Infinite index extensions of local nets and defects
Simone Del Vecchio, Luca Giorgetti

TL;DR
This paper extends subfactor theory to infinite index cases in quantum field theory, enabling the construction of models with defects and phase boundaries related to non-finite symmetry groups.
Contribution
It generalizes the concept of Q-systems to infinite index inclusions, allowing the analysis and construction of new quantum field theory models with defects.
Findings
Characterization of inclusions admitting generalized Q-systems
Definition of a braided product for these Q-systems
Construction of QFT models with infinite index defects
Abstract
Subfactor theory provides a tool to analyze and construct extensions of Quantum Field Theories, once the latter are formulated as local nets of von Neumann algebras. We generalize some of the results of [LR95] to the case of extensions with infinite Jones index. This case naturally arises in physics, the canonical examples are given by global gauge theories with respect to a compact (non-finite) group of internal symmetries. Building on the works of Izumi, Longo, Popa [ILP98] and Fidaleo, Isola [FI99], we consider generalized Q-systems (of intertwiners) for a semidiscrete inclusion of properly infinite von Neumann algebras, which generalize ordinary Q-systems introduced by Longo [Lon94] to the infinite index case. We characterize inclusions which admit generalized Q-systems of intertwiners and define a braided product among the latter, hence we construct examples of QFTs with defects…
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Infinite index extensions of local nets and defects
Simone Del Vecchio
Dipartimento di Matematica, Università di Roma Tor Vergata
Via della Ricerca Scientifica, 1, I-00133 Roma, Italy
Luca Giorgetti
Dipartimento di Matematica, Università di Roma Tor Vergata
Via della Ricerca Scientifica, 1, I-00133 Roma, Italy
Abstract
Subfactor theory provides a tool to analyze and construct extensions of Quantum Field Theories, once the latter are formulated as local nets of von Neumann algebras. We generalize some of the results of [LR95] to the case of extensions with infinite Jones index. This case naturally arises in physics, the canonical examples are given by global gauge theories with respect to a compact (non-finite) group of internal symmetries. Building on the works of Izumi, Longo, Popa [ILP98] and Fidaleo, Isola [FI99], we consider generalized Q-systems (of intertwiners) for a semidiscrete inclusion of properly infinite von Neumann algebras, which generalize ordinary Q-systems introduced by Longo [Lon94] to the infinite index case. We characterize inclusions which admit generalized Q-systems of intertwiners and define a braided product among the latter, hence we construct examples of QFTs with defects (phase boundaries) of infinite index, extending the family of boundaries in the grasp of [BKLR16].
1 Introduction
The study of extensions in relativistic Quantum Field Theory (QFT) is well-motivated in several respects. Gauge theory, for instance, provides examples of extensions where a theory of (anti)commuting fields obeying Bose/Fermi statistics, equipped with a gauge group symmetry, contains a subtheory generated by gauge invariant (observable) fields. The former can be viewed as an extension of the latter, and similarly any intermediate theory gives rise to a smaller extension of the observable theory. Defects and boundaries can also be described by extensions, where different types of bulk fields (depending on their relative spacetime localization with respect to a certain “defect” line or hypersurface) generate extensions of a common subtheory which contains, for example, the components of the stress-energy tensor that are conserved across the boundary. Extensions also appear in classification instances of QFTs, where all the theories belonging to a certain family share a common subtheory (dictated, e.g., by spacetime symmetry), hence the classification problem can be turned into a classification of extensions. This is the case, for example, in chiral Conformal Field Theory (CFT) where the Fourier modes of the conformal stress-energy tensor necessarily obey the commutation relations of the Virasoro algebra at a fixed value of the central charge parameter. Lastly, the analysis of extensions can be used to construct new examples of QFTs. Starting from some theory, if one can write it as a non-trivial subtheory extended by a certain family of generators, then new theories can be constructed by suitably manipulating the generators and their commutation relations, compatibly with locality, and leaving the subtheory untouched.
All of these different situations and problematics have a model-independent and mathematically rigorous formulation in the Algebraic approach to QFT (AQFT) due to Haag and Kastler, see [Haa96].
Global gauge theories have been tackled since the early works of [DHR69a], [DHR69b], [DR72], culminating in [DHR71], [DHR74] and [DR90] in particular, where it is shown that every theory of local observables arises as gauge group fixed points of a bigger field theory, obeying (anti)commutation relations and equipped with a (global) gauge group symmetry. Both the gauge group and the field extension are intrinsically determined by the local observables (hence dictated by locality, i.e., Einstein’s causality). Intermediate extensions of gauge group fixed points (in 3+1 spacetime dimensions) have been studied in [CDR01]. In the chiral CFT setting (1 spacetime dimension) gauge group fixed points (also called orbifold CFTs) appear in [Xu00], [Xu05], [Müg05], and have been generalized to finite hypergroup fixed points by [Bis17] (generalized orbifold CFTs), where the information about gauge invariance contained in the conditional expectation is expressed by an hypergroup action via completely positive (CP) maps. Intermediate chiral extensions have been analysed by [Lon03] and [Xu14]. Defects and boundaries have been studied with AQFT methods in recent works by [BKL15], [BKLR16], [BR16], see also [BKLR15, Ch. 5] where the main mathematical tools to construct and classify boundary conditions are developed. This analysis of defects and boundaries in QFT has been our initial motivation for the work presented in this article. Lastly, again using extensions, the classification of all chiral CFTs with central charge has been achieved in [KL04].
In the Haag-Kastler formalism, a (local) quantum field theory is described by a net of local algebras , see [Reh15], [HM06] for self-contained introductions. Local algebras are assumed to be von Neumann algebras on the vacuum Hilbert space, and they typically turn out to be factors (hyperfinite and of type in the classification of Connes [Con73], [Haa87]). Hence an extension of QFTs is naturally described by a family of subfactors indexed by spacetime regions (e.g., double cones in Minkowski space or bounded intervals on the line). It was in the work of Longo and Rehren [LR95] (indeed titled “Nets of subfactors”) that it became clear how to use subfactor theory as a tool to classify and construct extensions in QFT. Their main idea is to exploit the notion of Q-system, due to [Lon94], for nets of subfactors, in order to relate coherent families of conditional expectations (which respect the net structure) to coherent families of (dual) canonical endomorphisms [Lon87] (which turn out to be the restrictions to different spacetime regions of a unique global DHR endomorphism of ). The family of conditional expectations generalizes the notion of global gauge symmetry, while the DHR endomorphism represents the (reducible) vacuum representation of the bigger theory once restricted to .
Mathematically speaking, the theory of subfactors plays a prominent role in the panorama of Operator Algebras since the work of Jones [Jon83]. He established a notion of index for subfactors, which is an invariant (hence opened the way to classification questions) and surprisingly quantized for values between 1 and 4 (Jones’ rigidity theorem). Since then, the major efforts have been devoted to the study of finite index (finite depth) subfactors and a complete classification has been achieved for subfactors with index at most [JMS14], [AMP15], using techniques of [Pop95a] and [Jon99]. At the same time, the analyses of QFT extensions [LR95] and of theories with defects and boundaries [BKLR16] cover the finite index case only, both being based on the notion of Q-system (which is tightly connected to the existence of conjugate morphisms of the inclusion morphism for a subfactor , hence to the finiteness of the dimension of in the sense of [LR97]).
In this article, building on the notion of Pimsner-Popa basis for an inclusion of von Neumann algebras, see [PP86], [Pop95b], and on the characterization of the canonical endomorphisms given by Fidaleo and Isola in [FI99], we reformulate the results on QFT extensions of [LR95, Sec. 4] in the finite index case, and generalize them to infinite index extensions, see Section 6. This case naturally appears in physical situations, e.g., if we consider global gauge theories with respect to a compact non-finite group of internal symmetries.
In order to do so, we first adopt the notion of generalized Q-system, due to [FI99], see Definition 3.1, and then consider more special generalized Q-systems of intertwiners, see Definition 3.7 and 5.8. The latter can be thought, roughly speaking, as Frobenius algebra-like objects with possibly infinitely many comultiplications, see Remark 3.8, 5.7 and cf. [BKLR16, Sec. 3.1].
Any semidiscrete inclusion of (properly infinite, with separable predual) von Neumann algebras , i.e., an inclusion endowed with a faithful normal conditional expectation , admits a generalized Q-system. Vice versa, from any generalized Q-system one can (re)construct the bigger algebra and the conditional expectation , see [FI99, Thm. 4.1]. An advantage of using generalized Q-systems (in the finite index case as well) is that no factoriality or irreducibility assumption on the inclusion is needed along the way. This enhanced flexibility is particularly desirable in the study of boundary conditions, see comments after [BKLR16, Thm. 4.4], where non-irreducible, non-factorial extensions necessarily appear. On the other hand, generalized Q-systems (in the infinite index case) dwell a bit further away from the purely categorical setting of their finite index counterpart.
Given a semidiscrete inclusion of von Neumann algebras (where is an infinite factor), we show that the existence of a generalized Q-system with the additional intertwining property is actually equivalent to the discreteness of the inclusion in the sense of [ILP98] (but admitting non-irreducible extensions), see Section 5. This characterization relies on strong results of [ILP98] and [FI99], and can be physically interpreted by saying that a semidiscrete extension is discrete if and only if it is generated by charged fields, in the sense of [DR72]. These are elements which generate from the vacuum a non-trivial (irreducible) subsector of the dual canonical endomorphism , i.e., for every .
In Section 6 it is shown that generalized -systems of intertwiners indeed induce discrete (finite or infinite index) extensions of QFTs in the sense of [LR95]. Two different ways to obtain the construction are provided: one is a direct generalization of [LR95, Thm. 4.9], the other one exploits an inductive procedure which is somewhat more suitable to be used for the analysis of braided products and boundary conditions in the subsequent sections.
In Section 7, we give a general proof of covariance of QFT extensions constructed from covariant nets of local observables. This fact is apparently well known to experts, and clear in many examples, but we could not find a general statement in the literature (on finite index extensions). The key ingredient in our proof is the equivariance of the action of the spacetime symmetry group on the DHR category. More precisely, the mere existence of covariance cocycles, see Definition 7.3, is not sufficient to guarantee covariance. One needs in addition naturality and tensoriality properties of the cocycles.
Given two generalized Q-systems of intertwiners (in a braided tensor category), one can easily define their braided product in analogy with the case of ordinary Q-systems, see Definition 4.1 and cf. [EP03, Sec. 3], [BKLR16, Sec. 4.9]. In Section 4, we prove the non-trivial statement that the braided product of two generalized Q-systems of intertwiners is again a generalized Q-system of intertwiners, i.e., that the analytical properties defining a Pimsner-Popa basis (as a part of the definition of a generalized Q-system) behave well with respect to the categorical notions of naturality and tensoriality of a braiding in a tensor category. Thus, in the QFT setting, we can define the braided product of nets of local observables and construct new examples of irreducible phase boundary conditions with infinite index (infinitely many bulk fields) by taking the direct integral decomposition of the braided product net with respect to its center, see Section 8 and 9. On the other hand, we leave open the questions about universality of the braided product construction and the classification of boundary conditions in the infinite index case, cf. [BKLR16, Sec. 5].
In Section 10, we work out examples of infinite index (discrete) extensions of the chiral -current algebra [BMT88] and explicitly compute their braided products. These examples show an important difference with the analysis of boundary conditions in the finite index case, namely the center of the braided product may be a continuous algebra, i.e., with no non-trivial minimal projections, hence the irreducible boundary conditions constructed by direct integral decomposition need not be representations of the braided product itself.
Notation-wise we work with nets of local algebras indexed by partially ordered and directed sets of spacetime regions , in order to formulate our results, when possible, for arbitrary spacetime dimensions, e.g., in 1D theories on the line, 1+1D or 3+1D theories in Minkowski space.
2 Pimsner-Popa bases
Let be a unital inclusion of von Neumann algebras with a normal faithful conditional expectation . Assume that acts standardly on a separable Hilbert space and let 111Here denotes the von Neumann algebra generated by a subset . For a pair of subsets we also denote by . be the Jones basic construction [Jon83], see also [Pop95b, Sec. 1.1.3], [LR95, Sec. 2.2]. Up to spatial isomorphism it can be characterized as follows. Let be a cyclic and separating vector for such that the induced (normal faithful) state of is invariant under , i.e., , and set , the orthogonal projection on the subspace . The projection is the Jones projection of with respect to , and implements in the sense that , . Moreover, it is uniquely determined up to conjugation with unitaries in [Kos89, App. I].
Definition 2.1**.**
[PP86], [Pop95b]. A Pimsner-Popa basis for is a family of elements , where runs in some set of indices , such that
are projections in which are mutually orthogonal, i.e., and for every .
, where the sum converges (unconditionally) in the strong operator topology.
For future reference, we mention the following equivalent characterization of the algebraic properties of Pimsner-Popa bases, see [Pop95b, Sec. 1.1.4].
Lemma 2.2**.**
In the notation of Definition 2.1, the conditions and are respectively equivalent to
* are projections in (not necessarily mutually orthogonal) and for every , .*
* in the Hilbert space topology.*
Proposition 2.3**.**
[Pop95b]**. If is a Pimsner-Popa basis for then every has the following expansion
[TABLE]
unconditionally convergent in the topology generated by the family of seminorms , with .
The expansion is unique if and only if for every .
Remark 2.4*.*
In view of the proposition above, Pimsner-Popa bases , or better their adjoints can be seen as bases for as a right pre-Hilbert -module with the -valued inner product .
The cardinality of a Pimsner-Popa basis is not a invariant for . Indeed, by the following cutting and gluing procedures [Pop95b, Sec. 1.1.4] we obtain other Pimsner-Popa bases:
If, for each , we take a set of partial isometries such that , then is also a basis.
If and are orthogonal, then we can replace the pair in by and we still get a basis.
The good notion of dimension of as an -module is given by the Jones index of the inclusion with respect to , [Jon83], [Kos86]. This guiding idea is supported by the following theorem due to [PP86, Prop. 1.3], [BDH88, Thm. 3.5], [Pop95b, Thm. 1.1.5, 1.1.6], which characterizes the finiteness of the index (and computes its value) by means of Pimsner-Popa bases.
Theorem 2.5**.**
[Pop95b].* has finite Jones index if and only if it has a Pimsner-Popa basis such that is ultraweakly convergent in . In this case, belongs to the center of , it holds*
[TABLE]
where denotes the Jones index of , and the same is true for any other Pimsner-Popa basis.
If in addition is properly infinite, then has finite Jones index if and only if it has a Pimsner-Popa basis made of one element . Moreover, can be chosen such that .
We are mainly interested in inclusions of properly infinite von Neumann algebras (with separable predual), due to their appearance in QFT, see, e.g., [Kad63], [Lon79]. In this setting, with no finite index or factoriality assumptions, it was shown by Fidaleo and Isola [FI99, Thm. 3.5] that Pimsner-Popa bases made of elements of always exist.
Proposition 2.6**.**
[FI99]**. Every inclusion of properly infinite von Neumann algebras with a normal faithful conditional expectation admits a Pimsner-Popa basis in the sense of Definition 2.1.
3 Infinite index and generalized Q-systems (of intertwiners)
Q-systems were introduced by R. Longo in [Lon94, Sec. 6]. They provide a way to algebraically characterize infinite subfactors with finite index together with a normal faithful conditional expectation by means of data pertaining to the smaller factor . The main technical tool to achieve this characterization is the notion of canonical endomorphism [Lon87] for the inclusion , namely the homomorphism defined by , where , and , are respectively the modular conjugations of , with respect to a cyclic and separating vector for and . From a categorical perspective, a Q-system is a special Frobenius algebra in a strict tensor category with simple unit, cf. [BKLR15, Def. 3.8]. In the more concrete case of subfactors, the category is , whose objects are the endomorphisms of the factor with finite dimension in the sense of [LR97].
Here we recall and analyze the more general notion of generalized Q-system, introduced by F. Fidaleo and T. Isola in [FI99, Sec. 5] for a possibly infinite index (semidiscrete or semicompact) inclusion of properly infinite von Neumann algebras. We then introduce the more special notion of generalized Q-system of intertwiners that will be the fundamental object in the subsequent sections, in particular for the applications to QFT.
Let be a unital inclusion of properly infinite von Neumann algebras on a separable Hilbert space . Denote by and respectively the set of all normal and normal faithful conditional expectations of onto . We call the inclusion semidiscrete if , and semicompact if , or equivalently if or , where denotes the tower of von Neumann algebras obtained by canonical extension and restriction of the original inclusion [LR95, Sec. 2.5 A]. The terminology is adopted from [FI99], [ILP98], [FI95], [HO89]. Recall that a finite index inclusion is both semidiscrete and semicompact, see e.g. [Lon90, Prop. 4.4].
Let be the collection of normal faithful unital *-endomorphisms of . The following notion is tailored to describe semidiscrete inclusions of von Neumann algebras with , possibly of infinite index.
Definition 3.1**.**
[FI99]. Let be a properly infinite von Neumann algebra. A generalized Q-system in is a triple consisting of an endomorphism , an isometry (i.e., , ), and a family indexed by in some set , such that
are mutually orthogonal projections in , i.e., , such that . (“Pimsner-Popa condition”)
if . (“faithfulness condition”)
Remark 3.2*.*
An analogous definition of generalized Q-system in , involving an isometry instead of , can be given in the semicompact case, see [FI99, Sec. 5]. We shall however be interested in extensions with a (normal faithful) conditional expectation as they arise in QFT when , are local algebras (relative to some spacetime region ) and is an extension of a net of local observables by means of a “field net” . Here generalizes the notion of an average over a global gauge group action on fields, giving the observables as the gauge invariant part.
Theorem 3.3**.**
[FI99]**. Let be a properly infinite von Neumann algebra with separable predual and . Then the following are equivalent
There is a von Neumann algebra such that with , where , and is a canonical endomorphism for .
There is a von Neumann algebra such that with , and is a dual canonical endomorphism for , i.e., where is a canonical endomorphism for .
The endomorphism is part of a generalized Q-system in , , see Definition 3.1.
Proof.
We may assume that is in its standard representation on . The equivalence of and is then obtained by canonical extension and restriction [LR95, Sec. 2.5 A]. The tower of von Neumann algebras reads
[TABLE]
where is a spatial isomorphism of inclusions and the relation on gives a bijection between and .
The equivalence of and is due to [FI99, Thm. 4.1]. In particular, they show that is a Jones projection for the inclusion with respect to and that is the associated Jones extension. Hence the condition in Definition 3.1 says that is a Pimsner-Popa basis for with respect to . The condition in Definition 3.1 is nothing but faithfulness of . ∎
Remark 3.4*.*
The condition that the in Definition 3.1 are (mutually orthogonal) projections in , i.e., , does not enter in the proof of of Theorem 3.3, only is relevant there. We can however always assume it because is a projection if and only if is a projection, which is equivalent to is a projection, i.e., is a projection, because and is an isomorphism of onto . Hence we can apply a Gram-Schmidt orthogonalization procedure to the with respect to the operator-valued inner product and choose another basis such that .
Remark 3.5*.*
Notice that no factoriality , , nor irreducibility assumptions enter in the proof of Theorem 3.3, [FI99]. In the case of non-irreducible finite index subfactors, is not necessarily the minimal conditional expectation, see [Hia88], [Lon89, Sec. 5].
Proposition 3.6**.**
[FI99]**. Let a semidiscrete inclusion of properly infinite von Neumann algebras and let be a canonical endomorphism. The following are equivalent
* is irreducible in the sense that .*
* contains only one element.*
* is cyclic as a -module, where .*
We now specialize the notion of generalized Q-system (Definition 3.1) by requiring an additional intertwining property of the Pimsner-Popa elements.
Definition 3.7**.**
Let be a properly infinite von Neumann algebra. We call a generalized Q-system of intertwiners in if, in addition to the properties of Definition 3.1, it satisfies (i.e., , ) for every .
In this case we can use string diagrams to denote and as follows
[TABLE]
At this point, a comparison between the notions of generalized Q-system and “ordinary” Q-system in the finite index setting is due.
Remark 3.8*.*
(The finite index case). An infinite subfactor with can be characterized by an “ordinary” Q-system if and only if the Jones index of is finite, see [Lon94], [LR95, Sec. 2.7]. The algebraic relations defining a Q-system in read as follows: , , and
[TABLE]
The conditions in the line above are called respectively unit property, associativity, Frobenius property and specialness, see [BKLR15, Def. 3.8]. It is known that the Frobenius property is a consequence of the other properties [LR97], [BKLR15, Lem. 3.7] and that specialness is not needed to construct the extension , i.e., [BKLR15, Rmk. 3.18].
Moreover, it is an easy exercise to check that ordinary Q-systems are also generalized Q-system of intertwiners with (up to a normalization of and ), in the sense of Definition 3.7. Indeed the Pimsner-Popa condition follows by , and the faithfulness condition , follows because hold, due to , associativity and Frobenius property.
On the other hand, a finite index inclusion of infinite factors with normal faithful conditional expectation , always has a Pimsner-Popa basis of one element, , such that by Theorem 2.5. The triple is a generalized Q-system in the sense of Definition 3.1. The characterizing properties
[TABLE]
are a weaker form of the unit property for ordinary Q-systems, and the Pimsner-Popa expansion of Proposition 2.3 gives in particular
[TABLE]
If we assume the unit property to hold, we get back the associativity and the Frobenius property .
If is a generalized Q-system (of intertwiners) in , consider the tower of von Neumann algebras
[TABLE]
as in equation (1), where the Jones extension of with respect to coincides with the canonical extensions, namely , see [LR95, Sec. 2.5 D], [Lon89, Sec. 3]. Here is a cyclic and separating vector for as in Section 2 and is the associated modular conjugation. Moreover, and are canonical endomorphisms dual to , hence , . Then and clearly forms a Pimsner-Popa basis for with respect to .
Definition 3.9**.**
We call a generalized Q-system (of intertwiners) dual to . The intertwining relation is equivalent to , .
4 Braided products
Suppose additionally that two generalized Q-systems of intertwiners are composed of data belonging to a certain braided tensor subcategory of , we can consider their braided product as follows
Definition 4.1**.**
Let be a properly infinite von Neumann algebra and a braided tensor subcategory of . Let and two generalized Q-systems of intertwiners in (Definition 3.7), indexed respectively by and . We call
[TABLE]
the braided product of and , indexed by , where
[TABLE]
depending on the choice. Here \text{\varepsilon}^{+}=\text{\varepsilon} and \text{\varepsilon}^{-}=\text{\varepsilon}^{\mathrm{op}} denote respectively the braiding of and its opposite. Equivalently
[TABLE]
and similarly for m^{A}_{i}\times_{\text{\varepsilon}}^{-}m^{B}_{j}.
Surprisingly, the analytic conditions dictated on generalized Q-systems by subfactor theory (e.g. the property characterizing a Pimsner-Popa basis) turn out to be naturally compatible with the categorical notion of braiding in a tensor category of endomorphisms. Indeed we have the following proposition which extends the braided product construction, see [BKLR15, Sec. 4.9], to the infinite index case.
Proposition 4.2**.**
The braided product of two generalized Q-systems of intertwiners is again a generalized Q-system of intertwiners.
Proof.
The intertwining properties appearing in Definition 3.7 are easily checked once we write the operators and m^{A}_{i}\times_{\text{\varepsilon}}^{\pm}m^{B}_{j}, as tensor products and compositions of arrows in the braided tensor category of endomorphisms , as in the case of ordinary Q-systems [BKLR15, Def. 4.30].
The Pimsner-Popa condition in Definition 3.1 is more lengthy to check. For each and , let
[TABLE]
[TABLE]
[TABLE]
because (\text{\varepsilon}^{\pm}_{\theta^{A},\theta^{B}})^{*}w^{B}=\theta^{A}(w^{B})(\text{\varepsilon}^{\pm}_{\theta^{A},\operatorname{id}})^{*} by naturality of the braiding \text{\varepsilon}^{+}=\text{\varepsilon} in the braided tensor category , or of its opposite \text{\varepsilon}^{-}=\text{\varepsilon}^{\mathrm{op}}, and \text{\varepsilon}^{\pm}_{\theta^{A},\operatorname{id}}=\mathds{1} by convention. Moreover
[TABLE]
[TABLE]
hence we have shown
[TABLE]
where , and , are the projections appearing in Definition 3.1 respectively for the two generalized Q-systems. Equation (2) is much more effectively expressed using graphical calculus
[TABLE]
Now one can easily check that are mutually orthogonal projections which sum up to .
The faithfulness condition in Definition 3.1 follows from Lemma 4.3 below. Indeed, let n\in\mathcal{N}_{1}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{N}_{1}^{B} (see below), then if and only if since \mathcal{N}_{1}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{N}_{1}^{B}\subset\mathcal{N}_{1}^{A}. Now if and only if \text{\varepsilon}^{\pm}_{\theta^{A},\theta^{B}}n\theta^{A}(w^{B})=\text{\varepsilon}^{\pm}_{\theta^{A},\theta^{B}}n(\text{\varepsilon}^{\pm}_{\theta^{A},\theta^{B}})^{*}w^{B}=0 by naturality of the braiding. Since \operatorname{Ad}(\text{\varepsilon}^{\pm}_{\theta^{A},\theta^{B}})(\mathcal{N}_{1}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{N}_{1}^{B})\subset\mathcal{N}_{1}^{B} we have that and the proof is complete. ∎
Lemma 4.3**.**
In the notation of Definition 4.1, consider the two towers of von Neumann algebras and respectively associated to the two generalized Q-systems (of intertwiners) as in Theorem 3.3. Let
[TABLE]
then
[TABLE]
Proof.
The first inclusion follows from the very definitions. To show the second observe that \operatorname{Ad}(\text{\varepsilon}^{\pm}_{\theta^{A},\theta^{B}})(\theta^{A}\theta^{B}(\mathcal{N}))=\theta^{B}\theta^{A}(\mathcal{N})\subset\theta^{B}(\mathcal{N}). Hence it is enough to check that
[TABLE]
but this follows from repeated application of naturality and tensoriality of the braiding
[TABLE]
[TABLE]
where \text{\varepsilon}^{\mp}_{\theta^{B}\theta^{B},\theta^{A}\theta^{A}}=\theta^{A}(\text{\varepsilon}^{\mp}_{\theta^{B},\theta^{A}})\theta^{A}\theta^{B}(\text{\varepsilon}^{\mp}_{\theta^{B},\theta^{A}})\text{\varepsilon}^{\mp}_{\theta^{B},\theta^{A}}\theta^{B}(\text{\varepsilon}^{\mp}_{\theta^{B},\theta^{A}}). ∎
Corollary 4.4**.**
(of Proposition 4.2)**. is a canonical endomorphism for the inclusion \mathcal{N}_{1}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{N}_{1}^{B}\subset\mathcal{N}. Moreover, the inclusion
[TABLE]
is semidiscrete 222By the results of the next section, the inclusion (3) is also discrete in the sense of Definition 5.1. with (normal faithful) conditional expectation given by
[TABLE]
Denote by
[TABLE]
the von Neumann algebra appearing in the tower
[TABLE]
obtained as in Theorem 3.3 from the braided product Q-system. We call it the braided product of and . Here denotes a canonical endomorphism for the inclusion \mathcal{N}\subset\mathcal{M}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{M}^{B} dual to . By definition, and \gamma^{AB}(\mathcal{M}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{M}^{B})=\mathcal{N}_{1}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{N}_{1}^{B}. Similarly, and are respectively canonical endomorphisms dual to and .
In order to show that the braided product \mathcal{M}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{M}^{B} actually contains and as subalgebras (see Proposition 4.5 below) we need to consider generalized Q-systems of intertwiners with an additional property, which is a weaker version of the unit property in ordinary Q-systems, namely , cf. [BKLR16, Prop. 4.12]. We shall come back to this property in the next section, see Proposition 5.5 and Definition 5.8.
Proposition 4.5**.**
In the notation of Definition 4.1, let and fulfill in addition and for two distinguished labels and . Then the maps
[TABLE]
[TABLE]
are embeddings respectively of and into \mathcal{M}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{M}^{B}. Call and the embeddings of into and respectively. Then the two embeddings of into the braided product coincide, i.e.
[TABLE]
the commutation relations among and , as in Definition 3.9, in the braided product \mathcal{M}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{M}^{B} are given by
[TABLE]
Moreover, and generate the braided product, i.e.
[TABLE]
Proof.
We show first that
[TABLE]
[TABLE]
from which it is clear that and are embeddings into \mathcal{M}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{M}^{B}. For the inclusion (8) it is enough to show that \theta^{A}(m_{j}^{B})\in\mathcal{N}_{1}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{N}_{1}^{B}. By assumption , hence
[TABLE]
[TABLE]
using naturality of the braiding and \text{\varepsilon}^{\pm}_{\operatorname{id},\theta^{B}}=\mathds{1}. For the inclusion (7), it is enough to observe that \operatorname{Ad}_{\text{\varepsilon}_{\theta^{A},\theta^{B}}^{\mp}} is an isomorphism between \mathcal{N}_{1}^{A}\times_{\text{\varepsilon}}^{\pm}\mathcal{N}_{1}^{B} and \mathcal{N}_{1}^{B}\times_{\text{\varepsilon}}^{\mp}\mathcal{N}_{1}^{A}, cf. [BKLR15, Sec. 4.9], and consider the previous case interchanging with and with . Now, (4) is clear. To show the commutation relations among and apply first to equation (5). The r.h.s. then reads
[TABLE]
[TABLE]
[TABLE]
Similarly, one can compute the l.h.s., namely
[TABLE]
By the intertwining property and by tensoriality of the braiding we have equation (5). In the previous computations we have shown in particular that
[TABLE]
from which equation (6) follows. ∎
5 The case of discrete inclusions
Generalized Q-systems with the additional intertwining property as in Definition 3.7 can be constructed whenever the inclusion is discrete (see Definition 5.1 below, cf. [ILP98, Def. 3.7]). The main idea is to look first at elements which generate on subendomorphisms of the dual canonical endomorphism of from the vacuum (identity representation), namely such that
[TABLE]
Such elements are called charged fields after the work of [DR72] in QFT. In the subfactor setting they can be constructed as in [ILP98, Prop. 3.2]. We generalize the latter construction to the case of non-irreducible, non-factorial extensions (as one needs in the study of defects in QFT, see [BKLR16, Thm. 4.4]), and we show how charged fields can be used, in the discrete case, to define generalized Q-systems of intertwiners. Moreover, we show that a semidiscrete inclusion admitting a generalized Q-system of intertwiners is necessarily discrete.
Consider an inclusion , where is an infinite factor and is a properly infinite von Neumann algebra on a separable Hilbert space . If denote by the normal semifinite faithful operator-valued weight dual to , see [Kos86], [ILP98], [FI99].
Definition 5.1**.**
[ILP98]. In the above notation, the inclusion is called discrete if (semidiscreteness) and is semifinite for some (hence for all) .
Proposition 5.2**.**
Let be an infinite factor with separable predual. Then a semidiscrete extension can be characterized as in Theorem 3.3 by a generalized Q-system of intertwiners in (Definition 3.7) if and only if it is discrete.
Proof.
We begin with necessity. Let be a generalized Q-system of intertwiners in and consider the dual generalized Q-system of intertwiners as in Definition 3.9. By definition are mutually orthogonal projections in which . On one hand, , where denotes the domain of , because by [Kos86, Lem. 3.1]. On the other hand, by the intertwining property of the on . Hence are mutually orthogonal projections which sum up to in the domain of . This is equivalent to semifiniteness of by [FI99, Lem. 3.2], see also [HKZ91, Lem. 2.2], hence to discreteness of . The same is true if is an arbitrary semidiscrete inclusion of von Neumann algebras with separable predual.
The converse implication relies on deep results on the structure of due to [ILP98]. Consider a discrete inclusion where is a factor, a von Neumann algebra, and choose . Then is a factor and a subfactor. By the same argument leading to [ILP98, Prop. 2.8] we get a decomposition of as a direct sum of four algebras, where only the first survives by discreteness assumption and because , cf. comments after [ILP98, Def. 3.7]. In particular is a direct sum of type factors and has finite index for every finite rank projection by [ILP98, Lem. 2.7 ]. Now, arguing as in the proof of [FI99, Thm. 3.5] and using [FI99, Lem. 3.2], see also [ILP98, Prop. 3.2 ], by discreteness we can write , , where are non-trivial mutually orthogonal projections such that . Each gives rise to a subendomorphism of the dual canonical endomorphism of . Indeed, and are infinite projections in because is an infinite factor, cf. [FI99, Lem. 3.1], hence we can choose partial isometries such that , . Then
[TABLE]
defines , , because , cf. [ILP98, Lem. 3.1]. The endomorphism has finite index, i.e., finite dimension [LR97], whenever has finite rank in , indeed the inclusion is isomorphic to . Moreover, . From we get because is a left ideal, and . By the push-down lemma [ILP98, Lem. 2.2] generalized to non-factorial inclusions [FI99, Lem. 3.3] we can write , where , . One can check that is a charged field for , indeed
[TABLE]
and that , hence because is an isomorphism of onto . Moreover , hence is a Pimsner-Popa basis for with respect to . In particular, as in the proof of [FI99, Thm. 4.1], see also [Pop95b, Sec. 1.1.4], [ILP98, Lem. 3.8].
Now, chosen a canonical endomorphism for , thanks to [Lon89, Prop. 5.1] there is an isometry such that , where , for every , and . Define
[TABLE]
where are such that , cf. [LR95, Sec. 5], and have the desired intertwining property with , namely , , cf. Definition 3.9. Observe that are non-trivial isometries and that because . As a consequence is another Pimsner-Popa basis for with respect to and . Setting
[TABLE]
we have that fulfill ,
[TABLE]
are mutually orthogonal projections in which , and for follows immediately from faithfulness of . Hence is a generalized Q-system of intertwiners in associated, in the sense of Theorem 3.3, to the discrete inclusion . ∎
Remark 5.3*.*
With these normalizations for and , , we have that , , i.e., is implemented by a single charged field via the conditional expectation , cf. [LR95, Sec. 5], [BKLR16, Sec. 4.4].
Proposition 5.4**.**
Let be a discrete inclusion as in Definition 5.1 and a Pimsner-Popa bases of charged fields as in the proof of Proposition 5.2. Then for every , the coefficients in the Pimsner-Popa expansion (Proposition 2.3)
[TABLE]
are uniquely determined.
Proof.
We have already checked in the proof of Proposition 5.2 that for every , hence we can apply Proposition 2.3. ∎
Proposition 5.5**.**
Let be an infinite factor with separable predual and a discrete extension as in Proposition 5.2. Fix a conditional expectation and a canonical endomorphism with dual canonical endomorphism . Then a generalized Q-system of intertwiners can be chosen such that the set of indices labels the irreducible subsectors (necessarily with finite dimension) of , counted with (arbitrary) multiplicity. There is a distinguished label , corresponding to one occurrence of the identity sector , such that
[TABLE]
i.e.
[TABLE]
Proof.
is a direct sum of type factors by discreteness assumption. Hence we can refine the family of orthogonal projections encountered in the proof of the previous proposition such that each is minimal in and again in the domain of , thus each , , is irreducible (with finite index). Every subsector of arises in this way and .
The second statement follows by observing that the Jones projection is minimal in if and only if is a factor, if and only if is irreducible as an object (tensor unit) of . Now, by [HKZ91, Lem. 2.2, Prop. 2.4] we can assume that and choose , hence and , i.e., . ∎
Remark 5.6*.*
In the assumptions of Proposition 5.2, discreteness of the inclusion implies
[TABLE]
where are irreducible subsectors with finite dimension and counted with (arbitrary) multiplicity in the set of indices , cf. comments after [ILP98, Def. 3.7].
If in addition is irreducible, i.e., , then the multiplicity of each in is finite and bounded above by the square of the dimension of , see [ILP98, Thm. 3.3, App. ].
Remark 5.7*.*
The Pimsner-Popa elements , or equivalently (Definition 3.9), constructed from discrete inclusions via charged fields as in Proposition 5.2 have the following additional properties. Compute , hence
[TABLE]
i.e.
[TABLE]
for every . Consider the spatial isomorphism such that , where is the canonical endomorphism for dual to . From we conclude that
[TABLE]
where , and are defined in Lemma 2.2. In particular , , are mutually orthogonal projections in such that as well.
If we consider constructed as in Proposition 5.5 we have in addition and
[TABLE]
i.e.
[TABLE]
for every . Moreover
[TABLE]
Definition 5.8**.**
We say that a generalized Q-system of intertwiners (Definition 3.7) is unital, if it satisfies in addition the analogue of equations (9), (10), (11), namely
[TABLE]
for every , and for a distinguished label .
One can easily check that the braided product (Definition 4.1) of two unital generalized Q-systems of intertwiners is again unital.
6 Generalized Q-systems of intertwiners for local nets
Let be a net of infinite von Neumann factors (typically of type ) over a partially ordered by inclusion and directed set of open bounded regions of spacetime (e.g., the set of open proper bounded intervals , or double cones in Minkowski space , ). A net is called isotonous if implies , and local if and commute elementwise whenever , where denotes the space-like complement of in , , or the interior of the complement of the interval in .
Definition 6.1**.**
A net as above fulfilling isotony and locality is called a net of local observables, also abbreviated as local net.
We refer to [Haa96], [LR95, Sec. 3], [CCG*+*04, Ch. 5] for more explanations and for the physical motivations behind this notion.
Now, let be realized on a separable Hilbert space (vacuum space) and assume the existence of a unit vector (vacuum vector) which is cyclic and separating for each local algebra . In this case, we say that is a standard net on with respect to and denote by the vacuum state of the net. We say that Haag duality holds for in the vacuum space if
[TABLE]
for every , where is the -algebra generated by all , , .
Denote by the category of DHR endomorphisms of the net, see [DHR71], [DHR74], [FRS92], and by the quasilocal algebra, i.e., the -algebra generated by . In the following we shall be interested in two distinguished subcategories of the DHR category, namely
Definition 6.2**.**
Denote by and the full subcategories of whose objects are, respectively, finite-dimensional DHR endomorphisms and (possibly infinite, countable) direct sums of those.
More precisely the most general object in arises as follows. Let be a family of at most countably many irreducible finite-dimensional DHR endomorphisms which can be localized in . Let be a (possibly infinite) Cuntz family of isometries in such that are mutually orthogonal projections and . Then , where and the sum converges elementwise in the strong operator topology because Similarly, the most general arrow between objects in can be written as where , are Cuntz families, respectively, for , and are arrows from to .
Remark 6.3*.*
Observe that and each inclusion is full, replete and stable under (finite) direct sums and subobjects. The first two categories are semisimple in the sense that every object can be written as a (possibly infinite) direct sum of irreducible finite-dimensional objects.
The following is the net-theoretic version of Definition 3.7, and generalizes the notion of Q-system for local nets given in [LR95, Sec. 4].
Definition 6.4**.**
Let be a local net fulfilling Haag duality as above. A generalized net Q-system of intertwiners in is a triple consisting of a DHR endomorphism in , an isometry , and a family indexed by in some set , such that
are mutually orthogonal projections in , i.e., , such that .
if for some localization region of and for any other such that .
, .
Remark 6.5*.*
By the localization property of and by Haag duality, is a generalized Q-system of intertwiners in (Definition 3.7) for every as above. Indeed, sits into via the restriction functor as a (full if local intertwiners are global), replete and braided tensor subcategory for every such , cf. [GR15, Sec. 3].
Remark 6.6*.*
Condition in Definition 6.4, in view of Proposition 5.2, excludes many interesting infinite index extensions of local nets. Notably the Virasoro net in one spacetime dimension, which sits in every conformal (diffeomorphism covariant) net, gives often rise to infinite index semidiscrete but non-discrete extensions if , see [Reh94], [Car04], [Xu05]. It is however fulfilled in many examples of chiral conformal embeddings with infinite index, see Section 10, as in compact orbifold theories in low and higher dimensions, see [Xu00] and [DR90], and of course in every finite index extension.
Definition 6.7**.**
[LR95]. An inclusion of nets is defined by two isotonous nets of von Neumann algebras , over the same partially ordered set of spacetime regions and realized on the same separable Hilbert space such that for every . In this case, we write
[TABLE]
and call an extension of . The inclusion is called irreducible if for every . The net is relatively local with respect to if for every . If is local, will be always implicitly assumed to be relatively local with respect to .
The inclusion of nets is called standard if there is a vector which is standard for on and for on a subspace . A normal faithful conditional expectation of onto is a family indexed by of normal faithful conditional expectations which respect inclusions, namely such that if . A normal faithful state of is a conditional expectation of onto the trivial net and as above is called standard if it preserves the standard vector state of the net, namely for every . We say that the extension is discrete if is discrete (Definition 5.1) for every .
The following theorem extends the results of [LR95, Thm. 4.9] to the case of infinite index discrete inclusions of nets of von Neumann algebras.
Theorem 6.8**.**
Let be a local net fulfilling Haag duality and standardly realized on as in the beginning of this section. Then a generalized net Q-system of intertwiners in (Definition 6.4) which is also unital (Definition 5.8) gives an isotonous net of von Neumann algebras such that is a discrete standard inclusion of nets with a normal faithful standard conditional expectation. The net is always relatively local with respect to , and it is itself local if and only if \theta(\text{\varepsilon}_{\theta,\theta})m_{i}m_{j}=m_{j}m_{i} for every , where denotes the DHR braiding.
Proof.
Let be a localization region of the DHR endomorphism , call and the restriction of to , and observe that , for every by Haag duality. From Theorem 3.3 we get with a normal faithful conditional expectation and such that is a canonical endomorphism for . Now acts standardly on by assumption hence on , where and is cyclic and separating for and . Let be the corresponding canonical extension of with canonical endomorphism . Lift accordingly the conditional expectation and consider the normal faithful -invariant state of , where is the vacuum state of . The operators as in Definition 3.9 form a Pimsner-Popa basis for with respect to and fulfill
[TABLE]
Now consider the (normal faithful) GNS representation of with respect to . The inclusion on with conditional expectation given by , , is spatially isomorphic to on with respect to . Moreover, , and is the associated Jones projection. By spatial isomorphism we have that is a Pimsner-Popa basis for with respect to , and given by , , is a canonical endomorphism with dual canonical . In particular, we have a direct sum decomposition
[TABLE]
where , , are partial isometries with mutually orthogonal range and domain projections and we let
[TABLE]
Every acts by left multiplication on , then
[TABLE]
where , with , is the generic vector of . As in the proof of [LR95, Thm. 4.9], this representation of extends to the whole net. Indeed, the linear map
[TABLE]
extends to a unitary operator from onto , due to and , , which implements on the subspace via adjoint action. For every quasilocal observable and as above, define
[TABLE]
One can check that is a well-defined bounded and locally normal representation of on which extends the GNS representation restricted to due to equation (13). In this representation, the intertwining relation (12) extends to the net, namely
[TABLE]
To show this, we first check that in the representation on we have that , where , fulfills
[TABLE]
for every (not necessarily ). Indeed, because by unitality assumption, and the closed linear span in of vectors of the form
[TABLE]
[TABLE]
does not depend on whether or by the intertwining property of on and because is cyclic for every local algebra on by standardness assumption. Hence for every .
Now let and be as in equation (13), and assume that for some . From the l.h.s. of (14) we get
[TABLE]
because left multiplication is continuous in the GNS representation.
By Proposition 2.3 (valid for arbitrary semidiscrete inclusions) we can write
[TABLE]
where and intertwines with on the whole net by assumption, i.e.
[TABLE]
Recall that the convergence in the r.h.s. of equation (15) is given by the topology induced by the seminorms , , with any normal state on such that . Thus
[TABLE]
and since the vector induces a normal -invariant state on , we get
[TABLE]
which is the r.h.s. of (14), for every , thus the equation is proven.
We define
[TABLE]
the crucial point is to extend the construction to bigger regions and define accordingly a coherent family of normal faithful standard conditional expectations with respect to a common cyclic and separating vector. Let be such that and set
[TABLE]
clearly holds by isotony of .
Now, is separating for every , thus is an isomorphism of onto , and because of
[TABLE]
provided , we can define by
[TABLE]
a conditional expectation of onto (for arbitrarily big region ) which extends the one previously given on . is clearly normal and fulfills , while faithfulness remains to be checked, together with the separating property of for if and cyclicity for if , where in this second case is defined below. For an arbitrary region , set
[TABLE]
where is a unitary charge transporter (in ) and is DHR localizable in , 333Notice that we assume DHR sectors to be localizable in every region in .. In order to show the desired properties of with respect to these new local algebras we need to introduce more GNS representations. Namely, let
[TABLE]
be a generalized Q-system of intertwiners in , see Remark 6.5, and perform the same construction as above on the GNS Hilbert space of some canonical extension with and state of . Consider
[TABLE]
and
[TABLE]
extended as before to an isometric operator into . Then the linear map defined by
[TABLE]
sends
[TABLE]
because , it extends to a unitary operator from onto , and fulfills
[TABLE]
Indeed, if then
[TABLE]
[TABLE]
because , and
[TABLE]
where the coefficients are analogous to those in (15). One can compute , hence
[TABLE]
which proves (17). By considering this unitary intertwiner for every region we obtain that is cyclic and separating for every on , in particular is faithful over every .
The extension does not depend on the specific choice of unitary charge transporter made in equation (16). Indeed, by Haag duality any two of them , differ by . Also, it depends on the choice of the initial localization region for and of the extended vacuum state only up to unitary isomorphism.
Relative locality of with respect to is always guaranteed by the localization properties of while the statement about locality of follows by the very definition of the DHR braiding. Indeed, where and are unitaries in which transport the localization region of to two mutually space-like regions (respectively left and right localized in low dimensions) if and only if \text{\varepsilon}_{\theta,\theta}M_{i}M_{j}=\theta(u^{*})v^{*}u\theta(v)M_{i}M_{j}=M_{j}M_{i} for every , and the proof is complete. ∎
Remark 6.9*.*
If the Pimsner-Popa expansion appearing in equation (15) comes from an irreducible subfactor, or from a finite index inclusion, and if the unital generalized Q-system of intertwiners is defined from charged fields , , see Proposition 5.5 and Remark 5.6, then the sum over (a priori convergent in the GNS topology) is finite by Frobenius reciprocity among finite-dimensional endomorphisms of , [LR97, Lem. 2.1]. Indeed, in this case one has and .
In other words, we have a unital *-algebra of charged intertwiners with possibly infinitely many generators but finite (“discrete”) fusion rules, cf. [LR04, App. A].
In this section we assumed that a generalized net Q-system of intertwiners (Definition 6.4) was given and we have shown how to associate to it a relatively local net extension. In Section 5, given a discrete inclusion of von Neumann algebras, we have seen how to construct a generalized Q-system of intertwiners (Definition 3.7). But when do generalized Q-systems of intertwiners exist for discrete relatively local net extensions?
In the finite index setting, in [GL92] it is proven that the DHR category restricted to finite index endomorphisms of a chiral CFT is a full and replete subcategory of the category of endomorphisms of a local algebra (“local intertwiners are global”). This of course single-handedly carries over the theory of ordinary Q-systems to such nets. In [LR95] it is shown that actually less is needed; in the presence of a coherent conditional expectation, with finite index arguments it can be shown that a Q-system in the DHR category does exist, see [LR95, Cor. 3.8, Cor. 3.7 and Lem. 4.1]. On the other hand, when we consider also infinite-dimensional irreducible sectors, in general it is not true that the category of DHR endomorphisms is a full subcategory of the category of endomorphisms of a local algebra, see [Wei08] for a counter-example using , . In the absence of these features, we can make some additional assumptions.
Proposition 6.10**.**
Let be a discrete relatively local inclusion of nets with standard conditional expectation (Definition 6.7) and let be a Haag dual net of type factors. Let be a canonical endomorphism for as in [LR95, Cor. 3.3] and be its dual canonical endomorphism as in [LR95, Cor. 3.8] (localized in ). Moreover, let as in [LR95, Cor. 3.7] such that .
Assume that one of the following two conditions is fulfilled
* is irreducible and in where each is an irreducible DHR subendomorphism (localized in ) and has finite dimension in .*
* for every , , or equivalently in and for every .*
Then there is a Pimsner-Popa basis for the inclusion consisting of global charged fields, i.e.
[TABLE]
Setting we have another Pimsner-Popa basis for (cf. Proposition 5.2), and , where , is a unital generalized net Q-system of intertwiners in (Definition 6.4 and 5.8).
Proof.
Assume and let be the projections which determine the decomposition , together with orthogonal isometries such that .
For , let be the Jones projection, and the Jones extension for the inclusion . By standardness assumption the Jones projections agree for every . Denote by the operator-valued weight dual to and let and be respectively its domain and definition ideal. By the same arguments leading to [LR95, Thm. 3.2, Cor. 3.3], the formula
[TABLE]
where is an isometry such that , , allows to extend the dual canonical endomorphism to a map between the quasilocal algebras and , such that is the dual canonical endomorphism for the inclusion for every , (i.e., is a canonical endomorphism for , and ).
By the discreteness assumption and [ILP98, Prop. 2.8] we have that, for every , is a direct sum of type factors, which by irreducibility of and [ILP98, Thm. 3.3] are finite dimensional.
is a finite sum of minimal projections in , , since has finite dimension by hypothesis, and thus . Indeed, let be the central support of in . is semifinite since can be written as a sum of minimal projections in , and thus finite since is finite dimensional. Now, let
[TABLE]
Since and , we have . Let . Exactly as in the proof of Proposition 5.2, and using , we get that is a charged field for on , i.e., , , and the collection is a Pimsner-Popa basis for the inclusion . For any , , by the push-down lemma we have
[TABLE]
Thus applying to the above formula, we obtain . The rest of the proof follows exactly as in Proposition 5.2.
Assuming , the proof proceeds along similar lines. By discreteness assumption, one can take projections which lay in , where , and which give a local (in this case also global) decomposition of into DHR subendomorphisms. Now, let such that and define , and as before such that . To conclude it is enough to observe that for any , , we have , because by construction and , and also , because for every such . ∎
These assumptions are verified, e.g., for compact group orbifolds [DR72], [Rob74, Thm. 4.3], and for theories with a good behaviour with respect to the scaling limit [DMV04, Cor. 6.2] in 3+1D, and of course for strongly additive CFTs in 1D, i.e., Haag dual nets on [GLW98, Lem. 1.3].
6.1 Construction of extensions: an alternative way
In this section we present an alternative proof of Theorem 6.8 which we feel somewhat more intuitive and which lends itself to describing the braided product of nets in a more direct way. The basic idea is that a generalized net Q-system of intertwiners in (Definition 6.4), assuming Haag duality of , induces a family of Q-systems (one for every local algebra) each one of which characterizes a local extension. The algebraic structure of the extended net, including a distinguished conditional expectation, is then captured with a coherent inductive procedure and the spatial features of the net are completely determined by the vacuum state.
More precisely, let be a reference localization region for and choose a unitary charge transporter for every , where is localized in . For every , we obtain a generalized Q-system (of intertwiners) in (Definition 3.7) by setting
[TABLE]
The faithfulness condition appearing in Definition 3.1 is verified since, for every such that , we have
[TABLE]
where
[TABLE]
With this data, we now construct an inductive generalized sequence of net extensions of , indexed by , and defined only on regions , , which we will then patch together. For a fixed , is a canonical endomorphism for by Theorem 3.3, and thus can be implemented on by a unitary , namely
[TABLE]
Similarly, for every , we have
[TABLE]
Now, fixed , we define an isotonous net by setting
[TABLE]
Remark 6.11*.*
The dual canonical endomorphism for an extension of nets , [LR95, Cor. 3.8], is not implemented globally by unitaries. This is clear since by [LR95, Prop. 3.4] the embedding homomorphism of into is equivalent to as a representation and thus would imply the inclusion to be trivial. Of course it is possible to find unitaries which implement locally but the choice of these unitaries in non-unique. The above coherent choice guarantees the isotony of the net .
The next step is the construction of an inductive family of embeddings of into with . This is straightforward.
Proposition 6.12**.**
Let , . The map
[TABLE]
is an embedding of into , i.e., it sends local algebras onto local algebras and acts as the identity map on for every , .
Proof.
Follows by easy direct computation. ∎
The collection of nets and maps forms an inductive system. We can thus take the inductive limit of the -algebras from which we obtain a -algebra . The subalgebras , where is the embedding of into , are -algebras since it is easy to see that they have a predual. Thus we have obtained an isotonous net of -algebras, . Now we see that from the data of the Q-system we can also define a consistent family of conditional expectations.
Proposition 6.13**.**
There is a normal faithful conditional expectation from to , i.e., for every , such that if .
Proof.
First define a coherent conditional expectation on for . By Theorem 3.3 we have a conditional expectation for the inclusion . can be lifted to a conditional expectation for the inclusion , , since the two inclusions are isomorphic via . Computing explicitly, we get
[TABLE]
which shows that we indeed have a consistent family of conditional expectations on . Now, to show that these expectations lift to the inductive limit net , it is enough to check that for , but this is a trivial computation. ∎
If is the vacuum state of , let , where is the consistent conditional expectation of the inclusion defined above, lifted to the quasilocal -algebra . We call the vacuum state of and the GNS representation induced by the vacuum representation. We denote by and the extension constructed in this way, in its vacuum representation.
Remark 6.14*.*
It is not hard to check that the construction of the net and its conditional expectation onto does not depend on the choice of the family of unitary charge transporters , nor on the choice of .
Up to now, we have seen that we can build (discrete, relatively local) extensions of nets associated to generalized net Q-systems of intertwiners in . A natural question to ask is if this procedure insures that, if the Q-system comes from a given extension , the induced extension will be unitarily equivalent to the starting one. The answer is affirmative when the generalized net Q-system is constructed as in Proposition 6.10.
Lemma 6.15**.**
Let be as in Proposition 6.10, assuming either or , and let be a decomposition of into irreducibles in , where , is the multiplicity of in , and , are localized in . Then
[TABLE]
is isomorphic as a Hilbert space to via the map .
Proof.
Note that , , is an inner product for since is irreducible in . We have seen in Proposition 6.10 that there is a collection , (with possibly infinite), which is orthonormal with respect to the above inner product, and which is mapped via onto an orthonormal basis of . Since , the map is an isomorphism of onto . ∎
Proposition 6.16**.**
Let and be as in Proposition 6.10, assuming either or . Then the inclusion obtained from is unitarily equivalent to .
Proof.
We first show that
[TABLE]
where is a canonical endomorphism for the inclusion . To see this, let be isometries such that . Then we have that is a unitary and is localized in . Using Lemma 6.15, we have that
[TABLE]
for every with . Consequently
[TABLE]
[TABLE]
from which the claim easily follows.
Thus it is clear that for a fixed , the map , , is an isomorphism of von Neumann algebras, which maps onto and which lifts to a representation of the net . To show that this representation is unitarily equivalent to the vacuum representation, it is enough to show by the GNS theorem that
[TABLE]
with and respectively the conditional expectations of and , but this is clear using . ∎
Remark 6.17*.*
Note that in our second construction of the net , the only instance where the intertwining property of the was used is to make sure that (precisely by the intertwining property of the and Haag duality of , cf. Remark 6.5). If a generalized Q-system does not have the intertwining property then the isotonous, relatively local net extension can still be defined in the same way, although the conditional expectation cannot be defined on regions since in general need not be in , and thus is not a priori a generalized Q-system in .
7 Covariance of extensions
In this section we show how spacetime covariance (e.g., Möbius covariance in 1D or Poincaré covariance in 3+1D) extends from to , where is a local covariant net over a directed set of spacetime regions , and is an extension with the properties implied by Theorem 6.8. This fact is common knowledge among experts, cf. [KL04, Rmk. 4.3] for irreducible extensions of , , [BMT88, Sec. 3C] for time translation covariance in extensions of the chiral -current, and [MTW16, Sec. 6] for more recent examples of diffeomorphism covariant extensions of the -current in 1+1D. See also [DR90, Sec. 6], [DR89, Thm. 8.4] for the covariance of canonical field extensions in 3+1D. In this section, see Theorem 7.7, we give a general proof of covariance for extensions of nets, with finite or infinite index (of discrete type as in Theorem 6.8). The proof essentially relies on tensoriality and naturality properties of the action of the spacetime symmetry group (implemented by covariance cocycles) on the DHR category. Hence we formulate it in a tensor categorical language, cf. [Tur10, App. 5] due to M. Müger. But first we need a few definitions.
Let be a (pathwise) connected and simply connected group of spacetime symmetries (e.g., the universal covering of the Möbius group acting on (actually on ), or the universal covering of the proper orthochronous Poincaré group acting on ). Assume that contains a distinguished -parameter subgroup, , of “spacetime translations” (e.g., the rotations inside , or the four-dimensional spacetime translations inside ). The following definition describes Poincaré covariant theories on Minkowski space and Möbius covariant theories on the real line at the same time, cf. [GL92, Sec. 8], [BGL93, Sec. 1], [CKL08, Sec. 3].
Definition 7.1**.**
An isotonous net of von Neumann algebras realized on over a directed set of spacetime regions is called covariant with respect to if there is a strongly continuous unitary representation of on such that
[TABLE]
where denotes the (pathwise) connected component of the identity in of the set . We always assume that is a non-trivial neighborhood of for every (i.e., is “locally stable” under the action of ), and that if and then there is such that and (i.e., is “-stably directed”).444These assumptions are the abstraction of the geometric properties which are needed in this section. They are fulfilled, e.g., by all the examples of spacetime symmetries acting on directed sets of bounded regions mentioned above.
Concerning spectral properties, we assume that the generators of the spacetime translation subgroup (energy-momentum operators) have positive joint spectrum, and that there is a -invariant unit vector (vacuum vector) which is cyclic for .
Remark 7.2*.*
Assume first that preserves , i.e., for every , (e.g., if is the set of all double cones in Minkowski space and is the universal covering of the Poincaré group, or if is the set of all open proper bounded intervals of and is the translation-dilation subgroup of the Möbius group), or equivalently for every . Consider then a local net over as in Definition 6.1, fulfilling Haag duality and covariant with respect to as in Definition 7.1. Denoted by the adjoint action on , we have an action of on the net (which extends to an action by normal *-automorphisms of the quasilocal algebra ), and another action of on DHR endomorphisms in given by . Observe that is again DHR and localizable in if is localizable in . Moreover, , , if . In other words, we have an action of on the category (as a strict braided tensor category) by autoequivalences (actually automorphisms), which is also strict in the terminology of [Tur10, App. 5]. Indeed, one can easily check that , where (composition of endomorphisms of ), and for every and in . Also, and if is the identity in .
On the other hand, if not every , fulfill (e.g., if is the set of all open proper bounded intervals in and is the universal covering of the Möbius group) then , , are not always automorphisms of the quasilocal algebra and the previous global statements have to be replaced with local ones by specifying local algebras and spacetime regions. For instance, , for a fixed , is well defined on every , , such that , and it is an endomorphisms of if is and endomorphisms of (e.g., if is DHR localizable in ). Similarly, the intertwining relation for between and , if , must be intended locally. In this level of generality we give the following definition, cf. [Lon97, Sec. 2, App. A], [Tur10, App. 5].
Definition 7.3**.**
Let be a local net realized on as in Definition 6.1, fulfilling Haag duality and covariant with respect to a group of spacetime symmetries as in Definition 7.1. Let , , and let
[TABLE]
be a full and replete tensor subcategory, closed under finite direct sums and subobjects. We say that has an equivariant action on (and write ) if there is a map
[TABLE]
where , is an object of , such that
is a strongly continuous unitary valued map in , for every , for every in , and
[TABLE]
for every and in . (“cocycle identity”)
[TABLE]
if is DHR localizable in , is such that , and is such that , . 555The existence of at least one with these properties is guaranteed because is -stably directed by assumption (Definition 7.1). (“local intertwining property”)
[TABLE]
if is DHR localizable in , , and is such that .
[TABLE]
if and are DHR localizable respectively in and , , and . (“naturality of cocycles”)
[TABLE]
if are as in . (“tensoriality of cocycles”)
is DHR localizable in , if are as in . (“global localization property”)
Remark 7.4*.*
In the case that for every , , we have a (global) action of on (as a strict braided tensor category), see [Tur10, Def. 1.2]. Then the equivariance of the action as in Definition 7.3, cf. [Tur10, Def. 2.1], says that the map defines a tensor natural transformation (isomorphism) between the trivial action of on by autoequivalences and the action defined by . Naturality is automatic because is considered as a discrete tensor category, i.e., the only morphisms are the identity morphisms, while tensoriality is encoded in the cocycle identity . The properties and above say that is a natural tensor transformation (unitary isomorphism) between tensor functors and for every .
Lemma 7.5**.**
In the assumptions of Definition 7.3, let be a map fulfilling the properties and , then the following holds as well
[TABLE]
if is DHR localizable in . The same is true if and for any .
In other words, the unitaries , , implement the covariance of with respect to (cf. [CKL08, Sec. 4.2]) and give a strongly continuous unitary representation of on .
Proof.
Let , and assume that is a localization region of . Also, let be a symmetric neighborhood of , e.g., . Consider the set of all elements that can be joined to by a -chain in , namely those such that there are , , with , , and for every , cf. [BP01, Def. 19, 144]. By a standard argument, is open and closed in , hence by connectedness. Then every can be written as where , and in addition for every , . Just set , , and .
Now, by the cocycle identity we have
[TABLE]
and we want to compute its adjoint action on , .
Thus, because , hence equality holds on every , , such that and . Moreover, because , hence we can assume that , by enlarging if necessary, because is -stably directed by assumption (Definition 7.1). Continuing, because , hence we can choose as in such that and again further assume that . Indeed, because . By finite iteration we get the first claim.
By the cocycle identity , the unitaries , , form a representation of . Indeed, and , hence also , follow from . We want to show that it implements the covariance of .
Let , for an arbitrary . Define and consider , or any other symmetric neighborhood of such that . By the same argument as above, we have , i.e., we can write , where and for every , , and
[TABLE]
Now, hence there is such that , , moreover is localized in , , thus by the first claim we get . Continuing, and we can repeat the previous argument on such that , , to get . By finite iteration we get
[TABLE]
where , for an arbitrary , completing the proof. ∎
With similar arguments one can extend naturality and tensoriality of cocycles to (almost all) , namely
Lemma 7.6**.**
In the assumptions of Definition 7.3, let be a map fulfilling the properties and , then the following holds as well
[TABLE]
If fulfills , , and , then it fulfills also
[TABLE]
where is a DHR localization region of .
Proof.
Let be respectively localization regions of . To prove the first statement, write as , , where , . Then make use of equation (18) and apply at each step.
To prove the second statement, write as before, and assume in addition that , , cf. proof of Lemma 7.5. Then make again use of equation (18) for and apply for each . Repeated use of Lemma 7.5 gives the desired conclusion. Notice that belongs to the quasilocal algebra because of assumption , hence one can safely apply the endomorphisms . ∎
Now we show that the properties (mainly tensoriality and naturality) of covariance cocycles expressed by the equivariance of the action of spacetime symmetries on the DHR category ensure covariance of the extended nets constructed as in Theorem 6.8.
Theorem 7.7**.**
*Let be a local net fulfilling Haag duality, standardly realized on , and covariant with respect to a group of spacetime symmetries (Definition 7.1). Assume in addition that either acts transitively on (i.e., for every there is such that ), or preserves (i.e., for every , ), 666This assumption is needed to obtain covariance of on all the regions in , cf. footnote after equation (16). Examples are acting transitively on bounded intervals in , or preserving double cones in ..
Then an extension of constructed as in Theorem 6.8 from a unital generalized net Q-system of intertwiners is automatically covariant, provided that has an equivariant action on a tensor subcategory (i.e., ) which contains (Definition 7.3).*
Proof.
Let , be a generalized net Q-system of intertwiners in and construct the extension as in Theorem 6.8. Here is a fixed localization region for and . In the following we denote by the Hilbert space of , we identify and , with their images under in . Thus
[TABLE]
where every can be written as , with . Moreover, we have for every , . Having full control of the Hilbert space thanks to the Pimsner-Popa condition, we can set
[TABLE]
for every , , where implements the covariance of on and is the covariance cocycle of given by equivariance. By definition of and by the cocycle identity we have , hence is a representation of on , which is strongly continuous and unitary as one can easily check.
In order to show that implements covariance of with respect to , take first , where is as above, take , see Definition 7.1, , and compute
[TABLE]
[TABLE]
where the third equality follows from Lemma 7.5. Take now , , then
[TABLE]
where the coefficients are those given in equation (15). By naturality of cocycles, see the property in Definition 7.3, and because , we have . Moreover, by tensoriality of cocycles, see the property in Definition 7.3, we have that , hence
[TABLE]
The global localization property in Definition 7.3 implies that is a unitary charge transporter for from to , hence by definition (16) of the local algebras, and we conclude
[TABLE]
Now, covariance for arbitrary regions and follows either by transitivity of on (trivially), or because preserves , in which case and we can meaningfully write , and in , cf. Lemma 7.5, 7.6.
Positivity of the energy-momentum spectrum holds because has positive spectrum, indeed is a (possibly infinite) direct sum of covariant endomorphisms fulfilling the spectrum condition, see [DHR74, Thm. 5.2]. The -invariance of the vacuum vector follows from , indeed by naturality of the action of on and because . Thus the extended net is covariant as in Definition 7.1. ∎
Remark 7.8*.*
If the quasilocal algebra together with the elements of the Pimsner-Popa basis , , form a *-algebra of charged intertwiners in the sense of Remark 6.9, one can try to define covariance of the extension (at the *-algebra level) by postulating on and . In this case as well, naturality and tensoriality of the cocycle guarantee that is *-multiplicative.
Next, we show how equivariance holds, in the sense of Definition 7.3, for the action of some typical spacetime symmetry groups on the DHR category in different dimensions. More precisely, we consider here the subcategory of (Definition 6.2) which is relevant for finite index or infinite index discrete extensions treated in Theorem 6.8.
Example 7.9*.*
(Möbius covariant nets in 1D). Let the universal covering of the Möbius group and {open proper bounded intervals }. Consider a local -covariant net over as in Definition 6.1, 7.1, fulfilling Haag duality on , namely , , . By locality and -covariance we have [GL96, Thm. 1.1], hence is automatically -covariant and we can extend it to a net over the open proper intervals of , see [CKL08, Prop. 16, Cor. 17]. The extension coincides with the one given by if contains the point at infinity in its closure and otherwise, see [KLM01, Lem. 49]. Moreover, every endomorphism in extends to a representation of on such that
[TABLE]
if is identified to a bounded interval of via the Cayley map, see [KLM01, Prop. 50]. The Bisognano-Wichmann property [GL96, Prop. 1.1] and strong additivity [GLW98, Lem. 1.3] ensure that finite-dimensional DHR endomorphisms are covariant (with positive energy) with respect to , see [GL92, Thm. 5.2]. For every in , following [GL92, Prop. 8.2], we can define by equation (18) the cocycle . The definition is well posed (in ) by [GL92, Eq. (8.5)] because any two chains in are homotopic by simple connectedness of , see [BP01, Def. 45, Lem. 46] for more details. Thus the properties , , of Definition 7.3 hold, see also of Lemma 7.5. The property holds by additivity [FJ96, Sec. 3] while and can be derived from the results of [Lon97]. Indeed, let and in and choose a common localization interval . Let be such that and such that is a partition of obtained by removing three distinct points and counterclockwise ordered. Let be an arbitrarily small symmetric neighborhood of in , whose elements can be written as products of dilations associated to , such that in addition and map inside for every and . Thus at each step we can consider as a subinterval of either , or , or . Observe that the dilations with respect to any such partition of into three intervals generate , see [GLW98, Lem. 1.1]. Now, with this choice of , cf. [Lon97, Lem. 2.2], for every we have
[TABLE]
if , and
[TABLE]
Building suitable -chains in and reasoning as in the proof of Lemma 7.6, one can show the properties and 777Tensoriality also follows by observing that is perfect, see, e.g., [Lon97, App. A], hence the unitary representation which implements covariance of in is unique. in their global formulation and of Lemma 7.6.
Now, if is in let be a (possibly infinite) Cuntz family of isometries in , for big enough, such that are mutually orthogonal projections, and are irreducible DHR endomorphisms of finite-dimension. For every
[TABLE]
converges in the strong operator topology and extends the definition given in by [Lon97, Prop. 1.3, Eq. (1.13)]. Let , the unitaries , , in form again a cocycle map, as one can check directly on each direct summand of , hence the action of on is equivariant in the sense of Definition 7.3.
Example 7.10*.*
(Poincaré covariant nets in 3+1D). Let the universal covering of the Poincaré group and {double cones }. Consider a local -covariant net over as in Definition 6.1, 7.1, fulfilling Haag duality on . Assume that fulfills in addition the Bisognano-Wichmann property on wedges, see [BW75], and that local intertwiners between finite-dimensional DHR endomorphisms are global intertwiners, cf. [Rob74, Thm. 4.3], [DMV04, Cor. 6.2]. Due to the fact that Lorentz boosts with respect to different wedges generate , we can make again use of the results of [GL92], [Lon97], in a different geometrical situation, to draw analogous conclusions. Namely, the action of of , which in this case is globally defined, see Remark 7.2, is again equivariant in the sense of Definition 7.3.
8 Braided product of nets
In this section we apply the braided product construction to nets of von Neumann algebras and show that it enjoys some remarkable properties, in analogy to the finite index case, which allows one to extract boundary quantum field theories as in [BKLR16]. Such field theories with transparent boundaries will be discussed in the next section.
Denote by , two discrete relatively local extensions of the same local net (Definition 6.7) constructed from unital generalized net Q-systems of intertwiners , in as in Theorem 6.8. By Proposition 4.2 and again Theorem 6.8 we know that there is a braided product extension \{\mathcal{A}\subset\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R}\} such that
[TABLE]
where is the DHR braiding. Of course we have the analogous of Proposition 4.5, which we rewrite below to establish notation.
We prefer to think of the net \{\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R}\} as the one constructed in Section 6.1. Let \{(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})_{\tilde{\mathcal{O}}}\} be the inductive family of nets indexed by (see Section 6.1), and let be a unitary that implements on , namely
[TABLE]
Proposition 8.1**.**
The maps
[TABLE]
[TABLE]
lift to embeddings 888The same is true in the representation employed in the first proof of Theorem 6.8, but it is more lengthy to check. of and into the braided product net \{\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R}\}
[TABLE]
[TABLE]
Proof.
It is enough to show that \jmath^{L/R,\tilde{\mathcal{O}}}(\mathcal{B}^{L/R}(\mathcal{O}))\subset(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})_{\tilde{\mathcal{O}}}(\mathcal{O}) for and for , but these follow from elementary calculations. ∎
Proposition 8.2**.**
Let denote the distinguished conditional expectation from \{\mathcal{B}^{L}\times_{\text{\varepsilon}}^{\pm}\mathcal{B}^{R}\} to obtained as in Proposition 6.13, then
[TABLE]
Proof.
Using \theta^{L}({w^{R}}^{*})\text{\varepsilon}^{\pm*}_{\theta^{L},\theta^{R}}={w^{R}}^{*} and {w^{R}}^{*}\text{\varepsilon}^{\pm}_{\theta^{L},\theta^{R}}=\theta^{R}({w^{R}}^{*}) we get
[TABLE]
[TABLE]
[TABLE]
from which the proposition follows. ∎
For the rest of the section, we assume that , are as in Proposition 6.10, so that the generalized Q-systems , are induced by Pimsner-Popa bases of global charged fields , where , are respectively irreducible DHR subendomorphisms with finite dimension, localized in .
Proposition 8.3**.**
[TABLE]
is a Pimsner-Popa basis for \iota(\mathcal{A}(\mathcal{O}))\stackrel{{\scriptstyle E^{LR}}}{{\subset}}(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})(\mathcal{O}) and it gives a unique Pimsner-Popa expansion (Proposition 2.3).
Proof.
The first statement is immediate. To prove the second statement, it is enough to show that which follows directly from a calculation analogous to the proof of Proposition 8.2. ∎
In the following, with abuse of notation, we shall often suppress the above embeddings , and \iota:\mathcal{A}\rightarrow\mathcal{B}^{L}\times_{\text{\varepsilon}}^{\pm}\mathcal{B}^{R} as well.
Remark 8.4*.*
In [BKLR16] it is shown that the extension associated to the braided product of two “ordinary” Q-systems is characterized algebraically in the following way. Let and be two finite index inclusions and let , be the associated Q-systems. Denote by the respective inclusion maps and by , the irreducible decompositions of the dual canonical endomorphisms. Then it is known [BKLR15, Thm. 3.11] that (resp. ) is finitely generated by and (resp. ), where , are charged fields.
In this case, the braided product \mathcal{M}^{A}\times^{\pm}_{\text{\varepsilon}}\mathcal{M}^{B} can be completely characterized as the *-algebra freely generated by and , modulo the relations
[TABLE]
[TABLE]
In the discrete (infinite index) case this is no longer true since the extensions are not finitely generated by and the charged fields. We have to settle for a weaker form of this result, valid for pairs of irreducible extensions, that will nevertheless prove to be useful in Section 10.
Let be the *-algebra generated by and the charged fields . Similarly, let be the *-algebra generated by and the charged fields . Let \mathfrak{B}^{L\times R}\subset\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R} be the *-algebra generated by , \{\jmath^{L}(\psi_{\rho_{i}}^{L})\}\subset\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R} and \{\jmath^{R}(\psi_{\sigma_{j}}^{R})\}\subset\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R}. Then we have the following
Lemma 8.5**.**
*Suppose in addition that and are irreducible extensions. Then is isomorphic to the -algebra freely generated by and , modulo the relations
[TABLE]
[TABLE]
Proof.
An arbitrary element of the free *-algebra generated by and modulo these relations can be written as a finite sum in a unique way. The same is true for any element in by Proposition 8.3 and Remark 6.9, thus the expansion yields an isomorphism. ∎
In [BKLR16] it was shown that the center of the braided product extension is an object of great interest since it contains all the information on transparent boundary conditions between the two starting quantum field theories. We here show that in the discrete case some relevant structural features are retained, in particular that the center of the braided product extension agrees with the relative commutant, which will be useful in the next section for the construction of irreducible phase boundaries from the central decomposition of the braided product.
The expansion in terms of the Pimsner-Popa basis of charged fields (Proposition 8.3) can be used to characterize the relative commutant.
Lemma 8.6**.**
For every x\in(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})(\mathcal{O}) we have
[TABLE]
with .
Proof.
It is enough to use the uniqueness of the expansion in Proposition 8.3
[TABLE]
[TABLE]
for every , thus . ∎
As in the finite index case, cf. [BKLR16, Prop. 4.19], the center of the braided product of two local extensions coincides with the relative commutant of in the braided product.
Proposition 8.7**.**
Suppose in addition that and are local extensions, then
[TABLE]
Proof.
Let us first verify that the von Neumann algebra generated by , with , is contained in the center. For every we have
[TABLE]
by direct computation and using locality of and , i.e.
[TABLE]
[TABLE]
cf. Theorem 6.8. Now, it is easy to see that
[TABLE]
from which is contained in the center of the braided product.
For brevity, in the following we denote B\cap A^{\prime}=(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})(\mathcal{O})\cap\mathcal{A}(\mathcal{O})^{\prime} and B\cap B^{\prime}=(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})(\mathcal{O})\cap(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})(\mathcal{O})^{\prime}, and consider the inclusions
[TABLE]
If we take the GNS representation of with respect to the vacuum , we get a cyclic and separating vector for and for as well, by Lemma 8.6. Now we check that the canonical conjugations of and with respect to agree. This holds because the Tomita operator of , i.e., the closure of the operator , , is an extension of the Tomita operator of . Since the latter is continuous and defined on all the GNS Hilbert space (because is abelian), the two operators agree and coincide with the respective canonical conjugations. Thus
[TABLE]
from which the result follows. ∎
Lastly, as an application of Theorem 7.7, we show covariance of the braided product net.
Proposition 8.8**.**
Let be a local net, covariant with respect to as in the assumptions of Theorem 7.7. Let and be two extensions of constructed as in Theorem 6.8 from unital generalized net Q-systems of intertwiners and . Assume that acts equivariantly on two tensor subcategories and of which contain respectively and . Then the braided product net \{\mathcal{B}^{L}\times_{\text{\varepsilon}}^{\pm}\mathcal{B}^{R}\} is also covariant with respect to . Moreover, the embeddings and given in Proposition 8.1 are covariant as representations, namely and , where , for every and .
Proof.
acts equivariantly on and on the (full, replete) tensor subcategory generated in by and . Indeed, the cocycle given by , , is manifestly natural and tensor in , hence we can apply Theorem 7.7.
The second statement follows from and by direct computation using naturality of cocycles. ∎
9 Applications to phase boundaries in QFT
The main application in QFT for the braided product of ordinary Q-systems in [BKLR16] is the construction and classification of phase boundary QFTs.
A boundary is simply a time-like hypersurface of codimension 1 in Minkowski spacetime , , or a point in . Perhaps the simplest type of boundary QFT is a system in a one-sided box. Namely, on one side of the boundary (the side of the box) there is a physical system described by bulk fields, while on the other side there is no physical content. This situation is usually referred to as a hard boundary, or reflective boundary.
In the following we will be concerned with phase boundaries, also called transmissive boundaries, which describe QFTs sharing some distinguished chiral fields across the boundary (for example the stress-energy tensor) but the field content may in general be different on the two opposite sides. If the common fields which are not affected by the presence of the boundary include the stress-energy tensor, then the bulk fields may be defined by covariance on all Minkowski spacetime. Of course they do not represent physically meaningful quantities when they are transported to the opposite side of the boundary. In any case, this observation is crucial for the meaningfulness of the following definition.
Let be a local net and let , be two local extensions (see Definition 6.7). Let and be the corresponding embeddings. and denote the two portions of Minkowski spacetime determined by the boundary.
Definition 9.1**.**
A phase boundary condition (for short phase boundary) between two local extensions , is a pair of locally normal representations and of the nets and , respectively, on a common Hilbert space , with the following properties. They agree when restricted to the common subnet , namely
[TABLE]
and, for , , and in relative space-like position, and commute, i.e., they respect locality across the boundary.
A phase boundary is called irreducible if the inclusions
[TABLE]
are irreducible for every .
In the present setting, we show that the braided product can be decomposed over its center (in general as a direct integral) and its components give rise to irreducible phase boundaries, in analogy to the finite index case.
Remark 9.2*.*
A prominent feature of the finite index case is that the phase boundaries found within the braided product net by central decomposition do exhaust the set of all possible irreducible phase boundaries modulo unitary equivalence. The proof of the latter heavily relies on the finiteness of the index since this insures that the braided product construction can be completely determined algebraically as the free ∗-algebra generated by the starting nets and modulo relations as in Remark 8.4. This makes the braided product a universal object in the sense that every irreducible phase boundary condition arises a representation of the former [BKLR16, Prop. 5.1]. In the infinite index setting this is no longer the case as we will see in Section 10.
For ease of exposition, we state the results for chiral CFTs (and thus phase boundaries in 1D) although the analysis can be extended to greater generality without difficulty. Moreover, in order to avoid inconvenient technicalities with disintegration theory, we assume that the starting local extensions have the split property, [DL84]. This assumption is not too restrictive since most interesting models in QFT have this property, in particular all chiral diffeomorphism covariant models [MTW16].
Let be a local conformal net (Möbius covariant, see Definition 7.1) on over a separable Hilbert space and satisfying Haag duality on . Exactly as in the notation of [KLM01, Prop. 55], for (here is the set of open proper bounded intervals of ), means that . If has the split property, then, for each pair of intervals , there is an intermediate type factor and we denote by the compact operators of . is the set of intervals with rational endpoints and is the separable -subalgebra of generated by all with , .
Proposition 9.3**.**
[KLM01]**. Let be a locally normal representation of . Then is a representation of and is non-degenerate for every pair of intervals .
Conversely, if is a representation of such that is non-degenerate for all intervals , , , there exists a unique locally normal representation of that extends . Moreover, equivalent representations of correspond to equivalent representations of .
Now, let and be local conformal nets extending as in Definition 6.7. Assume that have the split property and that are discrete irreducible extensions with corresponding unital generalized net Q-systems of intertwiners , given by global charged fields as in Proposition 6.10.
Define , , and the separable -algebras , as above. Using the last proposition, we want to show that the embedding homomorphisms and into the braided product (Proposition 8.1) can be decomposed as representations with respect to the center of the braided product. Note that by Proposition 8.7 and 8.8 the centers of the local algebras of the braided product agree, namely we have
[TABLE]
for every .
Proposition 9.4**.**
Let
[TABLE]
[TABLE]
be the disintegration of the restrictions of the embeddings , to the separable -subalgebras and with respect to the center of the braided product \mathcal{Z}(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})\cong L^{\infty}(X,d\mu). Then, for -almost every , the and lift to locally normal representations of the quasilocal -algebras and respectively.
Proof.
To prove the assertion, by the above proposition, it is enough to show that there is a -null set such that (resp. ) is non-degenerate for every and , . This is easily checked, because for fixed , (resp. ) is non-degenerate by Proposition 9.3 and consequently (resp. ) is also non-degenerate for -almost every . Since , are countable, the statement follows. ∎
Proposition 9.5**.**
Let as above. Then
.
\jmath^{R}_{\lambda}(m_{j}^{R})\jmath^{L}_{\lambda}(m_{i}^{L})=\jmath^{L}_{\lambda}(\text{\varepsilon}^{\pm}_{\theta^{L},\theta^{R}})\jmath^{L}_{\lambda}(m_{i}^{L})\jmath^{R}_{\lambda}(m_{j}^{R}).
If is the disintegration of the representation of the universal covering of the Möbius group (given by Proposition 8.8) with respect to the center of the braided product, then
[TABLE]
[TABLE]
Let , then and is cyclic for
[TABLE]
* is a factor.*
The inclusion is irreducible.
Proof.
Most of these assertions are trivial and follow from standard techniques in disintegration theory. Covariance, i.e., point , follows by Proposition 8.8, Example 7.9 and by the fact that \hat{U}(g)\in\mathcal{Z}(\mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R})^{\prime} by the expansion in Lemma 8.6. ∎
Remark 9.6*.*
Proposition 9.5 shows that the braided product construction of two net extensions , with the required properties induces, via central decomposition, a family of irreducible phase boundaries indexed by the spectrum (up to a measure zero set) of the center of \mathcal{B}^{L}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}^{R} and living on the Hilbert space , .
Of course, depending on whether and are interpreted to be theories respectively on the left and on the right of the boundary, or vice versa, one has to take the braided product with the correct sign, namely with \text{\varepsilon}^{+} or \text{\varepsilon}^{-}.
10 An example with the -current
In this section we work out concretely the braided product between local extensions of the -current net. We will see examples where the center of the braided product net is a continuous algebra and therefore the direct integral representation as in Proposition 9.4 does not reduce to a direct sum. This shows in particular that the braided product is not a universal object in the sense of [BKLR16, Prop. 5.1]. This behaviour is expected, since, as in the finite index case, phase boundary conditions for orbifold theories should be determined by their gauge group, see [BKLR16, Sec. 6.2]. We will show the manifestation of this fact in at least one example.
For the definition of the -current we refer to [BMT88], [GLW98], [Lon08], and to [DV17, Ch. 12] for more detailed calculations. Let be a proper interval of and let with support contained in . Define the net representation first on Weyl operators in the following way
[TABLE]
for with support in a proper interval of . These above defined maps are locally unitarily implemented: let be a proper interval of disjoint from and , and let with support in and such that . Define as a primitive of , namely . It is an easy calculation to show that
[TABLE]
Thus the maps can be extended in a unique way to the local von Neumann algebras and they determine a locally normal representation of , which is clearly DHR. Moreover these representations are classified up to unitary equivalence by the value which is usually referred to as the charge, thus yielding a continuous family of irreducible DHR sectors.
We now compute explicitly the braiding operator for the irreducible DHR representations described above. Let be localized in the interval . If is an interval disjoint from and , take with support in and with same charge as , i.e., . If we denote by the charge transporter between and , by definition the braiding operator \text{\varepsilon}^{+}_{\rho_{f},\rho_{f}} is obtained by
[TABLE]
Performing the computation we get
[TABLE]
where Q is the charge of the DHR sector . In particular \text{\varepsilon}^{+}_{\rho_{f},\rho_{f}}=\mathds{1} if and only if with .
10.1 Buchholz-Mack-Todorov extensions
We here quickly review the local extensions of the -current net constructed in [BMT88]. Let be a DHR automorphism of the -current net localized in the interval as above, such that \text{\varepsilon}^{+}_{\rho_{f},\rho_{f}}=\mathds{1}. To shorten notation denote . Any such automorphism gives a local extension of the net by a crossed product with the group which acts on the net as powers of . Let
[TABLE]
with (= vacuum Hilbert space of the -current net) and let be a representation of the quasilocal -algebra of the net restricted to , defined as
[TABLE]
[TABLE]
Denote by the shift operator on , i.e., for . It is clear that the shift operator implements the localized automorphism in this representation
[TABLE]
In other words is a charged field for .
Definition 10.1**.**
The BMT (Buchholz-Mack-Todorov) extension is the net given by
[TABLE]
[TABLE]
It is an easy matter to check that this definition is well posed and the net is isotonous (it follows directly from Haag duality of the -current net on , i.e., strong additivity). Locality of BMT extensions follows from \text{\varepsilon}^{+}_{\rho,\rho}=\text{\varepsilon}^{-}_{\rho,\rho}=\mathds{1}, cf. Theorem 6.8. The inclusion is clearly discrete and irreducible.
The DHR automorphisms of the -current extend to representations of the net , and the DHR sectors of BMT extensions were already classified in [BMT88]. We recall these facts to establish the notation.
Proposition 10.2**.**
[BMT88]**. For every DHR automorphism of there are two locally normal representations of such that , . Moreover, if and only if (or equivalently ) is a DHR representation of the net , if and only if \text{\varepsilon}^{+}_{\rho,\sigma}=\text{\varepsilon}^{-}_{\rho,\sigma}. Otherwise have solitonic localization (they are localizable in half-lines). In particular, there are inequivalent DHR automorphisms of the net , where is the charge of .
Proof.
The automorphisms can be defined by -induction of for the extension , [LR95, Prop. 3.9], but we here describe them explicitly since we will need them in the following. We first define the action of on the *-algebra generated by and the shift . Define
[TABLE]
[TABLE]
To check that this is a well defined endomorphism of the *-algebra it is enough to check that
[TABLE]
The first relation is an immediate consequence of naturality of the braiding, for the second we have
[TABLE]
[TABLE]
Now, observe that for a fixed proper bounded interval of , the endomorphism restricted to is locally implemented by the unitary where is a proper bounded interval where if we consider and if we consider , i.e., for every . Since is ultraweakly dense in , the endomorphism can be extended in a unique way consistently on every local algebra.
Regarding the localization of , if
[TABLE]
[TABLE]
Similarly for we have the same result for . Thus they are localizable in half-lines, a priori, and also DHR if and only if \text{\varepsilon}^{+}_{\rho,\sigma}=\text{\varepsilon}^{-}_{\rho,\sigma}. ∎
10.2 Braided product of BMT extensions
Let be two local BMT extensions of the -current net given by two DHR automorphisms and as in the previous section. We would like to construct the braided product of two such nets in a concrete fashion. Let
[TABLE]
where is the vacuum Hilbert space of the -current net, and is the vacuum vector. We denote , with .
Let be the solitonic representation of defined on the above Hilbert space as follows
[TABLE]
[TABLE]
and similarly for
[TABLE]
[TABLE]
Define
[TABLE]
[TABLE]
and twist the representation by \hat{\text{\varepsilon}}
[TABLE]
Observe that
[TABLE]
where and are the inclusion maps of into and respectively, explicitly
[TABLE]
for every . Let and be the charged fields for the DHR automorphisms and respectively. Then
Proposition 10.3**.**
[TABLE]
Proof.
By direct computation. ∎
Proposition 10.4**.**
Let and two local BMT extensions as above. The net of von Neumann algebras defined by
[TABLE]
[TABLE]
where and are unitary charge transporters respectively for and between intervals and (i.e. the endomorphisms and are localized in ), is unitarily equivalent to the braided product net, i.e.
[TABLE]
Proof.
By Lemma 8.5, Proposition 10.3 and the relation , we know that there exists a surjective homomorphism of *-algebras
[TABLE]
where \mathfrak{B}^{L\times R}\subset\mathcal{B}_{\rho_{L}}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}_{\rho_{R}} is defined as in Lemma 8.5 and is the *-algebra generated by and , . By the GNS theorem for *-algebras, see e.g. [KM15, Sec. 1.3], in order to show that is implemented by a unitary it is enough to check that , where is the vacuum vector of . This is clear since, for , we have . ∎
By considering the braided product of a local BMT extension with itself (as concretely constructed in the previous proposition by taking ) we give examples where the center of the braided product is a continuous algebra, more specifically .
Proposition 10.5**.**
Let be the BMT extension obtained from a DHR automorphism and let \{\mathcal{B}_{\rho}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}_{\rho}\} be the braided product extension with itself. Then \mathcal{Z}(\mathcal{B}_{\rho}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}_{\rho})\cong L^{\infty}(\mathbb{S}^{1},d\mu) with the Lebesgue measure on the circle.
Proof.
Recall that the center of the braided product is the same as the relative commutant
[TABLE]
for any proper bounded interval of . Thus Lemma 8.6 provides an expansion for elements x\in\mathcal{Z}(\mathcal{B}_{\rho}\times^{\pm}_{\text{\varepsilon}}\mathcal{B}_{\rho})
[TABLE]
with .
It is easy to see that there is an isomorphism between the *-algebra generated by the and the *-algebra generated by the characters of the circle. This same map is also an isomorphisms of pre-Hilbert spaces with inner product on one side induced by the vacuum state , where is the standard expectation of the braided product net (Proposition 8.2) and the vacuum state for , and on the other side the usual inner product.
Thus let denote the *-algebra generated by the , its Hilbert completion and let be the *-algebra generated by characters of the circle. as Hilbert spaces and let be the unitary which implements the isomorphism. If is the GNS representation of induced by the state (on the Hilbert space ), and if is the GNS representation of , we have . Hence the isomorphism extends to the ultraweak closure, and
[TABLE]
concluding the proof. ∎
We thus have an example of an uncountable family of (one-dimensional) irreducible phase boundaries, parametrized by , obtained from the braided product construction. This is obviously in contrast with the finite index case, where the relative commutant is necessarily finite-dimensional. But the difference from the finite index case is actually greater than this: we have an example where the relative commutant is not a discrete algebra. This means that the disintegration in Proposition 9.5 that yields irreducible phase boundaries is not a direct sum. Moreover it is not true, in contrast with the finite index case, that every irreducible phase boundary condition comes from a representation of the braided product extension, see [BKLR16, Prop. 5.1, Cor. 5.3], due to the absence of non-trivial minimal central projections.
Similarly, one can construct examples where the braided product is itself an irreducible extension and thus it yields a unique irreducible phase boundary. It is not hard to see that this is the case for the braided product of two local BMT extensions of the -current whose generating DHR automorphisms , have charges and with irrational quotient. The claim simply follows from the expansion given in Lemma 8.6 and observing that, in this case, the dual canonical endomorphisms of the BMT extensions and have only one irreducible subendomorphism in common: the identity.
11 Conclusions
Index theory provides an elegant and effective machinery to classify and construct extensions of von Neumann algebras and local nets. When this framework is not fully applicable (infinite index case), we have seen that under some physically meaningful structural hypotheses (semidiscreteness, discreteness) some of these results can be suitably generalized. The price to pay is abandoning the purely categorical setting of finite index Q-systems by the emergence of analytical conditions. At the same time, these analytical conditions (convergence of projections, faithfulness of expectations) provide a way to control infinite objects (gauge groups, representation categories, sets of generating fields) exploiting techniques of Operator Algebras in their application to QFT.
In particular, we have introduced the notion of generalized Q-system of intertwiners (in the category of localizable superselection sectors ) for a local net , and we have shown that from this data a net extension of , in the spirit of [LR95], can be constructed. At the level of properly infinite inclusions, we have seen that the existence of generalized Q-systems of intertwiners is equivalent to the inclusion to be of discrete type. When passing from subfactors to inclusions of local nets as in [LR95] this matter is more subtle, and we provided sufficient conditions to guarantee the existence of generalized Q-systems of intertwiners for nets, which cover most interesting examples in low and higher spacetime dimensions. We leave open the question on whether these conditions are always verified by discrete QFT extensions.
The notion of generalized Q-system of intertwiners lends itself to generalize the definition of braided product between ordinary Q-systems. After proving that the analytic properties of generalized Q-systems of intertwiners turn out to be compatible with the purely algebraic definition of the braided product, we explore some properties of the resulting net extension, showing that it retains some features of its finite index counterpart. In particular, in the case of chiral CFTs, we have seen that its central decomposition can yield uncountable families of irreducible phase boundaries with infinite index. An important issue left open is the classification of all phase boundary conditions among two CFTs. In particular, one would like to understand if, in analogy with [BKLR16], all the boundary conditions arise in the disintegration of the center of the braided product.
Although the discrete case covers many physical examples, e.g., every orbifold construction by a compact group, the setting of greatest generality for irreducible inclusions of local CFTs (at least assuming the existence of a vacuum vector) is semidiscreteness. Generalized Q-systems do always exist for semidiscrete extensions of properly infinite von Neumann algebras [FI99]. An issue that would be worth analyzing further is if methods similar to those explored in this paper can be generalized to treat extensions of local nets which are semidiscrete but not discrete [Car04], [Xu05]. It would also be interesting to extend the analysis of discrete inclusions to the case of non-separable Hilbert spaces, given that good candidates for such extensions in QFT already appear in [Cio09], [MTW16]. Lastly, we mention that one can easily construct discrete non-finite local extensions which are not compact group orbifolds by taking tensor products of local nets, 999We thank Y. Tanimoto for pointing out this interesting fact.. It would also be worth investigating which kind of extensions can arise from braided products of compact group orbifolds, given that, by the arguments of our last section, one can construct extensions whose generating fields have the commutation relations of non-commutative tori.
Acknowledgements. Supported by the European Research Council (ERC) through the Advanced Grant QUEST “Quantum Algebraic Structures and Models”, and by PRIN-MIUR. We are indebted to R. Longo for proposing us the problem investigated in this work, and to M. Bischoff and K.-H. Rehren for many discussions and suggestions, and for their motivating interest. We also thank I. Khavkine and Y. Tanimoto for useful comments and criticism.
L.G. wishes to thank K.-H. Rehren for an invitation to Göttingen (Institut für Theoretische Physik, Georg-August-Universität) and W. Yuan for an invitation to Beijing (Academy of Mathematics and Systems Science, Chinese Academy of Sciences), where this work has been presented, and thanks them for hospitality and for useful conversations in both these occasions.
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