On the attractors of step skew products over the Bernoulli shift
Alexey Okunev, Ivan Shilin

TL;DR
This paper investigates the properties of attractors in step skew products over Bernoulli shifts, showing their stability and describing their structure for different fiber types, with implications for dynamical systems theory.
Contribution
It proves that for generic cases, statistical and Milnor attractors coincide and are Lyapunov stable, and characterizes attractors for fibers as a circle or segment.
Findings
Statistical and Milnor attractors coincide in generic cases.
Attractors are Lyapunov stable for circle fibers.
Milnor attractor is described as a union of graphs for segment fibers.
Abstract
The statistical and Milnor attractors of step skew products over the Bernoulli shift are studied. For the case of the fiber a circle we prove that for a topologically generic step skew product the statistical and the Milnor attractor coincide and are Lyapunov stable. For this end we study some properties of the projection of the attractor onto the fiber, which might be of independent interest. For the case of the fiber being a segment we give a description of the Milnor attractor as the closure of the union of graphs of finitely many almost everywhere defined functions from the base of the skew product to the fiber.
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Taxonomy
TopicsMathematical Dynamics and Fractals · Quantum chaos and dynamical systems · Nonlinear Dynamics and Pattern Formation
On the attractors of step skew products over the Bernoulli shift††thanks: Supported in part by the RFBR (grant 16-01-00748 a).
A.V. Okunev111National Research University Higher School of Economics, I.S. Shilin222Moscow State University
Abstract
The statistical and Milnor attractors of step skew products over the Bernoulli shift are studied. For the case of the fiber a circle we prove that for a topologically generic step skew product the statistical and the Milnor attractor coincide and are Lyapunov stable. For this end we study some properties of the projection of the attractor onto the fiber, which might be of independent interest. For the case of the fiber being a segment we give a description of the Milnor attractor as the closure of the union of graphs of finitely many almost everywhere defined functions from the base of the skew product to the fiber.
Keywords: skew products, attractors, Lyapunov stability.
1 Introduction
1.1 The “microverse” of dynamical systems
The space of step skew products over the Bernoulli shift with one-dimensional fiber333We consider only skew products whose fiber maps preserve orientation; this condition is assumed in most of the results below. is a “microverse”, of sorts, where all sorts of interesting dynamical phenomena can be observed. Rough properties discovered in the class of step skew products can (at least, sometimes) be recreated in the space of diffeomorphisms of smooth manifolds — this can be done via the so called Gorodetski–Ilyashenko strategy. This strategy was used in [1], [2], [3], [4] and in a number of other works.
Among the phenomena discovered in the class of step skew products with the fiber a segment is the existence of so called bony attractors ([4]). A bony attractor is an attractor that is a bony graph, and a bony graph is a union of a graph of an almost everywhere defined function from the base of the skew product to the fiber and some bones, which are segments in the fibers over those points of the base where this function is not defined.
There are also two genuinely surprising phenomena in the class of skew products with the fiber a segment whose fiber maps preserve the boundary of the segment. The first one is called intermingled basins of attraction ([5], see also [6], [7], [8, §11.1.1]). The point is that there exists a boundary preserving map of a cylinder such that it is a skew product over the circle doubling with the fiber a segment and Lebesgue almost every point is attracted either to the upper or to the lower boundary of the cylinder, basins of both boundaries being everywhere dense. Note that in this example the attractor (the union of two boundary circles) is Lyapunov unstable, because arbitrarily close to the upper boundary circle there are points attracted to the lower one. Perturbing this example in the class of boundary preserving maps of a cylinder, one can obtain an open set of maps with the same properties. The second unexpected phenomenon is the local typicality of maps with thick attractors ([9], [3]), i.e., attractors that have positive but not full Lebesgue measure.
Besides these examples we should also mention several general results on skew products with one-dimensional fiber. V. Kleptsyn and D. Volk proved in [10] that for typical444for an open and everywhere dense set, actually. step skew products with the fiber a segment there are finitely many “attractor” bony graphs (possibly, without bones) that attract almost all points of the phase space, with the exception of finitely many “repeller” bony graphs. They also showed that there exists a finite number of -measures such that the union of their basins has full Lebesgue measure. M. Viana and J. Yang [11] proved the latter property for a wide class of partially hyperbolic diffeomorphisms with one-dimensional central foliation; this class includes partially hyperbolic skew products with the fiber a segment or a circle.
The properties of step skew products with the fiber a circle are in a sense similar to the properties of skew products with the fiber a segment. Namely, for a typical step skew product with circle fiber, either it is minimal (i.e., the orbit of any point of the circle under the action of the semigroup generated by the fiber maps is dense), or all fiber maps have a common absorbing domain that is a union of finitely many segments ([12], in preparation).
We are interested in the following two questions about the attractors of dynamical systems posed by Yu. S. Ilyashenko:
- •
Is there an open set of diffeomorphisms with Lyapunov unstable attractors?
- •
Is there an open set of diffeomorphisms with “thick” attractors (i.e., attractors that have positive but not full measure)?
In the present work we will discuss the statistical and Milnor attractors. These definitions were introduced in [13] and [14] respectively, and we recall them in section 2.2 below.
In the case of arbitrary diffeomorphisms of compact manifolds (of dimension 2 or greater) Lyapunov instability of the attractors is a locally topologically generic phenomenon: a locally residual set of systems with Lyapunov unstable attractors can be found in the so called Newhouse domains ([15]). Yet the question about the existence of an open set of diffeomorphisms with unstable attractors is still open.
As we mentioned earlier, in the class of boundary-preserving step skew products with the fiber a segment, there are open domains where skew products have unstable ([5]) or thick ([9]) attractors. However, the boundary preservation requirement does not look natural. Therefore, a question arises whether such domains exist if we do not require the boundary to be mapped into itself. It turns out that there are none.
For a typical step skew product with the fiber a segment the attractor has zero measure — this was proved in [10] (see also [16]). A typical step skew product with the fiber a circle is, by the dichotomy from [12], either minimal (then the attractor is the whole phase space) or has an absorbing domain (then the attractor has zero measure, which is deduced from the analogous result for the segment case).
1.2 The main results
Let us state the main results of the paper. The required definitions can be found in section 2 below.
SSPs with one-dimensional fiber.
We will consider two classes of step skew products (SSPs) over the Bernoulli shift — SSPs with the fiber a circle such that the fiber maps are diffeomorphisms, and SSPs with the fiber a segment such that the fiber maps map the segment into itself and are diffeomorphisms on the image. For both classes we assume that the fiber maps preserve the orientation and the space of fiber maps is endowed with the -topology (for some ), which defines the topology on the space of SSPs. We shall say that a property is topologically generic in one of these classes if it holds for a residual subset of SSPs in this class.
- •
For a topologically generic step skew product with the fiber a circle or a segment the statistical attractor is Lyapunov stable and coincides with the Milnor attractor (Theorem 5.1 and Corollary 5.3).
- A similar statement for smooth skew products over Anosov diffeomorphisms is proved in [22]. Note that it is unknown whether the Milnor attractor is (generically) asymptotically stable even for step skew products with the fiber a segment.
- •
For an open and dense set of SSPs with the fiber a segment the Milnor attractor is the union of the closures of the graphs of some almost everywhere defined functions from the base to the fiber (Theorem 3.4). These graphs were introduced in [10]. It also follows from [10] that the statistical attractor equals the same union. If the statistical attractor is Lyapunov stable, it can be proved that it coincides with the Milnor attractor. But we prove Lyapunov stability not for an open and dense set of SSPs, but only for a residual one.
SSPs with arbitrary fiber.
To prove that attractors are stable we use the following general properties of attractors of SSPs which may be of independent interest. These properties are proved for the general case: the fiberwise maps can be diffeomorphisms of any compact manifold, possibly with boundary. For manifolds with boundary we consider diffeomorphisms of those manifolds onto themselves.
- •
The statistical or Milnor attractor of any step skew product over the Bernoulli shift can be reconstructed by its projection onto the fiber. Namely, the point is in the attractor if and only if the projection of its whole past semi-orbit lies in the projection of the attractor (Theorem 4.7)).
- •
For a step skew product the statistical attractor or the Milnor attractor is Lyapunov stable if and only if its projection onto the fiber is Lyapunov stable in the sense of Definition 2.11 (Theorem 4.9).
2 Preliminaries
2.1 Step skew products
Consider the set of biinfinite sequences of symbols . For two distinct sequences define the distance between them as
[TABLE]
Given different integers and symbols one can define a cylinder in as follows:
[TABLE]
Such cylinders generate a topology on , and therefore they also generate the corresponding Borel -algebra over .
The -Bernoulli measure on is defined in the following way. First, define it on cylinders by the formula
[TABLE]
then continue it to the whole Borel -algebra, and, finally, continue to the corresponding Lebesgue -algebra. Note that this measure is a probability measure.
Remark 2.1*.*
Our proofs work for any Bernoulli measure provided that the probability of every symbol is positive. For simplicity we restrict our arguments to the case of equiprobable symbols.
The map is called the Bernoulli shift. It is not difficult to check that this is a homeomorphism that preserves measure .
Definition 2.2**.**
A step skew product (SSP for short) over the Bernoulli shift with the fiber and the fiber maps is a map from a space to itself that has the following form:
[TABLE]
Here is the symbol at the zero position in the sequence .
Here are a few notes regarding this definition.
The space is called the base of the SSP, whereas is called the fiber. In what follows, will be a compact manifold with Riemannian metric. 2. 2.
The metric on is obtained as the sum of the distances along the fiber and along the base. 3. 3.
On there is a measure obtained as the product of measure on the base and the Lebesgue measure on the fiber. 4. 4.
An SSP is uniquely determined by its fiber maps. Thus SSPs with the base , the fiber and -smooth fiber maps form a metric space isomorphic to . We will also work with various subsets of this space (e.g., ) with the induced from topology.
2.2 Milnor and statistical attractors
Consider a dynamical system where is a separable metric space and is a continuous map. Fix a finite Borel measure on . In the case of SSPs later on will always be the product of the Lebesgue measure in the fiber and the Bernoulli measure in the base.
Definition 2.3** ([14]).**
The Milnor attractor of a map is the smallest closed subset of that contains -limit sets of -a.e. points.
We will denote the Milnor attractor of a map by or simply by if it is clear which map is considered.
Definition 2.4**.**
The frequency with which the orbit of a point visits the set is the upper limit
[TABLE]
Definition 2.5**.**
The statistical -limit set of a point (notation: ) is the set of points such that for any neighborhood of one has .
The statistical attractor is defined exactly like the Milnor attractor, but with statistical -limit sets instead of the regular ones.
Definition 2.6** ([13], ; see also [17]).**
The statistical attractor is the smallest closed subset of that contains for -a.a. points . Notation: or .
The definition of the statistical attractor in [13] is slightly different from the one we gave, but is equivalent to it.
The existence of Milnor attractors is proved in [14, Lemma ] for the case when is a continuous map of a compact manifold to itself and is the Lebesgue measure on this manifold. The existence of the Milnor and statistical attractor for a skew product with measure is proved in exactly the same way (provided that the fiber is compact). Milnor and statistical attractors are both forward invariant (and also backward invariant if is a homeomorphism), because for any point the sets and are invariant.
Remark 2.7*.*
A point belongs to iff for any its neighborhood there is a positive measure set of points such that intersects . The same is true for , but the regular -limit sets are replaced by the statistical ones.
2.3 Maximal attractors and Lyapunov stability
We will also use the definition of a maximal attractor.
Definition 2.8**.**
Let be an absorbing domain for the map , i.e., an open set such that . The maximal attractor in the domain is the set
[TABLE]
The attractor of the inverse map is called the repeller.
The following (a priori non-strict) inclusions always hold:
[TABLE]
The first one follows from the fact that for any point one has . The second one holds because the maximal attractor of the dissipative domain always includes for any .
Definition 2.9**.**
A set is called absorbing for a map if .
Definition 2.10**.**
An invariant or absorbing closed subset of the phase space of the system is called Lyapunov stable if for any its neighborhood there exists a smaller neighborhood of such that (positive semi-) trajectories that start inside never quit .
Definition 2.11**.**
For a skew product of type (1) a closed subset of the fiber will be called Lyapunov stable if the set is Lyapunov stable.
It follows from the definition of the maximal attractor that it is always Lyapunov stable. At the same time Milnor and statistical attractors can be unstable: an example is given by a map of a circle with a unique fixed point which is semi-stable, e.g.,
[TABLE]
For an arbitrary one has ; hence . However, on one of the two sides the points run away from zero, which makes the attractors Lyapunov unstable.
3 Milnor attractors of SSPs with a segment fiber
3.1 Preliminaries and the statement of the result
The results of this section are true for a wider class of skew products than the one defined in section 2.1; namely, they are true for step skew products over a transitive topological Markov chain with finitely many states. In this case one should fix on the base an ergodic Markov measure such that for this measure all admissible transitions have positive probability (see the exact definitions in [10, Sect. 2] or [18, §4.2 e]). However, the reader might as well assume that in this section we deal with SSPs over the Bernoulli shift with the Bernoulli measure on the base.
We are considering SSPs with the fiber a segment, i.e., maps of the form
[TABLE]
where all fiber maps are orientation preserving diffeomorphisms of a segment onto its image.
Definition 3.1**.**
A closed subset is called a bony graph if it intersects -a.e. fiber by a single point and intersects the rest of the fibers by a (non-degenerate) segment. Such segments are called bones.
Note that a bony graph can be viewed as a union of its bones and a graph of some almost everywhere defined map from the base to the fiber, hence the name. The Fubini theorem implies that the -measure of a bony graph is zero.
Definition 3.2**.**
A subset , bounded by two graphs of continuous mappings from the base to the fiber, is called a strip. A strip is strictly trapping if and strictly inverse trapping if .
Theorem 3.3** (V. A. Kleptsyn, D. S. Volk, [10]).**
There exists an open and dense (in any -topology for ) subset of the set of all step skew products of type (2) with the fiber a segment such that for any SSP the following holds.
The phase space can by covered by a union of finitely many strictly trapping and strictly inverse trapping strips. 2. 2.
The maximal attractor in every trapping strip is a bony graph; the same is true for the repellers inside the inverse trapping strips. 3. 3.
For every strip there is a unique ergodic invariant measure that projects to the Markov measure in the base. This measure may be obtained by lifting the Markov measure from the base to the maximal attractor (or repeller) of the strip, viewed as the graph of an almost everywhere defined measurable function. This measure is an SRB-measure inside the corresponding strip555i.e., for -almost-every point from the strip the positive semi-orbit is distributed according to this measure. Recall that the positive semi-orbit of is distributed according to a measure if the sequence of measures weakly converges to .; 4. 4.
The fiberwise Lyapunov exponents of those measures are negative for trapping strips and positive for inverse trapping ones.
Note that the set is given by some explicit conditions. They can be found in section 5 of [10].
For , let us denote by the dissipative strips and by the graphs of almost everywhere defined functions from the base to the fiber which, together with the corresponding bones, form the maximal attractors of the dissipative strips.
Theorem 3.4**.**
For any the Milnor attractor is the closure of the union of the graphs .
All points of every inverse trapping strip, except the points of the corresponding maximal repeller, leave this strip under the iterates of and enter one of the trapping strips. Since bony graphs have zero measure, for almost all points of the phase space their positive semi-orbits enter one of those trapping strips. Therefore, it suffices to consider an arbitrary trapping strip and its attracting graph of the almost everywhere defined function from the base to the fiber and prove the following statement.
Lemma 3.5**.**
For any for any the Milnor attractor of the restriction is the closure of the graph .
3.2 Plan of the proof of Lemma 3.5
Let us show that the closure of the graph is contained in the Milnor attractor. Property 3 of Theorem 3.3 says that the closure of is the support of the -measure according to which the orbits of almost all points of the strip are distributed. It follows that for almost all points one has , and therefore .
It remains to show that almost all points of the strip are attracted to the graph . First, using the negative fiberwise Lyapunov exponent (property (4 in Theorem 3.3), we will find a set of positive measure such that every point in this set is attracted to the graph (Lemma 3.6 below). The set is obtained with the help of the Egorov theorem, and we will call it “the Egorov set” sometimes. To construct this set, we will consider the subsets that are covered when one moves the graph up and down along the fiber to a distance up to . The set will have the form , where is sufficiently small and is a subset of measure .
Then we will show that almost all points of the strip visit the set (Proposition 3.8). This is proved in the following way. The projection of the set onto coincides with and has measure . In addition to that, we will show (using property 2 in Theorem 3.3) over some set of measure the images of the boundaries of our trapping strip converge uniformly to each other. Fix a number such that for every the distance along the fiber between the -th images of the boundaries of the stripe is less than over . Then, since and , we will have
[TABLE]
Almost all points of the strip visit the set infinitely many times. If the number of the iterate for which the visit happens is greater than , the point finds itself inside by (3). Hence, almost every point of the strip is attracted to the closure of the graph , that is, . The inverse inclusion was already proved above, therefore . Now we proceed to the detailed proof.
3.3 Constructing the Egorov set
Denote by the union of those fibers that contain a point of the graph . Let be the almost everywhere defined function from to that gives the fiberwise distance from its argument to the graph :
[TABLE]
One can also regard as a function that is defined almost everywhere on .
Consider a family of sets such that is defined as follows:
[TABLE]
In other words, the set is covered when one moves the graph up and down along the fiber by a distance up to . In what follows we will consider only small for which one has
Lemma 3.6**.**
For arbitrarily small there are a set of measure and a number such that for for any point in the set one has
Proof.
By property 4 from Theorem 3.3, the fiberwise Lyapunov exponent of the “attracting” SRB-measure on is negative. Since this measure is obtained by lifting the measure onto , we have
[TABLE]
where is the -coordinate of the intersection of the graph with the fiber Note that the function we want to integrate is defined almost everywhere on and is bounded, and thus integrable.
Fix a small number such that
[TABLE]
Let . Denote by the time averages of the function at a point :
[TABLE]
Since the fiber is compact, all fiber maps are uniformly continuous. Their number is finite, therefore given the number from above one can find a number such that for any and the following implication holds
[TABLE]
Fix this and consider the set . If the positive semi-orbit of a point of the phase space lies inside we can estimate the speed with which it approaches the graph.
Proposition 3.7**.**
If the point and its images under the first positive iterates of lie inside , then
[TABLE]
Proof.
Suppose Let , as above, be the -coordinate of the point of the graph inside the fiber over . Then (4) implies that for we have , which means that we can write the estimate
[TABLE]
Similarly, if for every we have , this yields an estimate
[TABLE]
[TABLE]
∎
Now we can finish the proof of Lemma 3.6.
By Birkhoff’s theorem, for -a.e. points one has as Take an arbitrary . Applying the Egorov theorem666The Egorov theorem says that if on a space with a probability measure there is an almost everywhere convergent sequence of measurable functions, then for any there exists a set of measure at least such that this sequence converges uniformly on . to the sequence , we obtain a set of measure such that on this sequence uniformly converges. This set is the one that appears in the statement of Lemma 3.6. The uniform convergence of to on and inequality imply that there is an integer such that for any we have
Let be a constant such that all fiber maps are -Lipschitz. Choose to be so small that Now let us show that for any point we have .
Indeed, for a point we have Then for the following inequality holds
[TABLE]
This means that during the first iterates the images of the point will not leave . Hence we can use estimate (5). Since when we have:
[TABLE]
i.e., the th image of the point also lies in Since for any we have , the subsequent images of also stay in , where estimate (5) is applicable. Thus, for any we have . Since as , we conclude that . This means that .
The proof of Lemma 3.6 is complete. ∎
3.4 Almost all points enter the Egorov set
Proposition 3.8**.**
For almost every point there exists a positive integer such that .
Proof.
Suppose that the boundary of the trapping strip is formed by the graphs of two continuous maps and from the base to the fiber. Then the set lies between the -th images of these graphs. Those images are themselves graphs of continuous maps from the base to the fiber. When , the difference tends to zero -almost-everywhere, otherwise the maximal attractor of the strip would have positive -measure.
By the Egorov theorem, over some set of -measure this convergence is uniform, which means that there exists such that when we have
[TABLE]
Denote (recall that is the same as in the definition of ). Since , the measure of is at least Since the measure is ergodic for the shift , -a.e. point visits infinitely many times under the iterates of . But if for a point its image finds itself inside the set when , then inequality (6) implies that Thus, almost every point of the dissipative strip gets inside after iterating sufficiently many times, which is exactly what we were to prove. ∎
Lemma 3.6 and proposition 3.8 together prove Lemma 3.5: Proposition 3.8 says that almoust all orbits intersect , whereas Lemma 3.6 says that all points in are attracted to the graph . As we mentioned earlier, Lemma 3.5 implies Theorem 3.4. Thus, for typical SSPs of the class under consideration the Milnor and the statistical attractors coincide with the closure of the union of the attracting graphs .
Remark 3.9*.*
Similarly Lemma 3.5 one can prove that for any SSP and any inverse trapping strip the attractor of coincides with the closure of the corresponding graph . If we agree to call the smallest closed set that contains -limit sets of almost all points for which those are defined the Milnor repeller, then the Milnor repeller for would be the closure of the union of the repelling graphs .
3.5 A counterexample to a weakened version of Theorem 3.4
The proof of Theorem 3.4 works for all SSPs satisfying statements 1-4 of Theorem 3.3. The most important one is statement 4 that claims that the Lyapunov exponent is negative. But it seems that this statement is not necessary, and statements 1-3 are sufficient. Indeed, one may try to argue as follows. Denote by the intersection of our strip with the union of fibers that contain the points of the graph. The maximal attractor of the restriction of our dynamical system to is the graph . All points of are attracted to its maximal attractor, therefore almost all points of are attracted to the graph.
Unfortunately, this argument is flawed: we can not claim that all points from are attracted to the graph. Consider the following example.
Example 3.10*.*
Let be an SSP over the Bernoulli shift with fiber maps that satisfy the following conditions.
- •
Both fiber maps send the segment strictly inside itself;
- •
zero is the only fixed point for .
- •
;
- •
the restrictions of both maps to some segment are linear;
Note that this example is degenerate.
Lemma 3.11**.**
For the map from Example 3.10 is a bony graph that consists of the section and some set of bones that has zero measure. Moreover, . However, .
One may also prove that there exists an -measure according to which the orbits of almost all points are distributed. This is the measure , the product of the Bernoulli measure in the base and the delta-measure at zero in the fiber. Its support coincides with and with .
Let us give the idea of the proof of Lemma 3.11.
- •
Let us begin with the third statement. First let us show that . In the logarithmic charts on intervals and our dynamical system is just a symmetric random walk. It follows from the properties of such a random walk that the orbits of almost all points of the strip leave this strip for both forward and backward iterates of (at this point we are not even interested whether they get back eventually). Hence the set of points of the strip which never leave and are attracted to under the iterates of has zero measure. Therefore, the whole basin of attraction of the section has zero measure, because it is just the union .
- •
Let us move on to the first statement. The inclusion is obvious.
To prove that is a bony graph it suffices to show that . Note that the point belongs to if and only if the preimage is defined for every . On the other hand, there is such that the -preimage is not defined for any point of the fiber that lie outside the segment . Thus for a random point the preimage is not defined with probability at least . Since almost all points eventually leave the strip when we repeatedly take the -preimages, it is not difficult to derive that for almost all points of some -preimage is not defined, and therefore .
- •
Now let us prove the second statement. We prove by contradiction that the measure is the only probability stationary measure on for the couple of fiber maps applied with equal probability.777Recall that a measure is called stationary if for any measurable one has . Suppose there is a stationary measure such that . Since its support must be forward invariant under , this support should intersect the set . Then there exists a segment such that . Since measure is stationary and in , for any we have \nu(f_{1}^{j}(J))=\frac{1}{2}\Big{(}\nu(f^{j-1}_{1}(J))+\frac{1}{2}\nu(f^{j+1}_{1}(J))\Big{)}, i.e., \Big{(}\nu(f_{1}^{j}(J))\Big{)}_{j\in\mathbb{N}} is an arithmetic progression. Since is a probability measure, all members of this arithmetic sequence are nonnegative and its sum is at most . Hence this is a series of zeros, which contradicts our assumption that .
- •
For any , for -a.e. any partial limit (in -weak topology) of the sequence is a stationary probability measure ([19, p. 4], see also [20, Lemma 2.5]).
- •
Since for almost all , two previous bullet points imply that for the SSP positive semi-orbits of almost all points of are distributed according to the measure . This means that .
4 On the projection of the attractor onto the fiber
In this section we will consider SSPs over the Bernoulli shift of form (1). The fiber will be an arbitrary compact manifold (possibly with boundary), and the fiber maps will be its diffeomorphisms. For manifolds with boundaries here and below in this section we will consider diffeomorphisms onto the manifold. The projection onto the fiber along the base will be denoted as .
When proving the Lyapunov stability of the statistical attractor of a generic SSP with the fiber a circle (section 5) it will be more convenient to work not with the attractor itself but with its projection to the fiber. In the present section we will study connections between the attractor and its projection. First of all we will provide a criterion, analogous to Remark 2.7, for a point of the fiber to lie in the projection of the attractor. Then we will show that the attractor can be reconstructed using its projection to the fiber. After that we will prove Lyapunov stability of the projection of the attractor (see Definition 2.11) is equivalent to the stability of the attractor itself.
Remark 4.1*.*
All results of this section will stay true if statistical -limit sets are replaced by the regular ones and the statistical attractor is replaced by the Milnor attractor. The proofs can be obtained by the ones presented below by the same substitution.
4.1 Reconstructing the attractor from its projection onto the fiber
For a sequence \omega=\dots\omega_{-1}\omega_{0}\omega_{1}\dots$$\in{\Sigma^{s}} let us call the sequence its future half and the sequence its past half. We shall need the following proposition, which is a counterpart of Remark 2.7 for the projection of the attractor onto the fiber.
Proposition 4.2**.**
The point belongs to the projection of onto the fiber iff for any open subset the points such that intersects form a set of positive measure.
Proof.
Suppose that a point does not belong to the projection of the attractor onto the fiber. The set is compact, since it is the image of a compact set under a continuous map, and therefore the point has a neighborhood that does not intersect with . Then the set does not intersect , which implies that for almost every point the set does not intersect .
Now suppose that the point is in the projection of the attractor, a point being projected to . The required condition on is obtained by applying Remark 2.7 to the point and then considering the projections to the fiber. ∎
Lemma 4.3**.**
For -almost-any point , the set can be reconstructed from its projection to the fiber in the following way: the point belongs to if and only if the projections of all preimages of this point belong to the projection of .
Proof.
Fix a finite word and an open set .
Let us introduce the following notation:
- ,
- is the set of all points such that either the positive semi-orbit of enters only finitely many times or the lower limit of the ratio of times it spends in and in is positive, i.e.,
[TABLE]
Proposition 4.4**.**
For any word and any open set the set has full measure.
Proof.
It suffices to show that for any point we have
[TABLE]
and then use the Fubini theorem.
Fix a point . Suppose that the -th visit of the orbit of the point to the set happens at the time (i.e., ). It is possible that there are only finitly many of those visits in total, so some can be undefined. Let be the number of the first undefined .
Let us regard the base with the measure as a probability space and call subsets of events. Let us define the following sequence of events on :
[TABLE]
Once again, some may be undefined.
Let us assume first that for every . Then we need to prove that the lower limit of the fraction of the events that happened is almost surely positive. It follows from the definition of that if and only if the future half of the basewise coordinate of the point begins with the word . We can rewrite this as
[TABLE]
Consider first a particular case when . Fix and consider the -algebra generated by the events and by the random variable . Then the conditional probability of the event given is constant and equal to (recall that id the -Bernoulli measure). This follows from the fact that for a fixed value of the event depends on the symbol , whereas the events depend on the symbols of the sequence with numbers not greater than . Hence events are mutually independent and each of them happens with probability . By the strong law of large numbers, the limit of the fraction of the events that happened almost surely exists and equals .
Now let the length of the word be arbitrary. The previous argument does not work now because the subwords of the sequence that define the events and may overlap. This argument can be saved by applying it to the subsequence . Then the numbers of the first letters of the words responsible for and differ by at least , and therefore these subwords of do not overlap. Hence the sequence is formed by mutually independent events, each of which happens with probability . Applying the strong law of large numbers to this subsequence we conclude that the lower limit of the fraction of events that happened is almost surely at least .
Now let us get rid of the assumption that . For this end let us define the analogues of the events on the probability space . Define as the set formed by the pairs such that
- •
either and ,
- •
or and .
Arguing as above, we see that the subsequence consists of mutually independent events. Thus the lower limit of the fraction of events that happened is almost surely not smaller than . This implies that the set of pairs such that the fraction of the events that happened tends to zero has zero -measure. Denote by the set of such that every event (without tilde) is defined and the limit of the fraction of the events that happened equals zero. Since for any one has , the Fubini theorem implies that . Therefore, for almost every
- •
either only a finite number of events is defined
- •
or the lower limit of the fraction of the events that happened is positive.
Thus, for almost every . ∎
Let us continue the proof of Lemma 4.3. We need to construct a full measure set such that for any for the set the following would hold: the point belongs to if and only if the projections onto the fiber of all preimages of lie in the projection of .
In order to construct , fix a countable base of topology on and set
[TABLE]
where ranges over all finite words and ranges over all positive integers. By Proposition 4.4 all sets have full measure. Thus, , being their countable intersection, is a set of full measure as well.
Now let’s prove that for the set has the required property. The “only if” part follows from the invariance of the set , and the “if” part is yet to be proved.
Consider a point
[TABLE]
Since is closed, in order to check that it suffices to prove that intersects any cylindrical neighborhood of the point .
Let a cylindrical neighborhood have the form , where is a set of sequences such that , whereas is a neighborhood of the point in the fiber.
Since the set is invariant, it would be sufficient to show that this set intersects . It is not difficult to see that where is the set of all sequences such that , and
[TABLE]
From the countable base of topology used in the definition of the set , take any set such that
[TABLE]
Since we assume that the projections to the fiber of all preimages of the point lie in the projection of , the point lies in . Together with (7) this means that intersects . Therefore, the set intersects . The following property can be easily deduced from the definition of the set :
- Let and let intersect . Then intersects .
Applying this property to , we conclude that intersects . ∎
We have proved Lemma 4.3. Let us use it to obtain some corollaries.
Corollary 4.5**.**
For almost every point it does not depend on the future half of the base coordinate of whether belongs to the set or not. More formally, if , then for any sequence that has the same past half as . This statement is also true if is the whole statistical attractor instead of just the set .
Proof.
The first claim follows from Lemma 4.3, because the criterion given there does not use the future half of the base coordinate. The second one follows from the first due to Remark 2.7.
∎
Remark*.*
For any partially hyperbolic diffeomorphism the statistical -limit set of Lebesgue almost every point is saturated by unstable fibers (this follows from [8, Theorem ]). The same is true for the regular -limit sets ([21]). Corollary 4.5 is an analogue of these statements for the case of the SSPs.
Corollary 4.6**.**
For almost every point the projection onto the fiber of the set is forward-invariant under the action of all fiber maps .
Proof.
Let . Consider an arbitrary point projected into . By replacing with the symbol , we can get a point that lies in by Corollary 4.5. Therefore, lies in too. Since , we get . ∎
Theorem 4.7**.**
Take any SSP such that its fiber maps are diffeomorphisms of an arbitrary compact manifold (possibly with boundary). Then the statistical attractor can be reconstructed from its projection onto the fiber in the following way: the point belongs to if and only if the projections of all preimages of this point belong to the projection of . This statement also holds for the Milnor attractor.
Proof.
Take . Since the attractor is invariant, all preimages of also belong to the attractor, so their projection onto the fiber lie in the projection of the attractor.
Let us prove the inverse implication. Take a point such that all preimages of lie in the projection of the attractor and a number . Then where
[TABLE]
Since , for some sequence we have . By Corollary 4.5 we may assume that the future halves of and coincide:
[TABLE]
Denote . Then
[TABLE]
The points and have identical fiberwise coordinates, the future halves of their basewise coordinates coincide, and the past halves coincide up to the element with index . Thus, for we have . Since is invariant, . Since the attractor is closed, we have .
This proves Theorem 4.7 for the statistical attractor. Similar statement for the Milnor attractor holds by Remark 4.1. ∎
4.2 Stability of the projection
Proposition 4.8**.**
For any neighborhood of the statistical attractor there exist a neighborhood of its projection to the fiber and a number such that .
Proof.
Recall that the distance on between two points and is defined as the sum of distances along the base and along the fiber: . Consider a number such that the neighborhood contains .
Let be the -neighborhood of where the small number will be specified later. Consider an arbitrary point . Consider the point such that . By Corollary 4.5, it does not depend on the future half of the base coordinate whether a point belongs to the attractor. Therefore, we can assume that the future halves of the sequences and coincide. This coincidence implies that we can find an integer , independent of , such that . Let . Then the projections to the fiber of the points and are and respectively. Chose a number in such a way that every fiber map be -Lipschitz. Then the map will be -Lipschitz. Now we can set . Then it follows from that the fiberwise distance between and is less than . Since those points are also -close basewise, we conclude that they are -close in the metric on . Since , we have . ∎
Theorem 4.9**.**
The statistical attractor is Lyapunov stable if and only if its projection to the fiber is Lyapunov stable in sense of Definition 2.11. This statement also holds for the Milnor attractor.
Proof.
First let us deduce the stability of projection from the stability of . Consider any neighborhood of the projection of . Let us find a neighborhood of the attractor such that . Since the attractor is stable, it admits a neighborhood whose images are contained . Applying Proposition 4.8 to , we get and such that . Thus for any the set is a subset of , and therefore a subset of . Truncating the neighborhood if necessary, one can assure that for also. The stability of the projection is proven.
Suppose now that the projection of is stable. To prove that the attractor itself is stable, we need, given a neighborhood , to be able to construct a neighborhood such that every trajectory that starts inside does not quit .
For that end, using Proposition 4.8, let us find for our a neighborhood and a number such that
[TABLE]
By Definition 2.11, there is a neighborhood such that
[TABLE]
Therefore,
[TABLE]
Consider . Due to (8) and (9), for any we have . Truncating if necessary, we can assure that this also holds for .
Similar statement for the Milnor attractor holds by Remark 4.1. ∎
5 Stability of attractors for SSPs with the cirle fiber
Fix integers . Let be a set of all SSPs over the Bernoulli shift with the fiber such that the fiber maps are orientation preserving -diffeomorphisms of a circle.
Recall that a subset of a topological space is called residual if it contains a countable intersection of everywhere dense open sets; one usually also assumes that is a Baire space, i.e., that any residual subset is everywhere dense in . Let us prove that is a Baire space. The space is complete, and by the Baire theorem any complete metric space is a Baire space. On the other hand, is an open subset of this space, and any open subset of a Baire space is itself a Baire space.
Theorem 5.1**.**
There is a residual set such that for any SSP from the statistical attractor is Lyapunov stable and coincides with the Milnor attractor.
Proof.
We will consider only SSPs for which the fiber map is a Morse–Smale diffeomorphism (i.e., has finitely many periodic orbits, and these orbits are hyperbolic). Denote by the set of SSPs with this property. Since Morse–Smale diffeomorphisms form an open and everywhere dense subset of , the set is open and everywhere dense.
Let be the set of all sinks of the fiber map . For denote by the closure of the orbit of the point under the action of the semigroup generated by the fiber maps .
Define as the set of all SSPs for which the following genericity conditions hold:
for any periodic point of the map , the point is not a periodic point of ; 2. 2.
for any the set is Lyapunov stable in the sense of Definition 2.11.
It is clear that the first condition provides an open and everywhere dense subset of . The second one defines a residual subset of of , which will be proved in section 5.1 below. Since is open and dense, is a residual subset of .
Now let us consider an arbitrary SSP and prove that its attractor is stable. Let be the projection to the fiber, as usual.
Proposition 5.2**.**
For a -a.e. point the set coincides with for some .
Proof.
Given points , we will write if for any neighborhood of the point there exists a composition of the fiber maps such that .
It follows from the first genericity condition that for any point there is a sink such that . Indeed, if is not a repeller of the map , then when is applied iteratively is attracted to one of the periodic attractors of . If is a repeller, then the same argument can be applied to the point .
By Corollary 4.6, for a -a.e. point the set is forward-invariant under the fiber maps. Fix such a point and let . Take an arbitrary point and find a sink such that . Let us prove that .
Since the set is invariant, it follows from that there are points of arbitrarily close to . Since is closed, this implies . Applying the fact that is closed and invariant once again, we get .
To prove the inverse inclusion , we will use the Lyapunov stability (in the sense of Definition 2.11) of the set ; recall that this stability is provided by the second genericity condition. We will argue by contradiction. Suppose that . Consider a neighborhood that does not contain . Given , find a neighborhood such that all trajectories that start inside never leave . But this is in contradiction with the fact that the set intersects and contains . ∎
Thus, for almost every point we have for some . It follows from Proposition 4.2 that the projection of the statistical attractor is the union of several sets of the form , namely, those that coincide with for a set of points that has positive measure. Hence, the projection of the statistical attractor to the fiber is stable, which by Theorem 4.9 implies that itself is stable. If the statistical attractor is Lyapunov stable, it always coincides with the Milnor attractor; the proof of this simple fact can be found in [22, Lemma ]. ∎
Now let us deduce from Theorem 5.1 an analogous statement for the SSPs with the segment fiber. Denote by the set of orientation preserving -smooth maps of a segment inside itself that are diffeomorphisms onto the image. Let be the space of all SSPs with the fiber a segment and with fiber maps, where is arbitrary.
Corollary 5.3**.**
There exists a residual set such that for any SSP from the statistical attractor is Lyapunov stable and coincides with the Milnor attractor.
Proof.
Let us regard the segment as an arc of a circle: . Let be the set of SSPs with the fiber a circle such that all fiber maps send the arc strictly into itself, and be the intersection of with the residual subset from Theorem 5.1.
Consider the map that maps a SSP with the fiber a circle into its restriction to . According to [23, Lemma ], any continuous open surjection from a complete metric space onto a Hausdorff space takes residual sets to residual sets. Thus, the set is residual.
Consider an arbitrary SSP with the fiber a segment . It can be extended as an SSP with the fiber a circle . By Theorem 5.1 the statistical attractor of is Lyapunov stable and coincides with the Milnor attractor. Since the statistical and the Milnor attractors of the SSP can be obtained as the intersections of the corresponding attractors of to the dissipative set , the statistical attractor of is Lyapunov stable and coincides with the Milnor attractor too. ∎
5.1 Sink orbits closures are stable
Lemma 5.4**.**
Skew products such that for any the set is Lyapunov stable form a residual subset of .
The proof is in many respects similar to the proof of Theorem from [24]. It is based on the well-known semicontinuity lemma. Let us recall the statement of this lemma.
Definition 5.5**.**
A map from a metric space to the set of all closed subsets of a compact space is called lower semi-continuous at the point if for any there is such that if , then for every point in the set there is a point -close to .
Lemma 5.6**.**
*(The semicontinuity lemma)
The set of continuity points (with respect to the Hausdorff metric on the image) of a lower semi-continuous map is residual.*
This lemma is well-known; its proof can be found in, e.g., [25] and [26].
Let us prove Lemma 5.4 now.
- •
Consider an arbitrary SSP and its neighborhood such that in all periodic points of the fiber map survive and no new periodic points appear. Such neighborhood exists because the map is a Morse–Smale diffeomorphism, so it is structurally stable.
- •
Denote by the set of all closed subsets of with the Hausdorff metric. For each sink of the map consider the map that puts in correspondence to the SSP the set , where stands for the continuation for of the periodic point of the map .
Proposition 5.7**.**
The map is lower semi-continuous.
Proof.
Given arbitrary , the set admits a finite -net that consists of points of . Suppose this -net consists of points , where are finite compositions of the fiber maps. For any sufficiently close SSP the points are shifted by less than and form a -net for . But all these points belong to , and therefore in the vicinity of any point there are points of . ∎
Proposition 5.8**.**
SSPs for which all sets are Lyapunov stable form a residual subset of .
Proof.
The map is lower semi-continuous by Proposition 5.7. Hence, by Lemma 5.6 it is continuous on some residual subset . Proposition 5.10 below says that if the set is Lyapunov unstable, then it does not continuously depend on the map. Therefore, for any SSP from the set is Lyapunov stable. It suffices to set equal to the intersection of all . ∎
Lemma 5.4 can be obtained from Proposition 5.8 using the following trivial statement:
Proposition 5.9**.**
Suppose that every point of a separable metric space admits a neighborhood such that the set intersects by a residual subset of . Then is residual in .
Proof.
Consider a countable everywhere dense subset and for each its point take its neighborhood such that is residual. Then the set is open and everywhere dense. Let . It is easy to see that is residual. Now, , i.e., contains a countable intersection of residual sets which is itself residual. ∎
Proposition 5.10**.**
For , if the set is Lyapunov unstable, then the map is discontinuous at .
Proof.
Denote . Let us suppose that the set is Lyapunov unstable and prove that then it depends on the map discontinuously. Instability implies that there exists an open set such that does not intersect and for any there are a point and a composition of the fiber maps such that
[TABLE]
To show that the map is discontinuous at , it is sufficient to construct, for any given , a map that is -close to in –metric and such that the set intersects . From this point on, for an SSP close to , the lower index in the notation for some object related to means that we are considering the analogous object for .
Let us find, given an arbitrary , a point and a word such that (10) holds. Since is dense in , there exists a composition of fiber maps such that Below we will find an SSP that is -close to and such that
[TABLE]
Then, since , the point will be the required point that belongs to , but lies inside . The proof will be complete when we find such a map .
The construction of . Choose arbitrary lifts of the fiber maps of from the circle to the line . The choice of these lifts will define the lifts and of the maps and . Choose the lifts and of the points and in such a way that . Without loss of generality we may assume that
[TABLE]
Recall that our fiber maps are orientation preserving, i.e., since the fiber is one-dimensional, monotonically increasing. Consider a perturbed SSP
[TABLE]
When , one has .
Now let . Then , because when lifting the graph of a monotonically increasing function the sink also moves upwards. Since , we have . Since , the previous inequality implies .
By the intermediate value theorem, for some number we will have . Hence the SSP satisfies (11). ∎
6 Acknowledgements
We would like to thank Yu. S. Ilyashenko and S.S. Minkov for useful discussions and helpful comments.
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