
TL;DR
This paper demonstrates through examples that the sum of two subnormal kernels on the unit disc does not necessarily produce a subnormal multiplication operator, disproving a recent conjecture and exploring cases where it does.
Contribution
It provides counterexamples to a conjecture about subnormal kernels and discusses conditions under which the sum remains subnormal.
Findings
Counterexamples show sum of subnormal kernels need not be subnormal.
The conjecture by Adams, Feldman, and McGuire is false in general.
Certain cases where the sum is subnormal are identified.
Abstract
We show, by means of a class of examples, that if and are two positive definite kernels on the unit disc such that the multiplication by the coordinate function on the corresponding reproducing kernel Hilbert space is subnormal, then the multiplication operator on the Hilbert space determined by their sum need not be subnormal. This settles a recent conjecture of Gregory T. Adams, Nathan S. Feldman and Paul J. McGuire in the negative. We also discuss some cases for which the answer is affirmative.
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On sum of two subnormal kernels
Soumitra Ghara
Department of Mathematics, Indian Institute of Science, Bangalore 560012, India
and
Surjit Kumar
Department of Mathematics, Indian Institute of Science, Bangalore 560012, India
Abstract.
We show, by means of a class of examples, that if and are two positive definite kernels on the unit disc such that the multiplication by the coordinate function on the corresponding reproducing kernel Hilbert space is subnormal, then the multiplication operator on the Hilbert space determined by their sum need not be subnormal. This settles a recent conjecture of Gregory T. Adams, Nathan S. Feldman and Paul J. McGuire in the negative. We also discuss some cases for which the answer is affirmative.
Work of the first author was supported by CSIR SPM Fellowship and work of the second author was supported by Inspire Faculty Fellowship.
††2010 Mathematics Subject Classification: Primary 46E20, 46E22; Secondary 47B20, 47B37††Key words and phrases: Completely alternating, Completely hyperexpansive, Completely monotone, Positive definite kernel, Spherically balanced spaces, Subnormal operators
1. Introduction
Let be a complex separable Hilbert space. Let denote the Banach algebra of bounded linear operators on Recall that an operator in is said to be subnormal if there exists a Hilbert space and a normal operator in such that and For the basic theory of subnormal operators, we refer to [12].
Completely hyperexpansive operators were introduced in [6]. An operator is said to be completely hyperexpansive if
[TABLE]
The theory of subnormal and completely hyperexpansive operators are closely related with the theory completely monotone and completely alternating sequences (cf. [5], [6] ).
Let denote the set of non-negative integers. A sequence of positive real numbers is said to be a completely monotone if
[TABLE]
It is well-known that a sequence is completely monotone if and only if the sequence is a Hausdorff moment sequence, that is, there exists a positive measure supported in such that for all (cf. [9]).
Similarly, a sequence of positive real numbers is said to be completely alternating if
[TABLE]
Note that is completely alternating if and only if the sequence is completely monotone, where
Let be a reproducing kernel Hilbert space consisting of holomorphic functions on the open unit disc with reproducing kernel Thus is holomorphic in the first variable and anti-holomorphic in the second. We make the assumption that a kernel function is always holomorphic in the first variable and anti-holomorphic in the second throughout this note. Consider the operator of multiplication by the coordinate function on As is well-known, such a multiplication operator is unitarily equivalent to a weighted shift operator on the sequence space
[TABLE]
with where is the standard unit vector. Assume that is bounded. Then is a contractive subnormal if and only if the sequence is a Hausdorff moment sequence. On the other hand, on is completely hyperexpansive if and only if the sequence is completely alternating (cf. [6, Proposition 3]).
For any two positive definite kernels and their sum is again a positive definite kernel and therefore determines a Hilbert space of functions. It was shown in [4] that
[TABLE]
is a Hilbert space with the norm given by
[TABLE]
Sum of two kernel functions is also discussed by Salinas in [19]. He proved that if and are generalized Bergman kernels (for definition, refer to [16] ), then so is Although not explicitly stated in [4], it is not hard to verify that the multiplication operator on is unitarily equivalent to the operator where is the operator of multiplication by the coordinate function on and
[TABLE]
Evidently, if and are subnormal, then so is Here, we discuss the subnormality of the compression for a class of kernels. In particular, we show that the subnormality of and need not imply is subnormal.
A similar question on subnormality involving the point-wise product of two positive definite kernels was raised in [19]. Recall that the product of two positive definite kernels defined on, say the unit disc is also a positive definite kernel on Indeed, if be the usual tensor product of the two Hilbert spaces and and is the subspace then the operator acting on the Hilbert space compressed to is unitarily equivalent to the multiplication operator on the Hilbert space If is subnormal on then so is the operator
The answer to the question of subnormality, both in the case of the sum as well as the product, is affirmative in several examples. For over thirty years, the question of whether the compression to is subnormal had remained open. Recently, a counter-example has been found, see [3, Theorem 1.5]. The conjecture below is similar except that it involves the sum of two kernels.
Conjecture 1.1**.**
([1, pp. 22]** **).** Let and be any two reproducing kernels satisfying:
- (a)
**
- (b)
**
- (c)
* and for all *
Then the multiplication operator on is a subnormal operator.
An equivalent formulation, in terms of the moment sequence criterion, of the conjecture is the following. If and are Hausdorff moment sequences, does it necessarily follow that is also a Hausdorff moment sequence?
Like the case of the product of two kernels, here we give a class of counter examples to the conjecture stated above. Paul McGuire, in a private communication, has informed the authors of an example that they had found. In fact, he says that their example is one of the examples discussed in this note.
These two cases suggest that it may be fruitful to ask when the compression of a subnormal operator to an invariant subspace is again subnormal.
The paper is organized as follows. In section , we provide a class of counter-examples which settles the Conjecture 1.1. We also discuss some cases for which answer to this conjecture is affirmative. In the last section, we try to answer analogously in a certain class of weighted multi-shifts.
2. Sum of two subnormal reproducing kernels need not be subnormal
For the construction of counter-examples to the conjecture, we make use of the following result, borrowed from [2, Proposition 4.3].
Proposition 2.1**.**
For distinct positive real numbers and non-zero real numbers consider the polynomial Then the sequence is never a Hausdorff moment sequence.
For let be a positive definite kernel given by
[TABLE]
The case corresponds to the Bergman kernel. It is easy to see that the multiplication operator on is a contractive and subnormal and the representing measure is
For consider the multiplication operator on where
[TABLE]
The case and corresponds to the kernel Note that is a contractive subnormal with the representing measure is given by
[TABLE]
One easily verifies that and both satisfy all the conditions and of the Conjecture 1.1. But the multiplication operator on their sum need not be subnormal for all possible choices of . This follows from the following theorem.
Theorem 2.2**.**
The multiplication operator on is subnormal if and only if
[TABLE]
Proof.
Notice that
[TABLE]
The roots of the polynomial are
[TABLE]
Suppose that Then the kernel will be of the form where and Hence, on is a subnormal operator.
Conversely, assume that By Proposition 2.1, it follows that on can not be subnormal. ∎
Remark 2.3 :
If we choose and then the inequality (2.4) is not valid.
We also point out that if and are any two reproducing kernels such that the multiplication operators on and are hyponormal, then the multiplication operator on need not be hyponormal. An example illustrating this is given below.
Example 2.4**.**
For any consider the reproducing kernel given by
[TABLE]
Note that defines a reproducing kernel on the unit disc and the multiplication operator on can be seen as a weighted shift operator with weights Thus, it follows that on is hyponormal if and only if
Observe that on can be realized as a weighted shift operator with weights For the hyponormality of this weighted shift operator, it is necessary that which is true only when
We remark that this is different from the case of the product of two kernels, where, the hyponormality of the multiplication operator on the Hilbert space follows as soon as we assume they are hyponormal on the two Hilbert spaces and , see [10].
If is left invertible then the operator given by is said to be the operator Cauchy dual to The following result has been already recorded in [6, Proposition 6], which may be paraphrased as follows:
Theorem 2.5**.**
Let be a positive definite kernel on and be the multiplication operator on Assume that is left invertible. Then the followings are equivalent:
- (i)
* is a completely alternating sequence.*
- (ii)
The Cauchy dual of is completely hyperexpansive.
- (iii)
For all , is a completely monotone sequence.
- (iv)
For all , the multiplication operator on is contractive subnormal, where is the Szeg* kernel on .*
Remark 2.6 :
If is a completely alternating sequence then by putting in part (iii) of Theorem 2.5, it follows that is a completely monotone sequence.
Corollary 2.7**.**
Let and be any two reproducing kernels such that and are completely alternating sequences, then the multiplication operator on is subnormal.
Proof.
It is easy to verify that the sum of two completely alternating sequences is completely alternating. The desired conclusion follows immediately from Remark 2.6.
∎
Remark 2.8 :
Note that is a completely alternating sequence but the sequence is not completely alternating. So, the reproducing kernels and discussed in Theorem 2.2 does not satisfy the hypothesis of Corollary 2.7.
Proposition 2.9**.**
Let be any positive definite kernel such that the multiplication operator on is subnormal. Then the multiplication operator on is subnormal.
Proof.
From subnormality of on it follows that is a completely monotone sequence. Thus, is completely alternating. Note that
[TABLE]
Observe that is a completely monotone sequence for all Now, being the limit of completely monotone sequences, is completely monotone.
∎
Remark 2.10 :
We have following remarks:
- (i)
The converse of the Proposition 2.9 is not true (see the example discussed in part (ii) of the Remark 2.13).
- (ii)
If we replace Szeg kernel by Bergman kernel then the conclusion of the Proposition 2.9 need not be true. For example, by using Proposition 2.1, one may choose such that the sequence is not completely monotone but the sequence is completely monotone.
We use the convenient Pochhammer symbol given by where denotes the gamma function.
For consider the positive definite kernel
[TABLE]
It is easy to see that the case corresponds to the kernel Note that the multiplication operator on may be realized as a weighted shift operator with weight sequence
First part of the following theorem is proved in [15] and the representing measure is given in [13, Lemma 2.2]. Here, we provide a proof for the second part only.
Theorem 2.11**.**
The multiplication operator on is
- (i)
subnormal if and only if In this case, the representing measure of is given by
[TABLE]
where is the Dirac delta function.
- (ii)
completely hyperexpansive if and only if
Proof.
The multiplication operator on is completely hyperexpansive if and only if the sequence is completely alternating. Here
[TABLE]
By first part of this theorem, is a completely monotone sequence if and only if This completes the proof.
∎
The following proposition gives a sufficient condition for the subnormality of multiplication operator on Hilbert space determined by sum of two kernels belonging to the class
Proposition 2.12**.**
Let Then the multiplication operator on is contractive subnormal.
Proof.
Observe that
[TABLE]
and
[TABLE]
Since it follows from part (i) of Theorem 2.11 that is completely monotone.
If then by part (ii) of Theorem 2.11, the sequence is a completely alternating sequence. So is the sequence Hence, by Remark 2.6, is a completely monotone sequence. Thus, being a product of two completely monotone sequences, is a completely monotone sequence. This completes the proof. ∎
Remark 2.13 :
Here are some remarks:
- (i)
The case when and The representing measure for the sequence is The representing measure for the sequence is given in part (i) of Theorem 2.11. Thus, using Remark of [2], one may obtain the representing measure for on to be given by
[TABLE]
But in general, when we do not know the representing measure for the sequence as well as for the sequence
- (ii)
Consider the kernel for all It follows from Proposition 2.1 that the sequence is not completely monotone. Consequently, the multiplication operator on is not subnormal.
For consider the kernel We claim that there exists a such that is not completely monotone. If not, assume that it is a completely monotone sequence for all . As goes to one may get that is completely monotone, which is a contradiction. Therefore, we conclude that there exists a such that the multiplication operator on is not subnormal. By using properties of gamma function, one may verify that and both satisfy and of the Conjecture 1.1. This also provides a class of counterexamples for the Conjecture 1.1.
Proposition 2.14**.**
Let . Suppose and are any two reproducing kernels such that is a completely alternating sequence. Then the multiplication operator on is subnormal.
Proof.
Note that
[TABLE]
Since and is completely alternating, it follows from [7, Corollary 1] that is also completely alternating. Thus so is Hence, by Remark 2.6, is completely monotone. By [8, Corollary 4.1], is completely monotone. Now the proof follows as the product of two completely monotone sequences is also completely monotone. ∎
Example 2.15**.**
For any let be the positive definite kernel given by
[TABLE]
Then it is known that the multiplication operator on is subnormal with the representing measure (cf. [14, Theorem 4.3]). By Proposition 2.14, it follows that on is subnormal if
The next result also provides a class of counter-examples to the Conjecture 1.1.
Theorem 2.16**.**
Consider the positive definite kernel given in Example 2.15. Then the multiplication operator on is subnormal if and only if
Proof.
For let and Then
[TABLE]
Thus the sequence is completely monotone if and only if the function is non-negative a.e. Note that the function is non-negative on a.e. if and only if the function is non-negative a.e. on Now
[TABLE]
By [17, Chapter 3, pp 439], we have where is the Lommel’s function of first kind. Thus, the sequence being completely monotone is equivalent to the non-negativity of the function If then by [20, Theorem A], we get that for all The converse follows from [20, Theorem 2], which completes the proof.
∎
3. Multi-variable case
Let denote the cartesian product Let we write and
If is a -tuple of commuting bounded linear operators on then we set to be and to be
Given a commuting -tuple of bounded linear operators on set
[TABLE]
For and , one may define where
Recall that is said to be
- (i)
spherical contraction if
- (ii)
jointly left invertible if there exists a positive number such that
For a jointly left invertible the spherical Cauchy dual of is the -tuple where We say that is a joint complete hyperexpansion if
[TABLE]
Throughout this section denotes the open unit ball and denotes the unit sphere in
Let be a multi-sequence of positive numbers. Consider the Hilbert space of formal power series such that
[TABLE]
The Hilbert space is said to be spherically balanced if the norm on admits the slice representation , that is, there exist a Reinhardt measure and a Hilbert space of formal power series in one variable such that
[TABLE]
where is given by the relation for all Here, by the Reinhardt measure, we mean a -invariant finite positive Borel measure supported in where denotes the the unit -torus For more details on spherically balanced Hilbert spaces, we refer to [11].
The following lemma has been already recorded in [11, Lemma 4.3]. We include a statement for ready reference.
Lemma 3.1**.**
Let be a spherically balanced Hilbert space and let be the slice representation for the norm on Consider the -tuple of multiplication by the co-ordinate functions on Then for every and
[TABLE]
If the interior of the point spectrum of is non-empty then may be realized as a reproducing kernel Hilbert space [18, Propositions 19 and 20], where the reproducing kernel is given by
[TABLE]
This has lead to the following definition.
Definition 3.2 :
Let be a reproducing kernel Hilbert space defined on the open unit ball with reproducing kernel for all We say that is balanced kernel if is a spherically balanced Hilbert space. Further, the multiplication -tuple on may be called as balanced multiplication tuple.
Remark 3.3 :
The spherical Cauchy dual of a jointly left invertible balanced multiplication tuple can be seen as a multiplication -tuple of multiplication by the co-ordinate functions on where
[TABLE]
In other words, the norm on admits the slice representation where for all
Proposition 3.4**.**
If and are any two balanced kernels with the slice representations and respectively. Then is a balanced kernel with the slice representation where is given by the relation
[TABLE]
Proof.
For every we have
[TABLE]
Therefore
[TABLE]
for all Since forms an orthogonal subset of the conclusion follows immediately. ∎
Remark 3.5 :
The conclusion of the Proposition 3.4 still holds even if we chose two different Reinhardt measures and in the slice representations of and such that for some sequence of positive real numbers for all For every it is easy to verify that
[TABLE]
This implies that is a constant sequence, say . Now, a routine argument, using the Stone-Weierstrass theorem, we conclude that
Let denote the class of all balanced kernels with the following properties:
- (i)
For all the norm on admits the slice representations with fixed Reinhardt measure
- (ii)
For every member of the multiplication operator defined on is jointly left invertible.
- (iii)
The Cauchy dual tuple of is a joint complete hyperexpansion.
Lemma 3.6**.**
For every member of the multiplication operator tuple defined on is a subnormal spherical contraction.
Proof.
Let and be the slice representation for the norm on Note that the Cauchy dual of is a balanced multiplication tuple with slice representation (see Remark 3.3). Since is a joint complete hyperexpansion. It follows from Lemma 3.1 that is a completely alternating sequence. Therefore, by Remark 2.6, is completely monotone sequence. Now again by applying Lemma 3.1, we conclude that the multiplication operator is a subnormal spherical contraction. ∎
Theorem 3.7**.**
If and are any two members of then the multiplication operator on is a subnormal spherical contraction.
Proof.
Note that the norm on admits the slice representation where for all (see Proposition 3.4). It follows from the proof of Lemma 3.6 that and are completely alternating. So their sum, that is, is a completely alternating sequence. Now the conclusion follows by imitating the argument given in Lemma 3.6. ∎
For consider the positive definite kernel given by
[TABLE]
The norm on admits the slice representation where denotes the normalized surface area measure on and for all It is well known that the multiplication operator on is a subnormal contraction if and only if The same can also be verified by using Lemma 3.1 and part of Theorem 2.11. Similarly, by using Lemma 3.1 and part of Theorem 2.11, one may conclude that the Cauchy dual tuple is a joint complete hyperexpansion if and only if Thus, if we choose and are such that Then and It now follows from Theorem 3.7 that the multiplication operator on is subnormal. This is also included in the following example.
Example 3.8**.**
Let Note that the norm on admits the slice representation where for all From the proof of Proposition 2.12, it is clear that is completely monotone. Hence, the multiplication operator on is subnormal.
A -tuple of commuting bounded linear operators in is a spherical isometry if In other words, The most interesting example of a spherical isometry is the Szegö -shift; that is, the -tuple of multiplication operators on the Hardy space of the unit ball.
Let be a Reinhardt measure. Consider the multiplication -tuple on a reproducing kernel Hilbert space determined by the reproducing kernel
[TABLE]
Note that is a spherical isometry. In this case, the norm on admits the slice representation where is the Hardy space of the unit disc.
Theorem 3.9**.**
Let be the reproducing kernel given as in equation (3.8) and be any balanced kernel with the slice representation Assume that the multiplication operator on is subnormal. Then the multiplication operator on is subnormal.
Proof.
Observe that the norm on admits the slice representation where for all Since on is subnormal, it follows from Lemma 3.1 that is a completely monotone sequence. Hence, is a completely monotone sequence. If we replace by in the proof of the Proposition 2.9, we get that is completely monotone. Now, by applying Lemma 3.1, we conclude that the multiplication operator on is subnormal.
∎
We conclude the paper with the following questions:
Question 3.10**.**
In view of Proposition 2.12 and Theorem 2.16, it is natural to ask that
- (i)
what is the necessary and sufficient condition for the multiplication operator on to be subnormal?
- (ii)
what is the necessary and sufficient condition for the multiplication operator on to be subnormal?
Question 3.11**.**
Let be the reproducing kernel given as in equation (3.8) and be any positive definite kernel given by
[TABLE]
Assume that the -tuple of multiplication by the co-ordinate functions on is subnormal. Is it necessary that the multiplication operator on subnormal?
Acknowledgments. We express our sincere thanks to Prof. G. Misra for many fruitful conversations and suggestions in the preparation of this paper. We would also like to thank Prof. S. Chavan for his many useful comments and careful reading of the manuscript.
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