Outage Performance for Cooperative NOMA Transmission with an AF Relay
Xuesong Liang, Yongpeng Wu, Derrick Wing Kwan Ng, Yiping Zuo, Shi Jin, and Hongbo Zhu

TL;DR
This paper analyzes the outage performance of cooperative NOMA networks with an AF relay, deriving closed-form outage probability approximations and revealing performance gains over orthogonal access.
Contribution
It provides the first accurate closed-form approximation for outage probability in cooperative NOMA with an AF relay and compares its diversity and coding gains to orthogonal multiple access.
Findings
Cooperative NOMA achieves the same diversity order as orthogonal access.
It exhibits superior coding gain in outage performance.
Relay transmit power and distance influence outage performance.
Abstract
This letter studies the outage performance of cooperative non-orthogonal multiple access (NOMA) network with the help of an amplify-and-forward relay. An accurate closed-form approximation for the exact outage probability is derived. Based on this, the asymptotic outage probability is investigated, which shows that cooperative NOMA achieves the same diversity order and the superior coding gain compared to cooperative orthogonal multiple access. It is also revealed that when the transmit power of relay is smaller than that of the base station, the outage performance improves as the distance between the relay and indirect link user decreases.
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Taxonomy
TopicsAdvanced Wireless Communication Technologies · Wireless Communication Security Techniques · Energy Harvesting in Wireless Networks
Outage Performance for Cooperative NOMA Transmission with an AF Relay
Xuesong Liang, Yongpeng Wu, Derrick Wing Kwan Ng, Yiping Zuo, Shi Jin, and Hongbo Zhu Manuscript received December 28, 2016; revised February 19, 2017; accepted March 5, 2017. The work of X. Liang was supported by the Jiangsu Provincial Colleges and Universities Project (Grant No. 16KJB510026) and was sponsored by NUPTSF (Grant No. NY213062, NY214035). The work of Y. Wu was supported by the TUM University Foundation Fellowship. The work of D. W. K. Ng was supported under Australian Research Council s Discovery Early Career Researcher Award funding scheme (Project NO. DE170100137). The work of S. Jin was supported in part by the National Science Foundation (NSFC) for Distinguished Young Scholars of China with Grant 61625106. Xuesong Liang, Yiping Zuo and Hongbo Zhu are with the School of Telecommunication and Information Engineering, Nanjing University of Posts and Telecommunications, Nanjing, China (e-mail: [email protected], [email protected] and [email protected]). Yongpeng Wu is with Institute for Communications Engineering, Technical University of Munich, , Germany (email: [email protected]). Derrick Wing Kwan Ng is with the School of Electrical Engineering and Telecommunications, the University of New South Wales, Australia (email: [email protected]). Shi Jin is with the National Mobile Communications Research Laboratory, Southeast University, Nanjing, China (e-mail: [email protected]).
Abstract
This letter studies the outage performance of cooperative non-orthogonal multiple access (NOMA) network with the help of an amplify-and-forward relay. An accurate closed-form approximation for the exact outage probability is derived. Based on this, the asymptotic outage probability is investigated, which shows that cooperative NOMA achieves the same diversity order and the superior coding gain compared to cooperative orthogonal multiple access. It is also revealed that when the transmit power of relay is smaller than that of the base station, the outage performance improves as the distance between the relay and indirect link user decreases.
Index Terms:
Outage probability, non-orthogonal multiple access, amplify-and-forward, relaying networks.
I Introduction
In recent years, non-orthogonal multiple access (NOMA), which is a potential candidate for the multiple access schemes in the fifth-generation (5G), has received significant attention [1, 2]. Different from the conventional orthogonal multiple access (OMA) schemes, NOMA can serve multiple users with utilizing the same time and frequency resource to obtain a significant spectral efficiency gain [3]. As one of the key radio access technologies to achieve higher spectral efficiency with low cost in 5G, NOMA is extended to cooperative transmission to enhance the transmission reliability for the users with poor channel conditions [4]. In particular, a cooperative NOMA scheme was proposed in [4] by selecting the users with better channel conditions as relays for assisting the transmission of other users. In addition, a cooperative NOMA scheme with dedicated relays was investigated in [5] where a two-stage relay selection strategy for NOMA was proposed. The concept of cooperative NOMA with dedicated relays was also extended to systems with multiple users equipped with multiple antennas [6]. Specifically, relay selection based on the maximal instantaneous signal-to-noise-ratio (SNR) was proposed and the corresponding system outage performance was analyzed. The aforementioned works on cooperative NOMA schemes with dedicated relays usually assume that there are no direct links between the base station (BS) and the users, and all the users must exchange information with the BS through the relays. However, for typical scenarios of small cells in 5G networks [7], some users can directly communicate with the BS while some cannot. In fact the research on cooperative NOMA schemes taking into both direct and indirect links users is also addressed. In particular, a recent work addressed in [8] shows that the spectral efficiency is remarkably improved when coordinated direct and decode-and-forward relaying was employed in NOMA scheme, and a cooperative NOMA system with a dedicated full-duplex relay was proposed in [9], which provided the exact analytical expressions for achievable outage probability and ergodic sum capacity of the system. However, to the best of the authors’ knowledge, the results for amplify-and-forward (AF) relaying NOMA systems has not yet been reported, which motivates the study of this letter.
In this letter, we investigate a downlink cooperative NOMA scheme including direct and indirect link users, where a dedicated relay node with AF protocol is adopted. Our contributions include two parts: 1) We compare the overall outage probability of the cooperative NOMA with the conventional cooperative OMA, which indicates that the cooperative NOMA outperforms cooperative OMA significantly. Moreover, we derive a closed-form approximation of the outage probability, which is shown to closely match with the exact results; 2) We analyze the outage performance in the high SNR regime, where both the diversity order and coding gain of the system are derived. We show that the diversity order of the system is one and the coding gain is affected by the location of the relay. Besides, if the transmit power of the relay is much smaller than the transmit power of the BS, the outage performance is improved when the relay is nearer to indirect link user. Monte Carlo simulations validate our analytical results.
Notations— In this letter, we denote the probability and the expectation value of a random event by and , respectively. denotes the Euclidean norm of a scalar.
II System Model
Consider a fundamental model of a downlink cooperative NOMA system including one BS, two users (UE1 and UE2), and one relay node (R), in which UE1 directly communicates with the BS. Besides, UE2 needs the help from R because there is no direct path between the BS and UE2 due to the long distance or significant blockage between them. Each node is equipped with a single-antenna and the relay operates in half-duplex mode using an AF protocol. The scheme of cooperative NOMA consists of two consecutive equal length time slots, as described in the follows.
During the first time slot, the BS broadcasts the superimposed signal, , to R and UE1, where and are the corresponding signals for UE1 and UE2, respectively, with and . According to the NOMA protocol described in [3], we set and denote the total transmit power for the BS as .
Therefore the received signals at UE1, and at R are given by
[TABLE]
respectively, where and denote the complex additive white Gaussian noises (AWGN), both with zero mean and variance at UE1 and R, respectively. Meanwhile, we assume that the channels between the BS and UE1, , and that between the BS and R, , are independent Rayleigh fading with and .
During the second time slot, the BS remains silent and R broadcasts the signal to UE1 and UE2 after multiplying the previous received signal, with an amplifying gain [10], where denotes the transmit power of the relay. Therefore, the received signals at UE1, and at UE2 are given by
[TABLE]
with , and . We denote the AWGNs both with zero mean and variance at UE1 (in relaying phase) and UE2 by and , respectively. We also assume that the channels between R and UE1, , and that between R and UE2, , are independent Rayleigh fading with and .
Then, by using the maximum ratio combining criterion, UE1 combines the received signals, and , with the conjugate of and , respectively, which yields
[TABLE]
According to the NOMA scheme in [3], UE1 firstly decodes the data of . After is decoded successfully, UE1 removes the signal of and then decodes the data of based on successive interference cancellation (SIC). Therefore the signal-to-interference-plus-noise-ratios (SINRs) for decoding and by UE1 are respectively given by
[TABLE]
and the SINR for decoding by UE2 is given by
[TABLE]
III Outage Performance Analysis
In this section, we investigate the outage probability, which is an important metric of the considered cooperative NOMA system. However, the analytical expression of the exact outage probability for this system is mathematically intractable. Alternatively, an approximation with a closed-form expression for the outage probability is derived, and based on which the asymptotic characteristics of outage performance in the high SNR regime are also discussed.
III-A Outage Probability
To begin with, we characterize the outage probability achieved by this two-phase cooperative NOMA system. Denoting the data rate requirements for UE1 and UE2 as and , respectively, we note that the overall outage probability of system is defined as
[TABLE]
where denotes the SINR threshold relative to the practical data rate requirement with . In the definition of (9), we note that , and denote the SINRs of and at UE1, and SINR of at UE2, respectively, while and represent the SINR thresholds for successfully decoding and , respectively. Unfortunately, mathematical analysis of the outage probability in (9) becomes intractable since the considered random events are correlated. Hence, an alternative with a closed-form approximation to (9) is needed.
Proposition 1**.**
An approximation for the outage probability of the system is given by (10) (on top of next page)
with , , , and .
Proof.
Note that is superior to when . This condition is always satisfied in practical systems, hence we neglect and further obtain a lower bound of as
[TABLE]
with . The expression of (11) is much simpler when it is compared to (9), but further simplification of (11) is still needed. Hence, we use an approximation of for the medium-high SNR and obtain a closed-form expression of (Although is an approximation for and thus an approximation for , it is sufficiently accurate for the exact results as shown as in Section IV) is given by (10) (on the top of next page) and the proof is shown in Appendix A. ∎
Remark 1**.**
Proposition 1 shows that the outage of system definitely occurs () when . The reason for the outage is that when , is dominated by the interference from and hence cannot be decoded successfully by UE2 or UE1. Therefore Proposition 1 reveals that the minimum transmit power that should be assigned for by BS is .
Remark 2**.**
*Note that is represented by , where *
[TABLE]
in which denotes the first order modified Bessel function of the second kind. In physics, and represent the probabilities of being decoded by UE1, and being decoded by UE2, respectively. Therefore, we may use and to estimate the outage probabilities for UE1 and UE2, respectively.
III-B Asymptotic Analysis
In this subsection, we focus on the high SNR regime and discuss the asymptotic characteristics of the outage probability based on (10). To analyze in the high SNR regime, we fix and when (with denoting ). Then, we obtain the following proposition.
Proposition 2**.**
When and , the asymptotic expression of the outage probability is given by
[TABLE]
where and .
Proof.
The asymptotic characteristic of in [12, (9.7.2)] shows that when is sufficiently small. Therefore we recast in (17) by substituting with . Then, by using Taylor expansion for at [math] and omitting the high order terms of when , we finally obtain the approximation of as (14) (the tedious details of the derivation are omitted due to the limitation of space.). ∎
Remark 3**.**
With the definition of diversity order, , we show that the diversity order of this cooperative NOMA system is one.
Remark 4**.**
Based on Proposition 2, we note that the value of is determined by and with any given and . Specifically, if we fix , then the outage performance is better when than that when because usually holds in practical systems. The physical meaning of that is if the sum distance of the relay to UE2 and the relay to the BS is fixed, the outage performance when the relay is close to UE2 is superior to that when the relay is close to the BS. This is because the power of relay can be full utilized to reduce the outage probability of system when the relay is close the user.
IV Numerical Results
In this section, the outage probability of this cooperative NOMA system is evaluated based on Monte-Carlo simulations averaging over independent channel realizations whilst the noise power are set as and varies from dB to dB. We define the three cases of (10) as following: Case A when and ; Case B when and ; Case C when . Without loss of generality, we compare outage performance for Case B of cooperative NOMA scheme with that for cooperative OMA scheme. Since cooperative NOMA scheme includes two equal-length time slots whilst cooperative OMA scheme includes three equal-length time slots during the whole transmission, we set the data requirements for cooperative OMA as -fold of that for cooperative NOMA for a fair comparison. Except for that, the parameters for cooperative OMA are identical with that for cooperative NOMA. The data rate requirements for cooperative NOMA are set as and , and the distances of BS-UE1 and R-UE1 are set as m and m, respectively. Besides, the variances of the channels are calculated by with m and . For comparing the outage performance for different relay locations, we consider the following two scenarios of Case B: The distances of BS-R and R-UE2 are set as m and m, respectively for Case B-I, and they are set as m, m, respectively for Case B-II. Moreover, the factors of transmit power ratios are set as and for NOMA, while for OMA is optimized through the brute-force search to obtain the minimal outage probability.
In Fig. 1-a, the Monte-Carlo results of outage probabilities for cooperative NOMA are compared with the approximate results, and also with the simulation results for cooperative OMA. We observe from Fig. 1-a that the proposed approximation shows an excellent agreement with the exact outage probability for cooperative NOMA, especially for the high SNR regime. Our results also illustrate that the outage performance for cooperative NOMA outperforms that for cooperative OMA for all SNR regimes. It is shown that both cooperative NOMA and cooperative OMA achieve the same diversity order for high SNR regime, which is predicted to be in Proposition 2. Meanwhile, the coding gain for cooperative NOMA is superior to that for cooperative OMA, which shows the advantage of outage performance for cooperative NOMA. Besides, the impact of relay location on coding gain is also examined by comparing the simulation results of Cases B-I and B-II. Fig. 1-a shows that the coding gain is improved when R is closer to UE2. In Fig. 1-b, the outage probability for Cases A, B, and C of cooperative NOMA are shown.The parameters for Cases A and C are identical to that of Case B-I with an exception of m for Case A, and for Case C. The analytical results show good match with numerical results for each case of (10) in Fig. 1-b.
V Conclusion
This letter studied the outage performance for a downlink cooperative NOMA scenario with the help of an AF relay. The approximation for outage probability of the system was derived in a closed-form expression and the accuracy of the approximation is verified by various numerical simulations. Furthermore, the asymptotic behaviors for the considered system were investigated for the high SNR regime, which indicates that the cooperative NOMA is obviously superior to cooperative OMA in coding gain without losing diversity order. Simulation results also examine the impact of relay location variations on coding gain of the system.
Appendix A Proof of Proposition 1
With the approximation of for medium-high SNR, (11) is represented as
[TABLE]
and the main terms in (A) are calculated as follows.
The first term in (A) is given by (15) (on the top of the page) with . In the sequel, by utilizing [11, (3.324-1)], the second term in (A) is given by (16) (on the top of the page) with and . Finally, by substituting (15) and (16) into (A), we obtain (17) (on the top of the page) with , which completes the proof.
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