Positive and nodal single-layered solutions to supercritical elliptic problems above the higher critical exponents
Monica Clapp, Matteo Rizzi

TL;DR
This paper investigates the existence and concentration behavior of positive and nodal solutions to supercritical elliptic problems in domains with specific symmetries, revealing infinitely many solutions and solutions concentrating on spheres as parameters vary.
Contribution
It establishes the existence of infinitely many solutions for supercritical exponents and describes solutions concentrating on spheres in domains with shrinking holes.
Findings
Existence of infinitely many solutions for a range of supercritical exponents.
Construction of solutions concentrating on spheres as the domain's hole shrinks.
Asymptotic profiles of solutions resemble rescaled standard bubbles and sign-changing solutions.
Abstract
We study the problem% \[ -\Delta v+\lambda v=| v| ^{p-2}v\text{ in }\Omega ,\text{\qquad}v=0\text{ on },\text{ }% \] for and supercritical exponents in domains of the form% \[ \Omega:=\{(y,z)\in\mathbb{R}^{N-m-1}\times\mathbb{R}^{m+1}:(y,| z| )\in\Theta\}, \] where and is a bounded domain in whose closure is contained in . Under some symmetry assumptions on , we show that this problem has infinitely many solutions for every in an interval which contains and up to some number which is larger than the critical exponent . We also exhibit domains with a shrinking hole, in which there are a positive and a nodal solution which concentrate on a sphere, developing a single layer…
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Taxonomy
TopicsNonlinear Partial Differential Equations · Advanced Mathematical Modeling in Engineering · Advanced Mathematical Physics Problems
Positive and nodal single-layered solutions to supercritical elliptic problems
above the higher critical exponents
Mónica Clapp
Instituto de Matemáticas, Universidad Nacional Autónoma de México, Circuito Exterior, C.U., 04510 Mexico City, Mexico
and
Matteo Rizzi
Instituto de Matemáticas, Universidad Nacional Autónoma de México, Circuito Exterior, C.U., 04510 Mexico City, Mexico
To Jean Mawhin on his 75th birthday, with great appreciation.
Abstract.
We study the problem
[TABLE]
for and supercritical exponents in domains of the form
[TABLE]
where and is a bounded domain in whose closure is contained in . Under some symmetry assumptions on , we show that this problem has infinitely many solutions for every in an interval which contains and up to some number which is larger than the critical exponent . We also exhibit domains with a shrinking hole, in which there are a positive and a nodal solution which concentrate on a sphere, developing a single layer that blows up at an -dimensional sphere contained in the boundary of as the hole shrinks and from above. The limit profile of the positive solution, in the transversal direction to the sphere of concentration, is a rescaling of the standard bubble, whereas that of the nodal solution is a rescaling of a nonradial sign-changing solution to the problem
[TABLE]
where is the critical exponent in dimension
Key words: Supercritical elliptic problem, positive solutions, nodal solutions, blow up, higher critical exponents.
2010 MSC: 35J61, 35B33, 35B44.
M. Clapp is supported by CONACYT grant 237661 and PAPIIT-DGAPA-UNAM grant IN104315 (Mexico). M. Rizzi is supported by a postdoctoral fellowship under CONACYT grant 237661 (Mexico).
1. Introduction
We study the existence and concentration behavior of solutions to the problem
[TABLE]
where is a bounded domain in and is supercritical, i.e., it is larger than the critical Sobolev exponent for We shall consider domains of the form
[TABLE]
where and is a bounded domain in whose closure is contained in .
In domains of this type, the true critical exponent is which is the critical Sobolev exponent in the dimension of and is larger than Indeed, one can easily verify that the solutions to the problem () which are radial in the variable correspond to the solutions of the problem
[TABLE]
where Standard variational methods show that this last problem has infinitely many solutions for hence, also does the problem (). On the other hand, Passaseo showed in [18, 19] that, if and is a ball centered on the half-line then the problem () does not have a nontrivial solution for The number has been called the * critical exponent* in dimension
The concentration behavior of solutions to the problem () for and as from below, has been investigated in several papers. In [11], del Pino, Musso and Pacard exhibited positive solutions which concentrate and blow up at a nondegenerate closed geodesic in , as approaches the second critical exponent from below. For any positive and sign-changing solutions in domains of the form (1.1) were constructed in [1, 13]. These solutions concentrate and blow up at one or several -dimensional spheres, as from below. In all of these cases the limit profile of the solutions, in the transversal direction to each sphere of concentration, is a sum of rescalings of , where
[TABLE]
is the standard bubble in dimension , which is the only positive solution to the limit problem
[TABLE]
up to translation and dilation.
It was recently shown in [4] that there exist nonradial sign-changing solutions to the problem (1.3), that do not resemble a sum of rescaled positive and negative standard bubbles, which occur as limit profiles for concentration of sign-changing solutions to the problem () that blow up at a single point, as from below. For the higher critical exponents with it was shown in [5] that for every in some interval which contains there are sign-changing solutions to the problem (), in domains of the form (1.1), which concentrate and blow up at an -dimensional sphere, as from below, whose limit profile in the transversal direction to the sphere of concentration is a nonradial sign-changing solution to (1.3), like those found in [4].
The study of concentration phenomena for approaching from above, is a much more delicate issue, beginning with the fact that solutions to () for do not always exist. For standard bubbles were used as basic cells in [8, 9, 16, 20] to construct positive solutions to the slightly supercritical problem () with for small enough , in domains with a hole, using the Ljapunov-Schmidt reduction method. These solutions blow up, as and their limit profile at each blow-up point is a rescaling of the standard bubble. Solutions in some contractible domains were constructed in [14, 15].
Quite recently, sign-changing solutions to the slightly supercritical problem () with were exhibited by Musso and Wei [17] in domains with a small fixed hole, and by Clapp and Pacella [6] in domains with a shrinking hole. The solutions obtained in [17] concentrate at two different points in the domain, as and their limit profile at each of them is a rescaling of one of the sign-changing solutions to the limit problem (1.3) in constructed by del Pino, Musso, Pacard and Pistoia in [10], which resemble a large number of negative bubbles, placed evenly along a circle, surrounding a positive bubble, placed at its center. On the other hand, the sign-changing solutions exhibited in [6] concentrate at a single point in the interior of the shrinking hole, as the hole shrinks and and their limit profile is a rescaling of a nonradial sign-changing solution to (1.3) like those found in [4].
For the existence of solutions for and their concentration behavior seems to be, so far, an open question; see Problem 4 in [7]. In this paper we will show that, under some symmetry assumptions, the problem () has infinitely many solutions in domains of the form (1.1) for , up to some value which depends on the symmetries; see Theorem 2.3. We will also exhibit domains with a shrinking hole, in which there are positive and sign-changing solutions which concentrate and blow up at an -dimensional sphere contained in the boundary of as the hole shrinks and from above. The limit profile of the positive solutions, in the direction transversal to the sphere of concentration, will be a rescaling of the standard bubble, whereas that of the sign-changing ones will resemble one of the solutions to (1.3) that were found in [4].
We give, next, some examples of our results. For let be an -dimensional ball of radius centered on the half-line whose closure is contained in the half-space We write the points in as with and we set
[TABLE]
We denote by the group of all linear isometries of and, for we write
[TABLE]
The following results establish the existence of positive and sign-changing solutions to the problem () in \Omega_{\delta}\and describe their limit profile as and from above. They are special cases of Theorems 2.3 and 4.4, which apply to more general domains, and are stated and proved in Sections 2 and 4, respectively.
Theorem 1.1**.**
There exists such that, for each and the problem () has a positive solution in which satisfies
[TABLE]
and has minimal energy among all nontrivial solutions to () in with these symmetries.
Moreover, there exist sequences in in in and in such that
- (i)
* dist and with*
[TABLE] 2. (ii)
* where*
[TABLE]
and is the standard bubble in dimension
The number is negative if
The solutions given by Theorem 1.1 concentrate on an -dimensional sphere, developing a positive layer which blows up at an -dimensional sphere contained in the boundary of and located at minimal distance to the plane of rotation The asymptotic profile of each layer in the transversal direction to its sphere of concentration is a rescaling of the standard bubble.
The next theorem gives sign-changing solutions to the problem () with a different type of asymptotic profile. For and we write and the points in as with
Theorem 1.2**.**
Assume that or Then, there exists such that, for each and the problem () has a nontrivial sign-changing solution in which satisfies
[TABLE]
for every and and which has minimal energy among all nontrivial solutions to () in with these symmetry properties.
Moreover, there exist sequences in in in and in and a nontrivial sign-changing solution to the limit problem (1.3), such that
- (i)
* dist and with*
[TABLE] 2. (ii)
* and for every and and has minimal energy among all nontrivial solutions to (1.3) with these symmetry properties,* 3. (iii)
* where*
[TABLE]
The number is negative if
The solutions given by Theorem 1.2 concentrate on an -dimensional sphere, developing a sign-changing layer which blows up at an -dimensional sphere contained in the boundary of and located at minimal distance to the plane of rotation The asymptotic profile of each layer in the transversal direction to its sphere of concentration is a rescaling of a nonradial sign-changing solution to the limit problem (1.3), like those found in [4].
As we mentioned before, the solutions to the anisotropic problem (1.2) give rise to solutions of the problem () in domains of the form (1.1). In Section 2 we will study a general anisotropic problem in an -dimensional domain We will assume that has some symmetries and we will establish the existence of infinitely many positive and sign-changing solutions to the anisotropic problem for supercritical exponents up to some value which depends on the symmetries. These results extend those obtained in [6] for the problem with constant coefficients. In Section 3 we will describe the behavior of the minimizing sequences for the variational functional associated to the anisotropic problem for . These sequences, either converge to a solution, or they blow up. We will provide information on the location of the blow-up points and on the symmetries of the solutions to the limit problem (1.3) which occur as limit profiles. This will be used in Section 4 to obtain information on the concentration behavior and the limit profile of positive and sign-changing solutions to the problem () in domains with a shrinking hole, as the hole shrinks and from above.
2. Symmetries and existence for supercritical problems
Let be a closed subgroup of and be a continuous homomorphism of groups. A function is said to be -equivariant if
[TABLE]
If is the trivial homomorphism, then (2.1) simply says that is a -invariant function, whereas, if is surjective and is not trivial, then (2.1) implies that is sign-changing, nonradial and -invariant, where
Let be a bounded -invariant domain in and be -invariant functions satisfying on . We assume that
[TABLE]
This assumption guarantees that the space
[TABLE]
is infinite dimensional; see [3]. As usual, denotes the closure of in the Hilbert space
[TABLE]
equiped with the norm
[TABLE]
We shall also assume that the operator div is coercive in i.e., that
[TABLE]
We set
[TABLE]
Assumption (2.3) implies that is a norm in which is equivalent Note that, as is equivalent to the standard norm in which we denote by
Our aim is to establish the existence of solutions to the problem
[TABLE]
for every , where
[TABLE]
is the -orbit of if and if Note that if
A (weak) solution to the problem (2.4) is a function such that
[TABLE]
Proposition 2.1 of [6] asserts that is continuously embedded in for any real number , and that the embedding is compact for . The proof relies on a result by Hebey and Vaugon [12] which establishes these facts for -invariant functions. Therefore, the functional
[TABLE]
is well defined in the space if
Lemma 2.1**.**
For any real number the critical points of the functional in the space are the solutions to the problem (2.4).
Proof.
Let be a critical point of in . Then,
[TABLE]
As for we need only to prove that satisfies (2.5). Let and define
[TABLE]
where is the Haar measure on . Note that Observe also that, as is -equivariant, we have that
[TABLE]
Since and are -invariant, using Fubini’s theorem and performing a change of variable, we get
[TABLE]
Therefore is a solution to the problem (2.4). ∎
The nontrivial critical points of the functional lie on the Nehari manifold
[TABLE]
which is a -Hilbert manifold, radially diffeomorphic to the unit sphere in and a natural constraint for this functional. Set
[TABLE]
Then, A least energy solution to the problem (2.4) is a minimizer for on The following result extends Theorem 2.3 in [6].
Theorem 2.2**.**
If then the problem (2.4) has a least energy solution, and an unbounded sequence of solutions.
Proof.
By Lemma 2.1, the critical points of the functional i n the space are the solutions to the problem (2.4). Proposition 2.1 of [6] asserts that is compactly embedded in for hence, a standard argument shows that the functional satisfies the Palais-Smale condition. Therefore, attains its minimum on Moreover, as the functional is even and has the mountain pass geometry, the symmetric mountain pass theorem [2] yields the existence of an unbounded sequence of critical values for on ∎
We now derive a multiplicity result for the supercritical problem (). Assume that the closure of is contained in and, for let
[TABLE]
As the -th coordinate of is positive for every from the Poincaré inequality we obtain that
Theorem 2.3**.**
If and then the problem () has a least energy solution and an unbounded sequence of solutions in
[TABLE]
which satisfy
[TABLE]
Proof.
A straighforward computation shows that is a solution to the problem () in which satisfies (2.7) if and only if the function given by is a solution to the problem (2.4) with and Moreover, has minimal energy if and only if does. Note that (2.3) is satisfied if So this result follows from Theorem 2.2. ∎
For let be a least energy solution to the problem (2.4). Fix and let be such that i.e.,
[TABLE]
We will show that The proof is similar to that of Proposition 2.5 in [6]. We give the details for the reader’s convenience, starting with the following lemma.
Lemma 2.4**.**
If and is a bounded sequence in then
[TABLE]
Proof.
By the mean value theorem, for each there exists between and such that
[TABLE]
Fix such that Then, for some positive constant and large enough,
[TABLE]
As is continuously embedded in for we obtain
[TABLE]
for some positive constant where Since is bounded in our claim follows. ∎
Proposition 2.5**.**
For we have that
[TABLE]
Proof.
Set . It is easy to see that So, to prove the first identity, it suffices to show that From Hölder’s inequality we get that if Hence, if So, as approaches from the right, we have that
[TABLE]
Assume that Then, there exist and sequences in and in with such that Lemma 2.4 implies that for large enough, contradicting the definition of . This proves that
[TABLE]
The corresponding statement when approaches from the left is proved in a similar way. Since we have that is bounded in for close to Lemma 2.4 applied to (2.8) yields It follows that as claimed. ∎
3. Minimizing sequences for the critical problem
In this section we analize the behavior of the minimizing sequences for the problem (2.4) when is the critical exponent . The solutions to the limit problem (1.3) will play a crucial role in this analysis. We denote the energy functional associated to (1.3) by
[TABLE]
and, for any closed subgroup of , we set
[TABLE]
If we write and instead of and
Recall that the -orbit of a point is the set and its isotropy group is Then, \Gamma x\is -homeomorphic to the homogeneous space In particular, the cardinality of is the index of in which is usually denoted by If then is said to be a fixed point of We denote
[TABLE]
For simplicity, we will write and instead of and
Theorem 3.1**.**
Let be a sequence in such that . Then, after passing a subsequence, one of the following two possibilities occurs:
- (1)
* converges strongly in to a minimizer of on * 2. (2)
There exist a closed subgroup of finite index in , a sequence in , a sequence in and a nontrivial solution to the problem (1.3) with the following properties:
- (a)
* for all , and * 2. (b)
dist* and for all with * 3. (c)
* for all and * 4. (d)
** 5. (e)
**
Proof.
The proof is exactly the same as that of Theorem 2.5 in [5], omitting the first two lines. ∎
Let us state an interesting special case of Theorem 3.1.
Corollary 3.2**.**
Assume that every -orbit in is either infinite or a fixed point. Let be a sequence in such that . Then, after passing a subsequence, one of the following statements holds true:
- (1)
* converges strongly in to a minimizer of on * 2. (2)
There exist a sequence in a sequence in and a nontrivial -equivariant solution to the limit problem (1.3) such that dist
[TABLE]
and
[TABLE]
In particular, if every -orbit in has positive dimension, then (1) must hold true.
Proof.
Since the group given by case (2) of Theorem 3.1, has finite index in and this index is the cardinality of the -orbit of our assumption implies that and is a fixed point. So case (2) of Theorem 3.1 reduces to case (2) of this corollary. ∎
Note that the functions and determine the location of the concentration point
It was shown in [4, Theorem 2.3] that, if , and then is not attained by on So, if every -orbit in has positive dimension, statement (2) of Corollary 3.2 must hold true.
In the following section we will state a nonexistence result which allows us to obtain information on the limit profile of solutions to the problem ().
4. Blow-up at the higher critical exponents
Throughout this section we will assume that is a -invariant bounded smooth domain in whose closure is contained in Then, the points in must be fixed points of so is -invariant and we may regard as a subgroup of We will also assume that and are nonempty, and that every -orbit in has positive dimension. As before, will be a continuous homomorphism which satisfies assumption (2.2).
We set
[TABLE]
and we fix such that . For and we consider the problem
[TABLE]
where denotes the function and with as defined in (2.6). Then, the operator div is coercive in So the data of this problem satisfy all assumptions stated at the beginning of Section 2.
Theorem 2.2 asserts that the problem has a least energy solution if and where
[TABLE]
Note that, by assumption, On the other hand, for and the following nonexistence result was proved in [5].
Theorem 4.1**.**
If distdist then there exists such that, if the critical problem does not have a least energy solution.
Moreover, if
Proof.
See Theorem 3.2 in [5]. ∎
For and let be the variational funcional and be the Nehari manifold associated to the problem and set
[TABLE]
We write and for the variational functional, the Nehari manifold and the infimum associated to the critical problem in the whole domain Extending each function in by [math] outside of we have that and for every Hence,
Lemma 4.2**.**
* as *
Proof.
Let and be its orthogonal complement in . Since and every -orbit in has positive dimension, we have that
We claim that there are radial functions such that if
[TABLE]
To show this, we choose a radial function such that if and if and we set Define
[TABLE]
Clearly, if and if As we have that Hence, for some positive constant ,
[TABLE]
Finally, as all functions are supported in the closed ball of radius in the Poincaré inequality yields
[TABLE]
and our claim is proved.
Given we choose such that For we define Note that, as is radial and is is -equivariant, is also -equivariant. Moreover, the identities (4.1) easily imply that in So, for large enough, there exists such that and Hence, in and we may choose such that Observe that suppsupp if So if It follows that
[TABLE]
This finishes the proof. ∎
Set and
[TABLE]
Note that is -invariant, i.e., for every A straighforward computation shows that is a least energy solution to the problem if and only if is a least energy solution to the problem
[TABLE]
Therefore, for every and the problem has a least energy solution. The following results describe its limit profile.
Theorem 4.3**.**
For let be a least energy solution to the problem Assume that
[TABLE]
Then, there exists such that, if there exist sequences in in in and a nontrivial solution to the limit problem (1.3) such that
- (i)
* dist and with*
[TABLE] 2. (ii)
* is -equivariant and has minimal energy among all nontrivial -equivariant solutions to the problem (1.3),* 3. (iii)
* in where*
[TABLE]
Moreover, if
Proof.
Let be the number given by Theorem 4.1. Fix and let be the least energy solution to the problem given by Choose a sequence and set . Then, and, by Lemma 4.2, . It follows from Corollary 3.2 and Theorem 4.1 that, after passing a subsequence, there exist sequences in and in and a nontrivial -equivariant solution to the limit problem (1.3) such that dist
[TABLE]
and
[TABLE]
Equation (4.2) implies that satisfies (3). This concludes the proof. ∎
Theorem 4.4**.**
For and let be a least energy solution to the problem Assume that
[TABLE]
Then, there exists such that, if there exist sequences in in , in and in and a nontrivial solution to the limit problem (1.3) such that
- (i)
* dist and with*
[TABLE] 2. (ii)
* is -equivariant and has minimal energy among all nontrivial -equivariant solutions to the problem (1.3),* 3. (iii)
* in where*
[TABLE]
Moreover, if
Proof.
Let be the number given by Theorem 4.1. Fix Let be the least energy solution to the problem given by and let be such that Proposition 2.5 and Lemma 4.2 allow us to choose and such that and , where The rest of the proof is the same as that of Theorem 4.3 ∎
Finally, we derive Theorems 1.1 and 1.2 from Theorems 2.3 and 4.4.
Proof of Theorem 1.1.
Let and be the trivial homomorphism Then, A -equivariant function is simply a -invariant function and, as the standard bubble is radial, it is the least energy -invariant solution to the problem (1.3), which is unique up to translations and dilations. Since for every applying Theorems 2.3 and 4.4 to with this group action we obtain Theorem 1.1. ∎
Proof of Theorem 1.2.
For let be the subgroup of generated by acting on a point , as
[TABLE]
and let be the homomorphism given by and Then, If then for every whereas for we have that
[TABLE]
Therefore, if or we have that for every Notice that any point with satisfies condition (2.2). Hence, Theorem 1.2 follows from Theorems 2.3 and 4.4. ∎
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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