This paper explores the structure of the Berkovich space of bounded analytic functions over nonarchimedean fields, revealing the existence of non-normative seminorms, their kernels, and their relation to the Tate algebra.
Contribution
It demonstrates the presence of nonmaximal seminorms in the Berkovich space and provides methods to construct families of seminorms with shared kernels, advancing understanding of nonarchimedean analytic geometry.
Findings
01
Existence of non-normative multiplicative seminorms with nonmaximal kernels
02
Methods to generate families of seminorms sharing the same kernel
03
Identification of kernels not obtainable by the proposed method
Abstract
We prove that the Berkovich space of the algebra of bounded analytic functions on the open unit disk of an algebraically closed nonarchimedean field contains multiplicative seminorms that are not norms and whose kernel is not a maximal ideal. We also prove that in general these seminorms are not univocally determined by their kernels, and provide a method for obtaining families of different seminorms sharing the same kernel. On the other hand, we prove that there are also kernels that cannot be obtained by that method. The relation with the Berkovich space of the Tate algebra is also given.
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TopicsHolomorphic and Operator Theory · Algebraic and Geometric Analysis · advanced mathematical theories
Full text
Nonmaximal ideals and the Berkovich space of the algebra of bounded analytic functions
Jesús Araujo
Departamento de Matemáticas,
Estadística y Computación
We prove that the Berkovich space of the algebra of bounded analytic functions on the open unit disk of an algebraically closed nonarchimedean field contains multiplicative seminorms that are not norms and whose kernel is not a maximal ideal. We also prove that in general these seminorms are not univocally determined by their kernels, and provide a method for obtaining families of different seminorms sharing the same kernel. On the other hand, we prove that there are also kernels that cannot be obtained by that method. The relation with the Berkovich space of the Tate algebra is also given.
Research
partially supported by
the Spanish Ministry of Science and Education (Grant MTM2011-23118).
1. Introduction
Throughout K is an algebraically closed field complete with respect to a (nontrivial) nonarchimedean absolute value ∣⋅∣ and H∞ denotes the space of (K-valued) bounded analytic functions on the open disk D:={z∈K:∣z∣<1}, that is, the space of bounded power series on D. When endowed with the Gauss norm (which coincides with the sup norm ∥⋅∥), the space H∞ becomes a Banach algebra. We remark that, given a nonzero f(z)=∑0∞anzn∈H∞, the value
[TABLE]
does not necessarily belong to the value group ∣K×∣:={∣z∣:z∈K∖{0}}.
A remarkable difference with respect to the complex case is that in a Banach algebra over K there can be maximal ideals that are not the kernel of any multiplicative linear functional. For this reason, the classical definition of spectrum (or maximal ideal space) of a complex Banach algebra does not carry over to the ultrametric setting.
Nevertheless, the standard definition of Berkovich space (or multiplicative spectrum)
yields the usual spectrum when adapted to the complex context
(see Definition 1.1 and Remark 1.1).
Not much is known about the Berkovich space M of H∞.
Points in M are seminorms, and
theoretically they can be divided into four types, namely:
I.
Points whose kernel is a maximal ideal of codimension 1,
2. II.
Points whose kernel is a maximal ideal of codimension different from 1,
3. III.
Points whose kernel is trivial, that is, equal to {0}.
4. IV.
Points whose kernel is a nonzero nonmaximal prime ideal.
Points of type I can be identified with those in D (see [8]),
as each of them
is the absolute value evaluation δz at a point z of D (that is, δz(f)=∣f(z)∣ for every f∈H∞).
Points of type II can be obtained by the use of ultrafilters and, in particular, regular sequences
(a sequence (zn) in D is said to be regular if infn∈N∏m=n∣zn−zm∣>0). The
key point in studying regular sequences consists of identifying each of them with a bounded sequence in K via the map
i:H∞→ℓ∞, f∈H∞↦(f(zn))∈ℓ∞. Given a regular sequence
(zn), every maximal ideal containing the ideal I of all functions f∈H∞
vanishing at every zn can be identified
with an ultrafilter in N, that is, a point in the Stone-Čech compactification βN of N (see [14, Corollary 4.7]). Thus, given a regular sequence z=(zn) and a nonprincipal ultrafilter u in N (that is, a point u∈βN∖N), the seminorm
[TABLE]
is a point of type II.
In this paper, we say that a sequence (zn) in D is regular with respect to a nonprincipal ultrafilter u in N if there exists C∈u such that (zn)n∈C is regular, that is,
[TABLE]
Points of type III are obviously given by multiplicative norms.
The simplest case of a multiplicative norm is of the form ζD, for any nontrivial disk D contained in D, where
[TABLE]
for all f∈H∞.
Our goal in this paper is to prove that the set of points of type IV is nonempty, and to study some of its features.
Note
that the existence of a nonzero nonmaximal closed prime ideal does not necessarily imply the existence of points of type IV.
The
question of the existence of
such an ideal in H∞, raised in [14], remained unknown for many years, until it was finally solved (in the positive) in [6]. On the other hand, note that, from the proof of [1, Proposition 1.2.3], the algebra ℓ∞ contains no nonzero nonmaximal prime ideals. In our case, H∞ and ℓ∞ are isometrically isomorphic as Banach spaces, but the product in H∞ determines a product in ℓ∞ different from the usual one, allowing the existence of seminorms that are not norms and have a nonmaximal ideal as a kernel.
Definition 1.1**.**
Let A be a unital commutative Banach algebra over K. A
map φ:A→[0,+∞) is a continuous multiplicative
ring seminorm on A if the following conditions hold:
(1)
φ(0A)=0 and φ(1A)=1.
2. (2)
φ(ab)=φ(a)φ(b) for all a,b∈A.
3. (3)
φ(a+b)≤φ(a)+φ(b) for all a,b∈A.
4. (4)
φ(a)≤∥a∥ for all a∈A.
Remark 1.1*.*
We assume that ∥1A∥=1. It is straightforward to show (see for instance [4, Lemma 1.7]) that every continuous multiplicative ring seminorm
is also an ultrametric algebra seminorm on A, that is, it further satisfies:
(5)
φ(λa)=∣λ∣φ(a) for all λ∈K and a∈A.
2. (6)
φ(a+b)≤max{φ(a),φ(b)} for all a,b∈A.
The Berkovich space (or multiplicative spectrum) M(A) of A is the set of all continuous multiplicative (in any of the equivalent senses of Definition 1.1 and Remark 1.1) seminorms endowed with the topology of
simple convergence, that is,
a net (ζλ)λ∈Λ in M(A) converges to ζ0∈M(A) if (ζλ(a))λ∈Λ converges to ζ0(a) for all a∈A.
It is well known that M(A) is Hausdorff and compact (see for instance [1, Theorem 1.2.1] or [4, Theorem 1.11]).
Indeed,
the multiplicative spectrum of some algebras
is a compactification of D (see [1, 2, 4, 5, 11, 18]). Nevertheless, in our case, it is unknown if D is dense in M=M(H∞), which is a nonarchimedean version of the Corona problem
(a related problem was solved in [14]). In fact, what is now known is that D is dense in the subset of all seminorms whose kernel is a maximal ideal (see [7]).
It is easy to check that the kernel
kerζ:={f∈A:ζ(f)=0}
of every element ζ∈M(A) is a closed prime ideal of A. When we say that a seminorm has maximal kernel or nonzero nonmaximal kernel, we mean that its kernel is a maximal ideal or a nonzero nonmaximal ideal, respectively.
We see that
if D is a (closed or open) disk, then ζD belongs to M.
Also, since ∣K×∣ is dense in R+, ζD+(z,r)=ζD−(z,r) for z∈D and r∈(0,1) (where D+(z,r) and D−(z,r) are the closed and open disks with center z and radius r, respectively).
Recall that, given f∈H∞ and z0∈D, f can be written by f(z)=∑n=1an(z−z0)n for every z∈D (see for instance [16, Theorem 25.1]), and that z0 is a zero of f of multiplicity m≥1 if there is g∈H∞ with g(z0)=0 such that f(z)=(z−z0)mg(z) for all z. For E⊂D, we denote by Z(f,E) the number of zeros of f in E
(by this we will always mean taking into account multiplicities).
For r>0, C(0,r) will be the set of all z with ∣z∣=r.
If D+(z,r)⊂C(0,∣z∣) and w1,…,wn are the zeros of f∈H∞ with absolute value ∣z∣, then we define
[TABLE]
where we understand that ∏∣z−wi∣>r∣z−wi∣=1 if ∣z−wi∣≤r for all i=1,…,n.
In this paper we mainly study the set M0 of all seminorms of the form φ:=limuζD+(zn,rn), where u is any nonprincipal ultrafilter in N, (zn) is any sequence in D with limn→∞∣zn∣=1, and (rn) is any sequence in (0,1).
Obviously, in many cases φ:=limuζD+(zn,rn)=∥⋅∥. This happens for instance when the set of all n∈N such that ∣zn∣≤rn belongs to u. But even in this case we can also write ∥⋅∥=limuζD+(zn,∣zn∣2), so we can assume that rn<∣zn∣ for all n. It is clear that, if limurn>0, then there exist r∈(0,1) and a sequence k=(kn) in N (not necessarily unique) such that 0<r=limurnkn<1.
We will see in Corollary 6.2 that
[TABLE]
This means that, when limurn>0, we can restrict ourselves to seminorms of the special form φz,uk,r.
On the other hand,
it is very easy to see that, if limurn=0, then limuζD+(zn,rn)=δz,u:=limuδzn. We
also prove that, in fact, all points in M0 can be written in the form δz,u (see Theorem 2.3).
We can say more. Given φ∈M0, there exist a sequence (wn) in D with limn→∞∣wn∣=1 and a sequence (sn) in (0,1) such that the disks D+(wn,sn) are pairwise disjoint and φ=limuζD+(wn,sn) (see Corollaries 6.3 and 6.4).
We also deal here with two subsets of M0: M0′ and M1. The
set M0′ consists of all the limits of the above form limuζD+(zn,rn), where (zn) is regular with respect tou and all the disks D+(zn,rn), n∈C, are pairwise disjoint for some C∈u.
If we drop the requirement that (zn) be regular with respect to u, then the results we obtain are quite different (see Proposition 6.7; see also Corollary 6.4).
As for the second set, M1, it has the remarkable property that no seminorm in it is determined by its kernel, that is, there are many other seminorms having the same kernel. For the description of M1, we generalize the notion of regular sequence as follows:
Given a sequence z=(zn) in D
and a nonprincipal ultrafilter u in N, we denote by Compu(z) the set of all sequences k=(kn) in N
for which
there exists Ck∈u such that
[TABLE]
Now, for a nonprincipal ultrafilter u of N, k∈Compu(z) and r∈(0,1),
we set ζz,uk,r:=φz,uk,r, that is,
[TABLE]
and
[TABLE]
We put, for z and u fixed,
Mz,u:=⋃k∈Compu(z)(ζz,uk,0,ζz,uk,1),
and more in general Mz:=⋃u∈βN∖NMz,u.
Finally, we set M1:=⋃zMz.
Note that, in principle, a seminorm φz,uk,r∈M0′ cannot be written as ζz,uk,r because k does not necessarily belong to Compu(z) (nevertheless, in general it does, as can be seen in Theorem 2.9).
On the other hand, M1 is indeed a subset of M0′ (see Remark 6.2). But, of course, the fact that a seminorm ζz,uk,r∈M1 belongs to M0′ does not necessarily imply that there exists C∈u such that all disks D+(zn,knr) are pairwise disjoint for n∈C. Nevertheless, we have the following remark that will be used later.
Remark 1.2*.*
If there exists C∈u with M:=infn∈C∏m∈Cm=n∣zn−zm∣km>0 and 0<r0<M, then all the disks D+(zn,knr0), n∈C, are pairwise disjoint.
By 1, we denote the sequence constantly equal to 1. In general, k, l, m are used, respectively, for sequences (kn), (ln) and (mn) in N. Also z, w, and v denote, respectively, sequences (zn), (wn) and (vn) in D.
As usual, given a topological space A and a subset B of A, clAB denotes the closure of B in A.
The paper is organized as follows. In Section 2 we state the main results. In Section 3, we give some technical results that are used through the paper. In Section 4, we show that the Berkovich space of the Tate algebra T1 (without one point) can be homeomorphically embedded as an open subset of M (Theorem 2.12). In Section 5, we study the existence of bounded analytic functions with a prescribed number of zeros, paying attention to their norms.
In Section 6, we study how the same seminorm can be expressed in different forms, and we prove in particular Theorem 2.3. Section 7 is devoted to proving most of the results stated in Section 3 (and some others concerning M1). The proof of Theorem 2.11 is provided in Section 8, along with a description of some special seminorms.
2. Main results
Theorem 2.1**.**
Let φ∈M0 have nonzero kernel. Given f∈kerφ with f=0 and
r∈(0,∥f∥), there exists ψ∈M0′ with
nonzero nonmaximal kernel such that φ≤ψ and ψ(f)=r.
We deduce that kerψ⊊kerφ, and consequently there exists an infinite strictly decreasing chain of kernels.
In particular all kernels of seminorms δz,u, with z regular with respect to u, contain nontrivial kernels.
Theorem 2.2**.**
Let z be regular with respect to a nonprincipal ultrafilter u in N. Then there exists a linearly ordered compact and connected set Azu⊂M with δz,u=minAzu and ∥∥=maxAzu
such that kerφ is nonzero and nonmaximal for all
φ∈Azu∖{δz,u,∥∥}.
Points in M0 can in fact be written in the form δw,v:=limvδwm, where w may be not regular with respect to v.
Theorem 2.3**.**
M0={δw,v:limn→∞∣wn∣=1,v∈βN∖N}.
Theorem 2.4**.**
Let
z be a regular sequence with respect to u∈βN∖N. Then, for each k∈Compu(z), the maps ζz,uk,0:=limr→0ζz,uk,r and ζz,uk,1:=limr→1ζz,uk,r exist and
belong to M, and
[TABLE]
Moreover clM(ζz,uk,0,ζz,uk,1) is homeomorphic to the interval [0,1], through a homeomorphism sending (ζz,uk,0,ζz,uk,1) onto (0,1).
In fact, seminorms ζz,uk,0 and ζz,uk,1 belong to M0 (see Proposition 8.1).
The following result says that many seminorms share the same nonzero nonmaximal kernels (see also Corollary 7.3).
Corollary 2.5**.**
Let
z be a regular sequence with respect to u∈βN∖N. Then, for each k∈Compu(z), all seminorms in (ζz,uk,0,ζz,uk,1]:=(ζz,uk,0,ζz,uk,1)∪{ζz,uk,1} have the same kernel.
In view of Corollary 2.5, we can consider kernels of seminorms in Mz,u given by different sequences k and l. It is very easy to deduce that they coincide when limuln/kn∈(0,+∞). In any other case, we have the following corollary.
Corollary 2.6**.**
Let
z be a regular sequence with respect to u∈βN∖N. Let k,l∈Compu(z). If limuln/kn=0, then kerζz,uk,1⊊kerζz,ul,1.
Corollary 2.7**.**
The kernel of every point in M1 is nonzero and nonmaximal.
We easily deduce that kerζz,uk,1 is always nonzero and nonmaximal, and that kerζz,uk,0 is nonzero.
Moreover, if limukn<+∞, then ζz,uk,0=δz,u, so its kernel is maximal. Now, we see that
the converse also holds.
Corollary 2.8**.**
Let
z be a regular sequence with respect to u∈βN∖N. Then, for each k∈Compu(z),
kerζz,uk,0 is
nonmaximal if and only if
limukn=+∞.
Next, if φz,uk,r,φz,ul,s∈M0′ do not belong to M1, then φz,uk,r=φz,ul,s. That is, all points
in M0′ (with nonmaximal kernel) belong to M1 but at most one:
Theorem 2.9**.**
Given
φ=φz,uk,r∈M0′, either φ∈Mz,u or
[TABLE]
Corollary 2.10**.**
Let φ=φz,uk,r∈M0′, where (∣zn∣) is strictly increasing. Then either φ∈M1 or φ=∥∥.
The next result says that there are some kernels that cannot be obtained through seminorms in M1. In fact we see that, among the seminorms of the form ζz,uk,r, those with r=0 are the only ones that are characterized by their kernel. This should be compared with Corollary 7.3. Example 8.10 shows that the statement cannot be generalized to other seminorms defined in a similar way.
Theorem 2.11**.**
Let
z be a regular sequence with respect to u∈βN∖N. Given
k∈Compu(z),
[TABLE]
for every φ∈M1.
Moreover, for v∈βN∖N and a regular sequence w with respect to v, if l∈Compv(w) and kerζz,uk,0=kerζw,vl,0, then ζz,uk,0=ζw,vl,0.
We finish our list of main results with a theorem linking the Berkovich space of the Tate algebra T1 with M. Recall that T1 is the Banach algebra of analytic functions on the closed unit disk D+(0,1), that is, the space of all power series with coefficients in K converging on D+(0,1). It coincides with the subspace of H∞ consisting of all power series ∑n=0∞anzn with limn→∞∣an∣=0, and contains the polynomial algebra K[z] as a dense subset.
The Berkovich space M(T1) is well known (see for instance [1, 1.4.4]). Each φ∈M(T1) can be written in terms of (a limit of) seminorms ζD+(a,r), in such a way that there is a natural extension of each φ to a i(φ)∈M defined in the same terms. We put M∗:=M(T1)∖{∥∥}.
Theorem 2.12**.**
The canonical map
[TABLE]
is a homeomorphism. Moreover i(M∗) is open in M, and M(T1) is homeomorphic to a quotient of M.
3. Some technical results
We begin this section by giving some well known results concerning the zeros of analytic functions. Suppose that
f(z)=1+∑n=1∞anzn∈H∞. For each r∈[0,1), let
Mr(f):=maxn≥0∣an∣rn.
We say that r∈(0,1) is a critical radius for f if there are at least two distinct indices m,k such that
[TABLE]
It turns out that r is a critical radius for f if and only if C(0,r) contains a zero of f. Indeed, the number of zeros (taking into account multiplicities) located in C(0,r) coincides with the number
[TABLE]
where νr(f) and μr(f) are defined, respectively, as the greatest and the smallest n such that ∣an∣rn=Mr(f) (see for instance [15, Section 2.2, Theorem 1] for a proof when K is an algebraically closed extension of Qp but valid also for our K).
It is clear from the definition that, if r<s, then νr(f)≤μs(f). In fact, the
critical radii form an increasing (finite or infinite) sequence (Rn)
satisfying μRn(f)=νRn−1(f) for all n≥2 that, when infinite, has 1 as its only accumulation point.
Hence, if r∈(0,1) is not a critical radius, then there exists only one nr∈N with ∣anr∣rnr=Mr(f)
and ∣f(z)∣=∣anr∣rnr for all z with ∣z∣=r. It turns out that nr=νRi(f), where Ri is the greatest critical radius strictly less than r, if there is any, and nr=μR1(f)=0 otherwise.
On the other hand, writing νn=νRn(f) for short, we see that ∣f(0)∣=1=∣aν1∣R1ν1 and
∣aν1∣=1/R1ν1.
Also, ∣aν1∣R2ν1=∣aν2∣R2ν2, giving
∣aν2∣=1/(R1ν1R2ν2−ν1)=1/∏i=12RiZ(f,C(0,Ri)).
For all n, this process leads to
∣aνn∣=1/∏i=1nRiZ(f,C(0,Ri)).
We finally remark that
[TABLE]
We continue with the results of this section. The proof of the following lemma is easy.
Lemma 3.1**.**
Suppose that f∈H∞ has exactly k zeros w1,…,wk of absolute value R∈(0,1). Then
f(z)=g(z)∏i=1k(z−wi), where g∈H∞ has no zeros of absolute value R. Also,
∥f∥=∥g∥.
Lemma 3.2**.**
Let f∈H∞ be such that f(0)=1, and suppose that its
critical radii are R1<R2<⋯<1.
Suppose also that for each i∈N,
f has exactly mi zeros w1i,…,wmii in C(0,Ri).
Then, given
z∈D with ∣z∣=Rk,
[TABLE]
Similarly, if Rk<R:=∣z∣<Rk+1, then
[TABLE]
Proof.
By Lemma 3.1, f(z)=g(z)∏i=1k∏j=1mi(z−wji), where g∈H∞ has mi zeros in each
C(0,Ri) for every i>k, and no other zeros. This implies that the critical radii of g
are the Ri for i>k and that ∣g(z)∣ is constantly equal to ∣g(0)∣ on D−(0,Rk+1),
that is, when ∣z∣<Rk+1,
[TABLE]
Now, the result follows easily.
∎
Corollary 3.3**.**
Suppose that f∈H∞ has no zeros in D−(z0,r), where 0<r≤∣z0∣. Then ∣f(z)∣=∣f(z0)∣
for every z∈D−(z0,r), and ζD+(z0,r)(f)=∣f(z0)∣.
Let z be a sequence in D with (∣zn∣) increasing and converging to 1, and let (rn) be a sequence in (0,1) with D+(zn,rn)⊂C(0,∣zn∣) for all n. Given a nonprincipal ultrafilter u in N,
[TABLE]
for every f∈H∞.
Proof.
Since each ξD+(zn,rn) is multiplicative, it is enough to prove it for f∈H∞ with f(0)=1. Also, the result is obvious if f has a finite number of zeros in D, so we assume that the sequence (wk) of its zeros satisfies that (∣wk∣) is increasing and convergent to 1.
For each n∈N, take kn as the largest k with ∣wk∣≤∣zn∣. If ∣wkn∣<∣zn∣, then
ξD+(zn,rn)(f)=1 and, by Lemma 3.2,
[TABLE]
Similarly, if ∣wkn∣=∣zn∣ and Mkn=card{m:∣wm∣=∣wkn∣}, then
[TABLE]
Now, recall that, if (an) is a decreasing sequence in R with ∑n=1∞an<+∞, then limn→∞nan=0. Equivalently, since (∣wk∣) is increasing and ∏k=1∞∣wk∣>0,
limn→∞∣wkn∣kn=1, so limn→∞∣zn∣kn=1 and, consequently, limn→∞∣zn∣Mkn=1.
On the other hand, since ∥f∥=1/∏k=1∞∣wk∣, we easily conclude the result.
∎
We give a final lemma that will be used later.
Lemma 3.5**.**
Let z∈D, z=0, and suppose that 0<s<r<∣z∣.
If f∈H∞, then
[TABLE]
Proof.
It is clear that ξD+(z,s)(f)≤ξD+(z,r)(f). On the other hand, if w1,…,wn
are the zeros of f in D−(z,r)∖D+(z,s), and z1,…,zm are the zeros of
f in C(0,∣z∣)∖D−(z,r), then
[TABLE]
and we are done.
∎
4. M and M∗
Proposition 4.1 is given in [6]. For the sake of completeness, we provide a (different) proof.
Proposition 4.1**.**
Suppose that φ∈M satisfies φ=ψ∈M∗ on K[z]. Then φ=i(ψ).
Proof.
To see that φ=i(ψ), it is enough to prove the equality at any f∈H∞
satisfying f(0)=1 and having infinitely many critical
radii Rj. Since ψ=∥∥, we can find r∈(0,1) with ψ≤ζD+(0,r), and
we may assume that
f has mj zeros in each C(0,Rj), and that r<R1<R2<⋯. For each R∈(R1,1), we write f=PRfR, where PR∈K[z] is the product
PR(z):=∏i=1n(z−zi), being the zi all the zeros of f in D+(0,R),
and fR∈H∞ has no zeros in D+(0,R).
Claim.The limit [φ](f):=limR→1φ(fR) exists, and
[TABLE]
For R∈(R1,1) fixed, let N be the largest integer with RN≤R, so that R1,…,RN are the critical radii of PR.
Obviously ∣PR∣ and ∣f∣ are constant in D+(0,r), so
ψ(PR)=∣PR(0)∣=∏j=1NRjmj, and
i(ψ)(f)=∣f(0)∣=1. Since ∥f∥=1/∏n=1∞Rnmn, limR→1ψ(PR)∥f∥=1=i(ψ)(f).
Also φ(f)=ψ(PR)φ(fR) for all R, so by taking limits we prove the claim.
■
Also, since ∥PR∥=1, ∥fR∥=∥f∥ for all R, and consequently [φ](f)≤∥f∥ and φ(f)≤i(ψ)(f). We easily conclude that φ(g)≤i(ψ)(g) whenever g∈H∞ has constant absolute value on D+(0,r).
Suppose next that φ(f)<i(ψ)(f), that is,
φ(f)<1. Note that f(z):=1+∑n=1∞anzn and, since there are no critical radii R≤r,
M:=supn∈Nanrn<1, so the function h(z):=f(z)−1
satisfies ∣h(z)∣≤M for all z∈D+(0,r) and i(ψ)(h)≤ζD+(0,r)(h)<1.
We can write h=Pg, where P∈K[z] and g∈H∞ has constant absolute value
in D+(0,r), which implies that φ(g)≤i(ψ)(g). Obviously, ψ(P)i(ψ)(g)=i(ψ)(h)<1, whereas ψ(P)φ(g)=φ(h)=1 (because φ(f)<1 and φ(1)=1), implying that
i(ψ)(g)<φ(g). Since this is impossible, we conclude that φ(f)=i(ψ)(f).
∎
It is obvious that i is injective and that i−1:i(M∗)→M∗ is continuous. Next, suppose that
(ζλ)λ∈Λ is a net in M∗ convergent to ζλ0∈M∗. By the definition of convergence of a net, since ζλ0=∥∥, there exist r∈(0,1) and λ1∈Λ such that ζλ≤ζD+(0,r) for all λ≥λ1, and ζλ0≤ζD+(0,r). This implies in particular that, for g∈H∞, if ∣g∣ is constant in D+(0,r), then i(ζλ0)(g)=∣g(0)∣=i(ζλ)(g) for all λ≥λ1.
Now consider f∈H∞. Obviously f=Pg where P is a polynomial with all its zeros in D+(0,r) and g∈H∞ has no zeros in D+(0,r). Then, taking into account that P∈K[z], for λ≥λ1 and λ=λ0,
i(ζλ)(f)=ζλ(P)∣g(0)∣. Consequently (i(ζλ)(f))λ∈Λ converges to i(ζλ0)(f). The fact that i is continuous follows easily.
We next see that i(M∗) is open in M.
Given φ∈M∗, there exists r<1 such that φ≤ζD+(0,r) and a polynomial P∈K[z]
with all its zeros in D+(0,r) such that ζD+(0,r)(P)<∥P∥/2. Now if ψ∈M
satisfies ∣ψ(P)−i(φ)(P)∣<∥P∥/2, then ψ(P)<∥P∥, so the restriction of ψ to K[z] is not equal to ∥∥. By Proposition 4.1, ψ belongs to i(M∗).
Finally, the map T:M→M(T1) that coincides with i−1 on i(M∗) and sends M∖i(M∗) to ∥∥ is easily seen to be continuous and closed. The result now follows from [3, Proposition 2.4.3].
∎
5. Sequences of zeros
It is well known that, in complex analysis, under some natural conditions, a bounded analytic function can be constructed
to have zeros precisely at a given sequence (zn) of complex numbers in the open unit disk, each with a prescribed multiplicity
(see [10, Theorem II.2.2]). A similar result does not hold for nonarchimedean fields, in particular when they are not spherically complete, as it is the case
of the p-adic complex fields Cp (see [13]).
Nevertheless, in the nonarchimedean context, an analytic function (not necessarily bounded) can be found having as zeros the points of the sequence (zn) when it satisfies a natural condition, but with multiplicities larger (and not necessarily equal) than those prescribed (see [9], and [4, Theorem 25.5] for a detailed proof).
Roughly speaking, here we are interested in finding f∈H∞ having zeros not at points of a given sequence (zn), but close to them, and paying
attention instead to the the fact that any of those zeros is simple and that ∥f∥ belongs to ∣K×∣.
We begin with a well known result (see for instance [17, p. 15]).
Lemma 5.1**.**
Let γ1,…,γn∈K be pairwise different. Then the rank of the Vandermonde matrix
[TABLE]
is n.
Next, and throughout this section, we use the notation and basic properties of critical radii and zeros of analytic functions given at the beginning of Section 3.
Lemma 5.2**.**
Let P(z):=a0+a1z+⋯+zn∈K[z]. If P(z)=∏i=1n(z−zi) with z1,…,zn∈D, then
∣ai∣≤1 for all i∈{0,…,n−1}.
Lemma 5.3**.**
Let P1(z),Q(z)∈K[z], where the degree of P1(z) is n>0, and let
[TABLE]
Suppose that
R1 is a critical radius of P2(z) satisfying μR1(P2)>n and that C(0,R1) contains exactly k zeros of P2(z), k>0. Then
it also contains exactly k zeros of Q(z).
Proof.
We write
P1(z):=a0+a1z+…+anzn and Q(z):=an+1+an+2z+…+an+m+1zm, so that P2(z)=∑i=0n+m+1aizi.
By definition,
∣ai∣R1i<MR1(P2)
for all i∈/{μR1(P2),…,νR1(P2)}.
Also
[TABLE]
and ∣ai∣R1i≤MR1(P2) for i∈{μR1(P2),…,νR1(P2)}.
Taking into account that μR1(P2)≥n+1, we easily see that μR1(Q)=μR1(P2)−n−1 and νR1(Q)=νR1(P2)−n−1. Since,
νR1(P2)=k+μR1(P2), the conclusion follows easily.
∎
Lemma 5.4**.**
Let M1,M2,M3∈N. Let
P1(z)=p1(z)q1(z)=1+∑n=1M1+M2anzn,
where p1(z),q1(z)∈K[z]
have
degrees M1 and M2, respectively.
Let A1 and A2 be the sets of zeros of p1(z) and q1(z),
respectively, and suppose that each zero of q1(z) is simple and
maxz∈A1∣z∣<minz∈A2∣z∣.
Suppose that S∈∣K×∣ and that A3⊂K has M3 points and satisfy
maxz∈A2∣z∣<S<minz∈A3∣z∣.
Then there exists Q(z)∈K[z] of degree M2+M3 such that
P2(z):=P1(z)+zM1+M2+1Q(z) can be written as
[TABLE]
with p2(z)=r2(z)s2(z), where M1, M2+1 and M2+M3 are the degrees of r2(z), s2(z) and q2(z), respectively, and
•
each z∈A2∪A3 is a simple zero of q2(z);
•
r2(z)* has the same critical radii as p1(z), and the same number of zeros in each critical radius;*
•
all M2+1 zeros of s2(z) are contained in C(0,S).
Proof.
We suppose that
[TABLE]
with R1<⋯<RN3, and that for each j∈{N1+1,…,N3}, there are kj (pairwise different) points z∈A2∪A3 with ∣z∣=Rj. Also,
for each j∈{1,…,N1}, there are kj zeros in A1 with absolute value Rj.
Fix w1∈K with ∣w1∣=S, so RN2<∣w1∣<RN2+1.
According to Lemma 5.1, there exist M2+M3+1 coefficients b0,…,bM2+M3∈K such that b0+b1z+⋯+bM2+M3zM2+M3=−P1(z)/zM1+M2+1
for all z∈A2∪A3∪{w1}, that is,
[TABLE]
Since RN2+1 is bigger than ∣w1∣ and μ∣w1∣(P1)=ν∣w1∣(P1)=M1+M2,
[TABLE]
and
we conclude from Lemma 5.3 that Q0(z):=∑n=0M2+M3bnzn has exactly ki zeros in each C(0,Ri) for i=N2+1,…,N3.
On the other hand, each z∈A2 is a zero of Q0(z), and the degree of Q0(z) is M2+M3, so Q0(z) has exactly ki zeros in each C(0,Ri) for i=N1+1,…,N3. Since it has no other zeros, again by Lemma 5.3,
if S1>RN2 with S1=RN2+1,…,RN3 is a critical radius for P2, then μS1(P2)≤M1+M2, implying that νRN2(P2)≤M1+M2. On the other hand, since νRN2(P2)≥νRN2(P1), we deduce that νRN2(P2)=M1+M2=μS1(P2). We conclude that ∣w1∣ is the only critical radius for P2 bigger than RN2 and different from all other Ri, which necessarily gives
μ∣w1∣(P2)=M1+M2 and ν∣w1∣(P2)=μRN2+1(P2)=M1+2M2+1. This
implies that
P2(z) has M2+1 zeros in C(0,∣w1∣).
Finally, since νRN2(P2)=M1+M2 we have that ∣aM1+M2∣RN2M1+M2>∣bn∣RN2M1+M2+n+1 for all n≥0, which implies that
[TABLE]
whenever 0<R<RN2. Consequently, critical radii of P2(z) and P1(z) in (0,RN2] coincide, as well as the number
of zeros in each critical radius. This means that
each C(0,Ri) contains exactly ki zeros of P2(z), for i=1,…,N2.
∎
Proposition 5.5**.**
Let z be a sequence in D with c:=∏n=1∞∣zn∣>0. Suppose that
the disks D+(zn,ϵn), n∈N, are pairwise disjoint.
Then there exists f∈H∞ with f(0)=1 and ∥f∥∈∣K×∣ having exactly a single zero in each D+(zn,ϵn) and such that, for any other zero z of f, ∣z∣=∣zn∣ for every n∈N.
Proof.
Let {Ri:i∈N}={∣zn∣:n∈N}, and suppose that, for each i, Ri<Ri+1
and
z1i,…,zkii are those zn of absolute value Ri. We select δi∈∣K×∣, δi≤min{ϵn:∣zn∣=Ri}, and assume also that δ1<R1.
Pick any N1∈N and define M1:=∑i=1N1ki. Then take
N2>N1 such that, for M2:=∑i=N1+1N2ki, RN1M2<cmin1≤i≤N1δiki.
Inductively, for any other n∈N, pick Nn+1>Nn such that
[TABLE]
where Mn+1:=∑i=Nn+1Nn+1ki.
Based on the sequence (RNn), we fix a new sequence (Sn)n≥2 in ∣K×∣
with
[TABLE]
for all n≥2.
Next call N0:=0 and, for n≥1,
[TABLE]
and
[TABLE]
Clearly, the polynomial
[TABLE]
has degree M1+M2 and its (simple) zeros are the points in A1∪A2.
We write P1(z):=1+a1z+⋯+aM1+M2zM1+M2.
Next, by Lemma 5.4, we can inductively construct a sequence (Pn) in K[z] such that, for all n≥2 and Ln:=M1+2M2+⋯+2Mn+Mn+1+n−1,
[TABLE]
can be written as
[TABLE]
for some polynomials
[TABLE]
of degree Mn+Mn+1 having all points in An∪An+1 as simple zeros,
[TABLE]
of degree M1+M2+⋯+Mn−1 and with critical radii
Ri for all i≤Ni−1, having ki (not necessarily simple) zeros wji in each C(0,Ri), and
[TABLE]
of degree M2+M3+⋯+Mn+n−1 and with critical radii
Si (i≤n), having Mi+1 (not necessarily simple) zeros uji in each C(0,Si).
Hence, for l∈Bn and ∣z∣=Rl,
[TABLE]
[TABLE]
and
[TABLE]
This implies that
[TABLE]
where
[TABLE]
On the other hand, if in addition
z−zjl≥δl for all j, then ∏j=1klz−zjl≥δlkl.
Taking into account that
Next, using Lemma 5.2 it is easy to see that, since each Pn(z) has all its zeros contained in D and Pn(0)=1,
all its coefficients satisfy
[TABLE]
which implies
that f(z):=1+∑m=1∞amzm is bounded and, consequently, belongs to H∞. Also, the critical radii for f are the Ri and the Si, and
it has exactly ki zeros in each C(0,Ri) and Mi+1 zeros in each C(0,Si). We now define, for
n∈N,
[TABLE]
Note that, since ∣aLn∣RNn+1Ln>∣am∣RNn+1m for all m>Ln,
[TABLE]
for l∈Bn, and consequently,
if ∣z∣=Rl, then
[TABLE]
We deduce from Inequalities 5.2 and 5.3 that
∣aLn∣RlLn<∣f(z)∣
whenever
∣z∣=Rl and
z−zjl≥δl for all
j∈{1,…,kl}.
In particular, if we fix j∈{1,…,kl} and take
w∈D with w−zjl=δl,
then ∣f(w)∣>∣aLn∣RlLn>gn(zjl). On the other hand,
Pn(zjl)=0, so
f(zjl)=gn(zjl).
This means that, if we define
h(z):=f(z+zjl),
then ∣h(0)∣<∣h(z)∣
whenever ∣z∣=δl.
We conclude that either h(0)=0 or there is a critical radius for h between [math] and
δl, and consequently
there is a zero of f in
D−(zjl,δl).
Since f has exactly kl zeros in C(0,Rl), we are done.
It just remains to prove that the above f can be taken to satisfy ∥f∥∈∣K×∣.
Note that
apart from
the Rn, the critical radii of the function f are
certain Sn∈∣K×∣∩(RNn,RNn+1), n≥2, chosen at will. Let us next see that these can be selected in such a way that
∥f∥=1/(∏n=1∞Rnkn∏n=2∞SnMn+1) belongs to ∣K×∣. Clearly, it is enough to show that every value in the interval (∏n=2∞RNnMn+1,∏n=2∞RNn+1Mn+1) is attained by products of the form ∏n=2∞SnMn+1. It is easy to see that this is equivalent to proving that, given a set D dense in (0,+∞), if (an) and (bn) are sequences in (0,+∞) with ∑n=1∞bn<∞ and 0<an<bn for all n, then every T∈(∑n=1∞an,∑n=1∞bn) can be written in the form T=∑n=1∞qn(tn) with all q(tn)∈D, where qn(s):=san+(1−s)bn for every s∈[0,1] and n∈N.
First, it is clear that there exists s1∈(0,1) with T=∑n=1∞qn(s1).
We fix ϵ>0
and pick t1∈[0,1] with q1(t1)∈D and q1(t1)+q2(0)<q1(s1)+q2(s1)<q1(t1)+q2(1) such that ∣q1(t1)−q1(s1)∣<ϵ. Then there exists s2∈(0,1) with q1(t1)+q2(s2)=q1(s1)+q2(s1), that is,
q1(t1)+q2(s2)+q3(0)<∑n=13qn(s1)<q1(t1)+q2(s2)+q3(1). Consequently,
there exists t2∈(0,1) with q2(t2)∈D such that
[TABLE]
and
q1(t1)+q2(t2)−∑n=12qn(s1)<ϵ/2.
Clearly, we inductively find a sequence (tn) in (0,1) with qn(tn)∈D for each n, and such that
∑n=1kqn(tn)−∑n=1kqn(s1)<ϵ/k
for all k.
Thus T=∑n=1∞qn(tn), and we are done.
∎
Remark 5.1*.*
Note that, for a sequence (Tn) in (0,1), the function f in Proposition 5.5 can be taken so that no Tn is a critical radius for f.
6. Sequences determining the same seminorms
In this section we first show that a seminorm is determined by the behaviour of the radii of seminorms along an ultrafilter.
Lemma 6.1**.**
Let z0∈D∖{0} and s,r∈(0,1) satisfy s≤r<∣z0∣.
Then, for every f∈H∞∖{0},
[TABLE]
Proof.
We
write f(z)=g(z)∏i=1m(z−wi), where w1,…,wm are the zeros of f in C(0,∣z0∣).
Taking into account Corollary 3.3, it is easy to see that
ζD+(z0,r)(g)=ζD+(0,s)(g). Consequently,
[TABLE]
and that
[TABLE]
Since ∥f∥=∥g∥, the conclusion follows easily.
∎
Corollary 6.2**.**
Let k be a sequence in N. Suppose that u is a nonprincipal ultrafilter in N and that
(rn) and (sn) are sequences in (0,1) such that limurnkn=limusnkn=0,1.
If z is a sequence in D with
rn,sn<∣zn∣ for all n,
then limuζD+(zn,rn)=limuζD+(zn,sn).
Proof.
We can assume that A∈u satisfies
sn≤rn
for every n∈A.
Obviously, from the hypothesis we deduce that limurntn=limusntn for every sequence (tn) of natural numbers, and the conclusion follows.
∎
Remark 6.1*.*
In the case when K is not spherically complete, a natural question is whether the limit of norms based on filters in D with no center
allows us to define new seminorms. We will see that this is not the case.
Suppose that, for each n∈N, ∥⋅∥n=limm→∞ζD+(zmn,smn), where
[TABLE]
and ⋂m=1∞D+(zmn,smn)=∅.
Suppose also that limn→∞∣z1n∣=1. Take a nonprincipal ultrafilter u in N and define the seminorm ψ:=limu∥⋅∥n∈M.
It is clear that sn:=limm→∞smn>0 for each n. Consider a sequence (kn) in N such that
r:=limusnkn∈(0,1) and take, for each n, an mn∈N such that
limusmnnkn=r. Calling rn:=smnn and zn:=zmnn, we easily check that
ψ=limuζD+(zn,rn).
Corollary 6.3**.**
Given φ=limuζD+(zn,rn)∈M0, there exist a sequence (wn) in D with limn→∞∣wn∣=1 and a sequence (sn) in (0,1) in such a way that all the disks D+(wn,sn) are pairwise disjoint and φ=limuζD+(wn,sn).
Proof.
Note that, if φ=∥⋅∥, then φ=limuζD+(zn,∣zn∣2), so
in all cases we can assume without loss of generality that D+(zn,rn)⊂C(0,∣zn∣) for all n. Fix n0∈N, and suppose that the set
[TABLE]
It is straightforward to prove that, for each i∈{1,…,k}, there exists wni∈C(zni,rni)
such that wni1−wni2=max{rni1,rni2,zni1−zni2} whenever i1=i2. This implies that the disks D−(wni,rni) are pairwise disjoint. Of course we can define a sequence (wn) with the desired properties by putting wn:=wni when zn=zni. Obviously, φ=limuζD−(wn,rn). Now, if we assume that limurn>0, then the conclusion follows immediately taking into account Corollary 6.2.
The case when limurn=0 is similar.
∎
Remark 6.2*.*
Note that, in Corollary 6.3, if z is regular with respect to u, then so is w. Taking into account that each φ=ζz,uk,r∈M1 can be written by φ=limuζD+(wn,sn), where all the disks D+(wn,sn) are pairwise disjoint, we conclude that φ∈M0′. Thus, M1⊂M0′.
Corollary 6.4**.**
Every φ∈M0 can be written by φ=limuζD+(zn,rn), where u∈βN∖N and the disks D+(zn,rn) are pairwise disjoint.
Next we show that the converse of Corollary 6.2 does not hold in general. In fact, very different behavior of the radii along an ultrafilter can lead to the same seminorm (see Example 6.6
and
Remark 7.2; see also Theorem 2.9).
Proposition 6.5**.**
Let z be a sequence in D with limn→∞∣zn∣=1, and let k be a sequence in N. Suppose that u is a nonprincipal ultrafilter in N with the property that, for every C∈u,
[TABLE]
Let (rn) and (sn) be sequences in (0,1) with zm∈/D−(zn,rn),D−(zn,sn) whenever m=n. If there exists
C0:={n1,n2,…,ni,…}∈u such that
[TABLE]
then
[TABLE]
Remark 6.3*.*
Note that in Proposition 6.5, if z is regular and k belongs to Compu(z), then the seminorm ϕ:=limuζD+(zn,rn) satisfies ζz,uk,1≤ϕ. In Example 6.9, we will see that the equality does not hold in general.
Remark 6.4*.*
In Example 6.9, we will also see that a weaker assumption in Proposition 6.5 such as that limurnkn=1=limusnkn does not imply that
limuζD+(zn,rn)=limuζD+(zn,sn).
Since we are dealing with an ultrafilter, we can assume without loss of generality that 0<sn≤rn for all n∈C0. It is clear that there exists
a sequence (ln) in N with limn→∞ln=+∞ such that limn∈C0n→∞snknln=1/2.
Take f∈H∞. We have that, if Zn=Z(D−(zn,rn)) and
[TABLE]
and
[TABLE]
for n∈C0, then
[TABLE]
Let α:=limuZn/(knln).
We easily see that, if α=0,
then limusnZn=1 and, taking limits in Equation 6.1, limuξD+(zn,sn)(f)=limuξD+(zn,rn)(f).
On the other hand, if 0<α≤+∞, then there exist A∈u with A⊂C0 and β>0 such that
Zn≥βknln for all n∈A. Next, for n∈A we define
[TABLE]
and obtain
[TABLE]
Since limn→∞ln=+∞, limn∈An→∞Ln=+∞. Also, by hypothesis, there exist M<1 and A′∈u with A′⊂A and
[TABLE]
for all n∈A′.
This gives limn∈A′n→∞λn=0, and consequently limuλn=0.
We next give an example where Proposition 6.5 can be applied.
Example 6.6*.*
Let z be a sequence in D with ∏n=1∞∣zn∣>0. Let R1<R2<⋯ be the absolute values
of the zn and, for each i, suppose that there are Mi≥2 points zn of absolute value Ri, and that limi→∞Mi=+∞. Suppose also that there exists
M∈∣K×∣∩(0,1) such that, for all i∈N,
∣zn−zm∣=Mi−1M∈(0,Ri) whenever ∣zn∣=Ri=∣zm∣, n=m.
Fix a nonprincipal ultrafilter v in N and consider the family F
of the complements of all sets D in N with the property
that
[TABLE]
It is easy to check that
F is a filter in N, and that any ultrafilter u containing F satisfies the conditions of Proposition 6.5 for kn=1 for all n. Thus, if rn:=Mi−1M for each n with ∣zn∣=Ri, then limuζD+(zn,rn)=limuζD+(zn,sn) for any sequence (sn) such that limusn=1 and sn≤rn for all n.
Proposition 6.7**.**
Let z be a sequence in D with
limn→∞∣zn∣=1,
and let u be a nonprincipal ultrafilter in N.
Suppose that (D−(zn,rn)) is a sequence of pairwise disjoint open disks.
If z is not regular with respect to u, then
[TABLE]
Proof.
For f∈H∞ with ∣f(0)∣=1 fixed, let C be the set of all n such that D−(zn,rn) contains no zeros of f. Suppose first that C belongs to u. Then ∣f∣ takes a constant value on each disk
D−(zn,rn), for n∈C, and this same value is taken at each zn, n∈C.
It is now straightforward to see that limuδzn(f)=limuζD−(zn,rn)(f). Suppose next that C∈/u, and take any C′∈u with C′⊂N∖C. Since ∏n∈C′∣zn∣≥1/∥f∥>0 and (zn)n∈C′ is not regular, we can assume that, for all n∈C′, there exists at least one m∈C′, m=n, with ∣zm∣=∣zn∣.
Then
fix a zero un of f in each D−(zn,rn) for all n∈C′. It is clear that, for n∈C′,
[TABLE]
Since (zn)C′ is not regular, infn∈C′ξD+(zn,rn)(f)=0, and we easily deduce from Corollary 3.4 that limuζD+(zn,rn)(f)=limuξD+(zn,rn)(f)=0. Finally, since δzn≤ζD+(zn,rn), we
conclude that limuδzn(f)=0.
∎
Example 6.8*.*
Let z be a sequence in D with ∏n=1∞∣zn∣>0. Let {Ri:i∈N} be the set of the absolute values of all zn, and suppose that Si:=∣zn−zm∣ is constant for all n,m∈N with ∣zn∣=Ri=∣zm∣, i∈N.
Suppose also that u is a nonprincipal ultrafilter in
N such that z is not regular with respect to u. Then
Proposition 6.7 gives us
[TABLE]
Obviously, we can define a map π:N→N associating each n with the number π(n) with
∣zn∣=Rπ(n). The meaning of π(A) for A⊂N is clear, as well as that of
π(u). In fact, π(u) is also
a nonprincipal ultrafilter in N. Now, it is easy to check that, by Equality 6.2, if each wk is any point in D+(zn,Sπ(n)),
then
[TABLE]
The following example
shows that the result in Proposition 6.5 cannot be sharpened (see Remarks 6.3 and 6.4).
Example 6.9*.*
We consider M, (Ri), (Mi), z and u to be the same as in Example 6.6. Suppose that (Nk) is a sequence in (0,1) with ∏k=1∞Nk>0, where N1:=M2.
Clearly, we can find a sequence
(Ak) in u with A1=N and Ak+1⊊Ak for all k such that each Ak satisfies the following property:
Given i∈N, if the cardinal Kki of the n in Ak with zn∈C(0,Ri) is not [math], then
Kki≥2 and
[TABLE]
Now select sequences (rn) and (δn) in (0,1) with limn→∞rn=1 and limn→∞δn=0, and such that 0<δn<rn≤Mi−1M whenever ∣zn∣=Ri. Next
consider a function f∈H∞ having exactly Zn simple zeros in each D+(zn,δn), where Zn:=max{k∈N:n∈Ak}, and no other zeros in the corresponding C(0,Ri) (see Proposition 5.5). Note that, for i∈N, ∑∣zn∣=RiZn≤∑k=1∞Kki. Consequently, for each n∈N with ∣zn∣=Ri,
ξD+(zn,rn)(f)=rnZnλn, where
[TABLE]
Note also that there exists a sequence (ln) in N with limn→∞rnln=1/2, and this sequence satisfies limn→∞ln=+∞. As in the proof of Proposition 6.5 (with kn=1 for all n), we see that, if limuZn/ln>0,
then limuλn=0.
Since this is not the case, we deduce that
limuZn/ln=0, and consequently that limurnZn=1. By Corollary 3.4, taking into account that ξD+(zn,rn)(f)≥rnZn∏k=1∞Nk for all n, we conclude that limuζD+(zn,rn)(f)=0. On the other hand, since Ak∈u for all k, limuZn=+∞, which implies that
for all s∈(0,1), limusZn=0 and consequently, ζz,u1,s(f)=0.
Thus, ζz,u1,1=limuζD+(zn,rn)
(see Remark 6.3).
On the other hand, Example 6.6 tells us that, if the sequence (rn) is taken as above, then limuζD+(zn,rn)=limζD+(zn,sn), where sn=Mi−1M whenever ∣zn∣=Ri. Now, it is easy to see that limζD+(zn,sn)=limπ(u)ζD+(wi,Mi−1M), where each wi belongs to D+(zn,Mi−1M) and π is defined as in Example 6.8. In other words, if w=(wi) and M=(Mi−1), then
limuζD+(zn,rn)=ζw,π(u)M,M.
We can prove that, for the function f above, if t∈(0,ζw,π(u)M,M(f)), then there is a sequence (tn) such that limuζD+(zn,tn)(f)=t (for this fact, see the proof of Theorem 2.1 in Section 7). It is also clear that tn≤Mi−1M whenever ∣zn∣=Ri. On the one hand, this implies that, if we put ϕt:=limuζD+(zn,tn), then
[TABLE]
and ϕt′(f)<ϕt′′(f) whenever t′<t′′. This means by Proposition 6.5 that there is no
set {nk:k∈N}∈u such that limk→∞tnk=1. Since obviously limutn=1, we see that Remark 6.4 is correct.
It is obvious that each δw,v belongs to M0, because it can be written as limvφD+(wm,1/(2m)). On the other hand, we take φ=limuφD+(zn,rn), and assume that limurn>0. By Corollary 6.3, we can assume that all the disks D+(zn,rn) are pairwise disjoint and that rn<∣zn∣ for every n. We see that that the result follows from Proposition 6.7 if z is not regular with respect to u.
More in general,
by Corollary 6.2, each rn can be taken in ∣K×∣. Now, for each n∈N, pick Nn∈N with Nn≥n+1 and such that limn→∞rnNn=0. Also, consider An:={w1n,…,wNnn}⊂C(zn,rn) with win−wjn=rn whenever i=j. We clearly see that all the An can be taken in such a way that D+(z,rn)∩D+(w,rm)=∅ whenever z∈An and w∈Am. Using the lexicographic order, define a sequence w with all the points in ⋃n=1∞An (that is, if m<m′, then wm=win and wm′=wjn′ with n≤n′ and, for n=n′, i<j).
Next consider the family F
of the complements of all sets D in N with the property
that
[TABLE]
It is a routine matter to check that
F is a filter in N and that, given an ultrafilter v containing F, w is not regular with respect to v.
It is also clear that, if sm:=rn whenever wm∈An, then φ=limvζD+(wm,sm).
By Proposition 6.7, φ=limvδwm.
∎
We easily see that a slight modification of the above proof shows that each δz,u with z regular with respect to u can be written as δw,v with wnot regular with respect to v.
7. Kernels of seminorms
In this section we prove all the results stated in Section 2, but Theorem 2.11, which is proved in Section 8.
Suppose that φ=limuζD+(zn,sn), where sn<∣zn∣ for all n. By Corollary 3.4, limuξD+(zn,sn)(f)=0, so ξD+(zn,sn)(f)<r/(2∥f∥) for all n in some C0∈u.
Fix n∈C0 and suppose that
w1,…,wk are the zeros
of f in C(0,∣zn∣).
It is clear that the function
Fn:[0,∣zn∣]→R given by s↦∏j=1kmax{s,∣zn−wj∣},
is continuous and increasing. Also Fn(∣zn∣)=∣zn∣Z(f,C(0,∣zn∣)), and, consequently
limn∈C0Fn(∣zn∣)=1, and there exists nr∈C0 such that Fn(∣zn∣)>r/∥f∥ for all n∈C0 with n≥nr. Since Fn(0)≤ξD+(zn,sn)(f)<r/∥f∥, for n∈C0 with n≥nr, we can find rn∈(0,∣zn∣)
such that
[TABLE]
Obviously
ξD+(zn,rn)(f)=r/∥f∥
for all n. Consequently, if we define ψ:=limuζD+(zn,rn),
then by Corollary 3.4, ψ(f)=r.
Note that any two of the above disks D+(zn,rn) are either equal or disjoint. For each k∈C0, we set
nk:=min{n:D+(zn,rn)=D+(zk,rk)}, in such a way that the disks D+(znk,rnk) are pairwise disjoint. Put vk:=znk and tk:=rnk for all k.
Then define a new ultrafilter v in N: A set C⊂N belongs to v if the set
of all n∈C0 such that D+(zn,rn)=D+(vk,tk), for some k∈C, belongs to u. It is a routine matter to check that ψ=limvζD+(vk,tk). On the other hand, by the definition of rn, we easily see that each Z(f,D+(zn,rn))≥1, which implies that, for k∈N fixed,
[TABLE]
The fact that v is regular with respect to v follows easily and, consequently, ψ belongs to M0′.
On the other hand, by Proposition 5.5,
we can find g∈H∞ with as many zeros in each D+(zn,rn) as we need so that
ψ(g)=0. This shows that ψ is not a norm.
∎
Proposition 7.1**.**
Let z be a regular sequence with respect to u∈βN∖N, and let k∈Compu(z).
Then there exists f∈H∞ with ∥f∥=1 such that
[TABLE]
for all r∈(0,1)
and ζz,uk,r(f)<ζz,uk,s(f) if 0<r<s<1.
Proof.
We consider C∈u such that
[TABLE]
For r∈(0,1) and n∈C, put rn:=knr. Consider a sequence
(δn) of positive numbers converging to [math]
with the property that
the disks D+(zn,δn) are
pairwise disjoint.
Then, since ∏n∈C∣zn∣kn>0, we can use Proposition 5.5 and take
f∈H∞ with ∥f∥=1 and f(0)=0 having exactly kn simple zeros
in each D+(zn,δn) whenever n∈C, and no other zeros in the circles C(0,∣zm∣).
We put, for each n∈C, Tn:=∑∣zn−zm∣≤rnm∈Ckm.
Note that if
T:=infn∈CrnTn=0, then
M=0,
against our hypothesis. Thus T>0 and
[TABLE]
On the other hand,
it is clear that, for every n∈C,
[TABLE]
belongs to the interval
[MrnTn,rnkn]⊂[MT,r] and, by Corollary 3.4, MT≤ζz,uk,r(f)≤r.
Suppose next that s∈(r,1) and sn:=kns for n∈C.
As above,
[TABLE]
where Sn:=∑∣zn−zm∣≤snm∈Ckm.
Also, for all n∈C,
[TABLE]
and, consequently, the fact that ζz,uk,r(f)=ζz,uk,s(f) implies that
limusnTn=limurnTn, that is, sα=rα. We conclude that
ζz,uk,r(f)<ζz,uk,s(f).
∎
Remark 7.1*.*
In the proof of Proposition 7.1, we see that if the set C can be taken equal to N, then
the same function f makes the result hold for all u∈βN∖N simultaneously.
Prior to proving Theorem 2.4, we give the following lemma.
Lemma 7.2**.**
Let α:(0,1)→[0,+∞] be an increasing function. If r0∈(0,1), then there exist r1>r0 and M∈R such that
[TABLE]
for every r∈(r0/2,r1].
Proof.
Let β:=infr>r0α(r).
If β=+∞, then α(r)=+∞ whenever r∈(r0,1), so
rα(r)−r0α(r)=0. If β<+∞, we find r1>r0 such that β≤α(r1)<+∞. By the Mean Value Theorem,
for each r∈(r0,r1], there exists c∈(r0,r) with rα(r)−r0α(r)=α(r)cα(r)−1(r−r0). Now, if
β<1, then r1 can be taken with a(r1)<1, giving cα(r)−1≤r0β−1 and rα(r)−r0α(r)≤α(r1)r0β−1(r−r0). On the other hand, if β≥1, then cα(r)−1≤1 and
rα(r)−r0α(r)≤α(r1)(r−r0).
We next consider the case 0<r<r0. First, if α(r0)=+∞, then
r0α(r0)−rα(r0)=0. On the other hand, if α(r0)<+∞, then there exists c∈(r,r0) with
r0α(r0)−rα(r0)=α(r0)cα(r0)−1(r0−r).
This implies that, when α(r0)≥1,
We write ζr:=ζz,uk,r, for short.
We deduce from Proposition 7.1 that the map
Φ:(0,1)→M, r↦ζr, is injective.
Let us next see that it is continuous.
Fix f∈H∞ with 0<∥f∥≤1 and, for 0<r<1 and n∈N, put Zn(r):=Z(f,D+(zn,knr)) and
[TABLE]
It is easy to see that the function α:(0,1)→[0,+∞] is increasing.
Now, consider 0<s<r<1. Since there exists C∈u such that limn∈Cn→∞∣zn∣kn=1 and we are dealing with an ultrafilter, there is no loss of generality if we assume that knr<∣zn∣ for every n∈C.
By Lemma 6.1,
[TABLE]
for all n∈C, so
[TABLE]
The fact that Φ is
continuous is now easy by Lemma 7.2.
Let us next study whether there exist limr→0ζr and limr→1ζr. Note that, given f∈H∞, the map
Ψf:(0,1)→R, r↦ζr(f) is increasing and bounded, so there exist
ζ0(f):=limr→0Ψf(r) and ζ1(f):=limr→1Ψf(r). It is clear that
the maps ζ0 and ζ1 defined in this way belong to M. Also, since, ζr=ζs for
every r=s, we conclude that the the natural extension of Φ to a new map
(call it also Φ) Φ:[0,1]→M is indeed injective and continuous, so it is a homeomorphism onto its image. The fact that Φ[0,1]=clM(ζz,uk,0,ζz,uk,1) is now easy.
∎
The fact that kerζz,uk,r=kerζz,uk,s, for r,s∈(0,1),
follows easily from Lemma 3.5 and Corollary 3.4. Also, if r∈(0,1), then ζz,uk,r≤ζz,uk,1. Since ζz,uk,1=limr→1ζz,uk,r, kerζz,uk,1=kerζz,uk,r for all r∈(0,1).
∎
Corollary 2.5 has a natural extension. Note that, if for some fixed r∈(0,1), w satisfies ∣w−z∣uk≤r (meaning that ∣wn−zn∣≤knr for all n in some C∈u),
then ζz,uk,s=ζw,uk,s for all s∈[r,1]. This implies that ζz,uk,r
ramifies into infinitely many segments
(ζw,uk,0,ζz,uk,r]. In the following corollary, we see that all the seminorms in the union of
these segments have the same kernel. We write ∣w−z∣uk=r to indicate that ∣wn−zn∣=knr for all n in some C∈u. We also write Zz,uk:=⋃0<r<1{w:∣w−z∣uk≤r} and Az,uk:=⋃w∈Zz,uk(ζw,uk,0,ζw,uk,1].
Corollary 7.3**.**
Let
z be a regular sequence with respect to u∈βN∖N. Then, for each k∈Compu(z), all the seminorms in Az,uk have the same kernel. Moreover, for every φ∈Az,uk, kerφ is strictly contained in kerζw,uk,0 whenever w∈Zz,uk, and if r∈∣K×∣∩(0,1), then
[TABLE]
Proof.
If r∈(0,1) and ∣w−z∣uk≤r, then ζw,uk,r=ζz,uk,r and, by Corollary 2.5, kerζw,uk,r=kerζz,uk,1.
On the other hand, we fix φ=ζv,uk,s∈Az,uk, with s∈(0,1] and ∣v−z∣uk≤s′, s′∈(0,1). Clearly, given r∈(0,1) and a sequence w with ∣w−z∣uk≤r, if t:=max{r,s′},
ζw,uk,0≤ζw,uk,t=ζv,uk,t,
so kerφ⊂kerζw,uk,0⊂kerδw,u. Now, the strict inclusion kerφ=kerζw,uk,t⊊kerζw,uk,0 follows easily from Proposition 7.1 and the definition of ζw,uk,0.
Suppose next that r∈∣K×∣, and that f∈H∞ satisfies φ(f)=0. Thus,
ζz,uk,r(f)=0.
It is clear that, for each n, there exists wn∈K with ∣wn−zn∣=knr
such that there are no zeros of f in D−(wn,knr), meaning that ∣f(wn)∣=ζD+(zn,knr)(f)
(see Corollary 3.3), and ∣f(wn)∣=ζD+(wn,knt)(f) for all t∈(0,r).
Consequently, for the corresponding sequence w,
[TABLE]
The conclusion follows immediately.
∎
Now, if Zz,u:=⋃k∈Compu(z)Zz,uk, it is clear that Zz,u=Zw,u whenever w∈Zz,u. Also, for each k∈Compu(z) the family Fuk:={Zw,uk:w∈Zz,u} is a partition of Zz,u. It is obvious that if 0<limuln/kn<+∞, then Zw,ul=Zw,uk and Aw,ul=Aw,uk. Note that, by Corollary 2.6, if limuln/kn=0, then kerφ⊊kerψ whenever φ∈Aw,uk and ψ∈Aw,ul.
Fix φ=kerζz,uk,r∈M1. By Corollary 7.3, kerζz,uk,0
strictly contains kerφ, so kerφ is not maximal.
On the other hand, by Remark 1.2 (assumming without loss of generality that C=N), we fix r0∈(0,1) such that all the disks D+(zi,kir0) are pairwise disjoint. Next, taking into account that ∏n=1∞∣zn∣kn>0, it is easy to see that there exists a sequence (ln) in N with limn→∞ln=+∞ such that ∏n=1∞∣zn∣lnkn>0. Now, we can use Proposition 5.5 to construct f∈H∞ having lnkn zeros in each D+(zn,knr0). Obviously, ζz,uk,r0(f)=0. By Corollary 2.5, kerφ=kerζz,uk,r0, so φ is not a norm.
∎
Clearly, if limukn=+∞,
then ζz,u1,1/2≤ζz,uk,0,
and
kerζz,uk,1/2⊊kerζz,uk,0⊂kerζz,u1,1/2.
It follows from Corollary 2.7 that kerζz,uk,0 is nonzero and nonmaximal. The converse is easy.
∎
Let [δz,u,∥∥]M0 be the family of all seminorms in M0 of the form limuζD+(zn,rn). It is immediate to see that [δz,u,∥∥]M0 is linearly ordered with respect to the usual order ≤. We next prove that Azu:=clM[δz,u,∥∥]M0 is also linearly ordered.
Given different φ1,φ2∈Azu, there exists f∈H∞ which separates them. We can assume without loss of generality that φ1(f)<φ2(f). Next, as in the proof of Theorem 2.1, for r∈(φ1(f),φ2(f)) we can find rn∈(0,1) such that ζD+(zn,rn)(f)=r for all n in a certain C∈u. Obviously ψ:=limuζD+(zn,rn)∈[δz,u,∥∥]M0 satisfies
[TABLE]
Now, let (φz,ukλ,rλ)λ∈Λ be a net in [δz,u,∥∥]M0 converging to φ1. Then there exists λ0∈Λ such that φz,ukλ,rλ(f)<ψ(f) for all λ≥λ0, λ∈Λ. In particular, for each λ≥λ0,
[TABLE]
and consequently there exists Eλ∈u such that
[TABLE]
for all n∈Eλ. This obviously implies that, for g∈H∞, φz,ukλ,rλ(g)≤ψ(g) whenever λ≥λ0. We conclude that φ1≤ψ. Similarly ψ≤φ2. The fact that the compact set Azu is linearly ordered follows.
We next see that Azu is connected. Suppose to the contrary that Azu is the union of two disjoint (nonempty) clopen subsets U,V (with respect to the induced topology).
Suppose also that φ1∈U and φ2∈V satisfy φ1≤φ2.
We define
[TABLE]
Obviously ψ1∈U and ψ1≤φ2. Similarly,
[TABLE]
belongs to V, and ψ1≤ψ2.
As we showed above there exists ψ∈Azu, different from ψ1 and ψ2 such that ψ1≤ψ≤ψ2. It is clear that ψ∈/U∪V, which is impossible.
Now suppose that φ∈Azu, φ=δz,u,∥∥. Then there exists r∈(0,1)
such that ζz,u1,r≤φ and, by Corollary 2.7, kerφ is not maximal. On the other hand, since φ=∥∥, kerφ={0}, as follows from Proposition 4.1.
∎
Suppose that
φ∈/Mz,u, that is, for all C∈u, infn∈C∏m∈Cm=n∣zn−zm∣km=0.
We deduce that, if m∈Compu(z), then limumn/kn=0, and ζz,um,1≤φz,uk,r. Thus, supm∈Compu(z)ζz,um,1≤φ.
To finish the proof, it is enough to see that for each
f∈H∞, there exists m(f)∈Compu(z) such that φ(f)=ζz,um(f),1(f).
Consider f∈H∞.
If φ(f)=0, then ζz,u1,r/2(f)=0 and, by Corollary 2.5,
ζz,u1,1(f)=0, so we can take m(f)=1.
Next, suppose that f∈/kerφ.
For each n∈N, put rn=knr and
mn:=Z(f,D−(zn,rn)). If there exists C∈u such that mn=0 for all n∈C, then by Corollary 3.3∣f(zn)∣=ζD+(zn,rn)(f) for every n∈C. It follows easily that δz,u(f)=ζz,u1,M(f)=φ(f) for all M∈(0,1), so φ(f)=ζz,u1,1(f). On the other hand, if the above set C does not belong to u, then for n∈N
[TABLE]
Also, by Corollary 3.4, there is D∈u with D⊂N∖C such that ξD+(zn,rn)(f)≥φ(f)/2∥f∥ for all n∈D.
Therefore
m(f):=(max{mn,1}) belongs to Compu(z).
On the other hand, it is a routine matter to check that, for M∈(0,1) fixed, the set of all n with mnM<rn belongs to u and, by Lemma 3.5,
[TABLE]
Again by Corollary 3.4, this implies that Mφ(f)≤ζz,um(f),M(f)≤φ(f) for all M∈(0,1),
and consequently φ(f)=ζz,um(f),1(f).
∎
Remark 7.2*.*
The following should be compared with Proposition 6.5. Let z be a regular sequence with respect to u∈βN∖N, and let k be a sequence in N. Let r∈(0,1) be such that zm∈/D+(zn,knr) whenever m=n.
We see in the proof of Theorem 2.9 that, if k∈/Compu(z), then
φz,uk,s=φz,uk,r for all s∈(0,r].
Set rn:=knr for all n. Suppose that there exists f∈kerφ, f=0, and put Zn:=Z(f,C(0,∣zn∣)) for all n∈N. By Corollary 3.4, limuξD+(zn,rn)(f)=0, and consequently limurnZn=0. This implies that limuZn/kn=+∞, so there exists C∈u with
Zn≥kn for all n∈C. Since ∥f∥≥1/∏n∈C∣zn∣Zn, we conclude that ∏n∈C∣zn∣kn>0.
Now the fact that k belongs to Compu(z) is easy.
On the other hand, if kerφ={0}, then the fact that φ=∥∥ follows from Proposition 4.1.
∎
Corollary 7.4**.**
Given φ:=φz,uk,r∈M0′.
If φ∈/M1, then
[TABLE]
8. Seminorms ζz,uk,0 and ζz,uk,1. A special kernel
As we mentioned before Corollary 2.8, in the case when k=1, ζz,uk,0=δz,u∈M0. Proposition 8.1 says that seminorms ζz,uk,0 and ζz,uk,1 always belong to M0.
We finish this section with a proof of Theorem 2.11 and an example showing that it cannot be generalized to other seminorms defined as an infimum over a family in M1.
Proposition 8.1**.**
Let z be a regular sequence with respect to u∈βN∖N, and let k∈Compu(z). Then
ζz,uk,0,ζz,uk,1∈M0.
Proof.
We prove that
there exist a sequence w in D with limm→∞∣wm∣=1, a nonprincipal ultrafilter v in N, and sequences (rm) and (tm) in (0,1) such that
ζz,uk,0=limvζD+(wm,rm) and ζz,uk,1=limvζD+(wm,tm).
We fix s∈(0,1). For each n∈N and j=1,…,n, let rnj:=kns/j. We write An:={rnj:1≤j≤n}, and consider A:=⋃n=1∞An. Then rename the rnj∈A by
r1:=r11,r2:=r21,r3:=r22,r4:=r31,… We also put wm:=zn when rm=rnj.
For each N∈N, each D∈u, and each sequence l in N such that limuln=+∞ and ln≤n for all n, consider the set DlN of all m∈N satisfying rm=rnj, for N≤j≤ln and n∈D.
It is easy to check that the family
F
of all sets DlN is the basis for a filter F in N.
Fix an ultrafilter v containing F. Since, for N∈N fixed, the set C of all m such that rm=rnj with j≥N belongs to F, ζz,uk,s/N≥ψ:=limvζD+(wm,rm), and consequently ζz,uk,0≥ψ.
On the other hand, for f∈H∞ and ϵ>0, there exists C∈v such that ζD+(wm,rm)(f)<ψ(f)+ϵ for all m∈C. Consider the set Mn:={j:rnj=rm,m∈C} for each n∈N, and note that the family D of all n with Mn=∅ belongs to u. Also, for n∈D, define mn:=minMn. By the construction of F, N:=limumn belongs to N, and consequently the set of all n∈D with mn=N belongs to u. Then ζD+(zn,rnN)(f)<ψ(f)+ϵ for all n∈D and ζz,uk,s/N(f)≤ψ(f)+ϵ.
It is a routine matter to check that ζz,uk,0≤ψ.
As for ζz,uk,1, we define tnj:=kn1−s/j for each n∈N and j=1,…,n, and
set tm:=tnj in a similar way as above. Consider also the same sequence (wm) and the same ultrafilter v as above. The fact that ζz,uk,1=limvζD+(wm,tm) follows easily.
∎
Lemma 8.2**.**
Let z and w be regular sequences with respect to u and v∈βN∖N, respectively, and let k∈Compu(z) and l∈Compv(w). Suppose that
kerζz,uk,0⊂kerζw,vl,0.
Then, for each C∈u and r∈(0,1), the set
[TABLE]
belongs to v.
Proof.
Suppose to the contrary that a BC′t0 does not belong to v. By Remark 1.2, we can take r0∈(0,1) such that
all the disks D+(zi,kir0) are pairwise disjoint, for i in a fixed set in u. We assume that t0≤r0.
Let (δn) be a sequence of positive numbers with δn<knt0/n for all n. Then take g∈H∞ with g(0)=1 having exactly kn simple zeros in each D+(zn,δn) whenever n∈C′ and no other zeros in the circles C(0,∣zn∣) with n∈C′, and having no zeros in the circles C(0,∣wm∣) for which ∣wm∣=∣zn∣ for all n∈C′ (see Proposition 5.5 and Remark 5.1).
Fix s0∈(0,1) and, for each m∈/BC′t0,
take ηm∈(0,lms0/m)
such that D+(wm,ηm)∩D+(zn,knt0)=∅ for all n∈C′.
Obviously, if ∣wm∣=∣zn∣ for all n∈C′, then ξD+(wm,ηm)(g)=1. In any other case,
define N(m)∈C′ to be the index corresponding to the smallest value in {∣zn−wm∣:n∈C′,∣zn∣=∣wm∣}. It is clear that
[TABLE]
By Corollary 3.4, this implies that ζw,vl,s(g)≥Mt0∥g∥>0 for all s∈(0,1), and consequently ζw,vl,0(g)>0.
On the other hand, as we easily deduce from the proof of Proposition 7.1, ζz,uk,0(g)=0, against our assumption.
∎
Proof of the second part. We suppose that kerζz,uk,0=kerζw,vl,0.
By Remark 1.2, we can take C0∈u and r0∈(0,1) such that, for n∈C0, all the disks D+(zn,knr0) are pairwise disjoint. Similarly,
we take D0∈v and s0∈(0,1) such that all the D+(wm,lms0) are pairwise disjoint for m∈D0. We first prove the following claim.
Claim 8.3**.**
There are Ca∈u with Ca⊂C0 and Da∈v with Da⊂D0 such that for each n∈Ca there exists exactly one m∈Da with ∣zn−wm∣≤knr0 and for each m∈Da there exists exactly one n∈Ca with ∣wm−zn∣≤lms0.
For n∈C0, we define Un as the set of all m∈D0 for which wm∈D+(zn,knr0). Also, for m∈D0, Vm is the set of all n∈C0 such that zn∈D+(wm,lms0). By Lemma 8.2, the set C1 of all n∈C0 with nonempty Un belongs to u. In a similar way we define D1 as the set of all m∈D0 with nonempty Vm, which belongs to v.
Suppose first that C1′:={n∈C1:cardUn=1}∈u and that D1′:={m∈D1:cardVm=1}∈v. Then, by Lemma 8.2, C1′′:=C1′∩BD1′s0∈u and D1′′:=D1′∩BC1′r0∈v. Let n∈C1′′. Since n∈BD1′s0, there exists (a unique) m∈D1′ with ∣zn−wm∣≤lms0. Also, as n∈C1′, there exists a unique m′∈D0 with ∣zn−wm′∣≤knr0. Obviously, if knr0≤lms0, then ∣wm′−wm∣≤lms0, and consequently m′=m.
On the other hand, if lms0<knr0, then m,m′∈Un and, since n∈C1, we also obtain m=m′.
This implies that there exists just one m∈D1′ with ∣zn−wm∣≤knr0, and it is immediate that m∈D1′′.
Now, it is straightforward to check that, under the above assumptions, the claim is satisfied for Ca:=C1′′ and Da:=D1′′. We next prove it when C1′∈/u or D1′∈/v.
We assume without loss of generality that C1′∈/u, that is, the set C2 of all n∈C1 for which cardUn≥2 belongs to u. Clearly, if n∈C2 and Un={m1,…,mk}, then, since Un⊂D0, lmis0<knr0 for all i∈{1,…,k}. Consider the set D2:=D1∩BC2r0,
which belongs to v, and fix m∈D2. Since m∈BC2r0, there exists (a unique) nm∈C2 with m∈Unm. Since m∈D1, Vm is nonempty, and there exists nm′∈C0 with znm′−wm≤lms0. Taking into account that lms0<knmr0, we see that znm′−zn≤knmr0 and, by definition of C0, znm′=znm. This shows in particular that Vm consists of just one point nm for all m∈D2, and that this point nm belongs to C2. This is to say that cardUn≥2 for all n∈C0∩BD2s0. Also, since for each n∈C0∩BD2s0 there is a unique mn∈D2 with ∣zn−wmn∣≤lmns0, we deduce that lmns0<knr0 and mn∈Un. On the other hand, if there exists m∈D2∩Un with m=mn, then
∣zn−wm∣≤knr0 and we necessarily have lms0<knr0. This implies that ∣zn−znm∣≤knr0, which is impossible. We conclude that D2∩Un={mn} for all n∈C0∩BD2s0. It is easy to see that, if we define Ca:=C0∩BD2s0 and Da:=D2, then the claim follows.
■
We use Claim 8.3 to define a bijective map j:Da→Ca in such a way that, by Lemma 8.2, for D⊂Da, j(D)∈u if and only if D∈v.
We next study L:=limvlm/kj(m). We first suppose that L=+∞. If s∈(0,s0), then we can write s=r0t for some t∈(0,+∞), and there exists Ds∈v with
Ds⊂Da such that lm/t≥kj(m) for all m∈Ds. This implies that kj(m)r0≤lms for all m∈Ds. It is easy to conclude that ζz,uk,r0≤ζw,vl,0 and, by
Corollary 7.3, kerζw,vl,0⊊kerζz,uk,0, against our hypothesis. On the other hand, it is straightforward to see that, if L=0, then limukn/lj−1(n)=+∞, which is also impossible, as above. We deduce that 0<L<+∞. Now, again by Lemma 8.2, given r∈(0,r0) and C∈u with C⊂Ca, the set Da∩BCr belongs to v, and it is clear that D+(wm,kj(m)r)=D+(zj(m),kj(m)r) for all m∈Da∩BCr. By Corollary 6.2, this means that ζz,uk,r=ζw,vl,rL, and the conclusion follows easily.
Proof of the first part.
Consider a sequence w in D, v∈βN∖N, l∈Compv(w),
and s0∈(0,1), and suppose that kerζz,uk,0=kerζw,vl,s0. Taking into account Corollaries 2.7 and 2.8, we necessarily have
limukn=+∞.
We can assume that M:=infi∈N∏j=i∣zi−zj∣kj>0 and, by Remark 1.2, take r0∈(0,M) so that
all the disks D+(zi,kir0) are pairwise disjoint. Assume also that D+(zi,kir0)⊂C(0,∣zi∣) for all i.
We next introduce some notation. Given a set D⊂N, for n∈N and r∈(0,r0] we put
[TABLE]
[TABLE]
and
[TABLE]
Then, we define
Υr(D):=limuΥnr(D) and
Σr(D):=limuΣnr(D). Finally, we set
Υ(D):=limr→0Υr(D) and Σ(D):=limr→0Σr(D).
We fix a strictly decreasing sequence (αi) in (0,r0] converging to [math].
Claim 8.4**.**
If βαi:=limuΛnαi(BNr0)/kn for all i, then
limi→∞βαi=0.
Consider
f∈H∞ having exactly lm zeros close enough to each wm for m∈BNr0 as given in Proposition 5.5, and no other zeros in the circles C(0,∣wm∣). Then, as in the proof of Proposition 7.1, ζw,vl,s0(f)>0, so α:=ζz,uk,0(f)>0 and
ζz,uk,r(f)≥α for every r∈(0,r0]. By Corollary 3.4,
for all r∈(0,r0],
[TABLE]
If we now suppose that there exists K>0 such that
βαi≥K
for infinitely many i, then Inequality 8.1 gives
[TABLE]
which is absurd.
■
Note that, by Inequality 8.1, Υ(BNr0)>0,
and that, for each i∈N,
[TABLE]
belongs to u. On the other hand, we define
[TABLE]
and G0:=⋃i=1∞Ei.
Claim 8.5**.**
v* belongs to clβNG0.*
Suppose to the contrary that v∈/clβNG0. Then we find a closed and open neighborhood U⊂βN of v
with U⊂BNr0,
such that U∩Ei=∅ for all i∈N.
This
implies that, for each i,
if m∈U satisfies
∣wm−zn∣≤knr0 for some
n∈Ci, then wm belongs to
D+(zn,knαi). Therefore, for each i∈N and
n∈Ci, Λnr0(U)≤Λnαi(BNr0),
and consequently
[TABLE]
for all i. By Claim 8.4, limuΛnr0(U)/kn=0, so there exists (Nn)
with limuNn=+∞ and limuNnΛnr0(U)/kn=0. We select C0∈u with NnΛnr0(U)≤kn for all n∈C0. Now, consider a sequence (δm) of positive numbers with limm→∞δm=0, in such a way that the disks D+(wm,δm) are pairwise disjoint and δm≤lms0 for all m∈N. Then take a function g∈H∞ having exactly Nnlm zeros at distance less than δm to each wm with ∣wm−zn∣≤knr0 and m∈U, for n∈C0, and no other zeros in those circles (see Proposition 5.5). It is straightforward to see that, for all r∈(0,r0] and n∈C0,
[TABLE]
Taking into account Corollary 3.4, we see that ζz,uk,r(g)≥M∥g∥ for all r, so
ζz,uk,0(g)>0. On the other hand, for each K∈N, the set DK:={n∈C0:Nn≥K} belongs to u and, by Lemma 8.2, BDKr0 belongs to v. Also, for
m∈BDKr0∩U, ξD+(wm,lms0)(g)≤s0K, so
ζw,vl,s0(g)=0, which is impossible. This shows that v belongs to clβNG0. ■
Claim 8.6**.**
Υ(G0)>0* and Σ(G0)=1.*
It is clear that Υ(G0)≥Υ(BNr0)>0. We first see that, in fact, Υ(G0)=Υ(BNr0). Note that, by definition,
[TABLE]
This implies that, if for n∈Ci and A with Ei⊂A⊂BNr0 we denote
Hni(A):={m∈A:knαi<∣zn−wm∣≤knr0},
then Hni(Ei)=Hni(BNr0)=Hni(A). In particular, Hni(G0)=Hni(BNr0), and we easily deduce that Υnαi(G0)=Υnαi(BNr0) whenever n∈Ci.
Thus, Υαi(G0)=Υαi(BNr0) for all i, and Υ(G0)=Υ(BNr0).
Next, for n∈C1 fixed, put Tn:=min{Υnαi(BNr0):n∈Ci} and I(n):=min{i∈N:Tn=Υnαi(BNr0)}.
We see that, if i>I(n), then either n∈/Ci or Υnαi(BNr0)=Tn. In the first case, if m∈BCir0, then ∣zn−wm∣>knr0, so
[TABLE]
In the second case, the set
[TABLE]
is empty, so Hni(BCir0)⊂HnI(n)(BNr0).
Thus, the set
[TABLE]
is contained in HnI(n)(BNr0),
and consequently
[TABLE]
We deduce that, since n∈CI(n) and Υ(G0)=Υ(BNr0),
[TABLE]
Now fix N∈N. We next see that the set A(N) of all n∈C1 such that I(n)≥N belongs to u.
If this is not the case, then for an i0<N, the set L of all n∈C1 such that I(n)=i0 belongs to u, and by Lemma 8.2 the set BLr0 belongs to v. Also, by Claim 8.5, G0 belongs to v (see [12, p. 90]), and so does G0∩BLr0.
On the other hand, as above, if n∈L, then Gn⊂Hni0(BNr0)⊂BNr0∖BNαi0.
Consequently G0∩BLr0=⋃n∈LGn⊂BNr0∖BNαi0, and we conclude that BNαi0 does not belong to v, against Lemma 8.2.
It is clear that, for n∈A(N),
[TABLE]
We easily deduce that Σr0(G0)≥Υ(G0). On the other hand, it is straightforward to see that, for all i∈N,
Σr0(G0)=Σαi(G0)Υαi(G0), so Σr0(G0)=Σ(G0)Υ(G0). Now it is immediate that Σ(G0)=1. ■
By Claim 8.4, there exists a strictly decreasing sequence (ri)i≥2 in (0,1), convergent to [math], with
[TABLE]
for all i≥2. Also, let
(Ri)i≥2 be a strictly increasing sequence in (0,1) with R:=∏i=2∞Rii>0.
By Claim 8.6, and taking a subsequence if necessary, we assume that
Σri(G0)>Ri and Υ(G0)/Υri(G0)>Ri for all i≥2.
We put r1:=r0.
Note that, given i≥2, the set
[TABLE]
belongs to u,
and by Lemma 8.2, BDiri is in v. Also, if
[TABLE]
does not belong to u, then, again by Lemma 8.2, BDi∖Di′ belongs to v, and so does G0∩BDi∖Di′ri=∅. We conclude that each Di′ is in u. Note also that D2′⊃D3′⊃⋯ and that, by construction, zn=wm for all m∈G0 and n∈N, so sup{i:n∈Di′}∈N for all n.
Now, for j and n in N, put Pjn:={m∈G0:knrj+1<∣zn−wm∣≤knrj}.
It is easy to see that the sets Pjn are pairwise disjoint and G0=⋃n,jPjn, so
given m∈G0, there exist unique
jm,nm∈N with m∈Pjmnm.
We define, when nm∈D2′ and jm≥2,
[TABLE]
Since dm≥i for all m∈G0∩BDi′ri, limvdm=+∞.
Claim 8.7**.**
Let i≥2. For n∈Di′,
[TABLE]
Let j0:=max{j:n∈Dj′}. If q≥j0, then dm=j0 for all m∈Pqn.
Also, if i<j0 and i≤q≤j0−1, then
dm=q for all m∈Pqn.
Consequently,
[TABLE]
implying that Σ′nri(G0)≥∏q=ij0Rqq≥R.
■
Now we
extend the definition of dm to all G0 by putting dm:=0 for all m∈G0∖BD2′r2, and
consider g∈H∞ having dmlm zeros close enough to each wm for m∈G0 and no other zeros in the circles containing those wm (see Proposition 5.5).
It is straightforward to see that, since limvdm=+∞, ζw,vl,s0(g)=0.
Next, we prove that
ζz,uk,0(g)>0, against our assumption.
We write, for i∈N and n∈D2′,
[TABLE]
Claim 8.8**.**
For all n∈D2′, Λ′nr1(G0)≤2kn.
For n∈D2′ fixed, let j0:=max{j:n∈Dj′}. Note first that Λ′nr1(G0)=Λ′nr2(G0) because dm=0 for all m∈/BD2′r2.
Also, taking into account that, if j≥2 and m∈Pjn, then dm≤j0,
we have
[TABLE]
that is,
Λ′nr2(G0)=2Λnr2(G0)+∑i=3j0Λnri(G0).
Since 2iΛnri(G0)<kn for i≥2 with n∈Di′, the claim follows.
■
For i≥3 and n∈Di′, let
[TABLE]
Claim 8.9**.**
Υ′ri(G0):=limuΥ′nri(G0)≥R* for all i.*
First define,
for j∈N, Wjn:=∏m∈Pjn∣zn−wm∣lm and Wj:=limuWjn. Clearly, for j≥2, Wjn=Υnrj+1(G0)/Υnrj(G0) and
[TABLE]
Now, Υ′ri(G0)=∏j=2i−1(Wj)j≥R,
and we are done.
■
Fix i≥3. Note that,
if n∈Di′ and m∈Pjn for 2≤j≤i, then dm=j, so
[TABLE]
On the other hand, taking into account Claim 8.7, for n∈Di′,
[TABLE]
By Claim 8.8,
Λ′jr1(G0)≤2kj, so ∏j∈D2′j=n∣zn−zj∣Λ′jr1(G0)≥M2.
By
Inequalities 8.3 and 8.2, and taking into account Claim 8.9 and Corollary 3.4,
ζz,uk,ri(g)≥M2R2∥g∥.
Therefore ζz,uk,0(g)≥M2R2∥g∥>0.
Consequently kerζz,uk,0=kerζw,vl,s0, and we are done.
∎
We finally see that Theorem 2.11 cannot be extended in general to other seminorms obtained as the infimum of a decreasing family.
Example 8.10*.*
Let (zn) be a sequence in D such that limn→∞∣zn∣=1 and (∣zn∣) is strictly increasing. Let u be a nonprincipal ultrafilter in N, and suppose that k∈Compu(z) satisfies limn→∞kn=+∞. As in the proof of Theorem 2.2, the family F of all seminorms ζz,um,r such that limumn=+∞, limumn/kn<+∞ and r∈(0,1) is totally ordered. As a consequence, φ(f):=infϕ∈Fϕ(f), f∈H∞, defines an element in M. It is obvious that ζz,u1.1≤φ. Following the same idea as in the proof of Theorem 2.1, it is straightforward to see that, given f∈H∞ and ϵ>0, there exists ζz,um,r∈F with ζz,um,r(f)<ζz,u1.1(f)+ϵ. We conclude that φ=ζz,u1.1.
We end the paper by listing some questions for which we do not have an answer.
Does there exist φ∈M0 such that kerψ=kerφ for all ψ∈M0′? Does φ=kerζz,uk,0 satisfy this property when k∈Compu(z) and limukn=+∞?
2. 2.
More generally, does there exist φ∈M with unique nonmaximal kernel, that is, such that kerψ=kerφ whenever ψ∈M and ψ=φ?
3. 3.
Does there exist φ∈M with nonmaximal kernel such that f∈kerφ and f′∈/kerφ for some f∈H∞?
4. 4.
Does there exist φ∈M with maximal kernel such that f′∈kerφ whenever f∈kerφ? (stated in [14])
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