
TL;DR
This paper surveys recent advances in the Schottky problem, exploring connections with various conjectures and mathematical structures such as André-Oort, stable forms, and Siegel-Jacobi spaces, highlighting ongoing research directions.
Contribution
It provides a comprehensive overview of recent progress and discusses the interplay between the Schottky problem and several key conjectures and theories in algebraic geometry and number theory.
Findings
Summarizes recent progress in the Schottky problem
Explores relations with André-Oort and Coleman's conjecture
Discusses connections to stable modular and Jacobi forms
Abstract
In this article, we discuss and survey the recent progress towards the Schottky problem, and make some comments on the relations between the Andr{\'e}-Oort conjecture, Okounkov convex bodies, Coleman's conjecture, stable modular forms, Siegel-Jacobi spaces, stable Jacobi forms and the Schottky problem.
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TopicsAdvanced Algebra and Geometry · Algebraic Geometry and Number Theory · Advanced Differential Equations and Dynamical Systems
KYUNGPOOK Math. J. 00(0000), 000-000
https://doi.org/10.5666/KMJ.0000.00.0.000
pISSN 1225-6951 eISSN 0454-8124
Kyungpook Mathematical Journal
Survey of the Arithmetic and Geometric Approach to the Schottky Problem ††
Received March 7, 2023; accepted May 7, 2023.
2020 Mathematics Subject Classification: Primary 14H42, Secondary 03C64, 11G18, 14H40, 14K25.
Key words and phrases: Theta function, Jacobian, André-Oort conjecture, Compactifications, Siegel-Jacobi space.
This work was supported by the Max-Planck-Institut für Mathematik in Bonn.
Jae-Hyun Yang
*Department of Mathematics, Inha University, Incheon 22212, Republic of Korea
e-mail* : [email protected] or [email protected]
Abstract. In this article, we discuss and survey the recent progress towards the Schottky problem, and make some comments on the relations between the André-Oort conjecture, Okounkov convex bodies, Coleman’s conjecture, stable modular forms, Siegel-Jacobi spaces, stable Jacobi forms and the Schottky problem.
1. Introduction
For a positive integer , we let
[TABLE]
be the Siegel upper half plane of degree and let
[TABLE]
be the symplectic group of degree , where denotes the set of all matrices with entries in a commutative ring for two positive integers and , denotes the transposed matrix of a matrix and
[TABLE]
Then acts on transitively by
[TABLE]
where and Let
[TABLE]
be the Siegel modular group of degree . This group acts on properly discontinuously.
Let be the Siegel modular variety of degree , that is, the moduli space of -dimensional principally polarized abelian varieties, and let be the the moduli space of projective curves of genus . Then according to Torelli’s theorem, the Jacobi mapping
[TABLE]
defined by
[TABLE]
is injective. The Jacobian locus is a -dimensional subvariety of
The Schottky problem is to characterize the Jacobian locus or its closure in At first this problem had been investigated from the analytical point of view : to find explicit equations of (or ) in defined by Siegel modular forms on , for example, polynomials in the theta constant (see Definition (2.4)) and their derivatives. The first result in this direction was due to Friedrich Schottky [125] who gave the simple and beautiful equation satisfied by the theta constants of Jacobians of dimension 4. Much later the fact that this equation characterizes the Jacobian locus was proved by J. Igusa [73] (see also E. Freitag [47] and Harris-Hulek [68]). Past decades there has been some progress on the characterization of Jacobians by some mathematicians. Arbarello and De Concini [6] gave a set of such equations defining The Novikov conjecture which states that a theta function satisfying the Kadomtsev-Petviasvili (briefly, K-P) differential equation is the theta function of a Jacobian was proved by T. Shiota [129]. Later the proof of the above Novikov conjecture was simplified by Arbarello and De Concini [7]. Bert van Geeman [53] showed that is an irreducible component of the subvariety of defined by certain equations. Here is the Satake compactification of . I. Krichever [80] proved that the existence of one trisecant line of the associated Kummer variety characterizes Jacobian varieties among principally polarized abelian varieties.
S.-T. Yau and Y. Zhang [177] obtained the interesting results about asymptotic behaviors of logarithmical canonical line bundles on toroidal compactifications of the Siegel modular varieties. Working on log-concavity of multiplicities in representation theory, A. Okounkov [106, 107] showed that one could associate a convex body to a linear system on a projective variety, and use convex geometry to study such linear systems. Thereafter R. Lazarsfeld and M. Mustată [81] developed the theory of Okounkov convex bodies associated to linear series systematically. E. Freitag [45] introduced the concept of stable modular forms to investigate the geometry of the Siegel modular varieties. In 2014, using stable modular forms, G. Codogni and N. I. Shepherd-Barron [24] showed there is no stable Schottky-Siegel forms. We recall that Schottky-Siegel forms are scalar-valued Siegel modular forms vanishing on the Jacobian locus. Recently G. Codogni [23] found the ideal of stable equations of the hyperelliptic locus. About twenty years ago the author [148, 158] introduced the notion of stable Jacobi forms to try to study the geometry of the universal abelian varieties. In this paper, we discuss the relations among logarithmical line bundles on toroidal compactifications, the André-Oort conjecture, Okounkov convex bodies, Coleman’s conjecture, Siegel-Jacobi spaces, stable Schottky-Siegel forms, stable Schottky-Jacobi forms and the Schottky problem.
This article is organized as follows. In Section 2, we briefly survey some known approaches to the Schottky problem and some results so far obtained concerning the characterization of Jacobians. In Section 3, we briefly describe the results of Yau and Zhang concerning the behaviors of logarithmical canonical line bundles on toroidal compactifications of the Siegel modular varieties. In Section 4, we review some recent progress on the André-Oort conjecture. In Section 5, we review the theory of Okounkov convex bodies associated to linear series (cf. [20, 81]). In Section 6, we discuss the relations among logarithmical line bundles on toroidal compactifications, the André-Oort conjecture, Okounkov convex bodies, Coleman’s conjecture and the Schottky problem. In the final section we give some remarks and propose some open problems about the relations among the Schottky problem, the André-Oort conjecture, Okounkov convex bodies, stable Schottky-Siegel forms, stable Schottky-Jacobi forms and the geometry of the Siegel-Jacobi space. We define the notion of stable Schottky-Jacobi forms and the concept of stable Jacobi equations for the universal hyperelliptic locus. In Appendix A, we survey some known results about subvarieties of the Siegel modular variety. In Appendix B, we review recent results concerning an extension of the Torelli map to a toroidal compactification of the Siegel modular variety. In Appendix C, we describe why the study of singular modular forms is closely related to that of the geometry of the Siegel modular variety. In Appendix D, we briefly talk about singular Jacobi forms. Finally in Appendix E, we review the concept of stable Jacobi forms introduced by the author and relate the study of stable Jacobi forms to that of the geometry of the universal abelian variety. Finally the author would like to mention that he tried to write this article in another new perspective concerning the Schottky problem different from that of other mathematicians. The list of references in this article is by no means complete though we have strived to give as many references as possible. Any inadvertent omissions of references related to the contents in this paper will be the author’s fault.
Notations: We denote by and the field of rational numbers, the field of real numbers and the field of complex numbers respectively. We denote by and the ring of integers and the set of all positive integers respectively. denotes the set of all positive real numbers. and denote the set of all nonnegative integers and the set of all nonnegative real numbers respectively. The symbol “:=” means that the expression on the right is the definition of that on the left. For two positive integers and , denotes the set of all matrices with entries in a commutative ring . For a square matrix of degree , denotes the trace of . For any denotes the transpose of a matrix . denotes the identity matrix of degree . For and , we set For a complex matrix , denotes the complex conjugate of . For and , we use the abbreviation For a number field , we denote by the ring of finite adéles of
2. Some Approaches to the Schottky Problem
Before we survey some approaches to the Schottky problem, we provide some notations and definitions. Most of the materials in this section can be found in [60]. We refer to [13, 31, 41, 60, 101, 117] for more details and discussions on the Schottky problem. In this section, we let be a fixed positive integer. For a positive integer , we define the principal level subgroup
[TABLE]
and define the theta level subgroup
[TABLE]
We let
[TABLE]
Definition 2.1**.**
([72, pp. 49-50], [100, p. 123], [156, p. 862] or [167, p. 127]) Let a positive integer. For any and in we define the theta function with characteristics and by
[TABLE]
The Riemann theta function is defined to be
[TABLE]
For each we have the transformation behavior
[TABLE]
The function
[TABLE]
is called the theta constant of order It is known that the theta constants of order are Siegel modular forms of weight for [100, p. 200].
For a fixed , we let be the lattice in According to the formula (2.3), the zero locus is invariant under the action of the lattice on , and thus descends to a well-defined subvariety In fact is a principally polarized abelian variety with ample divisor
Definition 2.2**.**
For the theta function of the second order with characteristic is defined to be
[TABLE]
We define the theta constant of the second order to be
[TABLE]
Then we see that is a Siegel modular form of weight for
We have the following results.
Theorem 2.1**.**
(Riemann’s bilinear addition formula) [72, p. 139]
[TABLE]
Theorem 2.2**.**
For the map
[TABLE]
defined by
[TABLE]
is an embedding.
Proof. See Igusa [72] for , and Salvati Manni [120] for
Remark 2.1**.**
We consider the theta map
[TABLE]
defined by
[TABLE]
We observe that according to Theorem 2.1, can be recovered uniquely up to signs from Since is injective on the theta map is finite-to-one on In fact, it is known that the theta map is generically injective, and it is conjectured that is an embedding. **
Now we briefly survey some approaches to the Schottky problem. As mentioned before, most of the following materials in this section comes from a good survey paper [60].
(A) Classical Approach
For and a positive integer ,
[TABLE]
denotes the subgroup of consisting of torsion points of order . For , we briefly write
[TABLE]
We define the Igusa modular form to be
[TABLE]
It was proved that is a Siegel modular form of weight for the Siegel modular group such that when rewritten in terms of theta constants of the second order using Theorem 2.1,
(–1) for ;
(–2) is the defining equation for ;
(–3) is the defining equation for .
For more detail, we refer to [47, 73, 125] for the case and refer to [117] for the case For , no similar solution is known or has been proposed.
Theorem 2.3**.**
If then does not vanish identically on In fact, the zero locus of on is the locus of trigonal curves.
The above theorem was proved by Grushevsky and Salvati Manni [64].
(B) The Schottky-Jung Approach
Definition 2.3**.**
For an étale connected double cover of a curve (such a curve is given by a two-torsion point ) we define the Prym variety to
[TABLE]
where denotes the connected component of 0 in the kernel and the map is the norm map corresponding to the cover . We denote by the locus of Pryms of all étale double covers of curves in The problem of describing is called the Prym-Schottky problem. **
Remark 2.2**.**
The restriction of the principal polarization to the Prym gives twice the principal polarization. However this polarization admits a canonical square root, which thus gives a natural principal polarization on the Prym. **
Theorem 2.4**.**
Schottky-Jung proportionality* Let be the period matrix of a curve of genus and let be the period matrix of the Prym for . Then for any the theta constants of and of the Prym are related by*
[TABLE]
Here the constant is independent of
Proof. See Schottky-Jung [126] and also Farkas [41] for a rigorous proof.
Definition 2.4**.**
(The Schottky-Jung locus [60]). Let be the defining ideal for the image (see Remark 2.1). For any equation , we let be the polynomial equation on obtained by using the Schottky-Jung proportionality to substitute an appropriate polynomial of degree in terms of theta constants of for the square of any theta constant of . Let be the ideal obtained from in this way. We define the big Schottky-Jung locus to be the zero locus of . It is not known that and thus we define within , and not as a subvariety of the projective space . We now define the small Schottky-Jung locus to be
[TABLE]
where runs over the set We note that the action of permutes the different and the ideals . Therefore the ideal defining is -invariant, and the locus is a preimage of some under the level cover. **
Theorem 2.5**.**
(a)* The Jacobian locus is an irreducible component of the small Schottky-Jung locus *
(b)* is an irreducible component of the big Schottky-Jung locus for any *
Proof. The statement (a) was proved by van Geeman [53] and the statement (b) was proved by Donagi [31].
Donagi [32] conjectured the following.
Conjecture 2.1**.**
The small Schottky-Jung locus is equal to the Jacobian locus, that is,
(C) The Andreotti-Mayer Approach
We let be the singularity set of the theta divisor for a principally polarized abelian variety .
Theorem 2.6**.**
For a non-hyperelliptic curve of genus , , and for a hyperelliptic curve , . For a generic principally polarized abelian variety, the theta divisor is smooth.
Proof. The proof was given by Andreotti and Mayer [5].
Definition 2.5**.**
We define the -th Andreotti-Mayler locus to be
[TABLE]
Theorem 2.7**.**
* Here*
[TABLE]
denotes the locus of decomposable ppavs product of lower-dimensional ppavs of dimension .
Proof. The proof was given by Ein and Lazasfeld [38].
Theorem 2.8**.**
* is an irreducible component of , and the locus of hyperelliptic Jacobians is an irreducible component of .*
Proof. The proof was given by Andreotti and Mayer [5].
Theorem 2.9**.**
The Prym locus is an irreducible component of
Proof. The proof was given by Debarre [26].
Theorem 2.10**.**
The locus of Jacobians of curves of genus with a vanishing theta-null is equal to the locus of -dimensional principally polarized abelian varieties for which the double point singularity of the theta divisor is not ordinary i.e., the tangent cone does not have maximal rank.
Proof. See Grushevsky-Salvati Manni [63] and Smith-Varley [132]. Problem. Can it happen that for some ?
(D) The Approach via the K-P Equation
In his study of solutins of nonlinear equations of Korteveg de Vrie type, I. Krichever [79] proved the following fact :
Theorem 2.11**.**
Let be the period matrix of a curve of genus and let (cf. (2.2)) be the Riemann theta function of the Jacobian . Then there exist three vectors in with such that, for every , the function
[TABLE]
satisfies the so-called Kadomstev-Petriashvili equation briefly the K-P equation
[TABLE]
S. P. Novikov conjectured that is the period matrix of a curve if and only if the Riemann theta function corresponding to satisfies the K-P equation in the sense we just explained in Theorem 2.11. Shiota [129] proved that the Novikov conjecture is true, following the work of Mulase [96] and Mumford [98]. Arbarello and De Concini [7] gave another proof of the Novikov conjecture.
(E) The Approach via Geometry of the Kummer Variety
Definition 2.6**.**
The map is the embedding given by
[TABLE]
We call the image of the Kummer variety. Note that the involution has fixed points on which are precisely , and thus the Kummer variety singular at their images in **
Theorem 2.12**.**
For any points of a curve of genus , the following three points on the Kummer variety are collinear :
[TABLE]
Proof. See Fay [42] and Gunning [65].
Theorem 2.13**.**
For any curve for any and for any the points of the Kummer variety
[TABLE]
are linearly dependent.
Proof. See Gunning [66].
I. Krichever [80] gave a complete proof of a conjecture of Welters concerning a condition for an indecomposable principally polarized abelian variety to be the Jacobian of a curve :
Theorem 2.14**.**
Let be the locus of indecomposable ppavs of dimension . For a ppav , if has one of the following (W1) a trisecant line
(W2)* a line tangent to it at one point, and intersecting it another point*
this is a semi-degenerate trisecant, when two points of secancy coincides**
(W3)* a flex line *this is a most degenerate trisecant when all three points of
secancy coincide* such that none of the points of intersection of this line with the Kummer variety are where is singular, then *
For the Prym-Schottky problem, it will be natural whether the Kummer varieties of Pryms have any special geometric properties. Indeed, Beauville-Debarre [14] and Fay [43] obtained the following.
Theorem 2.15**.**
Let . For any on the Abel-Prym curve the following four points of the Kummer variety
[TABLE]
lie on a -plane in
A suitable analog of the trisecant conjecture was found for Pryms using ideas of integrable systems by Grushevsky and Krichever [62]. They proved the following.
Theorem 2.16**.**
If for some and some the quadrisecant condition in Theorem 2.15 holds, and moreover there exists another quadrisecant given by Theorem 2.15 with replaced by , then .
(F) The Approach via the Conjecture
Definition 2.7**.**
Let The linear system is defined to consist of those sections that vanish to order at least 4 at the origin :
[TABLE]
We define the base locus
[TABLE]
Theorem 2.17**.**
For any and any , we have on the Jacobian of the equality
[TABLE]
Proof. The above theorem was proved by Welters [143] set theoretically and also by Izadi scheme-theoretically. Originally Theorem 2.17 was conjectured by van Geeman and van der Geer [54].
van Geeman and van der Geer [54] conjectured the following. ** Conjecture.** Let If , then
Definition 2.8**.**
Let . For any curve on and any point we define
[TABLE]
We define the Seshadri constant of by
[TABLE]
Theorem 2.18**.**
If the conjecture holds, hyperelliptic Jacobians are characterized by the value of their Seshadri constants.
Proof. See O. Debarre [28].
Theorem 2.19**.**
If some the linear dependence
[TABLE]
for some and for all holds with , then
Proof. See S. Grushevsky [59].
(G) Subvarieties of a ppav: Minimal Cohomology Classes
The existence of some special subvarieties of a ppav gives a criterion that is the Jacobian of a curve. We start by observing that for the Jacobian of a curve we can map the symmetric product to by fixing a divisor and mapping
[TABLE]
The image of the map is independent of up to translation, and we can compute its cohomology class
[TABLE]
where is the cohomology class of the polarization of . One can show that the cohomology class is indivisible in cohomology with -coefficients, and we thus call this class minimal. We note that These subvarieties are very special. We have the following criterion.
Theorem 2.20**.**
A ppav is a Jacobian if and only if there exists a curve with in which case
Proof. See Matsusaka [92] and Ran [116].
Debarre [27] proved that is an irreducible component of the locus of ppavs for which there is a subvariety of the minimal cohomology class. He conjectured the following.
Conjecture 2.2**.**
If a ppav has a -dimensional subvariety of minimal class, then it is either the Jacobian of a curve or a five dimensional intermediate Jacobian of a cubic threefold.
This approach to the Schottky problem gives a complete geometric solution to the weaker version of the problem : determining whether a given ppav is the Jacobian of a given curve.
3. Logarithmical Canonical Line Bundles on Toroidal Compactifications of the Siegel Modular Varieties
In this section, we review the interesting results obtained by S.-T. Yau and Y. Zhang [177] concerning the asymptotic behaviors of the logarithmical canonical line bundle on a toroidal compactification of the Siegel modular variety.
Let be a neat arithmetic subgroup of Let and be the toroidal compactification of constructed by a -admissible family of polyhedral decompositions of the cones. Here denotes the standard minimal cusps of . is an algebraic space, but a projective variety in general. Y.-S. Tai proved that if is projective (see [9, Chapter IV, Corollary 2.3, p. 200]), then is a projective variety. It is known that is the unique Hausdorff analytic variety containing as an open dense subset (cf. [9]).
Assume the boundary divisor := is simple normal crossing. We put For each irreducible component of , let a global section of the line bundle defining . Let be an arbitrary top-dimensional cone in and renumber all components of such that correspond to the edges of with marking order. Yau and Zhang [177, Theorem 3.2] showed that the volume form on may be written by
[TABLE]
where is a continuous volume form on a partial compactification of with , and each is a suitable Hermitian metric of the line bundle on and is a homogeneous polynomial of degree . Moreover the coefficients of depends only on both and with marking order of edges. Using the above volume form formula they showed that the unique invariant Kähler-Einstein metric on endows some restraint combinatorial conditions for all smooth toroidal compactifications of .
Let be any different irreducible components of the boundary divisor such that . Let be the canonical line bundle on . Yau and Zhang [177] also proved the following facts (a) and (b):
(a) Let If and (or if and ,
then we have
[TABLE]
(b) is not ample on .
They also showed that if then the intersection number
[TABLE]
can be expressed explicitly using the above volume form formula. The proofs of (a) and (b) can be found in [177, Theorem 4.15].
4. Brief Review on the André-Oort Conjecture
In this section we review recent progress on the André-Oort conjecture quite briefly.
Definition 4.9**.**
Let be a Shimura datum and let be a compact open subgroup of We let
[TABLE]
be the Shimura variety associated to An algebraic subvariety of the Shimura variety is said to be weakly special if there exist a Shimura sub-datum of , and a decomposition
[TABLE]
and such that is the image of in . Here denotes the adjoint Shimura datum associated to and are Shimura data. In this definition, a weakly special subvariety is said to be special if it contains a special point and is special. **
André [4] and Oort [108] made conjectures analogous to the Manin-Mumford conjecture where the ambient variety is a Shimura variety (the latter partially motivated by a conjecture of Coleman [25]). A combination of these has become known as the André-Oort conjecture (briefly the A-O conjecture).
A-O Conjecture. Let be a Shimura variety and let be a set of special points in . Then every irreducible component of the Zariski closure of is a special subvariety.
Definition 4.10**.**
[111, 112] A pre-structure is a sequence where each is a collection of subsets of . A pre-structure is called a structure over the real field if, for all with , the following conditions are satisfied:
(1) is a Boolean algebra (under the usual set-theoretic operations);
(2) contains every semi-algebraic subset of ;
(3) if and , then ;
(4) if and , then , where is a coordinate
projection on the first coordinates. If is a structure, and, in addition,
(5) the boundary of every set in is finite,
then is called an -minimal structure over the real field. If is a structure and , then we say that is definable in if . A function is definable in a structure if its graph is definable, in which case the domain of and image are also definable by the definition. If are sets or functions, then we denote by the smallest structure containing . By a definable family of sets we mean a definable subset which we view as a family of fibres as varies over the projection of onto which is definable, along with all the fibres . A family of functions is said to be definable if the family of their graphs is. A definable set usually means a definable set in some o-minimal structure over the real field. **
Remark 4.3**.**
The notion of a o-minimal structure grew out of work van den Dries [33, 34] on Tarski’s problem concerning the decidability of the real ordered field with the exponential function, and was studied in the more general context of linearly ordered structures by Pillay and Steinhorn [115], to whom the term “o-minimal” (“order-minimal”) is due. **
In 2011 Pila gave a unconditional proof of the A-O conjecture for arbitrary products of modular curves using the theory of o-minimality.
Theorem 4.1**.**
Let
[TABLE]
where are modular curves corresponding to congruence subgroups of and are elliptic curves defined over and is the multiplicative group. Suppose is a subset of . Then contains only a finite number of maximal special subvarieties.
Proof. See Pila [111, Theorem 1.1].
In 2013 Peterzil and Starchenko proved the following theorem using the theory of o-minimality.
Theorem 4.2**.**
The restriction of the uniformizing map to the classical fundamental domain for the Siegel modular group is definable.
Proof. See Peterzil and Starchenko [109, 110].
In 2014 Pila and Tsimerman gave a conditional proof of the A-O conjecture for the Siegel modular variety
Theorem 4.3**.**
If then the A-O conjecture holds for If , the A-O conjecture holds for under the assumption of the Generalized Riemann Hypothesis GRH for CM fields.
Proof. See Pila-Tsimerman [113, 114].
Quite recently using Galois-theoretic techniques and geometric properties of Hecke correpondences, Klingler and Yafaev proved the A-O conjecture for a general Shimura variety, and independently using Galois-theoretic and ergodic techniques Ullmo and Yafaev proved the A-O conjecture for a general Shimura variety, under the assumption of the GRH for CM fields or another suitable assumption. The explicit statement is given as follows.
Theorem 4.4**.**
Let be a Shimura datum and a compact open subgroup of . Let be a set of special points in . We make one of the two following assumptions : (1) Assume the GRH for CM fields. (2) Assume that there exists a faithful representation such that with respect to this representation, the Mumford-Tate group lie in one -conjugacy class as ranges through Then every irreducible component of in is a special subvariety.
Proof. See Klingler-Yafaev [76] and Ullmo-Yafaev [136].
Remark 4.4**.**
We refer to [112] for the theory of o-minimality and the A-O conjecture. We also refer to [52] for the A-O conjecture for mixed Shimura varieties. **
5. Okounkov Bodies Associated to Divisors
In this section, we briefly review the theory of Okounkov convex bodies associated to pseudoeffective divisors on a smooth projective variety. For more details of this theory, we refer to [20, 81].
Let be a smooth projective variety of dimension . We fix an admissible flag on
[TABLE]
where each is a subvariety of of codimension which is nonsingular at . We let denote the set of all non-negative integers. We first assume that is a big Cartier divisor on . For a section we define the function
[TABLE]
as follows:
First we set Using a local equation for in , we define naturally a section
[TABLE]
that does not vanish along , its restriction defines a nonzero section
[TABLE]
We now take
[TABLE]
and continue in this manner to define the remaining
Next we define
[TABLE]
be the set of valuation vectors of non-zero sections of Then we finally set
[TABLE]
Therefore is a convex body in that is called the Okounkov body of with respect to the fixed flag . We refer to [81, §1.2] for some properties and examples of .
We recall that a graded linear series associated to consists of subspaces
[TABLE]
satisfying the inclusion
[TABLE]
Here the product on the left denotes the image of under the multiplication map
Definition 5.11**.**
([81, Definition 1.16]) Let be a graded linear series on belonging to a divisor . The graded semigroup of is defined to be
[TABLE]
Under the above notations, we associate the convex body of a graded linear series with respect to on as follows:
[TABLE]
where denotes the set of all non-negative real numbers and denotes the closure of the convex cone in spanned by . is called the Okounkov body of with respect to . If is a complete graded linear series, that is, for each , then we define
[TABLE]
Remark 5.5**.**
depends on the choice of an admissible flag . By the homogeneity of (see [81, Proposition 4.13]), we can extend the construction of to -divisors and even to -divisors using the continuity of . **
Definition 5.12**.**
([81, Definition 2.5 and 2.9])
(I) We say that a graded linear series satisfies Condition (B) if for all
, and for all sufficiently large , the rational map
defined by is birational on its image.
(II) We say that a graded linear series satisfies Condition (C) if
(1) for any , there exists an effective divisor such that
is ample, and
(2) for all sufficiently large , we have
[TABLE]
If is complete, that is, for all and is big,
then it satisfies Condition (C). **
Lazarsfeld and Mustată [81] proved the following.
Theorem 5.1**.**
Let be a smooth projective variety of dimension . Suppose that a graded linear series satisfies Condition (B) or Condition (C). Then for any admissible flag on , we have
[TABLE]
and
[TABLE]
where
[TABLE]
Proof. See [81, Theorem 2.13].
Remark 5.6**.**
It is known by Lazarsfeld and Mustată ([81, Proposition 4.1]) that for a fixed admissible flag on , if is big, then depends only on the numerical class of . If is not big, then it is not true (cf. [20, Remark 3.13]). **
Definition 5.13**.**
For a divisor on , we let
[TABLE]
For we let
[TABLE]
be the rational map defined by the linear system . We define the Iitaka dimension of as the following value
[TABLE]
Definition 5.14**.**
Let be a divisor on such that A subset of is called a Nakayama subvariety of if and the natural map
[TABLE]
is injective for every non-negative integer . **
Definition 5.15**.**
[20, Definition 3.8] Let be a divisor on such that The valuative Okounkov body associated to is defined to be
[TABLE]
For a divisor with we define **
Remark 5.7**.**
If is big, then coincides with for any admissible flag on . **
Recently Choi, Hyun, Park and Won [20] showed the following.
Theorem 5.2**.**
Let be a divisor with on a smooth projective variety of dimension . Fix an admissible flag containing a Nakayama subvariety of such that is a general point. Then we have
[TABLE]
and
[TABLE]
Proof. See [20, Theorem 3.12].
Definition 5.16**.**
[20, Definition 3.17] Let be a pseudo-effective divisor on a projective variety of dimension . The limiting Okounkov body of with respect to an admissible flag is defined to be
[TABLE]
where is any ample divisor on . If is not a pseudo-effective divisor, then we define **
Definition 5.17**.**
[20, Definition 2.11] Let be a divisor on a projective variety of dimension . We defne the numerical Iitaka dimension by
[TABLE]
for a fixed ample Cartier divisor if for infinitely many , and we define otherwise. **
Let be a pseudo-effective Cartier divisor on a projective variety of dimension . Let be a positive volume subvariety of . Fix an admissible flag on
[TABLE]
let be an ample Catier divisor on . For each positive integer , we consider the restricted graded linear series of along given by
[TABLE]
We define the restricted limiting Okounkov body of a Cartier divisor with respect to a positive volume subvariety of as
[TABLE]
By the continuity, we can extend this definition for any pseudo-effective -divisor.
Definition 5.18**.**
Let be a pseudo-effective divisor on a projective variety of dimension with its positive volume subvariety . We define the restricted limiting Okounkov body of with respect to an admissible flag to be a closed convex subset
[TABLE]
where is any ample divisor on . If is not a pseudo-effective divisor, then we define **
Recently Choi, Hyun, Park and Won [20] proved the following.
Theorem 5.3**.**
Let be a pseudo-effective divisor on a projective variety . Fix a positive volume subvariety of (see [20, Definition 2.13]). For an admissible flag of , we have
[TABLE]
and
[TABLE]
Here denotes the augmented restricted volume of along (see [20, Definition 2.2]) for the precise definition of .
Proof. See [20, Theorem 3.20].
6. The Relations of the Schottky Problem to the André-Oort Conjecture, Okounkov Bodies and Coleman’s Conjecture
In this section, we discuss the relations among logarithmical line bundles on toroidal compactifications, the André-Oort conjecture, Okounkov convex bodies, Coleman’s conjecture and the Schottky problem.
For we write with real. We put and . We also put
[TABLE]
C. L. Siegel [130] introduced the symplectic metric on invariant under the action (1.1) of that is given by
[TABLE]
and H. Maass [89] proved that its Laplacian is given by
[TABLE]
Here denotes the trace of a square matrix . And
[TABLE]
is a -invariant volume element on (cf. [131, p. 130]).
Siegel proved the following theorem for the Siegel space
Theorem 6.1**.**
Siegel [130]. (1) There exists exactly one geodesic joining two arbitrary points in . Let be the cross-ratio defined by
[TABLE]
For brevity, we put Then the symplectic length of the geodesic joining and is given by
[TABLE]
where
[TABLE]
(2)* For , we set*
[TABLE]
Then and have the same eigenvalues.
(3)* All geodesics are symplectic images of the special geodesics*
[TABLE]
where are arbitrary positive real numbers satisfying the condition
[TABLE]
The proof of the above theorem can be found in [90] or [130, pp. 289-293].
Definition 6.19**.**
Let be an irreducible subvariety of a Shimura variety . Choose a connected component of and a class such that is contained in the image of in . We say that is a totally geodesic subvariety if there is a totally geodesic subvariety such that is the image of in . **
B. Moonen [94] proved the following fact.
Theorem 6.2**.**
Let be an irreducible subvariety of a Shimura variety . Then is weakly special if and only if it is totally geodesic.
Proof. See [94, Theorem 4.3, pp. 553–554].
In the 1980s Coleman [25] proposed the following conjecture. Coleman’s Conjecture. For a sufficiently large integer , the Jacobian locus contains only a finite number of special points in
We also have the following conjecture.
Conjecture 6.3**.**
For a sufficiently large integer , the Jacobian locus cannot contain a non-trivial totally geodesic subvariety.
Remark 6.8**.**
Conjecture 6.1 is false for an integer **
The stronger version of Conjecture 6.1 is given as follows:
Conjecture 6.4**.**
For a sufficiently large integer , there does not exist a geodesic in contained in and intersecting
Theorem 6.3**.**
Suppose the André-Oort conjecture and Conjecture 6.1 hold. Then Coleman’s conjecture is true.
Proof. Let be a sufficiently large integer . Suppose contains an infinite set of special points. Then
[TABLE]
The truth of the André-Oort conjecture implies that contains an irreducible special subvariety . According to Theorem 6.2, is a totally geodesic subvariety of . From the truth of Conjecture 6.1, we get a contradiction. Therefore contains only finitely many special points.
Now we propose the following problems.
Problem 6.1. Develop the spectral theory of the Laplace operator on and for a congruence subgroup of explicitly.
Problem 6.2. Construct all the geodesics contained in with respect to the Siegel’s metric
Problem 6.3. Study variations of -dimensional principally polarized abelian varieties along a geodesic inside .
Problem 6.4. Prove the A-O conjecture for unconditionally.
From now on, we will adopt the notations in Section 3.
Problem 6.5. Let be a covering map and let Let be a toroidal compactification of which is projective. Then is a divisor on . Compute the Okounkov bodies , and explicitly. Describe the relations among and these Okounkov bodies explicitly. Describe the relations between these Okounkov bodies and the -admissible family of polyhedral decompositions defining the toroidal compactification .
Problem 6.6. Assume that a toroidal compactification is a projective variety. Compute the Okoukov convex bodies , , , , , , , , explicitly. Describe the relations between these Okounkov bodies and the -admissible family of polyhedral decompositions defining the toroidal compactification .
Problem 6.7. Assume that Let be a covering map and let Assume that is a toroidal compactification of which is a projective variety. Let be a divisor on containing . Describe the Okounkov bodies . Study the relations between and these Okounkov bodies.
We have the following diagram:
[TABLE]
Here is a covering map.
Finally we propose the following questions.
Question 6.1. Let be a neat arithmetic subgroup of . Does the closure of intersect the infinity boundary divisor ? If is sufficient large, it is probable that will not intersect the boundary divisor .
Question 6.2. Let be a neat arithmetic subgroup of . Does the closure of intersect the canonical divisor ?
Question 6.3. Let be a neat arithmetic subgroup of . How curved is the closure of along the boundary of ?
Quite recently using the good curvature properties of the moduli space endowed with the Weil-Petersson metric , Liu, Sun and Yau [87] obtained interesting results related to Conjecture 6.2. Let us explain their results briefly. We consider the coarse moduli space endowed with the Weil-Petersson metric and the Siegel modular variety endowed with the Hodge metric . Let be the Torelli map (see (1.2)). Assume that is a submanifold in such that the image is totally geodesic in , and also that has finite volume. Under these two assumptions they proved that must be a ball quotient. As a corollary of this fact, it can be shown that there is no higher rank locally symmetric subspace in . A precise statement is as follows.
Theorem 6.4**.**
Let be an irreducible bounded symmetric domain and let be a torsion free cocompact lattice. We set . Let be a canonical metric on . If there exists a nonconstant holomorphic mapping
[TABLE]
then must be of rank , i.e., must be a ball quotient.
Proof. The proof of the above theorem can be found in [87].
7. Final Remarks and Open Problems
In this final section we give some remarks and propose some open problems about the relations among the Schottky problem, the André-Oort conjecture, Okounkov convex bodies, stable Schottky-Siegel forms, stable Schottky-Jacobi forms and the geometry of the Siegel-Jacobi space. We define the notion of stable Schottky-Jacobi forms and the concept of stable Jacobi equations for the universal hyperelliptic locus.
For two positive integers and , we consider the Heisenberg group
[TABLE]
endowed with the following multiplication law
[TABLE]
with \big{(}\lambda,\mu;\kappa\big{)},\big{(}\lambda^{\prime},\mu^{\prime};\kappa^{\prime}\big{)}\in H_{\mathbb{R}}^{(g,h)}. We refer to [146, 151, 154, 157, 160, 167, 170, 173] for more details on the Heisenberg group We define the Jacobi group of degree and index that is the semidirect product of and
[TABLE]
endowed with the following multiplication law
[TABLE]
with and . Then acts on transitively by
[TABLE]
where and .
We note that the Jacobi group is not a reductive Lie group and the homogeneous space is not a symmetric space. From now on, for brevity we write The homogeneous space is called the Siegel-Jacobi space of degree and index .
For we write with real. We put and . We also put
[TABLE]
For a coordinate we set
[TABLE]
[TABLE]
The author proved the following theorems in [163].
Theorem 7.1**.**
For any two positive real numbers and ,
[TABLE]
is a Riemannian metric on which is invariant under the action (7.1) of In fact, is a Kähler metric of
Proof. See [163, Theorem 1.1].
Theorem 7.2**.**
The Laplacian of the -invariant metric is given by
[TABLE]
where
[TABLE]
and
[TABLE]
Furthermore and are differential operators on invariant under the action (7.1) of
Proof. See [163, Theorem 1.2].
Remark 7.9**.**
We refer to [36, 75, 164, 166, 171, 175, 176, 178] for topics related to and **
Remark 7.10**.**
Erik Balslev [11] developed the spectral theory of on for certain arithmetic subgroups of the Jacobi modular group to prove that the set of all eigenvalues of satisfies the Weyl law. **
Remark 7.11**.**
The sectional curvature of is and hence is independent of the parameter . We refer to [176] for more detail. **
Remark 7.12**.**
For an application of the invariant metric we refer to [175]. **
Definition 7.20**.**
Let be the diagonal matrix with positive integers satisfying , usually called a polarization type. is called the principal polarization type. **
For a fixed and a fixed polarization type , we let be a lattice in and be a complex torus of a polarization type . Let be the set of representatives in whose components of each lie in the interval Here
We recall Lefschetz theorem (see [100, p. 128, Theorem 1.3]).
Theorem 7.3**.**
Let be a polarization type and (1) Assume Then the functions have no zero in common, and the mapping defined by
[TABLE]
is a well-defined holomorphic mapping. For each , the map defined by
[TABLE]
induces a holomorphic mapping from the complex torus into . (2) If for each the map is an analytic embedding, whose image is an algebraic subvariety of .
Definition 7.21**.**
Let with be a polarization type, and For each we define the map by
[TABLE]
and define the map by
[TABLE]
We have the following theorem proved by Baily [10].
Theorem 7.4**.**
Assume that and that or Then the image of under is a Zariski-open subset of an algebraic subvariety of
Proof. See [10, Section 5.1] or [110, Theorem 8.11].
Let
[TABLE]
be the arithmetic subgroup of where
[TABLE]
We let
[TABLE]
be the universal family of principal polarized abelian varieties of dimension . Let be the natural projection. We define the universal Jacobian locus
[TABLE]
Problem 7.1. Characterize Describe in terms of Jacobi forms. We refer to [15, 37, 147, 149, 150, 152, 153, 155, 158, 159, 161, 162, 168, 171, 179] for more details about Jacobi forms.
Problem 7.2. Compute the geodesics, the distance between two points and curvatures explicitly in the Siegel-Jacobi space See Theorem 6.1 for the Siegel space .
Problem 7.3. Find the analogue of the Hirzebruch-Mumford Proportionality Theorem for (see (7.8) below). Let us give some remarks for this problem. Before we describe the proportionality theorem for the Siegel modular variety, first of all we review the compact dual of the Siegel upper half plane . We note that is biholomorphic to the generalized unit disk of degree through the Cayley transform. We suppose that is a symplectic lattice with a symplectic form We extend scalars of the lattice to . Let
[TABLE]
be the complex Lagrangian Grassmannian variety parameterizing totally isotropic subspaces of complex dimension . For the present time being, for brevity, we put and The complexification of acts on transitively. If is the isotropy subgroup of fixing the first summand , we can identify with the compact homogeneous space We let
[TABLE]
be an open subset of . We see that acts on transitively. It can be shown that is biholomorphic to A basis of a lattice is given by a unique matrix with . Therefore we can identify with in . In this way, we embed into as an open subset of . The complex projective variety is called the compact dual of
Let be an arithmetic subgroup of . Let be a -equivariant holomorphic vector bundle over of rank . Then is defined by the representation That is, is a homogeneous vector bundle over . We naturally obtain a holomorphic vector bundle over is often called an automorphic or arithmetic vector bundle over . Since is compact, carries a -equivariant Hermitian metric which induces a Hermitian metric on . According to Main Theorem in [97], admits a unique extension to a smooth toroidal compactification of such that is a singular Hermitian metric good on . For the precise definition of a good metric on we refer to [97, p. 242]. According to Hirzebruch-Mumford’s Proportionality Theorem (cf. [97, p. 262]), there is a natural metric on such that the Chern numbers satisfy the following relation
[TABLE]
for all with nonegative integers and where is the -equivariant holomorphic vector bundle on the compact dual of defined by a certain representation of the stabilizer of a point in . Here is the volume of that can be computed (cf. [130]).
Problem 7.4. Compute the cohomology of Investigate the intersection cohomology of
Problem 7.5. Generalize the trace formula on the Siegel modular variety obtained by Sophie Morel to the universal abelian variety. For her result on the trace formula on the Siegel modular variety, we refer to her paper [95, Cohomologie d’intersection des variétés modulaires de Siegel, suite].
Problem 7.6. Construct all the geodesics contained in
Problem 7.7. Develop the theory of variations of abelian varieties along the geodesic joining two points in .
Problem 7.8. Discuss the André-Oort conjecture for . Gao proved the Ax-Lindemann-Weierstras theorem for , and using this theorem proved the André-Oort conjecture for under the assumption of the Generalized Riemann Hypothesis for CM fields in his paper [52].
Let be a neat arithmetic subgroup of . We put . We let
[TABLE]
Let be a toroidal compactification of . Let be the canonical line bundle over and let
[TABLE]
be the infinity boundary divisor on . Let be a projection and let be a covering map. We define
[TABLE]
Problem 7.9. Assume that is a toroidal compactification of which is projective. Compute the Okounkov bodies , and explicitly. Describe the relations among and these Okounkov bodies explicitly. Describe the relations between these Okounkov bodies and the -admissible family of polyhedral decompositions defining the toroidal compactification .
Problem 7.10. Assume that a toroidal compactification is a projective variety. Let be the canonical line bundle over and be the infinity boundary divisor on . Compute the Okoukov convex bodies and explicitly. Describe the relations between these Okounkov bodies and the -admissible family of polyhedral decompositions defining the toroidal compactification .
Problem 7.11. Assume that a toroidal compactification of is a projective variety. Let be a divisor on containing . Describe the Okounkov bodies and . Study the relations among and these Okounkov bodies.
We have the following diagram:
[TABLE]
Here is a covering map.
We propose the following questions. Question 7.1. Let be a neat arithmetic subgroup of . Does the closure of intersect the infinity boundary divisor ? If is sufficient large, it is probable that will not intersect the boundary divisor .
Question 7.2. Let be a neat arithmetic subgroup of . Does the closure of intersect the canonical divisor ?
Question 7.3. Let be a neat arithmetic subgroup of . How curved is the closure of along the boundary of ?
Now we make some conjectures.
Conjecture 7.5**.**
For a sufficiently large integer , the locus contains only finitely many special points. This is an analogue or generalization of Coleman’s conjecture.
Conjecture 7.6**.**
For a sufficiently large integer , the locus cannot contain a non-trivial totally geodesic subvariety inside for the Riemannian metric .
Conjecture 7.7**.**
For a sufficiently large integer , there does not exist a geodesic that is contained in for the Riemannian metric .
Finally we discuss the connection between the universal Jacobian locus and stable Jacobi forms. We refer to Appendix E in this article for more details on stable Jacobi forms. First we review the concept of stable modular forms introduced in [45]. The Siegel -operator
[TABLE]
defined by
[TABLE]
where denotes the vector space of all Siegel modular forms on of weight . Using the theory of Poincaré series, H. Maass [88] proved that if is even and , then is a surjective linear map. In 1977, using the theory of singular modular forms, E. Freitag [45] proved the following facts (a) and (b) : (a) for a fixed even integer , is an isomorphism if ; (b) if **
The fact (a) means that the vector spaces stabilize to the infinity vector space as increases. In this sense, he introduced the notion of the stability of Siegel modular forms.
Definition 7.22**.**
A Siegel modular form is said to be stable if there exists a nonegative integer satisfying the following conditions (SM1) and (SM2) :
(SM1) ; (SM2) for some . **
Scalar-valued Siegel modular forms on vanishing on the Jacobian locus, equivalently, forms on the Satake compactification that vanish on the closure of in are called Schottky-Siegel forms. The normalization gives a restriction map which coincides with the Siegel operator
We let
[TABLE]
be the graded ring of Siegel modular forms on It is known that is a finitely generated -algebra and the field of modular functions is an algebraic function field of transcendence degree .
The ring
[TABLE]
is an inverse limit in the category
[TABLE]
Freitag [45] proved that is the polynomial ring over on the set of theta series , where runs over the set of equivalence classes of indecomposable positive definite unimodular even integral matrices. In general, is not a polynomial ring (cf. [45, p. 204]).
We define the stable Satake compactification by
[TABLE]
and the stable Jacobian locus by
[TABLE]
G. Codogni and N. I. Shepherd-Barron [24] proved the following theorem.
Theorem 7.5**.**
There are no stable Schottky-Siegel forms. That is, the homomorphism from
[TABLE]
induced by the inclusion is injective, where is the restriction of the canonical line bundle on to .
Proof. See Theorem 1.3 and Corollary 1.4 in [24].
We refer to Appendix D in this paper for the definition of Jacobi forms. Now we consider the special case with . We define the Siegel-Jacobi operator
[TABLE]
by
[TABLE]
where and We observe that the above limit exists and is a well-defined linear map (cf. [179]).
The author [149] proved the following theorems.
Theorem 7.6**.**
Let be a positive even unimodular symmetric integral matrix of degree and let be an even nonnegative integer. If , then the Siegel-Jacobi operator is injective.
Proof. See [149, Theorem 3.5].
Theorem 7.7**.**
Let be as above in Theorem 2.1 and let be an even nonnegative integer. If , then the Siegel-Jacobi operator is an isomorphism.
Proof. See [149, Theorem 3.6].
Theorem 7.8**.**
Let be as above in Theorem 2.1 and let be an even nonnegative integer. Assume that and Then the Siegel-Jacobi operator is surjective.
Proof. See [149, Theorem 3.7].
Remark 7.13**.**
The author [149, Theorem 4.2] proved that the action of the Hecke operatos on Jacobi forms is compatible with that of the Siegel-Jacobi operator. **
Definition 7.23**.**
A collection is called a stable Jacobi form of weight and index if it satisfies the following conditions (SJ1) and (SJ2): (SJ1) for all (SJ2) for all **
Remark 7.14**.**
The concept of a stable Jacobi forms was introduced by the author [148, 158]. **
Example. Let be a positive even unimodular symmetric integral matrix of degree and let be an integral matrix. We define the theta series by
[TABLE]
It is easily seen that with for all and for all Thus the collection
[TABLE]
is a stable Jacobi form of weight and index .
Definition 7.24**.**
Let be a half-integral semi-positive symmetric matrix of degree and A Jacobi form is called a Schottky-Jacobi form of weight and index for the universal Jacobian locus if it vanishes along . **
Definition 7.25**.**
Let be a half-integral semi-positive symmetric matrix of degree and A collection is called a stable Schottky-Jacobi form of weight and index if it satisfies the following conditions (1) and (2): (1) is a Schottky-Jacobi form of weight and index for all
(2) for all **
We expect to prove the following claim : Claim: There are no stable Schottky-Jacobi forms for the universal Jacoban locus.
The author [174] proved the following.
Theorem 7.9**.**
Let be a positive even unimodular symmetric integral matrix of degree . Then there do not exist stable Schottky-Jacobi forms of index for the universal Jacobian locus.
Proof. See [174, Theorem 4.1].
Let be an even unimodular positive definite quadratic form of rank . That is, is a finitely generated free group of rank and is an integer-valued bilinear form on such that is even and unimodular. For a positive integer , the theta series associated to is defined to be
[TABLE]
It is well known that is a Siegel modular form on of weight We easily see that
[TABLE]
Therefore the collection of all theta series associated to
[TABLE]
is a stable modular form.
Definition 7.26**.**
A stable equation for the hyperelliptic locus is a stable modular form such that vanishes along the hyperelliptic locus for every . **
Recently G. Codogni [23] proved the following.
Theorem 7.10**.**
The ideal of stable equations of the hyperelliptic locus is generated by differences of theta series
[TABLE]
where and are even unimodular positive definite quadratic forms of the same rank.
Proof. See Theorem 1.2 or Theorem 4.2 in [23].
In a similar way we may define the concept of stable Jacobi equation.
Definition 7.27**.**
A stable Jacobi equation of index for the universal hyperelliptic locus is a stable Jacobi form of index such that vanishes along the universal hyperelliptic locus for every . **
The author [174] proved the following.
Theorem 7.11**.**
Let be a positive even unimodular symmetric integral matrix of degree . Then there exist non-trivial stable Schottky-Jacobi forms of for the universal hyperelliptic locus.
Proof. See [174, Theorem 4.2].
Problem 7.12. Find the ideal of stable Jacobi equations of the universal hyperelliptic locus.
Remark 7.15**.**
We consider a half-integral semi-positive symmetric integral matrix such that is not even or which is not unimodular. The natural questions arise: Question 7.1. Are there non-trivial stable Schottky-Jacobi forms of index for the universal Jacobian locus? Question 7.2. Are there non-trivial stable Schottky-Jacobi forms of index for the universal hyperelliptic locus? **
Appendix A. Subvarieties of the Siegel Modular Variety
In this appendix A, we give a brief remark on subvarieties of the Siegel modular variety and present several problems. This appendix was written on the base of the review [121] of G. K. Sankaran for the paper [165]. In fact, Sankaran made a critical review on Section 10. Subvarieties of the Siegel modular variety of the author’s paper [165] and corrected some wrong statements and information given by the author. In this sense the author would like to give his deep thanks to the reviewer, Sankanran.
Here we assume that the ground field is the complex number field
Definition A.1. A nonsingular variety is said to be rational if is birational to a projective space for some integer . A nonsingular variety is said to be stably rational if is birational to for certain nonnegative integers and . A nonsingular variety is called unirational if there exists a dominant rational map for a certain positive integer , equivalently if the function field of can be embedded in a purely transcendental extension of
Remarks A.2. (1) It is easy to see that the rationality implies the stably rationality and that the stably rationality implies the unirationality.
(2) If is a Riemann surface or a complex surface, then the notions of rationality, stably rationality and unirationality are equivalent one another.
(3) H. Clemens and P. Griffiths [22] showed that most of cubic threefolds in are unirational but not rational.
The following natural questions arise :
Question 1. Is a stably rational variety rational ?
Question 2. Is a general hypersurface of degree unirational ?
Question 1 is a famous one raised by O. Zariski (cf. B. Serge, Algebra and Number Theory (French), CNRS, Paris (1950), 135–138; MR0041480). In [12], A. Beauville, J.-L. Colliot-Thélène, J.-J. Sansuc and P. Swinnerton-Dyer gave counterexamples, e.g., the Chtelot surfaces defined by where is an irreducible polynomial of degree 3, and is the discriminant of such that is not a square and hence answered negatively to Question 1.
Definition A.3. Let be a nonsingular variety of dimension and let be the canonical divisor of . For each positive integer , we define the -genus of by
[TABLE]
The number is called the geometric genus of . We let
[TABLE]
For the present, we assume that is nonempty. For each we let be a basis of the vector space Then we have the mapping by
[TABLE]
We define the Kodaira dimension of by
[TABLE]
If is empty, we put Obviously A nonsingular variety is said to be of general type if A singular variety in general is said to be rational, stably rational, unirational or of general type if any nonsingular model of is rational, stably rational, unirational or of general type respectively. We define
[TABLE]
A variety of dimension is said to be of logarithmic general type if there exists a smooth compactification of such that is a divisor with normal crossings only and the transcendence degree of the logarithmic canonical ring
[TABLE]
is , i.e., the logarithmic Kodaira dimension of is . We observe that the notion of being of logarithmic general type is weaker than that of being of general type.
Let be the Siegel modular variety of degree , that is, the moduli space of principally polarized abelian varieties of dimension . So far it has been proved that is of general type for At first Freitag [44] proved this fact when is a multiple of . Tai [133] proved this for and Mumford [99] proved this fact for On the other hand, is known to be unirational for Donagi [30] for Clemens [21] for and classical for For using the moduli theory of curves, Riemann [118], Weber [139] and Frobenius [51] showed that is a rational variety and moreover gave generators of the modular function field written explicitly in terms of derivatives of odd theta functions at the origin. So is a unirational variety with a Galois covering of a rational variety of degree Here denotes the principal congruence subgroup of of level Furthermore it was shown that is stably rational (cf. [16, 77]). For a positive integer , we let be the principal congruence subgroup of of level . Let be the moduli space of abelian varieties of dimension with -level structure. It is classically known that is of logarithmic general type for (cf. [99]). Wang [137, 138] gave a different proof for the fact that is of general type for On the other hand, the relation between the Burkhardt quartic and abelian surfaces with 3-level structure was established by H. Burkhardt [17] in 1890. We refer to [70, § IV.2, pp. 132–135] for more detail on the Burkhardt quartic. In 1936, J. A. Todd [134] proved that the Burkhardt quartic is rational. van der Geer [56] gave a modern proof for the rationality of . The remaining unsolved problems are summarized as follows:
Problem 1. Are stably rational or rational?
Problem 2. Discuss the (uni)rationality of
We already mentioned that is of general type if It is natural to ask if the subvarieties of are of general type, in particular the subvarieties of of codimension one. Freitag [49] showed that there exists a certain bound such that for each irreducible subvariety of of codimension one is of general type. Weissauer [141] proved that every irreducible divisor of is of general type for Moreover he proved that every subvariety of codimension in is of general type for We observe that the smallest known codimension for which there exist subvarieties of for large which are not of general type is is a subvariety of of codimension which is not of general type.
Remark A.4. Let be the coarse moduli space of curves of genus over Then is an analytic subvariety of of dimension It is known that is rational for In 1915 Severi proved that is unirational for (see E. Arbarello and E. Sernesi’s paper [8] for a modern rigorous proof). The unirationality of was proved by E. Sernesi [127] in 1981. Three years later the unirationality of and was proved by M. C. Chang and Z. Ran [19]. So the Kodaira dimension of is for In 1982 Harris and Mumford [69] proved that is of general type for odd with and J. Harris [67] proved that if and is even, is of general type. In 1987 D. Eisenbud and J. Harris [39] proved that is of general type for all and has the Kodaira dimension at least one. In 1996 P. Katsylo [74] showed that is rational and hence
Remark A.5. For more details on the geometry and topology of and compactifications of , we refer to [1, 40, 48, 55, 57, 58, 61, 71, 82, 91, 122, 123, 124, 137].
Appendix B. Extending of the Torelli Map to Toroidal Compactifications of the Siegel Modular Variety
Let be the Deligne-Mumford compactification of consisting of isomorphism classes of stable curves of genus . We recall ([29, 102, 105]) that a complete curve is said to be a stable curve of genus if
(S1) is reduced;
(S2) has only ordinary double points as possible singularities;
(S3) ;
(S4) each nonsingular rational component of meets the other components at more than two points.
P. Deligne and D. Mumford [29] proved that the coarse moduli space is an irreducible projective variety,and contains as a Zariski open subset.
We have three standard explicit toroidal compactifications and constructed from
(VI) the 1st Voronoi (or perfect) cone decomposition;
(VII) the 2nd Voronoi cone decomposition;
(cent) the central cone decomposition
respectively. We refer to [93, 128] for more details on the perfect cone decomposition and the 2nd Voronoi cone decomposition. In 1973, Y. Namikawa [102] proposed a natural question if the Torelli map
[TABLE]
extends to a regular map
[TABLE]
In fact, is the normalization of the Igusa blow-up of the Satake compactification along the boundary . In the 1970s, Mumford and Namikawa [103, 104] showed that the Torelli map extends to a regular map
[TABLE]
In 2012, V. Alexeev and A. Brunyate [2] proved that the Torelli map can be extended to a regular map
[TABLE]
and that the extended Torelli map
[TABLE]
is regular for but not regular for . Furthermore they also showed that the two compactifications and are equal near the closure of the Jacobian locus . Almost at the same time the extended Torelli map is regular for by Alexeev and et al. [3].
I would like to mention that K. Liu, X. Sun and S.-T. Yau [83, 84, 85, 86] showed the goodness of the Hermitian metrics on the logarithmic tangent bundle on which are induced by the Ricci and the perturbed Ricci metrics on . They also showed that the Ricci metric on extends naturally to the divisor and coincides with the Ricci metric on each component of .
Liu, Sun and Yau [84] showed that the existence of Kähler-Einstein metric on is related to the stability of the logarithmic cotangent bundle over .
Let be a holomorphic vector bundle over a complex manifold of dimension . Let be a Kähler class (or form) of . Then -degree of is defined by
[TABLE]
and the slope of is defined to be
[TABLE]
A bundle is said to be -stable if for any proper coherent subsheaf , we have
[TABLE]
Let be a local chart of near the boundary with pinching coordinates such that represent the degeneration direction. Let
[TABLE]
Then the logarithmic cotangent bundle is the unique extension of the cotangent bundle over to such that on is a local holomorphic frame of .
Liu, Sun and Yau [84] proved the following.
Theorem B.1. The first Chern class is positive and is stable with respect to .
Remark B.2. We refer to [18, 135, 144, 145] for some topics related to and .
Appendix C. Singular Modular Forms
Let be a rational representation of on a finite dimensional complex vector space A holomorphic function with values in is called a modular form of type if it satisfies
[TABLE]
for all and We denote by the vector space of all modular forms of type A modular form of type has a Fourier series
[TABLE]
where runs over the set of all semipositive half-integral symmetric matrices of degree A modular form of type is said to be singular if a Fourier coefficient vanishes unless
For we write with real. We put
[TABLE]
H. Maass [90] introduced the following differential operator
[TABLE]
characterizing singular modular forms. Using the differential operator , Maass [90, pp. 202–204] proved that if a nonzero singular modular form of degree and type (or weight ) exists, then and The converse was proved by R. Weissauer [140].
Freitag [46] proved that every singular modular form can be written as a finite linear combination of theta series with harmonic coefficients and proposed the problem to characterize singular modular forms. Weissauer [140] gave the following criterion.
Theorem C.1. *Let be an irreducible rational representation of with its highest weight Let be a modular form of type Then the following are equivalent :
(a) is singular.
(b) *
Now we describe how the concept of singular modular forms is closely related to the geometry of the Siegel modular variety. Let be the Satake compactification of the Siegel modular variety Then is embedded in as a quasiprojective algebraic subvariety of codimension . Let be the smooth part of and the desingularization of Without loss of generality, we assume Let (resp. be the space of holomorphic -form on (resp. ). Freitag and Pommerening [50] showed that if , then the restriction map
[TABLE]
is an isomorphism for Since the singular part of is at least codimension for we have an isomorphism
[TABLE]
Here denotes the space of -invariant holomorphic -forms on Let be the symmetric power of the canonical representation of on Then we have an isomorphism
[TABLE]
Theorem C.2. [140] Let be the irreducible representation of with highest weight
[TABLE]
such that for If we let Then
[TABLE]
Remark C.3. If then any is singular. Thus if then any -invariant holomorphic -form on can be expressed in terms of vector valued theta series with harmonic coefficients. It can be shown with a suitable modification that the just mentioned statement holds for a sufficiently small congruence subgroup of
Thus the natural question is to ask how to determine the -invariant holomorphic -forms on for the nonsingular range Weissauer [142] answered the above question for For the above question is still open. It is well know that the vector space of vector valued modular forms of type is finite dimensional. The computation or the estimate of the dimension of is interesting because its dimension is finite even though the quotient space is noncompact.
Finally we will mention the results due to Weisauer [141]. We let be a congruence subgroup of According to Theorem C.2, -invariant holomorphic forms in are corresponded to modular forms of type (3,1). We note that these invariant holomorphic -forms are contained in the nonsingular range. And if these modular forms are not cusp forms, they are mapped under the Siegel -operator to cusp forms of weight with respect to some congruence subgroup ( dependent on ) of the elliptic modular group. Since there are finitely many cusps, it is easy to deal with these modular forms in the adelic version. Observing these facts, he showed that any -holomorphic form on can be expressed in terms of theta series with harmonic coefficients associated to binary positive definite quadratic forms. Moreover he showed that has a pure Hodge structure and that the Tate conjecture holds for a suitable compactification of If for a congruence subgroup of it is difficult to compute the cohomology groups because is noncompact and highly singular. Therefore in order to study their structure, it is natural to ask if they have pure Hodge structures or mixed Hodge structures.
Appendix D. Singular Jacobi Forms
In this section, we discuss the notion of singular Jacobi forms. First of all we define the concept of Jacobi forms.
Let be a rational representation of on a finite dimensional complex vector space Let be a symmetric half-integral semi-positive definite matrix of degree . The canonical automorphic factor
[TABLE]
for on is given as follows :
[TABLE]
where and We refer to [152] for a geometrical construction of
Let be the algebra of all functions on with values in For we define
[TABLE]
where and
Definition D.1. Let and be as above. Let
[TABLE]
be the discrete subgroup of . A Jacobi form of index with respect to on a subgroup of of finite index is a holomorphic function satisfying the following conditions (A) and (B):
(A) for all .
(B) For each , has a Fourier expansion of
the following form :
[TABLE]
with and only if .
If the condition (B) is superfluous by Köcher principle (cf. [179, Lemma 1.6]). We denote by the vector space of all Jacobi forms of index with respect to on . Ziegler (cf. [37, Theorem 1.1] or [179, Theorem 1.8]) proves that the vector space is finite dimensional. In the special case with and a fixed , we write instead of and call the weight of the corresponding Jacobi forms. For more results about Jacobi forms with and , we refer to [147, 149, 150, 152, 159, 179]. Jacobi forms play an important role in lifting elliptic cusp forms to Siegel cusp forms of degree .
Without loss of generality we may assume that is positive definite. For simplicity, we consider the case that is the Siegel modular group of degree
Let and be two positive integers. We recall that is a symmetric positive definite, half-integral matrix of degree . We let
[TABLE]
be the open convex cone of positive definite matrices of degree in the Euclidean space We define the differential operator on defined by
[TABLE]
where
[TABLE]
and
[TABLE]
We note that this differential operator generalizes the Maass operator (see Formula (C.1)). The author [153] characterized singular Jacobi forms as follows :
Theorem D.2. *Let be a Jacobi form of index with respect to a finite dimensional rational representation of Then the following conditions are equivalent :
(1) is a singular Jacobi form.
(2) satisfies the differential equation *
Theorem D.3. Let be an irreducible finite dimensional representation of Then there exists a nonvanishing singular Jacobi form in if and only if Here denotes the weight of
For the proofs of the above theorems we refer to Theorems 4.1 and 4.5 in [153].
Exercise D.4. Compute the eigenfunctions and the eigenvalues of (cf. [153, pp. 2048–2049]).
Now we consider the following group equipped with the multiplication law
[TABLE]
where and We observe that acts on on the right as automorphisms. And we have the canonical action of on defined by
[TABLE]
where and
Lemma D.5. The differential operator defined by the formula (D.1) is invariant under the action (D.2) of
Proof. It follows immediately from the direct calculation.
We have the following natural questions.
Problem D.6. Develop the invariant theory for the action of on We refer to [169, 172] for related topics.
Problem D.7. Discuss the application of the theory of singular Jacobi forms to the geometry of the universal abelian variety as that of singular modular forms to the geometry of the Siegel modular variety (see Appendix C).
Appendix E. Stable Jacobi Forms
Throughout this appendix we put
[TABLE]
For a commutative ring and an integer , we denote by the set of all symmetric matrices with entries in .
We know that the Siegel-Jacobi space
[TABLE]
is a non-symmetric homogeneous space. Here
[TABLE]
is a subgroup of Let be the Lie algebra of the Jacobi group . Then has a decomposition
[TABLE]
where
[TABLE]
and
[TABLE]
We observe that is the Lie algebra of . The complexification of has a decomposition
[TABLE]
where
[TABLE]
and
[TABLE]
We define a complex structure on the tangent space of at by
[TABLE]
Identifying with via
[TABLE]
we may regard the complex structure as a real linear map
[TABLE]
where extends complex linearly on the complexification With respect to this complex structure we may say that a function on is holomorphic if and only if for all
Since the space is diffeomorphic to the homogeneous space , we may lift a function on with values in to a function on with values in in the following way. We define the lifting
[TABLE]
by
[TABLE]
where and denotes the vector space consisting of functions on with values in .
We see easily that the vector space is isomorphic to the space of smooth functions on with values in satisfying the following conditions: (1a) for all and
(1b) for all
(2) for all .
(3) For all the function defined by
[TABLE]
is bounded in the domain Here with
Clearly is isomorphic to the subspace of with the condition (3+) that the function is bounded.
Let be a fixed positive definite symmetric half-integral matrix of degree . Let be a stable representation of That is, for each is a finite dimensional rational representation of and is compatible with the embeddings defined by
[TABLE]
For two positive integers and , we put
[TABLE]
For with we define the mapping of into the functions on by
[TABLE]
where with and
[TABLE]
Proposition E.1. The limit (E.2) always exists and the image of under is contained in . Obviously the mapping
[TABLE]
is a linear mapping. The mapping is called the Siegel-Jacobi operator. For any we put
[TABLE]
where runs over all isomorphism classes of irreducible rational representations of . For we set For each we put
[TABLE]
where runs over all isomorphism classes of irreducible rational representations of with highest weight It is obvious that if then the Siegel-Jacobi operator maps ( resp. into ( resp.
We let
[TABLE]
be the inverse limits of and respectively.
Proposition E.2. * has a commutative ring structure compatible with the Siegel-Jacobi operators. Obviously is a subring of *
For a stable irreducible representation of , we define
[TABLE]
Proposition E.3. We have
[TABLE]
where runs over all isomorphism classes of stable irreducible representations of
Definition E.4. Elements in are called stable automorphic forms on of index and elements of are called even stable automorphic forms on of index .
For we define
[TABLE]
where runs over all isomorphism classes of irreducible rational representations of and runs over all equivalence classes of positive definite symmetric, half-integral matrices of any degree We set
For we also define
[TABLE]
where runs over all isomorphism classes of irreducible rational representations of with highest weight and runs over all equivalence classes of positive definite symmetric half-integral matrices of any degree
Let be a stable irreducible rational representation of For each irreducible rational representation of appearing in we put
[TABLE]
where runs over all equivalence classes of positive definite symmetric half-integral matrices of any degree Clearly the Siegel-Jacobi operator maps into
Using the Siegel-Jacobi operators, we can define the inverse limits
[TABLE]
Theorem E.5.
[TABLE]
where runs over all equivalence classes of stable irreducible representations of
Let and be the same as in the previous sections. For positive integers and with we let be a rational representation of defined by
[TABLE]
The Siegel-Jacobi operator is defined by
[TABLE]
where and It is easy to check that the above limit always exists and the Siegel-Jacobi operator is a linear mapping. Let be the subspace of spanned by the values Then is invariant under the action of the group
[TABLE]
We can show that if and is irreducible, then is also irreducible.
Theorem E.6. The action of the Siegel-Jacobi operator is compatible with that of that of the Hecke operator.
We refer to [149] for a precise detail on the Hecke operators and the proof of the above theorem.
Problem E.7. Discuss the injectivity, surjectivity and bijectivity of the Siegel-Jacobi operator.
This problem was partially discussed by the author [149] and Kramer [78] in the special cases. For instance, Kramer [78] showed that if is arbitrary, and is a one-dimensional representation of defined by for some then the Siegel-Jacobi operator
[TABLE]
is surjective for
Theorem E.8. Let and let be an irreducible finite dimensional representation of Assume that and that is even. Then
[TABLE]
Here denotes the subspace consisting of all cuspidal Jacobi forms in
Idea of Proof. For each we can show by a direct computation that
[TABLE]
where is the Eisenstein series of Klingen’s type associated with a cusp form For a precise detail, we refer to [179].
Remark E.9. Dulinski [35] decomposed the vector space into a direct sum of certain subspaces by calculating the action of the Siegel-Jacobi operator on Eisenstein series of Klingen’s type explicitly.
For two positive integers and with we consider the bigraded ring
[TABLE]
and
[TABLE]
where denotes the principal congruence subgroup of of level and runs over the set of all symmetric semi-positive half-integral matrices of degree . Let
[TABLE]
be the Siegel-Jacobi operator defined by (E.11).
Problem E.10. Investigate over and the quotient space
[TABLE]
for
The difficulty to this problem comes from the following facts (A) and (B) :
(A) is not finitely generated over
(B) in general.
These are the facts different from the theory of Siegel modular forms. We remark that Runge (cf. [119, pp. 190–194]) discussed some parts about the above problem.
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