A Hardy inequality for ultraspherical expansions with an application to the sphere
Alberto Arenas, \'Oscar Ciaurri, Edgar Labarga

TL;DR
This paper establishes a Hardy inequality for ultraspherical expansions using ground state methods, leading to uncertainty principles and a Hardy inequality on spheres with double singularities.
Contribution
It introduces a Hardy inequality for ultraspherical expansions and applies it to derive uncertainty principles and sphere inequalities with singular potentials.
Findings
Hardy inequality for ultraspherical expansions proved
Uncertainty principles derived from the inequality
Hardy inequality on spheres with double singularity
Abstract
We prove a Hardy inequality for ultraspherical expansions by using a proper ground state representation. From this result we deduce some uncertainty principles for this kind of expansions. Our result also implies a Hardy inequality on spheres with a potential having a double singularity.
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A Hardy inequality for ultraspherical expansions with an application to the sphere
Alberto Arenas
Departamento de Matemáticas y Computación, Universidad de La Rioja, Complejo Científico-Tecnológico, Calle Madre de Dios 53, 26006, Logroño, Spain
,
Óscar Ciaurri
Departamento de Matemáticas y Computación, Universidad de La Rioja, Complejo Científico-Tecnológico, Calle Madre de Dios 53, 26006, Logroño, Spain
and
Edgar Labarga
Departamento de Matemáticas y Computación, Universidad de La Rioja, Complejo Científico-Tecnológico, Calle Madre de Dios 53, 26006, Logroño, Spain
Abstract.
We prove a Hardy inequality for ultraspherical expansions by using a proper ground state representation. From this result we deduce some uncertainty principles for this kind of expansions. Our result also implies a Hardy inequality on spheres with a potential having a double singularity.
Key words and phrases:
Hardy inequalities, uncertainty principles, ultraspherical expansions
2010 Mathematics Subject Classification:
Primary 42C10
Research of the second author supported by grant MTM2015-65888-C4-4-P of the Spanish government
1. Introduction and main result
For , the classical Hardy inequality states that
[TABLE]
Due to its applicability, there is an extensive literature about the topic (see the references in [16]) covering many extensions of this estimate in several and different directions. We are interested in one involving the fractional powers of the Laplacian. We can rewrite (1) as
[TABLE]
and, taking the fractional Laplacian defined by , a natural extension is the inequality
[TABLE]
for which the sharp constant is well known (see [3, 20]).
From (2), we deduce the positivity (in a distributional sense) of the operator
[TABLE]
Our target is to provide a Hardy inequality like (2) related to ultraspherical expansions and apply it to prove the positivity of certain operator on the sphere with a potential having singularities in both poles of the sphere.
Let be the ultraspherical polynomial of degree and order . We consider with
[TABLE]
The sequence of polynomials forms an orthonormal basis of the space . For each , it holds that , where
[TABLE]
The ultraspherical expansion of each appropriate function defined in is given by
[TABLE]
where is the -th Fourier coefficient of respect to , i.e.,
[TABLE]
The fractional powers of the operator are defined by
[TABLE]
This operator should be the natural candidate to prove a Hardy type inequality for the ultraspherical expansion but, however, it is not the most appropriate in this setting. We have to consider other one with an analogous behaviour to , in order to deduce some results on the sphere. For each we define (spectrally) the operator
[TABLE]
Then for defined on the interval
[TABLE]
Note that
[TABLE]
then the behaviour of and is similar. The natural Sobolev space to analyse Hardy type inequalities is
[TABLE]
We have to note that is equivalent to the space introduced in [5].
With the previous notation our Hardy inequality for ultraspherical expansions is given in the following result.
Theorem 1**.**
Let and . Then for
[TABLE]
where
[TABLE]
Inequality (4) can be rewritten in terms of the Fourier coefficients
[TABLE]
which is a kind of Pitt inequality for the ultraspherical expansions (for other Pitt inequalities see [4, 11]). Note that for the right hand side of (4) we have, by (3),
[TABLE]
so the space is the adequated one.
The proof of Theorem 1 will be a consequence of a proper ground state representation in our setting, analogous to the given one in the Euclidean case in [9]. Following the ideas in that paper, we can see that the constant is sharp but not achieved. Similar ideas have been recently exploited in [7, 16].
From (4), by using Cauchy–-Schwarz inequality, we can obtain a Heisenberg type uncertainty principle as it was done for the sublaplacian of the Heisenberg group in [10], and for the fractional powers of the same sublaplacian in [16].
Corollary 2**.**
Let and . Then for
[TABLE]
where is the constant given in (5).
Pitt inequality (6) allows us to prove a logarithmic uncertainty principle for the ultraspherical expansions. The main idea comes from [3]. By an elementary argument, for a derivable function such that and for , with , it is verified that . Then, taking the function
[TABLE]
we have (this is Parseval identity) and, by (6), for , then and this inequality gives the logarithmic uncertainty principle, which is written as
[TABLE]
where .
In next section we will show an application of Theorem 1 to obtain a Hardy inequality on the sphere. The results in Section 3 are the main ingredients in the proof of Theorem 1 which is given in last section of the paper.
2. An application to the sphere
It is well known that , where is the set of spherical harmonics of degree in variables. If we consider the shifted Laplacian on the sphere
[TABLE]
where is the Laplace-Beltrami operator on , it is verified that
[TABLE]
In this way, the analogous of the operator on is defined by
[TABLE]
where denotes the projection of onto the eigenspace .
The operator becomes the fractional powers of the Laplacian in the Euclidean space through conformal transforms as was observed by T. P. Branson in [6]. So is the natural operator to prove a Hardy type inequality on the sphere. In our proof, we will write in terms of and this is the main reason to consider in the case of the ultraspherical expansions. An analogous of the Hardy-Littlewood-Sobolev inequality for and some other inequalities for it were given by W. Beckner in [2]. The operators also appear in [18, p. 151] and [17, p. 525].
Each point can be written as
[TABLE]
for and , and so
[TABLE]
With these coordinates, see [19, Section 3], we have that an orthonormal basis for each is given by
[TABLE]
with
[TABLE]
and an orthonormal basis of spherical harmonics on of degree . The value indicates the dimension of ; i.e.,
[TABLE]
Then, the orthogonal projection of onto the eigenspace can be written as
[TABLE]
with
[TABLE]
[TABLE]
It is easy to observe that
[TABLE]
Moreover, from the definition of , we have
[TABLE]
Now, considering the Sobolev space
[TABLE]
we have the following Hardy inequality on the sphere.
Theorem 3**.**
Let , , and be the north pole of the sphere . Then for
[TABLE]
where is the constant given in (5).
Proof.
By the orthogonality of the spherical harmonics, it is elementary to show that
[TABLE]
Now, applying Theorem 1, we deduce that
[TABLE]
It is known (see [20]) that for and we have that . So, and
[TABLE]
The proof of (7) is finished by using the identity
[TABLE]
∎
The analogous role on the sphere of radially symmetric functions is played by functions which are invariant under the action of . By -invariance we mean that is invariant under the action of the group on whenever is embedded into in a suitable way. Each function of this kind can be written as , for a certain function defined in . Then for this kind of functions Theorem 3 reduces to Theorem 1 with , in this way we can deduce that the constant in (7) is sharp.
As in the classic case, from Theorem 3 we deduce that in a distributional sense
[TABLE]
Note that in this case we are perturbing the operator adding a potential with singularities in both poles of the sphere.
3. Auxiliary results
The following lemmas give the tools to prove Theorem 1. To be more precise, Lemma 1 provides a nonlocal representation of the operator with a kernel having nice properties for our target. Lemma 2 shows the action of the operator on the family of weights .
For we are going to set up the notation
[TABLE]
to simplify the writing.
Lemma 1**.**
Let and . If is a finite linear combination of ultraspherical polynomials, then
[TABLE]
where the kernel is given by
[TABLE]
with
[TABLE]
and
[TABLE]
Moreover, for we have
[TABLE]
Proof.
We start with the identity
[TABLE]
for (actually it is also true for values ) and . To deduce the previous identity it is enough to apply integration by parts with and , and use [14, eq. 8, p. 367]
[TABLE]
for , , and .
Now, we consider the Poisson operator for ultraspherical expansions. It is given by
[TABLE]
with
[TABLE]
By the product formula for ultraspherical polynomials [8, eq. B.2.9, p. 419]
[TABLE]
the identity [8, eq. B.2.8. p. 419]
[TABLE]
and the relation , we deduce the expression
[TABLE]
with . The previous identity for is not new, it appears as formula (2.12) in [12].
Combining (10) and the definition of the Poisson operator, it is clear that
[TABLE]
which can be splitted in
[TABLE]
From the obvious identity
[TABLE]
for the second term in (11) we have
[TABLE]
where we have used (10) with .
The first integral in (11) verifies
[TABLE]
with
[TABLE]
In last computation we have used Fubini theorem. This is justified for finite combinations of ultraspherical polynomials by using the estimate
[TABLE]
which follows from the elementary inequality
[TABLE]
and the mean value theorem. Indeed, taking and using the inequality , we have
[TABLE]
Obviously, is a finite integral. For the change of variable gives
[TABLE]
To obtain the expression of we observe that
[TABLE]
where we have applied Fubini theorem and the change of variable in last equality. With the last identity we have concluded the proof of (8).
To prove (9) we follow the argument in [16, Lemma 5.1]. First, we observe that the kernel is positive and symmetric in the sense that . Then, (9) is clear when is a finite linear combination of ultraspherical polynomials. For we consider a sequence of finite linear combinations of ultraspherical polynomials such that converges to in . Then, by using the definition of , it is clear that converges to . Moreover, the result for polynomial functions implies
[TABLE]
Consequently, the functions form a Cauchy sequence in where which converges to in this norm. Hence, passing to the limit in (12), we complete the proof of the lemma. ∎
Lemma 2**.**
Let and . Then
[TABLE]
where is the constant given in (5).
Proof.
First of all, we have to realize that the ultraspherical polynomial is odd for , ; therefore, for , the function is an odd function and its integral over the interval is zero. For we use [15, eq. 15, p. 519] to obtain
[TABLE]
where in last identity we have evaluated the hypergeometric function with the so-called Watson formula [13, eq. 16.4.6, p. 406]. Therefore, if we denote , we obtain that
[TABLE]
with
[TABLE]
In this way, if we prove the identity
[TABLE]
we will conclude the proof, because (14) implies
[TABLE]
where we have had in mind that the -th Fourier coefficient is null when .
Let us check that (15) actually holds. Using the reflection formula [1, eq. 6.1.17, p. 256] twice we have
[TABLE]
and then
[TABLE]
by the duplication formula [1, eq. 6.1.18, p. 256]. ∎
4. Proof of Theorem 1
Polarizing the identity (9) in Lemma 1 we obtain
[TABLE]
with .
Let us take and for . Then
[TABLE]
and (16) becomes
[TABLE]
Now, by (13), we have
[TABLE]
and then we can deduce the ground state representation
[TABLE]
So, due to the positivity of the kernel , we conclude the proof.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
- 1[1] M. Abramowitz and I. A. Stegun (editors), Handbook of Mathematical Functions: With Formulas, Graphs, and Mathematical Tables , National Bureau of Standards Applied Mathematics Series, 55, Washington, 1964.
- 2[2] W. Beckner, Sharp Sobolev inequalities on the sphere and the Moser–Trudinger inequality, Ann. of Math. (2) 138 (1993), 213–242.
- 3[3] W. Beckner, Pitt’s inequality and the uncertainty principle, Proc. Amer. Math. Soc. 123 (1995), 1897–1905.
- 4[4] W. Beckner. Pitt’s inequality with sharp convolution estimates, Proc. Amer. Math. Soc. 136 (2008), 1871–1885.
- 5[5] J. J. Betancor, J. C. Fariña, L. Rodríguez-Mesa, R. Testoni, and J. L. Torrea, L. A choice of Sobolev spaces associated with ultraspherical expansions, Publ. Mat. 54 (2010), 221–242.
- 6[6] T. P. Branson, Sharp inequalities, the functional determinant, and the complementary series, Trans. Amer. Math. Soc. 347 (1995), 3671–3742.
- 7[7] Ó. Ciaurri, L. Roncal, and S. Thangavelu, Hardy–type inequalities for fractional powers of the Dunkl–Hermite operator, preprint , ar Xiv:1602.04997.
- 8[8] F. Dai and Y. Xu, Approximation theory and Harmonic Analysis on spheres and balls , Springer, New York, 2013.
