
TL;DR
This paper improves the known upper bound on the genus of hyperelliptic curves with maximal a-number in characteristic p, showing it can be lowered from 1.5p to p, and explores existence conditions for small primes.
Contribution
It establishes a sharper bound g < p for hyperelliptic curves with a-number g-1, refining previous results and analyzing implications for small primes p=3,5,7.
Findings
Bound g < p for a-number g-1 hyperelliptic curves.
Cartier-Manin matrix rank constraints influence curve equations.
Existence conditions for small primes p=3,5,7 summarized.
Abstract
It is known that for a smooth hyperelliptic curve to have a large -number, the genus must be small relative to the characteristic of the field, , over which the curve is defined. It was proven by Elkin that for a genus hyperelliptic curve to have , the genus is bounded by . In this paper, we show that this bound can be lowered to . The method of proof is to force the Cartier-Manin matrix to have rank one and examine what restrictions that places on the affine equation defining the hyperelliptic curve. We then use this bound to summarize what is known about the existence of such curves when and .
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Taxonomy
TopicsAlgebraic Geometry and Number Theory · Advanced Algebra and Geometry · Cryptography and Residue Arithmetic
The a-number of hyperelliptic curves
Sarah Frei
Abstract.
It is known that for a smooth hyperelliptic curve to have a large -number, the genus must be small relative to the characteristic of the field, , over which the curve is defined. It was proven by Elkin that for a genus hyperelliptic curve to have , the genus is bounded by . In this paper, we show that this bound can be lowered to . The method of proof is to force the Cartier-Manin matrix to have rank one and examine what restrictions that places on the affine equation defining the hyperelliptic curve. We then use this bound to summarize what is known about the existence of such curves when and .
1. Introduction
Associated to an algebraic curve defined over a field of positive characteristic are a number of invariants used to better understand the structure of the curve, such as -rank, Newton polygon, Ekedahl-Oort type, and -number. Knowing if and when certain properties of a curve exist gives information about the moduli space of smooth projective curves of genus over a field . Studied here is the -number of hyperelliptic curves of genus . The -number of a hyperelliptic curve defined over an algebraically closed field of characteristic is , where is the kernel of the Frobenius endomorphism on the additive group scheme . While the -number of a curve is easily computible, there are still many open questions about this invariant.
For an algebraic curve of genus defined over , its Jacobian will have -torsion points. However, for a curve in characteristic , the number of -torsion points drops to , where . We define to be the -rank of the curve. A generic curve of genus will have . It must also be that the -number is bounded above by , so a typical curve of genus will have . This means curves with larger -numbers do not occur as often, and in fact curves with are very rare. An algebraic curve with , called a superspecial curve, has the property that its Jacobian is isomorphic to a product of supersingular elliptic curves [Oor75]. Because superspecial curves are as far from ordinary as possible, they are a popular topic for research.
For a curve to have a large -number, the genus of that curve must be small relative to the characteristic of the field over which the curve is defined. It is a result of Ekedahl [Eke87] that for any curve with , the genus is bounded by . If the curve is hyperelliptic and , then .
If superspecial curves occur the least, then the next most infrequently occurring type of curve should be one with . The next question that can be asked then is what kind of bound exists on the genus when , and for any known bound, is that bound attained? It should be that the genus must still be small relative to the characteristic of the field. For a curve with , it was shown by Re [Re01] that . In fact, Re’s results were more general, giving the bound on the genus of a curve with any -number.
Further results by Elkin [Elk11] show that for a hyperelliptic curve with , the bound on the genus is even lower: . Elkin’s bound was also proven more generally, showing that if , then there are no hyperelliptic curves of genus with . Work by Johnston [Joh07] confirms Elkin’s bound of .
While these general results are useful, it is not clear whether the bound is optimal for a given -number. The goal of this paper is to explore this bound when and show that it can be lowered even further. The following result is proven in Section 3.
Theorem 1.1**.**
Let where is an odd prime. Then there are no smooth hyperelliptic curves of genus defined over a field of characteristic with -number equal to .
These results show that for a hyperelliptic curve with , the bound on the genus is even lower than was previously known. We must actually have for such a curve to exist. Section 4 summarizes what this bound looks like for small fields.
Based on computations for , and , it seems possible that this bound may be even lower when . When , for a genus hyperelliptic curve to have its affine equation must take on a particular form. This is discussed in Section 5.
Acknowledgments
I would like to thank my advisor Rachel Pries for her many helpful comments and suggestions on this paper, as well as for guiding me on this project while I was a graduate student at Colorado State University.
2. Background Information
2.1. The Cartier Operator
Let be the algebraic function field of a hyperelliptic curve given by , and let be the canonical derivation of elements in . For a holomorphic 1-form , we can write it as with .
Definition 2.2**.**
The modified Cartier operator is defined for given as above by .
For a full discussion on the Cartier operator as well as the modified Cartier operator, see [Yui78].
A canonical basis for is given by
[TABLE]
We want to consider what the modified Cartier operator does to these basis elements. Recall that is given by , and if we let where , then we can rewrite as follows:
[TABLE]
The highest possible power of is , so , which forces
[TABLE]
This means the sum in the second term is over . Thus we can now see that
[TABLE]
This shows that is a map on and we can represent its action on the basis with a matrix. If we write , then
[TABLE]
where is a matrix with .
Definition 2.3**.**
The matrix described above is the Cartier-Manin matrix of the hyperelliptic curve of genus defined over .
2.4. P-Rank and A-Number
The group scheme is the kernel of the Frobenius endomorphism on the multiplicative group . The group scheme is the kernel of the Frobenius endomorphism on the additive group . For more on group schemes, see [Tat97].
The -rank of a hyperelliptic curve is . An equivalent definition of the -rank is that it is the positive integer such that Jac, so . We see that . A curve is called ordinary if , and non-ordinary otherwise.
The -number of is . We also have , and in fact . Curves with are called superspecial and do not occur often, due to the fact that a typical curve of genus has . Curves with are forced to have or which limits their occurrences.
The -number is also related to the rank of the Cartier-Manin matrix introduced above. For an abelian variety of dimension , such as the Jacobian of a genus hyperelliptic curve, the Frobenius operator is the -th power map on , and the Verschiebung operator is the map such that , the multiplication-by- map. The -number is also defined [LO98] as the dimension of the kernel of the action of on . If we let , this gives us that . It is also known for a smooth projective curve , such as a hyperelliptic curve, that the action of the Cartier operator on agrees with the action of on [Oda69]. Since we can express the action of the Cartier operator on with the Cartier-Manin matrix , we see that .
It turns out that associated with any abelian variety of dimension is a short exact sequence
[TABLE]
The Frobenius operator acts on in this sequence, and the Verschiebung operator acts on so .
For the sake of notation, we will let for the rest of this paper. In studying hyperelliptic curves with , we will thus be looking for curves with a Cartier-Manin matrix of rank one. We will utilize the fact that for a matrix of rank 1, there is at least one non-zero entry, and every minor has determinant 0.
3. Results
In this section we will use the following notation. Let be a hyperelliptic curve given by the equation where with where is an algebraically closed field of characteristic . Note that by a change of variables, we can assume and . We will assume that has . Then we will define the coefficients as follows:
[TABLE]
and if or . The Cartier-Manin matrix associated to is the matrix where . We will denote row of by . For to have -number equal to , must have rank one.
Theorem 3.1**.**
Let where is an odd prime. Then there are no smooth hyperelliptic curves of genus defined over an algebraically closed field of characteristic with -number equal to .
Proof.
We will proceed by considering two separate cases: first when and then when .
Case 1: Let where is an odd prime. We consider the entries of the Cartier-Manin matrix . Since for , is possibly nonzero for , and for . The largest nonzero term of is , so and any larger-indexed coefficient is zero. This means for , and is possibly nonzero for .
Now let us suppose that for some integer . We have
[TABLE]
and , since is the last nonzero entry in . Also, , since for and . Hence is possibly the last zero term in , if . Lastly, , since , which is the first non-zero term in . Using this minor, we get
[TABLE]
which means . This forces . But then is not squarefree and is not a smooth curve. Therefore, when there are no smooth hyperelliptic curves of genus defined over a field of characteristic with -number equal to .
**Case 2: ** Let where is an odd prime. We again consider the in the Cartier-Manin matrix. There will be zeros in and . For , this means the last entries of are zeros and the first entries of are zeros. As above, and . We will assume so that is not singular at . This gives us an idea of what looks like:
[TABLE]
We can again consider the minors of , or we can simply use the fact that because rk, every column of is a scalar multiple of the middle column. The columns to the left of the middle column must be zero since the last entry of the index column is 1 while the last entry of the previous columns is zero. The columns to the right of the middle column must also be zero since the first entry of the index column is while the first entry of the following columns is zero. This means has the following form:
[TABLE]
where and where the last equality is a consequence of the multinomial theorem in characteristic . Thus, since , we see that . Then we see that any root of is a root of with multiplicity , making it a root of with multiplicity greater than 1. Thus is not squarefree and hence is a singular hyperelliptic curve. Therefore, when there are no smooth hyperelliptic curves of genus defined over a field of characteristic with -number equal to . ∎
4. Computations and Examples for Small Primes
4.1. For
We see from Elkin’s bound that hyperelliptic curves defined over with will only occur when . By Theorem 3.1, in fact such a curve will only occur for . Genus hyperelliptic curves have been studied extensively, and it was previously known that curves with do not exist [EP07]. It is also known that genus 2 hyperelliptic curves with exist for all . Hence for , genus 2 hyperelliptic curves are the only hyperelliptic curves with .
4.2. For
According to Elkin’s bound, hyperelliptic curves with will only occur when . For it is known that such hyperelliptic curves exist with genus 2 and with genus 3 [EP07]. When , they in fact occur with both -rank 0 and 1.
It is next worth investigating , and , but Theorem 3.1 in Section 3 shows that for and , there are no smooth hyperelliptic curves of such a genus with . It can be shown that if we assume is a genus 4 hyperelliptic curve with defined by , then . This means there are no smooth hyperelliptic curves of with defined over a field of characteristic 5. Hence, the case is completely determined, with curves having only existing when and .
4.3. For
Elkin’s bound for gives that for a hyperelliptic curve with , we must have , so we are interested in looking for curves with genus up to 10. Theorem 3.1 shows that such a curve will not exist with , so in fact we only need to study and 6. It was previously shown that genus 2 curves exist with in characteristic 7.
Hyperelliptic curves of genus 3 with exist, and as occurs for , they exist with -rank both 0 and 1. In this case, as expected, there are far more such curves with -rank 1 than -rank 0 defined over .
It is still unknown whether or not curves of genus exist with . The Sage code shown in Section 6 was used to determine that genus 4 hyperelliptic curves with a defining polynomial of the form do not exist over . We note that there could still exist a curve with either , or and the desired defined over , so this was not an exhaustive search. After checking hyperelliptic curves defined over with branch points fixed at and , none were found to have . This code can also be seen in Section 6. However, this is a very small portion of the total number of curves defined over , and it is possible that such a curve could exist over a larger extension of .
When , we see similar results. It is still open whether or not curves of genus 5 exist with . It has been checked in Sage that there are no such hyperelliptic curves over with defining polynomial of the form (again, a non-exhaustive search). We next checked for curves branched at 0 and defined over . In this case, we use information from the Cartier-Manin matrix, again forcing the matrix to have rank one, to further shrink the search space. After checking 30,000,000 random curves under these restrictions, none were found to have . We note again that this is only a small portion of the curves defined over , and those checked were only curves in a restricted search space, since there could exist a genus 5 hyperelliptic curve defined over with no rational ramification points having .
For genus 6 curves, it can be shown that if we assume is a genus 6 hyperelliptic curve with defined by , then . Thus, there are no smooth hyperelliptic curves of genus 6 with when .
5. Further Lowering the Bound
Without any known examples of algebraic curves of genus with , it is unclear whether or not it is possible to lower the bound on the genus any further. Future work in this area could include exploring the cases of and .
As stated in Sections 4.2 and 4.3, neither smooth hyperelliptic curves of genus 4 with nor smooth hyperelliptic curves of genus 6 with exist when or , respectively. It can also be shown that if we assume is a genus 10 hyperelliptic curve with defined by in characteristic 11, then , and hence is not smooth. These cases suggest that curves with likely do not exist when . In fact, we have the following result.
Proposition 5.1**.**
Let be a hyperelliptic curve defined over a field of characteristic of genus , where is defined above. If has , then .
Thus, for a hyperelliptic curve with to exist when , its affine equation must take on a very specific form; the polynomial is completely determined by only three of its coefficients. Proposition 5.1 is proven using the same methods employed in Section 3, where the associated Cartier-Manin matrix is assumed to have rank 1, and the relationships forced on the coefficients of are studied.
As shown in Section 4.3, it seems possible that curves of genus 5 with do not exist in characteristic 7. It would be worth generating data for and to explore the existence of hyperelliptic curves with . From there, an attempt could be made to make a general statement about the existence of hyperelliptic curves of genus and when .
6. Sage Code
The following is an sample of some of the code used to obtain results discussed in Section 4.3. In both examples listed here, the returned output was .
R.<x>=PolynomialRing(F)
N=0
V=VectorSpace(F, 8)
for m in V:
f=m[1]*x+m[2]*x^2+m[3]*x^3+m[4]*x^4+m[5]*x^5+m[6]*x^6+m[7]*\
x^7+m[0]*x^8+x^9
if f.is_squarefree()==True:
C=HyperellipticCurve(f)
B=C.Cartier_matrix()
if B.rank()==1:
N=N+1;
C
N
R.<x>=PolynomialRing(F)
N=0
for i in range(1000000):
m=random_vector(F, 7)
f=(x-1)*(m[0]*x+m[1]*x^2+m[2]*x^3+m[3]*x^4+m[4]*x^5+m[5]*x^6\
+m[6]*x^7+x^8
if f.is_squarefree()==True:
C=HyperellipticCurve(f)
B=C.Cartier_matrix()
if B.rank()==1:
N=N+1;
C
N
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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- 3[EP 07] Arsen Elkin and Rachel Pries. Hyperelliptic curves with a-number 1 in small characteristic. Albanian J. Math , 1(4):245–252, 2007.
- 4[Joh 07] Otto Johnston. A note on the a-numbers and p-ranks of kummer covers. ar Xiv preprint ar Xiv:0710.2120 , 2007.
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