On transformations of A-hypergeometric functions
Jens Forsg{\aa}rd, Laura Felicia Matusevich, Aleksandra Sobieska

TL;DR
This paper systematically studies transformations of A-hypergeometric functions using automorphisms of toric rings and integral representations, revealing that all linear transformations stem from polytope symmetries and applying this to analyze the Appell function F4.
Contribution
It introduces a unified approach to understanding A-hypergeometric transformations via toric automorphisms and polytope symmetries, and applies it to specific functions like F4.
Findings
All linear A-hypergeometric transformations originate from polytope symmetries.
The approach links integral representations to automorphisms of toric rings.
F4 does not have a certain Euler-type integral representation.
Abstract
We propose a systematic study of transformations of -hypergeometric functions. Our approach is to apply changes of variables corresponding to automorphisms of toric rings, to Euler-type integral representations of -hypergeometric functions. We show that all linear -hypergeometric transformations arise from symmetries of the corresponding polytope. As an application of the techniques developed here, we show that the Appell function does not admit a certain kind of Euler-type integral representation.
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Taxonomy
TopicsPolynomial and algebraic computation · Commutative Algebra and Its Applications · Algebraic Geometry and Number Theory
On transformations of -hypergeometric functions
Jens Forsgård
Department of Mathematics
Texas A&M University
College Station, TX 77843.
,
Laura Felicia Matusevich
Department of Mathematics
Texas A&M University
College Station, TX 77843.
and
Aleksandra Sobieska
Department of Mathematics
Texas A&M University
College Station, TX 77843.
Abstract.
We propose a systematic study of transformations of -hypergeometric functions. Our approach is to apply changes of variables corresponding to automorphisms of toric rings, to Euler-type integral representations of -hypergeometric functions. We show that all linear -hypergeometric transformations arise from symmetries of the corresponding polytope. As an application of the techniques developed here, we show that the Appell function does not admit a certain kind of Euler-type integral representation.
Key words and phrases:
Hypergeometric functions, Euler type integrals, Hypergeometric transformations.
2010 Mathematics Subject Classification:
Primary: 33C70, 32A17; Secondary: 14M25
LFM was partially supported by NSF grants DMS 1001763 and DMS 1500832.
1. Introduction
Hypergeometric functions are among the most extensively studied mathematical functions. The archetypal hypergeometric function is the Gauss hypergeometric series:
[TABLE]
where are considered parameters, and .
Transformations are one of the characteristic phenomena exhibited by hypergeometric functions. Among the earliest noted ones are Pfaff’s transformations:
[TABLE]
which are valid when , and which can be used to explicitly analytically continue the Gauss hypergeometric series. We point out that Pfaff’s transformations can be proved by a change of variables in Euler’s integral
[TABLE]
valid for and , and where denotes the beta function.
On the one hand, transformation formulas are abundant in the hypergeometric literature, see, e.g., reference works such as [AAR99, EMOT53, NIST]. Of particular note is the work of Vidūnas, culminating in [Vid09], which classifies algebraic transformations for the Gauss hypergeometric function. On the other hand, the known hypergeometric transformations mostly involve only a few of the most classical families of hypergeometric functions, essentially those named after Gauss, Appell, and Lauricella.
In the late 1980s Gelfand, Graev, Kapranov, and Zelevinsky [GGZ87, GKZ89] introduced a way of studying multivariate hypergeometric functions, which at once unified and vastly generalized them. The goal of this article is to study transformations in the more general context of the -hypergeometric functions introduced by Gelfand, Graev, Kapranov, and Zelevinsky. (See Section 2.1 for details, and in particular, Example 2.2 for the relationship between the classical and -hypergeometric functions.)
Let , where , be a family of hypergeometric functions in the variables depending on parameters . Loosely speaking, a transformation of hypergeometric functions is an identity involving the functions
[TABLE]
where is an affine function and is an algebraic function for all . Such an identity is not necessarily given by a closed formula, and is allowed to involve elementary functions of and as coefficients. Needless to say, the task of classifying all hypergeometric transformations, even for the most classical hypergeometric functions in one or two variables, is probably out of reach.
The advantage of working in the context of -hypergeometric functions, where tools from combinatorics, toric geometry, -module theory and combinatorial commutative algebra are available, is that a systematical, unified study may be undertaken. This way, we may attempt to understand which kinds of transformations are valid in the most general contexts, and which are valid only for specific families of hypergeometric functions satisfying additional (combinatorial) properties.
Just as is the case for Pfaff’s transformations, integral expressions for hypergeometric functions provide many of the proofs of the classical transformation formulas. Here we use Euler-type integrals [GKZ90, BFP14] to provide transformations of -hypergeometric functions. To aid our purposes, we introduce in (2.4) a more symmetric version of these integrals, which has not appeared before.
We point out that in order to apply changes of variables to Euler-type integrals so as to produce transformations, both the integrand and the cycle of integration need to be carefully controlled. A challenge in using the integrals of [GKZ90] is that the (compact) cycles used there are not explicitly constructed. Even when using the explicit cycle from [Beu10], it is difficult to determine which changes of variables preserve it. On the other hand, the cycles used in [BFP14] are essentially orthants, and thus easier to control, with the drawback, however, of requiring stronger assumptions on the integrand in order to achieve convergence than in the case of compact cycles.
As can be seen from the previous paragraph, we consider individual Euler-type integrals, and study their transformations. On the other hand, -hypergeometric functions are defined as solutions of -hypergeometric systems of differential equations. If the parameters are sufficiently generic, it is known [GKZ90, Beu11, SW12] that such systems have irreducible monodromy representation. As such, if a single -hypergeometric function satisfies a given transformation, by monodromy transformations, a basis of such solutions may be obtained that satisfy the transformation as well, with the proviso that some coefficients may appear in order to account for choices of branches. This provides transformations for any -hypergeometric function (not necessarily the original transformation due to the aforementioned coefficients).
Regarding classical hypergeometric transformations, we observe that not all of these are proved by straight change of variables in an integral representation of the corresponding function. See, e.g., the quadratic and higher order transformations for the Gauss hypergeometric function. While these transformations are valid for their -hypergeometric counterparts, we have not been able to derive them using the techniques developed here.
This article is organized as follows. In Section 2, we introduce -hypergeometric functions and their Euler-type integral representations. In Section 3, we discuss how certain changes of variables induce transformations of -hypergeometric functions. In Section 4, we study changes of variables and transformations induced by symmetries of the polytope underlying a given -hypergeometric systems, and show that all linear transformations of -hypergeometric functions arise from such symmetries. In Section 5 we briefly consider transformations induced by automorphisms of the monoid ring which defines an -hypergeometric system. In Section 6 we use the techniques developed in this article to show that the Appell function does not admit an Euler-type integral representation where the cycle of integration is a rotation of the positive orthant.
Throughout this article denotes the set .
2. The -hypergeometric system and Euler type integrals.
2.1. The -hypergeometric system
We set
[TABLE]
where . We assume, firstly, that the columns of span as a lattice and, secondly, that the all ones vector lies in the rowspan of . Thus, has rank , and there exists a vector such that
[TABLE]
We denote by elements in the torus or indeterminates in the coordinate ring of this torus.
Definition 2.1**.**
Let A be as in (2.1), and let . The -hypergeometric system with parameter , denoted , is the following system of linear partial differential equations:
[TABLE]
The matrix defines a projective toric variety, namely the closure in of the image of the map given by . We refer to this as the toric variety underlying the hypergeometric system . The coordinate ring of this variety is the semigroup ring , where is the semigroup (actually, monoid) of nonnegative integer combinations of the columns of .
We identify the space with the family of polynomials
[TABLE]
where . Note that we deviate from the standard approach: the Newton polytope (i.e. the convex hull of the exponent vectors of the monomials) of a polynomial is at most -dimensional. Indeed, the linear form encodes the quasi-homogeneity
[TABLE]
where . It is common in the literature to reduce the number of variables by removing this homogeneity, and in effect consider as a -variate polynomial.
Example 2.2**.**
Classical hypergeometric functions must be suitably homogenized to fit in the -hypergeometric setting. Let us give some information on how to realize some of the more important classical hypergeometric functions in an -hypergeometric way. Since only special matrices are involved, we note that the -hypergeometric setting is indeed more general than the classical setting.
It can be shown that, when and are given by
[TABLE]
then a function is a solution of the Gauss hypergeometric equation if and only if the function is a solution of .
In a similar way, the hypergeometric functions can be obtained using a matrix consisting of a identity matrix to which we adjoin an additional column whose entries are in such a way that the kernel of is spanned by with ones and negative ones.
For the Appell functions, each of and arises from a single matrix (see the proof of Theorem 6.1 for more details on ), while each of and correspond to a matrix .
More generally, the -variate Lauricella function corresponds to a matrix of size , the function corresponds to a matrix of size , the function corresponds to a matrix of size (given explicitly in Example 4.3) and, finally, the function corresponds to a matrix of size .
2.2. Euler type integrals
In this article, a central role is played by solutions of representable by an integral
[TABLE]
where is as in (2.3) and is as in (2.2). The relationship between -hypergeometric functions and toric geometry is here manifest through the Haar measure
[TABLE]
of the complex torus . We discuss the multivaluedness of (2.4) in § 2.3. In order for the integral (2.4) to be well defined, we need the -cycle to avoid the singular locus of the integrand. That is, we require that , where denotes the zero locus of the polynomial . The inclusion is also valid if we perturb the coefficients of the polynomial . Hence, the integral (2.4) defines a germ of a meromorphic function in , under the assumption that it converges.
As we do not follow the standard approach, we provide a proof of the following theorem.
Theorem 2.3** (almost [GKZ90, Theorem 2.7]).**
Provided sufficient convergence properties, the integral (2.4) defines a germ of an -hypergeometric function in the variables .
Let us comment on the sufficient convergence properties required in Theorem 2.3. In order to perform the steps in the following proof, we need to interchange the order of the integration in (2.4) and partial derivatives with respect to parameters . This interchange is allowed if, e.g., the cycle is compact as in [GKZ90] or, in case of a noncompact cycle , provided the integrand has sufficiently rapid decay along its boundary as in [BFP14]. In the latter case one might be forced to impose restrictions on the parameter ; however, these restrictions can be handled by considering a meromorphic extension in the sense of Riesz and Hadamard. As the explicit cycles considered in this work are of the forms appearing in [GKZ90] and [BFP14], we refer the reader to those articles for further details on these aspects.
Proof of Theorem 2.3.
We need to show that solves the differential equations set forward in Definition 2.1. We consider them in order.
Firstly, let . Then,
[TABLE]
where and denotes the descending factorial . Since has only nonnegative components, we have that , and hence the right hand side of (2.5) depends, in terms of , only on the vector . It follows that solves the first set of equations in Definition 2.1.
Secondly, we have that
[TABLE]
where the last equality is obtained through integration by parts with respect to . This is precisely the second set of equations in Definition 2.1. ∎
Remark 2.4**.**
The integral (2.4) is a homogeneous version of the hypergeometric integrals appearing in [GKZ90] and [BFP14]. In those papers, the matrix was given in the form
[TABLE]
where and . Thus, . The existence of ensures that can always be written in this form with . Notice that, with as in (2.6),
[TABLE]
It holds that , where , and where denotes the family of -variate polynomials
[TABLE]
where . The Euler-type hypergeometric integral considered in, e.g., [GKZ90] and [BFP14] takes the form
[TABLE]
where is some -cycle. Let us consider instead the integral from Definition 2.4, and the change of variables defined by
[TABLE]
If , where is some -cycle, then
[TABLE]
where
[TABLE]
is constant with respect to . We say that is the homogenized version of or, conversely, that is a dehomogenized version of . In this nomenclature, the dependence on the cycle is suppressed; typically one considers as simple as possible to ensure convergence and nontriviality of , e.g., as the skeleton of a polydisc centered at the origin. Throughout this text, we consider dehomogenized integrals in the examples, to emphasize the relationship with integral representations of classical hypergeometric functions
Remark 2.5**.**
A parameter is called nonresonant (with respect to ) if it does not belong to any integer translate of a supporting hyperplane of a facet of the real cone spanned by the columns of the matrix . Thus, nonresonant parameters are very generic in the sense that they avoid a locally finite (but infinite) collection of algebraic varieties. It follows from Remark 2.4 and [GKZ90] that if is nonresonant, one can always find a basis of the solution space of by considering integrals (2.4) taken over -many distinct cycles .
2.3. Multivaluedness
An additional difficulty to overcome is the multivaluedness of the integrand in (2.4). Indeed, we need to choose branches of the exponential functions and . A change of branch alters the value of the integral by a factor of , where for some subgroup depending on the cycle . (Note that the one-dimensional subspace of the solution space generated by (2.4) is well-defined.) In particular, the validity of any identity involving Euler-type integrals depends on an appropriate choice of branches. We mention this, as it has implications relevant for any study comparing transformations with computations of monodromy; the coefficient can appear through the action of analytic continuation.
Example 2.6**.**
Consider the -hypergeometric system defined by the matrix
[TABLE]
Let us consider a neighbourhood of a point such that , and assume that is sufficiently generic (nonresonant suffices). Then, the solution space of the system is spanned by the two dehomogenized Euler-type integrals (as in [BFP14])
[TABLE]
Here and refer to the nonnegative and nonpositive real half-lines, respectively. By the multivaluedness of the exponential functions, the integrals and are well-defined only up to a multiple of for . Applying the change of variables for each of the above integrals we obtain the transformation
[TABLE]
This seeming contradiction is caused by inconsistencies in the choices of branches. The transformation is valid – but it does not commute with meromorphic continuations.
3. Changes of variables, Automorphisms, and Transformations
We saw in Example 2.6 that a change of variables in the integral (2.4) can induce a transformation of -hypergeometric functions. We now consider the general situation. In order to deduce an identity, we need to perform a change of variables under which the cycle is invariant up to homotopy. To simplify notation, we introduce the following assumptions.
Let be a diffeomorphism such that the toric Jacobian is nonvanishing.
Let denote the pullback . Then, performing the change of variables in 2.4 we obtain
[TABLE]
We now wish to interpret the right hand side of (3.1) as an -hypergeometric function. We present here only a sufficient result in this direction. There is a flexibility in considering, for example, special values of the parameters , which could greatly simplify the right hand side of (3.1).
One natural requirement to enable the right hand side of (3.1) to represent an -hypergeometric function is that the pullback defines a map
[TABLE]
The form from (2.2) induces a grading on the semigroup ring . We say that an automorphism of is homogeneous if it preserves homogeneous elements under this grading. Then is induced by a homogeneous automorphism of the semigroup ring if and only if (3.2) holds and is a -linear map. Conversely, we have the main theorem of this section.
Theorem 3.1**.**
Assume that is induced by a homogeneous automorphism of . Then, provided sufficient convergence, the identity (3.1) encodes a transformation of -hypergeometric functions.
The requirement of sufficient convergence depends heavily on the automorphism and cycle in question. We refer to reader to §4–5 for details. In this section we provide only the formal computations.
Before we prove Theorem 3.1 we need a few auxiliary results. We remark already at this point that by abuse of notation we identify with its induced rational map , whose existence follows from Lemma 3.3.
Lemma 3.2**.**
Let be a homogeneous automorphism of . Then, there exist linear homogeneous polynomials , for , such that .
Proof.
Since is an automorphism, it is injective, and hence is nonconstant. Then, since is a homogeneous automorphism, must be a polynomial with vanishing constant term for each .
Let , for , denote the corresponding polynomials associated to the inverse of . Let . Then, since for all , the degree of is equal to the degree of in . We have that
[TABLE]
After the substitution we obtain in the left hand side a polynomial of degree one in . Since the polynomials all have positive degree, we obtain in the right hand side a polynomial in of degree at least the degree of . Hence, the degree of is at most one, which implies that it is equal to one. ∎
Lemma 3.3**.**
Every automorphism of is induced from an automorphism of the field of rational functions .
Proof.
Since the columns of span as a lattice, each of the standard basis vectors has a representation
[TABLE]
where for all and . Then, extends to a map by
[TABLE]
To see that this is an automorphism of , apply the same procedure to the inverse automorphism . ∎
We remark that the converse of Lemma 3.3 is not true, as most automorphisms of , or of , do not restrict to well defined maps . For more information on automorphisms of we refer to [BG99], where a classification of homogeneous automorphisms of is provided under the assumption that is normal.
Proof of Theorem 3.1.
Since for are homogeneous linear forms the pullback defines a linear map . In particular, .
From (3.4) we can conclude that each is a rational function of for . It follows that also the toric Jacobian is a rational function. By use of the generalized binomial theorem, under proper assumptions to ensure convergence, we can expand the factor of the integrand as a generalized Laurent series. Each term of such a series is an -hypergeometric function, which finishes the proof. ∎
We have assumed that restricts to a diffeomorphism of the cycle . Given an explicit automorphism, to deduce a valid transformation, we must describe explicitly the cycle . What sparked our investigation of the subject matter was not the realization provided by Theorem 3.1, but the study of Euler-type -hypergeometric integrals over explicit cycles in [NP13] and [BFP14].
4. Linear algebraic transformations from polytope symmetries
Consider a matrix as in (2.1), and a monomial homogeneous automorphism . That is, all polynomials , for , are monomials. It follows from these assumptions and Lemma 3.3 that there exist vectors such that
[TABLE]
Let us denote by the matrix .
The fact that is a monomial homogeneous automorphism, together with Lemma 3.2, implies that for each , where . By injectivity of , we conclude that is a permutation of the columns of . Let denote the corresponding permutation matrix. Then,
[TABLE]
The pair encodes a polytope symmetry of the Newton polytope , the convex hull of the columns of the matrix . In general, however, a polytope symmetry of need not induce an automorphism of . If is saturated, that is, if , or equivalently, if is normal, then any polytope symmetry does induce an element of .
Corollary 4.1**.**
The monomial homogeneous automorphism induces the transformation
[TABLE]
where and and denotes the standard matrix multiplication.
Proof.
Let us first remark on the choice of cycle. Applying a linear transformation we can write in the form (2.6) with . In the notation of Remark 2.4, we set to ensure convergence, and nonvanishing, of the constant (2.7). The dehomogenized integral is taken over the cycle . Note that restricts to monomial transformation in variables of the dehomogenized integral, which we also denote by .
It is clear that maps into itself. As is also a monomial automorphism, we find that preserves the positive orthant. The toric Jacobian is equal to the determinant , which is nonvanishing since is surjective. Furthermore, the identity implies that, with the notation of Theorem 3.1,
[TABLE]
Finally, that is immediate. Thus, the statement follows from Theorem 3.1. ∎
Example 4.2**.**
Consider the point configuration
[TABLE]
There is a group of eight transformations generated by the polytope symmetries encoded by the pairs
[TABLE]
The corresponding identities for the hypergeometric functions reads as
[TABLE]
Using a classical integral representation of Gauss hypergeometric function , with and , the first transformation translates to the in terms of series trivial identity
[TABLE]
Example 4.3**.**
Suitably homogenized, the Lauricella hypergeometric function is a solution to the -hypergeometric system defined by the -matrix
[TABLE]
where denotes the identity matrix, and bold numbers are to be interpreted as a vectors of appropriate dimensions. We can view as the convex hull of two -simplices in , and find two families of transformations of . The first corresponds to a permutation of the vertices of the simplices: let be a permutation matrix of size , then
[TABLE]
The second family of transformations corresponds to swapping two vertices between the simplices:
[TABLE]
which corresponds to transposing columns and of . The two families of permutations commute, generating a group of linear transformations of .
Let us end this section with a partial converse of Corollary 4.1.
Theorem 4.4**.**
Let be an -hypergeometric function for which there exists a transformation valid for generic parameters ;
[TABLE]
where is a permutation matrix and is a constant with respect to . Then, . That is, encodes a polytope symmetry of .
Proof.
We recall from [Mat09, Theorem 2.7 and Corollary 2.8] the fact that if is sufficiently generic, and is a solution of , then any differential operator annihilating must belong to . Using this result, the equation (4.3) implies that .
Since the toric ideals underlying and coincide, we see that and have the same integer kernel, and therefore (since has full rank), the same rational rowspan. Now considering the second set of equations from Definition 2.1 for and , we conclude that . ∎
5. Linear Algebraic Transformations from Elementary Automorphisms
It follows from [BG99] that in the case when is saturated all homogeneous automorphisms of are given by the polytope symmetries considered in §4 and elementary (toric) automorphisms which we consider in this section. These are generated by mappings
[TABLE]
where is a scalar and . These automorphisms also generate identities of hypergeometric functions. However, in contrast to the situation in §4, one must perform an expansion using the generalized binomial theorem, as in the proof of Theorem 3.1. This requires a specialization of to a family of hyperplanes in the parameter space. To simplify the exposition, we deduce the corresponding transformations in examples only.
Example 5.1**.**
Consider the matrix
[TABLE]
which we consider to be in the form (2.6) with . Consider the automorphism of defined by , which for the dehomogenized integral induces the change of variables . A cycle preserved under this transformation is , and under the restriction that is nonvanishing on , the integral (2.4) converges for in some open domain [BFP14]. We find that
[TABLE]
In order to obtain an identity of -hypergeometric functions with shifted parameters, we need to expand the binomial . Since the cycle is , this imposes the requirement that is integer. For , we obtain the identity
[TABLE]
Example 5.2**.**
Consider the matrix from Example 4.2. Then, all automorphisms of are generated by the monomial automorphism of that example, and the toric automorphism induced by in the dehomogenized integral. The latter gives the identity
[TABLE]
which yields an identity of -hypergeometric integrals in the case when is a negative integer using the same reasoning as in the previous example.
6. On the absence of integral representations of Apell’s .
The standard form of an integral representation of classical hypergeometric functions is as a dehomogenized Euler type integral (2.4) over the positive orthant , with a coefficient which is a quotient of gamma functions in the parameters . Such expressions are known, e.g., for Gauss’ hypergeometric function and Lauricella . However, such an expression is not known in the case of Apell’s hypergeometric function , a special case of Lauricella . In this section we prove the following theorem, as an application of the results of §4.
Theorem 6.1**.**
The Apell hypergeometric function does not admit any integral representation in the form of a dehomogenized Euler type integral taken over a cycle which is a rotation of the positive orthant.
Proof.
Apell’s hypergeometric function can be realized as an -hypergeometric function using the setup from Example 4.3. More precisely, let be as in the case of that example. In its dehomogenized version, Apell’s admits the series representation
[TABLE]
Then, for the transpose of , the function
[TABLE]
is hypergeometric of parameter .
Let us note that Apell’s satisfies the transformation
[TABLE]
where and are certain quotients of functions in the parameters , see [EMOT53, §5.11]. We consider the polytope symmetry of encoded by
[TABLE]
Assume that admits an integral representation as a dehomogenized version of the Euler type integral (2.4) taken over some cycle which is a rotation of the positive orthant. It then follows from Corollary 4.1, using and as above, that satisfies, for generic parameters, an identity of the form
[TABLE]
However, this contradicts the validity of the transformation (6.1). Indeed, composing the two transformations, we find that the two functions appearing in the right hand side of (6.1) are linearly dependent for generic parameters ; this is absurd. ∎
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