancing the different homogeneities of the “toric” and “abelian” contributions is an easy task (see e.g. our definition (66)).
Whereas the definition of the used (1,1)-forms and the verification of their basic properties is almost trivial for abelian varieties (Section 5.2), tori and hence general semiabelian varieties demand considerably more work (Section 5.1). The reason for this is that any invariant hermitian metric on the line bundles under consideration is merely continuous and leads to a singular Chern current supported on the maximal compact subgroup KG⊆G(C) (see e.g. [11, Lemme 6.3]). A singular Chern current being detrimental for the application of Ax’s Theorem [1] in Section 6, we have to work with a less natural non-invariant hermitian metric instead. For the Chern forms associated to such a metric, establishing some natural properties is a non-trivial task; the reader may compare the proof of Lemma 17 with the evident relation (39).
It should be mentioned that Chern forms were also used by Maurin [43], Rémond [55], and Vojta [62] to control intersections numbers appearing in diophantine geometry. In particular, both [43] – in the case of tori – and [62] – in the case of semiabelian varieties – endow line bundles with non-invariant hermitian metrics. Apart from this, it seems that the overlap of their work with our Sections 5 and 6 is rather narrow. It is nevertheless noteworthy that Ax’s Theorem plays an essential role here as it does in the work of Habegger [23, 24] and Rémond [55]. In contrast to Lemma 29, our proof of the supplementary upper bounds on intersection numbers in Lemma 30 uses algebraic intersection theory [17] to avoid problems steming from the non-compactness of G.
Finally, it should be mentioned that a previous announcement [36] stated a non-optimal version of the first step in the proof of Theorem 2. This included a non-effective compactness argument ([36, Lemma 2]), which is replaced here by the simpler Lemma 25. The improvement is due to the systematic avoidance of quasi-homomorphisms. Related to this is our Section 8. Not being logically necessary for the main proof, it illustrates why a direct use of quasi-homomorphisms as in [23, 24] proves difficult. Quintessentially, the surjective quasi-homomorphisms from a fixed semiabelian variety G to other semiabelian varieties are more or less parameterized by the Q-points of certain algebraic varieties (Theorem 3). However, these varieties are generally rather complicated. This is in stark contrast to the special cases of both tori and abelian varieties, where they are just affine linear spaces. Since the set of quotients, or dually the set of algebraic subgroups, of a fixed semiabelian variety G is interesting in various situations beyond the results of this article (e.g., in the Manin-Mumford conjecture or more generally in the Zilber-Pink conjectures), adding these findings here seemed beneficial to further investigations. To my knowledge, neither a statement like Theorem 3 nor an explicit non-rational counterexample as in Example 32 is anywhere mentioned, or even hinted at, in the literature so far.
It may well be that the general framework of our method (i.e., the use of bounded families of Q-line bundles in combination with real interpolations of Chern forms) gives also some leeway in problems where no group structure is present.
Notations and conventions.Algebraic Geometry (General). Denote by k an arbitrary field. By a k-variety, we mean a reduced scheme of finite type over k. By a subvariety of a k-variety we mean a closed reduced subscheme. Note that a subvariety is determined by its underlying topological space and we frequently identify both. The tangent bundle of a k-variety X is written TX and its fiber over a point x∈X(k) is denoted by TxX. Furthermore, Xsm denotes the smooth locus of X.
Meromorphic functions. For every k-variety X, we write KX for the sheaf of its meromorphic functions (cf. [41, Definition 7.1.13]). With each meromorphic function f∈Γ(X,KX), we associate the complement D(f) of its zero set (i.e., those points x∈X such that fx∈/mxOX,x).
Products and projections. For any product Y1×k⋯×kYm of algebraic varieties, we write pri (i=1,…,m) for the projection Y1×k⋯×kYm→Yi without further specification of the varieties Yi. This leads to multiple different usages of the same notation pri, sometimes close to each other. However, this should nowhere cause confusion if context is taken into account.
Algebraic groups. An algebraic k-group is a group scheme of finite type over Spec(k). We refer to [18, Exposé VIA] for the basic properties of algebraic k-groups. An algebraic k-subgroup of an algebraic k-group G is a k-subscheme H such that the group law of G induces a group law on H. Note that H is necessarily Zariski closed in G ([18, Corollaire VIA.0.5.2]) and of finite type over Spec(k). Left-multiplication by an element g∈G(k) is written lg:G→G. More generally, we use the same notation lg for the left-multiplication with respect to an action G×X→X.
A split k-torus is an algebraic k-group that is isomorphic to some direct product of copies of multiplicative groups Gm. A k-torus is an algebraic group G such that its base change Gksep to the separable closure ksep of k is a split torus. A linear k-algebraic group is an algebraic k-group whose underlying scheme is both affine and connected.
For fixed algebraic k-groups G1 and G3, the isomorphism classes of Yoneda extensions
[TABLE]
form an abelian group Extk1(G1,G3) with respect to Baer summation (cf. [49, Section I.3]).
We write [n]G for the multiplication-by-n map on any commutative algebraic group G. The notation ⋅G:G×G→G is used for the group law of G and eG:k→G denotes the identity of G. We omit the reference to G in these notations when this group can be inferred from context. We write A∨ for the dual abelian variety associated with an abelian variety A. Pulling back line bundles along a homomorphism φ:A→B induces a homomorphism φ∨:B∨→A∨ of the associated dual abelian varieties.
Line bundles and linearizations. Line bundles are denoted by capital italic letters L,M,… whereas the corresponding calligraphic letters L,M,… are reserved for the invertible sheaves formed by their sections. The line bundle dual to L is written L∨. In the situation where we have an algebraic group G acting on a scheme X, we use Mumford’s definition of G-linearization ([46, Definition 1.6]) for general OX-modules. For an invertible sheaf L on X, a G-linearization corresponds to an action ϱ:G×L→L such that the projection L→X is G-equivariant. We refer to [46, Section 1.3] for details. Given a G-linearized line bundle (L,ϱ) we write (L,ϱ)⊗n for the line bundle L⊗n with the T-linearization induced by ϱ. If φ:H→G is a homomorphism from another algebraic group H, Y a scheme with H-action and f:Y→X a φ-equivariant algebraic map, we write f∗(L,ϱ) for the line bundle f∗L with the induced H-linearization. For a G-equivariant closed immersion ι:Y↪X, we also write (L,ϱ)∣Y instead of ι∗(L,ϱ).
Chern classes. With a line bundle L on a projective variety, we associate a first Chern class c1(L) in the sense of [17]; we refer the reader to there for an exposition on the basic properties of Chern classes and the basic intersection theory we are using. We denote by [X] the k-cycle class associated with an irreducible algebraic variety X of dimension k (in some ambient projective variety).
Complex points and analytifications. Throughout this article, we choose once and for all an embedding Q↪C. For every Q-variety X, we consider its complex points X(C) as a complex (analytic) space (see [19] for this notion), the analytification of X. By our above convention on varieties, X(C) is in fact reduced.
Complex spaces, differential forms, and currents. Let S be a reduced complex (analytic) space. Recall that this means that S is locally biholomorphic to a closed analytic subvariety V in a complex domain U⊂Cn. A function f on S is smooth (resp. holomorphic, meromorphic) if, for each such sufficiently small local chart, it is the restriction of a smooth (resp. holomorphic, meromorphic) function on U. In the same way, we use local charts to define plurisubharmonic functions on S as restrictions.
Similarly, a smooth differential form ω on S is a differential form on the smooth locus Ssm of S with the following additional property: S can be covered by local charts V⊂U⊂Cn as above such that for each such chart the differential form ω∣Vsm is the restriction of a smooth differential form on U. There are also well-defined linear operators d and dc=i/2π(∂−∂) on the smooth differential forms on S. For each local chart V⊂U⊂Cn, these are simply the restrictions of the operators of the same name on Cn. A differential form ω on S is called closed (resp. exact) if dω=0 (resp. there exists a differential form ω′ on S such that dω′=ω).
A line bundle L over S is a complex analytic space over S such that S can be covered by open subsets U with L∣U=U×C. A smooth hermitian metric on L is a smooth (in the above sense) function ∥⋅∥:L→R whose restriction to each fiber over S is a hermitian metric. With such a metric, we can define a Chern form c1(L,∥⋅∥) in the usual way; if s:U→L is a non-zero holomorphic section over some open subset U⊂S, we set c1(L,∥⋅∥)∣U=ddc(−log∥s∥). This construction yields a smooth differential form c1(L,∥⋅∥) on S.
1. Preliminaries on Semiabelian Varieties
1.1. Basics
Recall that a semiabelian variety G over k is a connected smooth algebraic k-group that is the extension
[TABLE]
of an abelian variety A by a torus T. Any homomorphism from a smooth linear algebraic group to an abelian variety is the zero homomorphism (see e.g. [13, Lemma 2.3]). Therefore, any smooth linear algebraic subgroup of G must be contained in T. It follows that T is the maximal smooth linear algebraic subgroup of G. We hence call Tthe toric part of G and G→G/T=A (or just A) the abelian quotient of G. For a semiabelian variety G over k, we write ηG for the Yoneda extension class in Extk1(A,T) described by (6). Each homomorphism φ:A→B (resp. φ:T→S) of abelian varieties (resp. tori) induces a pullback φ∗:Extk1(B,T)→Extk1(A,T) (resp. a pushforward φ∗:Extk1(A,T)→Extk1(A,S)).
The Weil-Barsotti formula (see [49, Section III.18] or the appendix to [45]) gives a canonical identification Extk1(A,Gm)=A∨(k). If T is split (i.e., T=Gmt) we make frequent use of the identify Extk1(A,Gmt)=Extk1(A,Gm)t=(A∨)t(k). The pullback
[TABLE]
along a homomorphism φ:A→B corresponds to the t-fold product φ∨×⋯×φ∨ of the dual morphism φ∨:B∨→A∨. Pushforwards also allow a simple description. Indeed, let φ:Gmt→Gmt′ be the homomorphism described by φ∗(Yv)=∏u=1tXuauv in standard coordinates X1,…,Xt (resp. Y1,…,Yt2) on Gmt (resp. Gmt′). Then, the pushforward
[TABLE]
corresponds to the homomorphism (A∨)t→(A∨)t′ sending (η1,…,ηt) to (∑u=1tauvηu)1≤v≤t′.
As for abelian varieties, one calls two semiabelian varieties G,G′ isogeneous if there exists an isogeny G→G′ (i.e., a surjective homomorphism G→G′ with finite kernel). Evidently, the multiplication-by-n homomorphism [n] of a semiabelian variety is an isogeny. As for abelian varieties, this yields an equivalence relation on semiabelian varieties.
Finally, we note that quotients as well as smooth algebraic subgroups of a semiabelian variety are themselves semiabelian varieties (cf. [9, Corollary 5.4.6]). In particular, the algebraic subgroups appearing in Theorem 2 are all semiabelian varieties because a well-known result of Cartier ([18, Corollaire VIB.1.6.1]) states that all algebraic k-groups are smooth if k has characteristic [math].
1.2. Homomorphisms and quasi-homomorphisms
We recall the fundamental result on homomorphisms between semiabelian varieties.
Lemma 1**.**
Let G (resp. G′) be a semiabelian variety over k such that A (resp. A′) is the abelian quotient and T (resp. T′) is the toric part of G (resp. G′). For any homomorphism φ:G→G′ there exist unique homomorphisms φtor:T→T′ and φab:A→A′ such that
[TABLE]
is a homomorphism of exact sequences. Furthermore, the induced map
[TABLE]
is an injective homomorphism with image
[TABLE]
This lemma is well-known in the literature (see e.g. [2] or [60]). In fact, the existence of a pair (φab,φtor) follows directly from the fact that any map from a smooth linear algebraic group to an abelian variety is zero ([13, Lemma 2.3]) and its uniqueness is obvious. The remaining assertions can be shown by standard homological algebra in the category of commutative algebraic k-groups, which is abelian by a result of Grothendieck [18, Théorème VIA.5.4.2]. By the snake lemma, the homomorphism φ is surjective (resp. an isogeny) if and only if both φtor and φab are surjective (resp. isogenies). All of this is contained in [56, Chapter VII], described in a pre-schematic language.
In the situation of Lemma 1 we call φtor (resp. φab) the toric (resp. abelian) component of φ. In addition, we say that φ is represented by the pair (φtor,φab) and, conversely, that (φtor,φab) represents φ. We state an immediate consequence of Lemma 1 for later reference as a separate lemma.
Lemma 2**.**
Assume that k is algebraically closed. Let G be a semiabelian variety over k with abelian quotient A and toric part Gmt. For every homomorphism φtor:Gmt→Gmt′ and every isogeny φab:A→B there exists a semiabelian variety G′ over k and a homomorphism φ:G→G′ represented by (φtor,φab).
Proof.
Write (φtor)∗ηG=(η1′′,⋯,ηt′′′)∈(A∨)t′(k). Since φab∨:B∨→A∨ is an isogeny (cf. [47, Remark (3) on p. 81]), there exist ηi′∈B∨(k) such that ηi′′=φab∨(ηi′). Let G′ be the semiabelian variety described by ηG′=(η1′,…,ηt′′)∈(B∨)t′(k)=Extk1(B,Gmt′). As (φtor)∗ηG=(φab)∗ηG′, there exists a homomorphism φ:G→G′ representing (φtor,φab) by Lemma 1.
∎
We need to work also with quasi-homomorphisms of semiabelian varieties. First of all, note that for any semiabelian varieties G and G′ the Z-module Hom(G,G′) of homomorphisms is torsion-free. Indeed, this is true for both tori and abelian varieties so that we may infer the general case from Lemma 1. By quasi-homomorphisms we mean the elements of HomQ(G,G′)=Hom(G,G′)⊗ZQ. In analogy to actual homomorphisms, each quasi-homomorphism is denoted in the form ϕ:G→QG′. By tensoring (10) with Q, we can also associate with each quasi-homomorphism ϕ:G→QG′ uniquely a toric component ϕtor:T→QT′ and an abelian component ϕab:A→QA′. With each quasi-homomorphism ϕ:G→QG′ we can associate a “kernel up to torsion” ker(ϕ)+Tors(G) in the following way: Let n be a denominator of ϕ (i.e., n⋅ϕ∈Hom(G,G′)) and set ker(ϕ)+Tors(G)=ker(n⋅ϕ)+Tors(G).
Additionally, we say that ϕ is surjective if n⋅ϕ is. These definitions are clearly independent of the chosen denominator n. Albeit a quasi-homomorphism ϕab∈HomQ(A′,A) does not induce a pullback as in (7), it gives rise to a homomorphism
[TABLE]
Similarly, a quasi-homomorphism ϕt∈HomQ(Gmt,Gmt′) induces a homomorphism
To compactify semiabelian varieties we use a well-known construction proposed by Serre (cf. [57, Section 3.2] and Serre’s appendix in [64]). Let G be a semiabelian variety over k with split toric part T=Gmt and abelian quotient A.111Using descent along a finite Galois extension of k′/k (compare [8, Example 6.2.B]) such that Tk′ splits, one can get rid of the splitting assumption a posteriori but we do not need this generality. Furthermore, let T be a T-equivariant compactification of T. This means that we are given a dense open immersion T↪T with T a proper k-variety and that there is an extension ⋅T:T×T→T of the group law ⋅T:T×T→T. We endow G×kT with the T-action given by
[TABLE]
on S-points. It is well-known that the (categorical) quotient GT=G×kT/T in the category of k-schemes exists and is a proper k-variety (see e.g. [16, 32]). In fact, there exists a (finite) Zariski covering {Ui} of A together with compatible T-equivariant trivializations ϕi:Ui×AG→Ui×kT over each Ui. The isomorphisms
[TABLE]
determine sections tij∈Γ(Ui∩Uj,T). The variety G can be described as a gluing of these trivial T-torsors by means of the Čech cocycle {tij}∈Hˇ1({Ui},T). (In fact, {tij} is also the cocycle describing ηG∈(A∨)t(k)=Extk1(A,T) in the Barsotti-Weil formula.) Via the extension ⋅T of the group law ⋅T, the same Čech cocycle {tij} determines also a gluing of the k-varieties Ui×kT, yielding a proper k-variety X and a projection π:GT→A. There is a canonical map p:G×kT→GT over A such that its base change
[TABLE]
coincides with the action
[TABLE]
under the identification Ui×AG=Ui×kT described by ϕi. Neither GT nor p depends on the Zariski covering {Ui} as the above is compatible with any further refinement. In addition, the G-action given by the group law +G:G×G→G extends uniquely to an action G×GT→GT.
If (M,ϱ:T×kM→M) is a T-linearized line bundle on T, we endow G×kM with a T-action in a way similar to (12) and form the quotient G(M,ϱ)=G×kM/T. Repeating the above procedure, it is easy to infer that G(M,ϱ) is a line bundle over GT. One checks also a compatibility G(M⊗M′,ϱ⊗ϱ′)≈G(M,ϱ)⊗G(M′,ϱ′) with tensor products.
Lemma 3**.**
Let (M,ϱ) be an ample T-linearized line bundle on T and N an ample line bundle on A. Then, the line bundle G(M,ϱ)⊗π∗N (resp. G(M,ϱ)) is ample (resp. nef).
Proof.
By [40, Example 1.2.22], the line bundle M⊗3k is normally generated for sufficiently large integers k. This allows us to apply [32, Theorem 3.5], which yields that G(M,ϱ)⊗3k⊗π∗N⊗3k=(G(M,ϱ)⊗π∗N)⊗3k is normally generated222We use this notion as in [32, 48]. In particular, it is not required that GT is normal. and hence very ample (cf. [48, p. 38] for this final implication).333The author thanks Friedrich Knop for acknowledging a gap in the proof of [32, Lemma 1.7] and for pointing out this argument.
For nefness, let C be a proper curve in GT. We already know that G(M,ϱ)⊗k⊗(π∗N)=G(M⊗k,ϱ⊗k)⊗(π∗N) is ample for any integer k≥1. Hence, the degree of the [math]-cycle class
[TABLE]
is positive for any k (see e.g. [17, Lemma 12.1]). Dividing by k and taking the limit k→∞, we obtain
[TABLE]
which means that G(M,ϱ) is nef.
∎
We are interested in the behavior of the above constructions with regard to homomorphisms. For this, let φ:G→G′ be a homomorphism of semiabelian varieties with toric component φtor:T→T′ as in (9). In addition, let T (resp. T′) be a T-equivariant (resp. T′-equivariant) compactification of T (resp. T′) so that φtor extends to a φtor-equivariant map φtor:T→T′. Endowing G×kT (resp. G′×kT′) with a T-action (resp. T′-action) as in (12), the φtor-equivariant map φ×kφtor:G×kT→G′×kT′ induces a map φ:GT→GT′′. Let now (M,ϱ) be a T′-linearized line bundle on T′. We have φ∗G′(M,ϱ)≈G(φtor∗(M,ϱ)); for the line bundle G×kφtor∗M is the pullback of G′×kM along φ×kφtor and the induced map G×kφtor∗M→G′×kM is φtor-equivariant.
In these considerations, the case where φ is the multiplication-by-n homomorphism [n]G for a semiabelian variety G with toric part T is of particular importance. To avoid pathologies, some further technical requirements on both the T-equivariant compactification T and the T-linearizable line bundle M should be met. First, an extension of [n]T to a map [n]T:T→T should exist for each integer n. (Such an extension is unique by separatedness.) Under this condition, there is an extension φ=[n]G:GT→GT of [n]G by the last paragraph. Second, there should be a T-equivariant isomorphism [n]T∗M≈M⊗∣n∣. If this is satisfied, the last assertion of the preceding paragraph specializes to [n]G∗G(M,ϱ)≈G([n]T∗(M,ϱ))≈G((M,ϱ)⊗∣n∣)≈G(M,ϱ)⊗∣n∣.
Before introducing the two types of compactifications to be employed in our proof of Theorem 2, we recall a further notion. Let T be a torus with T-equivariant compactification T. Pulling meromorphic functions back fabricates a T-linearization of KT. Denote by pr2:T×T→T the projection and by σ:T×T→T the T-action on T. A Cartier divisor D on T is called T-invariant if the pullbacks pr2∗D and σ∗D are equal. In this case, D gives rise to a T-invariant invertible subsheaf O(D) of KT. Hence, there is an induced T-linearization on O(D). We always mean this linearization when associating a T-linearized line bundle (L(D),ϱD) with a T-invariant Cartier divisor D. Note that this T-linearization on O(D) is uniquely characterized by the fact that its rational section 1∈KT(T) is T-invariant.
Any T-invariant Cartier divisor D on T yields naturally a Cartier divisor on GT. Indeed, assume that D is represented by (Vj,fj) with Zariski opens Vj⊂T. For each Zariski open Ui⊂A this gives a Cartier divisor on Ui×AGT=Ui×kT that is represented by (Ui×kVj,fj∘pr2). By T-invariance, these Cartier divisors glue together to a Cartier divisor G(D) on GT. Furthermore, it is easy to see that L(G(D)) is isomorphic to G(L(D),ϱD).
Construction 4** (Dt, (Mt,ϱt)).**
The torus Gm=Spec(k[X,X−1]) has a Gm-equivariant compactification ι1:Gm↪P1=Proj(k[Z1,Z2]) with ι1∗(Z2/Z1)=X. There is an extension [n]P1:P1→P1 of [n]Gm:Gm→Gm. Let E0 (resp. E∞) be the Gm-invariant Cartier divisor on P1 represented by
[TABLE]
For the torus T=Gmt, the map ιt=ι1×⋯×ι1:Gmt↪T=(P1)t gives a T-equivariant compactification. Denoting by pri:T=(P1)t→P1 the projection to the i-th component, we set Dt=∑1≤i≤tpri∗(E0+E∞) and Mt=O(Dt). By the above, there is a natural T-linearization ϱt=ϱDt on the associated line bundle Mt that acts trivially on its global section 1∈Mt(T). Furthermore, from the evident identity [n]T∗Dt=∣n∣⋅Dt of Cartier divisors we obtain an identity [n]T∗Mt=Mt⊗∣n∣ of OX-submodules of KT so that [n]T∗(Mt,ϱt)=(Mt,ϱt)⊗∣n∣.
Construction 5** (G, MG, G(Dt)).**
Given a semiabelian variety G having split toric part T=Gmt and abelian quotient π:G→A, we use the T-equivariant compactification ιt:Gmt↪(P1)t=T constructed above to obtain a smooth compactification G=GT with abelian quotient π:G→A. The T-invariant line bundle (Mt,ϱt) yields further a line bundle MG=G(Mt,ϱt) on G, which satisfies [n]G∗MG≈MG⊗∣n∣. In addition, the line bundle MG is associated with the Cartier divisor G(Dt).
We remark that this compactification also appears in [10, 11, 62, 63] and Serre’s appendix to [64].
Construction 6** (GΓ(φtor), MΓ(φtor), πΓ(φtor)).**
Assume given a semiabelian variety G with split toric part Gmt and abelian quotient π:G→A as well as a homomorphism φtor∈Hom(Gmt,Gmt′). Let Γ(φtor)⊂Gmt×Gmt′ be the graph of φtor and Γ(φtor) its Zariski closure in the (Gmt×Gmt′)-equivariant compactification (P1)t×(P1)t′.444The reader is warned that the Zariski closure Γ(φtor) is not normal, but that we also have no use for its normality. The projection to Gmt induces an identification Γ(φtor)=Gmt. In this way, Γ(φtor) can be considered as a Gmt-equivariant compactification of Gmt. As [n]Γ(φtor) is just the restriction of [n]Gmt×Gmt′, it clearly extends to Γ(φtor) because [n]Gmt×Gmt′ extends to (P1)t×(P1)t′. Therefore, there is an extension of [n]G to the “graph compactification” GΓ(φtor). To fix notations, we record a self-explanatory commutative diagram
[TABLE]
Construction 4 gives a Gmt′-linearized line bundle (Mt′,ϱt′) on (P1)t′. Its (Gmt×Gmt′)-linearized pullback pr2∗(Mt′,ϱt′) yields a line bundle MΓ(φtor)=GΓ(φtor)(pr2∗(Mt′,ϱt′)∣Γ(φtor)) on GΓ(φtor). Setting φtor=idGmt, this construction specializes to Construction 5 above (i.e., G≈GΓ(idGmt) with compatible MG≈MΓ(idGmt)).
For any non-zero integer n, we can relate (GΓ(φtor),MΓ(φtor)) with (GΓ(n⋅φtor),MΓ(n⋅φtor)). For this, we define G′ and G′′ to be the semiabelian varieties such that ηG′=(ηG,(φtor)∗ηG) and ηG′′=(ηG,(n⋅φtor)∗ηG) in Ext1(A,Gmt×Gmt′). The equivariant closed immersions Γ(φtor),Γ(n⋅φtor)⊂(P1)t×(P1)t′ yield closed immersions GΓ(φtor)⊂G′ and GΓ(n⋅φtor)⊂G′′. In addition, the finite morphism [1](P1)t×[n](P1)t′ yields a finite map ϑn:G′→G′′. As [1](P1)t×[n](P1)t′ restricts to a Gmt-equivariant birational map Γ(φtor)→Γ(n⋅φtor), ϑn restricts to a birational map ϑφtor,n:GΓ(φtor)→GΓ(n⋅φtor). Furthermore,
[TABLE]
In addition, there are the evident relations πΓ(φtor)=πΓ(n⋅φtor)∘ϑφtor,n, qΓ(φtor)=qΓ(n⋅φtor)∘ϑφtor,n and ιΓ(n⋅φtor)=ϑφtor,n∘ιΓ(φtor).
Construction 7** (φ:Gφtor→G′).**
We describe a subcase of Construction 6 for later reference, enlarging also the commutative diagram (13). In this case, we start with a homomorphism φ:G→G′ of semiabelian varieties with split toric parts T=Gmt and T′=Gmt′. We obtain a compactification GΓ(φtor) from Construction 6. Furthermore, the homomorphism φ induces now an even larger commutative diagram
[TABLE]
such that there is a decomposition φ=φ∘ιφ; the map φ:GΓ(φtor)→G′ here arises naturally as follows: the toric part φtor:Gmt→Gmt′ of φ extends to a φtor-equivariant map φtor:Γ(φtor)→(P1)t′, which is just a restriction of pr2:(P1)t×(P1)t′→(P1)t′. As described above, this induces a corresponding extension φ:GΓ(φtor)→G′ of φ:G→G′.
In addition, each line bundle MΓ(φtor) is a pullback φ∗MG′ for some homomorphism φ:G→G′ of semiabelian varieties. In fact, we can take ηG′=(φtor)∗ηG∈Ext1(A,Gmt′) and the homomorphism φ:G→G′ represented by (φtor,idA).
3. Heights
We consistently work with (logarithmic) Weil heights and refer to [27, Theorem B.3.6] for the main features of Weil’s height machinery. In short, it provides for each line bundle L on a projective Q-variety X a class of height functions hL:X(Q)→R such that any two height functions attached to (X,L) differ by a globally bounded function on X(Q).
Let G be a semiabelian variety over Q with toric part T and abelian quotient π:G→A. Assume also given a T-equivariant compactification T of the torus T and a T-linearized line bundle (M,ϱ) on T such that [n]T extends to [n]T:T→T and that there is an isomorphism [n]T∗(M,ϱ)≈(M,ϱ)⊗n. For our purposes, these conditions on T and (M,ϱ) are always satisfied. Additionally, we choose a symmetric line bundle N on A. We furnish GT with the line bundle L=G(M,ϱ)⊗π∗N, which is ample if both M and N are ample (Lemma 3). Weil’s height machinery supplies us with some height function hL:GT(Q)→R. The function hL is neither unique nor does it enjoy homogeneity properties like the Néron-Tate height of a symmetric line bundle on an abelian variety. However, the following lemma remedies this partially. We call a T-linearized line bundle T-effective if it has a T-invariant non-zero global section.
Lemma 8**.**
For any (M,ϱ) (resp. N) as above, there exists a function hG(M,ϱ):GT(Q)→R (resp. hπ∗N:GT(Q)→R) such that
(a)
∣hG(M,ϱ)−hG(M,ϱ)∣* (resp. ∣hπ∗N−hπ∗N∣) is globally bounded on G(Q),*
2. (b)
hG(M,ϱ)([n]x)=∣n∣hG(M,ϱ)(x)* (resp. hπ∗N([n]x)=n2hπ∗N(x)) for any x∈G(Q) and any integer n.*
3. (c)
Given a second T-linearized line bundle (M′,ϱ′) (resp. a symmetric line bundle N′ on A) as above, we have the additivity relations
[TABLE]
4. (d)
If (M,ϱ) (resp. N) is T-effective (resp. ample), then hG(M,ϱ)∣G(Q) (resp. hπ∗N) is non-negative.
Furthermore, hG(M,ϱ) (resp. hπ∗N) is uniquely characterized by (a) and (b).
It is natural to work with the unique hL=hG(M,ϱ)+hπ∗N instead of a non-canonical Weil height hL. By (a) of the above theorem, their difference is globally bounded on G(Q). As for abelian varieties, the zero set of hL coincides with the torsion points of G if both M and N are ample and (M,ϱ) is T-effective.
The assumption of T-effectivity in (d) cannot be relaxed to mere effectivity. In fact, assume that T=Gmt and let Qi, 1≤i≤t, be the line bundles on A such that ηG=(Q1,…,Qt)∈A∨(k)t=Extk1(A,T). For ϱ running through all possible T-linearizations of the trivial line bundle AT1, the line bundle G(AT1,ϱ) runs through π∗(Q1ki⊗⋯⊗Qtkt) for arbitrary integers ki, as a comparison of Čech cocycles shows. Except for this caveat, we do not need this and leave the verification to the interested reader.
Proof.
(a), (b): The first two assertions of the lemma as well as uniqueness can be inferred directly from [27, Theorem B.4.1] applied to G(M,ϱ) (resp. N). Indeed, [n]G∗G(M,ϱ)≈G(M,ϱ)⊗n by our assumption (compare Section 2) and [n]G∗π∗N≈π∗[n]A∗N≈π∗N⊗n2 since N is symmetric. (The result in [27] is stated for divisor classes on smooth varieties but it is also true for line bundles on general varieties with exactly the same proof. The reader may compare also [4, Lemma 9.2.4].)
(c): As G(M⊗M′,ϱ⊗ϱ′)≈G(M,ϱ)⊗G(M′,ϱ′), the global boundedness of ∣hG(M⊗M′,ϱ⊗ϱ′)−hG(M,ϱ)−hG(M′,ϱ′)∣ is a standard property of the Weil height. As (a) and (b) already characterize hG(M⊗M′,ϱ⊗ϱ′) uniquely, we infer the first equality in (c). The second one follows similarly.
(d): Similarly, one observes that hG(M,ϱ) (resp. hπ∗N) is non-negative if hG(M,ϱ) (resp. hπ∗N) is bounded from below on G(Q) (resp. GT(Q)). For the height hπ∗N, this is true because the ampleness of N implies that N and hence π∗N has empty base locus. By assumption, we have a T-invariant non-zero global section s:T→M. This gives rise to local sections si′=Ui×ks:Ui×AGT=Ui×kT→Ui×kM=Ui×AG(M,ϱ). Due to the T-invariance of s, the sections si′ glue together to a non-zero global section s′ of G(M,ϱ). Furthermore, T-invariance guarantees that sx generates Mx for every x∈T(Q). We infer that sx′ generates G(M,ϱ) for every x∈G(Q). Therefore the base locus of G(M,ϱ) is contained in GT∖G and hG(M,ϱ)∣G(Q) is bounded from below.
∎
In addition, we have a good functorial behavior of the heights hG(M,ϱ) and hπ∗N. To state precisely what this means, let G (resp. G′) be a semiabelian variety over Q with toric part T (resp. T′) and abelian quotient A (resp. A′). Take furthermore equivariant compactifications T and T′ so that φtor:T→T′ extends to a φtor-equivariant map φtor:T→T′. In this situation, we consider a T′-linearized line bundle (M,ϱ) on T′ such that there is a T′-equivariant isomorphism [n]T′∗(M,ϱ)≈(M,ϱ)⊗n. We also take a symmetric ample line bundle N on A′.
Lemma 9**.**
In the situation described in the above paragraph, let φ:G→G′ be a homomorphism with toric (resp. abelian) component φtor (resp. φab). For every x∈G(Q), we have then
[TABLE]
Proof.
This follows directly from the functorial behavior of the Weil height under pullback and the uniqueness assertion of Lemma 8.
∎
We note a further addendum to Lemma 8, which is specifically related to the line bundles MG and MΓ(φtor).
Lemma 10**.**
Let G a semiabelian variety with split toric part Gmt and abelian quotient π:G→A. For any φtor∈Hom(Gmt,Gmt′), the restriction of hMΓ(φtor):GΓ(φtor)(Q)→R to G(Q) is non-negative. In particular, the restriction of hMG to G(Q) is non-negative.
Proof.
In Construction 7, it is shown that each MΓ(φtor) is isomorphic to the pullback of a line bundle of the form MG′. Using Lemma 9, it hence suffices to prove the non-negativity of hMG. This is already in the literature (cf. [11, Lemme 3.9]), but we give the argument here for completeness because it is a direct consequence of Construction 4. The Cartier divisor Dt on Gmt is effective and Gmt-invariant so that the constant function 1∈K(P1)t((P1)t) gives rise to a Gmt-invariant global section of its associated line bundle (Mt,ϱt). In other words, (Mt,ϱt) is Gmt-effective and we can use Lemma 8 (d).
∎
Fix again a semiabelian variety G over Q with toric part Gmt and abelian quotient π:G→A. Furthermore, let G be a compactification of G and π:G→A its abelian quotient as in Construction 5. We want to estimate the difference between hMΓ(φtor) and hMΓ(φtor′) for two “close” homomorphisms φtor,φtor′∈Hom(Gmt,Gmt′). Simultaneously, we examine the corresponding “abelian” analogue. For this purpose, let A′ be a second abelian variety and N (resp. N′) an ample symmetric line bundle on A (resp. A′). We choose some linear norms ∣⋅∣ on Hom(Gmt,Gmt′) and Hom(A,A′) for quantification.555A natural choice of norm for Hom(A,A′), using the Rosati involution on A×A′, is introduced in [23, Section 4]. As there, however, we have no need to choose any particular norm.
Lemma 11**.**
In the above situation, there exist constants c1 and c2 depending only on G, N, t′, A′, N′ and the linear norms ∣⋅∣ on Hom(Gmt,Gmt′) and Hom(A,A′) such that the following assertions are true: For any pair (φtor,φtor′)∈Hom(Gmt,Gmt′)2 and any x∈G(Q), we have
[TABLE]
Similarly, we have
[TABLE]
for any pair (φab,φab′)∈Hom(A,A′)2.
Proof.
We prove first the inequality (15). The proof takes place on the “graph compactification” GΓ of G where Γ=Γ(φtor×φtor′)⊂(P1)t×(P1)t′×(P1)t′. We denote the projections corresponding to these three factors by pri (i=1,2,3). The projections (pr1×pr2)∣Γ:Γ→Γ(φtor) and (pr1×pr3)∣Γ:Γ→Γ(φtor′) are Gmt-equivariant and hence induce maps GΓ→GΓ(φtor) and GΓ→GΓ(φtor′), which both restrict to the identity on G. By Lemma 9, we obtain
[TABLE]
for any x∈G(Q). Similarly, we have
[TABLE]
for every x∈G(Q).
Using standard coordinates Xu, 1≤u≤t, (resp. Yv, 1≤v≤t′,) on Gmt (resp. Gmt′), we write
[TABLE]
with integers auv (resp. auv′). Our strategy is to compare the restriction of the line bundles pr1∗(Mt,ϱt)⊗l, l sufficiently large, and pr2∗(Mt′,ϱt′)⊗pr3∗(Mt′,ϱt′)⊗−1 on Γ. In fact, we claim that both
[TABLE]
are Gmt-effective with respect to the induced linearizations. In this case, Lemma 8 (c, d) implies that
[TABLE]
for each x∈G(Q)⊂GΓ(Q).
Using the equalities (17) and (18), the inequality (15) can be derived from (20) if we have adequate control on l. For this, we note that pr1∗(Lt,ϱt)∣Γ (resp. pr2∗(Lt′,ϱt′)∣Γ, pr3∗(Lt′,ϱt′)∣Γ)) can be defined by means of the Gmt-invariant Cartier divisor pr1∗Dt∣Γ (resp. pr2∗Dt′∣Γ, pr3∗Dt′∣Γ). We next describe these divisors explicitly and start with giving a covering of Γ. With each (t+2t′)-tuple m of numbers mr∈{−1,1}, 1≤r≤t+2t′, we associate a Zariski open
[TABLE]
Evidently, pr1∗Dt∣Γ is represented by (Um,fm) with
[TABLE]
and pr2∗Dt′∣Γ (resp. pr3∗Dt′∣Γ) is represented by (Um,gm) (resp. (Um,gm′)) with
[TABLE]
The meromorphic function 1∈KΓ(Γ) gives a Gmt-invariant rational section of O(pr1∗Dt∣Γ), O(pr2∗Dt′∣Γ) and O(pr3∗Dt′∣Γ) by our choice of linearizations. It thus also gives a Gmt-invariant rational section of O(l⋅pr1∗Dt∣Γ+pr2∗Dt′∣Γ−pr3∗Dt′∣Γ) and O(l⋅pr1∗Dt∣Γ−pr2∗Dt′∣Γ+pr3∗Dt′∣Γ), to which the line bundles in (19) are associated. For Gmt-effectivity, we may hence prove that it is actually a global section. In other words, we have to prove that both fml⋅gm⋅(gm′)−1 and fml⋅(gm)−1⋅gm′ are regular on Um. Let us remark first that for lv=max1≤u≤t{∣auv−auv′∣} the meromorphic function
[TABLE]
is regular on Um; for pr1∗(Xu−mu) is regular on Um⊂D(pr1∗(Xumu)). Similarly, the meromorphic function fmlv⋅pr2∗(Yv)−1pr3∗(Yv) is regular on Um. We write gm⋅(gm′)−1=∏v=1t′hm with
[TABLE]
and claim that fmlv⋅hm is regular on Um. If mv+t=mv+t+t′=1 or mv+t=mv+t+t′=−1, this follows directly from our previous remark. In case mv+t=−1 and mv+t+t′=1, the function
[TABLE]
is regular by our remark and the fact that pr2∗(Yv) is regular on Um⊂D(pr2∗(Yv)−1). The case mv+t=1 and mv+t+t′=−1 can be handled in the same way, establishing our claim. In conclusion, the condition
[TABLE]
suffices to ensure the regularity of fml⋅gm⋅(gm′)−1. The same argument shows that each fml⋅(gm)−1⋅gm′ is regular on Um. Combining (20) and (21), we obtain (15).
where hN and hN′ are now just the Néron-Tate heights on the abelian varieties A and A′. This follows straightforwardly from the fact that the map
[TABLE]
is quadratic, which is a direct consequence of the Theorem of the Cube ([47, Corollary II.6.2]). The reader may refer to [23, p. 417] for details.
∎
Finally, we state a lemma on the behavior of the heights hΓ(φtor) with respect to the group law. Again, there is an “abelian” analogue and we mention this also for later reference.
Lemma 12**.**
For any φtor∈Hom(Gmt,Gmt′) and any points x,y∈G(Q), we have hMΓ(φtor)(xy)≤hMΓ(φtor)(x)+hMΓ(φtor)(y). Similarly, we have hπ∗N(xy)≤2hπ∗N(x)+2hπ∗N(y).
Note that this statement includes the fact that
[TABLE]
for all x,y∈G(Q) (set φtor=idGmt). Most of our proof is actually about establishing this inequality, which has been already provided in the literature (see e.g. [53, Corollaire 3.1]). Nevertheless, we give a proof here both for completeness and because it is very close to the proof of Lemma 11 above.
Proof.
For the first assertion, it suffices to prove (22). In fact, each MΓ(φtor) is isomorphic to some pullback φ∗MG′ along a homomorphism φ:G→G′ to another semiabelian variety G′ (see Construction 7). In order to prove (22), we use the same strategy as for Lemma 11. This means we consider the Zariski closure Γ⊂((P1)t×(P1)t)×(P1)t of the graph of the group law ⋅T:Gmt×Gmt→Gmt. Again, we denote the projection to the i-th component by pri (i=1,2,3). For this, we use standard coordinates Xu, 1≤u≤t, on Gmt (and on its extension to (P1)t). Note that (pr3∗Xu)=(pr1∗Xu)(pr2∗Xu) on Γ.
With each (3t)-tuple m∈{−1,1}3t of numbers mr∈{−1,1}, 1≤r≤3t, we associate a Zariski open. To wit, we define
[TABLE]
It is easy to see that each pri∗Dt∣Γ (i=1,2,3) is represented by (Um,fm(i)), where
[TABLE]
Consequently, the restriction of pr1∗Dt+pr2∗Dt−pr3∗Dt to Γ is represented by (Um,fm(1)⋅fm(2)⋅(fm(3))−1). The meromorphic function fm(1)⋅fm(2)⋅(fm(3))−1 equals
[TABLE]
By definition, each pri∗(Xu)−mu+(i−1)t, i∈{1,2,3}, 1≤u≤t, is regular on Um. Since −mu+m2t+u∈{0,−2mu} and −mt+u+m2t+u∈{0,−2mt+u}, we infer the regularity of fm(1)⋅fm(2)⋅(fm(3))−1 on Um. As in the proof of Lemma 11, we see that this implies that 1∈KΓ(Γ) is a T-invariant global section of O(pr1∗Dt+pr2∗Dt−pr3∗Dt). Thus, the first assertion follows from Lemma 8 (d).
For the second assertion, it suffices to note the equivalence of the assertion with
[TABLE]
Indeed, this inequality follows directly from the parallelogram law for the Néron-Tate height [27, Theorem B.5.1 (c)] and its non-negativity for symmetric line bundles.
∎
4. Hermitian Differential Geometry
In the next two sections, we make extensive use of hermitian differential geometry at the level of rather explicit computations on semiabelian varieties. To avoid permanent interruptions in these, we recall here the necessary abstract framework separately. The reader is referred to [61, Section 3.1] as well as [20, Section 0.2] and [29, Section 1.2] for details.
Let Y be a complex manifold (e.g., Xsm(C) for a complex algebraic variety X). To Y is associated its real tangent bundle TRY, its holomorphic tangent bundle TC1,0Y (e.g., TxX(C) for a smooth complex algebraic variety X) and its anti-holomorphic tangent bundle TC0,1Y. As real vector bundles, all three can be canonically identified (cf. [20, p. 17]) and we do so from now on. In this way, we obtain an almost complex structure I:TRY→TRY (i.e., a linear map I:TRY→TRY such that I2=−idTRY) from the multiplication-by-i (resp. multiplication-by-(−i)) homomorphism on the complex vector bundle TC1,0Y (resp. TC0,1Y). A (1,1)-form of real type on Y is an alternating R-bilinear pairing
[TABLE]
such that ω(I(⋅),I(⋅))=ω(⋅,⋅). Under the identification TC1,0Y=TRY, this corresponds to an alternating R-bilinear pairing
[TABLE]
such that ω(i(⋅),i(⋅))=−ω(⋅,⋅).666One frequently identifies a (1,1)-form ω of real type with its scalar extension ωC:TCY×YTCY→C×Y, TCY=TRY⊗RC. Since the restriction to TRY×YTRY or TC1,0Y×YTC0,1Y retains all information, we allow ourselves to switch tacitly between ω and ωC. The Chern forms of hermitian line bundles are the basic examples of such (1,1)-forms. More generally, for any smooth function λ:Y→R the (1,1)-form ddcλ (dc=i/2π(∂−∂)) is always of real type. To such a (1,1)-form ω is associated a symmetric R-bilinear pairing
[TABLE]
In fact, this establishes a one-to-one correspondence between (1,1)-forms of real type and symmetric R-bilinear forms on TRY. Using our identification of TRY with TC1,0Y and TC0,1Y, the (1,1)-form ω is positive (resp. semipositive) in the ordinary sense (e.g. [29, Definition 4.3.14]) if and only if gω is positive definitive (resp. positive semidefinite). We note that for a smooth function λ:Y→R, the (1,1)-form ddcλ is semipositive if and only if λ is plurisubharmonic (cf. [21, Theorem K.8]).
For later reference, we remark that for any smooth function f:Y→R the (1,1)-form ω=i(∂f∧∂f) is of real type and
[TABLE]
for this is a local assertion that reduces by linearity to the fact that the (1,1)-form
[TABLE]
on Cn is of real type and the fact that
[TABLE]
To a (1,1)-form ω of real type is also associated a hermitian form (with respect to I)
[TABLE]
and this can be also seen to be a one-to-one correspondence. Indeed, ω=−Im(Hω).
Let Z be a complex submanifold of a complex manifold Y and ω a (1,1)-form of real type on Y. Restricting and taking exterior products, we obtain an alternating R-multilinear map
[TABLE]
for each x∈Z. If the restriction of the R-bilinear form gω,x to TR,xZ is moreover positive definite, we have a non-zero Riemannian volume form ([25, pp. 361-362])
[TABLE]
By [61, Lemma 3.8], vol(gω,x) agrees with dim(Z)!−1(ω∣Z)∧dim(Z). If ω is continuous, this implies immediately that there is a euclidean neighborhood U of x in Z such that ∫U(ω∣Z)∧dim(Z)>0.
To use this argument effectively, we need a criterion to check whether the restriction of gω,x to TR,xZ is positive definite. For an arbitrary R-bilinear form g on a real vector space V, we define its kernel by
[TABLE]
In our applications, ω is always semipositive so that gω is positive semidefinite. For a positive semidefinite bilinear form g, we have
[TABLE]
and hence that ker(g∣W)=ker(g)∩W for any R-linear subspace W⊂V. Consequently, the restriction of gω,x to TR,xZ is positive definite if and only if ker(gω,x)∩TR,xZ={0}. Finally, let us note that for any positive semidefinite R-bilinear forms g1,g2 on V their sum g1+g2 is also a positive semidefinite R-bilinear form and (25) implies that
[TABLE]
Finally, let us remark that ker(ωx)=ker(gω,x) for each (1,1)-form of real type on Y and every point x∈Y – under the condition that we consider ω as a bilinear form on TRY. We use this fact to simplify our notion in Section 6.
5. Weil Functions, Hermitian Metrics and Chern Forms
We provide here the necessary tools for Section 7.4, in which bounds on certain intersections numbers are established. Our approach is to endow all line bundles under consideration with smooth hermitian metrics so that intersection numbers become integrals of the associated Chern forms. Throughout this section, we hence take k=C as our base field. A major issue is to interpolate between the Chern forms of different line bundles. For this purpose, we introduce certain explicit smooth (1,1)-forms of real type, namely the “toric” (1,1)-forms ω(ϕtor) in Subsection 5.1 and the “abelian” (1,1)-forms ω(N;ϕab) in Subsection 5.2.
5.1. “Toric” (1,1)-forms
Our first aim is to endow the line bundles MG from Construction 5 with a hermitian metric and to compute the associated Chern forms. Functoriality allows us to endow additionally the line bundles MΓ(φtor) from Construction 6 with a hermitian metric. A closer look at the associated Chern forms leads us to introduce the “toric” (1,1)-forms ω(ϕtor).
Our main instrument are Weil functions, on which the reader may find details in [37, Chapter 10] and [38, Chapter I]. Let X be a complex algebraic variety and D a Cartier divisor on X. In this situation, a function λ:(X∖supp(D))(C)→R is called a Weil function for D(C) if every point x∈X(C) has an open neighborhood U (in the euclidean topology) such that
[TABLE]
with f a meromorphic function on U such that div(f)=D∣U (as formal sums of irreducible analytic varieties on U) and α a continuous function on U. Furthermore, λ is called a smooth Weil function if α can be even assumed smooth on U. Every (smooth) Weil function λ:(X∖supp(D))(C)→R associated with D yields a (smooth) hermitian metric g on the associated line bundle L(D). In fact, its sections O(D) form a OX-submodule of KX and we can just set gx(f)=e−λ(x)∣f(x)∣ for any meromorphic function f on U and any x∈X(C) in its domain of definition. To a smooth Weil function λ for D is associated a smooth closed (1,1)-form of real type, namely the Chern form c1(L(D),g) of the associated smooth metric on L(D). On an open euclidean neighborhood U such that (27) is true, we have c1(L,g)=ddcα. Additionally, ddcα=ddcλ outside supp(D)(C).
We now record a standard result on Weil functions. Let D be a Cartier divisor on a complex projective variety X and λ be a Weil function for D. Assume that D is the difference D1−D2 of two effective Cartier divisors D1,D2 with disjoint supports. From [37, Propositions 10.2.1 and 10.3.2], we infer that sup{λ,0} (resp. −inf{λ,0}) is a Weil function for D1 (resp. D2). The next lemma provides a smooth variant of this observation in the same situation.
Lemma 13**.**
In the situation described above, assume additionally that λ is a smooth Weil function. Then, log(1+e2λ)/2 (resp. log(1+e−2λ)/2) is a smooth Weil function for D1 (resp. D2).
Proof.
By assumption, we know that for each x∈X(C) there exists an open euclidean neighborhood U, a meromorphic function f representing D on U and a smooth function α satisfying (27). Since D1 and D2 have disjoint supports, we may shrink U to guarantee that it is relatively compact and that its topological closure U does not intersect supp(D1)(C) or supp(D2)(C). Suppose U∩D1=∅ (resp. U∩D2=∅). Then, ∣f∣≥ε>0 (resp. ∣f∣≤ε−1) for some sufficiently small ε>0. Furthermore, 1 (resp. f) is a local equation for D1. Note that β=log(1+∣f∣−2e2α)/2 (resp. β=log(∣f∣2+e2α)/2) is a smooth function on U.777Note that z↦∣z∣2=x2+y2 is smooth at z=0 in contrast to z↦∣z∣=x2+y2. This rules out the straightforward choice log(1+eλ) (resp. log(1+e−λ)). In addition,
[TABLE]
This demonstrates that 21log(1+e2λ) is a smooth Weil function for D1. Similarly, 21log(1+e−2λ) can be shown to be a smooth Weil function for D2.
∎
Let us next recollect a fundamental result of Vojta [62]. Let G be a semiabelian variety with split toric part T=Gmt and abelian quotient A. Recall from Construction 5 its compactification G as well as the Cartier divisor G(Dt) on G. With pru:(P1)t→P1 being the projection to the u-th component as in Construction 4, we set Du,0=G(pru∗E0) and Du,∞=G(pru∗E∞) so that G(Dt)=∑u=1t(Du,0+Du,∞).
Lemma 14**.**
For each divisor Du,0−Du,∞, 1≤u≤t, there exists a unique smooth Weil function
[TABLE]
that satisfies
[TABLE]
for all x,y∈G(C). In addition, eλu is locally the absolute value of a meromorphic function.
Outside supp(Du,0−Du,∞)(C), we have locally λu=log∣f∣ for some holomorphic function f. This implies ddcλu=0 on G(C).
Proof.
This is stated in [62, Proposition 2.6] except for the assertion about eλu. Inspecting (2.6.3) in the proof of the said proposition, one sees that it suffices to prove the same assertion for the Néron function λ(s) (cf. [37, Theorem 11.1.1]) attached to the divisor (s) on A. As s is a rational section of an algebraically trivial line bundle by construction, the divisor (s) is algebraically equivalent to the zero divisor. The explicit formula for λ(s) in terms of a normalized theta function ([37, Theorem 13.1.1]) directly yields the assertion in this case; the hermitian form H in the formula is zero because (s)∼alg0 (cf. [3, Proposition 2.2.2]).
∎
Using the Weil functions λu we can define a subgroup
[TABLE]
This coincides with the maximal compact subgroup KG of G(C). Indeed, any homomorphism KG→R vanishes by compactness so that λu∣KG=0. By uniqueness, the restriction of λu to the maximal torus T(C) equals −log∣Xu∣ (in standard coordinates X1,…,Xt). Hence, the subgroup in (28) is topologically a fiber bundle with compact fiber (S1)t, S1={z∈C∣∣z∣=1}, over the compact base A(C). Therefore, it is compact itself and hence contained in KG. As G(C) is Hausdorff, its maximal compact subgroup KG is a closed subgroup. Using [25, Theorem II.2.3] and counting dimensions, we see that KG is a real Lie subgroup of (real) dimension 2dim(A)+t.
Recall that MG is the line bundle associated to the T-invariant Weil divisor G(Dt). By Lemmas 13 and 14, the function
[TABLE]
is a smooth Weil function for G(Dt). For the associated smooth hermitian line bundle, which is denoted MG in the sequel, we have
[TABLE]
The Weil functions of Lemma 14 also satisfy some functoriality. To be precise, let φ:G→G′ be a homomorphism of semiabelian varieties with toric component φtor:T=Gmt→T′=Gmt′. Let Xi (resp. Yj) be the standard algebraic coordinates on Gmt (resp. Gmt′) and write φtor∗(Yv)=X1a1v⋯Xtatv with integers auv. Lemma 14 supplies Weil functions λv′, 1≤u≤t′, on G′ and there is an identity
[TABLE]
Indeed, the equality is valid on T since the restriction of λu (resp. λv′) to the maximal torus T(C)≈(C×)t (resp. T′(C)≈(C×)t′) is (−log∣Xu∣) (resp. (−log∣Yv∣)) as we noted above. It is also true on KG because φ(KG)⊂KG′. As KG and T(C) generate G(C) as a group, (30) is true for all of G(C). Note that φ∗λv′ is independent of the abelian component of φ. Abusing notation, we therefore write φtor∗λv′ instead of φ∗λv′. Even more, we can use (30) to formally define ϕtor∗λv′:G(C)→R, v=1,…,t′, for an arbitrary ϕtor∈HomR(Gmt,Gmt′).
We now apply the results of the previous paragraph to endow the line bundles MΓ(φtor), φtor∈Hom(Gmt,Gmt′), with hermitian metrics. For this, we use the homomorphism φ:G→G′ from Construction 7 with φ∗MG′≈MΓ(φtor). We may endow MΓ(φtor) with a hermitian metric such that φ∗MG′≈MΓ(φtor). Since the isomorphism between φ∗MG′ and MΓ(φtor) is unique up to multiplication with a non-zero constant, this singles out a hermitian metric on MΓ(φtor) up to a non-zero constant scaling factor. Regardless of this indeterminate scaling factor, we have an identity of Chern forms c1(MΓ(φtor))=φ∗c1(MG′). Thus,
[TABLE]
Since the indeterminacy in the metric is negligible for our purposes, we suppress it in writing MΓ(φtor) for any hermitian line bundle as constructed above.
Again, the right hand side of (31) depends only on φtor and is moreover well-defined for any ϕtor∈HomR(Gmt,Gmt′). In other words, we can associate with each ϕtor∈HomR(Gmt,Gmt′) a (1,1)-form
[TABLE]
on G(C). (Note that we do not claim that ω(ϕtor) extends to any compactification of G(C). In the proof of Lemma 17 we give such an extension in the case where ϕtor∈Hom(Gmt,Gmt′), but we neither can prove the existence of an extension in general nor do we need it.) In the remainder of this section, we establish basic properties of this (1,1)-form.
Lemma 15**.**
Each ddclog(1+e±2ϕtor∗λv′), 1≤v≤t′, is a semipositive (1,1)-form of real type on G(C). Consequently, ω(ϕtor) is a semipositive (1,1)-form of real type.
Proof.
It suffices to prove that log(1+e±2ϕtor∗λv′) is a plurisubharmonic function. This follows directly from ddcλu=0 (i.e., both λu and −λu are plurisubharmonic on G(C)) and the fact that log(1+ex) is a convex monotonously increasing function (cf. [21, Theorem K.5 (d)]).
∎
Furthermore, the map ϕtor↦ω(ϕtor) is continuous with respect to the euclidean topology on HomR(Gmt,Gmt′)≈Rt×t′ and the usual topology on smooth (1,1)-forms (cf. [14, Section I.2] and [54, Section 1.46]). By Lemma 14, there exists locally on G(C) a non-zero holomorphic function κu such that eλu′=∣κu∣. From λu′=log(∣κu∣2)/2, we deduce
Let κ1,…,κm be zero-free holomorphic functions on an open subset U⊂Cn. Then,
[TABLE]
for any real numbers a1,…,am.
Proof.
Without loss of generality, we assume that all a1,…,am are non-zero. To simplify our notation, we set f(z)=∣κ1∣a1⋯∣κm∣am. First, we note that ∂∣κ∣q=∂(κκ)q/2=2q∣κ∣q−2κ∂κ=2q∣κ∣q(κ∂κ) (resp. ∂∣κ∣q=2q∣κ∣q(κ∂κ)) implies that
[TABLE]
Since both κu and κu−1 are holomorphic, we have
[TABLE]
and hence
[TABLE]
We compute
[TABLE]
The assertion follows directly as ddc=(i/2π)(∂+∂)(∂−∂)=(i/π)∂∂.
∎
The next lemma establishes an essential homogeneity property for ω(ϕtor).
Lemma 17**.**
Let G be a semiabelian variety with abelian quotient π:G→A and toric part Gmt. In addition, let t′ be a non-negative integer and ϖ a smooth closed (1,1)-form on A(C). For every ϕtor∈HomQ(Gmt,Gmt′), every algebraic subvariety X⊂G, and every non-negative integers s1, s2 satisfying s1+s2=dim(X), the integral
[TABLE]
is finite and
[TABLE]
for each non-negative integer n.
Proof.
Let us first prove the lemma assuming that ϕtor=φtor∈Hom(Gmt,Gmt′). In this situation, ω(φtor) extends to a smooth closed (1,1)-form on the (complex) analytic space GΓ(φtor)(C). Indeed, ω(φtor) is precisely defined to agree with the restriction of the smooth differential form ω(φtor)=c1(MΓ(φtor)) on GΓ(φtor)(C)⊃G(C). Writing X for the Zariski closure of X in GΓ(φtor), we have hence
[TABLE]
because (X∖X)(C) is of positive codimension in X(C). As we are integrating a smooth differential form over a compact analytic space, the integral on the right-hand side is evidently finite.
To show the second part of the assertion, still assuming that ϕtor=φtor∈Hom(Gmt,Gmt′), we start note that also c1(MΓ(n⋅φtor)) is an extension of ω(n⋅φtor) on GΓ(n⋅φtor)(C)⊃G(C). In addition, Construction 6 supplies us with a map ϑφtor,n:GΓ(φtor)→GΓ(n⋅φtor), which is the identity on G. Therefore, the smooth closed (1,1)-form ω(n⋅φtor)=ϑφtor,n∗c1(MΓ(n⋅φtor)) extends ω(n⋅φtor) to GΓ(φtor)(C)⊃G(C). (Note that both extensions ω(φtor) and ω(n⋅φtor) are actually unique.)
Denote by π:GΓ(φtor)→A the abelian quotient. Since the boundary (X∖X)(C) has measure zero, (33) would follow from the equality
[TABLE]
For this, we claim that any function
[TABLE]
extends smoothly to GΓ(φtor)(C). It suffices to prove that each x∈(GΓ(φtor)∖G)(C) has a (euclidean) neighborhood on which ρv± extends smoothly. For this, we let φ:G→G′ be again the homomorphism from Construction 7 so that MΓ(φtor)≈φ∗MG′. As before, Lemma 14 affords a Weil function λv′, 1≤v≤t′, for each divisor Dv,0′−Dv,∞′ on G′. Its pullback φ∗λv′ along φ:GΓ(φtor)→G′ restricts to the function φtor∗λv′:G(C)→R formally defined by (30). There exists a euclidean neighborhood U of φ(x) and a meromorphic function f on U with div(f)=(Dv,0′−Dv,∞′)∣U such that λv′+log∣f∣ extends to a smooth function α on U. On G(C)∩φ−1(U)⊂GΓ(φtor)(C), we have
[TABLE]
and thus
[TABLE]
Since supp(Dv,0′)∩supp(Dv,∞′)=∅, we have x∈/supp(Dv,0′) or x∈/supp(Dv,∞′). Shrinking U if necessary, we may hence assume that f or f−1 is holomorphic on U. In either case, (35) yields a smooth extension of ρv± on φ−1(U). By uniqueness, these extensions glue together to a smooth function ρv±:GΓ(φtor)(C)→R>0. (In fact, ρv±(x)=1 for all x∈supp(Dv,0′)(C)∪supp(Dv,∞′)(C) because (1+emx)/(1+ex)m→1 if x→±∞.) In addition,
[TABLE]
indeed, this equality is obvious on G(C) and any (1,1)-form on G(C) has at most one smooth extension to the compactification GΓ(φtor)(C). We deduce from (36) that ω(m⋅φtor)−mω(φtor) is exact and hence Stokes’ theorem ([20, p. 33]) in combination with a partition of unity implies (34).
Now, let us consider a general ϕtor∈HomQ(Gmt,Gmt′) and a positive integer n that is a denominator for ϕtor (i.e., n⋅ϕtor∈Hom(Gmt,Gmt′)). Setting Y=[n]−1(X), the restriction [n]∣Y:Y→X is finite étale of degree n2dim(A)+t. By functoriality (30), we have [n]∗ω(ϕtor)=ω(n⋅ϕtor) and [n]∗ω(m⋅ϕtor)=ω(m⋅n⋅ϕtor). We infer that
[TABLE]
and
[TABLE]
Since n⋅ϕtor∈Hom(Gmt,Gmt′), this reduces the assertion of the lemma to the already proven special case.
∎
5.2. “Abelian” (1,1)-forms
This subsection is the “abelian” equivalent of the last one and we introduce here (1,1)-forms ω(N;ϕab) analogous to the (1,1)-forms ω(ϕtor). In fact, we construct a (1,1)-form ω(N;ϕab) on A(C) for each ϕab∈HomR(A,A′), A and A′ abelian varieties, and each ample line bundle N on A′. Having pullbacks from abelian quotients at our disposal, it suffices here to work on abelian varieties and the definition is technically less demanding.
Let φab:A→A′ be a homomorphism of abelian varieties. We choose lattices Λ⊆Cg, g=dim(A), and Λ′⊆Cg′, g′=dim(A′), such that Cg↠Cg/Λ=A(C) and Cg′↠Cg′/Λ′=A′(C) are universal coverings. In the sequel, each holomorphic tangent space TxA(C), x∈A(C), (resp. TxA′(C), x′∈A′(C),) is identified with Cg (resp. Cg′) by virtue of this quotient map. We write φab:Cg→Cg′ for the lifting of φab along the universal coverings.
Let N be an ample line bundle on A′. The Appell-Humbert Theorem (see e.g. [3, Section 2.2]) allows us to describe N in terms of a pair (H,χ) consisting of a hermitian form H:Cg′×Cg′→C such that ImH(Λ′,Λ′)⊆Z and a semicharacter χ:Λ′→S1 for H. It is well-known (cf. [3, Exercise 2.6.2] and [61, Theorem 7.10]) that N can be endowed with a metric g such that the Chern form c1(N) of the hermitian line bundle N=(N,g) is given by
[TABLE]
Ampleness of N is equivalent to H being positive definite ([3, Proposition 4.5.2]), which is equivalent to c1(N) being a positive (1,1)-form. The pullback of c1(N) along φab is given by
[TABLE]
for each x∈A(C). Lifting homomorphisms A→A′ to homomorphisms Cg→Cg′ of the universal coverings induces an injection HomR(A,A′)↪HomR(Cg,Cg′), ϕab↦ϕab. As in (31), the right hand side of (38) is well-defined for any ϕab∈HomR(Cg,Cg′). For an element ϕab∈HomR(A,A′), we hence define the (1,1)-form ω(N;ϕab) on A by demanding
[TABLE]
for each x∈A(C). Since c1(N) is positive and of real type, ω(N;ϕab) is semipositive and of real type as well. In addition, ω(N;ϕab) only depends on ϕab and the hermitian form H associated with N (i.e., the Néron-Severi class of N) but we have no use for this fact in the following. Yet again, the assignment ϕab↦ω(N;ϕab) is continuous with respect to the usual topologies. Finally, there is the obvious homogeneity relation
[TABLE]
6. Distributions, analytic subgroups, and Ax’s Theorem
In general, the (1,1)-forms ω(ϕtor) and ω(N;ϕab) introduced in Section 5 have no realization as Chern forms of hermitian line bundles. As we show in this section, they nevertheless convey geometric information and are closely connected to the group structure of the semiabelian variety.
Once again, we consider a semiabelian variety G with abelian quotient π:G→A and toric part T=Gmt. Let t′ be a non-negative integer, A′ an abelian variety and N an ample line bundle on A′. For each ϕtor∈HomR(Gmt,Gmt′) (resp. ϕab∈HomR(A,A′)), we have a semipositive (1,1)-form ω(ϕtor) (resp. π∗ω(N;ϕab)) of real type on G(C). Set
[TABLE]
for some arbitrary positive constant c>0. (The flexibility provided by c is needed later in the proof of Lemma 29 in order to remedy the fact that there is no ample line bundle on a general semiabelian variety that is homogeneous with respect to the multiplication-by-n map [n].) Since gω(ϕtor) and gπ∗ω(N;ϕab) are positive semidefinite, we infer from (26) that
[TABLE]
for each x∈G(C). In addition, ω(I(⋅),I(⋅))=ω(⋅,⋅) implies that ker(ω(ϕtor)x) is invariant under I. In fact, both ker(ω(ϕtor)x) and ker(ω(N;ϕab)x) are I-invariant for the same reason. Under our standing identification of TRG(C) and TC1,0G(C), this means that ker(ωx) is a C-linear subspace of TC,x1,0G(C). Our next observation is that this yields a left-invariant holomorphic distribution (i.e., a holomorphic vector subbundle) ker(ω)⊂TC1,0G(C), which is a straightforward consequence of the lemma below.
Lemma 18**.**
For every x,y∈G(C), we have (dly)xker(ωx)=ker(ωy+x).
for all x,y∈G(C). The latter equality is a direct consequence of the fact that the Chern form c1(N) on A′(C) is translation-invariant, which can be read off from (37). Using (23), we see that (32) implies
[TABLE]
By Lemma 15, each ∂ϕtor∗λv′⊗∂ϕtor∗λv′+∂ϕtor∗λv′⊗∂ϕtor∗λv′ is a positive semidefinite bilinear form on TxG(C) and it follows by (26) that
Since each ϕtor∗λv′ is real-valued, we have ∂ϕtor∗λv′(v)=∂ϕtor∗λv′(v) and thus
[TABLE]
Note that (∂ϕtor∗λv′)x is a R-linear map TR,xG(C)→C. As each λv′ is a homomorphism, we have (ϕtor∗λv′∘ly)(⋅)=ϕtor∗λv′(⋅)+ϕtor∗λv′(y) and therefore ∂(ϕtor∗λv′∘ly)=∂ϕtor∗λv′. We infer
Having proven translation-invariance, we can easily determine the rank of ker(ω) by determining the dimension of ker(ωe). We do this next under some surjectivity assumption on ϕtor and ϕab. To describe this assumption, we recall that the complex exponential map gives a universal covering C→Gm(C). Taking products, we obtain universal coverings Ct→Gmt(C) and Ct′→Gmt′(C). Each homomorphism φtor∈Hom(Gmt,Gmt′) lifts to a linear map φtor:Ct→Ct′ (cf. [65, Theorems 3.25 and 3.27]). Tensoring with R, we obtain an injection HomR(Gmt,Gmt′)↪HomR(Ct,Ct′), ϕtor↦ϕtor, and set
[TABLE]
In Subsection 5.2, we have associated with each ϕab∈Hom(A,A′) a linear map ϕab:Cg→Cg′ and we define similarly
[TABLE]
Lemma 19**.**
If ϕtor∈HomR∘(Gmt,Gmt′) and ϕab∈HomR∘(A,A′), then ker(ω) has rank (t−t′)+(dim(A)−dim(A′)) (as a complex vector bundle).
Proof.
First, we claim that there is a commutative exact diagram
[TABLE]
Except for the surjectivity of ker(ωe)→ker(ω(N;ϕab)e), this is a direct consequence of semipositivity and (25). For surjectivity, it suffices to prove that there exists an I-invariant subspace V⊂ker(ω(ϕtor)e) such that
[TABLE]
Given such a decomposition, we can find for any v∈ker(ω(N;ϕab)e) a (dπ)e-preimage w∈V. Furthermore, we have
[TABLE]
since w∈ker(ω(ϕtor)e) and (dπ)e(w)=v∈ker(ω(N;ϕab)e). Recall that the maximal compact subgroup KG⊂G(C) is a real Lie subgroup such that dimR(TR,eKG)=2dim(A)+t.
We now claim that V=TR,eKG∩I(TR,eKG)⊂TR,eG(C) is a suitable choice for (43). Since each Weil function λu (1≤u≤t) is constant zero on KG, both the (1,0)-forms ∂λu (1≤u≤t) and the (0,1)-forms ∂λu (1≤u≤t) have to vanish on V. This immediately implies that V⊂ker(ω(ϕtor)e). We already know that λu∣T(C)=−log∣zu∣ in standard coordinates z1,…,zt on T(C)=Gmt(C). We compute that
[TABLE]
which shows that the restrictions of ∂λ1,…,∂λt,∂λ1′,…,∂λt′ to TR,eT(C) form a C-basis of HomR(TR,eT(C),C). Since each of these forms vanishes on V (see (28)), we have TR,eT(C)∩V={0}. As dimR(V)=dimR(TR,eKG∩I(TR,eKG))≥2dim(A), we obtain the direct sum decomposition (43).
Using (42), it remains to compute the dimensions of the I-invariant R-linear subspaces ker(ω(ϕtor)∣TR,eT(C)) and ker(ω(M;ϕab)e). For the former one, let us represent ϕtor∈HomR(Ct,Ct′) as a matrix (auv)1≤u≤t,1≤v≤t′∈Rt×t′. As in the proof of Lemma 18 above, we have
[TABLE]
Setting dzi=dxi+idyi with dxi,dyi:TR,eT(C)→R, we can rewrite this as
[TABLE]
The condition ϕtor∈HomR∘(Gmt,Gmt′) is equivalent to the matrix (auv) having maximal rank t′. This implies that the 2t′ real-valued functionals
[TABLE]
on TR,eT(C) are R-linearly independent. From this, we infer
[TABLE]
For ker(ω(N;ϕab)e), it follows directly from (38) that
[TABLE]
(compare with (24)). Since H is positive definite, so is its real part Re(H). Using (25), we deduce that
[TABLE]
Finally, ϕab∈HomR∘(A,A′) implies that dimRker(ω(N;ϕab)e)=2(dim(A)−dim(A′)).
∎
In summary, we have proven that ker(ω)⊂TC1,0G(C) is a left-invariant holomorphic distribution on G(C). By the holomorphic Frobenius theorem ([61, Theorem 2.26]), the distribution ker(ω) is (holomorphically) integrable since the Lie bracket on TC1,0G(C) vanishes. In fact, the integral manifold of ker(ω) through a given point x∈G(C) coincides with the analytic subgroup x⋅expG(C)(ker(ω)e) with expG(C):TC1,0G(C)→G(C) being the Lie group exponential (cf. [25, Theorem II.1.7]).
As indicated in Section 4, we are interested in determining when a submanifold Y⊂G(C) and a point x∈Y(C) are such that gω∣TR,xY is positive definite. For this purpose, we introduce an elementary lemma about integrable (holomorphic) distributions.
Lemma 20**.**
Let M be a complex manifold of dimension n, D⊂TC1,0M an integrable holomorphic distribution of rank m on M, Z⊂M a k-dimensional analytic subvariety and x a point on Z. Assume that there exists an open neighborhood U⊂M of x such that dimC(D∩TC,y1,0Z)≥l for any y∈Zsm∩U. Then, the integral submanifold L⊂U of D through x satisfies dimx(L∩Z)≥l.
Proof.
By shrinking U if necessary, we can assume that there exists a holomorphic flat chart f:U→Cn−m for D∣U. Recall that this means that f is a submersion and that each non-empty fiber of f is an integral submanifold for D∣U. By our assumption, the differential d(f∣Z):TC,y1,0Z→Cn−m has rank ≤k−l for every y∈Zsm∩U. By [22, Lemma L.6], the local dimension of any fiber f∣Z−1(f(y))=f−1(f(y))∩Z, y∈Zsm∩U, is ≥l everywhere. If x is a smooth point of Z, this already implies dimx(f−1(f(x))∩Z)≥l. For x in the singular locus, we use also the upper semi-continuity of the fiber dimension [22, Lemma L.2] to conclude the proof.
∎
Finally, we are ready to use Ax’s Theorem to show non-degeneracy in all cases of interest.
Lemma 21**.**
Let X⊂G be an algebraic subvariety such that X(s)=X for some non-negative integer s. Then (ω∣X)∧dim(X)=0 for every (ϕtor,ϕab)∈HomR∘(Gmt,Gmt′)×HomR∘(A,A′) with t′+dim(A′)≥s.
Proof.
Assume (ω∣X)∧dim(X)=0, which means that dimC(ker(ωx)∩TxX)≥1 for any x∈X(C). For each x∈X(C), let Lx=x⋅expG(C)(ker(ω∣e)) be the integral manifold of ker(ω) through x. By Lemma 19, the holomorphic distribution ker(ω) has rank ≤dim(G)−s and this is also the dimension of Lx. From Lemma 20, we know that dimx(Lx∩X(C))≥1. This is an intersection of an algebraic subvariety with an analytic subgroup in G(C). Applying Ax’s Theorem ([1, Corollary 1]), we obtain for each x∈X(C) an algebraic subgroup H⊂G such that X⊂xH and
[TABLE]
A comparison with (1) shows that this implies that X is itself an s-anomalous variety, associated with H, and hence X=X(s).
∎
In this section, all algebraic groups are over Spec(Q) without further mention. As usual, T denotes the toric part of G and A the underlying abelian variety. Since our base field is Q, the torus T is split and we keep fixed a splitting throughout this section (i.e., assume T=Gmt).
7.1. Reductions
We start with an elementary observation related to the “height cones” introduced in (2). Let h,h′:G(Q)→R be functions satisfying
[TABLE]
for all x,x1,x2∈G(Q) with constants ci>0 (i∈{3,…,8}). For any subset Σ⊆G(Q) and any ε>0, there is an inclusion
[TABLE]
with ε′=εc3c5−1/2 and some constant c9=c9(c3,…,c8,ε,ε′). We leave this straightforward computation to the reader.
Let G be the compactification of G and MG the line bundle as in Construction 5. Furthermore, let N be a ample symmetric line bundle on A. By Lemma 3, L=MG⊗π∗N is an ample line bundle on G. For Theorem 2, it is sufficient to prove the boundedness of hL on (X∖X(s))(Q)∩C(G[s](Q),hL,ε). In fact, let L′ be an arbitrary ample line bundle on an arbitrary compactification G′ of G and hL′ an associated Weil height. Applying [63, Proposition 2.3] to the identity map idG, which gives a birational map G⇢G′, and the line bundles L and L′ we obtain the first two inequalities in (45). The third inequality follows from applying the same proposition to the group law +G, understood as a rational map G′×G′⇢G′. We may thus use our above observation to ensure the asserted reduction. Considering also Lemma 8 (a), we see that it even suffices to prove that hL=hMG+hN:G(Q)→R≥0 is bounded from above on (X∖X(s))(Q)∩C(G[s](Q),hL,ε).
Our last reduction step is to note that Theorem 2 is easily inferred from the following proposition, which is shown in the remaining parts of Section 7.
Proposition 22**.**
Let X⊆G be an irreducible Zariski closed subset of positive dimension such that X(s)=X. Then, there exists a non-empty Zariski open subset U⊆X and some ε>0 such that hL is bounded on U∩C(G[s](Q),hL,ε).
We perform an induction on dim(X). Theorem 2 is clearly trivial if X has dimension zero, which starts our induction. Assume now that X is positive dimensional and that the assertion of the theorem, with hL replaced by hL, is already known for any X′ with dim(X′)<dim(X). Without loss of generality, we can additionally assume that X is irreducible and that X(s)=X. Applying Proposition 22 to X, we obtain a non-empty Zariski open subset U⊆X and a real number ε>0 such that hL is bounded on U(Q)∩C(G[s](Q),hL,ε). Now, X′=X∖U has dimension strictly less than dim(X) so that we may apply our inductive hypothesis to X′. We obtain that hL is bounded on (X′∖(X′)(s))(Q)∩C(G[s](Q),hL,ε′) for some ε′>0. In conclusion, we know that hL is bounded on
[TABLE]
As (X′)(s)⊆X(s) by (1), this yields the assertion of Theorem 2 for X.
∎
7.2. Approximating homomorphisms
The following lemma is useful for reducing the proof of the main theorem to a manageable situation.
Lemma 23**.**
There exist finitely many abelian varieties A1′,…,Aj0′ (depending on s) such that each x∈G[s](Q) is contained in the kernel of some surjective homomorphism φ:G→G′, dim(G′)≥s, that is represented (as in Lemma 1) by a diagram
[TABLE]
As φtor is surjective, we clearly have t′≤t.
Proof.
Evidently, if x∈H(Q) with codimG(H)≥s then x is in the kernel of the quotient π:G→G/H. The toric part of G/H can be identified with Gmt′. The abelian component πab:A→B of π is surjective. By Poincaré’s complete reducibility theorem ([47, Theorem 1 on p. 173]), there exist only finitely many quotients A→Aj′, 1≤j≤j0, up to isogeny. In particular, there exists an isogeny ψ:B→Aj′ for some j′∈{1,…,j0}. By Lemma 2, there exists a semiabelian variety G′ and a unique homomorphism ψ′:G/H→G′ with toric part idGmt′ and abelian part ψ. We can take φ=ψ′∘π.
∎
If G is an abelian variety, Poincaré’s complete reducibility theorem yields immediately the existence of finitely many quotients φi:G→Gi, dim(Gi)≥s, such that each x∈G[s](Q) is contained in the kernel of some φi. In addition, if G is a torus a similar statement is true for more trivial reasons. Nevertheless, the analogous statement is false for general semiabelian varieties as simple examples show.888In fact, consider the semiabelian variety G that is the Gm2-extension of a non-CM elliptic curve E represented by (η1,η2)∈E∨(Q)2. Assume also that Zη1+Zη2 is a free Z-module of rank 2. For each integer n, we consider the Gm-extension G(n) of E given by nη1+η2∈E∨(Q) and the homomorphism φ(n):G→G(n) described by (φtor(n))∗(Y1)=X1nX2 and φab(n)=idE. There exists a point x∈ker(φ(n))(Q)⊂G[2](Q) that is not contained in any other algebraic subgroup of codimension 2. Therefore any surjective homomorphism φ:G→G′, dim(G′)=2, with p∈ker(φ)(Q) factors through φ(n). However, Lemma 1 implies that G(n) and G(m) are not isogeneous if n=m. Indeed, all Gm-extensions isogeneous to G(n) are represented by “rational multiples” of nη1+η2∈E∨(Q). Our lemma is optimal in the general case.
By Lemma 1, we may associate with each φ∈Hom(G,G′) as in Lemma 23 a pair
[TABLE]
This allows us to concentrate on a finite number of fixed finite rank Z-modules
[TABLE]
instead of infinitely many different Hom(G,G′). We study now one of these modules separately and drop the superscripts, writing V instead of V(t′,j). As V is a free Z-module, it embeds into VQ=V⊗ZQ and VR=V⊗ZR. Furthermore, a quasi-homomorphism ϕ∈HomQ(G,G′) determines a pair (ϕtor,ϕab)∈VQ. However, the relation between elements (ϕtor,ϕab)∈VQ and actual quasi-homomorphisms ϕ:G→QG′ of semiabelian varieties is quite intricate. The reader is referred to Section 8 for details. As witnessed by the results of Section 6, we have a special interest in pairs that are contained in
[TABLE]
For this reason, we also define VQ∘=VQ∩VR∘. It is easy to see that a quasi-homomorphism ϕtor∈HomQ(Gmt,Gmt′) (resp. ϕab∈HomQ(A,Aj′)) is contained in HomR∘(Gmt,Gmt′) (resp. HomR∘(A,Aj′)) if and only if it is surjective in the sense of Section 1.2.
With these preparations, we can state our first approximation result. The proof is a simple reduction to the abelian and toric cases treated in [23, 24].
Lemma 24**.**
There exists a compact subset K=Ktor×Kab⊂VR∘ such that the following assertion is true: Let x∈G(Q) be contained in the kernel of a surjective homomorphism φ:G→G′ of semiabelian varieties that is represented by some (φtor,φab)∈V. Then, there exists a semiabelian variety G′′ and a surjective quasi-homomorphism ϕ:G→QG′′ such that x∈ker(ϕ)+Tors(G) and ϕ is represented by some (ϕtor,ϕab)∈VQ∩K.
The reader may be reminded that dim(G′)=dim(G′′) as well as the fact that Gmt′ (resp. Aj′) is the toric part (resp. the abelian quotient) of both G′ and G′′ is automatic.
Proof.
Using again Lemma 1, we obtain a commutative diagram
[TABLE]
By [23, Lemma 2], there exists some compact subset Kab⊂HomR∘(A,Aj′) such that for every surjective ψ∈HomQ(A,Aj′) there exists a surjective ψ′∈HomQ(Aj′,Aj′) with ψ′∘ψ∈Kab. As φ is surjective, the same is true for its abelian component φab. Hence, we may apply the lemma with ψ=φab and obtain a quasi-homomorphism ψab′:Aj′→QAj′ such that ψab′∘φab∈Kab. Similarly, we can extract from the proof of [24, Lemma 4.2] that there exists a compact set Ktor⊂HomR∘(Gmt,Gmt′) such that there always exists a surjective quasi-homomorphism ψtor′:Gmt′→QGmt′ with ψtor′∘φtor∈Ktor. We claim that K=Ktor×Kab⊂VR∘ satisfies the assertion of the lemma.
Let n be a positive integer such that n⋅ψab′∈Hom(Aj′,Aj′) and n⋅ψtor′∈Hom(Gmt′,Gmt′).
By Lemma 2, there exists a semiabelian variety G′′ and a homomorphism φ′:G′→G′′ such that
[TABLE]
is a commutative diagram with exact rows. The homomorphism φ′∘φ:G→G′′ is represented by
[TABLE]
Multiplying with n−1, we get a quasi-homomorphism ϕ:G→QG′′ that is represented by
[TABLE]
This is evidently the quasi-homomorphism we are searching for.
∎
For the next lemma, we endow HomR(Gmt,Gmt′) and HomR(A,Aj′) with linear norms. As all norms on a finite-dimensional R-vector space are equivalent, the precise choice is irrelevant for our purposes. Therefore, we just fix an arbitrary norm ∣⋅∣ on HomR(Gmt,Gmt′) and HomR(A,Aj′) for the sequel. We slightly abuse notation in denoting both norms by ∣⋅∣. For each real r>0, we denote by Br(ϕtor) (resp. Br1/2(ϕab)) the open ball with radius r (resp. r1/2) around ϕtor∈HomR(Gmt,Gmt′) (resp. ϕab∈HomR(A,Aj′)). In addition, we set
[TABLE]
Lemma 25**.**
Let δ>0 be arbitrary. Then, there exists an integer nδ≥1 and a finite set
[TABLE]
such that for each (ϕtor,ϕab)∈K we have (ϕtor,ϕab)∈Bδ(ϕk,tor,ϕk,ab) for some 1≤k≤kδ.
Proof.
For sufficiently large nδ, the open sets
[TABLE]
cover all of VR. By compactness, finitely many of these open sets suffice to cover all of K.
∎
In both [23] and [24], a step analogous to Lemma 25 is performed quite explicitly with a quantitatively much better result, using diophantine approximation. The above weaker estimate is however sufficient for our proof.
7.3. Height bounds
In this section, we derive two competing height bounds. The first one (Lemma 26) is valid for any x∈C(G[s],hL,ε), whereas the second one (61) is valid for almost all x∈(X∖X(s))(Q). In combination, they imply the desired Proposition 22.
Throughout this section, we keep fixed some sufficiently small δ; the precise conditions on δ can be found in (48) and (62). For the constants to be introduced in the sequel, we have to distinguish between those depending only on G and X and those that depend additionally on δ. For this purpose, the former are written plainly ci whereas the latter are written ci(δ). None of these constants depends on the point x∈G(Q) under consideration.
We now consider a point x∈(X∖X(s))(Q)∩C(G[s](Q),hL,ε). Write x=y+z with y∈G[s](Q) and hL(z)≤εmax{1,hL(y)}. Assuming ε<1/4, we obtain
[TABLE]
by using Lemma 8 (b) and Lemma 12 for the first inequality. Hence, we have that
[TABLE]
Denote by A1,…,Aj0′ the abelian varieties afforded by Lemma 23. We endow each Aj′ with an ample symmetric line bundle Nj, 1≤j≤j0. There exists a semiabelian variety G′ with abelian quotient Aj′ (j∈{1,…,j0}) and toric part Gmt′ (t′∈{0,…,t}) such that there is a surjective homomorphism φ:G→G′ satisfying y∈ker(φ). We emphasize that it is essential that there are only finitely many choices for j′ and t′ as x varies; otherwise, we would not be able to choose all constants below independent of the point x.
Consider the Z-module V=V(t′,j) defined in (46) and choose linear norms on HomR(Gmt,Gmt′) and HomR(A,Aj′), which we simply denote both by ∣⋅∣. Lemma 24 yields a compact set
[TABLE]
and a quasi-homomorphism ϕ0:G→QG0 represented by some (ϕ0,tor,ϕ0,ab)∈K such that y∈ker(ϕ0)+Tors(G). We compactify G0 by G0 as in Construction 5 and endow G0 with the ample line bundle (cf. Lemma 3)
[TABLE]
where π0:G0→Aj′ denotes the usual projection.
Since Ktor (resp. Kab) is compact and contained in the open subset HomR∘(Gmt,Gmt′) (resp. HomR∘(A,Aj′)), the distance between Ktor (resp. Kab) and the complement
[TABLE]
is strictly positive. We assume that
[TABLE]
By the triangle inequality, this implies that the distance between Kδ=K+Bδ(0,0) and VR∖VR∘ is strictly positive. Consequently, Kδ is a relatively compact subset of VR∘. We choose pairs
[TABLE]
such that the conclusion of Lemma 25 is true. Discarding pairs if necessary, we may assume that (ϕk,tor,ϕk,ab)∈Kδ and hence that (ϕk,tor,ϕk,ab)∈VQ∘. Our choice of the pairs (49) allows us to pick a pair (ϕk,tor,ϕk,ab), k∈{1,…,kδ}, with (ϕ0,tor,ϕ0,ab)∈Bδ(ϕk,tor,ϕk,ab). Renumbering if necessary, we can even impose that
[TABLE]
in order to simplify our notation. Again, let us emphasize that it is important that we only have to choose among finitely many pairs (49) so that all constants in the sequel can be taken independent of k and hence of the point x.
Set Γ1=Γ(nδ⋅ϕ1,tor)⊂(P1)t×(P1)t′. From Construction 6, we obtain a compactification GΓ1 endowed with a line bundle MΓ1. Denoting by πΓ1:GΓ1→A the projection to the abelian quotient, the line bundle
Let n be a denominator of ϕ0 (i.e., n is an integer such that ψ0=n⋅ϕ0∈Hom(G,G0)). We also write (ψ1,tor,ψ1,ab) for nδ⋅(ϕ1,tor,ϕ1,ab)∈V.
As Kδ⊂VR∘ is relatively compact, there exists a constant c10>1 such that
[TABLE]
for any (ϕtor,ϕab)∈Kδ. Since nδ−1(ψ1,tor,ψ1,ab)=(ϕ1,tor,ϕ1,ab)∈Kδ, we infer
[TABLE]
We can now demonstrate the first of the two announced height bounds.
We may hence bound hL1(y) and hL1(z) separately. Recall that
[TABLE]
and note that
[TABLE]
by Lemma 8 (b, c). Let c1 and c2 be the constants of Lemma 11 if applied to G=G, N0=N, t=t′, A1=Aj′, N1=Nj and our fixed linear norms ∣⋅∣ on HomR(Gmt,Gmt′) and HomR(A,Aj′). Comparing Constructions 6 and 7, we infer ψ0∗MG0≈MΓ(ψ0,tor). From Construction 6, we also know the homogeneities
[TABLE]
implying
[TABLE]
Invoking Lemma 11 for n⋅(ψ1,tor,ψ1,ab) and nδ⋅(ψ0,tor,ψ0,ab) yields
[TABLE]
and
[TABLE]
As y∈ker(ψ0)+Tor(G), we have ψ0(y)∈Tor(G0) and consequently
[TABLE]
With Lemma 10, we obtain hψ0∗MG0(y)=hMG0(ψ0(y))=0 and hψ0∗(π0)∗Nj(y)=h(π0)∗Nj(ψ0(y))=0 from (55). Since
[TABLE]
we may cancel n (resp. n2) in (53) (resp. (54)) and obtain
[TABLE]
for some constant c12>0.
Applying Lemma 11 to (ψ1,tor,ψ1,ab) and (0,0)∈V, we obtain similarly
[TABLE]
for some constant c13>0. Using (50), we deduce from this the estimate
[TABLE]
Finally, (51) follows from combining (52), (57) and (58).
∎
Our second height bound is a consequence of Siu’s numerical bigness criterion ([58, Corollary 1.2]). Recall from (13) the maps ι=ιΓ1:G→GΓ1 and q=qΓ1:GΓ1→G. The idea is to compare the line bundles L1 and q∗L on the Zariski closure X of ι(X)⊂GΓ1. Set r=dim(X)≥1 and
[TABLE]
We note that both L1 and q∗L are nef.
Lemma 27**.**
There exists a non-empty Zariski open subset Uδ⊆X and a constant c14(δ), both depending on δ, such that
[TABLE]
if x∈Uδ(Q).
Proof.
If deg(c1(L1)r∩[X])=0, then α=0 and there is nothing left to prove because hL1(x) is non-negative by Lemma 10. Hence, we may and do assume deg(c1(L1)r∩[X])=0. As L1 is nef, this actually means deg(c1(L1)r∩[X])>0. Set
[TABLE]
This is arranged so that
[TABLE]
Thus, Siu’s criterion as stated in [40, Theorem 2.2.15] implies that L2=(L1⊗v⊗q∗L⊗(−u))∣X is big. In particular, some power of L2 is effective. By [27, Theorem B.3.6], there exists a non-empty Zariski-open set Uδ⊆X and a constant c15(L2)>0 such that
[TABLE]
for all x∈Uδ(Q). For a fixed δ>0, we wind up here with finitely many choices for X⊂GΓ1 and the line bundles L1 and q∗L on GΓ1. As L2 can be determined from this data, we can hence replace c15(L2⊗w) by some constant depending only on δ. Combining this fact with Lemma 8 (a), we conclude the existence of some constant c16(δ)>0 such that
[TABLE]
whenever x∈Uδ(Q). Inequality (60) follows immediately by using Lemma 8 (c), Lemma 9, and α=u/v.
∎
It remains to bound the quantity α from below.
Lemma 28**.**
There exists a constant c17>0 such that α≥c17nδ2.
Proof.
We first define auxiliary functions βi, 0≤i≤r, and γi, 0≤i≤r−1, on VQ. Once again, we use that Construction 6 gives for each φtor∈Hom(Gmt,Gmt′) a compactification GΓ(φtor) of G with abelian quotient πΓ(φtor):GΓ(φtor)→A and a line bundle MΓ(φtor) on GΓ(φtor). We use the notations introduced in (13). In addition, we let XΓ(φtor) be the Zariski closure of ιΓ(φtor)(X) in GΓ(φtor). For any (φtor,φab)∈V, we can now define
[TABLE]
and
[TABLE]
This defines a Z-homogeneous function βi (resp. γi) of degree 2r (resp. 2r−2) on V. To prove this, we recall that Construction 6 provides a finite birational morphism ϑn,φtor:GΓ(φtor)→GΓ(n⋅φtor) such that ϑφtor,n∗MΓ(n⋅φtor)≈MΓ(φtor)⊗n. The homogeneity relation follows from the projection formula
(cf. [17, Proposition 2.5 (c)]) by using the straightforward relations (ϑφtor,n)∗[XΓ(φtor)]=[XΓ(n⋅φtor)], ϑφtor,n∗((n⋅φab)∘πΓ(n⋅φtor))∗Nj=(φab∘πΓ(φtor))∗Nj⊗n2 and ϑφtor,n∗(qΓ(n⋅φtor)∗L)=qΓ(φtor)∗L. Therefore, we may and do extend both βi and γi to unique Q-homogeneous functions on VQ. We denote these extensions also by βi and γi. By [31, Theorem III.2.1], the nefness of MΓ(φtor), Nj and L implies that all βi and γi are non-negative.
Recall that X is the Zariski closure of ι(X) in GΓ1.
The reason for introducing the functions βi and γi are the relations
[TABLE]
and
[TABLE]
Each nδi/(∣ψ1,tor∣+∣ψ1,ab∣)i, 0≤i≤r, is bounded both from above and below by virtue of (50). Therefore, the assertion of the lemma follows by homogeneity from the existence of constants c18,c19>0 such that
[TABLE]
and
[TABLE]
for every (ϕtor,ϕab)∈Kδ∩VQ. The former bound is stated as Lemma 29 and the latter as Lemma 30 below.
∎
Lemma 28 allows us to make (60) precise: There exists a non-empty Zariski open Uδ⊂X such that
[TABLE]
whenever x∈Uδ(Q). Combining this with (51), we obtain
[TABLE]
Canceling nδ2, this can be rewritten as
[TABLE]
This inequality gives the desired upper bound on hL(x) if
[TABLE]
Consequently, Proposition 22 is proven up to Lemmas 29 and 30, whose proofs are provided next in Section 7.4.
7.4. Bounds on intersection numbers
The reader may profitably compare our derivation of Lemma 29 with the lengthy one of [24, Proposition 4] to appreciate the technical advantage provided by using Chern forms. In fact, our argument is particularly simple if G is an abelian variety because most of Section 5 is not needed in this case and only the functions β0 and γ0 are non-zero.
Lemma 29**.**
Assume X(s)=X. There exists a constant c18>0 such that
[TABLE]
for all (ϕtor,ϕab)∈Kδ∩VQ.
Before starting the proof, let us recall a compatibility between algebraic Chern classes and analytic Chern forms on proper complex algebraic varieties. Let Z be a proper complex algebraic variety and let L1,…,Ln be line bundles on Z. If ∥⋅∥i (1≤i≤n) are smooth Hermitian metrics on Li, then
[TABLE]
In case Z is smooth, this follows from the fact that the topological Chern class of a line bundle is given by its Chern form (see e.g. [20, Proposition on p. 141]) and the compatibility between algebraic Chern classes and their topological counterparts acting on singular homology [17, Proposition 19.1.2]. For general Z, one can reduce to this case via Hironaka’s desingularization theorem [28] (see also [34]).
Proof.
Since Kδ is a relatively compact subset of VR∘, it suffices to prove the following claim: For each (ϕtor′,ϕab′)∈VR∘, there exists a euclidean neighborhood U⊂VR∘ of (ϕtor′,ϕab′) and a constant c20(ϕtor′,ϕab′)>0 such that
[TABLE]
for all (ϕtor,ϕab)∈U∩VQ.
In order to prove this claim, let (ϕtor,ϕab)∈VQ and let n denote a denominator for (ϕtor,ϕab). In Section 5, the line bundle MΓ(n⋅ϕtor) is endowed with a hermitian metric such that c1(MΓ(n⋅ϕtor))=ω(n⋅ϕtor). Similarly, the line bundle Nj is endowed with a hermitian metric such that c1(Nj)=ω(Nj;n⋅ϕab). These hermitian line bundles can be used to express βl(ϕtor,ϕab) analytically; to wit, βl(ϕtor,ϕab)=n−2rβl(n⋅ϕtor,n⋅ϕab) and
[TABLE]
Since each βl is a non-negative function, it suffices to prove that there exists a positive constant c21(ϕtor′,ϕab′) and a neighborhood U of (ϕtor′,ϕab′) such that
[TABLE]
exceeds n2rc21(ϕtor′,ϕab′) for any (ϕtor,ϕab)∈U∩VQ with denominator n. As the boundary XΓ(n⋅ϕtor)(C)∖ιΓ(n⋅ϕtor)(X)(C) has measure zero, the integral in (64) equals
is bounded from below by a positive constant c21(ϕtor′,ϕab′) for all (ϕtor,ϕab)∈VQ in a neighborhood U of (ϕtor′,ϕab′). In the sequel, we write
[TABLE]
for any (ϕtor,ϕab)∈VR. From Section 5, we know that each ω(ϕtor,ϕab) is a semipositive (1,1)-form of real type. Furthermore, our assumption X=X(s) implies (ω(ϕtor′,ϕab′)∣X)∧dim(X)=0 by Lemma 21 (with c=∣ϕtor′∣+∣ϕab′∣). We infer from this the existence of a non-empty relatively compact open subset K such that (ω(ϕtor′,ϕab′)∣X,y)∧dim(X) is a positive volume form for each y∈K. By continuity of ω(ϕtor,ϕab) with respect to (ϕtor,ϕab) and compactness, there exists an open neighborhood U⊂VR such that
[TABLE]
restricts to a positive volume form on each TR,yXsm(C), y∈K. Using the semipositivity of ω(ϕtor,ϕab), we obtain that (65) is bounded from below by
[TABLE]
This proves our claim.
∎
Lemma 30**.**
There exists a constant c22>0 such that
[TABLE]
for all (ϕtor,ϕab)∈Kδ∩VQ.
It is tempting to provide a proof resembling the one of Lemma 29. In fact, we can reduce the statement of the lemma to bounds on certain integrals of volume forms on X(C) that vary continuously with (ϕtor,ϕab). If X(C) were compact (e.g. because G=A is an abelian variety), the above lemma could be immediately inferred from this continuity. However, non-compactness of X(C) precludes such a direct argument in the general case. We circumvent these problems by using algebraic intersection theory [17] instead. This resembles the proof of [24, Lemma 3.3] by a multiprojective version of Bézout’s Theorem. We use the standard notation from [17] freely.
Proof.
Consider a fixed (ϕtor,ϕab)∈Kδ∩VQ with denominator n. By compactness, (∣ϕtor∣+∣ϕab∣) is bounded on Kδ. It suffices to bound
[TABLE]
by n2r−2c22 because γi(ϕtor,ϕab) is homogeneous of degree 2r−2. As in the proof of Lemma 29, it is enough to demonstrate that
[TABLE]
is bounded by n2r−2c23.
Let G′ be the semiabelian variety described by ηG′=(n⋅ϕtor)∗ηG∈ExtQ1(A,Gmt′). From Construction 5, we recall the compactification G (resp. G′) of G (resp. G′) with its abelian quotient π:G→A (resp. π′:G′→A) and the line bundle MG (resp. MG′) on G (resp. G′). The Zariski closure of X in G is denoted X. Then, L=MG⊗π∗N and we also set
[TABLE]
The homomorphism (idGmt,n⋅ϕtor):Gmt→Gmt×Gmt′ extends to a (idGmt,n⋅ϕtor)-equivariant map Γ(n⋅ϕtor)→(P1)t×(P1)t′, yielding a closed immersion ι:GΓ(n⋅ϕtor)→G×G′ by means of the constructions in Section 2. Furthermore, the line bundle qΓ(n⋅ϕtor)∗L (resp. MΓ(n⋅ϕtor)) on GΓ(n⋅ϕtor) coincides with the pullback ι∗pr1∗L (resp. ι∗pr2∗MG′). Using the projection formula ([17, Proposition 2.5.c]), we infer that (67) equals the degree of
[TABLE]
To estimate this degree, we use suitable projective embeddings G↪Pr1 and G′↪Pr2. By Lemma 3, the line bundles L and L0′=L′⊗(π′)∗N are ample. Consequently, there exists an integer l1 such that L⊗l1 is very ample. Since L is independent of (ϕtor,ϕab), we can choose l1 less than some constant c24 that only depends on G and X. The line bundle (L0′)⊗l2 is very ample if l2 is sufficiently large; in contrast to l1, there is an implicit dependence on (ϕtor,ϕab) here. These very ample line bundles determine projective embeddings ι1:G↪Pr1 and ι2:G′↪Pr2 such that ι1∗OPr1(1)≈L⊗l1 and ι2∗OPr2(1)≈(L0′)⊗l2. Setting κ=(ι1×ι2)∘ι, we continue by estimating the degree of
[TABLE]
If it is shown that the degree of (69) is less than l1l2r−1n2r−2c23, the desired degree bound on (68) follows immediately. In fact, the degree of (69) equals the degree of
[TABLE]
by the projection formula. By Lemma 3, the line bundles pr1∗L, pr2∗L′ and pr2∗(π′)∗N are nef so that this can be expanded into a sum of r zero-cycle classes with non-negative degrees (see [31, Theorem III.2.1]). Since one of the summands is a (l1l2r−1)-multiple of (68), the reduction is clear. (Note that both l1 and l2 cancel out in this way, and hence the dependence of l2 on (φtor,φab) is not an issue. Of course, we have to make sure that c23 depends only on G and X, as it should be by our convention.)
The variety κ(XΓ(n⋅ϕtor)) is an irreducible component of κ(GΓ(n⋅ϕtor))∩(ι1(X)×Pr2)⊂Pr1×Pr2. In fact, both are subvarieties of ι1(G)×ι2(G′) whose restrictions to the open dense subset ι1(G)×ι2(G′) coincide with κ(X). Choose hypersurfaces S1,S2,…,Sk⊂Pr1 such that ι1(X)=S1∩S2∩⋯∩Sk as varieties (i.e., set-theoretically). As X is irreducible, we can select a subset {Sk1,…,Skdim(G)−r} of these hypersurfaces such that κ(XΓ(n⋅ϕtor)) is an irreducible component of
[TABLE]
For reasons of dimension (cf. [17, Lemma 7.1 (a)] and [17, Example 8.2.1]), we have
[TABLE]
It is well-known (compare [17, Section 12.3]) that the tangent vector bundle T(Pr1×Pr2)=pr1∗(TPr1)⊕pr2∗(TPr2) is ample and hence globally generated. By [17, Corollary 12.2 (a)], every distinguished subvariety contributes a non-negative cycle to the intersection product in (70). The degree of the [math]-cycle class (69) is hence majorized by the degree of the [math]-cycle class
[TABLE]
on Pr1×Pr2. The Chow ring A∗(Pr1×Pr2) is of the form
[TABLE]
for any two hyperplanes H1⊂Pr1 and H2⊂Pr2 (see [17, Example 8.3.7]). Thus, we may write [Si×Pr2]=di[H1×Pr2] and
[TABLE]
Furthermore, the definition of the first Chern class immediately implies that
by the projection formula. To ease our exposition notationally, we write α1=c1(pr1∗MG), α2=c1(pr2∗MG′), β1=c1(pr1∗π∗N), β2=c1(pr2∗((n⋅ϕab)∘π′)∗Nj), β3=c1(pr2∗(π′)∗N) and r′=dim(G)+1−r in the following computations. Then,
[TABLE]
For each positive integer n, the isogeny [n]G:G→G of degree nt+2dim(A) extends to a proper map [n]GΓ(n⋅ϕtor):GΓ(n⋅ϕtor)→GΓ(n⋅ϕtor) such that ([n]GΓ(n⋅ϕtor))∗[GΓ(n⋅ϕtor)]=nt+2dim(A)[GΓ(n⋅ϕtor)]. Furthermore, pulling back the line bundles pr1∗MG and pr2∗MG′ (resp. pr1∗π∗N, pr2∗((n⋅ϕab)∘π′)∗Nj and pr2∗(π′)∗N) along [n]GΓ(n⋅ϕtor) amounts to rising them to the n-th (resp. n2-th) power. Therefore, the projection formula (applied to [n]GΓ(n⋅ϕtor)) yields that
[TABLE]
is the same as
[TABLE]
It follows that (73) is zero whenever s1+s2=t. Hence, the quantity (72) can be rewritten as
[TABLE]
(Note that (r′−s)+(r−1−t+s)=dim(G)−t=dim(A).) Taking into account our previous reductions, it is sufficient to show that each
[TABLE]
is bounded from above by c25n2r−2 for some constant c25.
As πΓ(ϕtor):GΓ(n⋅ϕtor)→A exhibits GΓ(n⋅ϕtor) as a Γ(n⋅ϕtor)-bundle over A, it is flat of relative dimension t. We can therefore pull back cycle classes on A to cycle classes on GΓ(n⋅ϕtor). In particular, we have πΓ(n⋅ϕtor)∗([A])=[GΓ(n⋅ϕtor)] and πΓ(n⋅ϕtor)∗([p])=[πΓ(n⋅ϕtor)−1(p)] for any point p∈A. Setting
[TABLE]
we know from [17, Proposition 2.5 (d)] that there exist points p1,…,pdeg(σs)+m,q1,…,qm∈A such that
[TABLE]
By construction, there exists a non-canonical isomorphism between each fiber πΓ(n⋅ϕtor)−1(x), x∈A, and Γ(n⋅ϕtor)⊂(P1)t×(P1)t′ such that the restrictions of pr1∗MG and pr2∗MG′ to ι(πΓ(n⋅ϕtor)−1(x)) correspond to the line bundles pr1∗Mt∣Γ(n⋅ϕtor) and pr2∗Mt′∣Γ(n⋅ϕtor). Once again, we apply the projection formula to obtain
We first show that α1sα2t−s∩[πΓ(n⋅ϕtor)−1(eA)] has degree less than c26nt−s for some constant c26. Using standard coordinates X1,…,Xt (resp. Y1,…,Yt′) on Gmt (resp. Gmt′), let us write
[TABLE]
with integers auv (1≤u≤t,1≤v≤t′). By dimension, we have again
[TABLE]
We determine next the intersection product
[TABLE]
From [17, Example 8.3.7], we deduce an identification
[TABLE]
such that εi (resp. εi′) corresponds to the flat pullback of the cycle class associated with an arbitrary point in the i-th factor of (P1)t (resp. (P1)t′). Considering appropriate intersections, it is easy to verify
Inspecting the definition of Mt (resp. Mt′) in Construction 4, we note that intersecting a cycle class on (P1)t×(P1)t′ with c1(pr1∗Mt) (resp. c1(pr2∗Mt′)) amounts to multiplication with 2(ε1+⋯+εt) (resp. 2(ε1′+⋯+εt′′)) in the Chow ring. We infer that the degree of (75) is majorized by the degree of
[TABLE]
Exploiting cancellations, this can be simplified to
[TABLE]
Since (ϕtor,ϕab)∈Kδ, (75) can be consequently bounded from above by c26nt−s as claimed.
We finally demonstrate that deg(σs) is bounded from above by c27n2(dim(A)−(r′−s)) for some constant c27. For this, it suffices to note that Hom(A,Aj′) is a finitely generated Z-module and that
[TABLE]
is quadratic by the Theorem of the Cube ([47, Corollary II.6.2]) because Nj is symmetric (see [23, p. 417] for details). Combining this with the previous estimate, we immediately obtain the bound
[TABLE]
on (74). Taking our previous reductions into account, this completes the proof of the lemma.
∎
8. Quotients of Semiabelian Varieties
In this section, we elucidate the set of quotients belonging to a fixed semiabelian variety. Let G be a semiabelian variety over Q with split toric part Gmt and abelian quotient π:G→A. For a fixed torus Gmt′ and a fixed abelian variety A′, we ask which elements (ϕtor,ϕab) of
[TABLE]
are such that there exists a quasi-homomorphism ϕ:G→G′ represented by (ϕtor,ϕab) in the sense of Section 1.2. Let Z(Q)⊂VQ denote the subset consisting of these elements. For a fixed semiabelian variety G′ with toric part Gmt′ and abelian quotient A′, we know from Lemma 1 that the surjective quasi-homomorphisms ϕ:G→G′ are parameterized by a linear subspace of VQ. The set Z(Q) is the union of all these linear subspaces for varying G′. It is, however, not a union of finitely many linear subspaces in general. Nevertheless, we can interpret VQ as the Q-points of an additive algebraic group, which we abusively denote also by VQ, and ask whether there is an algebraic subvariety Z⊂VQ with Z(Q) as its set of Q-points. This would also motivate our notation Z(Q) retroactively. In the next theorem, a cone Z⊂VQ is a (not necessarily closed) algebraic subvariety of VQ such that [n]VQ(Z)⊆Z for any non-zero integer n.
Theorem 3**.**
There exists a cone Z⊂VQ such that its Q-points are precisely the pairs (ϕtor,ϕab)∈VQ representing quasi-homomorphisms.
In the following, pairs (ϕtor,ϕab)∈VQ representing quasi-homomorphisms are called realizable.
Proof.
Write ηG=(ηG(1),…,ηG(t))∈A∨(Q)t. By Lemma 1, a pair (ϕtor,ϕab)∈VQ is realizable if and only if for one of its multiples n⋅(ϕtor,ϕab)∈V there exists some μ=(μ1,…,μt′)∈(A′)∨(Q)t′ such that
[TABLE]
in A∨(Q)t′. Write
[TABLE]
for the matrix representing ϕtor∈HomQ(Gmt,Gmt′) and let ϕv,tor:Gmt→QGm, 1≤v≤t′, be the quasi-homomorphism described by the column vector (a1v,…,atv)t.
Then, (77) is equivalent to the equations
[TABLE]
having solutions μv∈A∨(Q). Hence, the pair (ϕtor,ϕab) is realizable if and only if each (ϕv,tor,ϕab), 1≤v≤t′, represents a quasi-homomorphism G→Gv′. Assume that there are cones Zv⊂Hom(Gmt,Gm)×Hom(A,A′)=Vv,Q, 1≤v≤t′, with Zv(Q) consisting of the pairs in Vv,Q representing quasi-homomorphisms. Denoting by pv:VQ→Vv,Q the standard projection, the cone Z=⋂v=1t′pv−1(Zv)⊂VQ is as wanted. In conclusion, it suffices to show the assertion for t′=1.
Choose pairwise non-isogeneous simple abelian varieties B1,…,Bk such that there exist isogenies
[TABLE]
and set
[TABLE]
Let further ψ (resp. ψ′) be isogenies such that ψ∘χ=χ∘ψ=[m]A (resp. ψ′∘χ′=χ′∘ψ′=[m]A′) for some integer m≥1. We have Q-linear maps
[TABLE]
and
[TABLE]
such that both g∘f:VQ→VQ and f∘g:WQ→WQ send (ϕtor,ϕab) to (ϕtor,m2⋅ϕab). Hence, f and g are bijections between VQ and WQ. Using Lemma 2, we additionally deduce that both f and g preserve realizable pairs. Consequently, we may assume that A=B1r1×⋯×Bkrk and A′=B1r1′×⋯×Bkrk′ in proving the theorem. In this case, we can also identify
[TABLE]
By Lemma 1, an element (ϕtor,ϕab(1),…,ϕab(k))∈VQ, ϕab(i)∈HomQ(Biri,Biri′), is realized by a quasi-homomorphism if and only if for one of its multiples n⋅(ϕtor,ϕab(1),…,ϕab(k))∈V there exists some tuple (η(1),…,η(k))∈B1∨(Q)r1′×⋯×Bk∨(Q)rk′ such that
[TABLE]
Arguing as above, we deduce that it suffices to prove the theorem under the additional assumption that k=1 (i.e., A=Br and A′=Br′ with a simple abelian variety B).
Let us write ηG=(η1,…,ηt)∈(Br)∨(Q)t=ExtQ1(Br,Gmt) and ηj=(η1j,…,ηrj)t∈(B∨)(Q)r=(Br)∨(Q). Again, (ϕtor,ϕab)∈VQ is realizable if and only if there exists some multiple n⋅(ϕtor,ϕab)∈V such that
[TABLE]
has a solution μ=(μ1,…,μr′)∈B∨(Q)r′=ExtQ1(A′,Gm). This condition can be translated into linear algebra over the Q-division algebra D=End(B∨)Q (cf. [47, Corollary 2 on p. 174]). For this, we denote by Γ the left End(B∨)-submodule of B∨(Q) generated by
[TABLE]
The tensor product ΓQ=Γ⊗ZQ is a left D-submodule of B∨(Q)⊗ZQ. For any γ∈B∨(Q), we let [γ] denote γ⊗1∈B∨(Q)⊗ZQ. As D is a division ring, ΓQ is a free left D-module so that we may choose End(B∨)-linearly independent elements γ1,…,γl∈B∨(Q) satisfying
[TABLE]
here Tors(Γ) denotes the Z-torsion elements of Γ. If (78) has a solution μ=(μ1,…,μr′)∈B∨(Q)r′ for some n, then it also has a solution μ∈Γr′⊂B∨(Q)r′ for a possibly larger n. In fact, one may take any image under a D-linear projection from ΓQ+D⋅[μ1]+⋯+D⋅[μr′] to ΓQ. Since we can always arrange for n to annihilate the finite group Tors(Γ), we infer that (ϕtor,ϕab) is realizable if and only if, in the notation from Section 1.2,
[TABLE]
has a solution μ∈ΓQr′⊂(B∨(Q)⊗ZQ)r′. Both ϕtor∈HomQ(Gmt,Gm) and ϕab∨∈HomQ((A′)∨,A∨) can be represented by matrices
[TABLE]
and
[TABLE]
Using this notation, we are searching for (80) and (81) such that
[TABLE]
has a solution ([μ1],…,[μr′])∈ΓQ. Using the decomposition (79), we expand
[TABLE]
Then, (82) has a solution ([μ1],…,[μr′]) if and only if each of the l linear equations
[TABLE]
has a solution (δ1(⋅),…,δr′(⋅))∈Dr. By Lemma 31 below, the corresponding condition on (83) and (84) is described by a subcone of Qt×Dr×r′. The intersection Z∨ of these l cones is almost what we are searching for. In fact, a pair (ϕt,ϕa)∈VQ is realizable if and only if (ϕt,ϕa∨)∈Qt×Dr×r′ is in Z∨(Q). The theorem follows now from the Q-linearity (cf. [47, (ii) on p. 75]) of
[TABLE]
∎
The following lemma is certainly standard (for t=1 and a1=1 at least) but I have found no trace of it in the literature so that a complete proof is given.
Lemma 31**.**
Let D be a finite-dimensional Q-algebra and y1,…,yt∈Dr column vectors. Then, the pairs (a,M)∈Qt×Dr×r′, a=(a1,…,at), such that
[TABLE]
has a solution x∈Dr′, are the Q-points of a cone Z⊂Qt×Dr×r′.
Here, Qt×Dr×r′ is given its canonical structure as an affine linear space over Q. We also remark that Z is generally not a closed subvariety.
Proof.
Choosing a Q-linear isomorphism φ:D→Qn, we obtain a map l:D↪Qn×n such that l(d1)φ(d2)=φ(d1d2). This realizes D as a n-dimensional subspace l(D) of Qn×n. With these identifications, the equation (84) can be written as
[TABLE]
with M′∈Qnr×nr′, x′∈Qnr′ and y1′,…,yt′∈Qnr. We then search for M′∈Qnr×nr′ such that a solution x′ exists under the additional restraint that M′ comes from a matrix M∈Dr×r′ by applying l to each entry. Since this restraint can be evidently expressed as M′ being contained in a Q-subcone of Qnr×nr′, we can restrict to the case D=Q.
To deal with this special case, we make the following elementary observation: Write M=(m1…mr′) with column vectors mi∈Qr. For any y=0, we have y∈im(M) if and only if there exists a subset I⊂{1,…,r′} such that ⋀i∈Imi=0∈⋀∣I∣Qr and ⋀i∈Imi∧y=0∈⋀∣I∣+1Qr. From this, we straightforwardly obtain equations for the sought-after Q-cone Z⊂Qt×Qr×r′.
∎
The proof of Theorem 3 gives evidently a procedure to determine Z via linear algebra so that one may hope that its rational points Z(Q) are equally easy to describe. However, Z(Q) can be rather complicated if G is neither an abelian variety nor a torus. For example, Z is not even rational in general, although it is in these two special cases. With respect to the proof of Theorem 2, this means in particular that (Dirichlet) approximation arguments as in [23, Section 4] and [24, Section 4] break down if one insists on the use of surjective quasi-homomorphisms G→G′. This makes it necessary to work with explicit line bundles on G as we do in this article.
Example 32**.**
Let E be an elliptic curve without complex multiplication (i.e., End(E)=Z). Furthermore, let γ1,γ2,γ3∈E∨(Q) be such that Γ=∑i=13Z⋅γi is a free Z-module of rank 3. For an arbitrary tuple (n1,n2,n3)∈Z3, we define
[TABLE]
considering these column vectors as elements of (E3)∨(Q). Let G be the semiabelian variety determined by
[TABLE]
From Theorem 3, we know that the realizable pairs in
[TABLE]
are the Q-rational points of an algebraic subvariety Z⊂VQ. Consider the projection π:VQ→Hom(Gm3,Gm)Q. An inspection of the three linear equations given by (83) tells us that the image π(Z) is described by
[TABLE]
It is easy to check (cf. [44, Chapter 10] or [15, Section 3.1]) that
[TABLE]
is the projective equation of an elliptic curve En1,n2,n3′ for generic tuples (n1,n2,n3)∈Z3. In these cases, π(Z) is birationally equivalent to P1×En1,n2,n3′. The existence of a global non-zero one-form (i.e., the pull-back of the invariant differential form on En1,n2,n3′) precludes unirationality of P1×En1,n2,n3′ (cf. [35, Theorem 1.52]). Therefore, Z itself cannot be a rational variety. In addition, the set Z(Q) surjects onto the Mordell-Weil group of the Q-elliptic curve En1,n2,n3′. Given that no known algorithm
produces the Mordell-Weil rank, this should demonstrate that the “mixed structure” of a semiabelian variety can lead to an intricate set of quotients and subgroups.
Acknowledgements: The author deeply thanks Philipp Habegger for suggesting this problem quite some years ago and for providing a constant motivation to continue working on it. The present article also profited much from discussions with and advice of Daniel Bertrand, Pietro Corvaja, Marc Hindry, Rafael von Känel, Friedrich Knop, Harry Schmidt, and Gisbert Wüstholz. He also thanks the organizers of the workshop “Diophantische Approximationen” (ID: 1615) at the MFO for allowing him to present the results of this article there for the first time in a preliminary fashion. In addition, the author acknowledges the supportive hospitality of both the Max Planck Institute for Mathematics and the Fields Institute, where this article has been written. Finally, he thanks the referee for their ample suggestions, which helped to improve the expository quality of this article.
Bibliography68
The reference list from the paper itself. Each links out to its DOI / PubMed record.
1[1] James Ax. Some topics in differential algebraic geometry. I. Analytic subgroups of algebraic groups. Amer. J. Math. , 94:1195–1204, 1972.
2[2] D. Bertrand. Endomorphismes de groupes algébriques; applications arithmétiques. In Diophantine approximations and transcendental numbers (Luminy, 1982) , volume 31 of Progr. Math. , page 1–45. Birkhäuser Boston, Boston, MA, 1983.
3[3] Christina Birkenhake and Herbert Lange. Complex abelian varieties , volume 302 of Grundlehren der Mathematischen Wissenschaften [Fundamental Principles of Mathematical Sciences] . Springer-Verlag, Berlin, second edition, 2004.
4[4] Enrico Bombieri and Walter Gubler. Heights in Diophantine geometry , volume 4 of New Mathematical Monographs . Cambridge University Press, Cambridge, 2006.
5[5] Enrico Bombieri, David Masser, and Umberto Zannier. Intersecting a curve with algebraic subgroups of multiplicative groups. Internat. Math. Res. Notices , (20):1119–1140, 1999.
6[6] Enrico Bombieri, David Masser, and Umberto Zannier. Anomalous subvarieties – structure theorems and applications. Int. Math. Res. Not. IMRN , (19):Art. ID rnm 057, 33, 2007.
7[7] Enrico Bombieri, David Masser, and Umberto Zannier. Intersecting a plane with algebraic subgroups of multiplicative groups. Ann. Sc. Norm. Super. Pisa Cl. Sci. (5) , 7(1):51–80, 2008.
8[8] Siegfried Bosch, Werner Lütkebohmert, and Michel Raynaud. Néron models , volume 21 of Ergebnisse der Mathematik und ihrer Grenzgebiete (3) [Results in Mathematics and Related Areas (3)] . Springer-Verlag, Berlin, 1990.